TY 2018 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2018

Open to Public Inspection

For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018

Name of foundation
DANIEL AND SUSAN PFAU CHARITABLE FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)116 ALLEGHENY CENTER MALL P8YB3502L
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH, PA15212

A Employer identification number

31-1411794

B Telephone number (see instructions)

(412) 762-0861

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$22,809,593J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	552,730		552,730
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		867,182
b	Gross sales price for all assets on line 6a 4,118,587
7	Capital gain net income (from Part IV, line 2)...			867,182
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	1,419,912		1,419,912
13	Compensation of officers, directors, trustees, etc.	121,363		53,838		67,525
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........					0
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....					0
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...		18,281	2,481		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......	293		0	0	293
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		2,569	282		2,287
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	142,506		56,601	0	70,105
25	Contributions, gifts, grants paid.......	1,431,174				1,431,174
26	Total expenses and disbursements. Add lines 24 and 25	1,573,680		56,601	0	1,501,279
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-153,768
b	Net investment income (if negative, enter -0-)			1,363,311
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2018)

Form 990-PF (2018)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............
	2	Savings and temporary cash investments.........	871,427	398,355	398,355
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)	2,176	1,995	2,080
	b	Investments—corporate stock (attach schedule).......	5,015,486	5,746,627	6,702,429
	c	Investments—corporate bonds (attach schedule).......	2,745,372	2,333,716	2,292,972
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	10,999,447	10,999,447	13,413,757
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	19,633,908	19,480,140	22,809,593
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted..................
	25	Temporarily restricted...............
	26	Permanently restricted...............
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds........	19,633,908	19,480,140
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds	0	0
	30	Total net assets or fund balances (see instructions).....	19,633,908	19,480,140
	31	Total liabilities and net assets/fund balances (see instructions).	19,633,908	19,480,140

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............

19,633,908

Enter amount from Part I, line 27a .....................

-153,768

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

19,480,140

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .

19,480,140

Form 990-PF (2018)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	8.28 FEDERAL HOME LN MTG CORP GOLD POOL C00676		1998-12-29	2018-01-02
b	7.65 GOVERNMENT NATL MTG ASSN POOL 489108		1999-07-27	2018-01-02
c	100000. TARGET CORP BONDS		2009-01-06	2018-01-15
d	6.78 FEDERAL HOME LN MTG CORP GOLD POOL C00676		1998-12-29	2018-01-31
e	7.7 GOVERNMENT NATL MTG ASSN POOL 489108		1999-07-27	2018-01-31
	100000. SYSCO CORPORATION SR UNSECURED		2009-01-16	2018-02-12
	7.79 FEDERAL HOME LN MTG CORP GOLD POOL C00676		1998-12-29	2018-02-28
	7.75 GOVERNMENT NATL MTG ASSN POOL 489108		1999-07-27	2018-02-28
	4.94 FEDERAL HOME LN MTG CORP GOLD POOL C00676		1998-12-29	2018-03-31
	7.81 GOVERNMENT NATL MTG ASSN POOL 489108		1999-07-27	2018-03-31
	100000. ORACLE CORP NOTES		2008-08-08	2018-04-15
	7.1 FEDERAL HOME LN MTG CORP GOLD POOL C00676		1998-12-29	2018-04-30
	7.86 GOVERNMENT NATL MTG ASSN POOL 489108		1999-07-27	2018-04-30
	11.26 FEDERAL HOME LN MTG CORP GOLD POOL C00676		1998-12-29	2018-05-31
	7.91 GOVERNMENT NATL MTG ASSN POOL 489108		1999-07-27	2018-05-31
	1456. ABBOTT LABORATORIES INC		2016-09-14	2018-06-07
	547. AETNA INC NEW		2014-01-07	2018-06-07
	472. AGILENT TECHNOLOGIES (IPO)		2017-10-09	2018-06-07
	4. ALPHABET INC/CA-CL A		2014-08-26	2018-06-07
	1189. ALTRIA GROUP INC		2014-01-07	2018-06-07
	16. AMERICAN WATER WORKS CO INC		2016-03-03	2018-06-07
	14. AMGEN INC		2014-04-08	2018-06-07
	1238. ANALOG DEVICES INC		2017-10-09	2018-06-07
	37. APPLE INC		2017-10-09	2018-06-07
	29. APPLIED MATERIALS INC		2016-09-14	2018-06-07
	25. BANK NEW YORK MELLON CORP COM		2016-09-14	2018-06-07
	1864. BERRY GLOBAL GROUP INC			2018-06-07
	7. BIOGEN INC		2016-09-14	2018-06-07
	40. BORG WARNER INC.		2017-10-09	2018-06-07
	16. BURLINGTON STORES INC		2017-02-01	2018-06-07
	1133. CBS CORP CLASS B WI		2016-09-14	2018-06-07
	1776. CSX CORP COM		2017-10-09	2018-06-07
	22. CITIGROUP INC		2017-10-09	2018-06-07
	53. CITIZENS FINANCIAL GROUP		2017-02-01	2018-06-07
	788. COMCAST CORPORATION CL A		2014-01-07	2018-06-07
	14. CONSTELLATION BRANDS INC CL A			2018-06-07
	7. CUMMINS INC		2017-10-09	2018-06-07
	28. DOWDUPONT INC REV SPLIT 06/03/19		2017-02-01	2018-06-07
	778. EDWARDS LIFESCIENCES CORP		2015-03-03	2018-06-07
	694. EXXON MOBIL CORP			2018-06-07
	23. FACEBOOK INC		2016-06-01	2018-06-07
	9. GENERAL DYNAMICS CORP		2015-08-19	2018-06-07
	31. HALLIBURTON CO		2017-02-01	2018-06-07
	138. HOME DEPOT INC COM		2012-02-08	2018-06-07
	566. HONEYWELL INTL INC		2015-03-03	2018-06-07
	673. ILLINOIS TOOL WORKS INC COM		2016-03-03	2018-06-07
	31. INTEL CORP		2009-01-06	2018-06-07
	45. J P MORGAN CHASE & CO COM		2006-05-09	2018-06-07
	10. JOHNSON & JOHNSON COM		1996-02-21	2018-06-07
	8. LAM RESEARCH CORP		2016-03-03	2018-06-07
	18. LAUDER ESTEE COS INC CL A		2017-10-09	2018-06-07
	14. MCDONALDS CORP COM		2017-10-09	2018-06-07
	21. MICROSOFT CORP		1995-06-08	2018-06-07
	84. MOHAWK INDS INC		2017-10-09	2018-06-07
	350. MOHAWK INDS INC		2016-09-14	2018-06-07
	38. MORGAN STANLEY		2017-02-01	2018-06-07
	6. NORTHROP GRUMMAN CORPORATION		2015-08-19	2018-06-07
	10. PARKER HANNIFIN CORP		2017-10-09	2018-06-07
	961. PEPSICO INC COM		2017-02-01	2018-06-07
	19. PRICE T ROWE GROUP INC COM		2017-10-09	2018-06-07
	1640. PROLOGIS INC		2017-02-01	2018-06-07
	398. PROLOGIS INC		2017-10-09	2018-06-07
	8. RAYTHEON COMPANY		2016-03-03	2018-06-07
	14. S&P GLOBAL INC		2016-06-01	2018-06-07
	189. SHERWIN-WILLIAMS CO		2017-10-09	2018-06-07
	22. STATE STR CORP COM		2016-09-14	2018-06-07
	9. STRYKER CORP		2017-10-09	2018-06-07
	37. SUNTRUST BANKS INC COM		2017-02-01	2018-06-07
	22. T-MOBILE US INC		2017-10-09	2018-06-07
	25. TEXAS INSTRS INC COM		2016-03-03	2018-06-07
	112. THERMO ELECTRON CORP COM		2016-03-03	2018-06-07
	34. TOTAL FINA S A		2015-08-19	2018-06-07
	1427. TRANSCANADA CORP (HOLDING CO) NAME CHANGE 05/09/2019		2017-10-09	2018-06-07
	25. TYSON FDS INC COM		2017-10-09	2018-06-07
	11. UNITED RENTALS INC COM		2017-10-09	2018-06-07
	9. UNITEDHEALTH GROUP INC COM		2017-02-01	2018-06-07
	903. VALERO ENERGY CORP NEW COM		2017-02-01	2018-06-07
	17. VISA INC CLASS A SHARES		2013-01-14	2018-06-07
	31. WEC ENERGY GROUP INC		2009-03-31	2018-06-07
	917. WYNDHAM WORLDWIDE CORP			2018-06-07
	917. WYNDHAM HOTELS & RESORTS I			2018-06-07
	859. INGERSOLL-RAND PLC SEDOL B633030		2016-06-01	2018-06-07
	26. TE CONNECTIVITY LTD SEDOL B62B7C3 ISIN CH0102993182		2017-10-09	2018-06-07
	173. ROYAL CARRIBEAN CRUISES LTD SEDOL 2754907 ISIN LR0008862868		2017-10-09	2018-06-07
	6.19 FEDERAL HOME LN MTG CORP GOLD POOL C00676		1998-12-29	2018-06-30
	7.96 GOVERNMENT NATL MTG ASSN POOL 489108		1999-07-27	2018-06-30
	100000. ROYAL BANK OF CANADA SEDOL BCJSPT2 ISIN US78008S7D27		2014-04-10	2018-07-27
	7.1 FEDERAL HOME LN MTG CORP GOLD POOL C00676		1998-12-29	2018-07-31
	8.02 GOVERNMENT NATL MTG ASSN POOL 489108		1999-07-27	2018-07-31
	3.9 FEDERAL HOME LN MTG CORP GOLD POOL C00676		1998-12-29	2018-08-31
	8.07 GOVERNMENT NATL MTG ASSN POOL 489108		1999-07-27	2018-08-31
	1. HALLIBURTON XXX-XX-XXXX		2001-01-01	2018-09-13
	5.5 FEDERAL HOME LN MTG CORP GOLD POOL C00676		1998-12-29	2018-09-30
	8.12 GOVERNMENT NATL MTG ASSN POOL 489108		1999-07-27	2018-09-30
	5. ABBVIE INC		2018-06-07	2018-10-15
	1101. AGILENT TECHNOLOGIES (IPO)		2017-10-09	2018-10-15
	1. ALPHABET INC/CA-CL A		2014-08-26	2018-10-15
	1. AMAZON.COM INC		2018-06-07	2018-10-15
	5. AMERICAN WATER WORKS CO INC		2016-03-03	2018-10-15
	4. AMGEN INC		2014-04-08	2018-10-15
	12. APPLE INC		2017-10-09	2018-10-15
	9. APPLIED MATERIALS INC		2016-09-14	2018-10-15
	6. AUTOMATIC DATA PROCESSING INC		2018-06-07	2018-10-15
	7. BANK NEW YORK MELLON CORP COM		2016-09-14	2018-10-15
	7. BAXTER INTERNATIONAL INC		2018-06-07	2018-10-15
	2. BIOGEN INC		2016-09-14	2018-10-15
	2. BOEING CO		2018-06-07	2018-10-15
	2173. BORG WARNER INC.		2017-10-09	2018-10-15
	5. BURLINGTON STORES INC			2018-10-15
	16. CBRE GROUP INC		2018-06-07	2018-10-15
	4. CELANESE CORP		2018-06-07	2018-10-15
	4. CENTENE CORP		2018-06-07	2018-10-15
	17. CISCO SYS INC COM		2018-06-07	2018-10-15
	7. CITIGROUP INC		2017-10-09	2018-10-15
	18. CITIZENS FINANCIAL GROUP		2017-02-01	2018-10-15
	8. CONOCOPHILLIPS		2018-06-07	2018-10-15
	748. CONSTELLATION BRANDS INC CL A		2015-03-03	2018-10-15
	415. CUMMINS INC		2017-10-09	2018-10-15
	9. DOWDUPONT INC REV SPLIT 06/03/19		2017-02-01	2018-10-15
	5. EASTMAN CHEM CO		2018-06-07	2018-10-15
	454. FACEBOOK INC			2018-10-15
	2. FEDEX CORPORATION		2018-06-07	2018-10-15
	446. GENERAL DYNAMICS CORP		2015-08-19	2018-10-15
	1687. HALLIBURTON CO		2017-02-01	2018-10-15
	5. HOME DEPOT INC COM		2012-02-08	2018-10-15
	9. INTEL CORP		2009-01-06	2018-10-15
	15. J P MORGAN CHASE & CO COM		2006-05-09	2018-10-15
	552. JOHNSON & JOHNSON COM			2018-10-15
	7. KOHLS CORP COM		2018-06-07	2018-10-15
	421. LAM RESEARCH CORP		2016-03-03	2018-10-15
	972. LAUDER ESTEE COS INC CL A		2017-10-09	2018-10-15
	729. MARRIOTT INTERNATIONAL INC CL A		2018-06-07	2018-10-15
	4. MCDONALDS CORP COM		2017-10-09	2018-10-15
	13. MORGAN STANLEY		2017-02-01	2018-10-15
	2. NORTHROP GRUMMAN CORPORATION		2015-08-19	2018-10-15
	7. OCCIDENTAL PETE CORP COM		2018-06-07	2018-10-15
	529. PARKER HANNIFIN CORP		2017-10-09	2018-10-15
	17. PFIZER INC COM		2018-06-07	2018-10-15
	6. PRICE T ROWE GROUP INC COM		2017-10-09	2018-10-15
	2. RAYTHEON COMPANY		2016-03-03	2018-10-15
	1168. ROYAL DUTCH SHELL PLC ADR A		2018-06-07	2018-10-15
	5. S&P GLOBAL INC		2016-06-01	2018-10-15
	872. SMUCKER J M CO COM NEW		2018-06-07	2018-10-15
	1230. STATE STR CORP COM		2016-09-14	2018-10-15
	486. STRYKER CORP		2017-10-09	2018-10-15
	12. SUNTRUST BANKS INC COM		2017-02-01	2018-10-15
	7. T-MOBILE US INC		2017-10-09	2018-10-15
	8. TEXAS INSTRS INC COM		2016-03-03	2018-10-15
	389. THERMO ELECTRON CORP COM		2016-03-03	2018-10-15
	11. TOTAL FINA S A		2015-08-19	2018-10-15
	1315. TYSON FDS INC COM			2018-10-15
	3. UNITEDHEALTH GROUP INC COM		2017-02-01	2018-10-15
	5. VISA INC CLASS A SHARES		2013-01-14	2018-10-15
	11. WEC ENERGY GROUP INC		2009-03-31	2018-10-15
	10. WASTE MANAGEMENT INC		2018-06-07	2018-10-15
	8. TE CONNECTIVITY LTD SEDOL B62B7C3 ISIN CH0102993182		2017-10-09	2018-10-15
	5. ROYAL CARRIBEAN CRUISES LTD SEDOL 2754907 ISIN LR0008862868		2017-10-09	2018-10-15
	7.2 FEDERAL HOME LN MTG CORP GOLD POOL C00676		1998-12-29	2018-10-31
	8.18 GOVERNMENT NATL MTG ASSN POOL 489108		1999-07-27	2018-10-31
	1. NU SKIN ENTERPRISES 67018T105		2001-01-01	2018-11-23
	8.46 FEDERAL HOME LN MTG CORP GOLD POOL C00676		1998-12-29	2018-11-30
	8.23 GOVERNMENT NATL MTG ASSN POOL 489108		1999-07-27	2018-11-30
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	8	8
b	8	8
c	100,000	98,972	1,028
d	7	7
e	8	8
	100,000	100,000
	8	8
	8	8
	5	5
	8	8
	100,000	100,000
	7	7
	8	8
	11	11
	8	8
	92,528	59,445	33,083
	97,925	37,426	60,499
	30,820	31,496	-676
	4,576	2,354	2,222
	66,833	44,599	22,234
	1,269	1,087	182
	2,564	1,675	889
	126,621	108,410	18,211
	7,180	5,770	1,410
	1,493	855	638
	1,434	1,020	414
	88,278	83,874	4,404
	2,128	1,937	191
	2,030	2,081	-51
	2,500	1,320	1,180
	57,465	59,249	-1,784
	115,971	93,739	22,232
	1,513	1,658	-145
	2,254	1,936	318
	25,499	20,586	4,913
	3,141	2,185	956
	1,009	1,203	-194
	1,957	1,688	269
	110,458	52,335	58,123
	57,340	13,958	43,382
	4,388	2,734	1,654
	1,816	1,377	439
	1,504	1,745	-241
	26,809	6,203	20,606
	85,451	58,531	26,920
	99,031	65,051	33,980
	1,763	476	1,287
	4,999	2,082	2,917
	1,227	237	990
	1,537	600	937
	2,657	1,977	680
	2,291	2,242	49
	2,154	111	2,043
	17,273	21,567	-4,294
	71,973	71,428	545
	1,983	1,627	356
	2,022	1,056	966
	1,746	1,771	-25
	96,560	99,194	-2,634
	2,401	1,752	649
	108,239	79,641	28,598
	26,268	25,808	460
	1,706	1,000	706
	2,884	1,552	1,332
	74,567	72,026	2,541
	2,198	1,533	665
	1,615	1,317	298
	2,609	2,117	492
	1,263	1,354	-91
	2,953	1,373	1,580
	24,417	15,555	8,862
	2,115	1,626	489
	59,048	70,393	-11,345
	1,692	1,777	-85
	1,815	1,565	250
	2,246	1,463	783
	110,077	59,076	51,001
	2,316	680	1,636
	1,838	645	1,193
	44,828	25,802	19,026
	56,720	33,747	22,973
	76,938	57,193	19,745
	2,529	2,242	287
	18,075	21,482	-3,407
	6	6
	8	8
	100,000	100,000
	7	7
	8	8
	4	4
	8	8
	583	25	558
	6	6
	8	8
	452	502	-50
	72,346	73,469	-1,123
	1,118	589	529
	1,795	1,699	96
	439	340	99
	785	478	307
	2,652	1,871	781
	301	265	36
	840	814	26
	343	286	57
	498	527	-29
	660	553	107
	719	745	-26
	81,834	113,067	-31,233
	775	412	363
	622	770	-148
	393	473	-80
	564	476	88
	773	753	20
	491	528	-37
	649	658	-9
	590	548	42
	167,759	86,153	81,606
	60,332	71,299	-10,967
	535	543	-8
	412	550	-138
	69,593	50,683	18,910
	442	515	-73
	85,644	68,246	17,398
	66,990	94,957	-27,967
	962	225	737
	401	138	263
	1,610	694	916
	73,884	12,624	61,260
	510	538	-28
	59,769	31,552	28,217
	123,180	106,757	16,423
	85,306	103,353	-18,047
	659	641	18
	564	557	7
	606	352	254
	521	609	-88
	86,633	93,708	-7,075
	741	621	120
	597	553	44
	385	250	135
	77,145	82,087	-4,942
	930	554	376
	89,806	86,372	3,434
	99,666	85,715	13,951
	82,925	71,116	11,809
	747	687	60
	477	431	46
	798	439	359
	89,445	54,024	35,421
	685	526	159
	79,241	86,632	-7,391
	780	488	292
	699	200	499
	742	229	513
	883	837	46
	629	690	-61
	594	621	-27
	7	7
	8	8
	925	25	900
	8	8
	8	8
			169,706

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a
b
c			1,028
d
e










			33,083
			60,499
			-676
			2,222
			22,234
			182
			889
			18,211
			1,410
			638
			414
			4,404
			191
			-51
			1,180
			-1,784
			22,232
			-145
			318
			4,913
			956
			-194
			269
			58,123
			43,382
			1,654
			439
			-241
			20,606
			26,920
			33,980
			1,287
			2,917
			990
			937
			680
			49
			2,043
			-4,294
			545
			356
			966
			-25
			-2,634
			649
			28,598
			460
			706
			1,332
			2,541
			665
			298
			492
			-91
			1,580
			8,862
			489
			-11,345
			-85
			250
			783
			51,001
			1,636
			1,193
			19,026
			22,973
			19,745
			287
			-3,407







			558


			-50
			-1,123
			529
			96
			99
			307
			781
			36
			26
			57
			-29
			107
			-26
			-31,233
			363
			-148
			-80
			88
			20
			-37
			-9
			42
			81,606
			-10,967
			-8
			-138
			18,910
			-73
			17,398
			-27,967
			737
			263
			916
			61,260
			-28
			28,217
			16,423
			-18,047
			18
			7
			254
			-88
			-7,075
			120
			44
			135
			-4,942
			376
			3,434
			13,951
			11,809
			60
			46
			359
			35,421
			159
			-7,391
			292
			499
			513
			46
			-61
			-27


			900

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	867,182
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see instructions before making any entries.

(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2017	1,502,725	24,628,262	0.061016
2016	1,318,022	23,065,412	0.057143
2015	1,534,658	24,234,741	0.063325
2014	1,220,879	24,345,864	0.050147
2013	908,695	18,214,937	0.049887

Total of line 1, column (d) .....................

0.281518

Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......

0.056304

Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......

25,282,216

Multiply line 4 by line 3......................

1,423,490

Enter 1% of net investment income (1% of Part I, line 27b)...........

13,633

Add lines 5 and 6........................

1,437,123

Enter qualifying distributions from Part XII, line 4,.............

1,501,279

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2018)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	13,633
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	13,633
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	13,633
6	Credits/Payments:

a	2018 estimated tax payments and 2017 overpayment credited to 2018	6a	22,721
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	22,721
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	9,088
11	Enter the amount of line 10 to be: Credited to 2019 estimated tax6,818	Refunded	11	2,270

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions

for definition).................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation . Click to see attachment

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2018)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

The books are in care of bullet

PNC BANK NA Telephone no. bullet

(412) 762-0861

Located at bullet

116 ALLEGHENY CENTER MALLPITTSBURGHPA ZIP+4 bullet

15212

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2018?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2018, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2018?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2018.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?

Form 990-PF (2018)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)
DANIEL A AND SUSAN L PFAU	ADVISORY BOARD 1	0
8305 OLD HICKORY DRIVE CINCINNATI,OH45243	ADVISORY BOARD 1	0
GREATER CINCINNATI FOUNDATION	FOUNDATION MGR 11	54,066
200 WEST FOURTH STREET CINCINNATI,OH45202	FOUNDATION MGR 11	54,066
PNC BANK N A	TRUSTEE 13	67,297
116 ALLEGHENY CENTER MALL PITTSBURGH,PA15212	TRUSTEE 13	67,297

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2018)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2018)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

25,667,224

Average of monthly cash balances.......................

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

25,667,224

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

25,667,224

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

385,008

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

25,282,216

Minimum investment return. Enter 5% of line 5..................

1,264,111

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

1,264,111

Tax on investment income for 2018 from Part VI, line 5......

13,633

Income tax for 2018. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

13,633

Distributable amount before adjustments. Subtract line 2c from line 1............

1,250,478

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

1,250,478

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

1,250,478

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

1,501,279

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

1,501,279

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

13,633

Adjusted qualifying distributions. Subtract line 5 from line 4..............

1,487,646

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2018)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2017	(c) 2017	(d) 2018
1 Distributable amount for 2018 from Part XI, line 7					1,250,478
2 Undistributed income, if any, as of the end of 2018:
a Enter amount for 2017 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2018:
a From 2013......	23,314
b From 2014......	39,179
c From 2015......	343,635
d From 2016......	187,029
e From 2017......	323,910
fTotal of lines 3a through e........		917,067
4Qualifying distributions for 2018 from Part
XII, line 4: $ 1,501,279
a Applied to 2017, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2018 distributable amount.....					1,250,478
e Remaining amount distributed out of corpus		250,801
5 Excess distributions carryover applied to 2018.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		1,167,868
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2017. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2018. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2019 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2013 not applied on line 5 or line 7 (see instructions) ...		23,314
9Excess distributions carryover to 2019. Subtract lines 7 and 8 from line 6a ......		1,144,554
10 Analysis of line 9:
a Excess from 2014....	39,179
b Excess from 2015....	343,635
c Excess from 2016....	187,029
d Excess from 2017....	323,910
e Excess from 2018....	250,801

Form 990-PF (2018)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2018	(b) 2017	(c) 2016	(d) 2015	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

DANIEL AND SUSAN PFAU FOUNDATION
200 WEST FOURTH STREET
CINCINNATI,OH45202
(513) 241-2880

bThe form in which applications should be submitted and information and materials they should include:

LETTER OF INQUIRY REQUIRED - REFER TO www.gcfdn.org FOR THE ON-LINE FORM (FROM THE MENU TAB, SELECT GRANTS, PRIVATE FOUNDATION GRANTS, AND THEN THE DANIEL AND SUSAN PFAU FOUNDATION)

cAny submission deadlines:

FOLLOW INSTRUCTIONS ABOVE TO FIND SUBMISSION DEADLINES

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

FOLLOW INSTRUCTIONS ABOVE TO FIND RESTRICTIONS OR LIMITATIONS

Form 990-PF (2018)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
ELEMENTZ 1100 RACE STREET CINCINNATI,OH45202	NONE	PC	STUDIO E MUSIC TECH &	20,000
EQUINOX INC 500 CENTRAL AVE ALBANY,NY12206	NONE	PC	GENERAL	35,000
CINCINNATI ARTS AND TECHNOLOGY CENTER 700 W PETE ROSE WAY CINCINNATI,OH45203	NONE	PC	GENERAL	30,000
CINCINNATI CENTER DEVELOPMENT CORP 1203 WALNUT STREET 4TH FL CINCINNATI,OH45202	NONE	PC	GENERAL	25,000
ADOPT A CLASS FOUNDATION 3805 EDWARDS RD 550 Cincinnati,OH45209	NONE	GENERAL	PC	15,000
STRAT TO END HOMELESSNESS INC 2368 VICTORY PKWY STE 600 CINCINNATI,OH45206	NONE	PC	GENERAL	20,000
FREESTORE FOODBANK INC 1141 CENTRAL PARKWAY Cincinnati,OH45202	NONE	PC	GENERAL	40,000
MINDPEACE 5642 HAMILTON AVE CINCINNATI,OH45224	NONE	PC	GENERAL	50,000
MELODIC CONNECTIONS INC 407 VINE ST SUITE 112 Cincinnati,OH45202	NONE	PC	GENERAL	15,000
PARTNERSHIP FOR INNOVATION IN ED PO BOX 8722 CINCINNATI,OH45208	NONE	PC	GENERAL	25,000
CINCINNATI MUSEUM ASSOCIATION 953 EDEN PARK DRIVE CINCINNATI,OH45202	NONE	PC	SUPPORT MEMBERSHIP TO THE	32,500
HEARING SPEECH & DEAF 2825 BURNET AVE SUITE 330 CINCINNATI,OH45219	NONE	PC	GENERAL	26,300
CINCINNATI UNION BETHEL 2401 READING ROAD CINCINNATI,OH45202	NONE	PC	GENERAL	25,000
ST JOSEPH INFANT & MATE HOME 10722 WYSCARVER ROAD CINCINNATI,OH45241	NONE	PC	GENERAL	24,000
ST ALOYSIUS ORPHANAGE 4721 READING ROAD CINCINNATI,OH45237	NONE	PC	GENERAL	25,000
CINCINNATI SYMPHONY ORCHESTRA 1241 ELM STREET CINCINNATI,OH45202	NONE	PC	SUPPORT THE 2017-2018	10,000
CINCINNATI INSTITUTE OF FINE ARTS 20 EAST CENTRAL PARKWAY CINCINNATI,OH45202	NONE	PC	CATALYZING IMPACT GRANTS	50,000
SAINT JOSEPH ORPHANAGE 5400 EDALBERT DR CINCINNATI,OH45239	NONE	PC	GENERAL	20,000
YWCA OF GREATER CINCINNATI INC 898 WALNUT ST CINCINNATI,OH45202	NONE	PC	GENERAL	30,000
CINCINNATI OPERA ASSOCIATION 1243 ELM ST CINCINNATI,OH45202	NONE	PC	GENERAL	30,000
BIG BROTHERS & BIG SISTERS 2400 READING ROAD CINCINNATI,OH45202	NONE	PC	GENERAL	20,000
CONTEMPORARY ARTS CENTER 44 E SIXTH ST CINCINNATI,OH45202	NONE	PC	GENERAL	20,000
CINCINNATI PLAYHOUSE IN THE PARK 962 MT ADAMS CIRCLE CINCINNATI,OH45202	NONE	PC	GENERAL	25,000
GREATER CINCINNATI FOUNDATION 200 WEST FOURTH STREET CINCINNATI,OH45202	NONE	PC	WHISTLE GROVE PROJ AT NATL	25,629
JOY OUTDOOR EDUCATION 10117 OLD 3-C HWY CLARKSVILLE,OH45113	NONE	PC	GENERAL	30,000
COMPREHENSIVE COMM CHILDCARE 2100 SHERMAN AVE 300 CINCINNATI,OH45212	NONE	PC	GENERAL	50,000
EASTER SEALS TRISTATE 2901 GILBERT AVENUE CINCINNATI,OH45206	NONE	PC	SUPPORT EASTERSEALS WORK &	25,000
LADD 3603 VICTORY PARKWAY CINCINNATI,OH45229	NONE	PC	GENERAL	75,000
CHILDREN INCORPORATED 333 MADISON AVE COVINGTON,KY41011	NONE	PC	GENERAL	40,000
RONALD MCDONALD HOUSE 350 ERKENBREACHER AVE CINCINNATI,OH45229	NONE	PC	GENERAL	30,000
PROKIDS 2605 BURNET AVE CINCINNATI,OH45219	NONE	PC	GENERAL	30,000
DOWN SYN ASSOC OF GTR CINCINNATI 4623 WESLEY AVE SUITE A Cincinnati,OH45212	NONE	PC	GENERAL	20,000
BOYS HOPE GIRLS HOPE 1725 RIVERSIDE DRIVE CINCINNATI,OH45202	NONE	PC	GENERAL	15,000
CINCINNATI YOUTH COLLABORATIVE 301 OAK ST CINCINNATI,OH45219	NONE	PC	GENERAL	50,000
MADISONVILLE EDUCATION AND ASSISTANCE CENTER INC 4600 ERIE AVE CINCINNATI,OH45227	NONE	PC	GENERAL	22,000
PARACHUTE 284 N FAIR AVE HAMILTON,OH45011	NONE	PC	GENERAL	5,000
BREAKTHROUGH CINCINNATI INC 6905 GIVEN RD CINCINNATI,OH45343	NONE	PC	GENERAL	20,000
STARFIRE COUNCIL OF GREATER CINC 5030 OAKLAWN DR CINCINNATI,OH45227	NONE	PC	GENERAL	50,000
GROUNDWORK CINCINNATI-MILL CREEK 1662 BLUE ROCK ST CINCINNATI,OH45223	NONE	PC	GENERAL	20,000
OHIO VALLEY VOICES INC 6642 BRANCH HILL GUINEA PIKE LOVELAND,OH45140	NONE	PC	GENERAL	30,000
ART OPPORTUNITIES INC 20 E CENTRAL PARKWAY CINCINNATI,OH45202	NONE	PC	GENERAL	25,000
THE RES HOME CORP DBA ENVISION 3030 WEST FORK ROAD Cincinnati,OH45211	NONE	PC	GENERAL	25,745
AMERICAN DIABETES ASSOCIATION 100 W CENTRAL AVE STE 110 TOLEDO,OH43606	NONE	PC	GENERAL	25,000
NATIONAL SOCIETY TO PREVENT BLINDNESS 211 W WACKER DR STE 1700 CHICAGO,IL60606	NONE	PC	GENERAL	10,000
SOCIAL ENTERPRISE & TRAINING CENTER 131 STATE STREET SCHENECTADY,NY12305	NONE	PC	YOUTHBUILD@SEAT CREDIT	25,000
LA SOUPE INC 119 CLEVELAND AVE MILFORD,OH45150	NONE	PC	GENERAL	20,000
BRIGHTON CENTER INC 741 CENTRAL AVE NEWPORT,KY41071	NONE	PC	GENERAL	25,000
REDWOOD SCHOOL & REHAB CTR INC 71 ORPHANGE RD FT MITCHELL,KY41017	NONE	PC	GENERAL	30,000
MORGAN SCOTT PROJECT PO BOX 8 DEER LODGE,TN37726	NONE	PC	GENERAL	20,000
CAMP KOINONIA FOUNDATION INC 244 N PETERS RD STE 211 KNOXVILLE,TN37923	NONE	PC	GENERAL	20,000
CHILDREN'S CENTER OF THE CUMBERLANDS 22510 ALBERTA STREET ONEIDA,TN37841	NONE	PC	GENERAL	10,000
THE PTR FOR MENTAL HLTH INC 71 CAVALIER BLVD STE 209 FLORENCE,KY41042	NONE	PC	GENERAL	30,000
CISE 100 EAST EIGTH ST CINCINNATI,OH45202	NONE	PC	GENERAL	15,000
Total ................................. 3a				1,431,174

bApproved for future payment

Total ................................. 3b

Form 990-PF (2018)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	552,730
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	867,182
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				1,419,912

13Total. Add line 12, columns (b), (d), and (e)..................

1,419,912

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2018)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2018)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

TY 2018 ExplnOfNonFilingWithAGStmt

Name:

DANIEL AND SUSAN PFAU CHARITABLE FOUNDATION

EIN:

31-1411794

Statement:

THIS TRUST DOES NOT PROVIDE A COPY OF FORM 990-PF TO THE OHIO ATTORNEY GENERAL BECAUSE, IN LIEU THEREOF, IT IS REQUIRED TO FILE AN ON-LINE ANNUAL REPORT WITH THE OHIO ATTORNEY GENERAL'S OFFICE AT www .ohioattorneygeneral.gov

- TIN:

TY 2018 InvestmentsOtherSchedule2

Name:

DANIEL AND SUSAN PFAU CHARITABLE FOUNDATION

EIN:

31-1411794

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
MUTUAL FUNDS - FIXED	AT COST	4,512,127	4,223,401
MUTUAL FUNDS - EQUITY	AT COST	4,818,975	7,189,463
ETF EQUITY	AT COST	1,080,525	1,421,586
MUTUAL FUNDS ALTERNATIVE	AT COST	587,820	579,307

- TIN:

TY 2018 OtherExpensesSchedule

Name:

DANIEL AND SUSAN PFAU CHARITABLE FOUNDATION

EIN:

31-1411794

Description	Revenue and Expenses per Books	Net Investment Income	Disbursements for Charitable Purposes
STATE FILING FEES	200	0	200
OFFICE EXPENSES	2,087	0	2,087
ADR SERVICE FEES	282	282	0

- TIN:

TY 2018 TaxesSchedule

Name:

DANIEL AND SUSAN PFAU CHARITABLE FOUNDATION

EIN:

31-1411794

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
FOREIGN TAXES	2,481	2,481		0
FEDERAL ESTIMATES - PRINCIPAL	15,800	0		0