TY 2018 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2018

Open to Public Inspection

For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018

Name of foundation
The Peter J Frenkel Foundation Inc

Number and street (or P.O. box number if mail is not delivered to street address)c/o Andrew M Crandall 28 Lafayette
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
Greenwich, CT06830

A Employer identification number

43-1963137

B Telephone number (see instructions)

(203) 869-4363

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$2,620,382J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	1,565,533
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	58,927		58,927
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10
b	Gross sales price for all assets on line 6a
7	Capital gain net income (from Part IV, line 2)...			173,876
8	Net short-term capital gain.........				13,605
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....		0
11	Other income (attach schedule).......		0
12	Total. Add lines 1 through 11........	1,624,460		232,803	13,605
13	Compensation of officers, directors, trustees, etc.
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........		10,284			10,284
b	Accounting fees (attach schedule).......		7,450			7,450
c	Other professional fees (attach schedule)....		10,029			10,029
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		784
19	Depreciation (attach schedule) and depletion...		0
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		461
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	29,008		0		27,763
25	Contributions, gifts, grants paid.......	50,000				50,000
26	Total expenses and disbursements. Add lines 24 and 25	79,008		0		77,763
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	1,545,452
b	Net investment income (if negative, enter -0-)			232,803
c	Adjusted net income (if negative, enter -0-)...				13,605

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2018)

Form 990-PF (2018)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............
	2	Savings and temporary cash investments.........	25,300	970,072	970,072
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....		0
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts		0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	1,075,457	1,061,058	1,063,781
	c	Investments—corporate bonds (attach schedule).......		617,249	586,529
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)		0
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........		0
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)		0
	15	Other assets (describe )	0	0	0
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	1,100,757	2,648,379	2,620,382
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons		0
	21	Mortgages and other notes payable (attach schedule)......		0
	22	Other liabilities (describe )	0	0
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted..................	1,100,757	2,648,379
	25	Temporarily restricted...............
	26	Permanently restricted...............
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds........
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see instructions).....	1,100,757	2,648,379
	31	Total liabilities and net assets/fund balances (see instructions).	1,100,757	2,648,379

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............

1,100,757

Enter amount from Part I, line 27a .....................

1,545,452

Other increases not included in line 2 (itemize) bullet

3,933

Add lines 1, 2, and 3 ..........................

2,650,142

Decreases not included in line 2 (itemize) bullet

1,763

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .

2,648,379

Form 990-PF (2018)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	ISHARES NASDAQ	P	2018-03-28	2018-04-06
b	VANGUARD CONSUMER	P	2018-03-28	2018-04-25
c	VANGUARD MATERIALS	P	2018-03-28	2018-04-25
d	VANGUARD INFORMATION	P	2018-03-28	2018-04-06
e	VANGUARD INDUSTRIAL	P	2018-03-28	2018-04-06
	FIRST TR ETF	P	2018-03-28	2018-04-25
	REAL ESTATE SELECT	P	2018-03-28	2018-08-29
	FIRST TRUST CLOUD	P	2018-03-28	2018-04-25
	HEALTHCARE SELECT	P	2018-03-28	2018-04-06
	CONSUMER DISCRETIONARY	P	2018-03-28	2018-04-25
	SPDR US FINANCIAL	P	2018-03-28	2018-04-06
	ABBOTT LABS	P	2018-06-28	2018-04-06
	ALLSTATE	P	2018-06-28	2018-04-06
	ADOBE SYSTEMS	P	2018-04-06	2018-04-25
	ALTRIA GROUP	P	2018-04-06	2018-04-25
	ABIOMED	P	2018-04-06	2018-04-25
	AMAZON	P	2018-03-28	2018-04-25
	ASTRAZENECA	P	2018-04-10	2018-04-25
	AETNA	P	2018-03-28	2018-04-25
	AIG	P	2018-04-10	2018-04-25
	AMERICAN TOWER REIT	P	2018-03-28	2018-04-25
	ASML HLDG	P	2018-03-28	2018-04-25
	ALIBABA	P	2018-03-28	2018-04-25
	ALPHABET	P	2018-04-10	2018-04-25
	ALPHABET	P	2018-03-28	2018-04-25
	AT&T	P	2018-03-28	2018-04-25
	AMERICAN EXPRESS	P	2018-04-10	2018-04-25
	AMGEN	P	2018-03-28	2018-04-25
	ANALOG DEVICES	P	2018-03-28	2018-04-06
	APPLE	P	2018-03-28	2018-04-06
	APPLIED MATERIAL	P	2018-04-06	2018-04-25
	ARCHER DANIELS	P	2018-03-28	2018-04-06
	AUTODESK	P	2018-03-28	2018-04-25
	ADP	P	2018-04-06	2018-04-25
	BRIGHTHOUSE	P	2018-03-28	2018-04-25
	BRITISH AMN TOBACO	P	2018-04-10	2018-04-25
	BIOGEN	P	2018-03-28	2018-04-06
	BB&T CORP	P	2018-03-28	2018-04-06
	BP	P	2018-04-06	2018-04-25
	BCE	P	2018-04-10	2018-04-25
	BANK NEW YORK MELLON	P	2018-03-28	2018-04-06
	BAXTER INTL	P	2018-04-06	2018-04-25
	BECTON DICKINSON	P	2018-03-28	2018-04-25
	BOOKING HLDDGS	P	2018-03-28	2018-04-25
	BOEING	P	2018-04-06	2018-04-25
	BOSTON SCIENTIFIC	P	2018-03-28	2018-04-06
	COMCAST	P	2018-04-10	2018-04-25
	CARDINAL HEALTH	P	2018-03-28	2018-04-25
	CONIZANT TECH	P	2018-04-06	2018-04-25
	CVS	P	2018-06-28	2018-04-06
	COSTAR GROUP	P	2018-03-28	2018-04-25
	CHEVRON	P	2018-03-28	2018-04-25
	CONOCOPHILLIPS	P	2018-04-06	2018-04-25
	CELGENE	P	2018-03-28	2018-04-06
	CA INC	P	2018-03-28	2018-04-06
	CERNER	P	2018-03-28	2018-04-25
	CITIGROUP	P	2018-04-06	2018-04-25
	CDW CORP	P	2018-04-06	2018-04-25
	CHUBB	P	2018-04-06	2018-04-25
	CHARTER COMMUNICATIONS	P	2018-03-28	2018-04-25
	CIGNA	P	2018-03-28	2018-04-06
	CISCO SYSTEMS	P	2018-03-28	2018-04-06
	COCA COLA	P	2018-04-10	2018-04-25
	COLGATE	P	2018-04-10	2018-04-25
	CORNING	P	2018-04-10	2018-04-25
	CRH PLC	P	2018-04-06	2018-04-25
	DOWDUPONT	P	2018-04-10	2018-04-25
	DIAGEO	P	2018-04-06	2018-04-25
	DOLLAR TREE	P	2018-03-28	2018-04-06
	DR PEPPER	P	2018-03-28	2018-04-25
	DANONE	P	2018-04-10	2018-04-25
	DOLLAR GENERAL	P	2018-04-06	2018-04-25
	DEERE	P	2018-03-28	2018-04-25
	EQUITY RESIDENTIAL	P	2018-03-28	2018-04-06
	EDISON	P	2018-03-28	2018-04-06
	EXXON MOBIL	P	2018-04-10	2018-04-25
	ECOLAB	P	2018-03-28	2018-04-25
	EDWARDS LIFESCIENCES	P	2018-04-06	2018-04-25
	EXELON CORP	P	2018-04-06	2018-04-25
	EXPEDIA	P	2018-04-06	2018-04-25
	EXPRESS SCRIPTS	P	2018-03-28	2018-04-06
	ELECTRONIC ARTS	P	2018-04-06	2018-04-25
	EXPEDITORS	P	2018-04-01	2018-04-25
	FIRSTENERGY	P	2018-04-10	2018-04-25
	FACTSET RESH	P	2018-04-01	2018-04-25
	FEDEX	P	2018-03-28	2018-04-25
	FIDELITY NATL	P	2018-04-10	2018-04-25
	FACEBOOK	P	2018-04-10	2018-04-25
	FERRARI	P	2018-03-28	2018-04-25
	FISERV INC	P	2018-04-06	2018-04-25
	ISHARES RUSSELL 1000 GROWTH	P	2018-04-10	2018-04-25
	ISHARES RUSSELL 1000 VALUE	P	2018-04-10	2018-04-25
	GENL DYNAMICS	P	2017-07-27	2018-04-25
	GOLDMAN SACHS	P	2017-05-18	2018-04-25
	GENERAL ELECTRIC	P	2018-04-06	2018-04-25
	GODADDY	P	2018-04-06	2018-04-25
	GENUINE PARTS	P	2018-04-06	2018-04-25
	HALLIBURTON	P	2017-07-21	2018-04-25
	HSBC HLDG	P	2018-04-06	2018-04-25
	HESS	P	2018-04-06	2018-04-25
	HCP INC	P	2018-04-10	2018-04-25
	HILTON WORLDWIDE	P	2018-04-12	2018-04-25
	HUMANA	P	2018-04-06	2018-04-25
	ILLUMINA	P	2017-04-28	2018-04-25
	INTL PAPER	P	2018-04-06	2018-04-25
	INTRPUBLIC GRP	P	2018-04-06	2018-04-25
	INTERCONTINENTAL EXCHANGE	P	2018-04-06	2018-04-25
	JPMORGAN CHASE	P	2018-04-20	2018-04-25
	KEYCORP	P	2018-04-10	2018-04-25
	KONINKL PHIL	P	2018-04-10	2018-04-25
	KELLOGG	P	2018-04-06	2018-04-25
	KIMBERLY CLARK	P	2018-04-10	2018-04-25
	KROGER	P	2018-04-10	2018-04-25
	ELI LILLY	P	2018-04-06	2018-04-25
	LOWE'S COS	P	2017-09-15	2018-04-25
	MOODY'S	P	2018-04-10	2018-04-25
	MORGAN STANLEY	P	2018-04-06	2018-04-25
	METLIFE	P	2018-04-10	2018-04-25
	MCKESSON CORP	P	2018-04-06	2018-04-25
	MARATHON OIL	P	2017-04-21	2018-04-06
	MERCK & CO	P	2018-04-06	2018-04-25
	MOTOROLA	P	2018-04-06	2018-04-25
	MARATHON PETROLEUM	P	2018-04-06	2018-04-25
	MEDTRONIC	P	2018-04-06	2018-04-25
	MATTEL	P	2018-04-10	2018-04-25
	MICROSOFT	P	2018-04-10	2018-04-25
	NOVARTIS	P	2018-04-10	2018-04-25
	NVIDIA	P	2018-04-06	2018-04-25
	NETFLIX	P	2017-07-19	2018-04-25
	NEXTERA ENERGY	P	2018-04-06	2018-04-25
	MONSTER BEVERAGE	P	2018-04-10	2018-04-25
	NIELSEN HOLDINGS	P	2018-04-06	2018-04-25
	NIKE	P	2017-10-26	2018-04-25
	NOVO NORDISK	P	2018-04-10	2018-04-25
	ORACLE	P	2018-04-10	2018-04-25
	PG&E	P	2017-11-01	2018-04-25
	PRUDENTIAL FINANCIAL	P	2018-04-06	2018-04-25
	PHILIP MORRIS	P	2018-04-10	2018-04-25
	PAYPAL	P	2017-10-20	2018-04-25
	PFIZER	P	2018-04-10	2018-04-25
	PROCTER & GAMBLE	P	2018-04-10	2018-04-25
	PUB SVC ENTERPRISE	P	2018-04-06	2018-04-25
	QUALCOMM	P	2018-04-06	2018-04-25
	ROYAL DUTCH SHELL	P	2018-04-06	2018-04-25
	ROYAL DUTCH SHELL	P	2018-04-10	2018-04-25
	REGENERON PHARMACTCLS	P	2018-04-06	2018-04-25
	SEI INVT CO PA	P	2018-04-10	2018-04-25
	SIEMENS	P	2018-04-06	2018-04-25
	SCHLUMBERGER	P	2017-07-31	2018-04-25
	SCHWAB	P	2018-04-06	2018-04-25
	SALESFORCE	P	2017-08-25	2018-04-25
	SUNCOR ENERGY	P	2018-04-10	2018-04-25
	SPLUNK	P	2017-08-25	2018-04-25
	ANTHEM	P	2018-04-06	2018-04-25
	WELLTOWER	P	2018-04-10	2018-04-25
	STARBUCKS	P	2018-04-10	2018-04-25
	STRYKER	P	2018-04-23	2018-04-26
	SUNTRUST BKS	P	2018-04-06	2018-04-25
	TOTAL	P	2018-04-10	2018-04-25
	TAIWAN S MANUFCTRING	P	2018-04-06	2018-04-25
	3M COMPANY	P	2018-04-06	2018-04-25
	TRAVELERS	P	2018-04-06	2018-04-25
	JOHNSON CONTROLS	P	2018-04-10	2018-04-25
	THERMO FISHER SCIENTIFIC	P	2017-07-21	2018-04-25
	UNILEVER	P	2018-04-10	2018-04-25
	UNITEDHEALTH GROUP	P	2017-05-18	2018-04-25
	US BANCORP	P	2018-04-06	2018-04-25
	UNION PACIFIC	P	2017-09-12	2018-04-25
	VERIZON	P	2018-04-10	2018-04-25
	VISA	P	2018-04-10	2018-04-25
	ZOETIS	P	2018-04-10	2018-04-25
	XILINK	P	2018-04-06	2018-04-20
	YUM BRANDS	P	2018-04-10	2018-04-25
	YUM CHINA HOLDINGS	P	2018-04-10	2018-04-25
	WELLS FARGO	P	2018-04-10	2018-04-25
	WYNN RESORTS	P	2018-04-06	2018-04-25
	THORNBURG INTL	P	2017-09-22	2018-04-25
	WELLS FARGO SMALL CO GROWTH	P	2018-04-10	2018-04-25
	ROYCE PA MUTUAL	P	2018-04-10	2018-04-25
	BROADCOM	P	2016-06-23	2018-04-06
	FORTIVE	P	2017-01-12	2018-04-25
	FISERV INC	P	2017-01-27	2018-04-25
	ISHARES RUSSELL 1000 GROWTH	P	2015-06-25	2018-04-25
	ISHARES RUSSELL 1000 VALUE	P	2015-11-18	2018-04-25
	GENL DYNAMICS	P	2016-12-13	2018-04-25
	GOLDMAN SACHS	P	2015-04-02	2018-04-25
	GENERAL ELECTRIC	P	2015-11-18	2018-04-25
	HALLIBURTON	P	2014-10-27	2018-04-06
	HONEYWELL	P	2016-08-31	2018-04-25
	HESS	P	2017-03-15	2018-04-25
	HILTON WORLDWIDE HOLDINGS	P	2017-03-13	2018-04-25
	HOME DEPOT	P	2016-11-17	2018-04-25
	INTEL	P	2017-01-05	2018-04-25
	INTL PAPER	P	2015-06-25	2018-04-25
	INVESCO	P	2016-05-27	2018-04-06
	INTERCONTINENTAL EXCHANGE	P	2016-12-12	2018-04-25
	INTUIT	P	2017-01-03	2018-04-25
	JPMORGAN CHASE	P	2016-11-14	2018-04-25
	JOHNSON & JOHNSON	P	2016-01-07	2018-04-25
	KEYCORP	P	2016-09-28	2018-04-25
	KONINKL PHIL	P	2017-04-12	2018-04-25
	KROGER	P	2016-08-26	2018-04-25
	LOCKHEED MARTIN	P	2016-02-09	2018-04-25
	ELI LILLY	P	2017-03-10	2018-04-25
	LOWE'S COS	P	2015-06-25	2018-04-06
	MOODY'S	P	2016-03-17	2018-04-25
	MORGAN STANLEY	P	2016-02-10	2018-04-25
	METLIFE	P	2017-01-09	2018-04-25
	MARATHON OIL	P	2014-11-12	2018-04-06
	MASTERCARD	P	2016-11-23	2018-04-25
	MERCK & CO	P	2016-02-22	2018-04-25
	MOTOROLA	P	2016-02-04	2018-04-25
	MARATHON PETROLEUM	P	2015-05-28	2018-04-25
	MONDELEZ INTL	P	2015-06-25	2018-04-06
	MARSH & MCLENNAN	P	2016-08-17	2018-04-25
	MICROSOFT	P	2017-02-01	2018-04-25
	NOVARTIS	P	2016-02-22	2018-04-25
	NVIDIA	P	2017-03-30	2018-04-25
	NETFLIX	P	2017-04-17	2018-04-25
	NEXTERA ENERGY	P	2016-02-04	2018-04-25
	MONSTER BEVERAGE	P	2016-02-22	2018-04-25
	NIKE	P	2016-11-23	2018-04-25
	NORTHROP GRUMMAN	P	2017-03-30	2018-04-25
	NOVO NORDISK	P	2016-10-28	2018-04-25
	OCCIDENTAL PETE	P	2016-05-23	2018-04-06
	ORACLE	P	2017-02-17	2018-04-25
	PG&E	P	2017-03-02	2018-04-25
	PRUDENTIAL FINANCIAL	P	2015-09-24	2018-04-25
	PHILIP MORRIS	P	2013-05-10	2018-04-25
	PAYPAL	P	2016-11-23	2018-04-25
	PFIZER	P	2016-11-23	2018-04-25
	PRAXAIR	P	2015-06-25	2018-04-06
	PROCTER & GAMBLE	P	2016-02-22	2018-04-25
	QUEST DIAGNOSTICS	P	2015-11-18	2018-04-25
	PUB SVC	P	2015-10-01	2018-04-25
	QUALCOMM	P	2016-04-19	2018-04-25
	RAYTHEON	P	2016-09-16	2018-04-25
	REGENERON PHARMACTCLS	P	2016-12-09	2018-04-25
	SEI INVT CO	P	2016-11-23	2018-04-25
	SHLUMBERGER	P	2016-02-22	2018-04-25
	SKYWORKS SOLUTIONS	P	2017-03-10	2018-04-06
	SALESFORCE	P	2016-10-07	2018-04-25
	SHERWIN WILLIAMS	P	2016-09-01	2018-04-25
	SUNCOR ENERGY	P	2017-02-17	2018-04-25
	SPLUNK	P	2016-10-13	2018-04-06
	SERVICENOW	P	2016-02-18	2018-04-25
	ANTHEM	P	2016-05-11	2018-04-25
	SUNTRUST BKS	P	2015-06-25	2018-04-25
	TOTAL	P	2017-02-17	2018-04-25
	TAIWAN S MANUFCTRING	P	2017-03-03	2018-04-25
	3M COMPANY	P	2017-03-09	2018-04-25
	TRAVELERS	P	2015-06-25	2018-04-25
	THERMO FISHER SCIENTIFIC	P	2017-03-20	2018-04-25
	UNILEVER	P	2016-08-12	2018-04-25
	UPS	P	2016-02-22	2018-04-25
	UNITEDHEALTH GROUP	P	2016-11-23	2018-04-25
	US BANCORP	P	2016-04-04	2018-04-25
	UNION PACIFIC	P	2017-01-11	2018-04-25
	VARIAN MEDICAL	P	2016-02-22	2018-04-25
	VERIZON	P	2016-02-04	2018-04-25
	VISA	P	2015-10-15	2018-04-25
	ZOETIS	P	2016-11-23	2018-04-25
	YUM BRANDS	P	2016-11-23	2018-04-25
	YUM CHINA HOLDINGS	P	2016-11-23	2018-04-25
	WASTE MANAGEMENT	P	2015-06-25	2018-04-06
	WELLS FARGO	P	2017-01-27	2018-04-25
	THORNBURG	P	2015-06-25	2018-04-25
	WELLS FARGO EMERGING	P	2016-11-23	2018-04-23
	ROYCE PA FUND	P	2016-11-23	2018-04-25
	ISHARES RUSSELL 1000 GROWTH	P	2010-08-26	2018-04-25
	ISHARES RUSSELL 1000 VALUE	P	2011-11-01	2018-04-25
	MARATHON OIL	P	2010-08-26	2018-04-06
	MARSH & MCLENNAN	P	2010-09-10	2018-04-06
	NORTHROP GRUMMAN	P	2010-08-26	2018-04-06
	QUEST DIAGNOSTICS	P	2010-08-26	2018-04-06
	TOTAL	P	2010-06-04	2018-04-25
	3M COMPANY	P	2010-06-11	2018-04-25
	TRAVELERS	P	2010-08-26	2018-04-25
	US BANCORP	P	2010-06-04	2018-04-25
	THORNBURG	P	2011-12-23	2018-04-25
	WELLS FARGO EMERGING	P	2011-10-31	2018-04-03
	ROYCE PA MUTUAL	P	2010-08-27	2018-04-25
	ALTRIA GROUP	P	2017-12-14	2018-11-28
	AETNA	P	2018-04-30	2018-11-29
	BRITISH AMN TOBACO	P	2018-04-30	2018-06-14
	BP	P	2018-01-26	2018-11-28
	CARDINAL HEALTH	P	2018-01-19	2018-09-13
	COGNIZANT	P	2018-06-12	2018-11-28
	CVS	P	2018-11-30	2018-12-06
	CHEVRON	P	2018-04-30	2018-08-02
	CDW CORP	P	2018-02-27	2018-12-18
	COLGATE	P	2018-03-29	2018-11-28
	CRH PLC	P	2017-12-12	2018-11-28
	DEVON ENERGY	P	2018-05-10	2018-11-28
	DR PEPPER	P	2017-09-01	2018-02-02
	EXELON	P	2018-04-30	2018-08-01
	FIRSTENERGY	P	2017-07-27	2018-02-02
	GARRETT MOTION	P	2018-04-30	2018-10-05
	GENERAL ELECTRIC	P	2018-09-18	2018-11-07
	HALLIBURTON	P	2018-04-30	2018-05-11
	INTRPUBLIC	P	2018-04-30	2018-10-17
	KEYCORP	P	2018-04-30	2018-09-13
	KEURIG	P	2018-04-30	2018-07-12
	KONINKL PHIL	P	2017-03-09	2018-02-02
	KELLOGG	P	2017-11-07	2018-02-02
	KROGER	P	2018-04-30	2018-08-01
	LOWE'S COS	P	2017-09-15	2018-02-02
	MARATHON OIL	P	2018-05-24	2018-11-28
	MONDELEZ INTL	P	2018-08-01	2018-11-28
	MEDTRONIC	P	2017-10-23	2018-02-02
	MATTEL	P	2017-08-04	2018-02-02
	NIELSEN	P	2018-04-30	2018-08-03
	PG&E	P	2018-04-30	2018-11-15
	PRUDENTIAL FINANCIAL	P	2018-04-30	2018-06-12
	PHILIP MORRIS	P	2018-04-30	2018-07-11
	QUEST DIAGNOSTICS	P	2018-04-30	2018-10-23
	RESIDEO TECHNOLOGIES	P	2018-04-30	2018-11-05
	ROYAL DUTCH SHELL	P	2017-07-26	2018-06-05
	STATE STREET CORP	P	2018-10-10	2018-11-28
	SCHWAB	P	2017-10-09	2018-02-02
	STARBUCKS	P	2018-03-29	2018-11-28
	WILLIAMS COS	P	2018-05-24	2018-11-28
	AMAZON	P	2014-09-04	2018-08-10
	ASTRAZENECA	P	2016-04-04	2018-11-28
	AETNA	P	2016-11-14	2018-11-25
	AIG	P	2015-02-20	2018-11-28
	ALIBABA	P	2016-02-22	2018-11-28
	AMERICAN EXPRESS	P	2016-02-22	2018-11-28
	AMGEN	P	2016-02-22	2018-11-28
	ANALOG DEVICES	P	2016-11-23	2018-01-30
	AUTODESK	P	2016-02-22	2018-11-28
	ADP	P	2016-02-22	2018-02-02
	BRIGHTHOUSE	P	2017-01-09	2018-12-13
	COMCAST	P	2014-02-14	2018-12-11
	CHEVRON	P	2016-08-09	2018-05-09
	CERNER	P	2016-02-22	2018-11-28
	CITIGROUP	P	2013-05-08	2018-11-28
	CISCO SYSTEMS	P	2016-02-22	2018-11-28
	COCA COLA	P	2016-02-22	2018-11-28
	DOWDUPONT	P	2017-01-31	2018-11-07
	DANONE	P	2016-02-22	2018-11-28
	DEERE	P	2016-09-30	2018-11-28
	EXELON	P	2015-10-20	2018-08-01
	EXPEDITORS	P	2016-02-22	2018-11-28
	FIRSTENERGY	P	2017-07-28	2018-11-28
	FACTSET RESH SYS	P	2016-02-22	2018-11-28
	FACEBOOK	P	2016-02-22	2018-11-28
	GARRETT MOTION	P	2015-05-21	2018-10-05
	GOLDMAN SACHS	P	2014-10-01	2018-02-02
	GENERAL ELECTRIC	P	2015-08-26	2018-11-07
	HONEYWELL	P	2011-04-07	2018-12-11
	HESS	P	2016-02-11	2018-10-15
	INTL PAPER	P	2013-07-17	2018-11-28
	INVESCO	P	2016-05-27	2018-01-25
	INTRPUBLIC	P	2017-10-10	2018-10-17
	JPMORGAN CHASE	P	2015-06-03	2018-12-14
	KEYCORP	P	2016-09-28	2018-09-13
	KONINKL PHIL	P	2017-03-09	2018-11-28
	KELLOGG	P	2017-11-07	2018-11-28
	KROGER	P	2015-05-22	2018-08-01
	LOCKHEED	P	2015-02-13	2018-03-13
	MORGAN STANLEY	P	2014-08-21	2018-11-28
	METLIFE	P	2014-08-26	2018-11-28
	MCKESSON	P	2017-06-26	2018-12-12
	MERCK & CO	P	2013-04-18	2018-11-28
	MOTOROLA	P	2013-10-04	2018-11-28
	MEDTRONIC	P	2017-10-23	2018-11-28
	MARSH & MCLENNAN	P	2016-08-17	2018-02-02
	MATTEL	P	2017-08-04	2018-11-28
	MICROSOFT	P	2015-02-20	2018-11-28
	NOVARTIS	P	2016-02-22	2018-11-28
	NEXTERA ENERGY	P	2014-04-17	2018-11-07
	MONSTER BEVERAGE	P	2016-02-22	2018-11-28
	NOVO NORDISK	P	2016-02-22	2018-11-28
	ORACLE	P	2016-02-04	2018-11-28
	PG&E	P	2017-11-11	2018-11-15
	PRUDENTIAL FINANCIAL	P	2015-09-24	2018-06-12
	PHILIP MORRIS	P	2013-05-10	2018-07-11
	PFIZER	P	2014-09-18	2018-12-14
	PRAXAIR	P	2014-11-17	2018-01-24
	PROCTER & GAMBLE	P	2016-02-22	2018-11-28
	QUEST DIAGNOSTICS	P	2015-11-04	2018-10-23
	PUB SVC ENTERPRISE	P	2015-09-30	2018-11-07
	QUALCOMM	P	2015-05-21	2018-11-28
	RESIDEO TECHNOLOGIES	P	2013-05-21	2018-11-07
	ROYAL DUTCH SHELL	P	2017-05-10	2018-05-29
	REGENERON PHARMACTCLS	P	2016-08-01	2018-02-02
	SEI INVT	P	2016-02-22	2018-11-28
	SCHLUMBERGER	P	2011-12-07	2018-11-28
	SCHWAB	P	2017-10-09	2018-11-28
	SUNCOR ENERGY	P	2016-06-09	2018-11-28
	ANTHEM	P	2015-01-27	2018-02-02
	SUNTRUST BKS	P	2014-09-12	2018-12-17
	TOTAL	P	2016-05-24	2018-05-29
	TAIWAN S MANUFCTRING	P	2017-01-19	2018-11-28
	UNILEVER	P	2016-08-12	2018-09-14
	UPS	P	2016-02-22	2018-11-28
	UNITEDHEALTH	P	2015-07-16	2018-01-23
	US BANCORP	P	2016-04-04	2018-12-21
	UNION PACIFIC	P	2014-01-17	2018-02-02
	VARIAN MEDICAL	P	2016-02-22	2018-11-28
	VERIZON	P	2012-06-12	2018-11-28
	VISA	P	2014-08-27	2018-11-28
	YUM BRANDS	P	2016-02-22	2018-11-28
	YUM CHINA HOLDINGS	P	2016-02-22	2018-11-28
	AB DISCOVERY VALUE	P	2015-07-31	2018-02-02
	CHEVRON	P	2010-11-11	2018-01-24
	DIAGEO	P	2010-08-26	2018-06-15
	ISHARES RUSSELL 1000	P	2010-08-26	2018-11-28
	MERCK & CO	P	2010-08-26	2018-02-02
	MARATHON PETROLEUM	P	2010-11-11	2018-02-02
	NORTHROP GRUMMAN	P	2010-08-26	2018-02-23
	TOTAL	P	2010-08-26	2018-05-29
	3M COMPANY	P	2010-11-11	2018-02-22
	TRAVELERS	P	2010-08-26	2018-11-28
	US BANCORP	P	2010-06-04	2018-12-11
	WELLS FARGO	P	2010-03-31	2018-11-28
	THORNBURG	P	2010-08-26	2018-02-02
	FIRST REPUBLIC BK	P	2013-05-29	2018-01-02
	CREDIT SUISSE NY	P	2011-11-14	2018-02-15
	WELLS FARGO	P	2008-03-26	2018-09-17
	LT Capital Gain Distribution	P	2010-01-01	2018-12-31
	Lt Capital Gain Distribution	P	2010-01-01	2018-12-31

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	18,963	19,237	-274
b	28,125	27,864	261
c	3,666	3,581	85
d	92,086	89,618	2,468
e	53,878	52,930	948
	44,795	42,106	2,689
	3,597	3,603	-6
	44,092	41,886	2,206
	41,507	40,743	764
	43,538	42,470	1,068
	29,286	28,941	345
	4,050	4,219	-169
	3,642	3,549	93
	2,821	2,796	25
	3,510	4,033	-523
	1,460	1,434	26
	18,700	19,462	-762
	4,838	4,811	27
	2,107	2,020	87
	2,321	2,258	63
	2,186	2,311	-125
	2,313	2,403	-90
	10,243	10,913	-670
	7,195	7,048	147
	6,177	6,042	135
	3,309	3,334	-25
	1,952	1,830	122
	2,076	2,054	22
	534	546	-12
	4,066	4,040	26
	933	1,003	-70
	2,835	2,744	91
	4,649	4,876	-227
	2,201	2,140	61
	102	101	1
	748	846	-98
	1,298	1,326	-28
	3,161	3,198	-37
	1,309	1,253	56
	3,566	3,649	-83
	3,060	3,094	-34
	1,121	1,086	35
	1,809	1,704	105
	4,128	4,155	-27
	3,743	3,573	170
	1,808	1,784	24
	1,801	1,722	79
	2,383	2,326	57
	1,533	1,503	30
	2,225	2,121	104
	1,487	1,440	47
	5,451	5,160	291
	3,948	3,607	341
	696	686	10
	2,896	2,908	-12
	2,503	2,475	28
	4,076	4,029	47
	1,204	1,160	44
	3,743	3,630	113
	1,818	1,861	-43
	670	662	8
	10,639	10,628	11
	3,041	3,089	-48
	2,603	2,787	-184
	2,431	2,429	2
	922	882	40
	5,436	5,475	-39
	4,401	4,411	-10
	3,641	3,464	177
	947	946	1
	3,829	3,758	71
	679	650	29
	3,207	3,500	-293
	2,837	2,671	166
	2,477	2,463	14
	3,184	3,078	106
	1,594	1,485	109
	1,542	1,656	-114
	544	539	5
	2,172	2,119	53
	3,053	3,167	-114
	1,768	1,794	-26
	3,535	3,391	144
	1,559	1,587	-28
	2,330	2,425	-95
	1,981	1,876	105
	1,324	1,328	-4
	11,706	11,280	426
	1,222	1,189	33
	281	263	18
	1,618	1,623	-5
	10,723	10,557	166
	211	195	16
	718	667	51
	606	564	42
	1,259	1,200	59
	1,787	1,782	5
	920	799	121
	2,559	2,407	152
	174	152	22
	2,328	2,449	-121
	575	499	76
	876	845	31
	1,396	1,106	290
	53	52	1
	1,017	895	122
	437	410	27
	5,065	5,002	63
	20	19	1
	800	699	101
	914	917	-3
	2,454	2,606	-152
	77	71	6
	1,809	1,761	48
	826	782	44
	324	320	4
	314	319	-5
	3,477	3,341	136
	1,354	1,427	-73
	487	454	33
	1,662	1,573	89
	109	105	4
	157	145	12
	1,501	1,499	2
	422	577	-155
	6,427	5,978	449
	2,595	2,730	-135
	1,079	790	289
	906	516	390
	2,901	2,932	-31
	55	56	-1
	705	831	-126
	1,397	1,216	181
	1,078	1,131	-53
	953	1,042	-89
	1,065	1,258	-193
	321	307	14
	2,308	2,836	-528
	524	448	76
	1,877	1,782	95
	435	470	-35
	1,044	942	102
	846	901	-55
	3,937	3,633	304
	3,455	2,842	613
	1,280	1,393	-113
	69	73	-4
	2,735	2,757	-22
	1,778	1,740	38
	1,090	917	173
	585	470	115
	872	764	108
	1,178	782	396
	224	225	-1
	3,389	3,700	-311
	3,075	3,097	-22
	660	666	-6
	3,318	3,223	95
	559	507	52
	115	128	-13
	1,782	1,920	-138
	3,326	3,434	-108
	2,737	2,766	-29
	426	350	76
	3,343	3,427	-84
	462	343	119
	203	200	3
	675	545	130
	789	743	46
	120	121	-1
	84	83	1
	1,218	1,272	-54
	85	85	0
	40	41	-1
	4,365	4,337	28
	1,098	1,069	29
	25,675	25,518	157
	32,204	31,611	593
	8,335	8,194	141
	1,848	1,075	773
	1,310	913	397
	1,407	1,056	351
	1,483	1,115	368
	4,096	3,365	731
	1,270	1,028	242
	957	745	212
	648	1,277	-629
	2,340	3,036	-696
	3,539	2,483	1,056
	1,390	1,040	350
	1,313	921	392
	2,119	1,422	697
	3,895	2,426	1,469
	528	479	49
	430	440	-10
	1,385	1,118	267
	1,758	1,158	600
	7,046	4,349	2,697
	3,782	2,337	1,445
	774	474	300
	1,558	1,140	418
	893	1,219	-326
	1,321	857	464
	740	738	2
	3,424	2,236	1,188
	1,456	859	597
	2,726	1,680	1,046
	1,096	1,107	-11
	2,710	4,484	-1,774
	2,928	1,260	1,668
	5,639	4,407	1,232
	981	556	425
	1,099	712	387
	2,624	1,982	642
	1,227	975	252
	10,374	5,707	4,667
	1,984	1,930	54
	863	432	431
	906	440	466
	1,934	1,172	762
	4,393	3,458	935
	800	662	138
	6,170	2,064	4,106
	3,657	3,785	-128
	2,764	3,211	-447
	10,410	8,777	1,633
	556	795	-239
	535	393	142
	577	652	-75
	1,495	780	715
	6,660	5,633	1,027
	430	350	80
	3,410	3,873	-463
	2,851	2,115	736
	696	585	111
	3,234	3,204	30
	5,784	2,504	3,280
	1,920	2,481	-561
	3,885	2,149	1,736
	1,983	2,159	-176
	960	976	-16
	4,212	2,695	1,517
	1,498	1,122	376
	1,820	1,393	427
	1,861	1,065	796
	1,776	764	1,012
	2,238	1,384	854
	2,370	1,379	991
	1,615	1,310	305
	1,299	1,024	275
	594	457	137
	133	98	35
	2,326	1,712	614
	780	640	140
	3,091	2,829	262
	4,846	2,533	2,313
	507	402	105
	2,161	1,578	583
	2,964	1,661	1,303
	3,830	3,570	260
	12,514	6,421	6,093
	2,571	1,389	1,182
	2,217	1,356	861
	1,472	844	628
	3,370	1,308	2,062
	2,893	3,005	-112
	70,625	76,875	-6,250
	10,939	9,684	1,255
	5,446	6,302	-856
	57,171	19,995	37,176
	46,022	21,494	24,528
	162	184	-22
	2,991	893	2,098
	1,413	201	1,212
	1,171	542	629
	124	91	33
	594	232	362
	665	247	418
	1,115	512	603
	31,325	31,831	-506
	17,563	12,824	4,739
	18,436	16,057	2,379
	612	725	-113
	425	361	64
	1,075	1,407	-332
	123	132	-9
	547	719	-172
	70	78	-8
	4	4	0
	1,485	1,422	63
	1,332	1,068	264
	126	144	-18
	100	105	-5
	26	41	-15
	715	547	168
	168	159	9
	161	157	4
	8	7	1
	874	1,343	-469
	1,475	1,286	189
	824	791	33
	162	160	2
	301	315	-14
	199	152	47
	133	122	11
	287	256	31
	103	78	25
	16	21	-5
	44	43	1
	170	158	12
	118	133	-15
	713	1,200	-487
	374	884	-510
	501	541	-40
	165	166	-1
	192	195	-3
	12	13	-1
	3,797	3,394	403
	72	83	-11
	109	91	18
	264	231	33
	25	29	-4
	6,388	1,386	5,002
	404	314	90
	3,264	1,800	1,464
	297	276	21
	1,075	416	659
	673	388	285
	573	444	129
	648	388	260
	765	301	464
	120	86	34
	99	197	-98
	583	403	180
	1,802	1,316	486
	376	312	64
	531	341	190
	4,140	2,634	1,506
	480	439	41
	1,716	1,540	176
	617	513	104
	649	338	311
	705	520	185
	481	328	153
	38	32	6
	436	300	136
	1,036	645	391
	16	7	9
	265	181	84
	670	1,698	-1,028
	569	227	342
	983	584	399
	170	141	29
	719	597	122
	580	550	30
	2,174	1,334	840
	1,055	620	435
	37	30	7
	62	61	1
	1,314	1,469	-155
	668	384	284
	836	555	281
	235	243	-8
	369	505	-136
	511	349	162
	236	122	114
	94	79	15
	85	67	18
	13	19	-6
	1,774	808	966
	355	297	58
	987	555	432
	831	562	269
	587	618	-31
	1,828	1,353	475
	606	2,139	-1,533
	601	476	125
	765	815	-50
	1,567	1,200	367
	807	523	284
	1,066	1,046	20
	1,186	892	294
	679	543	136
	683	741	-58
	47	26	21
	1,077	880	197
	347	435	-88
	458	265	193
	510	590	-80
	45	45	0
	246	194	52
	241	138	103
	2,436	1,452	984
	1,345	1,188	157
	217	148	69
	567	457	110
	2,619	2,211	408
	489	250	239
	413	355	58
	131	84	47
	1,109	623	486
	328	256	72
	782	326	456
	430	256	174
	244	122	122
	2,342	1,994	348
	395	258	137
	586	262	324
	8,725	3,341	5,384
	362	213	149
	68	14	54
	1,007	157	850
	410	331	79
	979	333	646
	278	99	179
	1,492	710	782
	560	279	281
	6,250	5,721	529
	25,000	25,924	-924
	45,000	45,000	0
	30,000	30,528	-528
	3,769	0	3,769
	1,568	0	1,568

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69				(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69		(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a	0	0	0	-274
b	0	0	0	261
c	0	0	0	85
d	0	0	0	2,468
e	0	0	0	948
	0	0	0	2,689
	0	0	0	-6
	0	0	0	2,206
	0	0	0	764
	0	0	0	1,068
	0	0	0	345
	0	0	0	-169
	0	0	0	93
	0	0	0	25
	0	0	0	-523
	0	0	0	26
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	0	0	0	27
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	0	0	0	63
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	0	0	0	-90
	0	0	0	-670
	0	0	0	147
	0	0	0	135
	0	0	0	-25
	0	0	0	122
	0	0	0	22
	0	0	0	-12
	0	0	0	26
	0	0	0	-70
	0	0	0	91
	0	0	0	-227
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	0	0	0	1
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	0	0	0	-37
	0	0	0	56
	0	0	0	-83
	0	0	0	-34
	0	0	0	35
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	0	0	0	-27
	0	0	0	170
	0	0	0	24
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	0	0	0	-43
	0	0	0	8
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	0	0	0	2
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	0	0	0	-10
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	0	0	0	1
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	0	0	0	-293
	0	0	0	166
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	0	0	0	109
	0	0	0	-114
	0	0	0	5
	0	0	0	53
	0	0	0	-114
	0	0	0	-26
	0	0	0	144
	0	0	0	-28
	0	0	0	-95
	0	0	0	105
	0	0	0	-4
	0	0	0	426
	0	0	0	33
	0	0	0	18
	0	0	0	-5
	0	0	0	166
	0	0	0	16
	0	0	0	51
	0	0	0	42
	0	0	0	59
	0	0	0	5
	0	0	0	121
	0	0	0	152
	0	0	0	22
	0	0	0	-121
	0	0	0	76
	0	0	0	31
	0	0	0	290
	0	0	0	1
	0	0	0	122
	0	0	0	27
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	0	0	0	1
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	0	0	0	-3
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	0	0	0	6
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	0	0	0	4
	0	0	0	-5
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	0	0	0	-73
	0	0	0	33
	0	0	0	89
	0	0	0	4
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	0	0	0	2
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	0	0	0	449
	0	0	0	-135
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	0	0	0	390
	0	0	0	-31
	0	0	0	-1
	0	0	0	-126
	0	0	0	181
	0	0	0	-53
	0	0	0	-89
	0	0	0	-193
	0	0	0	14
	0	0	0	-528
	0	0	0	76
	0	0	0	95
	0	0	0	-35
	0	0	0	102
	0	0	0	-55
	0	0	0	304
	0	0	0	613
	0	0	0	-113
	0	0	0	-4
	0	0	0	-22
	0	0	0	38
	0	0	0	173
	0	0	0	115
	0	0	0	108
	0	0	0	396
	0	0	0	-1
	0	0	0	-311
	0	0	0	-22
	0	0	0	-6
	0	0	0	95
	0	0	0	52
	0	0	0	-13
	0	0	0	-138
	0	0	0	-108
	0	0	0	-29
	0	0	0	76
	0	0	0	-84
	0	0	0	119
	0	0	0	3
	0	0	0	130
	0	0	0	46
	0	0	0	-1
	0	0	0	1
	0	0	0	-54
	0	0	0	0
	0	0	0	-1
	0	0	0	28
	0	0	0	29
	0	0	0	157
	0	0	0	593
	0	0	0	141
	0	0	0	773
	0	0	0	397
	0	0	0	351
	0	0	0	368
	0	0	0	731
	0	0	0	242
	0	0	0	212
	0	0	0	-629
	0	0	0	-696
	0	0	0	1,056
	0	0	0	350
	0	0	0	392
	0	0	0	697
	0	0	0	1,469
	0	0	0	49
	0	0	0	-10
	0	0	0	267
	0	0	0	600
	0	0	0	2,697
	0	0	0	1,445
	0	0	0	300
	0	0	0	418
	0	0	0	-326
	0	0	0	464
	0	0	0	2
	0	0	0	1,188
	0	0	0	597
	0	0	0	1,046
	0	0	0	-11
	0	0	0	-1,774
	0	0	0	1,668
	0	0	0	1,232
	0	0	0	425
	0	0	0	387
	0	0	0	642
	0	0	0	252
	0	0	0	4,667
	0	0	0	54
	0	0	0	431
	0	0	0	466
	0	0	0	762
	0	0	0	935
	0	0	0	138
	0	0	0	4,106
	0	0	0	-128
	0	0	0	-447
	0	0	0	1,633
	0	0	0	-239
	0	0	0	142
	0	0	0	-75
	0	0	0	715
	0	0	0	1,027
	0	0	0	80
	0	0	0	-463
	0	0	0	736
	0	0	0	111
	0	0	0	30
	0	0	0	3,280
	0	0	0	-561
	0	0	0	1,736
	0	0	0	-176
	0	0	0	-16
	0	0	0	1,517
	0	0	0	376
	0	0	0	427
	0	0	0	796
	0	0	0	1,012
	0	0	0	854
	0	0	0	991
	0	0	0	305
	0	0	0	275
	0	0	0	137
	0	0	0	35
	0	0	0	614
	0	0	0	140
	0	0	0	262
	0	0	0	2,313
	0	0	0	105
	0	0	0	583
	0	0	0	1,303
	0	0	0	260
	0	0	0	6,093
	0	0	0	1,182
	0	0	0	861
	0	0	0	628
	0	0	0	2,062
	0	0	0	-112
	0	0	0	-6,250
	0	0	0	1,255
	0	0	0	-856
	0	0	0	37,176
	0	0	0	24,528
	0	0	0	-22
	0	0	0	2,098
	0	0	0	1,212
	0	0	0	629
	0	0	0	33
	0	0	0	362
	0	0	0	418
	0	0	0	603
	0	0	0	-506
	0	0	0	4,739
	0	0	0	2,379
	0	0	0	-113
	0	0	0	64
	0	0	0	-332
	0	0	0	-9
	0	0	0	-172
	0	0	0	-8
	0	0	0	0
	0	0	0	63
	0	0	0	264
	0	0	0	-18
	0	0	0	-5
	0	0	0	-15
	0	0	0	168
	0	0	0	9
	0	0	0	4
	0	0	0	1
	0	0	0	-469
	0	0	0	189
	0	0	0	33
	0	0	0	2
	0	0	0	-14
	0	0	0	47
	0	0	0	11
	0	0	0	31
	0	0	0	25
	0	0	0	-5
	0	0	0	1
	0	0	0	12
	0	0	0	-15
	0	0	0	-487
	0	0	0	-510
	0	0	0	-40
	0	0	0	-1
	0	0	0	-3
	0	0	0	-1
	0	0	0	403
	0	0	0	-11
	0	0	0	18
	0	0	0	33
	0	0	0	-4
	0	0	0	5,002
	0	0	0	90
	0	0	0	1,464
	0	0	0	21
	0	0	0	659
	0	0	0	285
	0	0	0	129
	0	0	0	260
	0	0	0	464
	0	0	0	34
	0	0	0	-98
	0	0	0	180
	0	0	0	486
	0	0	0	64
	0	0	0	190
	0	0	0	1,506
	0	0	0	41
	0	0	0	176
	0	0	0	104
	0	0	0	311
	0	0	0	185
	0	0	0	153
	0	0	0	6
	0	0	0	136
	0	0	0	391
	0	0	0	9
	0	0	0	84
	0	0	0	-1,028
	0	0	0	342
	0	0	0	399
	0	0	0	29
	0	0	0	122
	0	0	0	30
	0	0	0	840
	0	0	0	435
	0	0	0	7
	0	0	0	1
	0	0	0	-155
	0	0	0	284
	0	0	0	281
	0	0	0	-8
	0	0	0	-136
	0	0	0	162
	0	0	0	114
	0	0	0	15
	0	0	0	18
	0	0	0	-6
	0	0	0	966
	0	0	0	58
	0	0	0	432
	0	0	0	269
	0	0	0	-31
	0	0	0	475
	0	0	0	-1,533
	0	0	0	125
	0	0	0	-50
	0	0	0	367
	0	0	0	284
	0	0	0	20
	0	0	0	294
	0	0	0	136
	0	0	0	-58
	0	0	0	21
	0	0	0	197
	0	0	0	-88
	0	0	0	193
	0	0	0	-80
	0	0	0	0
	0	0	0	52
	0	0	0	103
	0	0	0	984
	0	0	0	157
	0	0	0	69
	0	0	0	110
	0	0	0	408
	0	0	0	239
	0	0	0	58
	0	0	0	47
	0	0	0	486
	0	0	0	72
	0	0	0	456
	0	0	0	174
	0	0	0	122
	0	0	0	348
	0	0	0	137
	0	0	0	324
	0	0	0	5,384
	0	0	0	149
	0	0	0	54
	0	0	0	850
	0	0	0	79
	0	0	0	646
	0	0	0	179
	0	0	0	782
	0	0	0	281
	0	0	0	529
	0	0	0	-924
	0	0	0	0
	0	0	0	-528
	0	0	0	3,769
	0	0	0	1,568

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	173,876
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3	13,605

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see instructions before making any entries.

(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2017	56,561	1,198,597	0.047189
2016	55,917	1,084,871	0.051543
2015	55,093	1,144,672	0.048130
2014	55,478	1,077,701	0.051478
2013	56,432	1,056,364	0.053421

Total of line 1, column (d) .....................

0.251761

Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......

0.050352

Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......

2,631,641

Multiply line 4 by line 3......................

132,508

Enter 1% of net investment income (1% of Part I, line 27b)...........

2,328

Add lines 5 and 6........................

134,836

Enter qualifying distributions from Part XII, line 4,.............

77,763

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2018)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	4,656
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	4,656
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	4,656
6	Credits/Payments:

a	2018 estimated tax payments and 2017 overpayment credited to 2018	6a	0
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c	4,723
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	4,723
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	67
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9	0
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2019 estimated tax0	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions

for definition).................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2018)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

Stephan R Frenkel Telephone no. bullet

(805) 451-4021

Located at bullet

112 Ontare Hills LaneSanta BarbaraCA ZIP+4 bullet

93105

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2018?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2018, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2018?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2018.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?

Form 990-PF (2018)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
Stephan R Frenkel	Director/Treasurer 4.00	0	0	0
112 Ontare Hills Lane Santa Barbara,CA93105	Director/Treasurer 4.00	0	0	0
Karen F Jacobson	Director/Secretary 2.00	0	0	0
405 Beach Road North Wilmington,NC28411	Director/Secretary 2.00	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2018)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1	Project Stepp at East Carolina University at East Carolina University	10,000
2	NC Central University Burroughs Welcome Scholarship Fund	10,000
3	Bren School of Environmental and Management University of California Santa Barbara	9,000
4	Institute of Energy Efficiency University of California Santa Barbara, CA	10,000

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2018)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

1,667,918

Average of monthly cash balances.......................

1,003,799

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

2,671,717

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

2,671,717

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

40,076

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

2,631,641

Minimum investment return. Enter 5% of line 5..................

131,582

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

131,582

Tax on investment income for 2018 from Part VI, line 5......

4,656

Income tax for 2018. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

4,656

Distributable amount before adjustments. Subtract line 2c from line 1............

126,926

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

126,926

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

126,926

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

77,763

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

77,763

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

77,763

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2018)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2017	(c) 2017	(d) 2018
1 Distributable amount for 2018 from Part XI, line 7					126,926
2 Undistributed income, if any, as of the end of 2018:
a Enter amount for 2017 only.......				17,504
b Total for prior years:20, 20, 20
3 Excess distributions carryover, if any, to 2018:
a From 2013......	0
b From 2014......	0
c From 2015......	0
d From 2016......	0
e From 2017......	15,875
fTotal of lines 3a through e........		15,875
4Qualifying distributions for 2018 from Part
XII, line 4: $ 77,763
a Applied to 2017, but not more than line 2a
b Applied to undistributed income of prior years (Election required—see instructions).....
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2018 distributable amount.....					77,763
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2018.		15,875			15,875
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		0
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2017. Subtract line 4a from line 2a. Taxable amount—see instructions .............				17,504
f Undistributed income for 2018. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2019 ..........					33,288
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......
8 Excess distributions carryover from 2013 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2019. Subtract lines 7 and 8 from line 6a ......		0
10 Analysis of line 9:
a Excess from 2014....	0
b Excess from 2015....	0
c Excess from 2016....	0
d Excess from 2017....	0
e Excess from 2018....	0

Form 990-PF (2018)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2018	(b) 2017	(c) 2016	(d) 2015	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

None

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

None

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2018)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
ECU Foundation IncProject Stepp 1000 East Fifth St Mail Stop 516 Greenville,NC27858		NA	Scholarship ProgramsFor Students WithFinancial Need	10,000
UNC College of Health & Human Resources 601 South College Rd Wilmington,NC28403		N/A	Scholarship Programsfor Students WithFinancial Need	5,000
NC Central University Burroughs Scholarship Fund 1801 Fayetteville St Durham NC,NC27707		NA	Scholarship ProgramsFor Students WithFinancial Need	10,000
UCSBInstitute for Energy Efficiency 720 Westview Drive SW Santa Barbara,CA93106		N/A	Scholarship Programs for Students with Financial Need	8,000
UCSBGavirtz School of Grad Education 720 Westview Drive SW Santa Barbara,CA93106		N/A	Scholarship Programsfor Students withFinancial Need	8,000
Bren School of Enviromental Science at UC Santa Barbara 2400 Bren Hall Uniersity of CA,CA93106		N/A	Scholarship Programs for Students With Financial Need	9,000
Total ................................. 3a				50,000

bApproved for future payment

Total ................................. 3b

Form 990-PF (2018)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....					58,927
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..					58,927

13Total. Add line 12, columns (b), (d), and (e)..................

58,927

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)
4	Interest and Dividend earnings derive from prudent investments on assets
4	held for tax exempt giving purposes.

Form 990-PF (2018)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2018)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of organization The Peter J Frenkel Foundation Inc

Part I	Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
1	Charitable Contribution From Ellen c/o Andrew M Crandall CPA 28 Lafaye Greenwich, CT06830	$ 1,565,533	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

Name of organization The Peter J Frenkel Foundation Inc		Employer identification number 43-1963137

Part II	Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

Name of Stock	End of Year Book Value	End of Year Fair Market Value
Merrill Lynch- Common Stock	264,837	299,315
Mutual Funds Closed End/UIT	796,221	764,466

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
State Filing Fees 727-03766	250
Misc Brokerage Fees	211

Category	Amount	Disbursements for Charitable Purposes
Merrill Lynch 727-02336 Fees	3,638	3,638
Merrill Lynch 02336 Fee	150	150
EMA Annual Serv 727-02337 Fee	150	150
EMA 727-02337 Fee	646	646
Merill Lynch 07039 Fees	5,265	5,265
EMA 727-07040 Fees	180	180


Name of organization The Peter J Frenkel Foundation Inc			Employer identification number 43-1963137
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

Description	Amount
Non-Dividend Distributions	922
Prior Period Adjustments	2,620
Wash Sales	391