Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2019
Open to Public Inspection
For calendar year 2019, or tax year beginning 12-01-2017 , and ending 11-30-2018
Name of foundation
THE GARFIELD FOUNDATION
C/O BALDWIN BROTHERS
Number and street (or P.O. box number if mail is not delivered to street address)204 SPRING STREET
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MARION, MA02738
A Employer identification number

22-2285358
B Telephone number (see instructions)

(508) 748-0800
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$35,466,872J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 1,051,864 827,581  
5a Gross rents............   2,998  
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 3,147,598
b Gross sales price for all assets on line 6a 16,899,270
7 Capital gain net income (from Part IV, line 2)... 3,366,981
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 30,265 1,107  
12 Total. Add lines 1 through 11........ 4,229,727 4,198,667  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 30,000 3,000   27,000
14 Other employee salaries and wages...... 721,229 0   721,229
15 Pension plans, employee benefits....... 123,046 0   123,046
16a Legal fees (attach schedule)......... Click to see attachment 5,265 3,949   1,316
b Accounting fees (attach schedule)....... Click to see attachment 57,900 43,425   14,475
c Other professional fees (attach schedule).... Click to see attachment 214,929 193,468   21,461
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 236,212 4,466   43,129
19 Depreciation (attach schedule) and depletion... 2,538 0  
20 Occupancy.............. 55,678 0   55,678
21 Travel, conferences, and meetings....... 20,656 0   20,656
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 304,702 69,653   304,741
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 1,772,155 317,961   1,332,731
25 Contributions, gifts, grants paid....... 3,270,411 3,270,411
26 Total expenses and disbursements. Add lines 24 and 25 5,042,566 317,961   4,603,142
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -812,839
b Net investment income (if negative, enter -0-) 3,880,706
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2019)
Form 990-PF (2019)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 132,451 364,405 364,405
2 Savings and temporary cash investments......... 33,599 280,607 280,607
3 Accounts receivable bullet25,320
Less: allowance for doubtful accounts bullet     25,320 25,320
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 21,048,656 Click to see attachment27,912,045 27,912,045
c Investments—corporate bonds (attach schedule)....... 444,325 0 0
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 5,219,880 Click to see attachment6,752,995 6,871,936
14 Land, buildings, and equipment: basis bullet59,246
Less: accumulated depreciation (attach schedule) bullet51,937 16,919 7,309 7,309
15 Other assets (describe bullet) Click to see attachment4,500 Click to see attachment5,250 Click to see attachment5,250
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 26,900,330 35,347,931 35,466,872
Liabilities 17 Accounts payable and accrued expenses.......... 78,615 113,657
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment123,000 Click to see attachment186,000
23 Total liabilities (add lines 17 through 22)......... 201,615 299,657
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 26,698,715 35,048,274
29 Total net assets or fund balances (see instructions)..... 26,698,715 35,048,274
30 Total liabilities and net assets/fund balances (see instructions). 26,900,330 35,347,931
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
26,698,715
2
Enter amount from Part I, line 27a .....................
2
-812,839
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
9,162,398
4
Add lines 1, 2, and 3 ..........................
4
35,048,274
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
35,048,274
Form 990-PF (2019)
Form 990-PF (2019)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a SHORT TERM INVESTMENTS P    
b BLACKSTONE GROUP P 2017-10-23 2018-02-21
c LONT TERM INVESTMENTS P    
d PASSTHRU - NET ST CAP GAINS P    
e PASSTHRU - NET LT CAP GAINS P    
PASSTHRU - UNRECAPTURED 1250 P    
PASSTHRU - SEC 1231 P    
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 6,393,173   6,261,166 132,007
b 54,002   54,383 -381
c 10,210,823   7,216,740 2,994,083
d 48,945     48,945
e 158,597     158,597
67     67
11,010     11,010
22,653     22,653
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       132,007
b       -381
c       2,994,083
d       48,945
e       158,597
      67
      11,010
      22,653
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 3,366,981
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2018 4,573,207 32,897,708 0.139013
2017 5,185,277 27,096,581 0.191363
2016 4,663,647 21,621,811 0.215692
2015 3,951,874 32,150,516 0.122918
2014 3,244,267 32,025,181 0.101304
2
Total of line 1, column (d) .....................
2
0.770290
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.154058
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5......
4
34,760,807
5
Multiply line 4 by line 3......................
5
5,355,180
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
38,807
7
Add lines 5 and 6........................
7
5,393,987
8
Enter qualifying distributions from Part XII, line 4,.............
8
4,603,142
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2019)
Form 990-PF (2019)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 77,614
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 77,614
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 77,614
6 Credits/Payments:
a 2019 estimated tax payments and 2018 overpayment credited to 2019 6a 71,253
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 50,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 121,253
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 333
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 43,306
11 Enter the amount of line 10 to be: Credited to 2020 estimated taxBullet43,306 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
     
    No
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA, MA, NJ
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW. GARFIELDFOUNDATION.ORG
    14
    The books are in care ofbulletBALDWIN BROTHERS Telephone no.bullet (508) 748-0800

    Located atbullet204 SPRING STREETMARIONMA ZIP+4bullet02738
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2019?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2019?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2019 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2019.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
    4b
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    BRIAN GARFIELD VICE PRESIDENT/TRUSTEE
    10.00     		10,000 0 0
    936 DEWING AVENUE STE 1
    LAFAYETTE,CA94549
    MICHAEL BALDWIN PRESIDENT/TRUSTEE
    10.00     		10,000 0 0
    936 DEWING AVENUE STE 1
    LAFAYETTE,CA94549
    TAYLOR BALDWIN TREASURER
    10.00     		10,000 0 0
    936 DEWING AVENUE STE 1
    LAFAYETTE,CA94549
    JENNIE CURTIS SECRETARY
    10.00     		0 0 0
    936 DEWING AVENUE STE 1
    LAFAYETTE,CA94549
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    JENNIE CURTIS EXCUTIVE DIRECTOR
    40.00     		223,797 26,277 839
    936 DEWING AVE STE 1
    LAFAYETTE,CA94549
    RUTH E ROMINGER INFO & NTWK DESIGN D
    40.00     		187,471 24,877 4,032
    936 DEWING AVE STE 1
    LAFAYETTE,CA94549
    ELENI L SOTOS PROGRAM OFFICER
    40.00     		119,894 19,899 124
    936 DEWING AVE STE 1
    LAFAYETTE,CA94549
    MOTAZ ATTALLA PROG. COORDINATOR, C
    40.00     		86,431 2,673 152
    936 DEWING AVE STE 1
    LAFAYETTE,CA94549
    MOLLIE SPEIGLMAN OPERATIONS MANAGER
    40.00     		55,027 89 185
    936 DEWING AVE STE 1
    LAFAYETTE,CA94549
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    BALDWIN BROTHERS INC INVESTMENT MANAGEMENT 193,468
    204 SPRING STREET
    MARION,CA02738
    JENNIFER BERMAN CONSULTANT 154,224
    201 PLEASANT STREET
    HOLYOKE,MA01040
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 FUNDS RECEIVED ARE USED TO PAY ADMINISTRATION EXPENSES, AND THE BALANCE IS DISTRIBUTED TO QUALIFIED CHARITABLE ORGANIZATIONS UNDER THE INTERNAL RENVENUE CODE.THE ORGANIZATION'S PRIMARY ACITIVITY IS TO SUPPORT BY CONTRIBUTIONS, OTHER ORGANIZATIONS QUALIFYING FOR EXEMPTION UNDER 501(C)(3) OF THE INTERNAL REVENUW CODE. THE TRUSTEES CHOOSE THESE ORGANIZATIONS BASED UPON THEIR KNOWLEDGE OF THE ORGANIZATIOS' ACTIVITIES. NO CONTRIBUTIONS, GRANTS, GIFTS, LOANS ETC. ARE MADE TO INDIVIDUALS. 3,270,411
    2 RENEWABLE ENERGY ALIGNMENT MAPPING PROJECT ("RE-AMP PROJECT") IS AN ENGAGED LEARNING COMMUNITY OF FOUNDATIONS & NON-GOVERNMENTAL/NON-PROFT ORGANIZATIONS INITIATED BY THE GARFIELD FOUNDATION TO STRATEGIZE IN A COLLABORATIVE MANNER THROUGH A SERIES OF MEETINGS AND ON-GOING INFORAMTION ANALYSIS.RE-AMP PROJECT HAS LAID THE GROUNDWORK FOR A THREE-PRONGED, NULTI-STAKEHOLDER STRATEGY THAT AIMS TO CREATE A CLEAN EFFICIENT, SECURE ENERGY SYSTEM FOR THE 21ST CENTURY IN THE UPPER MIDWEST STATES OF ILLINOIS, MINNESOTA, WISCONSIN, IOWA, NORTH DAKOTA & SOUTH DAKOTA.THIS SYSTEM WILL PRODUCE 80% LESS GLOBAL WARMING POLLUTION WHILE REVITALIZING THE REGION'S ECONOMY OVER THE NEXT TWO DECADES.RE-AMP ENABLES NON-PROFIT 501(C)(3) ORGANIZATIONS TO DESIGN PROGRAMS THAT ARE HIGHLY COORDINATED AND FUNDERS TO POOL RESOURCES FOR THE MOST EFFECTIVE GRAN MAKING ON THE ISSUE. 2,698
    3 COLLABORATIVE NETWORK PROJECT 252,239
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    34,090,239
    b
    Average of monthly cash balances.......................
    1b
    1,195,045
    c
    Fair market value of all other assets (see instructions)................
    1c
    4,875
    d
    Total (add lines 1a, b, and c).........................
    1d
    35,290,159
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    35,290,159
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    529,352
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    34,760,807
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,738,040
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,738,040
    2a
    Tax on investment income for 2019 from Part VI, line 5......
    2a
    77,614
    b
    Income tax for 2019. (This does not include the tax from Part VI.)...
    2b
    3,836
    c
    Add lines 2a and 2b............................
    2c
    81,450
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,656,590
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,656,590
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,656,590
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    4,603,142
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    4,603,142
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    4,603,142
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2018     		(c)
    2018     		(d)
    2019
    1 Distributable amount for 2019 from Part XI, line 7 1,656,590
    2 Undistributed income, if any, as of the end of 2019:
    a Enter amount for 2018 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2019:
    a From 2014...... 1,707,404
    b From 2015...... 2,382,133
    c From 2016...... 3,633,602
    d From 2017...... 3,847,318
    e From 2018...... 3,054,975
    fTotal of lines 3a through e........ 14,625,432
    4Qualifying distributions for 2019 from Part
    XII, line 4: bullet$ 4,603,142
    a Applied to 2018, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2019 distributable amount..... 1,656,590
    e Remaining amount distributed out of corpus 2,946,552
    5 Excess distributions carryover applied to 2019. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 17,571,984
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2018. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2019. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2020 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2014 not
    applied on line 5 or line 7 (see instructions) ...     		1,707,404
    9Excess distributions carryover to 2020.
    Subtract lines 7 and 8 from line 6a ......     		15,864,580
    10 Analysis of line 9:
    a Excess from 2015.... 2,382,133
    b Excess from 2016.... 3,633,602
    c Excess from 2017.... 3,847,318
    d Excess from 2018.... 3,054,975
    e Excess from 2019.... 2,946,552
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2019, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2019 (b) 2018 (c) 2017 (d) 2016
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    ELENI SOTOS PROGRAM ASSISTANT
    936 DEWING AVENUE STE 1
    LAFAYETTE,CA94549
    (925) 385-0314
    bThe form in which applications should be submitted and information and materials they should include:
    QUALIFYING NONPROFIT ORGANIZATIONS WISHING TO INQUIRE ABOUT APPLYING FOR A GRANT MUST SEND A BRIEF EMAIL SUMMARIZING THE PROJECT CONCEPT TO INQUIRY@GARFIELDFOUNDATION.ORG. IF THE ORGANIZATION IS INVITED TO APPLY FOR A GRANT, THE FOUNDATION WILL PROVIDE SPECIFIC PROPOSAL GUIDELINES.
    cAny submission deadlines:
    PROPOSAL SUBMISSION DEADLINES VARY PER APPLICANT.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    THE ORGANIZATIONS AWARDS GRANTS IN TWO KEY AREAS: ENVIRONMENTAL SUSTAINABILITY AND COMMUNITY REVITALIZATION, AND SUPPORTS PROJECTS PRIMARILY WITHIN THE UNITED STATES, WITH THE EXCEPTION OF ITS BIODIVERSITY CONSERVATION PROGRAMS.
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ACLU FOUNDATION
    125 BROAD STREET 18TH FL
    NEW YORK,NY10004     		NOT RELATED PC EXEMPT PURPOSES 3,500
    ALZHEIMERS LOS ANGELES
    4221 WILSHIRE BLVD STE 400
    LOS ANGELES,CA90010     		NOT RELATED PC EXEMPT PURPOSES 2,500
    AMERICAN PARKINSON DISEASE ASSOCIATION
    135 PARKINSON AVENUE
    STATEN ISLAND,NY10305     		NOT RELATED PC EXEMPT PURPOSES 2,500
    ANTI-DEFAMATION LEAGUE OF LOS ANGELES
    605 THIRD AVENUE
    NEW YORK,NY101583560     		NOT RELATED PC EXEMPT PURPOSES 2,000
    BIONEERS
    1014 TORNEY AVENUE
    SAN FRANCISCO,CA94129     		NOT RELATED PC EXEMPT PURPOSES 1,500
    CAMBODIAN LIVING ARTS
    228 PARK AVE S 49331
    NEW YORK,NY10003     		NOT RELATED PC EXEMPT PURPOSES 10,000
    CANCER SUPPORT COMMUNITY PASADENA
    76 E DEL MARK BOULEVARD SUITE 215
    PASADENA,CA91105     		NOT RELATED PC EXEMPT PURPOSES 5,500
    COLORADO RISING FOR HEALTH & SAFETY
    PO BOX 18872
    BOULDER,CO80308     		NOT RELATED PC EXEMPT PURPOSES 500
    COMMUNITY FOUNDATION OF BOULDER COUNTY
    1123 SPRUCE ST
    BOULDER,CO80302     		NOT RELATED PC EXEMPT PURPOSES 20,000
    CONSERVATION COLORADO
    1536 WYNKOOP ST 510
    DENVER,CO80202     		NOT RELATED PC EXEMPT PURPOSES 500
    CONVALESCENT AID SOCIETY
    3255 E FOOTHILL BLVD
    PADADENA,CA91107     		NOT RELATED PC EXEMPT PURPOSES 2,500
    THE DANCE RINGNY THEATRE BALLET
    131 EAST 10TH STREET 2ND FLOOR
    NEW YORK,NY10003     		NOT RELATED PC EXEMPT PURPOSES 2,000
    EARTH RIGHTS INTERNATIONAL
    1612 K ST NW 401
    WASHINGTON,DC20006     		NOT RELATED PC EXEMPT PURPOSES 500
    FOUNDATION FOR MORRIS HALL
    2381 LAWRENCEVILLE ROAD
    LAWRENCEVILLE,NJ086482024     		NOT RELATED PC EXEMPT PURPOSES 15,000
    GIRAFFE PROJECT
    197 SECOND STREET PO BOX 759
    LANGLEY,WA98260     		NOT RELATED PC EXEMPT PURPOSES 2,500
    GLOBAL GREENGRANTS FUND
    2840 WILDERNESS PLACE SUITE A
    BOULDER,CO80301     		NOT RELATED PC EXEMPT PURPOSES 1,000
    GOV'T ACCOUNTABILITY PROJECT (GAP)
    1612 K STREET NW SUITE 1100
    WASHINGTON,DC20006     		NOT RELATED PC EXEMPT PURPOSES 2,000
    HONOR THE EARTH
    607 MAIN AVENUE PO BOX 63
    CALLAWAY,MN56521     		NOT RELATED PC EXEMPT PURPOSES 500
    HUNTINGTON CANCER CENTER
    OFFICE OF PHILANTHROPY HUNTINGTON
    HOSPITAL
    PASADENA,CA91105     		NOT RELATED PC EXEMPT PURPOSES 4,000
    INT'L HONORS PROGRAMWORLD LEARNING
    19 BRADDOCK PARK
    BOSTON,MA02116     		NOT RELATED PC EXEMPT PURPOSES 5,000
    THE MARION INSTITUTE
    202 SPRING STREET
    MARION,MA02738     		NOT RELATED PC EXEMPT PURPOSES 3,500
    THE MUSTARD SEED
    PO BOX 88
    WASHINGTON,VA22747     		NOT RELATED PC EXEMPT PURPOSES 10,000
    NATIVITY PREPARATORY SCHOOL
    66 SPRING STREET
    NEW BEDFORD,MA02740     		NOT RELATED PC EXEMPT PURPOSES 10,000
    NEW BEDFORD SYMPHONY ORCHESTRA
    128 UNION STREET SUITE 2
    NEW BEDFORD,MA02740     		NOT RELATED PC EXEMPT PURPOSES 10,000
    NRDC
    40 WEST 20TH STREET
    NEW YORK,NY10011     		NOT RELATED PC EXEMPT PURPOSES 5,000
    NYU LANGONE MEDICAL CENTER
    25 W FOURTH STREET
    NEW YORK,NY100121119     		NOT RELATED PC EXEMPT PURPOSES 15,000
    THE OCEAN COALITION
    1320 19TH STREET NW 5TH FL
    WASHINGTON,DC20036     		NOT RELATED PC EXEMPT PURPOSES 1,000
    PASADENA SENIOR CENTER
    85 EAST HOLLY STREET
    PASADENA,CA91103     		NOT RELATED PC EXEMPT PURPOSES 1,500
    PASSAGE THEATRE COMPANY
    131 EAST 10TH STREET
    NEW YORK,NY10003     		NOT RELATED PC EXEMPT PURPOSES 2,000
    PLANNED PARENTHOOD LOS ANGELES
    400 WEST 30TH STREET
    LOS ANGELES,CA90007     		NOT RELATED PC EXEMPT PURPOSES 17,500
    PRINCETON HEALTH CARE SYSTEM FOUNDATION
    5 PLAINSBORO ROAD STE 365
    PLAINSBORO TOWNSHIP,NJ08536     		NOT RELATED PC EXEMPT PURPOSES 25,000
    RWJ UNIVERSITY HOSPITAL FOUNDATION
    10 PLUM STREET SUITE 910
    NEW BRUNSWICK,NJ08901     		NOT RELATED PC EXEMPT PURPOSES 10,000
    RAINFOREST ACTION NETWORK
    425 BUSH STREET SUITE 300
    SAN FRANCISCO,CA94108     		NOT RELATED PC EXEMPT PURPOSES 5,000
    SO POVERTY LAW CENTER
    400 WASHINGTON AVENUE
    MONTGOMERY,AL36104     		NOT RELATED PC EXEMPT PURPOSES 5,500
    SOUTHCOAST HEALTH
    101 PAGE STREET
    NEW BEDFORD,MA02740     		NOT RELATED PC EXEMPT PURPOSES 10,000
    SUSAN LOVE BREAST CANCER FOUNDATION
    16133 VENTURA BLVD SUITE 1000
    ENCINO,CA91436     		NOT RELATED PC EXEMPT PURPOSES 2,500
    SUSTAINABLE CAPE
    8 TRURO CENTER ROAD PO BOX 1004
    TRURO,MA026661004     		NOT RELATED PC EXEMPT PURPOSES 5,000
    TRENTON AREA SOUP KITCHEN
    72 1/2 ESCHER STREET PO BOX 872
    TRENTON,NJ08605     		NOT RELATED PC EXEMPT PURPOSES 6,000
    WILDLIFE WAYSTATION
    14831 LITTLE TUJUNGA CANYON ROAD
    ANGELES NATIONAL FORES,CA913425999     		NOT RELATED PC EXEMPT PURPOSES 12,000
    WORLD WOMEN WORK
    8 COLE LANE
    SANTA FE,NM87508     		NOT RELATED PC EXEMPT PURPOSES 10,000
    BIODIVERSITY FUNDERS GROUP
    PO BOX 29361
    SAN FRANCISCO,CA94129     		NOT RELATED PC EXEMPT PURPOSES 7,000
    BREAST CANCER PREVENTION PARTNERS
    1388 SUTTER STREET SUITE 400
    SAN FRANSCISCO,CA941095400     		NOT RELATED PC EXEMPT PURPOSES 5,000
    CENTER FOR ENVIRONMENTAL HEALTH
    2201 BROADWAY SUITE 302
    OAKLAND,CA94612     		NOT RELATED PC EXEMPT PURPOSES 156,200
    CHILDREN'S ENVIRONMENTAL HEALTH NETWORK
    110 MARYLAND AVENUE NE SUITE 404
    WASHINGTON,DC20002     		NOT RELATED PC EXEMPT PURPOSES 226,200
    CLEAN PRODUCTION ACTION
    1310 BROADWAY SUITE 101
    SOMERVILLE,MA02144     		NOT RELATED PC EXEMPT PURPOSES 691,400
    COMMUNITY PARTNERS
    1000 N ALAMEDA ST STE 240
    LOS ANGELES,CA90012     		NOT RELATED PC EXEMPT PURPOSES 50,000
    CONSUMERS FOR DENTAL CHOICE
    316 F ST NE 210
    WASHINGTON,DC20002     		NOT RELATED PC EXEMPT PURPOSES 50,000
    ENERGY ACTION NETWORK
    17 STATE STREET SUITE 205
    MONTPELIER,VT05602     		NOT RELATED PC EXEMPT PURPOSES 60,000
    ENVIRONMENTAL GRANTMAKERS ASSOCIATION
    475 RIVERSIDE DRIVE STE 960
    NEW YORK,NY10115     		NOT RELATED PC EXEMPT PURPOSES 10,066
    FORUM FOR THE FUTURE US
    81 PROSPECT STREET
    BROOKLYN,NY11215     		NOT RELATED PC EXEMPT PURPOSES 220,000
    GRANTMAKERS FOR EFFECTIVE ORGANIZATIONS
    1310 L STREET NW SUITE 650
    WASHINGTON,DC20005     		NOT RELATED PC EXEMPT PURPOSES 1,280
    INSTITUTE FOR STRATEGIC CLARITY
    540 ABBOT HILL RD
    WILTON,NH03086     		NOT RELATED PC EXEMPT PURPOSES 75,000
    THE LABOR INSTITUTE
    818 BROADWAY 6TH FLOOR
    NEW YORK,NY10003     		NOT RELATED PC EXEMPT PURPOSES 201,200
    LIBERTY HILL FOUNDATION
    6420 WILSHIRE BLVD STE 700
    LOS ANGELES,CA90048     		NOT RELATED PC EXEMPT PURPOSES 50,000
    MERCURY POLICY PROJECTTIDES
    1420 NORTH STREET
    MONTPELIER,VT05602     		NOT RELATED PC EXEMPT PURPOSES 90,000
    MINNEAPOLIS FOUNDATION THE
    C/O RE-AMP NETWORK
    MINNEAPOLIS,MN55402     		NOT RELATED PC EXEMPT PURPOSES 525,000
    NATURAL RESOURCES DEFENSE COUNCIL
    40 WEST 20TH STREET
    NEW YORK,NY10011     		NOT RELATED PC EXEMPT PURPOSES 125,000
    PACOIMA BEAUTIFUL
    13520 VAN NUYS BLVD STE 200
    PACOIMA,CA91331     		NOT RELATED PC EXEMPT PURPOSES 50,000
    PISCES FOUNDATION
    268 BUSH ST 3433
    FRANCISCO,CA94104     		NOT RELATED PC EXEMPT PURPOSES 100,000
    POWER SHIFT NETWORK
    1875 CONNECTICUT AVE NW 10TH FLOOR
    WASHINGTON,DC20009     		NOT RELATED PC EXEMPT PURPOSES 25,000
    TREE PEOPLE INC
    12601 MULHOLLAND DRIVE
    BEVERLY HILLS,CA90210     		NOT RELATED PC EXEMPT PURPOSES 50,000
    UNIVERSITY OF NEW HAMPSHIRE FOUNDATION
    105 MAIN ST
    DURHAM,NH03824     		NOT RELATED PC EXEMPT PURPOSES 65,000
    VIRGINIA ORGANIZING INC
    12320 PARKLAWN DRIVE
    ROCKVILLE,MD20852     		NOT RELATED PC EXEMPT PURPOSES 128,750
    WATER FOUNDATION
    1970 BROADWAY STE 1070
    OAKLAND,CA94612     		NOT RELATED PC EXEMPT PURPOSES 30,000
    WATERFRONT HISTORIC AREA LEAGUE OF NB
    128 UNION STREET
    NEW BEDFORD,MA02740     		NOT RELATED PC EXEMPT PURPOSES 25,000
    GOODWILL
    1301 THIRTEENTH AVENUE
    OAKLAND,CA94601     		NOT RELATED PC EXEMPT PURPOSES 40
    THE STORY OF STUFF PROJECT
    1442A WALNUT STREET 272
    BERKELEY,CA94709     		NOT RELATED PC EXEMPT PURPOSES 3,275
    Total .................................bullet 3a 3,270,411
    bApproved for future payment
    CHILDREN'S ENVIRONMENTAL HEALTH
    110 MARYLAND AVENUE NE SUITE 404
    WASHINGTON,DC20002     		NOT RELATED PC EXEMPT PURPOSES 42,436
    CHILDREN'S ENVIRONMENTAL HEALTH NETWORK
    110 MARYLAND AVENUE NE SUITE 404
    WASHINGTON,DC20002     		NOT RELATED PC EXEMPT PURPOSES 42,436
    CLEAN PRODUCTION ACTION
    1310 BROADWAY SUITE 101
    SOMERVILLE,MA02144     		NOT RELATED PC EXEMPT PURPOSES 251,299
    CONSUMERS FOR DENTAL CHOICE
    316 F STREET NE SUITE 210
    WASHINGTON,DC20002     		NOT RELATED PC EXEMPT PURPOSES 82,000
    THE LABOR INSTITUTE
    817 BROADWAY 6TH FLOOR
    NEW YORK,NY10003     		NOT RELATED PC EXEMPT PURPOSES 42,436
    HEALTH AND ENVIRONMENTAL FOUNDERS NETWORK
    4500 EAST WEST HIGHWAY SUITE 125
    BETHESDA,MD20814     		NOT RELATED PC EXEMPT PURPOSES 100,000
    NATURAL RESOURCES DEFENSE COUNCIL
    40 WEST 20TH STREET
    NEW YORK,NY10011     		NOT RELATED PC EXEMPT PURPOSES 250,000
    MERCURY POLICY PROJECTTIDES
    1420 NORTH STREET
    MONTPELIER,VT05602     		NOT RELATED PC EXEMPT PURPOSES 135,000
    Total .................................bullet 3b 945,607
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 1,051,864  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     01 1,107  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 3,147,598  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aMISC INCOME     		    01 2,265  
    bFEDERAL TAX REFUND         1,887
    cSTATE TAX REFUND         25,006
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 4,202,834 26,893
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    4,229,727
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    11B FEDERAL TAX REFUND
    11C STATE TAX REFUND
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2019)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2017 AccountingFeesSchedule
    Name:
    THE GARFIELD FOUNDATION
     
    C/O BALDWIN BROTHERS
    EIN:
    22-2285358
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACOUNTING FEES 42,900 32,175   10,725
    BOOKKEEPING 15,000 11,250   3,750

    TY 2017 InvestmentsCorpStockSchedule
    Name:
    THE GARFIELD FOUNDATION
     
    C/O BALDWIN BROTHERS
    EIN:
    22-2285358
    Name of Stock End of Year Book Value End of Year Fair Market Value
    CORPORATE STOCKS 19,487,577 19,487,577
    PREFERRED STOCKS 1,128,271 1,128,271
    PRIVATE EQUITY - MARLETTE FUNDING 212,572 212,572
    EQUITY FUND 7,083,625 7,083,625

    TY 2017 InvestmentsOtherSchedule2
    Name:
    THE GARFIELD FOUNDATION
     
    C/O BALDWIN BROTHERS
    EIN:
    22-2285358
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    WARRANTS & RIGHT AT COST 460 460
    PARTNERSHIP INVESTMENTS AT COST 4,148,311 4,267,252
    MUTUAL BOND FUND AT COST 2,604,224 2,604,224

    TY 2017 LegalFeesSchedule
    Name:
    THE GARFIELD FOUNDATION
     
    C/O BALDWIN BROTHERS
    EIN:
    22-2285358
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 5,265 3,949   1,316


    TY 2017 OtherAssetsSchedule
    Name:
    THE GARFIELD FOUNDATION
     
    C/O BALDWIN BROTHERS
    EIN:
    22-2285358
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    SECURITY DEPOSIT 4,500 5,250 5,250


    TY 2017 OtherExpensesSchedule
    Name:
    THE GARFIELD FOUNDATION
     
    C/O BALDWIN BROTHERS
    EIN:
    22-2285358
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CA STATE FILING FEES 435 0   435
    MA STATE FILING FEES 385 0   385
    NJ STATE FILING FEES 81 0   81
    SOS REG FEES 10 0   10
    CA CT REPRESENTATION FEES 368 0   368
    RE-AMP EXPENSES 2,698 0   2,698
    COLABORATIVE NETWORKS 252,239 0   252,239
    ORGANIZATION PLANNING & MONITORS 12,381 0   12,381
    INSURANCE 9,101 0   9,101
    BANK FEES 731 0   731
    DUES & SUBSCRIPTIONS 95 0   95
    INVESTMENT INTEREST EXPENSES - PASSTHRU 0 7,735   0
    PORTFOLIO EXPENSES - PASSTHRU 0 29,910   0
    OTHER PORTFOLIO DEDUCTION - PASSTHRU 0 31,918   0
    IDC 0 90   0
    VACATION & SICK EXPENSE 25,763 0   25,763
    BUSINESS GIFT 100 0   100
    REIMBURSED EXPENSES 315 0   315
    PASSTHRU CHARITABLE CONTRIBUTIONS 0 0   39


    TY 2017 OtherIncomeSchedule2
    Name:
    THE GARFIELD FOUNDATION
     
    C/O BALDWIN BROTHERS
    EIN:
    22-2285358
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    LITAGATION INCOME 1,107 1,107 1,107
    MISC INCOME 2,265   2,265
    FEDERAL TAX REFUND 1,887   1,887
    STATE TAX REFUND 25,006   25,006


    TY 2017 OtherIncreasesSchedule
    Name:
    THE GARFIELD FOUNDATION
     
    C/O BALDWIN BROTHERS
    EIN:
    22-2285358
    Description Amount
    PRIOR PERIOD ADJ TO OPENNING BALANCES 8,216,217
    CHANGE IN UNREALIZED G/L 946,181


    TY 2017 OtherLiabilitiesSchedule
    Name:
    THE GARFIELD FOUNDATION
     
    C/O BALDWIN BROTHERS
    EIN:
    22-2285358
    Description Beginning of Year - Book Value End of Year - Book Value
    DEFERRED EXCISE TAXES 123,000 186,000


    TY 2017 OtherProfessionalFeesSchedule
    Name:
    THE GARFIELD FOUNDATION
     
    C/O BALDWIN BROTHERS
    EIN:
    22-2285358
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 193,468 193,468   0
    CONSULTING FEES 11,167 0   11,167
    PAYROLL FEES 10,294 0   10,294


    TY 2017 TaxesSchedule
    Name:
    THE GARFIELD FOUNDATION
     
    C/O BALDWIN BROTHERS
    EIN:
    22-2285358
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PAYROLL TAXES 43,129 0   43,129
    FOREIGN TAXES 1,452 1,452   0
    K-1 WITHHOLD TAXES 0 452   0
    FEDERAL UBI TAXES 64,201 0   0
    K-1 FOREIGN TAXES 0 132   0
    FEDERAL EXCISE TAXES 125,000 0   0
    MA UBI TAXES 30 30   0
    NY UBI TAXES 600 600   0
    CA UBI TAXES 1,800 1,800   0