Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
NewAlliance Foundation Inc
 
Number and street (or P.O. box number if mail is not delivered to street address)195 Church Street 7th Floor
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
New Haven, CT06510
A Employer identification number

56-2453619
B Telephone number (see instructions)

(203) 859-6555
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$27,972,403J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 509,555 509,555  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 493,870
b Gross sales price for all assets on line 6a 9,664,508
7 Capital gain net income (from Part IV, line 2)... 493,870
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,003,425 1,003,425  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 340,607 0   340,607
14 Other employee salaries and wages......        
15 Pension plans, employee benefits....... 57,049 0   57,049
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 28,975 14,488   14,487
c Other professional fees (attach schedule).... Click to see attachment 235,311 218,561   16,750
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 15,408 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 15,146 0   15,146
21 Travel, conferences, and meetings....... 11,671 0   11,671
22 Printing and publications.......... 11,937 0   11,937
23 Other expenses (attach schedule)....... Click to see attachment 30,774 0   30,774
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 746,878 233,049   498,421
25 Contributions, gifts, grants paid....... 955,600 893,940
26 Total expenses and disbursements. Add lines 24 and 25 1,702,478 233,049   1,392,361
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -699,053
b Net investment income (if negative, enter -0-) 770,376
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 80,638 74,653 74,653
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 42,058 25,617 25,617
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 31,257,203 Click to see attachment27,872,133 27,872,133
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 31,379,899 27,972,403 27,972,403
Liabilities 17 Accounts payable and accrued expenses.......... 17,889 17,720
18 Grants payable................. 6,990 68,650
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 24,879 86,370
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................. 31,355,020 27,886,033
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 31,355,020 27,886,033
31 Total liabilities and net assets/fund balances (see instructions). 31,379,899 27,972,403
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
31,355,020
2
Enter amount from Part I, line 27a .....................
2
-699,053
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
30,655,967
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
2,769,934
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
27,886,033
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a Publicaly Traded Securities P    
b
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 9,664,508   9,170,638 493,870
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       493,870
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 493,870
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 1,468,249 29,678,147 0.049472
2016 1,543,034 27,816,000 0.055473
2015 1,660,204 29,613,767 0.056062
2014 1,761,302 31,105,874 0.056623
2013 1,658,781 30,032,252 0.055233
2
Total of line 1, column (d) .....................
2
0.272863
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.054573
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
30,189,465
5
Multiply line 4 by line 3......................
5
1,647,530
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
7,704
7
Add lines 5 and 6........................
7
1,655,234
8
Enter qualifying distributions from Part XII, line 4,.............
8
1,392,361
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 15,408
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 15,408
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 15,408
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 35,774
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 35,774
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 20,366
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet20,366 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
     
    No
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCT
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletwww.newalliancefoundation.org
    14
    The books are in care ofbulletThe Foundation Telephone no.bullet (203) 859-6555

    Located atbullet195 Church Street 7th FloorNew HavenCT ZIP+4bullet06510
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Robert J Lyons Jr Chairman
    1.00     		0 0 0
    195 Church Street
    New Haven,CT06510
    Paul A McCraven Secretary/Treasurer
    1.00     		0 0 0
    195 Church Street
    New Haven,CT06510
    Fred Acquavita director
    1.00     		0 0 0
    195 Church Street
    new Haven,CT06510
    Michael T Angelini director
    1.00     		0 0 0
    195 Church Street
    new Haven,CT06510
    William W Bouton III Director
    1.00     		0 0 0
    195 Church Street
    new Haven,CT06510
    Majorie Bussmann Gillis director
    1.00     		0 0 0
    195 Church Street
    new Haven,CA06510
    D Anthony Guglielmo Director
    1.00     		0 0 0
    195 Church Street
    New Haven,CT06510
    Dorsey L Kendrick Director
    1.00     		0 0 0
    195 Church Street
    New Haven,CT06510
    Marta E Moret Director
    1.00     		0 0 0
    195 Church Street
    New Haven,CT06510
    David I Newton Director
    1.00     		0 0 0
    195 Church Street
    New Haven,CT06510
    Alexis H Smith director
    1.00     		0 0 0
    195 Church Street
    new Haven,CT06510
    Diane L Wishnafski Director
    1.00     		0 0 0
    195 Church Street
    New Haven,CT06510
    Kim Healey Executive Director
    40.00     		191,854 17,335 0
    195 Church Street
    New Haven,CT06510
    Maryann Ott Associate Director
    40.00     		125,627 20,828 0
    195 Church Street
    New Haven,CT06510
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    30,461,836
    b
    Average of monthly cash balances.......................
    1b
    163,584
    c
    Fair market value of all other assets (see instructions)................
    1c
    23,783
    d
    Total (add lines 1a, b, and c).........................
    1d
    30,649,203
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    30,649,203
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    459,738
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    30,189,465
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,509,473
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,509,473
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    15,408
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
    741
    c
    Add lines 2a and 2b............................
    2c
    16,149
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,493,324
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,493,324
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,493,324
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,392,361
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,392,361
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,392,361
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 1,493,324
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 222,168
    b From 2014...... 242,803
    c From 2015...... 237,026
    d From 2016...... 162,057
    e From 2017......  
    fTotal of lines 3a through e........ 864,054
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 1,392,361
    a Applied to 2017, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 1,392,361
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 100,963 100,963
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 763,091
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		121,205
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		641,886
    10 Analysis of line 9:
    a Excess from 2014.... 242,803
    b Excess from 2015.... 237,026
    c Excess from 2016.... 162,057
    d Excess from 2017....  
    e Excess from 2018....  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    Maryann Ott
    195 Church Street 7th Floor
    New Haven,CT06510
    (203) 859-6555
    khealey@newalliancefoundation.org
    bThe form in which applications should be submitted and information and materials they should include:
    Application forms and guidelines are available on the Foundation's website at www.newalliancefoundation.org under Community Commitment
    cAny submission deadlines:
    Submission deadlines are listed on the Foundation's website at www.newalliancefoundation.org under
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Cash grants are awarded to established not-for-profit organizations, classified as tax-exempt under section 501(c)(3) of the Internal Revenue Code, that support the people and communities served by NewAlliance Bank and its subsidiaries.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Agency on Aging
    1 Long Wharf Drive
    New Haven,CT06511     		  PC To support Experience Corps' inter-generational volunteer literacy tutoring program helping young children in participating Hamden, New Haven and East Haven elementary schools. 10,350
    Albertus Magnus College
    700 Prospect St
    New Haven,CT06511     		  PC To support general operations 1,000
    American Red Cross Connecticut and Rhode Island
    209 Farmington Avenue
    Farmington,CT06032     		  PC To support the direct and indirect expense of providing Disaster Cycle Services including Disaster Response & Relief, Disaster Recovery Services and Disaster Preparedness Programs in the 40 towns served by the NewAlliance Foundation. 3,500
    Amistad Academy
    495 Blake Street
    New Haven,CT06515     		  PC To provide funds for general operations at Amistad Academy for the 2017-18 school year. 10,000
    Amity Teen Center
    PO Box 3671
    Woodbridge,CT06525     		  PC To provide support for a business skills development program in which children in grades 7- 12 build their reading, writing and financial literacy skills. 5,000
    Architecture Resource Center
    1221 Chapel Street
    New Haven,CT06511     		  PC To support the multi-year design education initiative in 7 New Haven Public Schools. Fifteen 4th-grade classroom teachers, 7 mathematics coaches and their 375 students participate in an architecture and design-based STEM residency program that includes professional development, classroom workshops, implementation of a standards-based unit, art exhibits, and a national design education conference presentation. 6,000
    ArtEcon Initiative co Thea Buxbaum
    425 W Rock Ave
    New Haven,CT06515     		  PC To enable an ArtEcon Initiative to produce and expand upon an initiative to provide high-quality arts programming to community residents of all ages, abilities and backgrounds. 2,000
    Arts Council of Greater New Haven
    70 Audubon Street
    New Haven,CT06510     		  PC To provide general operating funds during the launch year of the free Digital Arts Hub, a collaborative marketing website serving the Greater New Haven area. 10,000
    Arts for Learning CT
    3074 Whitney Ave
    Hamden,CT06518     		  PC To provide artist residencies for all 4th graders at four New Haven Title I elementary schools. 2,500
    ArtSpace
    50 Orange St
    New Haven,CT06510     		  PC To help subsidize local artists and support an outreach process to develop activities for community engagement in West Haven. 12,500
    Audubon CT
    613 Riversville Road
    Greenwich,CT06831     		  PC To develop a network of schoolyard habitats that serve as outdoor classrooms, allowing participating schools to engage students in place-based, hands-on science education that improves academic achievement. This grant will support project implementation in 15 public schools in New Haven. 5,000
    Backus Hospital
    326 Washington St
    Norwich,CT06360     		  PC To support general operations 250
    Big Brothers Big Sisters of Southwestern CT
    2470 Fairfield Avenue
    Bridgeport,CT06605     		  PC To support three New Haven School Based Mentoring Programs with a goal of reducing the achievement gap. 5,000
    Booker T Washington Academy
    804 State Street
    New Haven,CT06511     		  PC To provide professional development for teachers to help scholars engage with texts and write their own stories in a manner that promotes a lifetime interest in literacy. 25,000
    Bridge Family Center
    1022 Farmington Avenue
    West Hartford,CT06107     		  PC To support Power to Read , a one-to-one weekly tutoring program for high-need readers at Silver Lane Elementary School in East Hartford. Program staff train volunteer tutors to use the Read Naturally program focusing on comprehension, fluency, vocabulary, and writing. Power to Read helps close the achievement gap for these struggling readers. 4,000
    Camp Courant Inc
    285 Broad St
    Hartford,CT06115     		  PC To support general operations 600
    CAPA Shubert Theatre
    247 College St
    New Haven,CT06510     		  PC To provide general operating support which will defray the costs associated with presenting Broadway touring productions and expanding one night offerings to deepen engagement with existing patrons, build new audiences and expand the Shubert's commitment to the CAPA Community Connections free ticket program. 15,000
    Catholic Charities Archdiocese of Hartford
    290 Grand Avenue
    New Haven,CT06513     		  PC To support comprehensive youth programming at Centro San Jose, a Family Center located in the Fair Haven neighborhood of New Haven. The youth programming is designed to ensure that Fair Haven youth succeed in school and are prepared for college and work. 2,500
    Center for Children's Advocacy
    65 Elizabeth Street
    Hartford,CT06105     		  PC To identify children who have unmet special needs or are engaging in risky behaviors and provide them with legal services to ensure they have access to and can participate in appropriate prevention and intervention services. 4,000
    Cheshire Community YMCA
    961 South Main Street
    Cheshire,CT06410     		  PC To increase awareness of the Cheshire Community Y's programs and support the additional requests it receives. 2,500
    Children in Placement
    155 East St Suite 202
    New Haven,CT06511     		  PC To support child advocacy of children in foster care and children who are victims of abuse and neglect, ensuring each child receives the supportive services they need to find safe, permanent homes as quickly as possible. 5,000
    Children's Law Center of CT
    30 Arbor Street Ste 208
    Hartford,CT06106     		  PC To support the Legal Representation program which enables attorneys and social workers to intervene on behalf of children involved in highly contentious family conflict. CLC staff educates parents and refers them to resources to improve their parenting skills, preventing further trauma to their child. 5,000
    Christian Community Action New Haven
    168 Davenport Avenue
    New Haven,CT06519     		  PC To provide general operating support to ensure CCA's continued service provision. 5,500
    CitySeed
    817 Grand Ave No 101
    New Haven,CT06511     		  PC To provide general operating funds for administrative support, overhead, staff time, and occupancy for Cityseed's programs which include Food Business Incubation and Support Services, Farmers Markets, Sanctuary Kitchen, and Cooking Education. 12,500
    Clifford W Beers Guidance Clinic
    93 Edwards St
    New Haven,CT06511     		  PC To help with general operating costs associated with further growth of the agency including the Clinic's strategic initiatives focused on expansion and sustainability of preventative and intervention services. 15,000
    Collective Consciousness Theatre
    140 Roydon Road
    New Haven,CT06511     		  PC To support the theatre production of "Jesus Hopped The A Train" which examines themes of race, class, culture and prison reform. 5,000
    Columbus House
    586 Ella T Grasso Blvd
    New Haven,CT06519     		  PC To support the provision of services for those who are homeless or at-risk of becoming homeless in New Haven. 15,000
    Common Ground High School Urban Farm and Environmental Education Center
    358 Springside Avenue
    New Haven,CT06515     		  PC To support Common Ground's innovative approach to education and youth development in New Haven, at the intersection of social and environmental issues. 15,000
    Community Economic Development Fund Foundation
    965 East Main Street
    Meriden,CT06450     		  PC To provide support for small business loans, business advice and business education to low- to- moderate income community members who are not able to obtain traditional bank financing. This helps to stabilize and grow small businesses so individuals can realize their dreams, families can celebrate financial independence, and communities can prosper. 2,500
    Community Music School
    90 Main Street
    Centerbrook,CT06409     		  PC To support scholarships, internships, and professional teaching artists for programs that provide professional and quality performing arts education for over two hundredstudents of all abilities each summer. 3,000
    Community Soup Kitchen
    84 Broadway
    New Haven,CT06511     		  PC To replace current flooring which contains asbestos and has created an unsafe environment. 15,000
    Concepts for Adaptive Learning
    5 Science Park Suite 2C
    New Haven,CT06511     		  PC To support the training of sixty disadvantaged parents, of New Haven Public School students, how to use a computer. Upon completing training, the families will be given a computer. The goals of the program are to extend learning beyond the classroom and increase parents' involvement in their children's education at home. 7,500
    Continuum of Care
    109 Legion Avenue
    New Haven,CT06519     		  PC To help provide housing opportunities for people who are homeless or at risk of homelessness. 10,000
    Cornerstone Foundation
    15 Prospect Street
    Rockville,CT06066     		  PC To support a Soup Kitchen, Food Pantry, clothing, two shelters and youth programs for needy families in the towns surrounding the greater East Hartford, Manchester and Vernon area. 4,000
    Covenant Soup Kitchen
    220 Valley Street
    Willimantic,CT06226     		  PC To assist with the costs of acquiring needed food and supplies to support the ongoing operation of the Soup Kitchen and the Emergency Food Pantry. 5,000
    Creative Arts Workshop
    80 Audubon Street
    New Haven,CT06510     		  PC To provide general operating support to assist in efforts to expand the Creative Arts Workshop's audience base and participation, to both extend reach and better reflect the public it serves. 17,500
    CT Children's Museum
    22 Wall Street
    New Haven,CT06511     		  PC To support Moving and Grooving Together, a series of monthly field trips for family childcare providers, and the children they care for. High-quality, bi-lingual children's picture book that model, encourage and promote physical activities for young children are provided for every provider and child. 5,000
    CT Coalition to End Homelessness
    257 Lawrence Street
    Hartford,CT06106     		  PC To build the Willimantic area's capacity to end family and youth homelessness in the region. 5,000
    CT Fund for the Environment
    900 Chapel Street
    New Haven,CT06510     		  PC To build community stability by empowering New Haven residents as active stakeholders of their watershed and cultivating environmental stewardship and protection in the Mill River Watershed, and will provide developmentally disabled young adults with vocational training, life skills and work opportunities. 5,000
    CT Public Broadcasting
    1049 Asylum Avenue
    Hartford,CT06105     		  PC To support instructional and career services at the Institute for Advanced Media (IAM), a certified occupational school offered in partnership with Gateway Community College. The IAM works with adult learners to develop new skills in digital media technology, preparing them for employment in a digital economy. 10,000
    CT Science Center Inc
    250 Columbus Blvd
    Hartford,CT06103     		  PC To support general operations 500
    CT Storytelling Center
    270 Mohegan Avenue
    New London,CT06320     		  PC To support eight school visits from professional storytellers who are teaching artists. Students at O'Connell Elementary School in East Hartford will learn about various cultures, expand their vocabulary, and spend time in conversation, role-playing and retelling stories. Storytellers will work with teachers to design a program that is ageappropriate and in line with the Common Core Standards. 6,000
    CT Women's Hall of Fame
    320 Fitch Street
    New Haven,CT06515     		  PC To support "See It - Be It," a partnership with New Haven Public Schools to provide a focused, sustained, multi-tiered approach to incorporating Connecticut women's stories in the classroom. 5,250
    Diaper Bank
    370 State Street
    North Haven,CT06473     		  PC To support the distribution of diapers to 100 children through our greater New Haven partners of the Diaper Distribution Network. 5,000
    Downtown Evening Soup Kitchen
    311 Temple Street
    New Haven,CT06510     		  PC To provide general operating support for programs that serve people experiencing homelessness or living in poverty through the provision of meals, groceries, and services. 10,000
    Elm City College Preparatory School
    495 Blake Street
    New Haven,CT06515     		  PC To provide funds for general operations at Elm City College Preparatory for the 2017-18 school year. 10,000
    Elm City Internationals
    360 Fountain Street Unit 40
    New Haven,CT06515     		  PC To help support the College Readiness Academy at Elm City Internationals. 5,000
    Elm Shakespeare Company
    SCSU Lyman Center
    New Haven,CT06515     		  PC To support the goal of no student or person being denied participation in any program due to their financial circumstances. 8,000
    Ely Center of Contemporary Art
    51 Trumbull Street
    New Haven,CT06473     		  PC To help develop programming at the Ely Center of Contemporary Art at John Slade Ely House Galleries, a public art center committed to providing exhibitions, workshops, performances, and special events for the New Haven's diverse communities. 2,500
    Enfield Loaves and Fishes
    28 Prospect Street
    Enfield,CT06082     		  PC To support the purchase and installation of a produce wash sink for proper handling of fresh fruit and vegetables. 4,000
    Estuary Council of Seniors
    220 Main Street
    Old Saybrook,CT06475     		  PC To provide support for transportation to two new/expanded facilities in the area. 4,000
    Farnam Neighborhood House
    162 Farnam Street
    New Haven,CT06513     		  PC To support Farnam's Ripple, which is afterschool programming for youth that supports academic success and promotes development of social, emotional and leadership skills (SEL). 2,500
    FISH of Greater New Haven
    P O Box 8552
    New Haven,CT06531     		  PC To provide general operating support to sustain the growing community demand for services. 10,000
    Gateway Community College Foundation
    20 Church Street
    New Haven,CT06510     		  PC To provide support for partnership with the International Festival of Arts & Ideas in the 2018 Big Read and sponsorship for the 21st Annual Hall of Fame Induction & Reception. 5,000
    Gaylord Hospital
    50 Gaylord Farm Road
    Wallingford,CT06492     		  PC To assist with the MARTTI translation system which provides a live computer translator in more than 100 languages, twenty four hours a day, every day of the year. 6,000
    Goodwin College Foundation Inc
    1 Riverside Dr
    East Hartford,CT06118     		  PC To support general operations 500
    Guilford Art Center
    411 Church Street
    Guilford,CT06437     		  PC To provide general operating support for the Center's school, gallery and community outreach programs. 5,000
    Haitian Health Foundation
    97 Sherman St
    Norwich,CT06360     		  PC To support general operations 300
    Hartford Consortium for Higher Education
    31 Pratt St 5th Floor
    Hartford,CT06103     		  PC To support Jr. Apprentice, a teen apprenticeship program dedicated to developing Connecticut's future workforce by exposing teens to a vocation of interest, and a career readiness and financial literacy class, that provides professional and business education to help them learn how to make informed college and career decisions. 5,000
    Hartford Stage
    50 Church St
    Hartford,CT06103     		  PC To support pre-show and post-show in-school workshops as part of Hartford Stage's InterACT program for 143 students from East Hartford, Manchester, and Willimantic. 5,000
    In A Heartbeat
    30 Dutton Street
    Wallingford,CT06492     		  PC To support the donation of 12 Automated External Defibrillators to buildings or facilities in area communities where limited financial resources make the purchase of an AED impossible. 1,500
    Integrated Refugee & Immigration Services
    235 Nicoll St 2nd Floor
    New Haven,CT06511     		  PC To provide general operating support for IRIS to continue essential community engagement activities- public education, media and communications, events, volunteer engagement, and developmentin order to provide robust services for refugees and immigrants to meet their basic needs and help them integrate and become selfsufficient. 12,500
    International Festival of Arts and Ideas
    195 Church Street
    New Haven,CT06510     		  PC To engage new and existing members of the steering committees for the International Festival of Arts and Ideas' annual Neighborhood Festivals, which brings the Festival to three of New Haven's most culturally-rich but economically underserved areas: the Hill, Dixwell, and Fair Haven. 10,000
    Interval House
    PO Box 340207
    Hartford,CT06134     		  PC To help provide safety planning, counseling, advocacy, and support groups for domestic violence victims from eight towns within the Foundation's service area. 2,500
    Jumpstart for Young Children
    308 Congress St 6th Floor
    Boston,MA02210     		  PC To support the JA Titan Online Business Program in the Seymour 5,000
    Junior Achievement of Southwest New England
    70 Farmington Avenue
    Hartford,CT06105     		  PC To provide in-school and afterschool financial literacy, workforce readiness, and entrepreneurship programs to New Haven-area students, helping them become more economically selfsufficient, and college-ready. 5,090
    Junior Achievement of Greater Fairfield County
    835 Main St
    Bridgeport,CT06604     		  PC To support the JA Titan Online Business Program in the Seymour public schools, which introduces critical business decisions through a web-based interactive simulation in a highly competitive technology industry 1,000
    JUNTA for Progressive Action
    169 Grand Avenue
    New Haven,CT06513     		  PC To provide general operating support. 7,500
    Katharine Hepburn Cultural Arts Center
    300 Main Street
    Old Saybrook,CT06475     		  PC To support the expansion of the Kate's education programs to include opportunities for youth to see and participate in arts activities that introduce new genres and allow for creative expression. 5,000
    Leadership Education and Athletics in Partnership
    31 Jefferson Street
    New Haven,CT06510     		  PC To provide general operating funds for the LEAP Children's Program and Youth Development Program. 20,000
    Liberty Community Services
    129 Church Street
    New Haven,CT06510     		  PC To provide general operating support to strengthen current programs and provide new services as needed. 5,000
    Literacy Volunteers of Greater Hartford
    30 Arbor St Suite 101South
    Hartford,CT06106     		  PC To support the contextualized food services training program for low literate adults that we offer in our East Hartford Center, in collaboration with Sodexo. 5,000
    Literacy Volunteers of Greater New Haven
    4 Science Park
    New Haven,CT06511     		  PC To provide general operating support to further two major literacy programs in New Haven: English for Speakers of Other Languages and Basic Literacy. 22,000
    Literacy Volunteers of Southern CT
    16 Dixon St
    Milford,CT06460     		  PC To provide general operating support that will allow Literacy Volunteers of Southern CT to focus on programs, teaching, books and materials rather than fundraising. 10,000
    Long Wharf Theatre
    222 Sargent Drive
    New Haven,CT06511     		  PC To provide general operating support for the 2017-18 season. 15,000
    Madison Lyric Stage
    104 Boston Post Road
    Madison,CT06443     		  PC To provide general operating support for the 2018 season, which for the first time will include a youth production featuring local high school students. 2,500
    Malta House of Care Foundation
    19 Woodland Street Suite 21
    Hartford,CT06105     		  PC To support free primary health care for patients at the Malta Clinic site in East Hartford. Funds would help cover the costs of examinations, diagnostic radiology screenings and laboratory tests, medication, and education for patients who have no other affordable option for primary care. 5,000
    Manchester Area Conference of Churches
    466 Main Street
    Manchester,CT06040     		  PC To support the purchase of non-food items that cannot be purchased with SNAP (food stamps) but are essential to households i.e. paper products like toilet tissue, paper towels, feminine products, toothpaste, dish soap, cleaning supplies etc. 4,500
    Mercy Learning Center Inc
    637 Park Ave
    Bridgeport,CT06604     		  PC To support general operations 2,000
    Music Haven
    315 Peck St Bldg 5 2nd Fl Box A10
    New Haven,CT06513     		  PC To support a 3-day-per-week beginner orchestra which will provide 10-12 new students with the chance to play. There are currently over fifty children on a waiting list for the award-winning tuitionfree program. This initiative will provide free instruments, group instruction, ensemble experience, and mentoring and serve as a path into the one-on one lessons program. 17,500
    Neighborhood Music School
    100 Audubon Street
    New Haven,CT06510     		  PC To support the DELTA (Developing and Empowering Leadership Through the Arts) Program which provides tuition-free performing arts lessons, classes and ensembles focused on music and dance combined with leadership development for 100 New Haven middle and high school students. 7,500
    Network Against Domestic Abuse of North Central CT
    139 Hazard Street Building 3
    Enfield,CT06082     		  PC To help children and their mothers overcome emotional rifts that arise upon entering The Network's domestic violence safe house. The family advocate provides counseling and support groups for the mother and child. Mothers receive parenting education to help their children adjust to life without the abuser. 4,500
    New Haven Ballet
    70 Audubon Street
    New Haven,CT06510     		  PC To help provide dance training, performances, and community programs, including Shared Ability and DanceAIR. 7,500
    New Haven Chorale
    PO Box 1897
    New Haven,CT06508     		  PC To finance costs associated with the development of education programs, expansion of the community effort, supporting the cost of additional free concerts and the increased staffing needs associated with new initiatives. 5,000
    New Haven Farms
    817 Grand Avenue
    New Haven,CT06511     		  PC To support The Farm Based Wellness Program, an innovative solution to the concurrent challenges of food insecurity and the health epidemics of diabetes and obesity. This program combines gardening, cooking, nutrition, exercise and mindfulness education, in a community setting to achieve long term positive health outcomes for all participating families. 7,500
    New Haven Free Public Library
    133 Elm Street
    New Haven,CT06510     		  PC To provide capital support for the The Young Minds and Family Learning Center. 40,000
    New Haven Land Trust
    817 Grand Avenue
    New Haven,CT06511     		  PC To support New Haven Land Trust's Growing Entrepreneurs Program and maintain the program at its current size of 12 high school students. 10,000
    New Haven Reads
    45 Bristol Street
    New Haven,CT06511     		  PC To support New Haven Reads' critical literacy programs, including its research-based, one-on-one tutoring program. All NHR programs are free - an important consideration to the client population. 25,000
    New Haven Symphony Orchestra
    4 Hamilton Street
    New Haven,CT06511     		  PC To provide funding for the Words & Music Program, an educational initiative to aid in developing literacy and love of music. 12,500
    New Haven Works
    205 Whitney Avenue
    New Haven,CT06511     		  PC To help fund the Yale Pipeline Preparation Program designed to help low- to moderate-income New Haven residents obtain clerical, administrative, food service and maintenance positions with Yale University. 10,000
    New Haven Youth Tennis Inc
    PO Box 2928
    New Haven,CT61515     		  PC To support general operations 2,000
    New Reach
    153 East Street
    New Haven,CT06511     		  PC To provide direct assistance to women and children who are experiencing homelessness through two emergency shelters, food, clothing and intensive case management in New Haven, CT. 15,000
    Pathfinder at Hopkins School
    986 Forest Road
    New Haven,CT06515     		  PC To support the Pathfinder at Hopkins School Program which provides a tuition-free, four year comprehensive academic preparation program beginning in the summer after students' fifth grade year and culminating in the summer of their eight grade year. 5,000
    Peabody Museum of Natural History
    170 Whitney Ave
    New Haven,CT06520     		  PC To provide support for the EVOLUTIONS Afterschool program which is a science and college-focused program that expands educational opportunities for high school students from the greater New Haven area. 5,000
    Performing Arts of Northeast Connecticut
    Post Office Box 75
    Pomfret,CT06258     		  PC To provide support for a large scale professional production that approximately seven hundred students from the NewAliance Foundation service area will attend. 2,500
    Pro Bono Partnership
    Pro Bono Partnership
    White Plains,NY10605     		  PC To support the Partnership's effort to provide free legal services to nonprofits in the Foundation's focus area. 2,500
    Project Access of New Haven
    150 Sargent Drive
    New Haven,CT06511     		  PC To support the timely delivery of medical care to underserved Greater New Haven residents through a volunteer provider network that expands care for the uninsured and patient navigation that removes barriers to care and provides linguistically and culturally competent education and support for those in need. 15,500
    Project Youth Court
    PO Box 9043
    New Haven,CT06532     		  PC To increase the number of identified youthful offenders participating in this structured and restorative alternative community sanctions program. 5,000
    Public Allies Connecticut
    71 Orange St
    New Haven,CT06511     		  PC To support emerging leaders in New Haven through the signature AmeriCorps apprenticeship program; Allies will be connected to pathways to careers and/or higher education. 10,000
    Reach Out and Read
    89 South Street Suite 201
    Boston,MA02111     		  PC To help provide reading opportunities to children who receive medical care at participating program sites in New Haven. 5,000
    Read to Grow
    53 School Ground Road
    Branford,CT06405     		  PC To provide support for the Books for Babies and Books for Kids programs. 5,500
    Shepherds
    299 Washington Ave
    Bridgeport,CT06604     		  PC To support students at Notre Dame West Haven High School (most matriculating from St. Martin de Porres Academy). Grant will help fund tuition and program costs associated with boosting their academic skills, college prep and ongoing training and support for their mentors. 12,500
    Shoreline Arts Alliance
    725 Boston Post Road
    Guilford,CT06437     		  PC To provide general operating support to facilitate expanding scholarships and programs by creating new staff positions and purchasing equipment for them. 7,500
    Shoreline Soup Kitchens & Pantries
    PO Box 804
    Essex,CT06426     		  PC To provide funds for the purchase of food at three pantries serving unemployed, working poor, disabled, elderly, ill and families w/children in Clinton, Westbrook & Old Saybrook. 5,000
    Site Projects
    33 Whitney Avenue 3rd flr
    New Haven,CT06510     		  PC To help underwrite a competitive summer mentorship program for talented High School students in the arts for the creation of original artworks in New Haven's public spaces related to existing public artworks. 2,500
    Smile Train Inc
    195 Church Street
    New Haven,CT06510     		  PC To support general operations 500
    Solar Youth
    53 Wayfarer St
    New Haven,CT06515     		  PC To support the Green Jobs Youth Development program which helps at-risk teens become economically self-sufficient through the development of job readiness skills and employment preparedness. The program also contributes to community stability through the execution of environmental stewardship projects. 7,500
    Southern CT State University Foundation Inc
    501 Crescent St
    New Haven,CT06515     		  PC To support general operations 375
    Squash Haven
    70 Tower Parkway
    New Haven,CT06511     		  PC To provide general operating support for long-term academic programming 16,000
    St Martin de Porres Academy
    208 Columbus Ave
    New Haven,CT06519     		  PC To support general operations 500
    St Thomas' Day School
    830 Whitney Ave
    New Haven,CT06511     		  PC To support general operations 75
    TEEG
    15 Thatcher Road
    North Grosvenordale,CT06255     		  PC To support Got Drama?, a theater group that is open to youth in the Putnam, CT area. Initially intended for children experiencing behavioral issues and/or trauma, Got Drama? has been expanded to include all children in the area, providing free drama instruction and ensemble building by professional, adult role models. 4,000
    Urban Resources Initiative
    301 Prospect Street
    New Haven,CT06511     		  PC To provide support for the GreenSkills program, a paid job training program for urban youth and prison survivors. 5,000
    Veterans Support Foundation
    8719 Colesville Road
    Silver Spring,MD20910     		  PC To help Veterans Support Foundation continue its Supportive Housing Program for Homeless Veterans which will ensure that 30- 100 homeless veterans in Connecticut will find shelter and support for the problems that have caused their homelessness, as well as assistance in transitioning to permanent homes. 7,500
    Waterford Country School
    78 Hunts Brook Road
    Quaker Hil,CT06375     		  PC To help provide services to expectant birth parents and preadoptive families looking to grow their families through private domestic adoption, as well as adoption through state foster care. 5,000
    West Hartford Women's Chorale
    23 Linwold Dr
    West Hartford,CT06107     		  PC To support an educational workshop of master classes with a nationally recognized female composer noted for compositions for female voices for 6-8 adult and student women's choirs culminating in a multi-generational public concert. 1,650
    Westville Village Renaissance Alliance
    911 Whalley Ave
    New Haven,CT06515     		  PC To support WVRA's revitalization efforts in Westville Village, which include a year round calendar of community events; projectspecific support for Westville businesses, artists and other partners; and advocacy for investment in Westville through the City, the State, and by private developers and businesses. 2,500
    Windham Hospital Foundation
    112 Mansfield Ave
    Willimantic,CT06226     		  PC To support general operations 500
    Women & Family Life Center
    96 Fair Street
    Guilford,CT06437     		  PC To support program which provides economically insecure Shoreline women and men with the necessary education, tools and strategies to move toward financial security. 7,500
    Yale-New Haven Hospital
    20 York Street
    New Haven,CT06508     		  PC To support a Breast Cancer Medical-Legal Partnership at Smilow Cancer Hospital to address health-harming civil legal needs that disproportionately affect patients living in poverty so they can obtain supports for social needs with legal remedies. This will help patients stay focused treatment and lead to better health outcomes. 10,000
    Yale University Yale Child Study Center
    25 Science Park 3rd Floor 150
    Munson Street
    New Haven,CT06511     		  PC To partially support a community research assistant, who collaboratively works with local law enforcement to provide acute response and follow-up home visits and neighborhood outreach on behalf of children at risk for violence exposure. 5,000
    Yale Repertory Theatre
    222 York Street
    New Haven,CT06511     		  PC To provide support for WILL POWER! In conjunction with two productions: Nambi Kelley's NATIVE SON and Suzan-Lori Parks's FATHER COMES HOME FROM THE WARS. Students attend one or both shows and talkbacks. Study guides, teacher workshops and toolkits, and New Haven classroom visits are also provided. 5,000
    YMCA of Greater Hartford
    50 State House Square
    Hartford,CT06103     		  PC To support the 2018 Y-BELL Power Scholars Academy at Anna E. Norris Elementary School in East Hartford. 33,000
    Total .................................bullet 3a 893,940
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14    
    4 Dividends and interest from securities....     14 509,555  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....     16    
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 493,870  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 1,003,425 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,003,425
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 AccountingFeesSchedule
    Name:
    NewAlliance Foundation Inc
    EIN:
    56-2453619
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    External Audit / Tax 11,250 5,625   5,625
    Bookeeping Services 17,725 8,863   8,862

    TY 2018 InvestmentsOtherSchedule2
    Name:
    NewAlliance Foundation Inc
    EIN:
    56-2453619
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    The Community Foundation for Greater New Haven FMV 27,872,133 27,872,133

    TY 2018 OtherDecreasesSchedule
    Name:
    NewAlliance Foundation Inc
    EIN:
    56-2453619
    Description Amount
    Unrealized gain/(loss) 2,769,934


    TY 2018 OtherExpensesSchedule
    Name:
    NewAlliance Foundation Inc
    EIN:
    56-2453619
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Miscellaneous 30,774 0   30,774


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    NewAlliance Foundation Inc
    EIN:
    56-2453619
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment Advisory Fees 218,561 218,561   0
    Consulting/Professional Fees 16,750 0   16,750


    TY 2018 TaxesSchedule
    Name:
    NewAlliance Foundation Inc
    EIN:
    56-2453619
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Excise Tax 15,408 0   0