TY 2018 Form 990PF

- TIN:

Form990-PF
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Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
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Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2018

Open to Public Inspection

For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018

Name of foundation
CAPEWELL GAR UW HTFD HOSP ETL #1

Number and street (or P.O. box number if mail is not delivered to street address)P O BOX 1802
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
PROVIDENCE, RI029011802

A Employer identification number

06-6030606

B Telephone number (see instructions)

(888) 866-3275

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$29,095,327J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	596,522		599,653
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		1,570,759
b	Gross sales price for all assets on line 6a 8,918,714
7	Capital gain net income (from Part IV, line 2)...			1,570,759
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		13,253	73,815
12	Total. Add lines 1 through 11........	2,180,534		2,244,227
13	Compensation of officers, directors, trustees, etc.	122,125		73,275		48,850
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........		1,705	0	0	1,705
b	Accounting fees (attach schedule).......		1,250	750	0	500
c	Other professional fees (attach schedule)....					0
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...		78,487	18,507		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		6,092	17,073
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	209,659		109,605	0	51,055
25	Contributions, gifts, grants paid.......	1,517,832				1,517,832
26	Total expenses and disbursements. Add lines 24 and 25	1,727,491		109,605	0	1,568,887
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	453,043
b	Net investment income (if negative, enter -0-)			2,134,622
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2018)

Form 990-PF (2018)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............
	2	Savings and temporary cash investments.........	1,030,725	699,117	699,117
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	27,445,070	28,504,161	26,751,695
	c	Investments—corporate bonds (attach schedule).......
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	1,103,625	861,500	1,644,515
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	29,579,420	30,064,778	29,095,327
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted..................
	25	Temporarily restricted...............
	26	Permanently restricted...............
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds........	29,579,420	30,064,778
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see instructions).....	29,579,420	30,064,778
	31	Total liabilities and net assets/fund balances (see instructions).	29,579,420	30,064,778

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............

29,579,420

Enter amount from Part I, line 27a .....................

453,043

Other increases not included in line 2 (itemize) bullet

277,021

Add lines 1, 2, and 3 ..........................

30,309,484

Decreases not included in line 2 (itemize) bullet

244,706

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .

30,064,778

Form 990-PF (2018)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	346.309 AQR LONG-SHORT EQUITY FUND CL I		2017-12-08	2018-08-03
b	3648.004 AQR LONG-SHORT EQUITY FUND CL I		2017-10-31	2018-08-03
c	3083.425 AQR MANAGED FUTURES STRATEGY FUND CL I		2016-08-19	2018-08-03
d	21000. ABBOTT LABS UNSECD SR NT		2018-06-13	2018-10-28
e	4000. ABBOTT LABS UNSECD SR NT		2018-06-13	2018-10-28
	18000. ABBVIE INC UNSECD SR NT		2016-04-14	2018-05-14
	7000. ABBVIE INC UNSECD SR NT		2016-04-14	2018-05-14
	25000. ABBVIE INC UNSECD SR NT CALL 02/14/21 @100		2018-05-14	2018-11-06
	12000. ACTAVIS FDG SCS SR UNSECD GTD NT C12/15/24 @100 LUXEMBOURG		2016-07-22	2018-04-27
	2000. ACTAVIS FDG SCS SR UNSECD GTD NT C12/15/24 @100 LUXEMBOURG		2016-07-22	2018-04-27
	11000. ACTAVIS FDG SCS SR UNSECD GTD NT C12/15/24 @100 LUXEMBOURG		2016-07-22	2018-04-30
	3000. AETNA INC NEW UNSECD SR NT		2016-06-03	2018-06-07
	8000. AETNA INC NEW UNSECD SR NT		2016-06-03	2018-06-07
	43000. ANHEUSER-BUSCH INBEV FIN INC SR UNSECD NT CALL 11/1/25 @100		2016-04-14	2018-10-05
	7000. ANHEUSER BUSCH INBEV FIN INC SR UNSECD NT		2016-07-21	2018-10-05
	202.71 ARBITRAGE FUND CL I		2017-12-08	2018-08-03
	2033.434 ARBITRAGE FUND CL I		2016-08-19	2018-08-03
	148.326 BLACKROCK GLOBAL LONG/SHORT CR FUND INSTL SHS		2017-12-08	2018-08-03
	1263.029 BLACKROCK GLOBAL LONG/SHORT CR FUND INSTL SHS		2017-10-10	2018-08-03
	504.906 BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO CL I		2018-01-19	2018-08-03
	2422.065 BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO CL I		2017-10-10	2018-08-03
	55.773 CFCRE COML MTG TR SER 2011-C2 CL A2		2016-05-16	2018-02-16
	9000. CVS CAREMARK CORP UNSECD SR NT CALL 11/05/18 @100		2016-12-08	2018-12-05
	5000. CVS CAREMARK CORP UNSECD SR NT CALL 11/05/18 @100		2016-12-14	2018-12-05
	11000. CVS CAREMARK CORP UNSECD SR NT CALL 11/05/18 @100		2016-12-30	2018-12-05
	25000. CAPITAL ONE NATL ASSN MCLEAN VA UNSECD SR NT CALL 7/17/18 @100		2016-04-19	2018-07-17
	50000. CISCO SYS INC SR UNSECD NT CALL 06/20/26 @100		2016-09-14	2018-08-06
	25000. CITIBANK CR CARD ISSUANCE TR SER 2008-A1 CL A1		2017-05-15	2018-02-07
	5778.591 SMALL CAP GROWTH LEADERS CTF		2016-05-20	2018-02-28
	2649.693 SMALL CAP GROWTH LEADERS CTF		2018-05-31	2018-08-10
	1158.994 EMERGING MARKETS STOCK COMMON TRUST FUND		2016-08-19	2018-02-28
	3327.962 EMERGING MARKETS STOCK COMMON TRUST FUND		2016-08-19	2018-08-10
	184.129 MID CAP VALUE CTF		2017-04-07	2018-08-10
	4278.82 SMALL CAP VALUE CTF		2016-05-20	2018-02-28
	2508.494 SMALL CAP VALUE CTF		2018-05-31	2018-08-10
	701.69 FEDERAL HOME LN MTG CORP POOL #G07806		2016-05-26	2018-01-31
	1262.93 FEDERAL HOME LN MTG CORP POOL #G07806		2016-05-26	2018-02-28
	1099.08 FEDERAL HOME LN MTG CORP POOL #G07806		2016-05-26	2018-03-31
	316.96 FEDERAL HOME LN MTG CORP POOL #G07806		2016-05-26	2018-04-30
	966.72 FEDERAL HOME LN MTG CORP POOL #G07806		2016-05-26	2018-05-31
	591.26 FEDERAL HOME LN MTG CORP POOL #G07806		2016-05-26	2018-06-30
	1248.35 FEDERAL HOME LN MTG CORP POOL #G07806		2016-05-26	2018-07-31
	344.15 FEDERAL HOME LN MTG CORP POOL #G07806		2016-05-26	2018-08-31
	552.59 FEDERAL HOME LN MTG CORP POOL #G07806		2016-05-26	2018-09-30
	2000.3 FEDERAL HOME LN MTG CORP POOL #G07806		2016-05-26	2018-10-31
	1010.38 FEDERAL HOME LN MTG CORP POOL #G07806		2016-05-26	2018-11-30
	1285.69 FEDERAL HOME LN MTG CORP POOL #G07806		2016-05-26	2018-12-31
	589.19 FEDERAL HOME LN MTG CORP POOL #G14088		2017-02-02	2018-01-31
	599.85 FEDERAL HOME LN MTG CORP POOL #G14088		2017-02-02	2018-02-28
	757.06 FEDERAL HOME LN MTG CORP POOL #G14088		2017-02-02	2018-03-31
	617.23 FEDERAL HOME LN MTG CORP POOL #G14088		2017-02-02	2018-04-30
	651.85 FEDERAL HOME LN MTG CORP POOL #G14088		2017-02-02	2018-05-31
	645.28 FEDERAL HOME LN MTG CORP POOL #G14088		2017-02-02	2018-06-30
	662.1 FEDERAL HOME LN MTG CORP POOL #G14088		2017-02-02	2018-07-31
	712.35 FEDERAL HOME LN MTG CORP POOL #G14088		2017-02-02	2018-08-31
	588.6 FEDERAL HOME LN MTG CORP POOL #G14088		2017-02-02	2018-09-30
	561.08 FEDERAL HOME LN MTG CORP POOL #G14088		2017-02-02	2018-10-31
	485.49 FEDERAL HOME LN MTG CORP POOL #G14088		2017-02-02	2018-11-30
	436.62 FEDERAL HOME LN MTG CORP POOL #G14088		2017-02-02	2018-12-31
	1124.49 FEDERAL HOME LN MTG CORP POOL #G15640		2016-06-21	2018-01-31
	1194.76 FEDERAL HOME LN MTG CORP POOL #G15640		2016-06-21	2018-02-28
	1840.9 FEDERAL HOME LN MTG CORP POOL #G15640		2016-06-21	2018-03-31
	2711.8 FEDERAL HOME LN MTG CORP POOL #G15640		2016-06-21	2018-04-30
	1190.02 FEDERAL HOME LN MTG CORP POOL #G15640		2016-06-21	2018-05-31
	1185.34 FEDERAL HOME LN MTG CORP POOL #G15640		2016-06-21	2018-06-30
	1056.85 FEDERAL HOME LN MTG CORP POOL #G15640		2016-06-21	2018-07-31
	2654.34 FEDERAL HOME LN MTG CORP POOL #G15640		2016-06-21	2018-08-31
	2233.91 FEDERAL HOME LN MTG CORP POOL #G15640		2016-06-21	2018-09-30
	2497.63 FEDERAL HOME LN MTG CORP POOL #G15640		2016-06-21	2018-10-31
	1078.34 FEDERAL HOME LN MTG CORP POOL #G15640		2016-06-21	2018-11-30
	1363.3 FEDERAL HOME LN MTG CORP POOL #G15640		2016-06-21	2018-12-31
	2988.11 FEDERAL HOME LN MTG CORP POOL #G16447		2018-03-27	2018-04-30
	2834.11 FEDERAL HOME LN MTG CORP POOL #G16447		2018-03-27	2018-05-31
	2603.19 FEDERAL HOME LN MTG CORP POOL #G16447		2018-03-27	2018-06-30
	2996.5 FEDERAL HOME LN MTG CORP POOL #G16447		2018-03-27	2018-07-31
	3349.43 FEDERAL HOME LN MTG CORP POOL #G16447		2018-03-27	2018-08-31
	2457.42 FEDERAL HOME LN MTG CORP POOL #G16447		2018-03-27	2018-09-30
	2493.88 FEDERAL HOME LN MTG CORP POOL #G16447		2018-03-27	2018-10-31
	2339.04 FEDERAL HOME LN MTG CORP POOL #G16447		2018-03-27	2018-11-30
	2402.52 FEDERAL HOME LN MTG CORP POOL #G16447		2018-03-27	2018-12-31
	407.39 FEDERAL HOME LN MTG CORP POOL #G18649		2017-08-24	2018-01-31
	597.28 FEDERAL HOME LN MTG CORP POOL #G18649		2017-08-24	2018-02-28
	419.11 FEDERAL HOME LN MTG CORP POOL #G18649		2017-08-24	2018-03-31
	549.42 FEDERAL HOME LN MTG CORP POOL #G18649		2017-08-24	2018-04-30
	637.44 FEDERAL HOME LN MTG CORP POOL #G18649		2017-08-24	2018-05-31
	672.15 FEDERAL HOME LN MTG CORP POOL #G18649		2017-08-24	2018-06-30
	587.71 FEDERAL HOME LN MTG CORP POOL #G18649		2017-08-24	2018-07-31
	1207.17 FEDERAL HOME LN MTG CORP POOL #G18649		2017-08-24	2018-08-31
	1295.51 FEDERAL HOME LN MTG CORP POOL #G18649		2017-08-24	2018-09-30
	243.565 FEDERAL HOME LN MTG CORP POOL #G18649		2017-08-24	2018-10-31
	213.975 FEDERAL HOME LN MTG CORP POOL #G18649		2017-08-24	2018-10-31
	1082.22 FEDERAL HOME LN MTG CORP POOL #G18649		2017-08-24	2018-11-30
	184.54 FEDERAL HOME LN MTG CORP POOL #G18649		2017-08-24	2018-12-31
	897.57 FEDERAL HOME LN MTG CORP POOL #C91366		2016-05-10	2018-01-31
	1357.84 FEDERAL HOME LN MTG CORP POOL #C91366		2016-05-10	2018-02-28
	954.26 FEDERAL HOME LN MTG CORP POOL #C91366		2016-05-10	2018-03-31
	1231.32 FEDERAL HOME LN MTG CORP POOL #C91366		2016-05-10	2018-04-30
	1329.98 FEDERAL HOME LN MTG CORP POOL #C91366		2016-05-10	2018-05-31
	1229.03 FEDERAL HOME LN MTG CORP POOL #C91366		2016-05-10	2018-06-30
	1163.4 FEDERAL HOME LN MTG CORP POOL #C91366		2016-05-10	2018-07-31
	1308.82 FEDERAL HOME LN MTG CORP POOL #C91366		2016-05-10	2018-08-31
	916.87 FEDERAL HOME LN MTG CORP POOL #C91366		2016-05-10	2018-09-30
	1112. FEDERAL HOME LN MTG CORP POOL #C91366		2016-05-10	2018-10-31
	1026.71 FEDERAL HOME LN MTG CORP POOL #C91366		2016-05-10	2018-11-30
	759.83 FEDERAL HOME LN MTG CORP POOL #C91366		2016-05-10	2018-12-31
	1275.08 FEDERAL HOME LN MTG CORP POOL #C91832		2016-05-17	2018-01-31
	819.75 FEDERAL HOME LN MTG CORP POOL #C91832		2016-05-17	2018-02-28
	307.89 FEDERAL HOME LN MTG CORP POOL #C91832		2016-05-17	2018-03-31
	683.98 FEDERAL HOME LN MTG CORP POOL #C91832		2016-05-17	2018-04-30
	1123.16 FEDERAL HOME LN MTG CORP POOL #C91832		2016-05-17	2018-05-31
	727.57 FEDERAL HOME LN MTG CORP POOL #C91832		2016-05-17	2018-06-30
	1089.83 FEDERAL HOME LN MTG CORP POOL #C91832		2016-05-17	2018-07-31
	764.95 FEDERAL HOME LN MTG CORP POOL #C91832		2016-05-17	2018-08-31
	642.61 FEDERAL HOME LN MTG CORP POOL #C91832		2016-05-17	2018-09-30
	1431.28 FEDERAL HOME LN MTG CORP POOL #C91832		2016-05-17	2018-10-31
	335.34 FEDERAL HOME LN MTG CORP POOL #C91832		2016-05-17	2018-11-30
	1286.96 FEDERAL HOME LN MTG CORP POOL #C91832		2016-05-17	2018-12-31
	10.24 FEDERAL HOME LN MTG CORP POOL #J04215		2007-01-16	2018-01-31
	1.66 FEDERAL HOME LN MTG CORP POOL #J04215		2007-01-16	2018-02-28
	1.62 FEDERAL HOME LN MTG CORP POOL #J04215		2007-01-16	2018-03-31
	2.1 FEDERAL HOME LN MTG CORP POOL #J04215		2007-01-16	2018-04-30
	1.69 FEDERAL HOME LN MTG CORP POOL #J04215		2007-01-16	2018-05-31
	1.75 FEDERAL HOME LN MTG CORP POOL #J04215		2007-01-16	2018-06-30
	1.97 FEDERAL HOME LN MTG CORP POOL #J04215		2007-01-16	2018-07-31
	1.76 FEDERAL HOME LN MTG CORP POOL #J04215		2007-01-16	2018-08-31
	2.01 FEDERAL HOME LN MTG CORP POOL #J04215		2007-01-16	2018-09-30
	2. FEDERAL HOME LN MTG CORP POOL #J04215		2007-01-16	2018-10-31
	1.97 FEDERAL HOME LN MTG CORP POOL #J04215		2007-01-16	2018-11-30
	2.36 FEDERAL HOME LN MTG CORP POOL #J04215		2007-01-16	2018-12-31
	801.65 FEDERAL HOME LN MTG CORP POOL #G31030		2018-02-27	2018-03-31
	885.76 FEDERAL HOME LN MTG CORP POOL #G31030		2018-02-27	2018-04-30
	930.37 FEDERAL HOME LN MTG CORP POOL #G31030		2018-02-27	2018-05-31
	823.82 FEDERAL HOME LN MTG CORP POOL #G31030		2018-02-27	2018-06-30
	913.02 FEDERAL HOME LN MTG CORP POOL #G31030		2018-02-27	2018-07-31
	1887.12 FEDERAL HOME LN MTG CORP POOL #G31030		2018-02-27	2018-08-31
	887.21 FEDERAL HOME LN MTG CORP POOL #G31030		2018-02-27	2018-09-30
	578.73 FEDERAL HOME LN MTG CORP POOL #G31030		2018-02-27	2018-10-31
	707.45 FEDERAL HOME LN MTG CORP POOL #G31030		2018-02-27	2018-11-30
	1182.32 FEDERAL HOME LN MTG CORP POOL #G31030		2018-02-27	2018-12-31
	3483.97 FEDERAL NATL MTG ASSN POOL #AL4416		2016-05-10	2018-01-31
	2967.55 FEDERAL NATL MTG ASSN POOL #AL4416		2016-05-10	2018-02-28
	2932.59 FEDERAL NATL MTG ASSN POOL #AL4416		2016-05-10	2018-03-31
	2912.48 FEDERAL NATL MTG ASSN POOL #AL4416		2016-05-10	2018-04-30
	2692.1 FEDERAL NATL MTG ASSN POOL #AL4416		2016-05-10	2018-05-31
	2188.23 FEDERAL NATL MTG ASSN POOL #AL4416		2016-05-10	2018-06-30
	1826.41 FEDERAL NATL MTG ASSN POOL #AL4416		2016-05-10	2018-07-31
	1254.24 FEDERAL NATL MTG ASSN POOL #AL4416		2016-05-10	2018-08-31
	483.27 FEDERAL NATL MTG ASSN POOL #AL4416		2016-05-10	2018-09-30
	180.03 FEDERAL NATL MTG ASSN POOL #AL4416		2016-05-10	2018-10-31
	21.72 FEDERAL NATL MTG ASSN POOL #AL4416		2016-05-10	2018-11-30
	9.12 FEDERAL NATL MTG ASSN POOL #AL4416		2016-05-10	2018-12-31
	1705.89 FEDERAL NATL MTG ASSN POOL #AL8073		2016-05-09	2018-01-31
	1057.63 FEDERAL NATL MTG ASSN POOL #AL8073		2016-05-09	2018-02-28
	1166.25 FEDERAL NATL MTG ASSN POOL #AL8073		2016-05-09	2018-03-31
	1221.18 FEDERAL NATL MTG ASSN POOL #AL8073		2016-05-09	2018-04-30
	1036.9 FEDERAL NATL MTG ASSN POOL #AL8073		2016-05-09	2018-05-31
	1429.44 FEDERAL NATL MTG ASSN POOL #AL8073		2016-05-09	2018-06-30
	1649.2 FEDERAL NATL MTG ASSN POOL #AL8073		2016-05-09	2018-07-31
	1334.71 FEDERAL NATL MTG ASSN POOL #AL8073		2016-05-09	2018-08-31
	1053.24 FEDERAL NATL MTG ASSN POOL #AL8073		2016-05-09	2018-09-30
	1023.13 FEDERAL NATL MTG ASSN POOL #AL8073		2016-05-09	2018-10-31
	1281.49 FEDERAL NATL MTG ASSN POOL #AL8073		2016-05-09	2018-11-30
	1171.64 FEDERAL NATL MTG ASSN POOL #AL8073		2016-05-09	2018-12-31
	869.48 FEDERAL NATL MTG ASSN POOL #AS6640		2017-12-20	2018-01-31
	1212.34 FEDERAL NATL MTG ASSN POOL #AS6640		2017-12-20	2018-02-28
	1319.27 FEDERAL NATL MTG ASSN POOL #AS6640		2017-12-20	2018-03-31
	1349.84 FEDERAL NATL MTG ASSN POOL #AS6640		2017-12-20	2018-04-30
	1447.45 FEDERAL NATL MTG ASSN POOL #AS6640		2017-12-20	2018-05-31
	1646.04 FEDERAL NATL MTG ASSN POOL #AS6640		2017-12-20	2018-06-30
	826.05 FEDERAL NATL MTG ASSN POOL #AS6640		2017-12-20	2018-07-31
	1030.06 FEDERAL NATL MTG ASSN POOL #AS6640		2017-12-20	2018-08-31
	433.91 FEDERAL NATL MTG ASSN POOL #AS6640		2017-12-20	2018-09-30
	850.55 FEDERAL NATL MTG ASSN POOL #AS6640		2017-12-20	2018-10-31
	432.69 FEDERAL NATL MTG ASSN POOL #AS6640		2017-12-20	2018-11-30
	606.79 FEDERAL NATL MTG ASSN POOL #AS6640		2017-12-20	2018-12-31
	644.28 FEDERAL NATL MTG ASSN POOL #BM1277		2017-12-04	2018-01-31
	595.22 FEDERAL NATL MTG ASSN POOL #BM1277		2017-12-04	2018-02-28
	166.55 FEDERAL NATL MTG ASSN POOL #BM1277		2017-12-04	2018-03-31
	707.04 FEDERAL NATL MTG ASSN POOL #BM1277		2017-12-04	2018-04-30
	793.77 FEDERAL NATL MTG ASSN POOL #BM1277		2017-12-04	2018-05-31
	1039.17 FEDERAL NATL MTG ASSN POOL #BM1277		2017-12-04	2018-06-30
	1721.26 FEDERAL NATL MTG ASSN POOL #BM1277		2017-12-04	2018-07-31
	1358.99 FEDERAL NATL MTG ASSN POOL #BM1277		2017-12-04	2018-08-31
	1385.99 FEDERAL NATL MTG ASSN POOL #BM1277		2017-12-04	2018-09-30
	1491.08 FEDERAL NATL MTG ASSN POOL #BM1277		2017-12-04	2018-10-31
	690.53 FEDERAL NATL MTG ASSN POOL #BM1277		2017-12-04	2018-11-30
	683.39 FEDERAL NATL MTG ASSN POOL #BM1277		2017-12-04	2018-12-31
	539.337 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2018-01-31
	320.333 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2018-01-31
	717.4 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2018-02-28
	876.99 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2018-03-31
	1167.21 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2018-04-30
	954.06 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2018-05-31
	918.07 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2018-06-30
	1225.44 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2018-07-31
	919.31 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2018-08-31
	583.3 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2018-09-30
	1016.13 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2018-10-31
	775.32 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2018-11-30
	618.98 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2018-12-31
	1917.36 FEDERAL NATL MTG ASSN POOL #MA1089		2017-06-16	2018-01-31
	340.61 FEDERAL NATL MTG ASSN POOL #MA1089		2017-06-16	2018-02-28
	522.85 FEDERAL NATL MTG ASSN POOL #MA1089		2017-06-16	2018-03-31
	1366.32 FEDERAL NATL MTG ASSN POOL #MA1089		2017-06-16	2018-04-30
	1261.64 FEDERAL NATL MTG ASSN POOL #MA1089		2017-06-16	2018-05-31
	555.47 FEDERAL NATL MTG ASSN POOL #MA1089		2017-06-16	2018-06-30
	1252.75 FEDERAL NATL MTG ASSN POOL #MA1089		2017-06-16	2018-07-31
	884.29 FEDERAL NATL MTG ASSN POOL #MA1089		2017-06-16	2018-08-31
	716.9 FEDERAL NATL MTG ASSN POOL #MA1089		2017-06-16	2018-09-30
	1008.27 FEDERAL NATL MTG ASSN POOL #MA1089		2017-06-16	2018-10-31
	701.78 FEDERAL NATL MTG ASSN POOL #MA1089		2017-06-16	2018-11-30
	990.97 FEDERAL NATL MTG ASSN POOL #MA1089		2017-06-16	2018-12-31
	1195.076 MID CAP GROWTH CTF		2017-04-07	2018-05-31
	216.562 MID CAP GROWTH CTF		2017-04-07	2018-08-10
	1839.16 FORD CR AUTO LEASE TR 2017-A NT CL A-3		2017-05-15	2018-11-14
	8006.8 FORD CR AUTO LEASE TR 2017-A NT CL A-3		2017-05-15	2018-12-14
	7000. FORD MTR CR CO LLC SR UNSECD NT		2016-04-20	2018-06-15
	3000. FORD MTR CR CO LLC SR UNSECD NT		2016-04-25	2018-06-15
	2000. FORD MTR CR CO LLC SR UNSECD NT		2016-05-03	2018-06-15
	1000. FORD MTR CR CO LLC SR UNSECD NT		2016-05-03	2018-06-15
	10000. FORD MTR CR CO LLC SR UNSECD NT		2016-05-04	2018-06-15
	2000. FORD MTR CR CO LLC SR UNSECD NT		2016-05-04	2018-06-15
	2388.6 GM FINL AUTOMOBILE LEASING TR 2016-3 NT CL A-3		2017-03-07	2018-06-19
	2663.81 GM FINL AUTOMOBILE LEASING TR 2016-3 NT CL A-3		2017-03-07	2018-07-19
	2630.97 GM FINL AUTOMOBILE LEASING TR 2016-3 NT CL A-3		2017-03-07	2018-08-19
	2878.32 GM FINL AUTOMOBILE LEASING TR 2016-3 NT CL A-3		2017-03-07	2018-09-19
	2489.93 GM FINL AUTOMOBILE LEASING TR 2016-3 NT CL A-3		2017-03-07	2018-10-19
	3140.97 GM FINL AUTOMOBILE LEASING TR 2016-3 NT CL A-3		2017-03-07	2018-11-19
	3235.58 GM FINL AUTOMOBILE LEASING TR 2016-3 NT CL A-3		2017-03-07	2018-12-19
	50000. GENERAL ELEC CAP CORP SR UNSECD GMTN C2/13/24 @100		2016-05-19	2018-02-20
	3000. GENERAL MTRS FINL CO INC SR UNSECD NT CALL 12/01/25 @100		2017-02-15	2018-11-28
	22000. GENERAL MTRS FINL CO INC SR UNSECD NT CALL 12/01/25 @100		2017-02-15	2018-11-28
	50000. HSBC USA INC NEW SR UNSECD NT		2016-11-10	2018-01-16
	3776. INVESCO DB COMMODITY INDEX TRACKING FUND		2015-06-24	2018-10-04
	1450. ISHARES CORE S&P MID CAP ETF		2017-09-27	2018-02-27
	4426. ISHARES CORE S&P MID CAP ETF		2017-04-07	2018-02-27
	258. ISHARES CORE S&P MID CAP ETF		2017-04-07	2018-05-31
	1653. ISHARES RUSSELL 2000 ETF		2017-12-07	2018-02-27
	2042. ISHARES RUSSELL 2000 ETF		2017-11-08	2018-02-27
	1775. ISHARES RUSSELL 2000 ETF		2017-06-09	2018-02-27
	659. ISHARES RUSSELL 2000 ETF		2017-04-07	2018-02-27
	816. ISHARES RUSSELL 2000 ETF		2017-04-07	2018-05-31
	2899. ISHARES RUSSELL 2000 ETF		2015-06-24	2018-05-31
	689. ISHARES RUSSELL 2000 ETF		2015-06-24	2018-08-03
	128.39 JPMBB COML MTG SECS TR 2013-C14 COML MTG PASSTHRU CTF CL A-2		2016-09-30	2018-01-31
	156.72 JPMBB COML MTG SECS TR 2013-C14 COML MTG PASSTHRU CTF CL A-2		2016-09-30	2018-02-28
	1633.13 JPMBB COML MTG SECS TR 2013-C14 COML MTG PASSTHRU CTF CL A-2		2016-09-30	2018-03-31
	136.79 JPMBB COML MTG SECS TR 2013-C14 COML MTG PASSTHRU CTF CL A-2		2016-09-30	2018-04-30
	967.21 JPMBB COML MTG SECS TR 2013-C14 COML MTG PASSTHRU CTF CL A-2		2016-09-30	2018-05-31
	7570.72 JPMBB COML MTG SECS TR 2013-C14 COML MTG PASSTHRU CTF CL A-2		2016-09-30	2018-06-30
	1624.14 JPMBB COML MTG SECS TR 2013-C14 COML MTG PASSTHRU CTF CL A-2		2016-09-30	2018-07-31
	824.19 JPMBB COML MTG SECS TR 2013-C14 COML MTG PASSTHRU CTF CL A-2		2016-09-30	2018-08-31
	314.678 LEGG MASON BW ABSOLUTE RETURN OPPORTUNITIES FUND CL I		2018-01-19	2018-08-03
	110.401 LEGG MASON BW ABSOLUTE RETURN OPPORTUNITIES FUND CL I		2017-12-08	2018-08-03
	754.385 LEGG MASON BW ABSOLUTE RETURN OPPORTUNITIES FUND CL I		2016-08-19	2018-08-03
	7000. MCKESSON CORP UNSECD SR NT		2017-03-08	2018-01-29
	18000. MCKESSON CORP UNSECD SR NT		2017-03-14	2018-01-29
	413.397 THE MERGER FD		2018-01-19	2018-08-03
	171.916 THE MERGER FD		2017-12-08	2018-08-03
	1238.114 THE MERGER FD		2016-08-19	2018-08-03
	407.519 NEUBERGER BERMAN LONG SHORT FUND INSTL CL		2017-12-08	2018-01-19
	1941.635 NEUBERGER BERMAN LONG SHORT FUND INSTL CL		2017-10-31	2018-01-19
	3885.677 NEUBERGER BERMAN LONG SHORT FUND INSTL CL		2017-10-31	2018-08-03
	50000. ORACLE CORP SR UNSECD NT CALL 4/15/26 @100		2016-06-30	2018-08-06
	862.069 PRINCIPAL MIDCAP BLEND FUND INSTL CL		2017-04-07	2018-08-03
	103.041 BOSTON PARTNERS LONG/SHORT RESH FUND INSTL CL		2017-12-08	2018-01-19
	367.156 BOSTON PARTNERS LONG/SHORT RESH FUND INSTL CL		2017-10-10	2018-01-19
	836.581 BOSTON PARTNERS LONG/SHORT RESH FUND INSTL CL		2017-10-10	2018-08-03
	25000. REGIONS BK BIRMINGHAM ALA UNSECD SR NT 3/A2 CALL 08/14/18 @100		2016-04-15	2018-08-14
	2495.21 SANTANDER DRIVE AUTO RECEIVABLES TR 2015-2 NT CL C		2017-03-02	2018-01-14
	4025.22 SANTANDER DRIVE AUTO RECEIVABLES TR 2015-2 NT CL C		2017-03-02	2018-02-14
	3863.68 SANTANDER DRIVE AUTO RECEIVABLES TR 2015-2 NT CL C		2017-03-02	2018-03-14
	4186.65 SANTANDER DRIVE AUTO RECEIVABLES TR 2015-2 NT CL C		2017-03-02	2018-04-14
	3508.54 SANTANDER DRIVE AUTO RECEIVABLES TR 2015-2 NT CL C		2017-03-02	2018-05-14
	3574.22 SANTANDER DRIVE AUTO RECEIVABLES TR 2015-2 NT CL C		2017-03-02	2018-06-14
	3214.75 SANTANDER DRIVE AUTO RECEIVABLES TR 2015-2 NT CL C		2017-03-02	2018-07-14
	3300.23 SANTANDER DRIVE AUTO RECEIVABLES TR 2015-2 NT CL C		2017-03-02	2018-08-14
	3405.48 SANTANDER DRIVE AUTO RECEIVABLES TR 2015-2 NT CL C		2017-03-02	2018-09-14
	3053.84 SANTANDER DRIVE AUTO RECEIVABLES TR 2015-2 NT CL C		2017-03-02	2018-10-14
	3345.17 SANTANDER DRIVE AUTO RECEIVABLES TR 2015-2 NT CL C		2017-03-02	2018-11-14
	2932.81 SANTANDER DRIVE AUTO RECEIVABLES TR 2015-2 NT CL C		2017-03-02	2018-12-14
	25000. SHIRE ACQUISITIONS INVTS IRELAND UNSECD SR GBL NT IRELAND		2016-09-20	2018-08-06
	20000. SUNTRUST BKS INC SR UNSECD NT CALL 10/01/18 @100		2016-04-14	2018-11-01
	5000. SUNTRUST BKS INC SR UNSECD NT CALL 10/01/18 @100		2016-04-25	2018-11-01
	25000. TELEFONICA EMISIONES S A U SR UNSECD NT SPAIN		2016-04-15	2018-04-27
	50000. TORONTO DOMINION BK UNSECD SR MEDIUM TERM BK NT CANADA		2016-04-13	2018-07-23
	25000. UNITED STATES TREAS NT DTD 02/16/16 1.625% DUE 02/15/26		2016-07-14	2018-03-01
	25000. UNITED STATES TREAS NT DTD 02/16/16 1.625% DUE 02/15/26		2016-08-05	2018-03-01
	600. UNITED STATES TREAS NT DTD 02/16/16 1.625% DUE 02/15/26		2016-02-01	2018-03-01
	4000. UNITED STATES TREAS NT DTD 02/16/16 1.625% DUE 02/15/26		2016-01-30	2018-03-01
	2400. UNITED STATES TREAS NT DTD 02/16/16 1.625% DUE 02/15/26		2016-02-07	2018-03-01
	1700. UNITED STATES TREAS NT DTD 02/16/16 1.625% DUE 02/15/26		2016-02-07	2018-03-01
	600. UNITED STATES TREAS NT DTD 02/16/16 1.625% DUE 02/15/26		2016-02-07	2018-03-01
	700. UNITED STATES TREAS NT DTD 02/16/16 1.625% DUE 02/15/26		2016-02-07	2018-03-01
	15000. UNITED STATES TREAS NT DTD 02/16/16 1.625% DUE 02/15/26		2016-09-12	2018-03-01
	43000. UNITED STATES TREAS NT DTD 02/16/16 0.750% DUE 02/15/19		2016-03-01	2018-08-06
	75000. UNITED STATES TREAS NT DTD 02/29/16 1.125% DUE 02/28/21		2016-03-01	2018-09-26
	50000. UNITED STATES TREAS NT DTD 12/15/16 1.375% DUE 12/15/19		2017-01-13	2018-08-06
	70000. UNITED STATES TREAS NT DTD 02/28/17 2.125% DUE 02/29/24		2017-03-22	2018-11-30
	25000. UNITEDHEALTH GROUP INC SR UNSECD NT		2016-09-29	2018-07-16
	1860. VANGUARD FTSE DEVELOPED MARKETS ETF		2017-09-27	2018-08-03
	9558. VANGUARD FTSE DEVELOPED MARKETS ETF		2017-06-09	2018-08-03
	6094. VANGUARD FTSE DEVELOPED MARKETS ETF		2015-06-24	2018-08-03
	1161. VANGUARD FTSE EMERGING MKTS ETF		2018-05-31	2018-08-03
	166.93 WESTERN ASSET MACRO OPPORTUNITIES FUND CL I		2017-12-08	2018-08-03
	1109.343 WESTERN ASSET MACRO OPPORTUNITIES FUND CL I		2017-10-10	2018-08-03
	50000. WESTPAC BKG CORP SR UNSECD GMTN AUSTRALIA		2016-06-02	2018-01-12
	25000. WESTPAC BKG CORP SR UNSECD BD AUSTRALIA		2018-01-12	2018-08-06
	25000. WISCONSIN ENERGY CORP SR UNSECD NT		2016-05-02	2018-06-15
	19968.317 HIGH QUALITY CORE COMMON TRUST FUND		2017-04-07	2018-02-28
	3456.835 INTERNATIONAL FOCUSED EQUITY COMMON TRUST FUND		2017-04-07	2018-02-28
	6538.892 INTERNATIONAL FOCUSED EQUITY COMMON TRUST FUND		2017-04-07	2018-08-10
	37293.095 STRATEGIC GROWTH COMMON TRUST FUND		2017-04-07	2018-02-28
	24117.074 SMALL CAP CORE CTF		2018-02-28	2018-05-31
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	4,419	5,250	-831
b	46,549	54,647	-8,098
c	26,887	31,574	-4,687
d	21,000	20,658	342
e	4,000	3,933	67
	18,000	18,000
	7,000	7,000
	22,914	23,427	-513
	11,568	12,604	-1,036
	1,928	2,101	-173
	10,549	11,553	-1,004
	3,000	3,000
	8,000	8,000
	41,110	44,844	-3,734
	6,926	7,442	-516
	2,641	2,743	-102
	26,496	26,740	-244
	1,537	1,550	-13
	13,085	13,186	-101
	4,928	5,074	-146
	23,639	24,147	-508
	56	56
	9,000	9,000
	5,000	5,000
	11,000	11,000
	25,000	25,009	-9
	46,719	50,137	-3,418
	25,000	25,709	-709
	175,000	152,311	22,689
	90,000	90,017	-17
	75,000	64,183	10,817
	190,000	190,556	-556
	6,800	6,899	-99
	140,000	136,224	3,776
	90,000	90,943	-943
	702	782	-80
	1,263	1,408	-145
	1,099	1,225	-126
	317	353	-36
	967	1,078	-111
	591	659	-68
	1,248	1,392	-144
	344	384	-40
	553	616	-63
	2,000	2,230	-230
	1,010	1,127	-117
	1,286	1,434	-148
	589	619	-30
	600	631	-31
	757	796	-39
	617	649	-32
	652	685	-33
	645	678	-33
	662	696	-34
	712	749	-37
	589	619	-30
	561	590	-29
	485	510	-25
	437	459	-22
	1,124	1,177	-53
	1,195	1,251	-56
	1,841	1,927	-86
	2,712	2,839	-127
	1,190	1,246	-56
	1,185	1,241	-56
	1,057	1,106	-49
	2,654	2,779	-125
	2,234	2,339	-105
	2,498	2,615	-117
	1,078	1,129	-51
	1,363	1,427	-64
	2,988	3,050	-62
	2,834	2,893	-59
	2,603	2,657	-54
	2,997	3,058	-61
	3,349	3,419	-70
	2,457	2,508	-51
	2,494	2,545	-51
	2,339	2,387	-48
	2,403	2,452	-49
	407	434	-27
	597	636	-39
	419	447	-28
	549	585	-36
	637	679	-42
	672	716	-44
	588	626	-38
	1,207	1,286	-79
	1,296	1,381	-85
	244	260	-16
	214	228	-14
	1,082	1,153	-71
	185	197	-12
	898	983	-85
	1,358	1,487	-129
	954	1,045	-91
	1,231	1,348	-117
	1,330	1,457	-127
	1,229	1,346	-117
	1,163	1,274	-111
	1,309	1,433	-124
	917	1,004	-87
	1,112	1,218	-106
	1,027	1,124	-97
	760	832	-72
	1,275	1,348	-73
	820	867	-47
	308	326	-18
	684	723	-39
	1,123	1,188	-65
	728	769	-41
	1,090	1,152	-62
	765	809	-44
	643	679	-36
	1,431	1,513	-82
	335	355	-20
	1,287	1,361	-74
	10	10
	2	2
	2	2
	2	2
	2	2
	2	2
	2	2
	2	2
	2	2
	2	2
	2	2
	2	2
	802	829	-27
	886	916	-30
	930	962	-32
	824	852	-28
	913	944	-31
	1,887	1,951	-64
	887	917	-30
	579	598	-19
	707	731	-24
	1,182	1,222	-40
	3,484	3,595	-111
	2,968	3,062	-94
	2,933	3,026	-93
	2,912	3,005	-93
	2,692	2,778	-86
	2,188	2,258	-70
	1,826	1,885	-59
	1,254	1,294	-40
	483	499	-16
	180	186	-6
	22	22
	9	9
	1,706	1,812	-106
	1,058	1,123	-65
	1,166	1,239	-73
	1,221	1,297	-76
	1,037	1,101	-64
	1,429	1,518	-89
	1,649	1,752	-103
	1,335	1,418	-83
	1,053	1,119	-66
	1,023	1,087	-64
	1,281	1,361	-80
	1,172	1,245	-73
	869	892	-23
	1,212	1,244	-32
	1,319	1,353	-34
	1,350	1,385	-35
	1,447	1,485	-38
	1,646	1,689	-43
	826	847	-21
	1,030	1,057	-27
	434	445	-11
	851	873	-22
	433	444	-11
	607	623	-16
	644	678	-34
	595	626	-31
	167	175	-8
	707	744	-37
	794	835	-41
	1,039	1,093	-54
	1,721	1,811	-90
	1,359	1,429	-70
	1,386	1,458	-72
	1,491	1,568	-77
	691	726	-35
	683	719	-36
	539	565	-26
	320	336	-16
	717	752	-35
	877	919	-42
	1,167	1,223	-56
	954	1,000	-46
	918	962	-44
	1,225	1,284	-59
	919	964	-45
	583	611	-28
	1,016	1,065	-49
	775	813	-38
	619	649	-30
	1,917	2,047	-130
	341	364	-23
	523	558	-35
	1,366	1,459	-93
	1,262	1,347	-85
	555	593	-38
	1,253	1,338	-85
	884	944	-60
	717	765	-48
	1,008	1,076	-68
	702	749	-47
	991	1,058	-67
	45,000	41,333	3,667
	8,500	7,677	823
	1,839	1,845	-6
	8,007	8,033	-26
	7,000	7,000
	3,000	3,000
	2,000	2,000
	1,000	1,000
	10,000	10,000
	2,000	2,000
	2,389	2,381	8
	2,664	2,655	9
	2,631	2,622	9
	2,878	2,869	9
	2,490	2,482	8
	3,141	3,131	10
	3,236	3,225	11
	49,357	53,219	-3,862
	2,964	3,173	-209
	21,733	23,235	-1,502
	50,000	50,000
	69,119	66,055	3,064
	274,449	259,007	15,442
	837,732	753,991	83,741
	50,800	43,952	6,848
	253,004	250,041	2,963
	312,543	299,682	12,861
	271,677	252,927	18,750
	100,865	89,456	11,409
	133,805	110,768	23,037
	475,368	370,898	104,470
	114,436	88,151	26,285
	128	132	-4
	157	162	-5
	1,633	1,683	-50
	137	141	-4
	967	997	-30
	7,571	7,804	-233
	1,624	1,674	-50
	824	850	-26
	3,716	3,921	-205
	1,304	1,360	-56
	8,909	8,879	30
	6,985	7,016	-31
	17,962	18,032	-70
	6,875	6,672	203
	2,859	2,749	110
	20,590	19,191	1,399
	6,105	5,933	172
	29,086	27,591	1,495
	58,674	55,215	3,459
	46,835	50,077	-3,242
	25,000	20,759	4,241
	1,808	1,737	71
	6,444	6,040	404
	13,996	13,762	234
	25,000	25,002	-2
	2,495	2,513	-18
	4,025	4,054	-29
	3,864	3,891	-27
	4,187	4,217	-30
	3,509	3,534	-25
	3,574	3,600	-26
	3,215	3,238	-23
	3,300	3,324	-24
	3,405	3,430	-25
	3,054	3,076	-22
	3,345	3,369	-24
	2,933	2,954	-21
	24,682	25,006	-324
	20,000	20,000
	5,000	5,000
	25,000	25,000
	50,000	50,000
	22,856	25,167	-2,311
	22,856	25,110	-2,254
	549	602	-53
	3,657	4,011	-354
	2,194	2,402	-208
	1,554	1,701	-147
	549	600	-51
	640	700	-60
	13,714	14,946	-1,232
	42,671	42,728	-57
	71,941	74,625	-2,684
	49,215	49,854	-639
	67,463	69,593	-2,130
	25,000	25,000
	80,714	80,138	576
	414,764	399,572	15,192
	264,446	253,389	11,057
	50,282	51,743	-1,461
	1,823	1,996	-173
	12,114	13,124	-1,010
	50,000	50,000
	24,659	24,863	-204
	25,000	25,000
	345,951	445,796	-99,845
	50,000	44,255	5,745
	90,000	87,220	2,780
	650,000	649,615	385
	250,000	232,241	17,759
			153,545

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-831
b			-8,098
c			-4,687
d			342
e			67


			-513
			-1,036
			-173
			-1,004


			-3,734
			-516
			-102
			-244
			-13
			-101
			-146
			-508




			-9
			-3,418
			-709
			22,689
			-17
			10,817
			-556
			-99
			3,776
			-943
			-80
			-145
			-126
			-36
			-111
			-68
			-144
			-40
			-63
			-230
			-117
			-148
			-30
			-31
			-39
			-32
			-33
			-33
			-34
			-37
			-30
			-29
			-25
			-22
			-53
			-56
			-86
			-127
			-56
			-56
			-49
			-125
			-105
			-117
			-51
			-64
			-62
			-59
			-54
			-61
			-70
			-51
			-51
			-48
			-49
			-27
			-39
			-28
			-36
			-42
			-44
			-38
			-79
			-85
			-16
			-14
			-71
			-12
			-85
			-129
			-91
			-117
			-127
			-117
			-111
			-124
			-87
			-106
			-97
			-72
			-73
			-47
			-18
			-39
			-65
			-41
			-62
			-44
			-36
			-82
			-20
			-74












			-27
			-30
			-32
			-28
			-31
			-64
			-30
			-19
			-24
			-40
			-111
			-94
			-93
			-93
			-86
			-70
			-59
			-40
			-16
			-6


			-106
			-65
			-73
			-76
			-64
			-89
			-103
			-83
			-66
			-64
			-80
			-73
			-23
			-32
			-34
			-35
			-38
			-43
			-21
			-27
			-11
			-22
			-11
			-16
			-34
			-31
			-8
			-37
			-41
			-54
			-90
			-70
			-72
			-77
			-35
			-36
			-26
			-16
			-35
			-42
			-56
			-46
			-44
			-59
			-45
			-28
			-49
			-38
			-30
			-130
			-23
			-35
			-93
			-85
			-38
			-85
			-60
			-48
			-68
			-47
			-67
			3,667
			823
			-6
			-26






			8
			9
			9
			9
			8
			10
			11
			-3,862
			-209
			-1,502

			3,064
			15,442
			83,741
			6,848
			2,963
			12,861
			18,750
			11,409
			23,037
			104,470
			26,285
			-4
			-5
			-50
			-4
			-30
			-233
			-50
			-26
			-205
			-56
			30
			-31
			-70
			203
			110
			1,399
			172
			1,495
			3,459
			-3,242
			4,241
			71
			404
			234
			-2
			-18
			-29
			-27
			-30
			-25
			-26
			-23
			-24
			-25
			-22
			-24
			-21
			-324




			-2,311
			-2,254
			-53
			-354
			-208
			-147
			-51
			-60
			-1,232
			-57
			-2,684
			-639
			-2,130

			576
			15,192
			11,057
			-1,461
			-173
			-1,010

			-204

			-99,845
			5,745
			2,780
			385
			17,759

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	1,570,759
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see instructions before making any entries.

(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2017	1,440,065	30,831,011	0.046708
2016	1,359,914	28,402,936	0.047879
2015	1,459,823	29,445,989	0.049576
2014	1,480,317	30,187,657	0.049037
2013	1,351,265	28,768,056	0.046971

Total of line 1, column (d) .....................

0.240171

Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......

0.048034

Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......

31,736,679

Multiply line 4 by line 3......................

1,524,440

Enter 1% of net investment income (1% of Part I, line 27b)...........

21,346

Add lines 5 and 6........................

1,545,786

Enter qualifying distributions from Part XII, line 4,.............

1,568,887

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2018)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	21,346
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	21,346
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	21,346
6	Credits/Payments:

a	2018 estimated tax payments and 2017 overpayment credited to 2018	6a	82,349
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	82,349
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	61,003
11	Enter the amount of line 10 to be: Credited to 2019 estimated tax21,348	Refunded	11	39,655

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions

for definition).................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2018)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

The books are in care of bullet

BANK OF AMERICA Telephone no. bullet

(888) 866-3275

Located at bullet

PO BOX 1802PROVIDENCERI ZIP+4 bullet

029011802

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2018?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2018, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2018?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2018.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?

Form 990-PF (2018)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
BANK OF AMERICA NA	TRUSTEE 1	122,125
99 FOUNDERS PLAZA EAST HARTFORD,CT06108	TRUSTEE 1	122,125

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2018)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2018)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

31,499,048

Average of monthly cash balances.......................

720,931

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

32,219,979

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

32,219,979

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

483,300

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

31,736,679

Minimum investment return. Enter 5% of line 5..................

1,586,834

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

1,586,834

Tax on investment income for 2018 from Part VI, line 5......

21,346

Income tax for 2018. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

21,346

Distributable amount before adjustments. Subtract line 2c from line 1............

1,565,488

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

1,565,488

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

1,565,488

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

1,568,887

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

1,568,887

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

21,346

Adjusted qualifying distributions. Subtract line 5 from line 4..............

1,547,541

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2018)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2017	(c) 2017	(d) 2018
1 Distributable amount for 2018 from Part XI, line 7					1,565,488
2 Undistributed income, if any, as of the end of 2018:
a Enter amount for 2017 only.......				366,416
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2018:
a From 2013......	0
b From 2014......	0
c From 2015......	0
d From 2016......	0
e From 2017......	0
fTotal of lines 3a through e........		0
4Qualifying distributions for 2018 from Part
XII, line 4: $ 1,568,887
a Applied to 2017, but not more than line 2a				366,416
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2018 distributable amount.....					1,202,471
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2018.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		0
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2017. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2018. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2019 ..........					363,017
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2013 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2019. Subtract lines 7 and 8 from line 6a ......		0
10 Analysis of line 9:
a Excess from 2014....	0
b Excess from 2015....	0
c Excess from 2016....	0
d Excess from 2017....	0
e Excess from 2018....	0

Form 990-PF (2018)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2018	(b) 2017	(c) 2016	(d) 2015	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2018)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
CONN CHILDRENS MEDICAL CENTER PATRICK J GARVEY CONTROLLER 282 WASHINGTON ST HARTFORD,CT061063322	N/A	PC	UNRESTRICTED GENERAL	252,918
ST FRANCIS HOSPITAL & MED CTR DONNA GILBERT DIR OF ACCTG 114 WOODLAND ST HARTFORD,CT061051208	N/A	PC	UNRESTRICTED GENERAL	252,918
VILLAGE FOR FAMILIES & CHILDREN ED HACKETT CFO 1680 ALBANY AVE HARTFORD,CT061051001	N/A	PC	UNRESTRICTED GENERAL	252,918
CT INSTITUTE FOR THE BLIND JAMES T JONES VP FINAN & ADMIN 120 HOLCOMB ST HARTFORD,CT061121529	N/A	PC	UNRESTRICTED GENERAL	126,459
HARTFORD HOSPITAL DIRECTOR OF FINANCE & BUDGET JULIE DROU PO BOX 5037 HARTFORD,CT061025037	N/A	PC	UNRESTRICTED GENERAL	505,835
HTFD HOSPITAL JEFFERSON HOUSE DIRECTOR OF FINANCE & BUDGET PO BOX 5037 HARTFORD,CT061025037	N/A	PC	UNRESTRICTED GENERAL	126,459
TRINITY EPISCOPAL CHURCH OF HARTFORD 120 SIGOURNEY ST HARTFORD,CT061052755	N/A	PC	UNRESTRICTED GENERAL	325
Total ................................. 3a				1,517,832

bApproved for future payment

Total ................................. 3b

Form 990-PF (2018)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	596,522
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	1,570,759
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: aEXCISE TAX REFUND			1	13,253
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				2,180,534

13Total. Add line 12, columns (b), (d), and (e)..................

2,180,534

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2018)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2018)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
71BB58888 EXCELSIOR PRIVATE MA	AT COST	233,750	337,452
99Z378921 EXCELSIOR PRIVATE MA	AT COST	627,750	1,307,063

Category	Amount	Disbursements for Charitable Purposes
LEGAL FEES - PRINCIPAL (ALLOCA	295	295
LEGAL FEES - INCOME (ALLOCABLE	295	295
LEGAL FEES - CHARITABLE	1,115	1,115

Description	Amount
ADJUST CARRYING VALUE	242,707
SALES ADJUSTMENT	206
SECURITIES ADJUSTMENT	459
ACCRUED INSTEREST ADJUSTMENT	1,334

Description	Revenue and Expenses per Books	Net Investment Income
OTHER ALLOCABLE EXPENSE-PRINCI	3,046	3,046
OTHER ALLOCABLE EXPENSE-INCOME	3,046	3,046
FROM PARTNERSHIP/S-CORP		10,981

Description	Amount
PARTNERSHIP ADJUSTMENT	252,245
INCOME ADJUSTMENT	1,286
CTF ADJUSTMENT	23,483
ROUNDING ADJUSTMENT	7

Category	Amount	Net Investment Income
FOREIGN TAXES	10,862	10,862
EXCISE TAX - PRIOR YEAR	12,350	0
EXCISE TAX ESTIMATES	47,630	0
FOREIGN TAXES ON QUALIFIED FOR	5,496	5,496
FOREIGN TAXES ON NONQUALIFIED	2,149	2,149