Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
CHASE FOUNDATION
MACK C CHASE TRUSTEE
Number and street (or P.O. box number if mail is not delivered to street address)2103 W MAIN ST
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
ARTESIA, NM88210
A Employer identification number

36-7466258
B Telephone number (see instructions)

(575) 746-4610
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$39,329,505J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 202,593
2 Check bullet.............
3 Interest on savings and temporary cash investments 119,954 119,954 119,954
4 Dividends and interest from securities... 439,489 439,489 439,489
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,302,387
b Gross sales price for all assets on line 6a 19,768,598
7 Capital gain net income (from Part IV, line 2)... 2,302,387
8 Net short-term capital gain......... 161,006
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment -148,353 -148,353 -148,353
12 Total. Add lines 1 through 11........ 2,916,070 2,713,477 572,096
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages...... 534,629     534,629
15 Pension plans, employee benefits....... 1,914     1,914
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 17,192     17,192
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 16,371     16,371
19 Depreciation (attach schedule) and depletion... Click to see attachment 35,553    
20 Occupancy.............. 15,852     15,852
21 Travel, conferences, and meetings....... 5,070     5,070
22 Printing and publications.......... 10,371     10,371
23 Other expenses (attach schedule)....... Click to see attachment 377,918 161,328   216,590
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 1,014,870 161,328   817,989
25 Contributions, gifts, grants paid....... 2,211,200 2,211,200
26 Total expenses and disbursements. Add lines 24 and 25 3,226,070 161,328   3,029,189
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -310,000
b Net investment income (if negative, enter -0-) 2,552,149
c Adjusted net income (if negative, enter -0-)... 572,096
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 61,155 40,944 40,944
2 Savings and temporary cash investments......... 51,988 5,601 5,601
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 16,280,763 Click to see attachment17,510,033 18,593,672
c Investments—corporate bonds (attach schedule)....... 8,086,296 Click to see attachment5,474,773 5,383,881
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 13,058,844 Click to see attachment14,231,485 14,231,485
14 Land, buildings, and equipment: basis bullet1,073,922
Less: accumulated depreciation (attach schedule) bullet203,311 904,319 Click to see attachment870,611 1,073,922
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 38,443,365 38,133,447 39,329,505
Liabilities 17 Accounts payable and accrued expenses.......... 1,176 1,258
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 1,176 1,258
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 38,431,061 38,132,188
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 11,128 1
30 Total net assets or fund balances (see instructions)..... 38,442,189 38,132,189
31 Total liabilities and net assets/fund balances (see instructions). 38,443,365 38,133,447
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
38,442,189
2
Enter amount from Part I, line 27a .....................
2
-310,000
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
38,132,189
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
38,132,189
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a CVS HEALTH CORP P 2018-03-02 2018-05-02
b JOHNSON AND JOHNSON COM P 2015-08-04 2018-02-02
c SPDR US FINANCIAL SECTOR P 2015-04-08 2018-05-02
d UNITED TECHS CORP COM P 2017-02-02 2018-03-02
e ALASKA AIR GROUP INC COM P 2018-02-02 2018-05-02
BECTON DICKINSON CO P 2018-06-18 2018-10-16
EMERSON ELEC CO P 2017-08-02 2018-06-18
NIELSEN HOLDINGS PLC SHS P 2018-06-18 2018-08-31
PROCTER & GAMBLE CO P 2017-12-04 2018-06-18
TIFFANY & CO NEW P 2018-02-02 2018-04-03
WALMART INC P 2017-08-02 2018-03-02
JPMORGAN CHASE & 2.55% P 2017-07-10 2018-08-01
US TSY 1.750% NOV 30 20 P 2016-12-01 2018-03-07
US TSY 2.250% FEB 15 20 P 2017-04-20 2018-02-20
GLAXOSMITHKLINE C 5.65% P 2011-02-03 2018-05-15
US TSY 0.750% JUL 15 20 P 2016-08-22 2018-01-10
US TSY 1.625% MAY 15 20 P 2016-06-30 2018-05-10
VERIZON COMMUN 5.15% 202 P 2017-02-16 2018-06-21
US TSY 1.500% AUG 15 20 P 2017-05-30 2018-05-16
INVESCO BUYBACK P 2014-10-09 2018-06-13
MFS UTILITIES FD CL I P 2016-05-02 2018-01-03
MFS UTILITIES FD CL I P 2015-09-01 2018-01-03
MFS UTILITIES FD CL I P 2014-12-22 2018-01-03
MFS UTILITIES FD CL I P 2014-03-03 2018-01-03
MFS UTILITIES FD CL I P 2013-06-28 2018-01-03
MFS UTILITIES FD CL I P 2012-11-01 2018-01-03
MFS UTILITIES FD CL I P 2011-12-30 2018-01-03
PGIM S/T CORPORATE BD FD P 2017-01-31 2018-07-31
TETON WESTWOOD MIGHTY P 2011-02-02 2018-01-03
WASATCH EM MK SC RETL CL P 2012-08-20 2018-06-13
MFS UTILITIES FD CL I P 2017-12-29 2018-01-03
MFS UTILITIES FD CL I P 2017-05-01 2018-01-03
PGIM S/T CORPORATE BD FD P 2017-12-22 2018-07-31
JPMORGAN CHASE & CO CMN P 2018-04-03 2018-10-17
ECOLAB INC. CMN P 2018-04-03 2018-09-06
WELLS FARGO & CO (NEW) CMN P 2018-04-03 2018-09-06
GS HIGH YIELD FLOATING RATE FUND CLA P 2013-06-06 2018-10-31
AMERICAN TOWER CORPORATION CMN P 2011-02-01 2018-02-01
MARKEL CORPORATION CMN P 2012-02-15 2018-02-01
ZAYO GROUP HOLDINGS, INC. CMN P 2014-11-20 2018-02-01
CITIGROUP INC. 2.15% 07/30/2018 SR L P 2015-07-23 2018-07-30
GS INVESTMENT GRADE CREDIT FUND SEP P 2018-02-28 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2016-11-30 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2015-11-30 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2014-12-11 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2013-12-12 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2013-01-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2012-03-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2018-05-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2017-02-28 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2015-12-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2014-05-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2013-02-28 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-09-05 2018-07-25
U.S. TREASURY BOND 2.875000% 11/15/2 P 2017-05-02 2018-07-25
U.S. TREASURY NOTE 2.375000% 05/31/2 P 2011-06-03 2018-05-31
HIBBETT SPORTS INC CMN P 2013-03-12 2018-10-31
DRIL-QUIP, INC. CMN P 2011-02-01 2018-09-04
TUPPERWARE BRANDS CORPORATION CMN P 2011-02-01 2018-09-04
CATHAY GENERAL BANCORP CMN P 2015-04-07 2018-05-10
GRAND CANYON EDUCATION, INC. CMN P 2013-03-12 2018-03-12
HEICO CORP CL-A CMN CLASS A P 2015-03-04 2018-02-13
COCA-COLA COMPANY (THE) CMN P 2017-06-13 2018-02-01
NEWMARKET CORP CMN P 2017-06-13 2018-02-01
CVS HEALTH CORP P 2018-03-02 2018-06-04
PROCTER & GAMBLE CO P 2017-06-02 2018-06-18
SPDR US FINANCIAL SECTOR P 2015-04-08 2018-02-02
UNITED TECHS CORP COM P 2017-02-02 2018-05-02
ALTRIA GROUP INC P 2018-06-04 2018-06-18
C.H. ROBINSON WORLDWIDE, P 2018-06-04 2018-06-18
GARRETT MOTION INC P 2018-06-18 2018-10-03
NIELSEN HOLDINGS PLC SHS P 2018-06-18 2018-09-05
PROCTER & GAMBLE CO P 2017-10-03 2018-06-18
TIFFANY & CO NEW P 2017-10-03 2018-04-03
WALMART INC P 2017-06-02 2018-03-02
JPMORGAN CHASE & 2.55% P 2017-07-05 2018-08-01
US TSY 2.750% NOV 15 20 P 2015-12-17 2018-08-17
US TSY 2.250% NOV 15 20 P 2018-01-11 2018-02-20
GLAXOSMITHKLINE C 5.65% P 2010-08-09 2018-01-10
US TSY 1.125% APR 30 20 P 2015-03-31 2018-01-10
US TSY 1.625% NOV 30 20 P 2015-12-09 2018-01-10
VISA INC 3.15%DEC14 25 P 2015-12-10 2018-01-10
US TSY 1.500% AUG 15 20 P 2017-04-27 2018-01-10
INVESCO BUYBACK P 2014-03-18 2018-06-13
MFS UTILITIES FD CL I P 2016-04-01 2018-01-03
MFS UTILITIES FD CL I P 2015-08-03 2018-01-03
MFS UTILITIES FD CL I P 2014-12-01 2018-01-03
MFS UTILITIES FD CL I P 2014-02-03 2018-01-03
MFS UTILITIES FD CL I P 2013-06-03 2018-01-03
MFS UTILITIES FD CL I P 2012-11-01 2018-01-03
MFS UTILITIES FD CL I P 2011-12-30 2018-01-03
PGIM S/T CORPORATE BD FD P 2016-12-30 2018-07-31
TETON WESTWOOD MIGHTY P 2011-02-02 2018-01-03
WASATCH EM MK SC RETL CL P 2011-08-19 2018-06-13
MFS UTILITIES FD CL I P 2017-12-29 2018-01-03
MFS UTILITIES FD CL I P 2017-04-03 2018-01-03
PGIM S/T CORPORATE BD FD P 2017-12-22 2018-07-31
MICROSOFT CORPORATION CMN P 2018-04-03 2018-10-17
GENERAL MOTORS COMPANY CMN P 2018-04-03 2018-09-06
ECOLAB INC. CMN P 2018-04-03 2018-07-26
ISHARES S&P 500 INDEX FUND K SHARES P 2015-09-08 2018-09-05
AMERICAN TOWER CORPORATION CMN P 2010-12-03 2018-02-01
MASTERCARD INCORPORATED CMN CLASS A P 2017-01-13 2018-02-01
ZAYO GROUP HOLDINGS, INC. CMN P 2014-11-19 2018-02-01
DOMINION RESOURCES INC 1.9% 06/15/20 P 2015-06-09 2018-06-15
GS INVESTMENT GRADE CREDIT FUND SEP P 2018-01-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2016-10-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2015-10-30 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2014-12-10 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2013-12-12 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2013-01-24 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2012-03-29 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2018-04-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2017-01-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2015-12-10 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2014-05-01 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2013-01-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-09-05 2018-07-25
U.S. TREASURY BOND 3.000000% 05/15/2 P 2017-04-28 2018-07-25
U.S. TREASURY NOTE 1.000000% 05/15/2 P 2016-05-10 2018-05-15
HIBBETT SPORTS INC CMN P 2011-02-01 2018-10-31
EPAM SYS INC CMN P 2013-10-10 2018-09-04
US ECOLOGY INC CMN P 2011-02-01 2018-09-04
CATHAY GENERAL BANCORP CMN P 2015-04-06 2018-05-10
HEICO CORP CL-A CMN CLASS A P 2016-02-22 2018-03-12
HEICO CORP CL-A CMN CLASS A P 2015-03-04 2018-01-18
CROWN CASTLE INTL CORP CMN P 2017-09-11 2018-02-01
NORFOLK SOUTHERN CORP CMN P 2017-06-13 2018-02-01
NEXTERA ENERGY INC SHS P 2018-05-02 2018-06-18
PROCTER & GAMBLE CO P 2016-12-02 2018-06-18
SPDR US FINANCIAL SECTOR P 2015-04-08 2018-06-18
UNITED TECHS CORP COM P 2017-02-02 2018-06-18
ALTRIA GROUP INC P 2018-05-02 2018-06-18
C.H. ROBINSON WORLDWIDE, P 2018-05-02 2018-06-18
GENUINE PARTS CO P 2018-06-04 2018-06-18
NIELSEN HOLDINGS PLC SHS P 2018-06-18 2018-09-04
PROCTER & GAMBLE CO P 2017-08-02 2018-06-18
TIFFANY & CO NEW P 2017-09-06 2018-03-02
WELLS FARGO & CO NEW DEL P 2018-06-18 2018-10-24
MORGAN STANLEY 2.65% 202 P 2016-12-22 2018-01-17
US TSY 2.750% NOV 15 20 P 2015-12-17 2018-11-13
US TSY 2.750% NOV 15 20 P 2018-10-12 2018-10-26
GLAXOSMITHKLINE C 5.65% P 2010-08-09 2018-05-15
US TSY 1.250% OCT 31 20 P 2016-08-29 2018-10-31
US TSY 1.625% NOV 30 20 P 2015-12-07 2018-01-10
WELLS FARGO & COMPANY P 2014-09-29 2018-03-21
US TSY 1.500% JUN 15 20 P 2017-06-28 2018-06-20
INVESCO BUYBACK P 2013-06-25 2018-06-13
MFS UTILITIES FD CL I P 2016-04-01 2018-01-03
MFS UTILITIES FD CL I P 2015-07-01 2018-01-03
MFS UTILITIES FD CL I P 2014-12-01 2018-01-03
MFS UTILITIES FD CL I P 2013-12-31 2018-01-03
MFS UTILITIES FD CL I P 2013-06-03 2018-01-03
MFS UTILITIES FD CL I P 2012-10-01 2018-01-03
MFS UTILITIES FD CL I P 2011-12-01 2018-01-03
PGIM S/T CORPORATE BD FD P 2016-11-30 2018-07-31
TETON WESTWOOD MIGHTY P 2010-11-23 2018-01-03
WASATCH EM MK SC RETL CL P 2011-06-03 2018-06-13
MFS UTILITIES FD CL I P 2017-12-21 2018-01-03
MFS UTILITIES FD CL I P 2017-03-01 2018-01-03
PGIM S/T CORPORATE BD FD P 2017-11-30 2018-07-31
BANK OF AMERICA CORP CMN P 2018-04-03 2018-09-28
JPMORGAN CHASE & CO CMN P 2018-04-03 2018-09-06
ORACLE CORPORATION CMN P 2018-04-03 2018-07-26
ISHARES S&P 500 INDEX FUND K SHARES P 2015-09-08 2018-07-24
APPLE INC. CMN P 2016-11-18 2018-02-01
MASTERCARD INCORPORATED CMN CLASS A P 2015-10-06 2018-02-01
ZAYO GROUP HOLDINGS, INC. CMN P 2014-11-18 2018-02-01
UNITED TECHNOLOGIES CORP STEP 05/04/ P 2016-04-28 2018-05-04
GS INVESTMENT GRADE CREDIT FUND SEP P 2017-12-29 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2016-09-30 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2015-09-30 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2014-12-08 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2013-11-29 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2012-12-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2012-02-29 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2018-03-29 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2016-12-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2015-11-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2014-04-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-12-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-09-05 2018-07-25
U.S. TREASURY NOTE 1.625000% 05/15/2 P 2017-08-24 2018-07-25
U.S. TREASURY NOTE 1.250000% 11/30/2 P 2017-07-18 2018-03-15
UNITED BANKSHARES INC W V CMN P 2016-12-20 2018-10-24
FIVE BELOW INC CMN P 2015-08-07 2018-09-04
COTIVITI HOLDINGS, INC. CMN P 2018-04-02 2018-08-27
CATHAY GENERAL BANCORP CMN P 2015-04-06 2018-05-09
HEICO CORP CL-A CMN CLASS A P 2015-12-31 2018-03-12
HEICO CORPORATION (NEW) CMN P 2014-12-16 2018-01-18
DIAGEO PLC SPON ADR (NEW) SPONSORED P 2017-06-13 2018-02-01
PAYCHEX, INC. CMN P 2017-06-13 2018-02-01
PROCTER & GAMBLE CO P 2016-03-02 2018-05-02
PROCTER & GAMBLE CO P 2016-11-02 2018-06-18
SPDR US FINANCIAL SECTOR P 2015-04-08 2018-06-18
WALMART INC P 2016-12-02 2018-03-02
ALTRIA GROUP INC P 2018-04-03 2018-06-18
C.H. ROBINSON WORLDWIDE, P 2018-04-03 2018-06-18
GENUINE PARTS CO P 2018-05-02 2018-06-18
PAYCHEX INC P 2018-04-03 2018-05-02
REPUBLIC SERVICES INC P 2018-06-04 2018-06-18
TIFFANY & CO NEW P 2017-09-06 2018-04-03
CONOCOPHILLIPS CO 4.20% P 2016-06-15 2018-01-22
MORGAN STANLEY 2.65% 202 P 2016-05-09 2018-01-17
VODAFONE GROUP PL 2.95% P 2016-06-01 2018-08-31
FNMA PAS3154 04%2044 P 2015-01-30 2018-01-10
GOLDMAN SACHS GRO 3.75% P 2016-05-19 2018-01-10
US TSY 1.250% OCT 31 20 P 2015-02-13 2018-09-21
US TSY 1.875% AUG 31 20 P 2016-02-25 2018-01-10
U.S. TREASURY BILL P 2018-05-16 2018-07-31
US TSY 1.500% MAR 31 20 P 2017-08-30 2018-01-10
MFS UTILITIES FD CL I P 2016-12-30 2018-01-03
MFS UTILITIES FD CL I P 2016-03-01 2018-01-03
MFS UTILITIES FD CL I P 2015-07-01 2018-01-03
MFS UTILITIES FD CL I P 2014-11-03 2018-01-03
MFS UTILITIES FD CL I P 2013-12-31 2018-01-03
MFS UTILITIES FD CL I P 2013-06-03 2018-01-03
MFS UTILITIES FD CL I P 2012-10-01 2018-01-03
MFS UTILITIES FD CL I P 2011-11-01 2018-01-03
PGIM S/T CORPORATE BD FD P 2016-11-30 2018-07-31
TETON WESTWOOD MIGHTY P 2010-11-23 2018-01-03
WASATCH EM MK SC RETL CL P 2011-04-18 2018-06-13
MFS UTILITIES FD CL I P 2017-12-01 2018-01-03
MFS UTILITIES FD CL I P 2017-02-01 2018-01-03
PGIM S/T CORPORATE BD FD P 2017-10-31 2018-07-31
ORACLE CORPORATION CMN P 2018-04-03 2018-09-14
LIBERTY GLOBAL, PLC. CMN CLASS C P 2018-04-03 2018-09-06
ORACLE CORPORATION CMN P 2018-04-03 2018-07-20
STATE STREET HEDGED INTERNATIONAL DE P 2015-12-03 2018-07-24
BANK OF AMERICA CORP CMN P 2014-10-06 2018-02-01
MICROSOFT CORPORATION CMN P 2014-01-13 2018-02-01
ZAYO GROUP HOLDINGS, INC. CMN P 2014-11-17 2018-02-01
VOYA FINANCIAL, INC. STEP 02/15/2018 P 2015-05-12 2018-02-15
GS INVESTMENT GRADE CREDIT FUND SEP P 2017-11-30 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2016-08-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2015-08-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2014-11-28 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2013-10-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2012-12-14 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2012-01-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2018-02-28 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2016-11-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2015-10-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2014-01-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-12-14 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-09-05 2018-07-25
U.S. TREASURY NOTE 1.875000% 01/31/2 P 2017-07-18 2018-07-25
U.S. TREASURY NOTE 1.500000% 08/15/2 P 2017-08-24 2018-03-15
KAPSTONE PAPER AND PACKAGING CORPORA P 2014-09-04 2018-10-09
GLOBUS MEDICAL INC CMN CLASS A P 2014-01-31 2018-09-04
COTIVITI HOLDINGS, INC. CMN P 2017-03-08 2018-08-27
GRAND CANYON EDUCATION, INC. CMN P 2013-03-12 2018-05-09
HEICO CORP CL-A CMN CLASS A P 2015-03-09 2018-03-12
WEST PHARMACEUTICAL SERVICES INC P 2013-03-12 2018-01-17
DOMINION ENERGY INC CMN P 2017-06-13 2018-02-01
PFIZER INC. CMN P 2017-06-13 2018-02-01
PROCTER & GAMBLE CO P 2016-03-02 2018-03-02
PROCTER & GAMBLE CO P 2016-05-03 2018-06-18
SPDR US FINANCIAL SECTOR P 2015-04-08 2018-06-18
WALMART INC P 2016-11-02 2018-03-02
ALTRIA GROUP INC P 2018-03-02 2018-06-18
C.H. ROBINSON WORLDWIDE, P 2018-02-02 2018-06-18
JOHNSON AND JOHNSON COM P 2018-06-18 2018-12-11
PAYCHEX INC P 2018-02-02 2018-05-02
REPUBLIC SERVICES INC P 2018-03-02 2018-05-02
UNION PACIFIC CORP P 2018-06-18 2018-07-11
ENERGY TRANSFER P 6.70% P 2011-02-09 2018-07-02
PACIFIC GAS & ELE 4.30% P 2015-11-17 2018-06-19
AFLAC INC 3.62%NOV15 24 P 2018-07-10 2018-10-12
FNMA PMA2017 04%2044 P 2015-03-12 2018-01-10
HOME DEPOT INC 2.00% 202 P 2016-06-08 2018-01-10
US TSY 1.250% OCT 31 20 P 2015-02-13 2018-09-28
US TSY 2.000% FEB 28 20 P 2016-05-31 2018-01-10
US TSY 1.250% OCT 31 20 P 2018-02-28 2018-10-31
US TSY 2.250% DEC 31 20 P 2018-01-23 2018-06-21
MFS UTILITIES FD CL I P 2016-12-01 2018-01-03
MFS UTILITIES FD CL I P 2016-03-01 2018-01-03
MFS UTILITIES FD CL I P 2015-06-01 2018-01-03
MFS UTILITIES FD CL I P 2014-10-01 2018-01-03
MFS UTILITIES FD CL I P 2013-12-10 2018-01-03
MFS UTILITIES FD CL I P 2013-05-01 2018-01-03
MFS UTILITIES FD CL I P 2012-09-04 2018-01-03
MFS UTILITIES FD CL I P 2011-10-19 2018-01-03
PGIM S/T CORPORATE BD FD P 2016-10-31 2018-07-31
TETON WESTWOOD MIGHTY P 2010-11-23 2018-01-03
WASATCH EM MK SC RETL CL P 2011-04-13 2018-06-13
MFS UTILITIES FD CL I P 2017-11-01 2018-01-03
MFS UTILITIES FD CL I P 2017-02-01 2018-01-03
PGIM S/T CORPORATE BD FD P 2017-10-31 2018-07-31
BANK OF AMERICA CORP CMN P 2018-04-03 2018-09-12
MARRIOTT INTERNATIONAL, INC CMN CLAS P 2018-04-03 2018-09-06
AON PLC CMN P 2018-04-03 2018-06-19
AES CORP. CMN P 2013-06-10 2018-02-01
CARMAX, INC. CMN P 2012-02-15 2018-02-01
MICROSOFT CORPORATION CMN P 2013-10-24 2018-02-01
FIVE BELOW INC CMN P 2017-10-18 2018-02-01
AFRICAN DEVELOPMENT BANK 2.625% 03/2 P 2018-03-14 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2017-10-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2016-07-29 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2015-07-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2014-10-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2013-09-30 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2012-12-12 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2011-12-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2018-01-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2016-10-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2015-05-29 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2013-10-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-12-12 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-09-05 2018-07-25
U.S. TREASURY NOTE 1.875000% 01/31/2 P 2017-07-18 2018-07-25
U.S. TREASURY NOTE 1.500000% 08/15/2 P 2017-08-24 2018-02-06
KAPSTONE PAPER AND PACKAGING CORPORA P 2014-04-21 2018-10-09
GRAND CANYON EDUCATION, INC. CMN P 2013-03-12 2018-09-04
COTIVITI HOLDINGS, INC. CMN P 2017-02-02 2018-08-27
PROASSURANCE CORPORATION CMN P 2011-02-01 2018-05-09
HUBSPOT INC. CMN P 2016-08-03 2018-03-12
WEST PHARMACEUTICAL SERVICES INC P 2013-03-12 2018-01-16
DUKE ENERGY CORPORATION CMN P 2017-06-13 2018-02-01
PHILIP MORRIS INTL INC CMN P 2017-06-13 2018-02-01
REPUBLIC SERVICES INC P 2018-03-02 2018-05-02
PROCTER & GAMBLE CO P 2016-03-02 2018-06-18
TEXAS INSTRUMENTS P 2017-06-02 2018-06-18
WALMART INC P 2016-05-03 2018-03-02
AMGEN INC COM P 2018-02-02 2018-03-02
C.H. ROBINSON WORLDWIDE, P 2017-11-02 2018-03-02
JOHNSON AND JOHNSON COM P 2017-10-03 2018-02-02
PAYCHEX INC P 2017-10-03 2018-03-02
REPUBLIC SERVICES INC P 2018-03-02 2018-06-18
UNION PACIFIC CORP P 2018-04-03 2018-06-04
ENERGY TRANSFER P 6.70% P 2010-08-10 2018-07-02
PACIFIC GAS & ELE 4.30% P 2015-11-17 2018-08-02
AT&T INC 3.40% P 2017-07-31 2018-05-23
USD SHELL INTL FI 1.90% P 2013-08-08 2018-08-10
JPMORGAN CHASE & 3.87% P 2014-04-07 2018-01-10
US TSY 1.250% OCT 31 20 P 2015-02-13 2018-10-31
US TSY 2.125% AUG 15 20 P 2014-01-07 2018-01-10
US TSY 2.250% DEC 31 20 P 2018-01-23 2018-09-17
US TSY 2.250% NOV 15 20 P 2018-02-28 2018-03-08
MFS UTILITIES FD CL I P 2016-11-01 2018-01-03
MFS UTILITIES FD CL I P 2016-01-29 2018-01-03
MFS UTILITIES FD CL I P 2015-05-01 2018-01-03
MFS UTILITIES FD CL I P 2014-10-01 2018-01-03
MFS UTILITIES FD CL I P 2013-12-10 2018-01-03
MFS UTILITIES FD CL I P 2013-05-01 2018-01-03
MFS UTILITIES FD CL I P 2012-08-01 2018-01-03
PGIM S/T CORPORATE BD FD P 2017-06-30 2018-07-31
PGIM S/T CORPORATE BD FD P 2016-09-30 2018-07-31
TETON WESTWOOD MIGHTY P 2010-11-23 2018-01-03
WASATCH EM MK SC RETL CL P 2011-04-08 2018-06-13
MFS UTILITIES FD CL I P 2017-11-01 2018-01-03
PGIM S/T CORPORATE BD FD P 2018-06-29 2018-07-31
PGIM S/T CORPORATE BD FD P 2017-09-29 2018-07-31
AERCAP HOLDINGS NV ORD CMN P 2018-04-03 2018-09-06
MICROSOFT CORPORATION CMN P 2018-04-03 2018-09-06
ECOLAB INC. CMN P 2018-04-03 2018-06-13
AES CORP. CMN P 2013-06-06 2018-02-01
CROWN HOLDINGS INC CMN P 2013-03-12 2018-02-01
MICROSOFT CORPORATION CMN P 2013-09-19 2018-02-01
FLEETCOR TECHNOLOGIES, INC. CMN P 2017-03-06 2018-02-01
EIB MTN 2.375% 05/13/2021 SR LIEN P 2018-02-06 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2017-09-29 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2016-06-30 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2015-07-06 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2014-09-30 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2013-08-30 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2012-12-12 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2011-12-14 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2017-12-29 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2016-09-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2015-04-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2013-09-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-12-12 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-09-05 2018-07-25
U.S. TREASURY NOTE 1.875000% 04/30/2 P 2017-10-03 2018-07-25
U.S. TREASURY NOTE 1.000000% 05/15/2 P 2016-05-10 2018-01-10
EDUCATION REALTY TRUST, INC. CMN P 2017-12-15 2018-09-21
HUBSPOT INC. CMN P 2016-08-03 2018-09-04
COTIVITI HOLDINGS, INC. CMN P 2016-12-22 2018-08-27
TEXAS ROADHOUSE, INC. CMN P 2013-03-12 2018-04-30
TYLER TECHNOLOGIES INC CMN P 2013-03-12 2018-03-12
WEST PHARMACEUTICAL SERVICES INC P 2013-03-12 2018-01-12
ELI LILLY & CO CMN P 2017-06-13 2018-02-01
TARGET CORPORATION CMN P 2017-08-30 2018-02-01
EMERSON ELEC CO P 2017-06-02 2018-06-18
PROCTER & GAMBLE CO P 2016-03-02 2018-06-18
TEXAS INSTRUMENTS P 2017-03-30 2018-06-18
WALMART INC P 2016-02-10 2018-03-02
AMGEN INC COM P 2017-12-04 2018-03-02
C.H. ROBINSON WORLDWIDE, P 2017-11-02 2018-06-18
JOHNSON AND JOHNSON COM P 2017-08-02 2018-02-02
PAYCHEX INC P 2017-10-03 2018-05-02
REPUBLIC SERVICES INC P 2018-03-02 2018-06-18
UNION PACIFIC CORP P 2018-02-02 2018-06-04
STATOIL ASA 1.15%MAY15 1 P 2013-05-09 2018-05-15
US TSY 0.625% JUN 30 20 P 2016-07-12 2018-01-11
MORGAN STANLEY 2.50% 202 P 2018-03-02 2018-05-03
AMERICAN EXPRESS CREDIT P 2016-05-03 2018-01-10
LOCKHEED MARTIN 2.50% 20 P 2015-12-14 2018-01-10
US TSY 1.375% APR 30 20 P 2016-05-25 2018-01-10
US TSY 2.125% AUG 15 20 P 2013-11-01 2018-01-10
APPLE INC 3.00%FEB09 24 P 2017-02-03 2018-01-10
VERIZON COMMUN 5.15% 202 P 2017-02-16 2018-01-10
MFS UTILITIES FD CL I P 2016-11-01 2018-01-03
MFS UTILITIES FD CL I P 2015-12-31 2018-01-03
MFS UTILITIES FD CL I P 2015-04-01 2018-01-03
MFS UTILITIES FD CL I P 2014-09-02 2018-01-03
MFS UTILITIES FD CL I P 2013-12-02 2018-01-03
MFS UTILITIES FD CL I P 2013-04-01 2018-01-03
MFS UTILITIES FD CL I P 2012-08-01 2018-01-03
PGIM S/T CORPORATE BD FD P 2017-06-30 2018-07-31
PGIM S/T CORPORATE BD FD P 2016-09-27 2018-07-31
TETON WESTWOOD MIGHTY P 2010-11-19 2018-01-03
WASATCH EM MK SC RETL CL P 2011-04-07 2018-06-13
MFS UTILITIES FD CL I P 2017-10-02 2018-01-03
PGIM S/T CORPORATE BD FD P 2018-05-31 2018-07-31
PGIM S/T CORPORATE BD FD P 2017-08-31 2018-07-31
ALPHABET INC. CMN CLASS C P 2018-04-03 2018-09-06
MORGAN STANLEY CMN P 2018-04-03 2018-09-06
ORACLE CORPORATION CMN P 2018-04-03 2018-06-08
AES CORP. CMN P 2012-02-15 2018-02-01
CROWN HOLDINGS INC CMN P 2012-02-15 2018-02-01
PIONEER NATURAL RESOURCES CO CMN P 2013-03-11 2018-02-01
O'REILLY AUTOMOTIVE, INC. CMN P 2017-07-19 2018-02-01
FEDERAL HOME LOAN BANK SYSTEM 3.0% 0 P 2013-10-28 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2017-08-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2016-05-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2015-06-30 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2014-08-29 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2013-08-21 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2012-11-30 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2011-12-14 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2017-11-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2016-08-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2015-03-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2013-08-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-11-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-06-15 2018-07-25
U.S. TREASURY NOTE 1.875000% 04/30/2 P 2017-08-24 2018-07-25
USII INFL IX NOTE 0.375000% 01/15/20 P 2017-10-23 2018-01-10
EDUCATION REALTY TRUST, INC. CMN P 2015-11-03 2018-09-21
LITHIA MOTORS INC CL-A CMN CLASS A P 2015-01-27 2018-09-04
COTIVITI HOLDINGS, INC. CMN P 2016-12-08 2018-08-27
TEXAS ROADHOUSE, INC. CMN P 2012-03-26 2018-04-30
CALLIDUS SOFTWARE INC. CMN P 2016-06-29 2018-02-21
WEST PHARMACEUTICAL SERVICES INC P 2011-02-01 2018-01-12
GENERAL DYNAMICS CORP. CMN P 2017-06-13 2018-02-01
TARGET CORPORATION CMN P 2017-06-13 2018-02-01
EMERSON ELEC CO P 2017-02-02 2018-03-02
PROCTER & GAMBLE CO P 2016-03-02 2018-06-18
TEXAS INSTRUMENTS P 2017-03-02 2018-05-02
WALMART INC P 2015-08-04 2018-03-02
APPLE INC P 2018-06-18 2018-09-11
CHUBB LTD P 2018-06-18 2018-12-11
JOHNSON AND JOHNSON COM P 2017-06-02 2018-02-02
PHILLIPS 66 SHS P 2018-06-18 2018-08-14
RESIDEO TECHNOLOGIES INC P 2018-06-18 2018-11-01
UNION PACIFIC CORP P 2017-08-02 2018-06-04
US TSY 1.250% NOV 30 20 P 2014-01-06 2018-02-05
US TSY 1.250% MAY 31 20 P 2017-06-05 2018-11-14
MORGAN STANLEY 2.50% 202 P 2018-01-17 2018-05-03
ANHEUSER-BUSCH IN 3.65% P 2016-01-14 2018-01-10
MICROSOFT CORP 2.70% 202 P 2015-02-10 2018-01-10
US TSY 1.375% AUG 31 20 P 2016-06-30 2018-01-10
US TSY 2.500% AUG 15 20 P 2014-03-12 2018-01-10
BP CAP MARKETS PL 3.27% P 2017-11-16 2018-01-10
CHIRON CAPITAL P 2018-08-31 2018-09-27
MFS UTILITIES FD CL I P 2016-10-03 2018-01-03
MFS UTILITIES FD CL I P 2015-12-22 2018-01-03
MFS UTILITIES FD CL I P 2015-04-01 2018-01-03
MFS UTILITIES FD CL I P 2014-08-01 2018-01-03
MFS UTILITIES FD CL I P 2013-12-02 2018-01-03
MFS UTILITIES FD CL I P 2013-03-01 2018-01-03
MFS UTILITIES FD CL I P 2012-07-02 2018-01-03
PGIM S/T CORPORATE BD FD P 2017-06-13 2018-07-31
PGIM S/T CORPORATE BD FD P 2016-08-31 2018-07-31
WASATCH EM MK SC RETL CL P 2015-12-29 2018-06-13
WASATCH EM MK SC RETL CL P 2011-03-25 2018-06-13
MFS UTILITIES FD CL I P 2017-09-01 2018-01-03
PGIM S/T CORPORATE BD FD P 2018-05-31 2018-07-31
PGIM S/T CORPORATE BD FD P 2017-07-31 2018-07-31
AMAZON.COM INC CMN P 2018-04-03 2018-09-06
NOBLE ENERGY INC CMN P 2018-04-03 2018-09-06
MARRIOTT INTERNATIONAL, INC CMN CLAS P 2018-04-03 2018-05-23
AMAZON.COM INC CMN P 2016-10-28 2018-02-01
DENNY'S CORPORATION CMN P 2014-07-21 2018-02-01
PIONEER NATURAL RESOURCES CO CMN P 2012-02-15 2018-02-01
O'REILLY AUTOMOTIVE, INC. CMN P 2017-03-06 2018-02-01
FEDERAL HOME LOAN BANK SYSTEM 3.0% 0 P 2013-10-24 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2017-07-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2016-04-29 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2015-05-29 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2014-07-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2013-07-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2012-10-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2011-11-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2017-10-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2016-07-29 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2015-02-27 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2013-07-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-11-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-06-11 2018-07-25
U.S. TREASURY NOTE 1.875000% 10/31/2 P 2016-05-06 2018-07-25
USII INFL IX NOTE 0.625000% 01/15/20 P 2017-10-03 2018-01-10
EDUCATION REALTY TRUST, INC. CMN P 2015-10-02 2018-09-21
NATIONAL HEALTH INVESTORS, INC CMN P 2011-02-01 2018-09-04
LOGMEIN INC CMN P 2016-02-12 2018-08-16
TYLER TECHNOLOGIES INC CMN P 2016-02-23 2018-04-02
CALLIDUS SOFTWARE INC. CMN P 2016-06-27 2018-02-21
ALTRIA GROUP, INC. CMN P 2017-06-13 2018-02-01
GENERAL ELECTRIC CO CMN P 2017-06-13 2018-02-01
UNITED PARCEL SERVICE, INC. CLASS B P 2018-01-09 2018-02-01
EMERSON ELEC CO P 2017-02-02 2018-05-02
SPDR US FINANCIAL SECTOR P 2017-06-02 2018-06-18
TEXAS INSTRUMENTS P 2017-03-02 2018-06-18
3M COMPANY P 2017-10-03 2018-02-02
AUTOMATIC DATA PROC P 2018-06-04 2018-06-18
CVS HEALTH CORP P 2018-03-02 2018-05-02
LINDE PLC REG SHS P 2018-06-18 2018-12-11
PHILLIPS 66 SHS P 2018-06-18 2018-08-13
ROCKWELL AUTOMATION INC P 2018-05-02 2018-06-04
UNITED TECHS CORP COM P 2018-06-04 2018-06-18
US TSY 2.750% NOV 15 20 P 2015-12-17 2018-10-26
US TSY 1.250% MAY 31 20 P 2017-06-05 2018-10-15
MORGAN STANLEY 2.75% 202 P 2018-05-03 2018-10-12
AT&T INC 3.40%MAY15 25 P 2015-04-29 2018-01-10
MORGAN STANLEY 3.70% 202 P 2014-10-23 2018-01-10
US TSY 1.500% MAR 31 20 P 2016-04-25 2018-01-10
US TSY 2.625% NOV 15 20 P 2011-09-30 2018-01-10
NORTHROP GRUMMAN 2.93% P 2017-10-11 2018-01-10
PGIM S/T CORPORATE BD FD P 2018-06-29 2018-07-31
MFS UTILITIES FD CL I P 2016-10-03 2018-01-03
MFS UTILITIES FD CL I P 2015-12-22 2018-01-03
MFS UTILITIES FD CL I P 2015-03-02 2018-01-03
MFS UTILITIES FD CL I P 2014-07-01 2018-01-03
MFS UTILITIES FD CL I P 2013-11-01 2018-01-03
MFS UTILITIES FD CL I P 2013-03-01 2018-01-03
MFS UTILITIES FD CL I P 2012-06-01 2018-01-03
PGIM S/T CORPORATE BD FD P 2017-05-31 2018-07-31
PGIM S/T CORPORATE BD FD P 2016-08-31 2018-07-31
WASATCH EM MK SC RETL CL P 2015-12-29 2018-06-13
WASATCH EM MK SC RETL CL P 2011-03-14 2018-06-13
MFS UTILITIES FD CL I P 2017-09-01 2018-01-03
PGIM S/T CORPORATE BD FD P 2018-04-30 2018-07-31
PGIM S/T CORPORATE BD FD P 2017-07-31 2018-07-31
ANADARKO PETROLEUM CORP CMN P 2018-04-03 2018-09-06
ORACLE CORPORATION CMN P 2018-04-03 2018-09-06
TWENTY-FIRST CENTURY FOX, INC. CMN C P 2018-04-03 2018-05-23
AMERICAN INTL GROUP, INC. CMN P 2013-03-11 2018-02-01
DENNY'S CORPORATION CMN P 2013-03-11 2018-02-01
VISA INC. CMN CLASS A P 2017-01-13 2018-02-01
PIONEER NATURAL RESOURCES CO CMN P 2017-08-02 2018-02-01
FHLB 3.0% 12/11/2026 P 2017-02-03 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2017-06-30 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2016-03-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2015-04-30 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2014-06-30 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2013-06-28 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2012-09-28 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2011-10-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2017-09-29 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2016-07-21 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2015-02-05 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2013-07-03 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-10-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-06-11 2018-07-25
U.S. TREASURY NOTE 2.125000% 07/31/2 P 2017-09-20 2018-07-25
BLACKBAUD, INC CMN P 2018-04-02 2018-12-21
EDUCATION REALTY TRUST, INC. CMN P 2015-10-01 2018-09-21
NORTHWESTERN CORPORATION CMN P 2013-03-12 2018-09-04
LOGMEIN INC CMN P 2016-01-26 2018-08-16
TYLER TECHNOLOGIES INC CMN P 2013-03-12 2018-04-02
CALLIDUS SOFTWARE INC. CMN P 2016-04-04 2018-02-21
BERKSHIRE HATHAWAY INC. CLASS B P 2017-06-13 2018-02-01
GENERAL MILLS INC CMN P 2017-06-13 2018-02-01
VERIZON COMMUNICATIONS, INC. CMN P 2017-06-13 2018-02-01
EMERSON ELEC CO P 2017-02-02 2018-06-18
SPDR US FINANCIAL SECTOR P 2017-05-02 2018-06-18
UNION PACIFIC CORP P 2017-06-02 2018-06-04
3M COMPANY P 2017-08-02 2018-02-02
AUTOMATIC DATA PROC P 2018-04-03 2018-06-18
CVS HEALTH CORP P 2018-03-02 2018-06-04
MEDTRONIC PLC SHS P 2018-06-18 2018-07-11
PHILLIPS 66 SHS P 2018-06-18 2018-08-16
SPDR US FINANCIAL SECTOR P 2018-06-04 2018-06-18
UNITED TECHS CORP COM P 2018-04-03 2018-06-18
AFLAC INC 3.62%NOV15 24 P 2016-12-22 2018-10-12
US TSY 1.250% MAY 31 20 P 2017-06-05 2018-12-19
STARBUCKS CORP 3.10% 202 P 2018-02-27 2018-10-03
CITIGROUP INC 3.30% 2025 P 2015-07-06 2018-01-10
ORACLE CORP 2.95%MAY15 2 P 2015-06-25 2018-01-10
US TSY 1.500% OCT 31 20 P 2014-10-31 2018-01-10
US TSY 3.125% MAY 15 20 P 2014-05-30 2018-12-31
NORTHROP GRUMMAN 2.93% P 2017-10-11 2018-01-23
CHIRON CAPITAL P 2017-06-13 2018-09-27
MFS UTILITIES FD CL I P 2016-09-01 2018-01-03
MFS UTILITIES FD CL I P 2015-12-22 2018-01-03
MFS UTILITIES FD CL I P 2015-02-02 2018-01-03
MFS UTILITIES FD CL I P 2014-07-01 2018-01-03
MFS UTILITIES FD CL I P 2013-11-01 2018-01-03
MFS UTILITIES FD CL I P 2013-02-01 2018-01-03
MFS UTILITIES FD CL I P 2012-05-01 2018-01-03
PGIM S/T CORPORATE BD FD P 2017-05-31 2018-07-31
PGIM S/T CORPORATE BD FD P 2016-07-29 2018-07-31
WASATCH EM MK SC RETL CL P 2015-12-29 2018-06-13
WASATCH EM MK SC RETL CL P 2011-03-10 2018-06-13
MFS UTILITIES FD CL I P 2017-08-01 2018-01-03
PGIM S/T CORPORATE BD FD P 2018-04-30 2018-07-31
TETON WESTWOOD MIGHTY P 2017-11-28 2018-01-03
AON PLC CMN P 2018-04-03 2018-09-06
THERMO FISHER SCIENTIFIC INC CMN P 2018-04-03 2018-09-06
BANK OF AMERICA CORP CMN P 2018-04-03 2018-05-11
AMERICAN INTL GROUP, INC. CMN P 2012-05-23 2018-02-01
DENNY'S CORPORATION CMN P 2012-02-15 2018-02-01
VISA INC. CMN CLASS A P 2015-10-07 2018-02-01
EDWARDS LIFESCIENCES CORP 2.875% 10/ P 2015-06-08 2018-10-15
FHLB 3.0% 12/11/2026 P 2017-02-01 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2017-05-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2016-02-29 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2015-03-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2014-05-30 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2013-06-27 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2012-08-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2011-09-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2017-08-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2016-06-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2015-01-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2013-06-28 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-10-05 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-03-28 2018-07-25
U.S. TREASURY NOTE 2.125000% 12/31/2 P 2016-03-03 2018-07-25
BLACKBAUD, INC CMN P 2014-05-15 2018-12-21
HUBSPOT INC. CMN P 2016-08-03 2018-09-18
OXFORD IND INC CMN P 2014-02-14 2018-09-04
LOGMEIN INC CMN P 2016-01-26 2018-08-15
GLOBUS MEDICAL INC CMN CLASS A P 2014-01-31 2018-03-29
CALLIDUS SOFTWARE INC. CMN P 2016-03-31 2018-02-21
BLACKROCK, INC. CMN P 2017-06-13 2018-02-01
HASBRO, INC. CMN P 2017-06-13 2018-02-01
WELLS FARGO & CO (NEW) CMN P 2017-06-13 2018-02-01
JOHNSON AND JOHNSON COM P 2016-12-02 2018-02-02
SPDR US FINANCIAL SECTOR P 2016-11-02 2018-06-18
UNION PACIFIC CORP P 2016-11-02 2018-06-04
3M COMPANY P 2017-06-02 2018-02-02
AUTOMATIC DATA PROC P 2018-02-02 2018-06-18
CVS HEALTH CORP P 2018-03-02 2018-06-04
MICROSOFT CORP P 2017-12-04 2018-02-02
PHILLIPS 66 SHS P 2018-06-18 2018-08-15
SPDR US FINANCIAL SECTOR P 2018-04-03 2018-06-18
UNITED TECHS CORP COM P 2018-02-02 2018-06-18
AFLAC INC 3.62%NOV15 24 P 2014-12-11 2018-10-12
US TSY 1.250% MAY 31 20 P 2017-06-05 2018-12-18
US TSY 1.625% FEB 15 20 P 2017-06-27 2018-02-08
ENTERPRISE PRODUC 5.20% P 2011-04-15 2018-01-10
SHIRE ACQ INV IRE 2.40% P 2016-09-20 2018-01-10
US TSY 1.625% FEB 15 20 P 2016-11-15 2018-06-21
US TSY 3.125% MAY 15 20 P 2013-07-31 2018-01-10
US TSY 1.250% OCT 31 20 P 2018-04-30 2018-10-31
COH & STR GLB REALTY I P 2011-10-19 2018-01-03
MFS UTILITIES FD CL I P 2016-09-01 2018-01-03
MFS UTILITIES FD CL I P 2015-12-01 2018-01-03
MFS UTILITIES FD CL I P 2015-02-02 2018-01-03
MFS UTILITIES FD CL I P 2014-06-02 2018-01-03
MFS UTILITIES FD CL I P 2013-10-01 2018-01-03
MFS UTILITIES FD CL I P 2013-02-01 2018-01-03
MFS UTILITIES FD CL I P 2012-04-02 2018-01-03
PGIM S/T CORPORATE BD FD P 2017-04-28 2018-07-31
PGIM S/T CORPORATE BD FD P 2016-07-29 2018-07-31
WASATCH EM MK SC RETL CL P 2014-12-29 2018-06-13
WASATCH EM MK SC RETL CL P 2011-02-25 2018-06-13
MFS UTILITIES FD CL I P 2017-08-01 2018-01-03
PGIM S/T CORPORATE BD FD P 2018-03-29 2018-07-31
ECOLAB INC. CMN P 2018-04-03 2018-12-14
BANK OF AMERICA CORP CMN P 2018-04-03 2018-09-06
TRIPADVISOR, INC. CMN P 2018-04-03 2018-09-06
ORACLE CORPORATION CMN P 2018-04-03 2018-05-07
AMERICAN INTL GROUP, INC. CMN P 2012-02-15 2018-02-01
DOLLAR TREE STORES, INC. CMN P 2014-05-23 2018-02-01
ZAYO GROUP HOLDINGS, INC. CMN P 2015-03-11 2018-02-01
FISERV, INC. 4.625% 10/01/2020 SR LI P 2016-05-06 2018-10-01
FHLB 4.125% 03/13/2020 SER JT-2020 S P 2011-04-05 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2017-04-28 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2016-01-29 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2015-03-05 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2014-04-30 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2013-05-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2012-07-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2011-08-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2017-07-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2016-05-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2014-10-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2013-05-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-10-02 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-02-28 2018-07-25
U.S. TREASURY NOTE 2.250000% 02/15/2 P 2018-03-15 2018-07-25
EXLSERVICE HOLDINGS, INC. CMN P 2017-06-26 2018-12-21
HUBSPOT INC. CMN P 2016-08-03 2018-09-17
PROOFPOINT INC CMN P 2016-07-29 2018-09-04
LOGMEIN INC CMN P 2014-09-12 2018-08-15
GLOBUS MEDICAL INC CMN CLASS A P 2014-01-31 2018-03-28
CALLIDUS SOFTWARE INC. CMN P 2016-03-30 2018-02-21
CA, INC. CMN P 2017-06-13 2018-02-01
INTEL CORPORATION CMN P 2017-06-13 2018-02-01
ALTRIA GROUP, INC. CMN P 2017-06-13 2018-01-09
JOHNSON AND JOHNSON COM P 2016-11-02 2018-02-02
SPDR US FINANCIAL SECTOR P 2016-11-02 2018-06-18
UNION PACIFIC CORP P 2016-02-10 2018-03-02
3M COMPANY P 2017-05-02 2018-02-02
AUTOMATIC DATA PROC P 2017-10-03 2018-06-18
EMERSON ELEC CO P 2018-06-04 2018-06-18
MICROSOFT CORP P 2017-11-02 2018-02-02
PRAXAIR INC P 2018-06-18 2018-10-31
SPDR US FINANCIAL SECTOR P 2018-03-02 2018-06-18
UNITED TECHS CORP COM P 2017-10-03 2018-06-18
APPLE INC 2.40%MAY03 23 P 2013-05-09 2018-06-28
US TSY 1.625% FEB 15 20 P 2016-12-22 2018-02-08
US TSY 2.250% FEB 15 20 P 2018-01-24 2018-02-20
FEDERAL HOME LN MTG CORP P 2013-01-17 2018-01-10
SOUTHERN CO 2.35%JUL01 2 P 2016-05-23 2018-01-10
US TSY 1.625% MAY 15 20 P 2016-08-29 2018-05-10
US TSY 3.125% MAY 15 20 P 2013-07-31 2018-11-29
US TSY 1.500% AUG 15 20 P 2017-09-28 2018-05-16
COH & STR GLB REALTY I P 2011-10-19 2018-01-03
MFS UTILITIES FD CL I P 2016-08-01 2018-01-03
MFS UTILITIES FD CL I P 2015-11-02 2018-01-03
MFS UTILITIES FD CL I P 2014-12-31 2018-01-03
MFS UTILITIES FD CL I P 2014-05-01 2018-01-03
MFS UTILITIES FD CL I P 2013-10-01 2018-01-03
MFS UTILITIES FD CL I P 2012-12-31 2018-01-03
MFS UTILITIES FD CL I P 2012-04-02 2018-01-03
PGIM S/T CORPORATE BD FD P 2017-04-03 2018-07-31
PGIM S/T CORPORATE BD FD P 2016-06-30 2018-07-31
WASATCH EM MK SC RETL CL P 2014-12-29 2018-06-13
WASATCH EM MK SC RETL CL P 2011-02-22 2018-06-13
MFS UTILITIES FD CL I P 2017-07-07 2018-01-03
PGIM S/T CORPORATE BD FD P 2018-02-28 2018-07-31
THERMO FISHER SCIENTIFIC INC CMN P 2018-04-03 2018-11-30
BARCLAYS PLC,AMER DEP SHS ADR CMN P 2018-05-01 2018-09-06
TWENTY-FIRST CENTURY FOX, INC. CMN C P 2018-04-03 2018-09-06
SPDR S&P 500 ETF TRUST P 2018-02-02 2018-04-03
AMERICAN TOWER CORPORATION CMN P 2014-02-04 2018-02-01
DOLLAR TREE STORES, INC. CMN P 2014-04-23 2018-02-01
ZAYO GROUP HOLDINGS, INC. CMN P 2014-12-15 2018-02-01
ROPER TECHNOLOGIES, INC. 6.25% 09/01 P 2015-06-11 2018-09-13
GS INVESTMENT GRADE CREDIT FUND SEP P 2018-06-29 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2017-03-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2015-12-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2015-02-27 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2014-03-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2013-04-30 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2012-06-29 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2011-07-29 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2017-06-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2016-04-29 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2014-09-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2013-04-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-09-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-01-31 2018-07-25
U.S. TREASURY NOTE 2.250000% 02/15/2 P 2018-03-15 2018-07-25
HEALTHCARE SVCS GROUP INC CMN P 2013-03-12 2018-12-06
FIVE BELOW INC CMN P 2015-08-07 2018-09-05
RBC BEARINGS INCORPORATED CMN P 2011-12-22 2018-09-04
LOGMEIN INC CMN P 2014-09-12 2018-07-27
HEICO CORPORATION (NEW) CMN P 2015-12-31 2018-03-28
CALLIDUS SOFTWARE INC. CMN P 2016-03-29 2018-02-21
CARNIVAL CORPORATION CMN P 2017-06-13 2018-02-01
KINDER MORGAN INC CMN CLASS P P 2017-06-13 2018-02-01
OZOFII ACCESS LTD P 2010-09-01 2018-10-16
JOHNSON AND JOHNSON COM P 2016-09-02 2018-02-02
SPDR US FINANCIAL SECTOR P 2016-08-02 2018-06-18
UNION PACIFIC CORP P 2016-02-10 2018-05-02
ALASKA AIR GROUP INC COM P 2018-06-04 2018-06-18
AUTOMATIC DATA PROC P 2017-09-06 2018-03-02
EMERSON ELEC CO P 2018-04-03 2018-06-18
NEXTERA ENERGY INC SHS P 2018-05-02 2018-06-18
PROCTER & GAMBLE CO P 2018-06-04 2018-06-18
TEXAS INSTRUMENTS P 2018-02-02 2018-06-18
UNITED TECHS CORP COM P 2017-08-02 2018-06-18
BP CAP MARKETS PL 3.24% P 2016-06-16 2018-12-14
US TSY 1.625% FEB 15 20 P 2016-05-02 2018-02-08
US TSY 2.250% FEB 15 21 P 2017-11-02 2018-02-20
FEDERAL HOME LN MTG CORP P 2013-01-17 2018-03-07
U.S. TRSY INFLATION NTE P 2015-09-30 2018-01-10
US TSY 1.625% MAY 15 20 P 2016-08-29 2018-06-21
US TSY 3.125% MAY 15 20 P 2013-07-31 2018-12-31
US TSY 1.500% AUG 15 20 P 2017-09-28 2018-06-21
COH & STR GLB REALTY I P 2011-10-19 2018-06-13
MFS UTILITIES FD CL I P 2016-07-01 2018-01-03
MFS UTILITIES FD CL I P 2015-10-01 2018-01-03
MFS UTILITIES FD CL I P 2014-12-22 2018-01-03
MFS UTILITIES FD CL I P 2014-04-01 2018-01-03
MFS UTILITIES FD CL I P 2013-09-03 2018-01-03
MFS UTILITIES FD CL I P 2012-12-11 2018-01-03
MFS UTILITIES FD CL I P 2012-03-01 2018-01-03
PGIM S/T CORPORATE BD FD P 2017-03-31 2018-07-31
PGIM S/T CORPORATE BD FD P 2016-05-31 2018-07-31
WASATCH EM MK SC RETL CL P 2013-12-27 2018-06-13
WASATCH EM MK SC RETL CL P 2011-02-09 2018-06-13
MFS UTILITIES FD CL I P 2017-06-01 2018-01-03
PGIM S/T CORPORATE BD FD P 2018-01-31 2018-07-31
W.R. BERKLEY CORPORATION CMN P 2018-04-03 2018-11-23
BERKSHIRE HATHAWAY INC. CLASS B P 2018-04-03 2018-09-06
UNITED PARCEL SERVICE, INC. CLASS B P 2018-04-03 2018-09-06
GS HIGH YIELD FUND CLASS P P 2015-03-31 2018-11-02
AMERICAN TOWER CORPORATION CMN P 2014-01-27 2018-02-01
KINDER MORGAN INC CMN CLASS P P 2017-01-13 2018-02-01
ZAYO GROUP HOLDINGS, INC. CMN P 2014-12-12 2018-02-01
GENERAL ELECTRIC CAPITAL CORP MTN 5. P 2015-05-04 2018-09-04
GS INVESTMENT GRADE CREDIT FUND SEP P 2018-05-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2017-02-28 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2015-12-15 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2015-01-30 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2014-02-28 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2013-03-28 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2012-05-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2011-06-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2017-05-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2016-03-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2014-08-29 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2013-04-26 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-09-28 2018-07-25
U.S. TREASURY BOND 2.750000% 11/15/2 P 2017-04-27 2018-07-25
U.S. TREASURY NOTE 2.250000% 02/15/2 P 2018-01-10 2018-07-25
HEALTHCARE SVCS GROUP INC CMN P 2013-03-12 2018-11-28
ALLEGIANT TRAVEL COMPANY CMN P 2018-04-26 2018-09-04
STIFEL FINANCIAL CORP CMN P 2011-06-28 2018-09-04
ICU MEDICAL INC CMN P 2011-02-01 2018-06-27
HEICO CORP CL-A CMN CLASS A P 2016-02-22 2018-03-26
HEICO CORP CL-A CMN CLASS A P 2015-03-09 2018-02-13
CHEVRON CORPORATION CMN P 2017-06-13 2018-02-01
LOWES COMPANIES INC CMN P 2017-06-13 2018-02-01
JOHNSON AND JOHNSON COM P 2016-05-03 2018-02-02
SPDR US FINANCIAL SECTOR P 2016-02-10 2018-06-18
UNION PACIFIC CORP P 2016-02-10 2018-06-04
ALASKA AIR GROUP INC COM P 2018-04-03 2018-05-02
AUTOMATIC DATA PROC P 2017-09-06 2018-05-02
EMERSON ELEC CO P 2018-02-02 2018-06-18
NIELSEN HOLDINGS PLC SHS P 2018-06-18 2018-08-30
PROCTER & GAMBLE CO P 2018-04-03 2018-06-18
TEXAS INSTRUMENTS P 2017-08-02 2018-06-18
WALMART INC P 2018-02-02 2018-03-02
FEDERAL NATL MTG ASSOC P 2013-11-07 2018-02-27
US TSY 1.625% MAY 15 20 P 2016-08-03 2018-02-08
US TSY 2.250% FEB 15 20 P 2017-10-10 2018-02-20
FORD MOTOR CO 4.34% 2026 P 2016-12-16 2018-01-10
U.S. TRSY INFLATION NTE P 2011-08-01 2018-01-10
US TSY 1.625% MAY 15 20 P 2016-07-28 2018-05-10
US TSY 3.125% MAY 15 20 P 2013-04-30 2018-01-10
US TSY 1.500% AUG 15 20 P 2017-05-30 2018-01-10
COH & STR GLB REALTY I P 2011-10-19 2018-06-13
MFS UTILITIES FD CL I P 2016-07-01 2018-01-03
MFS UTILITIES FD CL I P 2015-10-01 2018-01-03
MFS UTILITIES FD CL I P 2014-12-22 2018-01-03
MFS UTILITIES FD CL I P 2014-04-01 2018-01-03
MFS UTILITIES FD CL I P 2013-08-01 2018-01-03
MFS UTILITIES FD CL I P 2012-12-11 2018-01-03
MFS UTILITIES FD CL I P 2012-02-01 2018-01-03
PGIM S/T CORPORATE BD FD P 2017-02-28 2018-07-31
PGIM S/T CORPORATE BD FD P 2016-05-31 2018-07-31
WASATCH EM MK SC RETL CL P 2013-12-27 2018-06-13
COH & STR GLB REALTY I P 2018-03-20 2018-06-13
MFS UTILITIES FD CL I P 2017-06-01 2018-01-03
PGIM S/T CORPORATE BD FD P 2017-12-29 2018-07-31
AON PLC CMN P 2018-04-03 2018-11-09
CITIGROUP INC. CMN P 2018-04-03 2018-09-06
UNITEDHEALTH GROUP INCORPORATE CMN P 2018-04-03 2018-09-06
GS HIGH YIELD FUND CLASS P P 2012-02-08 2018-11-02
AMERICAN TOWER CORPORATION CMN P 2013-06-24 2018-02-01
KINDER MORGAN INC CMN CLASS P P 2014-01-16 2018-02-01
ZAYO GROUP HOLDINGS, INC. CMN P 2014-11-25 2018-02-01
KRAFT FOODS GROUP, INC. 3.5% 06/06/2 P 2015-06-25 2018-09-04
GS INVESTMENT GRADE CREDIT FUND SEP P 2018-04-30 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2017-01-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2015-12-15 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2014-12-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2014-01-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2013-02-28 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2012-05-03 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2011-05-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2017-04-28 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2016-02-29 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2014-07-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2013-04-01 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-09-28 2018-07-25
U.S. TREASURY BOND 2.750000% 11/15/2 P 2013-01-08 2018-07-25
U.S. TREASURY NOTE 2.250000% 11/15/2 P 2016-09-12 2018-07-25
HEALTHCARE SVCS GROUP INC CMN P 2011-02-01 2018-11-28
BALCHEM CORPORATION CMN P 2014-09-24 2018-09-04
SYNEOS HEALTH INC CMN P 2016-07-18 2018-09-04
FIVE BELOW INC CMN P 2015-08-07 2018-06-07
ROGERS CORP CMN P 2016-11-04 2018-03-26
HEICO CORP CL-A CMN CLASS A P 2015-03-06 2018-02-13
CINCINNATI FINANCIAL CRP CMN P 2017-06-13 2018-02-01
MERCK & CO., INC. CMN P 2017-06-13 2018-02-01
JOHNSON AND JOHNSON COM P 2016-02-10 2018-02-02
SPDR US FINANCIAL SECTOR P 2015-10-02 2018-06-18
UNITED TECHS CORP COM P 2017-06-02 2018-06-18
ALASKA AIR GROUP INC COM P 2018-02-02 2018-03-02
AUTOMATIC DATA PROC P 2017-09-06 2018-06-18
EMERSON ELEC CO P 2017-10-03 2018-06-18
NIELSEN HOLDINGS PLC SHS P 2018-06-18 2018-08-29
PROCTER & GAMBLE CO P 2018-02-02 2018-06-18
TEXAS INSTRUMENTS P 2017-03-02 2018-03-02
WALMART INC P 2017-10-03 2018-03-02
HEWLETT-PACKARD 4.65% 20 P 2017-01-27 2018-03-26
US TSY 1.750% NOV 30 20 P 2016-12-22 2018-03-07
US TSY 2.250% FEB 15 20 P 2017-09-25 2018-02-20
FORD MOTOR CO 4.34% 2026 P 2016-12-16 2018-08-31
U.S. TRSY INFLATION NTE P 2011-08-01 2018-07-31
US TSY 1.625% MAY 15 20 P 2016-06-30 2018-05-10
USD SHELL INTL FI 1.90% P 2013-08-08 2018-01-10
US TSY 1.500% AUG 15 20 P 2017-05-30 2018-03-08
FIRST EAG OVERSEAS I P 2012-04-12 2018-06-13
MFS UTILITIES FD CL I P 2016-06-01 2018-01-03
MFS UTILITIES FD CL I P 2015-09-01 2018-01-03
MFS UTILITIES FD CL I P 2014-12-22 2018-01-03
MFS UTILITIES FD CL I P 2014-03-03 2018-01-03
MFS UTILITIES FD CL I P 2013-06-28 2018-01-03
MFS UTILITIES FD CL I P 2012-12-03 2018-01-03
MFS UTILITIES FD CL I P 2012-02-01 2018-01-03
PGIM S/T CORPORATE BD FD P 2017-01-31 2018-07-31
PGIM S/T CORPORATE BD FD P 2016-05-24 2018-07-31
WASATCH EM MK SC RETL CL P 2012-12-27 2018-06-13
FIRST EAG OVERSEAS I P 2018-05-16 2018-06-13
MFS UTILITIES FD CL I P 2017-05-01 2018-01-03
PGIM S/T CORPORATE BD FD P 2017-12-29 2018-07-31
JPMORGAN CHASE & CO CMN P 2018-07-13 2018-10-17
DISH NETWORK CORPORATION CMN CLASS A P 2018-04-03 2018-09-06
W.R. BERKLEY CORPORATION CMN P 2018-04-03 2018-09-06
GS HIGH YIELD FLOATING RATE FUND CLA P 2014-03-25 2018-10-31
AMERICAN TOWER CORPORATION CMN P 2013-03-11 2018-02-01
MARKEL CORPORATION CMN P 2013-03-11 2018-02-01
ZAYO GROUP HOLDINGS, INC. CMN P 2014-11-21 2018-02-01
OMNICOM GROUP INC. 3.625% 05/01/2022 P 2016-04-25 2018-09-04
GS INVESTMENT GRADE CREDIT FUND SEP P 2018-03-29 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2016-12-30 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2015-12-10 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2014-12-11 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2013-12-31 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2013-02-13 2018-07-25
GS INVESTMENT GRADE CREDIT FUND SEP P 2012-04-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2018-06-29 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2017-03-31 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2016-01-29 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2014-06-30 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2013-03-28 2018-07-25
GS U.S. MORTGAGES FUND SEPARATE ACC P 2012-09-05 2018-07-25
U.S. TREASURY BOND 2.875000% 11/15/2 P 2017-05-15 2018-07-25
U.S. TREASURY NOTE 2.250000% 11/15/2 P 2016-08-31 2018-07-25
HIBBETT SPORTS INC CMN P 2013-10-03 2018-10-31
CANTEL MEDICAL CORP. CMN P 2013-10-09 2018-09-04
TEXAS CAPITAL BANCSHARES, INC. CMN P 2014-04-10 2018-09-04
KAPSTONE PAPER AND PACKAGING CORPORA P 2014-04-21 2018-05-24
HEICO CORP CL-A CMN CLASS A P 2016-02-22 2018-03-23
HEICO CORP CL-A CMN CLASS A P 2015-03-05 2018-02-13
CISCO SYSTEMS, INC. CMN P 2017-06-13 2018-02-01
MICROSOFT CORPORATION CMN P 2017-06-13 2018-02-01
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 24,252   24,252  
b 10,908   7,816 3,092
c 1,036   811 225
d 13,044   10,865 2,179
e 172,043   174,694 -2,651
17,369   16,625 744
10,820   9,042 1,778
5,591   6,682 -1,091
986   1,184 -198
19,118   21,690 -2,572
263   242 21
2,942   3,013 -71
15,551   15,889 -338
7,581   8,006 -425
4,000   4,000  
15,714   15,954 -240
905   1,023 -118
17,268   17,311 -43
9,722   10,361 -639
29,510   21,909 7,601
731   666 65
20   21 -1
20   23 -3
20   19 1
1,401   1,397 4
1,827   1,680 147
20   17 3
430   442 -12
15   9 6
62,157   50,000 12,157
954   952 2
771   733 38
11   11  
42,889   42,601 288
15,143   13,514 1,629
27,050   24,089 2,961
61,210   64,393 -3,183
43,057   15,079 27,978
107,514   38,656 68,858
369   237 132
50,000   49,987 13
1,332   1,347 -15
1,304   1,314 -10
1,453   1,473 -20
7,472   7,850 -378
1,753   1,810 -57
2,081   2,261 -180
1,947   2,082 -135
1,141   1,146 -5
1,198   1,236 -38
1,026   1,066 -40
1,299   1,358 -59
2,184   2,284 -100
1,146   1,222 -76
9,639   9,747 -108
60,000   60,000  
887   2,566 -1,679
262   392 -130
157   262 -105
667   458 209
2,151   481 1,670
446   235 211
27,355   25,831 1,524
22,980   27,276 -4,296
50,924   50,924  
9,628   11,188 -1,560
2,269   1,622 647
7,031   6,347 684
39,119   38,797 322
33,483   32,473 1,010
706   664 42
6,785   8,012 -1,227
9,932   12,057 -2,125
26,841   26,592 249
6,220   5,650 570
12,750   13,044 -294
17,003   17,544 -541
18,872   19,466 -594
10,121   10,083 38
5,880   5,921 -41
12,832   12,994 -162
6,083   6,003 80
7,362   7,478 -116
59,020   43,597 15,423
20   17 3
711   742 -31
1,035   1,205 -170
1,035   1,063 -28
1,421   1,418 3
20   19 1
4,141   3,468 673
430   442 -12
6,730   4,115 2,615
66,044   50,002 16,042
20   20  
771   736 35
301   307 -6
19,084   15,462 3,622
16,042   17,105 -1,063
22,107   21,159 948
200,000   137,880 62,120
11,354   3,977 7,377
21,695   13,630 8,065
5,496   3,532 1,964
50,000   49,983 17
1,297   1,338 -41
1,264   1,316 -52
1,387   1,412 -25
49,336   52,880 -3,544
8,982   9,275 -293
167,811   183,820 -16,009
27,505   29,512 -2,007
1,283   1,283  
1,265   1,303 -38
60,488   63,067 -2,579
274   284 -10
2,372   2,475 -103
1,225   1,303 -78
9,888   10,020 -132
10,000   10,000  
177   331 -154
714   183 531
362   85 277
583   399 184
425   157 268
49     49
44,170   41,597 2,573
74,792   59,941 14,851
39,586   39,586  
28,203   30,676 -2,473
4,032   2,950 1,082
104,894   88,534 16,360
735   728 7
2,631   2,449 182
32,347   31,784 563
8,660   10,332 -1,672
4,397   5,272 -875
13,911   12,872 1,039
61,732   67,513 -5,781
1,003   1,003  
2,966   3,081 -115
3,969   3,953 16
11,000   11,000  
1,000   1,000  
3,948   3,991 -43
15,489   15,745 -256
15,674   15,998 -324
118,041   69,520 48,521
751   671 80
731   761 -30
20   23 -3
2,416   2,488 -72
20   21 -1
1,807   1,651 156
2,375   1,975 400
409   420 -11
29   16 13
7,288   6,000 1,288
1,523   1,508 15
771   727 44
1,237   1,265 -28
18,703   18,710 -7
17,979   17,019 960
1,717   1,566 151
350,000   247,717 102,283
14,296   9,354 4,942
16,488   8,929 7,559
1,955   1,253 702
50,000   50,000  
1,276   1,332 -56
1,255   1,322 -67
1,445   1,467 -22
1,818   1,944 -126
2,291   2,409 -118
1,969   2,161 -192
2,000   2,161 -161
1,127   1,135 -8
942   973 -31
941   983 -42
1,342   1,391 -49
2,186   2,292 -106
1,272   1,353 -81
9,105   9,584 -479
9,946   9,994 -48
961   1,393 -432
595   184 411
2,014   1,502 512
1,291   883 408
1,133   495 638
60     60
48,613   40,550 8,063
36,809   32,839 3,970
716   716  
22,972   26,313 -3,341
144,088   112,094 31,994
25,668   20,702 4,966
13,680   14,780 -1,100
2,178   2,235 -57
176,166   166,027 10,139
18,127   17,854 273
30,997   30,560 437
112,450   111,370 1,080
6,292   6,292  
15,042   15,169 -127
7,763   7,939 -176
9,292   9,591 -299
8,139   8,182 -43
1,998   1,997 1
13,738   14,279 -541
17,986   17,915 71
5,749   5,902 -153
5,664   5,058 606
20   17 3
20   22 -2
974   1,124 -150
20   21 -1
183   182 1
20   18 2
2,335   1,972 363
11   11  
3,969   2,261 1,708
6,964   5,558 1,406
893   906 -13
20   18 2
11   11  
9,396   8,548 848
27,790   32,773 -4,983
9,946   9,175 771
403,203   350,000 53,203
63,721   34,010 29,711
12,460   4,636 7,824
5,275   3,381 1,894
18,000   18,499 -499
1,321   1,370 -49
1,292   1,368 -76
1,876   1,901 -25
1,451   1,559 -108
2,176   2,303 -127
2,317   2,540 -223
1,931   2,072 -141
1,119   1,123 -4
938   970 -32
974   1,022 -48
1,177   1,215 -38
923   968 -45
1,240   1,323 -83
9,703   10,031 -328
9,801   10,007 -206
1,157   1,150 7
533   233 300
1,119   925 194
1,608   361 1,247
567   240 327
3,881   1,203 2,678
18,097   18,914 -817
45,625   40,011 5,614
10,323   10,323  
13,798   14,778 -980
850   642 208
38,108   30,174 7,934
152,802   169,820 -17,018
31,668   31,704 -36
8,952   7,394 1,558
35,028   38,481 -3,453
65   66 -1
10,658   11,156 -498
1,000   1,000  
5,353   5,936 -583
991   997 -6
552   566 -14
4,943   5,054 -111
9,992   9,987 5
15,940   16,309 -369
8,000   8,000  
12,537   12,761 -224
1,015   889 126
934   764 170
670   732 -62
20   23 -3
12,931   13,097 -166
20   20  
1,868   1,654 214
207,019   172,550 34,469
398   413 -15
4,055   2,310 1,745
6,907   5,556 1,351
20   20  
792   728 64
1,227   1,261 -34
7,546   7,319 227
22,251   23,667 -1,416
10,475   10,379 96
6,072   5,874 198
73,238   30,477 42,761
46,485   16,490 29,995
12,381   10,770 1,611
19,870   19,979 -109
1,310   1,365 -55
1,299   1,373 -74
1,897   1,944 -47
1,512   1,619 -107
2,121   2,216 -95
5,435   5,953 -518
1,912   2,010 -98
1,228   1,242 -14
1,047   1,103 -56
1,341   1,414 -73
1,769   1,823 -54
4,648   4,874 -226
3,427   3,665 -238
9,703   10,032 -329
39,308   40,031 -723
1,487   1,179 308
598   120 478
1,566   1,217 349
1,437   1,036 401
1,172   518 654
4,409   1,388 3,021
27,683   30,678 -2,995
22,962   25,671 -2,709
9,777   9,777  
31,387   34,180 -2,793
13,273   9,400 3,873
4,731   3,624 1,107
28,035   29,072 -1,037
21,295   18,961 2,334
14,404   13,598 806
13,073   12,824 249
10,448   10,275 173
736   671 65
4,000   4,000  
9,124   9,893 -769
12,120   12,011 109
10,000   10,000  
9,436   9,113 323
17,000   16,977 23
12,970   12,837 133
1,922   1,922  
3,789   3,786 3
812   742 70
853   699 154
690   751 -61
995   1,124 -129
13,540   13,714 -174
1,360   1,424 -64
1,868   1,648 220
11   11  
344   358 -14
1,122   639 483
10,239   8,333 1,906
832   842 -10
1,420   1,420  
1,237   1,274 -37
11,817   10,619 1,198
57,452   47,369 10,083
19,563   18,429 1,134
7,949   7,690 259
15,112   10,309 4,803
25,878   9,033 16,845
12,735   9,837 2,898
29,590   29,900 -310
1,297   1,351 -54
1,324   1,385 -61
8,081   8,290 -209
1,564   1,666 -102
2,058   2,134 -76
16,099   17,634 -1,535
8,505   8,925 -420
1,003   1,029 -26
1,071   1,133 -62
226   239 -13
1,453   1,492 -39
16,657   17,466 -809
11,291   12,017 -726
9,678   9,994 -316
9,987   10,009 -22
1,868   1,630 238
725   259 466
1,343   1,020 323
321   97 224
4,161   1,171 2,990
587   185 402
51,951   50,695 1,256
11,918   8,624 3,294
9,305   7,684 1,621
758   883 -125
1,602   1,163 439
40,123   30,438 9,685
159,471   157,926 1,545
141,280   123,527 17,753
11,887   11,204 683
129,519   131,031 -1,512
166,469   159,845 6,624
38,131   33,966 4,165
11,000   11,000  
16,927   16,977 -50
1,955   1,966 -11
5,931   6,014 -83
6,035   6,000 35
12,680   12,988 -308
14,966   14,907 59
10,078   10,035 43
7,741   7,618 123
20   19 1
1,726   1,436 290
20   22 -2
954   1,122 -168
1,665   1,774 -109
1,380   1,389 -9
20   18 2
1,162   1,197 -35
47,990   49,997 -2,007
34,081   20,098 13,983
10,280   8,335 1,945
812   817 -5
11   11  
1,248   1,289 -41
58,219   50,497 7,722
8,480   9,348 -868
12,711   11,860 851
18,829   20,234 -1,405
36,618   23,418 13,200
11,051   7,608 3,443
23,698   16,845 6,853
10,047   10,101 -54
1,293   1,351 -58
1,339   1,374 -35
1,929   1,972 -43
1,523   1,650 -127
419   431 -12
1,886   2,140 -254
21,051   22,090 -1,039
912   935 -23
1,059   1,119 -60
1,152   1,221 -69
1,104   1,123 -19
1,845   1,971 -126
1,760   1,842 -82
67,747   70,320 -2,573
10,060   10,070 -10
1,453   1,209 244
429   443 -14
3,133   2,377 756
1,605   427 1,178
537   288 249
2,936   602 2,334
84,956   75,079 9,877
43,070   32,902 10,168
16,089   13,795 2,294
9,932   11,660 -1,728
15,720   12,017 3,703
9,812   8,095 1,717
12,284   10,385 1,899
10,925   10,999 -74
6,573   6,083 490
15,861   15,084 777
1,574   1,845 -271
27,531   19,137 8,394
13,929   13,929  
10,924   10,989 -65
13,682   13,888 -206
10,221   9,989 232
6,946   7,004 -58
983   1,012 -29
2,014   1,973 41
5,046   5,006 40
7   7  
792   739 53
305   248 57
771   823 -52
995   1,127 -132
20   18 2
20   19 1
1,888   1,634 254
116,230   119,902 -3,672
11   11  
3   3  
22,016   16,668 5,348
731   744 -13
1,345   1,350 -5
11   11  
50,936   36,203 14,733
7,187   7,231 -44
18,571   17,850 721
15,751   8,554 7,197
10,258   4,228 6,030
46,044   28,134 17,910
10,532   10,796 -264
30,142   30,298 -156
1,311   1,362 -51
1,349   1,387 -38
1,810   1,889 -79
1,593   1,708 -115
1,860   1,949 -89
1,867   2,123 -256
1,953   2,124 -171
950   978 -28
986   1,043 -57
1,202   1,270 -68
933   952 -19
292,336   312,300 -19,964
791   831 -40
9,632   10,166 -534
10,475   10,510 -35
2,490   1,890 600
779   443 336
1,193   638 555
1,021   600 421
1,970   1,008 962
73,771   78,802 -5,031
26,443   47,136 -20,693
26,606   28,698 -2,092
17,162   14,856 2,306
7,900   6,748 1,152
131,131   90,006 41,125
6,936   6,000 936
23,479   22,619 860
1,718   1,745 -27
12,833   13,240 -407
4,621   4,375 246
176,720   167,298 9,422
28,550   28,371 179
2,977   2,977  
5,953   5,994 -41
15,470   15,535 -65
9,815   9,924 -109
12,352   12,020 332
4,791   4,942 -151
7,102   7,164 -62
9,875   10,027 -152
6   6  
20   19 1
20   17 3
771   826 -55
20   23 -3
1,888   2,033 -145
1,441   1,392 49
2,010   1,654 356
11   11  
312   325 -13
63   48 15
42,155   31,250 10,905
20   21 -1
11   11  
1,162   1,200 -38
6,470   5,951 519
26,718   25,018 1,700
15,314   14,249 1,065
5,111   3,160 1,951
2,583   984 1,599
21,305   13,822 7,483
7,367   5,614 1,753
9,811   10,109 -298
1,326   1,371 -45
1,336   1,363 -27
1,810   1,907 -97
1,572   1,690 -118
1,862   1,946 -84
1,847   2,077 -230
1,986   2,203 -217
818   845 -27
8,578   9,063 -485
892   946 -54
18,272   18,637 -365
1,757   1,882 -125
2,002   2,103 -101
9,589   10,037 -448
602   996 -394
2,490   1,891 599
599   393 206
159   106 53
6,126   1,757 4,369
1,253   585 668
39,181   30,993 8,188
45,380   44,580 800
42,024   36,174 5,850
109,934   89,844 20,090
8,284   7,136 1,148
17,667   13,324 4,343
17,587   14,428 3,159
11,948   9,732 2,216
23,390   23,142 248
11,269   11,125 144
1,617   1,612 5
7,571   7,623 -52
17,716   17,194 522
991   1,017 -26
11,933   11,988 -55
7,853   7,982 -129
9,015   8,794 221
9,973   9,688 285
991   995 -4
17,041   17,100 -59
19,550   20,053 -503
199,993   191,069 8,924
812   750 62
25,050   20,423 4,627
20   22 -2
934   1,111 -177
20   21 -1
20   19 1
1,868   1,638 230
979   1,011 -32
312   326 -14
1   1  
41,977   31,251 10,726
20   20  
1,248   1,250 -2
       
26,598   24,634 1,964
20,969   18,308 2,661
15,464   14,756 708
21,083   9,514 11,569
87,381   25,300 62,081
15,039   8,700 6,339
50,000   50,000  
19,623   20,204 -581
1,297   1,341 -44
1,342   1,338 4
1,778   1,892 -114
1,494   1,608 -114
12,902   13,437 -535
1,810   2,025 -215
2,018   2,211 -193
1,036   1,074 -38
1,030   1,090 -60
1,192   1,265 -73
884   903 -19
710   755 -45
878   910 -32
38,873   40,806 -1,933
903   490 413
1,546   518 1,028
463   367 96
1,431   958 473
251   117 134
1,253   582 671
67,739   50,152 17,587
12,990   14,946 -1,956
79,132   65,580 13,552
34,121   27,285 6,836
22,438   13,604 8,834
55,062   33,063 21,999
6,688   5,563 1,125
33,621   29,166 4,455
85,404   89,925 -4,521
5,286   4,759 527
12,402   12,205 197
1,509   1,495 14
13,892   15,010 -1,118
14,870   15,179 -309
3,977   3,996 -19
916   958 -42
9,615   9,129 486
4,916   5,009 -93
4,570   4,745 -175
8,124   8,152 -28
3,000   3,000  
99,962   66,703 33,259
20   19 1
934   847 87
771   810 -39
954   1,092 -138
20   21 -1
1,441   1,376 65
1,868   1,634 234
861   887 -26
11   11  
3   3  
42,519   31,252 11,267
731   736 -5
1,367   1,374 -7
21,376   18,975 2,401
21,385   20,451 934
12,054   9,547 2,507
22,564   21,930 634
958   404 554
42,405   19,577 22,828
21,580   16,201 5,379
51,446   52,279 -833
81,841   80,505 1,336
1,306   1,338 -32
1,394   1,383 11
775   819 -44
1,535   1,633 -98
1,897   2,048 -151
1,881   2,102 -221
1,957   2,161 -204
1,121   1,157 -36
1,136   1,194 -58
958   1,006 -48
1,425   1,473 -48
1,051   1,121 -70
1,081   1,120 -39
9,491   9,543 -52
982   1,118 -136
1,702   570 1,132
598   378 220
2,782   1,560 1,222
793   373 420
1,253   569 684
43,784   40,022 3,762
47,677   35,563 12,114
28,616   30,641 -2,025
34,261   28,252 6,009
23,343   16,671 6,672
19,432   11,776 7,656
130,289   102,489 27,800
28,481   22,664 5,817
29,648   29,583 65
170,458   154,335 16,123
65,545   63,541 2,004
1,975   2,013 -38
17,971   16,568 1,403
14,431   14,820 -389
916   925 -9
948   969 -21
14,985   14,934 51
5,928   6,007 -79
6,334   7,025 -691
10,029   10,065 -36
9,722   10,314 -592
38   25 13
771   737 34
893   850 43
1,299   1,382 -83
974   1,092 -118
1,766   1,835 -69
4,425   4,070 355
20   18 2
243,004   250,005 -7,001
538   561 -23
742   622 120
42,335   31,251 11,084
771   749 22
1,184   1,192 -8
52,624   43,404 9,220
10,441   12,784 -2,343
34,502   27,430 7,072
2,437,703   2,618,254 -180,551
3,097   1,652 1,445
42,405   19,068 23,337
12,800   10,004 2,796
51,548   51,548  
1,467   1,459 8
1,291   1,314 -23
1,515   1,506 9
1,763   1,873 -110
1,925   2,029 -104
1,891   2,095 -204
1,998   2,180 -182
2,109   2,334 -225
1,168   1,203 -35
1,043   1,098 -55
1,079   1,125 -46
1,394   1,465 -71
1,215   1,297 -82
1,886   1,968 -82
9,491   9,546 -55
1,664   985 679
1,719   552 1,167
745   214 531
3,952   2,229 1,723
3,724   1,548 2,176
1,074   471 603
72,530   64,851 7,679
23,757   25,504 -1,747
1,721,696   1,155,532 566,164
140   119 21
4,855   3,637 1,218
12,945   7,466 5,479
207,436   205,734 1,702
12,404   11,789 615
15,870   14,730 1,140
88,306   90,182 -1,876
34,420   33,620 800
1,259   1,197 62
13,765   12,928 837
11,899   12,318 -419
12,819   13,700 -881
948   993 -45
21,000   20,908 92
16,554   16,342 212
6,378   7,025 -647
8,019   8,042 -23
899   938 -39
15   10 5
20   19 1
20   19 1
4,771   5,085 -314
20   22 -2
1,847   1,846 1
20   18 2
1,847   1,610 237
473   487 -14
118   123 -5
3   3  
53,117   39,377 13,740
751   738 13
1,291   1,309 -18
21,394   19,902 1,492
60,054   55,610 4,444
16,585   14,003 2,582
105,726   114,680 -8,954
14,893   7,975 6,918
24,117   30,049 -5,932
9,333   7,302 2,031
52,316   53,398 -1,082
1,420   1,423 -3
1,309   1,337 -28
1,522   1,517 5
1,645   1,771 -126
2,000   2,110 -110
2,119   2,309 -190
1,994   2,170 -176
2,108   2,285 -177
1,162   1,203 -41
1,023   1,077 -54
1,085   1,136 -51
2,292   2,407 -115
998   1,064 -66
9,476   9,636 -160
28,472   29,269 -797
929   492 437
674   783 -109
553   351 202
2,895   433 2,462
1,018   367 651
510   240 270
40,488   34,898 5,590
36,477   27,713 8,764
8,251   6,656 1,595
17,006   10,981 6,025
43,726   22,859 20,867
25,175   23,021 2,154
27,644   24,328 3,316
22,073   22,076 -3
4,430   5,228 -798
12,282   12,530 -248
1,602   1,143 459
18,572   22,457 -3,885
10,740   10,164 576
7,302   8,048 -746
2,843   2,980 -137
5,183   4,966 217
25,614   25,428 186
10,859   12,108 -1,249
11,340   11,656 -316
9,203   9,420 -217
99,965   68,008 31,957
711   674 37
812   741 71
20   22 -2
771   840 -69
1,786   1,849 -63
305   278 27
20   17 3
398   410 -12
11   11  
11,786   9,778 2,008
20   19 1
20   20  
11   11  
24,205   20,344 3,861
28,967   28,193 774
29,169   24,258 4,911
90,551   102,491 -11,940
12,386   5,854 6,532
15,062   29,909 -14,847
2,213   1,533 680
49,750   49,990 -240
1,392   1,394 -2
1,292   1,310 -18
337   336 1
1,639   1,726 -87
2,031   2,127 -96
2,419   2,642 -223
4,108   4,458 -350
351   385 -34
1,150   1,188 -38
1,055   1,109 -54
1,068   1,110 -42
142   148 -6
1,719   1,840 -121
52,119   51,563 556
9,571   10,394 -823
929   318 611
545   288 257
488   421 67
1,969   737 1,232
1,254   679 575
510   234 276
45,117   42,788 2,329
40,114   42,611 -2,497
38,317   28,071 10,246
7,406   5,184 2,222
9,177   8,820 357
20,998   21,641 -643
115,451   89,058 26,393
7,574   6,646 928
1,628   1,887 -259
31,084   34,952 -3,868
20,137   14,922 5,215
17,346   15,757 1,589
8,226   8,422 -196
972   987 -15
9,476   10,029 -553
9,405   9,933 -528
15,579   15,759 -180
1,810   2,022 -212
10,000   10,003 -3
1,797   1,884 -87
99,995   87,570 12,425
731   672 59
751   736 15
20,259   21,597 -1,338
792   839 -47
20   20  
2,274   2,054 220
1,929   1,623 306
11   11  
145,916   150,798 -4,882
2,492   2,201 291
5   5  
20   19 1
1,280   1,307 -27
8,731   8,524 207
27,922   30,892 -2,970
7,885   7,237 648
88,790   93,501 -4,711
5,898   3,078 2,820
11,438   4,936 6,502
369   237 132
49,761   51,638 -1,877
1,342   1,359 -17
1,295   1,311 -16
7,277   7,334 -57
3,635   3,818 -183
2,243   2,318 -75
2,156   2,338 -182
1,938   2,099 -161
1,178   1,181 -3
946   974 -28
1,093   1,148 -55
425   445 -20
1,582   1,652 -70
730   779 -49
9,639   9,727 -88
19,143   20,949 -1,806
798   2,543 -1,745
966   315 651
449   309 140
3,632   2,751 881
1,350   498 852
446   237 209
49,074   36,828 12,246
52,800   38,641 14,159
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a        
b       3,092
c       225
d       2,179
e       -2,651
      744
      1,778
      -1,091
      -198
      -2,572
      21
      -71
      -338
      -425
       
      -240
      -118
      -43
      -639
      7,601
      65
      -1
      -3
      1
      4
      147
      3
      -12
      6
      12,157
      2
      38
       
      288
      1,629
      2,961
      -3,183
      27,978
      68,858
      132
      13
      -15
      -10
      -20
      -378
      -57
      -180
      -135
      -5
      -38
      -40
      -59
      -100
      -76
      -108
       
      -1,679
      -130
      -105
      209
      1,670
      211
      1,524
      -4,296
       
      -1,560
      647
      684
      322
      1,010
      42
      -1,227
      -2,125
      249
      570
      -294
      -541
      -594
      38
      -41
      -162
      80
      -116
      15,423
      3
      -31
      -170
      -28
      3
      1
      673
      -12
      2,615
      16,042
       
      35
      -6
      3,622
      -1,063
      948
      62,120
      7,377
      8,065
      1,964
      17
      -41
      -52
      -25
      -3,544
      -293
      -16,009
      -2,007
       
      -38
      -2,579
      -10
      -103
      -78
      -132
       
      -154
      531
      277
      184
      268
      49
      2,573
      14,851
       
      -2,473
      1,082
      16,360
      7
      182
      563
      -1,672
      -875
      1,039
      -5,781
       
      -115
      16
       
       
      -43
      -256
      -324
      48,521
      80
      -30
      -3
      -72
      -1
      156
      400
      -11
      13
      1,288
      15
      44
      -28
      -7
      960
      151
      102,283
      4,942
      7,559
      702
       
      -56
      -67
      -22
      -126
      -118
      -192
      -161
      -8
      -31
      -42
      -49
      -106
      -81
      -479
      -48
      -432
      411
      512
      408
      638
      60
      8,063
      3,970
       
      -3,341
      31,994
      4,966
      -1,100
      -57
      10,139
      273
      437
      1,080
       
      -127
      -176
      -299
      -43
      1
      -541
      71
      -153
      606
      3
      -2
      -150
      -1
      1
      2
      363
       
      1,708
      1,406
      -13
      2
       
      848
      -4,983
      771
      53,203
      29,711
      7,824
      1,894
      -499
      -49
      -76
      -25
      -108
      -127
      -223
      -141
      -4
      -32
      -48
      -38
      -45
      -83
      -328
      -206
      7
      300
      194
      1,247
      327
      2,678
      -817
      5,614
       
      -980
      208
      7,934
      -17,018
      -36
      1,558
      -3,453
      -1
      -498
       
      -583
      -6
      -14
      -111
      5
      -369
       
      -224
      126
      170
      -62
      -3
      -166
       
      214
      34,469
      -15
      1,745
      1,351
       
      64
      -34
      227
      -1,416
      96
      198
      42,761
      29,995
      1,611
      -109
      -55
      -74
      -47
      -107
      -95
      -518
      -98
      -14
      -56
      -73
      -54
      -226
      -238
      -329
      -723
      308
      478
      349
      401
      654
      3,021
      -2,995
      -2,709
       
      -2,793
      3,873
      1,107
      -1,037
      2,334
      806
      249
      173
      65
       
      -769
      109
       
      323
      23
      133
       
      3
      70
      154
      -61
      -129
      -174
      -64
      220
       
      -14
      483
      1,906
      -10
       
      -37
      1,198
      10,083
      1,134
      259
      4,803
      16,845
      2,898
      -310
      -54
      -61
      -209
      -102
      -76
      -1,535
      -420
      -26
      -62
      -13
      -39
      -809
      -726
      -316
      -22
      238
      466
      323
      224
      2,990
      402
      1,256
      3,294
      1,621
      -125
      439
      9,685
      1,545
      17,753
      683
      -1,512
      6,624
      4,165
       
      -50
      -11
      -83
      35
      -308
      59
      43
      123
      1
      290
      -2
      -168
      -109
      -9
      2
      -35
      -2,007
      13,983
      1,945
      -5
       
      -41
      7,722
      -868
      851
      -1,405
      13,200
      3,443
      6,853
      -54
      -58
      -35
      -43
      -127
      -12
      -254
      -1,039
      -23
      -60
      -69
      -19
      -126
      -82
      -2,573
      -10
      244
      -14
      756
      1,178
      249
      2,334
      9,877
      10,168
      2,294
      -1,728
      3,703
      1,717
      1,899
      -74
      490
      777
      -271
      8,394
       
      -65
      -206
      232
      -58
      -29
      41
      40
       
      53
      57
      -52
      -132
      2
      1
      254
      -3,672
       
       
      5,348
      -13
      -5
       
      14,733
      -44
      721
      7,197
      6,030
      17,910
      -264
      -156
      -51
      -38
      -79
      -115
      -89
      -256
      -171
      -28
      -57
      -68
      -19
      -19,964
      -40
      -534
      -35
      600
      336
      555
      421
      962
      -5,031
      -20,693
      -2,092
      2,306
      1,152
      41,125
      936
      860
      -27
      -407
      246
      9,422
      179
       
      -41
      -65
      -109
      332
      -151
      -62
      -152
       
      1
      3
      -55
      -3
      -145
      49
      356
       
      -13
      15
      10,905
      -1
       
      -38
      519
      1,700
      1,065
      1,951
      1,599
      7,483
      1,753
      -298
      -45
      -27
      -97
      -118
      -84
      -230
      -217
      -27
      -485
      -54
      -365
      -125
      -101
      -448
      -394
      599
      206
      53
      4,369
      668
      8,188
      800
      5,850
      20,090
      1,148
      4,343
      3,159
      2,216
      248
      144
      5
      -52
      522
      -26
      -55
      -129
      221
      285
      -4
      -59
      -503
      8,924
      62
      4,627
      -2
      -177
      -1
      1
      230
      -32
      -14
       
      10,726
       
      -2
       
      1,964
      2,661
      708
      11,569
      62,081
      6,339
       
      -581
      -44
      4
      -114
      -114
      -535
      -215
      -193
      -38
      -60
      -73
      -19
      -45
      -32
      -1,933
      413
      1,028
      96
      473
      134
      671
      17,587
      -1,956
      13,552
      6,836
      8,834
      21,999
      1,125
      4,455
      -4,521
      527
      197
      14
      -1,118
      -309
      -19
      -42
      486
      -93
      -175
      -28
       
      33,259
      1
      87
      -39
      -138
      -1
      65
      234
      -26
       
       
      11,267
      -5
      -7
      2,401
      934
      2,507
      634
      554
      22,828
      5,379
      -833
      1,336
      -32
      11
      -44
      -98
      -151
      -221
      -204
      -36
      -58
      -48
      -48
      -70
      -39
      -52
      -136
      1,132
      220
      1,222
      420
      684
      3,762
      12,114
      -2,025
      6,009
      6,672
      7,656
      27,800
      5,817
      65
      16,123
      2,004
      -38
      1,403
      -389
      -9
      -21
      51
      -79
      -691
      -36
      -592
      13
      34
      43
      -83
      -118
      -69
      355
      2
      -7,001
      -23
      120
      11,084
      22
      -8
      9,220
      -2,343
      7,072
      -180,551
      1,445
      23,337
      2,796
       
      8
      -23
      9
      -110
      -104
      -204
      -182
      -225
      -35
      -55
      -46
      -71
      -82
      -82
      -55
      679
      1,167
      531
      1,723
      2,176
      603
      7,679
      -1,747
      566,164
      21
      1,218
      5,479
      1,702
      615
      1,140
      -1,876
      800
      62
      837
      -419
      -881
      -45
      92
      212
      -647
      -23
      -39
      5
      1
      1
      -314
      -2
      1
      2
      237
      -14
      -5
       
      13,740
      13
      -18
      1,492
      4,444
      2,582
      -8,954
      6,918
      -5,932
      2,031
      -1,082
      -3
      -28
      5
      -126
      -110
      -190
      -176
      -177
      -41
      -54
      -51
      -115
      -66
      -160
      -797
      437
      -109
      202
      2,462
      651
      270
      5,590
      8,764
      1,595
      6,025
      20,867
      2,154
      3,316
      -3
      -798
      -248
      459
      -3,885
      576
      -746
      -137
      217
      186
      -1,249
      -316
      -217
      31,957
      37
      71
      -2
      -69
      -63
      27
      3
      -12
       
      2,008
      1
       
       
      3,861
      774
      4,911
      -11,940
      6,532
      -14,847
      680
      -240
      -2
      -18
      1
      -87
      -96
      -223
      -350
      -34
      -38
      -54
      -42
      -6
      -121
      556
      -823
      611
      257
      67
      1,232
      575
      276
      2,329
      -2,497
      10,246
      2,222
      357
      -643
      26,393
      928
      -259
      -3,868
      5,215
      1,589
      -196
      -15
      -553
      -528
      -180
      -212
      -3
      -87
      12,425
      59
      15
      -1,338
      -47
       
      220
      306
       
      -4,882
      291
       
      1
      -27
      207
      -2,970
      648
      -4,711
      2,820
      6,502
      132
      -1,877
      -17
      -16
      -57
      -183
      -75
      -182
      -161
      -3
      -28
      -55
      -20
      -70
      -49
      -88
      -1,806
      -1,745
      651
      140
      881
      852
      209
      12,246
      14,159
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 2,302,387
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 161,006
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 3,029,446 41,436,910 0.073110
2016 2,585,778 38,041,221 0.067973
2015 2,749,928 41,330,482 0.066535
2014 2,285,770 43,933,218 0.052028
2013 2,439,146 42,884,748 0.056877
2
Total of line 1, column (d) .....................
2
0.316523
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.063305
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
41,702,760
5
Multiply line 4 by line 3......................
5
2,639,993
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
25,521
7
Add lines 5 and 6........................
7
2,665,514
8
Enter qualifying distributions from Part XII, line 4,.............
8
3,029,189
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 25,521
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 25,521
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 25,521
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 28,720
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 20,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 48,720
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 23,199
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet23,199 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNM
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.CHASEFOUNDATION.COM
    14
    The books are in care ofbulletJOHNATHAN L SHUMAN Telephone no.bullet (575) 748-1213

    Located atbullet512 W TEXAS AVEARTESIANM ZIP+4bullet88210
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    MACK C CHASE TRUSTEE/ADVI
    000.00     		0 0 0
    2103 W MAIN ST
    ARTESIA,NM88210
    RICHARD PRICE EXECUTIVE DI
    000.00     		0 0 0
    2103 W MAIN ST
    ARTESIA,NM88210
    GEREN FERGUSON ADVISOR
    000.00     		0 0 0
    2103 W MAIN STREET
    ARTESAI,NM88210
    ROBERT CHASE ADVISOR
    000.00     		0 0 0
    2103 W MAIN STREET
    ARTESIA,NM88210
    DEB CHASE ADVISOR
    000.00     		0 0 0
    2103 W MAIN STREET
    ARTESIA,NM88210
    RICHARD CHASE ADVISOR
    000.00     		0 0 0
    2103 W MAIN STREET
    ARTESIA,NM88210
    KARLA CHASE ADVISOR
    000.00     		0 0 0
    2103 W MAIN STREET
    ARTESIA,NM88210
    JOHNNY KNORR ADVISOR
    000.00     		0 0 0
    2103 W MAIN STREET
    ARTESIA,NM88210
    CHANCE CHASE ADVISOR
    000.00     		0 0 0
    2103 W MAIN ST
    ARTESIA,NM88210
    KORTNEY CHASE ADVISOR
    000.00     		0 0 0
    2103 W MAIN ST
    ARTESIA,NM88210
    BRAD BARTEK ADVISOR
    000.00     		0 0 0
    2103 W MAIN ST
    ARTESIA,NM88210
    DEREK CHASE ADVISOR
    000.00     		0 0 0
    2103 W MAIN ST
    ARTESIA,NM88210
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    40,909,272
    b
    Average of monthly cash balances.......................
    1b
    354,633
    c
    Fair market value of all other assets (see instructions)................
    1c
    1,073,922
    d
    Total (add lines 1a, b, and c).........................
    1d
    42,337,827
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    42,337,827
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    635,067
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    41,702,760
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    2,085,138
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    2,085,138
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    25,521
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    25,521
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,059,617
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    2,059,617
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    2,059,617
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    3,029,189
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    3,029,189
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    25,521
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    3,003,668
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 2,059,617
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 331,593
    b From 2014...... 172,676
    c From 2015...... 683,404
    d From 2016...... 764,479
    e From 2017...... 1,015,040
    fTotal of lines 3a through e........ 2,967,192
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 3,029,189
    a Applied to 2017, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2018 distributable amount..... 2,059,617
    e Remaining amount distributed out of corpus 969,572
    5 Excess distributions carryover applied to 2018.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 3,936,764
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		331,593
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		3,605,171
    10 Analysis of line 9:
    a Excess from 2014.... 172,676
    b Excess from 2015.... 683,404
    c Excess from 2016.... 764,479
    d Excess from 2017.... 1,015,040
    e Excess from 2018.... 969,572
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    CHASE FOUNDATION
    2103 W MAIN STREET
    ARTESIA,NM88210
    (575) 746-4610
    INFO@CHASEFOUNDATION.COM
    bThe form in which applications should be submitted and information and materials they should include:
    SEE APPLICATION FORMS AT WWW.CHASEFOUNDATION.COM
    cAny submission deadlines:
    THE 2019 APPLICATION DEADLINE IS APRIL 25, 2019 FOR FALL 2019 SCHOLARSHIPS.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    GRADUATING SENIOR FROM ARTESIA NM HIGH SCHOOL OR A PRIOR AWARD RECIPIENT.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AHS BOWLING
    1002 W RICHARDSON
    ARTESIA,NM88210     		  NO GRANT 10,000
    AMARILLO COLLEGE
    2201 S WASHINGTON ST
    AMARILLO,TX79109     		  NO SCHOLARSHIP 2,750
    ANGELO STATE UNIVERSITY
    2601 W AVE N
    SAN ANGELO,TX76909     		  NO SCHOLARSHIP 5,500
    AMERICAN AMPUTEE SOCCER
    1033 CREEKSIDE DR
    WILMINGTON,DE19804     		  NO GRANT 5,000
    ARTESIA AQUATIC CENTER FOUNDATION
    PO BOX 508
    ARTESIA,NM88211     		  FOUNDATION GRANT 250,000
    ARTESIA ARTS ASSOCIATION
    PO BOX 1233
    ARTESIA,NM88211     		  NO GRANT 10,000
    ARTESIA CLEAN & BEAUTIFUL
    PO BOX 1401
    ARTESIA,NM88211     		  NO GRANT 4,000
    ARTESIA GIRLS SOFTBALL ASSOCIATION
    PO BOX 1561
    ARTESIA,NM88211     		  NO GRANT 5,000
    ARTESIA LITERACY COUNCIL
    1507 W HERMOSA DR
    ARTESIA,NM88210     		  NO GRANT 5,000
    ARTESIA LITTLE LEAGUE
    PO BOX 1108
    ARTESIA,NM88211     		  NO GRANT 141,000
    ARTESIA PUBLIC LIBRARY
    306 W RICHARDSON
    ARTESIA,NM88210     		  NO GRANT 5,000
    ARTESIA PUBLIC SCHOOLS
    1106 W QUAY
    ARTESIA,NM88210     		  NO GRANT 7,000
    BAYLOR UNIVERSITY
    1301 S UNIVERSITY PARKS
    WACO,TX76798     		  NO SCHOLARSHIP 6,500
    BIG BROTHERS BIG SISTERS
    PO BOX 907
    ARTESIA,NM88211     		  NO GRANT 5,000
    BIOLA UNIVERSITY
    13800 BIOLA AVE
    LA MIRANDA,CA90639     		  NO SCHOLARSHIP 6,500
    BRIGHAM YOUNG UNIVERSITY
    270 CLYDE BUILDING
    PROVO,UT84602     		  NO SCHOLARSHIP 5,500
    BYU-IDAHO
    525 S CENTER ST
    REXBURG,ID83460     		  NO SCHOLARSHIP 6,500
    CENTRAL NEW MEXICO COMMUNITY
    COLLEGE
    525 BUENA VISTA DR SE
    ALBUQUERQUE,NM87106     		  NO SCHOLARSHIP 26,000
    CHANGING LIVES COALITION
    702 W CHISUM
    ARTESIA,NM88210     		  NO GRANT 20,000
    CHARLESTON SOUTHER UNIVERSITY
    9200 UNIVERSTIY BLVD
    NORTH CHARLESTON,SC29406     		  NO SCHOLARSHIP 13,000
    CLARENDON COLLEGE
    1122 W 2ND ST
    CLARENDON,TX79226     		  NO SCHOLARSHIP 6,500
    COLORADO CHRISTIAN UNIVERSITY
    8787 W ALAMEDA AVE
    LAKEWOOD,CO80226     		  NO SCHOLARSHIP 3,250
    DALLAS BAPTIST UNIVERSITY
    3000 MOUNTAIN CREEK PKWY
    DALLAS,TX75211     		  NO SCHOLARSHIP 6,500
    DIXIE STATE COLLEGE
    225 S 700 E
    ST GEORGE,UT84770     		  NO SCHOLARSHIP 3,250
    DODGE CITY COMMUNITY COLLEGE
    2501 N 14TH AVE
    DODGE CITY,KS67801     		  NO SCHOLARSHIP 2,750
    DONA ANA COMMUNITY COLLEGE
    3400 S ESPINA ST
    LAS CRUCES,NM88003     		  NO SCHOLARSHIP 18,000
    EASTERN NEW MEXICO UNIVERSITY
    1500 S AVENUE K
    PORTALES,NM88130     		  NO SCHOLARSHIP 151,750
    ENMU-ROSWELL
    52 UNIVERSITY BLVD
    ROSWELL,NM88203     		  NO SCHOLARSHIP 17,750
    EVANGEL UNIVERSITY
    1111 N GLENSTONE AVE
    SPRINGFIELD,MO65802     		  NO SCHOLARSHIP 6,000
    FAITH BAPTIST CHURCH
    401 S 20TH ST
    ARTESIA,NM88210     		  NO GRANT 5,000
    FIDM-LOS ANGELES
    919 S GRAND AVE
    LOS ANGELES,CA90015     		  NO SCHOLARSHIP 6,500
    FIRST TEE OF PECOS VALLEY
    201 W 19TH ST
    ROSWELL,NM88201     		  NO GRANT 2,500
    GREATER ARTESIA FOUNDATION
    PO BOX 1344
    ARTESIA,NM88211     		  YES SENIOR SALUTE/RIDE FOR BIKES 2,500
    HARDIN SIMMONS UNIVERSITY
    2200 HICKORY ST
    ABILENE,TX79601     		  NO SCHOLARSHIP 13,000
    IDAHO STATE UNIVERSITY
    921 S 8TH AVE
    POCATELLO,ID83209     		  NO SCHOLARSHIP 6,500
    LUBBOCK CHRISTIAN UNIVERSITY
    5601 19TH ST
    LUBBOCK,TX79407     		  NO SCHOLARSHIP 50,000
    MCMURRY UNIVERSIY
    1400 SAYLES BLVD
    ABILENE,TX79605     		  NO SCHOLARSHIP 16,250
    MIDLAND COLLEGE
    3600 N GARFIELD ST
    MIDLAND,TX79705     		  NO SCHOLARSHIP 2,750
    MISSISSIPPI STATE UNIVERSITY
    BS HOOD RD
    MISSISSIPPI STATE UNIV,MS39759     		  NO SCHOLARSHIP 6,500
    MONTESSORI ADVANCEMENT ORGANIZATION
    3420 CLAYTON RD E
    FORT WORTH,TX76116     		  NO GRANT 2,500
    NEW MEXICO INSTITUTE OF MINING &
    TECHNOLOGY
    801 LEROY PL
    SOCORRO,NM87801     		  NO SCHOLARSHIP 8,250
    NEW MEXICO MILITARY INSTITUTE
    101 W COLLEGE BLVD
    ROSWELL,NM88210     		  NO SCHOLARSHIP 12,000
    NEW MEXICO STATE UNIVERSITY
    CARLSBAD
    1500 UNIVERSITY DR
    CARLSBAD,NM88220     		  NO SCHOLARSHIP 11,200
    NEW MEXICO STATE UNIVERSITY
    1780 E UNIVERSITY AVE
    LAS CRUCES,NM88003     		  NO SCHOLARSHIP 409,000
    NORTHERN ARIZONA UNIVERSITY
    S SAN FRANCISCO ST
    FLAGSTAFF,AZ86011     		  NO SCHOLARSHIP 9,250
    UNIVERSITY OF NOTRE DAME
    220 MAIN BUILDING
    NOTRE DAME,IN46556     		  NO SCHOLARSHIP 2,750
    OKLAHOMA BAPTIST UNIVERSITY
    500 W UNIVERSITY ST
    SHAWNEE,OK74804     		  NO SCHOLARSHIP 2,750
    OKLAHOMA CHRISTIAN UNIVERSITY
    2501 E MEMORIAL RD
    EDMOND,OK73013     		  NO SCHOLARSHIP 2,750
    OKLAHOMA STATE UNIVERSITY
    OKLAHOMA STATE UNIVERSITY
    STILLWATER,OK74074     		  NO SCHOLARSHIP 13,000
    OLYMPIAN UNIVERSITY
    4501 N MAIN ST
    ROSWELL,NM88201     		  NO SCHOLARSHIP 6,500
    PATHWAY
    1802 W HERMOSA DR
    ARTESIA,NM88210     		  NO GRANT 2,500
    RONALD MCDONALD HOUSE
    1011 YALE BLVD NE
    ALBUQUERQUE,NM87106     		  NO GRANT 5,000
    SAM HOUSTON STATE UNIVERSITY
    1905 UNIVERSITY AVE
    HUNTSVILLE,TX77340     		  NO SCHOLARSHIP 2,750
    SAN JUAN COLLEGE
    4601 COLLEGE BLVD
    FARMINGTON,NM87402     		  NO SCHOLARSHIP 5,500
    SHERIDAN ROTARY FOUNDATION
    PO BOX 997
    SHERIDAN,WY82801     		  YES WOUNDED WARRIORS GRANT 10,000
    SOUTH PLAINS COLLEGE
    1401 COLLEGE AVE
    LEVELLAND,TX79336     		  NO SCHOLARSHIP 58,750
    SOUTHERN WESLEYAN UNIVERSITY
    215 CLAYTON ST
    CENTRAL,SC29630     		  NO SCHOLARSHIP 6,500
    SUL ROSS STATE UNIVERSITY
    79830 US-90
    ALPINE,TX79830     		  NO SCHOLARSHIP 6,500
    SWARTHMORE COLLEGE
    500 COLLEGE AVE
    SWARTHMORE,PA19081     		  NO SCHOLARSHIP 9,250
    TEXAS A&M
    1372 TAMU
    COLLEGE STATION,TX778431372     		  NO SCHOLARSHIP 6,500
    TEXAS CHRISTIAN UNIVERSITY
    2800 S UNIVERSITY DR
    FORT WORTH,TX76129     		  NO SCHOLARSHIP 3,250
    TEXAS TECH UNIVERSITY
    2500 BROADWAY
    LUBBOCK,TX79409     		  NO SCHOLARSHIP 224,000
    UNITED WAY
    PO BOX 990
    ARTESIA,NM88211     		  NO GRANT 500
    UNIVERISTY OF WYOMING
    1000 E UNIVERSITY AVE
    LARAMIE,WY82071     		  NO SCHOLARSHIP 3,250
    UNIVERSITY OF COLORADO BOULDER
    552 UCB
    BOULDER,CO803090552     		  NO SCHOLARSHIP 2,750
    UNIVERSITY OF DALLAS
    1845 E NORTHGATE DR
    IRVING,TX75062     		  NO SCHOLARSHIP 6,500
    UNIVERSITY OF DENVER
    2199 S UNIVERSITY BLVD
    DENVER,CO80208     		  NO SCHOLARSHIP 6,500
    UNIVERSITY OF ILLINOIS URBANA CHAMP
    901 WEST ILLINOIS ST
    URBANA,IL61801     		  NO SCHOLARSHIP 2,750
    UNIVERSITY OF IOWA
    208 CALVIN HALL
    IOWA CITY,IA522421315     		  NO SCHOLARSHIP 2,750
    UNIVERSITY OF NEW MEXICO
    1155 UNIVERSITY BLVD
    ALBUQUERQUE,NM87131     		  NO SCHOLARSHIP 344,500
    UNIVERSITY OF TEXAS - PERMIAN BASIN
    4901 E UNIVERSITY BLVD
    ODESSA,TX79762     		  NO SCHOLARSHIP 5,500
    UNIVERSITY OF THE SOUTHWEST
    6610 N LOVINGTON HWY
    HOBBS,NM88240     		  NO SCHOLARSHIP 6,500
    UNM COMPREHENSIVE CANCER CENTER
    1201 CAMINO DE SALUD
    ALBUQUERQUE,NM87106     		  NO GRANT 7,500
    UNM FOUNDATION
    700 LOMAS NE STE 108
    ALBUQUERQUE,NM87102     		  FOUNDATION GRANT 60,000
    UTAH VALLEY UNIVERSITY
    800 W UNIVERSITY PKWY
    OREM,UT84058     		  NO SCHOLARSHIP 3,250
    WAYLAND BAPTIST UNIVERSITY
    1900 W 7TH ST
    PLAINVIEW,TX79072     		  NO SCHOLARSHIP 37,000
    WEST TEXAS A&M UNIVERSITY
    2501 4TH AVE
    CANYON,TX79016     		  NO SCHOLARSHIP 35,000
    Total .................................bullet 3a 2,211,200
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 119,954  
    4 Dividends and interest from securities....     14 439,489  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     14 90,017  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    14 2,302,387  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aRENT     		    16    
    bPASSTHROUGH INV INC(LOSS)     14 -250,995  
    cVOIDED CHECKS     41    
    dMISC- INV. LITIGATION SETTL     14 12,625  
    e
    12 Subtotal. Add columns (b), (d), and (e)..   2,713,477  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    2,713,477
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2018
    Name of the organization
    CHASE FOUNDATION
    MACK C CHASE TRUSTEE
    Employer identification number

    36-7466258
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018) Page 2
    Name of organization
    CHASE FOUNDATION
    MACK C CHASE TRUSTEE         		Employer identification number
    36-7466258
    Part I
    Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    BP ENERGY PARTNERS
     
    8117 PRESTON ROAD
     
    DALLAS, TX75225

    		$ 5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    7
    SCOTT BRANSON  
    PO BOX 1502
     
    CARLSBAD, NM88221

    		$ 17,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    BREWER OIL COMPANY
     
    2701 CANDELARIA NE
     
    ALBUQUERQUE, NM87107

    		$ 6,333


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    8
    CAPITAN ENERGY  
    PO BOX 2476
     
    CARLSBAD, NM88211

    		$ 7,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
    JAYNES CORPORATION
     
    2906 BROADWAY
     
    ALBUQUERQUE, NM87112

    		$ 5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    9
    CATALIST OILFIELD SERVICE  
    PO BOX 8485
     
    MIDLAND, TX79708

    		$ 5,000


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Name of organization
    CHASE FOUNDATION
    MACK C CHASE TRUSTEE         		Employer identification number
    36-7466258
    Part I
    Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
    WILLIAM LEVEN  
    1815 NORTH BLVD
     
    HOUSTON, TX770985415

    		$ 7,500


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    10
    ORTEQ ENERGY TECHNOLOGY  
    3401 US-82
     
    GAINESVILLE, TX76240

    		$ 5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    5
    MISC DONATIONS UNDER 5000  
    VARIOUS
     
    VARIOUS, NM88210

    		$ 43,760


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    6
    MACK CHASE SURVIVORS TRUST  
    PO BOX 960
     
    ARTESIA, NM88211

    		$ 100,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 3
    Name of organization
    CHASE FOUNDATION
    MACK C CHASE TRUSTEE         		Employer identification number

    36-7466258
    Part II
    Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 4
    Name of organization
    CHASE FOUNDATION
    MACK C CHASE TRUSTEE         		Employer identification number

    36-7466258
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2018 AccountingFeesSchedule
    Name:
    CHASE FOUNDATION
     
    MACK C CHASE TRUSTEE
    EIN:
    36-7466258
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INDIRECT ACCOUNTING FEES 17,192     17,192

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2018 DepreciationSchedule
    Name:
    CHASE FOUNDATION
     
    MACK C CHASE TRUSTEE
    EIN:
    36-7466258
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    OFFICE FURNITURE 2007-05-24 1,267 1,267 S/L 10.0000        
    OFFICE FURNITURE 2007-06-04 1,082 1,082 S/L 10.0000        
    OFFICE FURNITURE 2007-09-10 446 446 S/L 10.0000        
    OFFICE FURNITURE 2007-09-20 3,780 3,780 S/L 10.0000        
    OFFICE FURNITURE 2007-11-08 714 714 S/L 10.0000        
    OFFICE FURNITURE 2007-11-19 143 142 S/L 10.0000 1      
    OFFICE FURNITURE 2006-12-15 4,734 4,734 S/L 10.0000        
    COMPUTER EQUIPMENT 2007-07-10 71 71 S/L 5.0000        
    PRINTER 2006-12-15 1,140 1,140 S/L 5.0000        
    TELEPHONE EQUIPMENT 2006-12-15 10,571 10,571 S/L 5.0000        
    OFFICE FURNITURE 2008-01-10 529 529 S/L 10.0000        
    OFFICE FURNITURE 2008-02-06 1,696 1,684 S/L 10.0000 12      
    OFFICE FURNITURE - CARPET 2008-08-04 406 378 S/L 10.0000 28      
    COMPUTER EQUIPMENT 2008-10-14 86 86 S/L 5.0000        
    OFFICE EQUIPMENT 2008-11-12 331 331 S/L 7.0000        
    OFFICE FURNITURE 2008-11-12 146 136 S/L 10.0000 10      
    COMPUTER EQUIPMENT 2008-12-02 64 64 S/L 5.0000        
    COMPUTER EQUIPMENT 2008-12-11 64 64 S/L 5.0000        
    OFFICE FURNITURE 2010-02-28 15,422 15,422 S/L 5.0000        
    OFFICE FURNITURE 2011-05-18 2,547 2,547 S/L 5.0000        
    COMPUTER EQUIPMENT 2011-09-01 2,161 2,161 S/L 5.0000        
    COMPUTER EQUIPMENT 2012-05-14 4,388 4,388 S/L 5.0000        
    OFFICE FURNITURE 2012-05-18 1,490 1,490 S/L 5.0000        
    COMPUTER EQUIPMENT 2012-06-25 3,324 3,324 S/L 5.0000        
    OFFICE FURNITURE 2012-07-10 1,525 1,525 S/L 5.0000        
    OFFICE FURNITURE 2012-12-11 401 401 S/L 3.0000        
    LAND - MAIN STREET 2014-05-14 55,000              
    BUILDING - MAIN (W/IMPRV) 2014-05-14 878,905 81,714 S/L 39.0000 22,536      
    OFFICE FURN (MAIN ST) 2014-06-01 61,978 22,208 S/L 10.0000 6,198      
    OFFICE EQUIP 2015-06-01 6,394 4,795 S/L 5.0000 640      
    COMPUTER EQUIPMENT 2017-11-08 11,272 564 200DB 5.0000 4,283      
    COMPUTER 2018-11-14 1,845   200DB 5.0000 1,845      

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    CHASE FOUNDATION
     
    MACK C CHASE TRUSTEE
    EIN:
    36-7466258
    Name of Bond End of Year Book Value End of Year Fair Market Value
    MERRILL LYNCH - 7EG-04044 NEUBERGER 1,014,514 1,009,750
    MERRILL LYNCH - LOOMIS SAYLES 1,759,641 1,679,205
    GOLDMAN SACHS - GSAM: TAXABLE    
    GOLDMAN SACHS - CORP FIXED INC 2,700,618 2,694,926
    GOLMAN SACHS - LONDON CO    

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    CHASE FOUNDATION
     
    MACK C CHASE TRUSTEE
    EIN:
    36-7466258
    Name of Stock End of Year Book Value End of Year Fair Market Value
    MERRILL LYNCH - 7EG-02041 CXO OPTION 4,239 516,096
    MERRILL LYNCH - 7EG-02042 PIA MNGED 8,126,969 9,172,121
    MERRILL LYNCH - 7EG-02043 NJF INTL 4,659 4,659
    MERRILL LYNCH - 7EG-02019 DIV PORT 2,577,232 2,399,144
    GOLDMAN SACHS - BROKERAGE 526,950 526,985
    GOLDMAN SACHS - ADVISORY BROK II 4,054,929 3,815,349
    GOLDMAN SACHS - AVENIR    
    GOLDMAN SACHS - GANNETT WELSH 416,721 453,428
    GOLDMAN SACHS - DIAMOND HILL    
    GOLDMAN SACHS - EAGLE DYNAMIC 1,798,334 1,705,890

    TY 2018 InvestmentsOtherSchedule2
    Name:
    CHASE FOUNDATION
     
    MACK C CHASE TRUSTEE
    EIN:
    36-7466258
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ENCAP ENERGY IX AT COST 3,493,647 3,493,647
    TORTUGA WATER LLC AT COST 2,333,490 2,333,490
    ENCAP ENERGY CAPITAL FUND VII AT COST 1,663,849 1,663,849
    BP NATURAL GAS AT COST 1,607,103 1,607,103
    ENCAP ENERGY X AT COST 1,547,872 1,547,872
    PENNYBACKER IV AT COST 717,714 717,714
    ENCAP FLATROCK AT COST 594,349 594,349
    NGP NATURAL RESOURCES AT COST 501,456 501,456
    PENNY BACKER III AT COST 483,752 483,752
    MERRILL LYNCH - 7EG-02040 ALTERNATIV AT COST 457,459 457,459
    QSI HOLDINGS, L.P. AT COST 279,607 279,607
    SI 4343 INVESTOR LP AT COST 236,671 236,671
    SI SILICON BEACH HOTEL AT COST 146,104 146,104
    BP OFFSHORE HOLDINGS AT COST 95,804 95,804
    SI CELINA STORAGE LP AT COST 63,906 63,906
    WALKING WITH HERB AT COST 8,702 8,702
    PENNY BACKER AT COST    

    TY 2018 LandEtcSchedule2
    Name:
    CHASE FOUNDATION
     
    MACK C CHASE TRUSTEE
    EIN:
    36-7466258
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    BUILDINGS/FURN&FIX 1,018,922 203,311 815,611 1,018,922
    LAND 55,000   55,000 55,000


    TY 2018 OtherExpensesSchedule
    Name:
    CHASE FOUNDATION
     
    MACK C CHASE TRUSTEE
    EIN:
    36-7466258
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    ADVERTISING 10,925     10,925
    AUTO EXPENSE 3,878     3,878
    COMMUNITY SERVICE PROGRAM 12,469     12,469
    DUES/SUBSCRIPTION 2,496     2,496
    EQUIPMENT LEASE 4,104     4,104
    EVENT SPONSOR 22,175     22,175
    GRADUATION INCENTIVE 11,000     11,000
    INSURANCE 10,611     10,611
    BANK FEE -171     -171
    NEW SCHOLAR ORIENTATION 39,750     39,750
    OFFICE EXPENSE 5,668     5,668
    POSTAGE 3,007     3,007
    MARKETING 1,020     1,020
    REPAIRS & MAINTENANCE 6,664     6,664
    SCHOLARSHIP MENTORING PROGRAM 17,274     17,274
    EMPLOYEE BENEFITS 1,207     1,207
    SPONSORSHIP 3,000     3,000
    STORAGE RENTAL 712     712
    SUPPLY 7,314     7,314
    WEB SITE EXPENSE 8,025     8,025
    INVESTMENT/ADVISORY FEES 161,328 161,328    
    MACK SELECT TOURNEY 39,318     39,318
    DONATIONS 2,514     2,514
    MISC. 3,630     3,630
    RECEPTIONS        


    TY 2018 OtherIncomeSchedule2
    Name:
    CHASE FOUNDATION
     
    MACK C CHASE TRUSTEE
    EIN:
    36-7466258
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INVEST. BROK. ACTIVITY 64,489 64,489 64,489
    OTHER BROKERAGE DIV/INT BOOKS 25,528 25,528 25,528
    PASSTHROUGH INV INC(LOSS) -250,995 -250,995 -250,995
    MISC- INV. LITIGATION SETTLE 12,625 12,625 12,625


    TY 2018 TaxesSchedule
    Name:
    CHASE FOUNDATION
     
    MACK C CHASE TRUSTEE
    EIN:
    36-7466258
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX        
    PROPERTY TAX 4,876     4,876
    SECTION 4940 11,495     11,495
    OTHER