Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 09-01-2018 , and ending 08-31-2019
Name of foundation
ANDREW JERGENS FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)720 E PETE ROSE WAY STE 120
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CINCINNATI, OH45202
A Employer identification number

31-6038702
B Telephone number (see instructions)

(513) 241-2880
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$13,222,302J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 332,992 332,992  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,121,878
b Gross sales price for all assets on line 6a 7,126,857
7 Capital gain net income (from Part IV, line 2)... 1,121,878
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 29    
12 Total. Add lines 1 through 11........ 1,454,899 1,454,870  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 40,000     40,000
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 200 0 0 200
c Other professional fees (attach schedule).... Click to see attachment 28,842 28,842   0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 58,869 5,771   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings....... 1,212 0 0 1,212
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 16,755 15,780   975
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 145,878 50,393 0 42,387
25 Contributions, gifts, grants paid....... 649,575 649,575
26 Total expenses and disbursements. Add lines 24 and 25 795,453 50,393 0 691,962
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 659,446
b Net investment income (if negative, enter -0-) 1,404,477
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 692,506 835,741 835,741
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 13,925 12,778 15,237
b Investments—corporate stock (attach schedule)....... 4,620,055 4,555,778 5,047,477
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 5,985,694 Click to see attachment6,568,297 7,323,847
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 11,312,180 11,972,594 13,222,302
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 11,309,711 11,952,633
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 2,469 19,961
30 Total net assets or fund balances (see instructions)..... 11,312,180 11,972,594
31 Total liabilities and net assets/fund balances (see instructions). 11,312,180 11,972,594
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
11,312,180
2
Enter amount from Part I, line 27a .....................
2
659,446
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
1,047
4
Add lines 1, 2, and 3 ..........................
4
11,972,673
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
79
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
11,972,594
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 25. COPART INC   2018-08-13 2018-09-04
b 32. GARTNER INC   2018-08-13 2018-09-04
c 18. OMNICOM GROUP INC   2018-08-13 2018-09-04
d 13. TJX COS INC NEW COM   2018-08-13 2018-09-04
e 6. ULTA BEAUTY INC   2018-08-13 2018-09-04
420. ROYAL DUTCH SHELL PLC ADR A     2018-09-05
16. PPL CORPORATION COM   2018-08-13 2018-09-06
11. O REILLY AUTOMOTIVE INC   2018-08-13 2018-09-07
55. GARTNER INC   2018-08-13 2018-09-11
130. AT&T INC   2015-07-30 2018-09-14
50. ABBVIE INC   2017-07-12 2018-09-14
80. ALTRIA GROUP INC   2018-02-20 2018-09-14
70. AMERICAN WATER WORKS CO INC   2014-06-24 2018-09-14
20. AMGEN INC   2018-01-11 2018-09-14
90. ARCHER DANIELS MIDLAND CO   2018-08-09 2018-09-14
70. BANK OF AMERICA CORP   2018-07-25 2018-09-14
490. BANK OF AMERICA CORP   2016-12-21 2018-09-14
120. BANK NEW YORK MELLON CORP COM   2018-05-03 2018-09-14
30. BANK NEW YORK MELLON CORP COM   2016-04-27 2018-09-14
80. BAXTER INTERNATIONAL INC     2018-09-14
90. BORG WARNER INC.   2017-11-10 2018-09-14
180. CBRE GROUP INC   2018-02-22 2018-09-14
50. CDW CORP/DE   2014-07-10 2018-09-14
60. CSX CORP COM   2018-07-25 2018-09-14
30. CATERPILLAR INC   2018-06-01 2018-09-14
40. CELANESE CORP   2018-05-17 2018-09-14
40. CENTENE CORP   2018-04-19 2018-09-14
50. CHEVRON CORPORATION   2018-06-12 2018-09-14
110. CISCO SYS INC COM   2011-09-13 2018-09-14
180. CITIZENS FINANCIAL GROUP     2018-09-14
120. COMCAST CORPORATION CL A   2009-09-04 2018-09-14
190. CONOCOPHILLIPS   2018-01-16 2018-09-14
30. CULLEN FROST BANKERS INC   2018-05-31 2018-09-14
40. DANAHER CORP   2018-08-21 2018-09-14
220. DISCOVERY INC CLASS A   2018-07-05 2018-09-14
70. DOWDUPONT INC REV SPLIT 06/03/19   2016-02-04 2018-09-14
40. EASTMAN CHEM CO   2018-02-15 2018-09-14
20. FEDEX CORPORATION   2018-05-17 2018-09-14
160. FIRST DATA CORP- CLASS A MERGED 07/29/19   2018-08-13 2018-09-14
10. GOLDMAN SACHS GROUP INC COM   2018-07-25 2018-09-14
40. HOME DEPOT INC COM     2018-09-14
120. INTEL CORP   2018-05-29 2018-09-14
60. INTEL CORP   2015-10-22 2018-09-14
1476. ISHARES TR S&P 500/BARRA GROWTH INDEX FD   2013-08-20 2018-09-14
150. J P MORGAN CHASE & CO COM   2004-10-18 2018-09-14
70. JACOBS ENGINEERING GROUP INC   2018-08-09 2018-09-14
50. JOHNSON & JOHNSON COM   2008-01-23 2018-09-14
80. KELLOGG CO   2018-07-25 2018-09-14
100. KOHLS CORP COM   2018-03-13 2018-09-14
40. LILLY ELI & CO   2018-07-09 2018-09-14
50. MARATHON PETROLEUM CORP   2018-09-05 2018-09-14
40. MCCORMICK & CO INC COM NON VTG     2018-09-14
70. MERCK & CO INC     2018-09-14
40. MICROSOFT CORP   2018-07-05 2018-09-14
20. MORGAN STANLEY   2017-10-20 2018-09-14
150. MORGAN STANLEY   2017-07-25 2018-09-14
60. MOTOROLA SOLUTIONS INC     2018-09-14
20. NORTHROP GRUMMAN CORPORATION   2015-01-29 2018-09-14
80. OCCIDENTAL PETE CORP COM   2018-05-31 2018-09-14
210. PFIZER INC COM   2017-11-16 2018-09-14
60. PRICE T ROWE GROUP INC COM   2017-08-28 2018-09-14
60. PRUDENTIAL FINANCIAL INC COM   2017-05-02 2018-09-14
20. RAYTHEON COMPANY   2015-12-03 2018-09-14
270. REGIONS FINANCIAL CORP   2018-03-16 2018-09-14
70. ROYAL DUTCH SHELL PLC ADR A   2017-10-24 2018-09-14
40. S&P GLOBAL INC   2016-05-24 2018-09-14
150. SERVICE CORP INTL COM   2018-04-05 2018-09-14
30. SIMON PROPERTY GROUP INC   2018-07-09 2018-09-14
140. SUNCOR ENERGY INC ISIN CA8672241079 SEDOL B3NB1P2   2018-06-01 2018-09-14
110. SUNTRUST BANKS INC COM   2016-05-23 2018-09-14
70. SYNOVUS FINANCIAL CORP   2018-05-31 2018-09-14
50. T-MOBILE US INC   2017-05-12 2018-09-14
40. TEXAS INSTRS INC COM   2016-05-04 2018-09-14
130. TOTAL FINA S A   2016-04-14 2018-09-14
40. UNITED RENTALS INC COM   2017-02-03 2018-09-14
140. US FOODS HOLDING CORP   2018-03-20 2018-09-14
30. UNITEDHEALTH GROUP INC COM   2017-06-13 2018-09-14
60. WEC ENERGY GROUP INC     2018-09-14
50. WASTE MANAGEMENT INC   2018-03-12 2018-09-14
80. XCEL ENERGY INC COM   2015-02-26 2018-09-14
70. ZIONS BANCORP   2017-10-20 2018-09-14
70. ZIONS BANCORP   2017-08-25 2018-09-14
40. LYONDELLBASELL INDUSTRIES N.V. ISIN NL0009434992 SEDOL B3SPXZ3   2018-07-09 2018-09-14
104.62 GOVERNMENT NATL MTG ASSN POOL 478451   1999-01-21 2018-09-17
927. OPHIR ENERGY PLC-UNSP ADR SEDOL B959MF3   2018-08-13 2018-09-17
29. CORNING INC     2018-09-19
89. SYSMEX CORP UNSPONSORED ADR   2012-05-18 2018-09-19
130. S&P GLOBAL INC     2018-09-21
105.22 GOVERNMENT NATL MTG ASSN POOL 478451   1999-01-21 2018-09-30
460. CONOCOPHILLIPS     2018-10-03
58. CORNING INC   2018-08-13 2018-10-05
43. GARTNER INC   2018-08-13 2018-10-05
48. TJX COS INC NEW COM   2018-08-13 2018-10-05
135. SUPERIOR ENERGY SVCS INC COM   2018-08-13 2018-10-09
790. US FOODS HOLDING CORP   2018-03-20 2018-10-10
25. MURPHY OIL CORP   2018-08-13 2018-10-11
188. BORG WARNER INC.     2018-10-12
100. GOLDMAN SACHS GROUP INC COM   2018-07-25 2018-10-12
151. BORG WARNER INC.   2017-11-09 2018-10-15
25. BORG WARNER INC.   2017-11-09 2018-10-15
28. JOHNSON & JOHNSON COM   2008-01-23 2018-10-15
271. JOHNSON & JOHNSON COM     2018-10-15
98. BORG WARNER INC.     2018-10-16
38. BORG WARNER INC.   2017-11-09 2018-10-16
30. CANON INC SPONS ADR   2018-08-13 2018-10-16
80. CANON INC SPONS ADR     2018-10-16
55. STARBUCKS CORP COM   2018-08-13 2018-10-17
52. CANON INC SPONS ADR   2012-10-12 2018-10-18
36. DISCOVERY INC CLASS C     2018-10-18
73. HERSHEY FOODS CORP COM   2018-08-13 2018-10-18
117. CBRE GROUP INC   2018-02-22 2018-10-22
923. CBRE GROUP INC   2018-02-22 2018-10-22
54. EMBRAER SA ADR   2018-08-13 2018-10-22
49. GARTNER INC   2018-08-13 2018-10-22
198. ERICSSON SPON ADR     2018-10-23
41. POPULAR INC SEDOL B86QM90   2018-08-13 2018-10-24
32. CANTEL MEDICAL CORP     2018-10-25
140. CATERPILLAR INC   2018-06-01 2018-10-26
550. DISCOVERY INC CLASS A   2018-07-05 2018-10-26
386. DOWDUPONT INC REV SPLIT 06/03/19     2018-10-26
14. DOWDUPONT INC REV SPLIT 06/03/19   2015-10-14 2018-10-26
420. SYNOVUS FINANCIAL CORP   2018-05-31 2018-10-26
230. TEXAS INSTRS INC COM   2016-05-04 2018-10-26
455. ERICSSON SPON ADR   2018-08-13 2018-10-29
20. APTIV PLC-WHEN ISSUED SEDOL B783TY6   2018-08-13 2018-10-29
89. GARTNER INC   2018-08-13 2018-10-30
107. STARBUCKS CORP COM   2018-08-13 2018-10-30
17. BUNGE LIMITED     2018-10-30
78.49 GOVERNMENT NATL MTG ASSN POOL 478451   1999-01-21 2018-10-31
54. HERSHEY FOODS CORP COM   2018-08-13 2018-10-31
18709.074 BAIRD INTERMEDIATE BD FD INSTL FD 70   2017-12-21 2018-11-01
306. ERICSSON SPON ADR   2018-08-13 2018-11-02
430. FIRST DATA CORP- CLASS A MERGED 07/29/19   2018-08-13 2018-11-05
45. FIRST DATA CORP- CLASS A MERGED 07/29/19   2018-08-13 2018-11-05
22. POPULAR INC SEDOL B86QM90   2018-08-13 2018-11-05
48. SANOFI SPONSORED ADR   2014-12-12 2018-11-05
27. SANOFI SPONSORED ADR   2018-08-13 2018-11-05
363. FIRST DATA CORP- CLASS A MERGED 07/29/19   2018-08-13 2018-11-06
72. FIRST DATA CORP- CLASS A MERGED 07/29/19   2018-08-13 2018-11-06
61. NRG ENERGY, INC.     2018-11-06
467. KELLOGG CO     2018-11-07
33. KELLOGG CO   2018-10-10 2018-11-07
60. HEWLETT PACKARD ENTERPRISE CO   2018-09-17 2018-11-08
100.788 IBERDROLA SA SPON ADR     2018-11-09
15.212 IBERDROLA SA SPON ADR   2017-08-04 2018-11-09
134. ARRIS INTERNATIONAL LTD MERGED 04/04/19 @ $31.75 P/S     2018-11-09
54. DASSAULT SYSTEMS SA SPON ADR   2007-04-02 2018-11-12
39. KBR INC     2018-11-12
45. POPULAR INC SEDOL B86QM90   2018-08-13 2018-11-12
71. SANOFI SPONSORED ADR   2018-08-13 2018-11-12
86. WPP PLC ADR   2008-12-18 2018-11-12
141. DAITO TRUST CONS-SPN ADR ADR SEDOL BHBXYK4   2018-01-10 2018-11-13
15. INTERPUBLIC GROUP COS INC COM     2018-11-13
164. KONINKLIJKE AHOLD DELHAIZE ADR SEDOL BD9FL92   2018-08-13 2018-11-13
2. KONINKLIJKE AHOLD DELHAIZE ADR SEDOL BD9FL92   2014-09-04 2018-11-13
15. PPL CORPORATION COM     2018-11-13
54. STEELCASE INC CL A   2018-09-04 2018-11-13
24321.796 BAIRD INTERMEDIATE BD FD INSTL FD 70   2017-12-21 2018-11-15
3105. ISHARES TR S&P 500/BARRA GROWTH INDEX FD   2013-08-20 2018-11-15
2315. ISHARES TR S&P 500/BARRA VALUE INDEX   2018-09-14 2018-11-15
4850. ISHARES MSCI EAFE SMALL-CAP ETF   2014-03-26 2018-11-15
15. LIFEPOINT HOSPITALS INC     2018-11-16
722.516 BARON SMALL CAP FUND INSTITUTIONAL   2017-11-29 2018-11-19
5419.417 BARON SMALL CAP FUND INSTITUTIONAL     2018-11-19
.276 BANCO SANTANDER S A ADR   2005-03-18 2018-11-20
5. HUBSPOT INC   2018-11-19 2018-11-20
10. TACTILE SYSTEMS TECHNOLOGY I   2018-11-19 2018-11-20
100. ABBVIE INC   2017-07-12 2018-11-21
192. ALTRIA GROUP INC   2018-02-20 2018-11-21
149. AMERICAN WATER WORKS CO INC     2018-11-21
28. AMGEN INC   2018-01-11 2018-11-21
172. ARCHER DANIELS MIDLAND CO     2018-11-21
15. AUTOZONE INC   2018-10-12 2018-11-21
819. BANK OF AMERICA CORP     2018-11-21
244. BANK NEW YORK MELLON CORP COM   2016-04-27 2018-11-21
159. BAXTER INTERNATIONAL INC   2018-01-11 2018-11-21
167. BRISTOL MYERS SQUIBB CO   2018-10-15 2018-11-21
36. BROADCOM INC   2018-11-05 2018-11-21
104. CDW CORP/DE     2018-11-21
188. CSX CORP COM     2018-11-21
104. CAPITAL ONE FINANCIAL CORP     2018-11-21
35. CARBONITE INC   2018-11-19 2018-11-21
124. CELANESE CORP     2018-11-21
80. CENTENE CORP   2018-04-19 2018-11-21
116. CHEVRON CORPORATION     2018-11-21
124. CHURCH & DWIGHT INC     2018-11-21
132. CISCO SYS INC COM     2018-11-21
29. CISCO SYS INC COM   2011-09-13 2018-11-21
365. CITIZENS FINANCIAL GROUP   2016-10-04 2018-11-21
107.887 COMCAST CORPORATION CL A     2018-11-21
77.113 COMCAST CORPORATION CL A   2009-09-04 2018-11-21
114. CONOCOPHILLIPS   2017-11-03 2018-11-21
76. CULLEN FROST BANKERS INC   2018-05-31 2018-11-21
66. DANAHER CORP     2018-11-21
264. DISCOVERY INC CLASS A   2018-07-05 2018-11-21
5. EOG RES INC   2018-10-03 2018-11-21
38. EASTMAN CHEM CO     2018-11-21
33. FEDEX CORPORATION   2018-05-17 2018-11-21
84. HOME DEPOT INC COM     2018-11-21
234. INTEL CORP   2015-10-22 2018-11-21
31. J P MORGAN CHASE & CO COM   2009-06-24 2018-11-21
160. JACOBS ENGINEERING GROUP INC   2018-08-09 2018-11-21
207. KOHLS CORP COM   2018-03-13 2018-11-21
70. LILLY ELI & CO   2018-07-09 2018-11-21
108. MARATHON PETROLEUM CORP   2018-09-05 2018-11-21
96. MCCORMICK & CO INC COM NON VTG     2018-11-21
44. MCDONALDS CORP COM     2018-11-21
14. MERCK & CO INC   2016-11-01 2018-11-21
124. MICROSOFT CORP     2018-11-21
282. MORGAN STANLEY     2018-11-21
124. MOTOROLA SOLUTIONS INC   2018-03-12 2018-11-21
28. NORTHROP GRUMMAN CORPORATION   2015-01-29 2018-11-21
63. OCCIDENTAL PETE CORP COM     2018-11-21
197.04 PFIZER INC COM     2018-11-21
51.96 PFIZER INC COM   2018-10-10 2018-11-21
136. PRICE T ROWE GROUP INC COM     2018-11-21
79. PRUDENTIAL FINANCIAL INC COM   2017-04-19 2018-11-21
41. RAYTHEON COMPANY   2015-12-03 2018-11-21
557. REGIONS FINANCIAL CORP   2018-03-16 2018-11-21
144. ROYAL DUTCH SHELL PLC ADR A   2017-10-24 2018-11-21
40. S&P GLOBAL INC     2018-11-21
344. SERVICE CORP INTL COM     2018-11-21
85. SIMON PROPERTY GROUP INC     2018-11-21
312. SUNCOR ENERGY INC ISIN CA8672241079 SEDOL B3NB1P2   2018-06-01 2018-11-21
205. SUNTRUST BANKS INC COM   2016-05-23 2018-11-21
124. T-MOBILE US INC     2018-11-21
9. TACTILE SYSTEMS TECHNOLOGY I   2018-11-19 2018-11-21
288. TOTAL FINA S A     2018-11-21
88. UNITED RENTALS INC COM     2018-11-21
76. UNITEDHEALTH GROUP INC COM     2018-11-21
106. WEC ENERGY GROUP INC   2009-03-05 2018-11-21
116. WASTE MANAGEMENT INC     2018-11-21
116. XCEL ENERGY INC COM   2015-02-26 2018-11-21
296. ZIONS BANCORP     2018-11-21
8. LYONDELLBASELL INDUSTRIES N.V. ISIN NL0009434992 SEDOL B3SPXZ3   2018-07-09 2018-11-21
2. FIVE BELOW   2018-11-19 2018-11-26
162. TRI POINTE GROUP INC     2018-11-26
54. GOODYEAR TIRE & RUBBER CO     2018-11-27
318. OFFICE DEPOT INC   2018-09-17 2018-11-27
27. ARRIS INTERNATIONAL LTD MERGED 04/04/19 @ $31.75 P/S   2018-08-13 2018-11-27
3. LOXO ONCOLOGY INC MERGED 2/19/19 @ $235.00 P/S   2018-11-19 2018-11-28
90. MOTOROLA SOLUTIONS INC   2018-03-12 2018-11-28
14. AETNA INC NEW   2018-11-21 2018-11-29
45. EMBRAER SA ADR   2018-08-13 2018-11-29
4. LOXO ONCOLOGY INC MERGED 2/19/19 @ $235.00 P/S   2018-11-19 2018-11-29
3. ADDUS HOMECARE CORP   2018-11-19 2018-11-30
2. AGIOS PHARMACEUTICALS INC   2018-11-19 2018-11-30
6. APPTIO INC - CLASS A   2018-11-19 2018-11-30
7. ATRICURE INC   2018-11-19 2018-11-30
4. ENVESTNET INC   2018-11-19 2018-11-30
54. FEDEX CORPORATION   2018-05-17 2018-11-30
106.29 GOVERNMENT NATL MTG ASSN POOL 478451   1999-01-21 2018-11-30
10. GTT COMMUNICATIONS INC   2018-11-19 2018-11-30
12. GRAY TELEVISION, INC. COM   2018-11-19 2018-11-30
2. IRHYTHM TECHNOLOGIES INC   2018-11-19 2018-11-30
240. JACOBS ENGINEERING GROUP INC   2018-08-09 2018-11-30
3. LHC GROUP INC   2018-11-19 2018-11-30
1. LIGAND PHARMACEUTICALS   2018-11-19 2018-11-30
4. MARRIOTT VACATIONS WORLDWIDE CORP   2018-11-19 2018-11-30
1. MOLINA HEALTHCARE INC   2018-11-19 2018-11-30
4. REALPAGE, INC.   2018-11-19 2018-11-30
1. SAREPTA THERAPEUTICS INC   2018-11-19 2018-11-30
8. SINCLAIR BROADCAST GROUP INC CL A   2018-11-19 2018-11-30
3. 2U INC   2018-11-19 2018-11-30
10. MIMECAST LTD SEDOL BYT5JK6   2018-11-19 2018-11-30
49. APPTIO INC - CLASS A   2018-11-19 2018-12-03
6. CUMMINS INC     2018-12-03
86. MCDERMOTT INTL INC SEDOL 2550310   2018-08-13 2018-12-03
420. TELEFONICA S.A. SPONSORED ADR     2018-12-03
14. MIMECAST LTD SEDOL BYT5JK6   2018-11-19 2018-12-03
23. AT&T INC   2015-07-30 2018-12-04
7. AGIOS PHARMACEUTICALS INC   2018-11-19 2018-12-04
8. BLUEBIRD BIO INC   2018-11-19 2018-12-04
27. CF INDUSTRIES HOLDINGS INC   2018-11-21 2018-12-04
51. C.H.ROBINSON WORLDWIDE INC   2018-11-21 2018-12-04
21. EASTMAN CHEM CO   2018-02-15 2018-12-04
23. EDISON INTL   2018-11-21 2018-12-04
38. EXPRESS SCRIPTS HLDG CO MERGED 12/21/18 @ $48.75 P/S   2018-11-21 2018-12-04
17. KRAFT HEINZ CO/THE   2018-11-21 2018-12-04
112. KROGER CO   2018-11-21 2018-12-04
5. L BRANDS INC   2018-11-21 2018-12-04
17. MOSAIC CO/THE   2018-11-21 2018-12-04
2. NIKE INC CL B   2018-11-21 2018-12-04
7. PEPSICO INC COM   2018-11-21 2018-12-04
8. PROCTER & GAMBLE CO   2018-11-21 2018-12-04
33. SYSCO CORP COM   2018-11-21 2018-12-04
23. WALGREENS BOOTS ALLIANCE INC   2018-11-21 2018-12-04
13. LYONDELLBASELL INDUSTRIES N.V. ISIN NL0009434992 SEDOL B3SPXZ3   2018-07-09 2018-12-04
.729 CVS CAREMARK CORP   2018-11-21 2018-12-06
21. NRG ENERGY, INC.   2018-08-13 2018-12-06
13. RENT A CTR INC NEW COM   2018-08-13 2018-12-06
22. AMERIS BANCORP   2018-11-19 2018-12-07
27. APPIAN CORP   2018-11-19 2018-12-07
56. COLONY CAPITAL INC     2018-12-07
59. IMMUNOMEDICS INC   2018-11-19 2018-12-10
29. MASTEC INC   2018-11-19 2018-12-10
93. BP PLC SPONSORED ADR   2005-03-18 2018-12-11
468. SUNCOR ENERGY INC ISIN CA8672241079 SEDOL B3NB1P2   2018-06-01 2018-12-11
33. ARRIS INTERNATIONAL LTD MERGED 04/04/19 @ $31.75 P/S   2018-08-13 2018-12-11
69. CDW CORP/DE   2018-08-13 2018-12-12
12. INGEVITY CORP   2018-11-19 2018-12-12
29. POPULAR INC SEDOL B86QM90   2018-08-13 2018-12-12
7411. SANCHEZ ENERGY CORP     2018-12-12
9. TERADATA CORP   2018-08-13 2018-12-12
440. AIR LIQUIDE ADR     2018-12-13
192. BBA AVIATION PLC-UNSPON ADR ADR SEDOL B2RB0W1   2016-06-29 2018-12-13
147. CSL LTD-SPONSORED ADR ADR SEDOL BN5TD14   2010-08-24 2018-12-13
6. LHC GROUP INC   2018-11-19 2018-12-13
16. NRG ENERGY, INC.   2018-08-13 2018-12-13
1. ALLEGHANY CORP DEL   2018-08-13 2018-12-14
21. AMERIS BANCORP   2018-11-19 2018-12-14
101. APPTIO INC - CLASS A   2018-11-19 2018-12-14
52. GEO GROUP INC/THE   2018-08-13 2018-12-14
23. GRAY TELEVISION, INC. COM   2018-11-19 2018-12-14
23. NRG ENERGY, INC.   2018-08-13 2018-12-14
44. NEWS CORP/NEW-CL A-W/I   2018-08-13 2018-12-14
194. RWE AG SPONSORED ADR REPSTG ORD PAR     2018-12-14
39. RWE AG SPONSORED ADR REPSTG ORD PAR   2018-08-13 2018-12-14
20. DISCOVERY INC CLASS C   2018-08-13 2018-12-17
17. INGEVITY CORP   2018-11-19 2018-12-17
33. AMERIS BANCORP   2018-11-19 2018-12-18
3.163 BARON SMALL CAP FUND INSTITUTIONAL   2018-11-30 2018-12-18
2128.099 BLACKROCK HIGH YIELD BOND PORTFOLIO CL INSTL   2017-09-25 2018-12-18
737. ISHARES TR S&P 500/BARRA GROWTH INDEX FD   2013-08-20 2018-12-18
1939.914 METROPOLITAN WEST UNCONSTRAINED BOND FUND CLASS I   2014-10-30 2018-12-18
30. MOLINA HEALTHCARE INC   2018-11-19 2018-12-18
36. NRG ENERGY, INC.   2018-08-13 2018-12-18
14611.399 T ROWE PRICE INSTITUTIONAL FLOATING RATE FUND   2017-12-21 2018-12-18
57. SANTANDER CONSUMER USA HOLDI     2018-12-18
24. ALLY FINANCIAL INC     2018-12-19
41. BED BATH AND BEYOND     2018-12-19
53. ERICSSON SPON ADR   2018-08-13 2018-12-19
39. GRAY TELEVISION, INC. COM   2018-11-19 2018-12-19
15. MAGNA INTERNATIONAL ISIN CA5592224011     2018-12-19
580. OPHIR ENERGY PLC-UNSP ADR SEDOL B959MF3   2018-10-18 2018-12-19
53. TRI POINTE GROUP INC   2018-08-13 2018-12-19
17. ARRIS INTERNATIONAL LTD MERGED 04/04/19 @ $31.75 P/S   2018-08-13 2018-12-19
30. GRAY TELEVISION, INC. COM   2018-11-19 2018-12-20
41. POPULAR INC SEDOL B86QM90   2018-08-13 2018-12-20
3. ADVANCED AUTO PARTS WI   2018-11-21 2018-12-21
51. ADVANCED MICRO DEVICES INC     2018-12-21
37. AIR PRODUCTS & CHEMICALS INC   2018-11-21 2018-12-21
5. ALEXION PHARMACEUTICALS INC   2018-11-21 2018-12-21
17. AMEREN CORP   2018-11-21 2018-12-21
13. AMERICAN ELECTRIC POWER INC   2018-11-21 2018-12-21
6. AMGEN INC   2018-01-11 2018-12-21
81. ANADARKO PETROLEUM CORP   2018-11-21 2018-12-21
60. APACHE CORP COM     2018-12-21
4. AUTODESK INC   2018-11-21 2018-12-21
1. AUTOZONE INC   2018-10-12 2018-12-21
6. AVALONBAY COMMUNITIES INC REIT   2018-11-21 2018-12-21
13. BALL CORPORATION   2018-11-21 2018-12-21
18. BANK NEW YORK MELLON CORP COM   2016-04-27 2018-12-21
82. BERKSHIRE HATHAWAY INC CLASS B   2018-11-21 2018-12-21
21. BROWN FORMAN CORP CL B   2018-11-21 2018-12-21
207. CAIRN ENERGY PLC-UNSPON ADR SEDOL B77Q861   2018-08-13 2018-12-21
15. CINCINNATI FINANCIAL CORP   2018-11-21 2018-12-21
231. CISCO SYS INC COM   2011-09-13 2018-12-21
25. CITIGROUP INC   2018-11-21 2018-12-21
28. COCACOLA CO   2018-11-21 2018-12-21
130. CONOCOPHILLIPS     2018-12-21
27. DANAHER CORP     2018-12-21
8. DAVITA HEALTHCARE PARTNERS INC   2018-12-04 2018-12-21
131. DEVON ENERGY CORP NEW   2018-11-21 2018-12-21
20. DISNEY WALT CO   2018-11-21 2018-12-21
12. DISCOVER FINANCIAL W/I   2018-11-21 2018-12-21
17. DOLLAR GENERAL CORP   2018-11-21 2018-12-21
29. DOMINION RES INC VA NEW COM     2018-12-21
13. EASTMAN CHEM CO   2018-02-15 2018-12-21
16. ECOLAB INC   2018-11-21 2018-12-21
17. ENVESTNET INC   2018-11-19 2018-12-21
25. EQUITY RESIDENTIAL PPTYS TR SBI   2018-11-21 2018-12-21
16. EVERSOURCE ENERGY   2018-11-21 2018-12-21
5. EXPEDIA GROUP INC   2018-11-21 2018-12-21
9. FASTENAL CO   2018-11-21 2018-12-21
6. FIDELITY NATIONAL INFORMATION   2018-11-21 2018-12-21
8. FOOT LOCKER INC   2018-12-04 2018-12-21
21. GAP INC   2018-11-21 2018-12-21
23. GENERAL ELEC CO COM   2018-11-21 2018-12-21
3. GRAINGER W W INC   2018-11-21 2018-12-21
9. HCA HEALTHCARE INC     2018-12-21
40. HCP INC REIT   2018-11-21 2018-12-21
25. HEWLETT PACKARD ENTERPRISE CO   2018-12-04 2018-12-21
8. HILTON WORLDWIDE HLDGS - W/I   2018-11-21 2018-12-21
82. HOLLYFRONTIER CORP     2018-12-21
43. HORMEL FOODS CORP   2018-11-21 2018-12-21
11. HUMANA INC   2018-11-21 2018-12-21
42. INTEL CORP   2015-10-22 2018-12-21
18. J P MORGAN CHASE & CO COM   2009-06-24 2018-12-21
19. JOHNSON & JOHNSON COM   2018-11-21 2018-12-21
18. KELLOGG CO   2018-11-21 2018-12-21
6. KINDER MORGAN INC   2018-11-21 2018-12-21
30. LILLY ELI & CO   2018-07-09 2018-12-21
4. LOCKHEED MARTIN CORP   2018-11-21 2018-12-21
111. MARATHON OIL CORP COM   2018-11-21 2018-12-21
4. MCCORMICK & CO INC COM NON VTG   2018-07-09 2018-12-21
142. MERCK & CO INC   2016-11-01 2018-12-21
16. NRG ENERGY, INC.   2018-08-13 2018-12-21
25. NEWELL RUBBERMAID INC   2018-11-21 2018-12-21
22. NEWMONT MINING CORPORATION(NEW)     2018-12-21
18. NEWS CORP/NEW-CL B-W/I   2018-11-21 2018-12-21
37. NEXTERA ENERGY INC   2018-11-21 2018-12-21
8. NORDSTROM INC COM   2018-12-04 2018-12-21
6. NORFOLK SOUTHN CORP COM   2018-11-21 2018-12-21
3. O REILLY AUTOMOTIVE INC   2018-11-21 2018-12-21
121. OCCIDENTAL PETE CORP COM   2018-01-16 2018-12-21
18. ONEOK INC NEW   2018-11-21 2018-12-21
9. ORACLE CORP   2018-11-21 2018-12-21
8. PEPSICO INC COM   2018-11-21 2018-12-21
11. PFIZER INC COM   2018-12-04 2018-12-21
267. PFIZER INC COM     2018-12-21
53. PROCTER & GAMBLE CO     2018-12-21
8. PUBLIC STORAGE INC   2018-11-21 2018-12-21
11. QUALCOMM   2018-11-21 2018-12-21
20. REALTY INCOME CORP COM   2018-11-21 2018-12-21
9. REGENCY CENTERS CORP   2018-11-21 2018-12-21
55. RENT A CTR INC NEW COM     2018-12-21
7. ROSS STORES INC   2018-11-21 2018-12-21
15. SCHLUMBERGER LTD COM   2018-11-21 2018-12-21
5. SIMON PROPERTY GROUP INC   2018-06-01 2018-12-21
21. SOUTHERN CO   2018-11-21 2018-12-21
28. SYSCO CORP COM   2018-11-21 2018-12-21
14. TAPESTRY INC   2018-11-21 2018-12-21
12. THERMO ELECTRON CORP COM   2018-11-21 2018-12-21
6. TRACTOR SUPPLY CO COM   2018-11-21 2018-12-21
34. TWENTY-FIRST CENTURY-CL A-WI   2018-11-21 2018-12-21
25. TWENTY-FIRST CENTURY-CL B-WI   2018-11-21 2018-12-21
177. US BANCORP DEL COM NEW   2018-11-21 2018-12-21
32. UNION PAC CORP COM   2018-11-21 2018-12-21
8. UNIVERSAL HEALTH SERVICES INC CLASS B   2018-12-04 2018-12-21
12. V-F CORP   2018-11-21 2018-12-21
341. VERIZON COMMUNICATIONS COM   2018-11-21 2018-12-21
5. WALGREENS BOOTS ALLIANCE INC   2018-11-21 2018-12-21
32. WELLS FARGO & CO NEW COM   2018-11-21 2018-12-21
30. WELLTOWER INC   2018-11-21 2018-12-21
4. WHIRLPOOL CORP   2018-11-21 2018-12-21
22. WILLIAMS COS INC DEL COM   2018-11-21 2018-12-21
13. XCEL ENERGY INC COM   2015-02-26 2018-12-21
5. XILINX INC COM   2018-11-21 2018-12-21
7. XYLEM INC   2018-11-21 2018-12-21
14. YUM! BRANDS INC   2018-11-21 2018-12-21
4. ZIMMER HOLDINGS INC   2018-11-21 2018-12-21
16. EATON CORP PLC SEDOL B8KQN82   2018-11-21 2018-12-21
25. IHS MARKIT LTD SEDOL BD0Q558   2018-11-21 2018-12-21
12. INGERSOLL-RAND PLC SEDOL B633030   2018-11-21 2018-12-21
12819. WEATHERFORD INTERNATIONAL LTD NEW SEDOL BLNN369     2018-12-21
4. LINDE PLC SEDOL BYWD9S5   2018-12-04 2018-12-21
72. MEDTRONIC PLC SEDOL BTN1Y11     2018-12-21
8. GARMIN LTD ISIN CH0114405324 SEDOL B3Z5T14   2018-11-21 2018-12-21
51. EXPRESS SCRIPTS HLDG CO MERGED 12/21/18 @ $48.75 P/S   2018-11-21 2018-12-24
37. GRAY TELEVISION, INC. COM   2018-11-19 2018-12-24
37. NRG ENERGY, INC.   2018-08-13 2018-12-24
7. 2U INC   2018-11-19 2018-12-24
149. OCEANEERING INTERNATIONAL INC   2018-08-13 2018-12-27
122. KONINKLIJKE AHOLD DELHAIZE ADR SEDOL BD9FL92     2018-12-28
135. ARRIS INTERNATIONAL LTD MERGED 04/04/19 @ $31.75 P/S   2018-08-13 2018-12-28
88.65 GOVERNMENT NATL MTG ASSN POOL 478451   1999-01-21 2018-12-31
37. NATIONAL STORAGE AFFILIATES   2018-11-19 2018-12-31
16. WESTERN ALLIANCE BANCORP   2018-11-19 2019-01-02
3. WINGSTOP INC   2018-11-19 2019-01-02
178. AIA GROUP LTD SPONSORED ADR     2019-01-03
.028 DOMINION RES INC VA NEW COM   2018-11-21 2019-01-03
300. FRESENIUS MED CARE SPONSORED ADR     2019-01-03
108. HERSHEY FOODS CORP COM   2018-08-13 2019-01-04
6. PROTO LABS INC   2018-12-13 2019-01-04
32. WESTERN ALLIANCE BANCORP   2018-11-19 2019-01-04
31. ATRICURE INC   2018-11-19 2019-01-07
6. LHC GROUP INC   2018-11-19 2019-01-07
1. MERCK & CO XXX-XX-XXXX   2001-01-01 2019-01-07
31. NATIONAL STORAGE AFFILIATES   2018-11-19 2019-01-07
20. HEALTHEQUITY INC     2019-01-08
13. NATIONAL STORAGE AFFILIATES   2018-11-19 2019-01-08
5. SAREPTA THERAPEUTICS INC   2018-11-19 2019-01-08
.413 CIGNA CORP   2018-11-21 2019-01-09
7. SAREPTA THERAPEUTICS INC   2018-11-19 2019-01-09
11. ANIXTER INTL INC   2017-12-08 2019-01-11
16. MEDIDATA SOLUTIONS INC     2019-01-11
1473. OPHIR ENERGY PLC-UNSP ADR SEDOL B959MF3     2019-01-11
10. MEDIDATA SOLUTIONS INC   2018-11-19 2019-01-14
22. EVOLENT HEALTH INC - A   2018-11-19 2019-01-16
20. MEDIDATA SOLUTIONS INC   2018-11-19 2019-01-16
131. OMNICOM GROUP INC   2018-08-13 2019-01-16
18. SITEONE LANDSCAPE SUPPLY INC   2018-11-19 2019-01-16
44. GRAY TELEVISION, INC. COM   2018-11-19 2019-01-17
18. MEDIDATA SOLUTIONS INC   2018-11-19 2019-01-17
9. MEDIDATA SOLUTIONS INC   2018-11-19 2019-01-18
89. STARBUCKS CORP COM   2018-08-13 2019-01-18
614. ENEL SPA ADR     2019-01-22
1. MEDIDATA SOLUTIONS INC   2018-11-19 2019-01-22
124. WEIBO CORP-SPON ADR ADR SEDOL BLLJ4H7     2019-01-22
35. WEIBO CORP-SPON ADR ADR SEDOL BLLJ4H7   2018-10-08 2019-01-22
22. BJ'S RESTAURANTS, INC   2018-11-19 2019-01-23
48. CENTRAL GARDEN AND PET CO CL A     2019-01-23
587. FANUC CORP ADR     2019-01-23
214. CAPITAL ONE FINANCIAL CORP     2019-01-24
21. BJ'S RESTAURANTS, INC   2018-11-19 2019-01-28
10. MCCORMICK & CO INC COM NON VTG   2018-10-10 2019-01-29
140. MCCORMICK & CO INC COM NON VTG     2019-01-29
600. MORGAN STANLEY     2019-01-29
125. TOTAL FINA S A     2019-01-29
187. HEWLETT PACKARD ENTERPRISE CO     2019-01-30
46.394 IBERDROLA SA SPON ADR     2019-01-30
54.606 IBERDROLA SA SPON ADR   2018-08-13 2019-01-30
39. APPLE INC   2018-08-13 2019-01-31
19. CENTRAL GARDEN AND PET CO CL A   2018-11-19 2019-01-31
21. CITIZENS FINANCIAL GROUP   2018-08-13 2019-01-31
80.08 GOVERNMENT NATL MTG ASSN POOL 478451   1999-01-21 2019-01-31
31. SYNCHRONY FINANCIAL     2019-01-31
235. NASPERS LTD ADR     2019-02-04
117. MALLINCKRODT PLC SEDOL BBJTYC4   2018-08-13 2019-02-04
12. CENTRAL GARDEN AND PET CO CL A   2018-11-19 2019-02-05
36. CENTRAL GARDEN AND PET CO CL A   2018-11-19 2019-02-06
39. NTT DOCOMO INC SPON ADR   2018-08-13 2019-02-06
95. NTT DOCOMO INC SPON ADR     2019-02-06
150. ABBVIE INC   2017-07-12 2019-02-07
32. CENTRAL GARDEN AND PET CO CL A   2018-11-19 2019-02-07
31. COMMSCOPE HOLDING CO INC   2018-11-09 2019-02-07
1524. OPHIR ENERGY PLC-UNSP ADR SEDOL B959MF3   2018-08-13 2019-02-07
230. SERVICE CORP INTL COM     2019-02-07
26. APPIAN CORP   2018-11-19 2019-02-08
20. CENTRAL GARDEN AND PET CO CL A   2018-11-19 2019-02-08
5. IRHYTHM TECHNOLOGIES INC   2018-12-10 2019-02-08
28. WHITING PETROLEUM CORP   2018-09-17 2019-02-08
288. ALTRIA GROUP INC   2018-02-20 2019-02-11
25. APPIAN CORP   2018-11-19 2019-02-11
156. CARBONITE INC   2018-11-19 2019-02-11
44. CENTRAL GARDEN AND PET CO CL A   2018-11-19 2019-02-11
17. APPIAN CORP   2018-11-19 2019-02-12
9. APPIAN CORP   2018-11-19 2019-02-13
71. BED BATH AND BEYOND   2018-08-13 2019-02-14
.311 IBERDROLA SA SPON ADR   2008-10-24 2019-02-15
28. NEWFIELD EXPLORATION CO   2018-11-21 2019-02-15
30. NEWFIELD EXPLORATION CO   2018-12-04 2019-02-15
3. MIMECAST LTD SEDOL BYT5JK6   2018-12-10 2019-02-19
.97 ENCANA CORP   2019-02-15 2019-02-20
70. EVOLENT HEALTH INC - A   2018-11-19 2019-02-20
126. KONINKLIJKE AHOLD DELHAIZE ADR SEDOL BD9FL92     2019-02-20
295. SUPERIOR ENERGY SVCS INC COM   2018-08-13 2019-02-20
14. MIMECAST LTD SEDOL BYT5JK6     2019-02-20
373. ARCHER DANIELS MIDLAND CO     2019-02-21
11. ARCHER DANIELS MIDLAND CO   2019-02-04 2019-02-21
33. EVOLENT HEALTH INC - A     2019-02-21
31. OCCIDENTAL PETE CORP COM     2019-02-21
10. OCCIDENTAL PETE CORP COM     2019-02-21
240. OCCIDENTAL PETE CORP COM   2018-01-16 2019-02-21
154. SCHEIN HENRY INC COM   2018-08-13 2019-02-21
22. SERVICE CORP INTL COM   2018-04-06 2019-02-21
264. SERVICE CORP INTL COM   2018-04-06 2019-02-21
12. MIMECAST LTD SEDOL BYT5JK6   2018-11-19 2019-02-21
12. APPIAN CORP   2018-11-19 2019-02-22
62. COVETRUS INC-WHEN ISSUED   2018-08-13 2019-02-22
37. NAVISTAR INTL NEW COM     2019-02-22
15. APPIAN CORP   2018-11-19 2019-02-25
15. FIVE BELOW     2019-02-25
99. HEWLETT PACKARD ENTERPRISE CO   2018-08-13 2019-02-25
9. GTT COMMUNICATIONS INC   2018-11-19 2019-02-26
105.689 IBERDROLA SA SPON ADR     2019-02-26
16.311 IBERDROLA SA SPON ADR   2019-02-14 2019-02-26
204. PRICE T ROWE GROUP INC COM     2019-02-26
2. PRICE T ROWE GROUP INC COM   2019-02-04 2019-02-26
11. CURTISS WRIGHT CORP   2018-11-19 2019-02-27
3. FIVE BELOW   2019-01-02 2019-02-27
10. GTT COMMUNICATIONS INC   2018-11-19 2019-02-27
11. CURTISS WRIGHT CORP   2018-11-19 2019-02-28
107.9 GOVERNMENT NATL MTG ASSN POOL 478451   1999-01-21 2019-02-28
20. GTT COMMUNICATIONS INC   2018-11-19 2019-02-28
89. HEALTH INSURANCE INNOVATIO-A     2019-02-28
2. MARRIOTT VACATIONS WORLDWIDE CORP   2018-11-19 2019-02-28
11. SYNEOS HEALTH INC     2019-02-28
107. EOG RES INC     2019-03-01
70. GRAY TELEVISION, INC. COM   2018-11-19 2019-03-01
25. TELADOC HEALTH INC   2018-11-19 2019-03-01
15. AVIS BUDGET GROUP INC   2018-08-13 2019-03-04
8. CURTISS WRIGHT CORP   2018-11-19 2019-03-04
83. MEDNAX INC     2019-03-04
81. STERLING BANCORP     2019-03-04
391. CAIRN ENERGY PLC-UNSPON ADR SEDOL B77Q861   2018-08-13 2019-03-05
.4 MULTICHOICE GROUP LTD - ADR ADR SEDOL BJLKFN9   2019-03-04 2019-03-05
9. OLLIE'S BARGAIN OUTLET HOLDI   2018-11-19 2019-03-05
46. ZUORA INC - CLASS A   2018-11-19 2019-03-05
11. MIMECAST LTD SEDOL BYT5JK6   2018-11-19 2019-03-05
37. CANADIAN NATL RAILWAY CO SEDOL 2210959   2011-03-09 2019-03-06
282. GRUPO FIN BANORTE SPON ADR   2017-02-03 2019-03-06
171. LVMH MOET HENNESSY LOUIS ADR   2009-03-18 2019-03-06
8. REALPAGE, INC.   2019-02-27 2019-03-06
147. TENARIS SA ADR   2016-05-25 2019-03-06
63. ZUORA INC - CLASS A   2018-11-19 2019-03-06
23. MIMECAST LTD SEDOL BYT5JK6   2018-11-19 2019-03-06
17. BLUEPRINT MEDICINES CORP   2018-11-19 2019-03-07
.77 LIVENT CORP   2018-12-21 2019-03-07
857. OPHIR ENERGY PLC-UNSP ADR SEDOL B959MF3   2018-08-13 2019-03-07
200. AT&T INC   2015-07-30 2019-03-11
50. ALLSTATE CORP   2019-02-26 2019-03-11
2. AMERICAN WATER WORKS CO INC   2019-02-04 2019-03-11
58. AMERICAN WATER WORKS CO INC     2019-03-11
20. AMGEN INC   2018-01-11 2019-03-11
5. AUTOZONE INC   2018-10-12 2019-03-11
110. BP PLC SPONSORED ADR     2019-03-11
455. BANK OF AMERICA CORP     2019-03-11
120. BANK NEW YORK MELLON CORP COM   2016-04-27 2019-03-11
60. BAXTER INTERNATIONAL INC   2018-01-11 2019-03-11
5. BOEING CO   2019-02-07 2019-03-11
85. BRISTOL MYERS SQUIBB CO   2018-10-15 2019-03-11
15. BROADCOM INC   2018-11-05 2019-03-11
35. CDW CORP/DE   2014-07-10 2019-03-11
70. CSX CORP COM   2018-07-25 2019-03-11
45. CELANESE CORP   2018-05-17 2019-03-11
60. CENTENE CORP     2019-03-11
40. CHEVRON CORPORATION   2018-06-12 2019-03-11
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25. UNITEDHEALTH GROUP INC COM   2016-11-28 2019-04-18
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18. GTT COMMUNICATIONS INC   2019-06-21 2019-07-09
.9 L3 HARRIS TECHNOLOGIES INC   2018-11-21 2019-07-09
24. BROADCOM INC   2018-11-05 2019-07-10
21. CULLEN FROST BANKERS INC   2018-05-31 2019-07-10
7. HAEMONETICS CORP     2019-07-10
3. CULLEN FROST BANKERS INC   2019-02-04 2019-07-11
33. CULLEN FROST BANKERS INC   2018-05-31 2019-07-11
325. GTT COMMUNICATIONS INC     2019-07-11
13. DINE BRANDS GLOBAL INC   2019-06-21 2019-07-12
16. DINE BRANDS GLOBAL INC   2019-03-05 2019-07-12
17. POPULAR INC SEDOL B86QM90   2019-03-12 2019-07-15
35. BJ'S RESTAURANTS, INC     2019-07-16
25. DINE BRANDS GLOBAL INC     2019-07-17
10. TELADOC HEALTH INC   2019-05-01 2019-07-17
5. WINGSTOP INC     2019-07-17
42. WEST PHARMACEUTICAL SVCS INC   2018-08-13 2019-07-18
255. BAYERISCHE MOTOREN-SPON ADR SEDOL BD6KTC9     2019-07-19
62. TEMENOS AG ADR SEDOL B96QTM9   2018-06-01 2019-07-19
7. DBS GROUP HLDGS LTD SPONSORED ADR   2018-10-09 2019-07-22
20. LONZA GROUP AG UNSPON ADR   2018-05-18 2019-07-22
9. NESTLE S A SPONSORED ADR REPSTG REG SH   2006-05-11 2019-07-22
25. SLEEP NUMBER CORP     2019-07-22
116. STARBUCKS CORP COM     2019-07-22
4. UNILEVER PLC W/I SPONSORED ADR   2015-06-23 2019-07-22
2. LINDE PLC SEDOL BYWD9S5   2018-12-13 2019-07-22
176. ZIONS BANCORP     2019-07-23
58. ZIONS BANCORP   2017-08-25 2019-07-23
47. ALLISON TRANSMISSION HOLDING     2019-07-25
39. BED BATH AND BEYOND   2018-08-13 2019-07-25
37. APTIV PLC-WHEN ISSUED SEDOL B783TY6   2018-08-13 2019-07-25
118. WEST PHARMACEUTICAL SVCS INC     2019-07-26
10. ADDUS HOMECARE CORP   2019-06-21 2019-07-29
73. M&T BK CORP     2019-07-29
18. TETRA TECH INC NEW COM     2019-07-29
14. INSPERITY INC     2019-07-30
6. PAYLOCITY HOLDING CORP   2019-06-21 2019-07-30
54. ALLY FINANCIAL INC     2019-07-31
7. AMEDISYS INC     2019-07-31
120. BERRY GLOBAL GROUP INC     2019-07-31
83.41 GOVERNMENT NATL MTG ASSN POOL 478451   1999-01-21 2019-07-31
9. IRHYTHM TECHNOLOGIES INC   2019-06-21 2019-08-01
8. PENUMBRA INC     2019-08-01
71. SYNCHRONY FINANCIAL     2019-08-01
29. TELADOC HEALTH INC     2019-08-01
19. TREX INC COM     2019-08-01
8. AMEDISYS INC     2019-08-02
13. BLUEPRINT MEDICINES CORP     2019-08-02
13. INTERCEPT PHARMACEUTICALS IN     2019-08-02
26. SYNEOS HEALTH INC     2019-08-02
13. TREX INC COM     2019-08-02
11. DISCOVER FINANCIAL W/I   2019-06-21 2019-08-05
10. AVALARA INC     2019-08-06
7. HAEMONETICS CORP   2019-02-19 2019-08-06
4. SAREPTA THERAPEUTICS INC     2019-08-06
105. ZURICH INS GROUP LTD ADR     2019-08-06
43. AGIOS PHARMACEUTICALS INC     2019-08-07
47. INTERNATIONAL FLAVORS & FRAGRANCES INC   2019-01-29 2019-08-07
444. MARATHON OIL CORP COM   2019-04-18 2019-08-07
29. MARATHON OIL CORP COM   2019-04-18 2019-08-07
12. MARATHON OIL CORP COM   2019-04-18 2019-08-07
40. PIONEER NAT RES CO   2019-05-23 2019-08-07
12. PRUDENTIAL FINANCIAL INC COM   2017-04-19 2019-08-08
79. PRUDENTIAL FINANCIAL INC COM   2017-04-19 2019-08-08
10. PRUDENTIAL FINANCIAL INC COM   2019-02-04 2019-08-08
2. SAREPTA THERAPEUTICS INC   2018-11-19 2019-08-08
95. STARBUCKS CORP COM   2018-08-13 2019-08-08
7. SAREPTA THERAPEUTICS INC   2018-11-19 2019-08-09
6.6 ALCON INC SEDOL BJXBP41   2018-08-13 2019-08-09
34.4 ALCON INC SEDOL BJXBP41     2019-08-09
6. HEXCEL CORP   2019-06-21 2019-08-13
.627 IBERDROLA SA SPON ADR   2012-04-13 2019-08-13
2. TELEDYNE TECHNOLOGIES INC   2019-06-21 2019-08-13
12. ADDUS HOMECARE CORP   2019-06-21 2019-08-14
374. ASPEN PHARMACARE HL-UNSP ADR ADR SEDOL B3L9ZP6     2019-08-15
33. LATTICE SEMICONDUCTOR CORP   2019-06-21 2019-08-15
.915 NATIONAL GRID GROUP PLC SEDOL BZ8FYV0   2005-03-18 2019-08-15
12. TELADOC HEALTH INC   2018-11-19 2019-08-15
68. BOYD GAMING CORP     2019-08-16
48. FIRST HORIZON NATL CORP     2019-08-16
17. TELADOC HEALTH INC     2019-08-16
36. ELDORADO RESORTS INC   2019-07-08 2019-08-19
269. LIBERTY GLOBAL PLC SERIES C SEDOL B8W67B1   2018-08-13 2019-08-19
39. LIBERTY GLOBAL PLC SERIES C SEDOL B8W67B1   2019-03-12 2019-08-19
7.627 IBERDROLA SA SPON ADR   2019-08-12 2019-08-20
70.373 IBERDROLA SA SPON ADR   2013-04-23 2019-08-20
489. ENEL SPA ADR   2018-08-13 2019-08-21
10. RAYMOND JAMES FINANCIAL INC   2019-06-21 2019-08-21
29. ALLY FINANCIAL INC   2019-03-12 2019-08-22
98. ALLY FINANCIAL INC   2018-08-13 2019-08-22
69. SYNCHRONY FINANCIAL     2019-08-22
50. SYNCHRONY FINANCIAL   2018-08-13 2019-08-22
1. AMGEN INC XXX-XX-XXXX   2001-01-01 2019-08-23
139. CARBON BLACK INC     2019-08-26
29. GRIFOLS S A ADR   2015-11-12 2019-08-26
60. ICICI BANK LTD SPON ADR   2016-12-14 2019-08-26
11. LIGAND PHARMACEUTICALS   2018-11-19 2019-08-26
47. OSI SYS INC     2019-08-26
32. OSI SYS INC   2019-06-21 2019-08-26
4. CHECK POINT SOFTWARE COM   2018-08-10 2019-08-26
20. MASTERCARD INC CL A   2019-03-12 2019-08-27
28. MICROSOFT CORP   2019-04-05 2019-08-27
41. NORFOLK SOUTHN CORP COM     2019-08-27
14. FIVE BELOW     2019-08-28
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 1,622   1,489 133
b 4,804   4,475 329
c 1,218   1,216 2
d 1,445   1,295 150
e 1,635   1,401 234
27,210   26,840 370
496   465 31
3,797   3,481 316
8,526   7,692 834
4,360   4,524 -164
4,815   3,596 1,219
4,930   5,168 -238
6,225   3,407 2,818
4,073   3,643 430
4,503   4,506 -3
2,108   2,161 -53
14,755   11,091 3,664
6,167   6,428 -261
1,542   1,239 303
6,173   5,557 616
3,996   4,700 -704
8,377   8,112 265
4,487   1,593 2,894
4,396   4,201 195
4,369   4,600 -231
4,520   4,559 -39
5,807   4,466 1,341
5,819   6,396 -577
5,199   1,784 3,415
7,173   4,683 2,490
4,457   973 3,484
13,756   11,370 2,386
3,218   3,470 -252
4,300   4,038 262
7,003   6,074 929
4,850   3,311 1,539
3,881   3,999 -118
5,068   4,985 83
4,112   3,858 254
2,291   2,355 -64
8,407   6,297 2,110
5,492   6,628 -1,136
2,746   2,060 686
260,215   129,223 130,992
17,070   5,853 11,217
5,264   5,098 166
6,999   3,183 3,816
5,969   5,653 316
8,012   6,440 1,572
4,262   3,522 740
4,201   4,140 61
5,250   4,818 432
4,921   4,223 698
4,534   3,974 560
958   1,009 -51
7,188   7,153 35
7,656   6,584 1,072
6,076   3,142 2,934
6,138   6,735 -597
8,975   7,446 1,529
6,556   5,049 1,507
5,848   6,446 -598
4,019   2,460 1,559
5,103   5,304 -201
4,537   4,329 208
8,493   4,444 4,049
6,294   5,722 572
5,533   5,160 373
5,373   5,653 -280
7,506   4,670 2,836
3,358   3,806 -448
3,428   3,296 132
4,238   2,264 1,974
8,172   6,296 1,876
6,683   5,141 1,542
4,397   4,834 -437
7,962   5,410 2,552
4,126   1,142 2,984
4,597   4,339 258
3,868   2,836 1,032
3,620   3,276 344
3,620   3,136 484
4,201   4,375 -174
105   105  
862   1,029 -167
1,022   979 43
3,918   846 3,072
27,673   14,167 13,506
105   106 -1
36,008   24,661 11,347
2,069   1,897 172
6,663   6,014 649
5,283   4,782 501
1,466   1,286 180
23,161   27,280 -4,119
879   781 98
7,104   9,767 -2,663
21,379   23,552 -2,173
5,748   7,835 -2,087
955   1,297 -342
3,749   1,783 1,966
36,466   16,331 20,135
3,740   5,084 -1,344
1,450   1,970 -520
945   952 -7
2,519   2,613 -94
3,247   2,858 389
1,633   1,631 2
1,080   923 157
7,650   7,146 504
4,633   5,272 -639
36,287   41,594 -5,307
1,079   1,007 72
7,226   6,853 373
1,782   1,582 200
2,088   2,066 22
2,576   222 2,354
15,996   21,468 -5,472
16,646   15,184 1,462
20,140   18,254 1,886
728   662 66
15,411   22,834 -7,423
20,926   13,017 7,909
3,909   3,558 351
1,564   1,864 -300
12,573   12,447 126
6,242   5,561 681
1,149   1,073 76
78   79 -1
5,734   5,286 448
200,000   205,987 -5,987
2,745   2,393 352
7,932   10,370 -2,438
832   1,085 -253
1,170   1,108 62
2,144   2,177 -33
1,206   1,135 71
6,781   8,754 -1,973
1,344   1,736 -392
2,339   2,035 304
29,869   32,983 -3,114
2,110   2,296 -186
977   1,000 -23
2,996   3,069 -73
452   489 -37
4,116   3,316 800
6,617   1,464 5,153
833   788 45
2,482   2,267 215
3,169   2,985 184
4,717   2,644 2,073
4,670   6,817 -2,147
359   335 24
4,200   3,876 324
51   35 16
478   452 26
890   795 95
260,000   267,783 -7,783
507,350   271,842 235,508
257,080   270,167 -13,087
271,741   250,426 21,315
975   968 7
21,083   20,975 108
158,139   98,233 59,906
1   3 -2
545   575 -30
537   558 -21
8,614   7,192 1,422
10,441   12,404 -1,963
13,639   7,222 6,417
5,397   5,101 296
7,841   8,674 -833
12,288   11,563 725
22,326   17,643 4,683
12,188   10,078 2,110
10,418   10,887 -469
8,883   9,669 -786
8,280   7,876 404
9,019   3,312 5,707
13,197   12,878 319
8,989   10,226 -1,237
943   923 20
12,639   13,318 -679
10,681   8,933 1,748
13,637   14,624 -987
8,124   8,240 -116
5,924   5,939 -15
1,302   470 832
12,954   9,131 3,823
4,046   3,866 180
2,892   625 2,267
7,463   6,036 1,427
7,481   8,791 -1,310
6,793   6,708 85
8,012   7,288 724
530   650 -120
3,050   3,798 -748
7,344   8,226 -882
14,220   11,412 2,808
11,003   8,033 2,970
3,336   1,051 2,285
10,432   11,652 -1,220
13,722   13,331 391
7,855   6,163 1,692
6,882   8,942 -2,060
13,865   11,683 2,182
8,039   7,638 401
1,047   829 218
12,784   12,592 192
12,329   9,792 2,537
15,388   13,528 1,860
7,496   4,399 3,097
4,540   4,973 -433
8,490   4,475 4,015
2,239   2,363 -124
12,852   11,422 1,430
7,191   8,260 -1,069
7,063   5,042 2,021
8,806   10,942 -2,136
8,875   8,905 -30
7,105   4,343 2,762
15,146   13,063 2,083
15,556   14,047 1,509
10,480   12,597 -2,117
12,687   8,703 3,984
8,279   8,139 140
481   502 -21
16,295   12,735 3,560
9,943   11,305 -1,362
19,801   11,746 8,055
7,502   1,954 5,548
10,567   10,063 504
5,886   4,112 1,774
13,941   13,239 702
739   875 -136
207   228 -21
2,010   2,274 -264
1,242   1,299 -57
992   1,068 -76
833   656 177
440   447 -7
11,671   9,819 1,852
2,977   2,860 117
1,016   839 177
581   596 -15
225   209 16
127   135 -8
228   227 1
232   217 15
217   204 13
12,270   13,460 -1,190
106   107 -1
341   318 23
217   219 -2
147   137 10
15,718   17,478 -1,760
313   290 23
164   151 13
324   307 17
138   118 20
198   181 17
128   114 14
249   244 5
173   151 22
377   342 35
1,864   1,850 14
915   855 60
776   1,677 -901
3,791   8,061 -4,270
525   479 46
707   800 -93
404   473 -69
932   963 -31
1,149   1,194 -45
4,532   4,552 -20
1,631   2,098 -467
1,328   1,233 95
3,757   3,623 134
849   870 -21
3,207   3,308 -101
165   147 18
600   603 -3
152   145 7
825   807 18
746   731 15
2,182   2,128 54
1,905   1,835 70
1,177   1,422 -245
55   55  
826   689 137
187   192 -5
852   974 -122
803   678 125
341   349 -8
1,033   1,110 -77
1,178   1,308 -130
3,642   6,054 -2,412
14,411   18,896 -4,485
1,017   801 216
6,339   5,879 460
961   1,141 -180
1,491   1,461 30
2,607   7,093 -4,486
342   365 -23
10,660   9,974 686
2,600   2,866 -266
9,626   2,052 7,574
615   579 36
677   525 152
613   625 -12
731   930 -199
3,822   3,814 8
1,177   1,321 -144
396   419 -23
982   755 227
544   599 -55
4,255   4,745 -490
855   935 -80
514   484 30
1,390   1,616 -226
1,049   1,462 -413
80   89 -9
15,450   16,663 -1,213
113,916   64,524 49,392
22,600   23,182 -582
3,635   3,546 89
1,516   1,182 334
141,000   146,260 -5,260
997   1,180 -183
553   650 -97
492   775 -283
471   414 57
640   711 -71
697   813 -116
447   684 -237
630   735 -105
514   413 101
484   547 -63
1,888   2,066 -178
454   524 -70
863   1,008 -145
5,742   5,890 -148
473   591 -118
1,138   1,148 -10
993   984 9
1,081   1,093 -12
3,478   4,340 -862
1,592   2,153 -561
481   540 -59
826   771 55
1,062   1,119 -57
567   641 -74
803   743 60
15,751   17,291 -1,540
965   975 -10
745   1,335 -590
1,134   1,193 -59
9,665   3,747 5,918
1,256   1,572 -316
1,332   1,365 -33
7,773   6,879 894
2,659   2,723 -64
398   513 -115
2,869   3,739 -870
2,084   2,261 -177
677   826 -149
1,695   1,789 -94
2,171   2,133 38
899   1,299 -400
2,303   2,480 -177
806   867 -61
1,681   1,738 -57
1,063   1,063  
551   566 -15
454   511 -57
587   620 -33
390   440 -50
516   542 -26
164   180 -16
817   908 -91
1,081   1,243 -162
1,130   1,155 -25
315   377 -62
532   581 -49
4,047   4,896 -849
1,829   1,954 -125
3,021   3,356 -335
1,883   1,442 441
1,695   611 1,084
2,433   2,698 -265
1,037   1,114 -77
93   103 -10
3,282   2,641 641
1,026   1,177 -151
1,492   1,823 -331
553   478 75
10,350   8,405 1,945
610   525 85
471   545 -74
737   742 -5
202   234 -32
6,442   6,519 -77
354   407 -53
866   998 -132
992   1,037 -45
7,256   9,176 -1,920
970   1,098 -128
396   438 -42
875   922 -47
461   497 -36
11,192   4,143 7,049
4,821   4,828 -7
1,626   1,670 -44
603   608 -5
1,276   1,272 4
517   569 -52
819   809 10
539   571 -32
535   715 -180
824   803 21
947   958 -11
1,705   1,806 -101
459   530 -71
2,589   2,796 -207
482   534 -52
1,594   1,662 -68
1,165   1,214 -49
7,894   9,503 -1,609
4,241   4,612 -371
916   1,077 -161
838   954 -116
18,724   20,177 -1,453
336   399 -63
1,444   1,678 -234
2,112   2,086 26
420   481 -61
479   551 -72
662   461 201
407   433 -26
444   478 -34
1,234   1,219 15
397   451 -54
1,062   1,185 -123
1,159   1,260 -101
1,067   1,221 -154
2,829   18,366 -15,537
612   643 -31
6,378   6,712 -334
491   521 -30
4,862   4,862  
532   675 -143
1,367   1,214 153
315   352 -37
1,731   3,881 -2,150
3,074   2,040 1,034
4,114   3,278 836
89   89  
971   1,036 -65
628   750 -122
184   196 -12
5,591   2,771 2,820
2   2  
9,437   7,452 1,985
11,476   10,571 905
633   726 -93
1,290   1,499 -209
971   959 12
537   579 -42
2,414   25 2,389
787   868 -81
1,044   1,190 -146
331   364 -33
557   572 -15
78   79 -1
778   801 -23
639   775 -136
1,072   1,167 -95
1,542   1,717 -175
660   695 -35
408   513 -105
1,375   1,390 -15
9,843   8,846 997
951   1,121 -170
713   802 -89
1,221   1,251 -30
608   625 -17
5,695   4,625 1,070
3,575   3,288 287
68   69 -1
6,838   12,263 -5,425
1,930   2,240 -310
1,162   1,279 -117
1,750   1,456 294
9,610   4,613 4,997
17,125   20,585 -3,460
1,110   1,221 -111
1,207   1,367 -160
16,907   16,874 33
25,426   20,458 4,968
6,760   5,792 968
2,894   2,967 -73
1,503   1,304 199
1,769   1,632 137
6,501   8,173 -1,672
679   546 133
721   842 -121
80   80  
927   922 5
10,343   6,221 4,122
2,585   3,719 -1,134
433   345 88
1,285   1,034 251
913   1,039 -126
2,225   1,480 745
11,803   10,788 1,015
1,033   919 114
656   609 47
2,035   1,692 343
9,993   8,766 1,227
901   653 248
559   574 -15
408   357 51
740   1,352 -612
14,027   18,606 -4,579
931   628 303
3,715   4,112 -397
1,254   1,264 -10
609   427 182
334   226 108
1,208   1,292 -84
10   8 2
469   521 -52
503   517 -14
141   105 36
7   6 1
1,000   1,633 -633
3,268   2,001 1,267
1,512   2,811 -1,299
687   487 200
15,837   18,764 -2,927
466   489 -23
476   731 -255
2,100   2,604 -504
669   758 -89
16,064   18,200 -2,136
9,319   9,391 -72
935   833 102
11,173   9,995 1,178
579   410 169
413   301 112
2,280   2,633 -353
1,409   1,516 -107
538   377 161
1,883   1,610 273
1,624   1,561 63
288   286 2
3,510   2,791 719
542   505 37
20,125   17,134 2,991
197   190 7
1,324   1,175 149
358   312 46
314   318 -4
1,367   1,175 192
108   108  
631   636 -5
3,342   2,683 659
205   154 51
413   531 -118
10,255   13,751 -3,496
1,540   1,276 264
1,640   1,345 295
544   513 31
984   854 130
2,702   3,132 -430
1,626   743 883
2,154   2,522 -368
3   3  
769   794 -25
1,044   835 209
524   376 148
3,177   1,380 1,797
7,631   7,081 550
11,843   2,196 9,647
466   484 -18
3,918   3,863 55
1,411   1,143 268
1,048   787 261
1,321   903 418
9   8 1
1,162   951 211
6,039   6,960 -921
4,683   4,726 -43
208   191 17
6,021   2,818 3,203
3,682   3,643 39
4,707   3,854 853
4,653   4,682 -29
13,163   9,952 3,211
6,199   4,956 1,243
4,492   4,108 384
1,968   2,037 -69
4,300   4,921 -621
4,044   3,282 762
3,293   1,115 2,178
5,075   4,902 173
4,544   5,128 -584
3,419   3,385 34
4,954   5,117 -163
4,293   4,320 -27
7,271   6,314 957
5,071   3,628 1,443
3,955   3,951 4
5,447   5,017 430
5,934   4,765 1,169
3,059   3,470 -411
5,688   4,669 1,019
2,704   2,623 81
5,412   5,404 8
2,813   3,499 -686
5,454   4,262 1,192
7,754   4,978 2,776
2,533   2,777 -244
196,680   102,783 93,897
12,503   4,056 8,447
5,512   5,152 360
4,356   3,177 1,179
3,015   2,989 26
5,918   5,890 28
2,362   3,312 -950
2,707   2,607 100
4,440   3,255 1,185
5,078   4,810 268
3,531   2,727 804
3,587   3,428 159
553   552 1
2,212   1,257 955
3,207   3,550 -343
4,396   3,698 698
3,113   2,774 339
8,420   7,915 505
5,085   4,598 487
4,247   4,705 -458
3,634   2,460 1,174
3,424   4,322 -898
490   505 -15
2,879   2,906 -27
2,966   1,630 1,336
7,797   8,092 -295
5,747   3,821 1,926
3,208   2,960 248
513   500 13
3,759   2,904 855
616   645 -29
3,699   3,856 -157
5,995   4,134 1,861
3,463   829 2,634
3,984   3,471 513
3,633   2,304 1,329
98   98  
5,290   4,838 452
503   376 127
2,650   3,281 -631
4,090   4,303 -213
915   854 61
410   522 -112
655   567 88
334   305 29
3,375   3,001 374
6,460   6,468 -8
499   503 -4
168   158 10
411   308 103
7,332   7,109 223
557   590 -33
403   25 378
777   531 246
593   489 104
851   687 164
10,102   5,248 4,854
6,066   1,139 4,927
3,760   3,260 500
10,880   8,030 2,850
24   27 -3
186   25 161
9,816   2,581 7,235
3,195   6,083 -2,888
22,360   24,241 -1,881
381   266 115
109   109  
1,979   1,869 110
32,249   31,312 937
259   223 36
324   273 51
37   54 -17
547   633 -86
934   979 -45
4,622   3,872 750
992   731 261
1,656   1,656  
1,016   983 33
514   426 88
796   3,119 -2,323
10,890   9,018 1,872
790   764 26
8,429   10,291 -1,862
554   396 158
3,743   4,485 -742
1,465   1,750 -285
3,248   3,872 -624
74   25 49
1,622   1,544 78
12,969   12,908 61
4,637   7,264 -2,627
2,813   4,833 -2,020
418   523 -105
9,390   10,183 -793
978   917 61
654   457 197
221   165 56
4,799   1,728 3,071
3,313   3,002 311
16,758   25,696 -8,938
4,259   3,723 536
1,211   1,006 205
484   382 102
1,328   1,822 -494
6,178   8,478 -2,300
5,429   3,788 1,641
341   239 102
750   518 232
1,736   1,429 307
564   410 154
16,256   13,919 2,337
1,957   1,693 264
674   637 37
649   509 140
10,854   7,133 3,721
662   546 116
472   566 -94
570   468 102
478   431 47
419   429 -10
3,534   5,208 -1,674
544   413 131
1,369   1,143 226
10,183   7,503 2,680
8,017   7,370 647
109   110 -1
543   413 130
210   164 46
1,186   792 394
453   416 37
748   624 124
655   509 146
935   665 270
4,114   3,796 318
826   675 151
251   191 60
2,087   1,796 291
3,393   3,058 335
1,372   1,524 -152
550   416 134
475   413 62
1,905   1,695 210
11,523   12,619 -1,096
7,581   8,700 -1,119
11,775   12,643 -868
3,463   2,365 1,098
1,961   2,075 -114
3,235   4,135 -900
1,038   820 218
3,634   6,452 -2,818
764   956 -192
194   194  
1,637   1,486 151
70   71 -1
817   476 341
10,300   8,067 2,233
1,916   1,699 217
840   636 204
5,154   5,285 -131
12,464   15,714 -3,250
944   772 172
3,904   802 3,102
1,283   1,173 110
962   934 28
1,944   3,352 -1,408
541   456 85
2,087   4,422 -2,335
449   386 63
1,150   762 388
2,629   1,674 955
302   392 -90
1,252   1,160 92
1,478   913 565
696   603 93
1,417   1,275 142
2,323   2,632 -309
907   1,176 -269
71   75 -4
82   83 -1
220   193 27
833   1,219 -386
2,670   1,123 1,547
563   718 -155
777   1,093 -316
250   244 6
78   130 -52
1,975   1,961 14
972   994 -22
825   966 -141
350   500 -150
118   175 -57
2,319   2,446 -127
385   353 32
258   231 27
1,833   1,637 196
17,442   17,366 76
4,360   4,691 -331
1,457   1,390 67
4,764   5,329 -565
1,940   1,886 54
222   238 -16
2,164   1,956 208
1,273   1,152 121
1,325   1,663 -338
1,107   855 252
183   103 80
775   708 67
147   106 41
301   165 136
154   41 113
249   60 189
333   203 130
151   84 67
182   137 45
247   81 166
187   176 11
2,400   2,630 -230
936   911 25
5,045   11,162 -6,117
689   579 110
5,374   7,015 -1,641
594   985 -391
2,337   2,392 -55
2,994   3,112 -118
10,106   10,272 -166
3,273   2,594 679
6,884   1,979 4,905
12,525   10,446 2,079
1,752   1,930 -178
10,597   7,237 3,360
100,737   49,641 51,096
165,318   177,190 -11,872
115,000   115,873 -873
35,526   33,850 1,676
12,172   14,981 -2,809
16,636   17,262 -626
9,973   13,594 -3,621
144   155 -11
5,545   5,198 347
7,576   3,148 4,428
3,745   3,796 -51
3,511   3,643 -132
5,523   3,854 1,669
3,280   3,382 -102
14,239   11,038 3,201
5,050   4,451 599
3,240   3,647 -407
4,194   3,282 912
4,196   1,274 2,922
5,866   5,239 627
5,224   5,698 -474
7,784   8,240 -456
5,759   4,984 775
5,292   1,541 3,751
4,002   2,877 1,125
2,262   2,317 -55
2,203   429 1,774
5,711   5,713 -2
5,528   5,030 498
2,780   3,470 -690
6,932   5,065 1,867
3,058   2,899 159
2,967   3,297 -330
3,599   3,631 -32
759   625 134
3,444   3,434 10
6,951   4,687 2,264
3,457   3,431 26
406   580 -174
3,791   3,462 329
5,531   5,456 75
2,726   2,831 -105
12,538   3,672 8,866
365   346 19
188   165 23
4,592   3,522 1,070
5,163   4,483 680
5,797   5,890 -93
3,390   4,588 -1,198
3,432   3,355 77
4,096   3,476 620
5,048   3,551 1,497
6,556   5,036 1,520
4,358   4,114 244
4,015   2,727 1,288
4,979   4,285 694
4,546   2,357 2,189
3,994   3,976 18
814   670 144
8,813   3,279 5,534
3,096   3,170 -74
2,849   2,896 -47
9,888   8,260 1,628
6,094   4,926 1,168
4,951   5,228 -277
6,197   6,093 104
2,540   2,527 13
1,905   1,855 50
3,349   1,628 1,721
6,117   6,038 79
6,404   4,246 2,158
374   328 46
4,865   5,024 -159
5,724   5,737 -13
4,496   3,714 782
4,244   4,498 -254
4,874   3,030 1,844
4,144   922 3,222
5,138   3,905 1,233
180   139 41
4,444   2,659 1,785
5,271   5,376 -105
3,721   3,420 301
4,964   4,918 46
1,404   1,866 -462
3,706   2,801 905
579   485 94
1,156   1,235 -79
3,842   3,222 620
6,150   6,341 -191
1,106   1,758 -652
1,051   1,433 -382
1,048   1,463 -415
1,032   1,364 -332
707   579 128
1,044   1,601 -557
1,049   1,575 -526
1,064   986 78
302,318   146,558 155,760
8   20 -12
1,414   1,637 -223
696   701 -5
2   2  
994   888 106
599   614 -15
4,009   2,252 1,757
816   701 115
3,254   2,818 436
312   234 78
833   853 -20
83   83  
972   852 120
1,329   1,703 -374
2,232   2,155 77
174   230 -56
5,892   4,790 1,102
870   621 249
2,903   2,131 772
678   920 -242
305   414 -109
169   128 41
6,624   5,251 1,373
1,943   2,429 -486
846   622 224
276   298 -22
3,036   3,817 -781
5,201   9,180 -3,979
1,263   1,246 17
1,554   1,572 -18
953   921 32
1,383   1,810 -427
2,382   2,392 -10
683   636 47
471   406 65
5,091   4,841 250
6,322   8,192 -1,870
10,830   9,214 1,616
545   515 30
695   534 161
942   279 663
1,014   1,028 -14
10,552   7,345 3,207
251   181 70
407   317 90
7,488   7,865 -377
2,475   2,580 -105
2,215   2,152 63
367   710 -343
3,008   3,449 -441
16,124   13,073 3,051
809   758 51
12,030   12,250 -220
1,435   1,212 223
1,509   1,719 -210
618   599 19
1,808   1,486 322
955   809 146
5,406   6,717 -1,311
83   84 -1
763   724 39
1,367   999 368
2,543   2,191 352
1,980   1,785 195
1,497   1,284 213
1,077   904 173
1,198   813 385
808   1,373 -565
1,244   1,265 -21
1,007   834 173
930   864 66
790   636 154
855   614 241
576   504 72
3,568   2,667 901
1,711   2,738 -1,027
5,567   6,508 -941
5,244   7,834 -2,590
342   512 -170
141   212 -71
4,781   5,791 -1,010
1,032   1,255 -223
6,783   8,260 -1,477
859   929 -70
265   229 36
9,126   4,937 4,189
923   801 122
394   330 64
2,056   1,145 911
487   471 16
25   12 13
591   537 54
995   909 86
1,638   8,293 -6,655
599   478 121
47   54 -7
725   646 79
1,493   1,826 -333
747   710 37
1,012   841 171
1,456   1,756 -300
6,971   7,231 -260
1,011   948 63
314   290 24
2,898   1,462 1,436
3,394   2,490 904
777   817 -40
904   773 131
3,055   2,640 415
2,287   1,679 608
1,657   1,466 191
32   25 7
3,614   2,674 940
612   511 101
672   422 250
1,017   1,663 -646
4,749   3,027 1,722
3,234   3,621 -387
425   455 -30
5,522   4,535 987
3,803   3,356 447
6,985   7,018 -33
1,615   1,606 9
      74,771
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       133
b       329
c       2
d       150
e       234
      370
      31
      316
      834
      -164
      1,219
      -238
      2,818
      430
      -3
      -53
      3,664
      -261
      303
      616
      -704
      265
      2,894
      195
      -231
      -39
      1,341
      -577
      3,415
      2,490
      3,484
      2,386
      -252
      262
      929
      1,539
      -118
      83
      254
      -64
      2,110
      -1,136
      686
      130,992
      11,217
      166
      3,816
      316
      1,572
      740
      61
      432
      698
      560
      -51
      35
      1,072
      2,934
      -597
      1,529
      1,507
      -598
      1,559
      -201
      208
      4,049
      572
      373
      -280
      2,836
      -448
      132
      1,974
      1,876
      1,542
      -437
      2,552
      2,984
      258
      1,032
      344
      484
      -174
       
      -167
      43
      3,072
      13,506
      -1
      11,347
      172
      649
      501
      180
      -4,119
      98
      -2,663
      -2,173
      -2,087
      -342
      1,966
      20,135
      -1,344
      -520
      -7
      -94
      389
      2
      157
      504
      -639
      -5,307
      72
      373
      200
      22
      2,354
      -5,472
      1,462
      1,886
      66
      -7,423
      7,909
      351
      -300
      126
      681
      76
      -1
      448
      -5,987
      352
      -2,438
      -253
      62
      -33
      71
      -1,973
      -392
      304
      -3,114
      -186
      -23
      -73
      -37
      800
      5,153
      45
      215
      184
      2,073
      -2,147
      24
      324
      16
      26
      95
      -7,783
      235,508
      -13,087
      21,315
      7
      108
      59,906
      -2
      -30
      -21
      1,422
      -1,963
      6,417
      296
      -833
      725
      4,683
      2,110
      -469
      -786
      404
      5,707
      319
      -1,237
      20
      -679
      1,748
      -987
      -116
      -15
      832
      3,823
      180
      2,267
      1,427
      -1,310
      85
      724
      -120
      -748
      -882
      2,808
      2,970
      2,285
      -1,220
      391
      1,692
      -2,060
      2,182
      401
      218
      192
      2,537
      1,860
      3,097
      -433
      4,015
      -124
      1,430
      -1,069
      2,021
      -2,136
      -30
      2,762
      2,083
      1,509
      -2,117
      3,984
      140
      -21
      3,560
      -1,362
      8,055
      5,548
      504
      1,774
      702
      -136
      -21
      -264
      -57
      -76
      177
      -7
      1,852
      117
      177
      -15
      16
      -8
      1
      15
      13
      -1,190
      -1
      23
      -2
      10
      -1,760
      23
      13
      17
      20
      17
      14
      5
      22
      35
      14
      60
      -901
      -4,270
      46
      -93
      -69
      -31
      -45
      -20
      -467
      95
      134
      -21
      -101
      18
      -3
      7
      18
      15
      54
      70
      -245
       
      137
      -5
      -122
      125
      -8
      -77
      -130
      -2,412
      -4,485
      216
      460
      -180
      30
      -4,486
      -23
      686
      -266
      7,574
      36
      152
      -12
      -199
      8
      -144
      -23
      227
      -55
      -490
      -80
      30
      -226
      -413
      -9
      -1,213
      49,392
      -582
      89
      334
      -5,260
      -183
      -97
      -283
      57
      -71
      -116
      -237
      -105
      101
      -63
      -178
      -70
      -145
      -148
      -118
      -10
      9
      -12
      -862
      -561
      -59
      55
      -57
      -74
      60
      -1,540
      -10
      -590
      -59
      5,918
      -316
      -33
      894
      -64
      -115
      -870
      -177
      -149
      -94
      38
      -400
      -177
      -61
      -57
       
      -15
      -57
      -33
      -50
      -26
      -16
      -91
      -162
      -25
      -62
      -49
      -849
      -125
      -335
      441
      1,084
      -265
      -77
      -10
      641
      -151
      -331
      75
      1,945
      85
      -74
      -5
      -32
      -77
      -53
      -132
      -45
      -1,920
      -128
      -42
      -47
      -36
      7,049
      -7
      -44
      -5
      4
      -52
      10
      -32
      -180
      21
      -11
      -101
      -71
      -207
      -52
      -68
      -49
      -1,609
      -371
      -161
      -116
      -1,453
      -63
      -234
      26
      -61
      -72
      201
      -26
      -34
      15
      -54
      -123
      -101
      -154
      -15,537
      -31
      -334
      -30
       
      -143
      153
      -37
      -2,150
      1,034
      836
       
      -65
      -122
      -12
      2,820
       
      1,985
      905
      -93
      -209
      12
      -42
      2,389
      -81
      -146
      -33
      -15
      -1
      -23
      -136
      -95
      -175
      -35
      -105
      -15
      997
      -170
      -89
      -30
      -17
      1,070
      287
      -1
      -5,425
      -310
      -117
      294
      4,997
      -3,460
      -111
      -160
      33
      4,968
      968
      -73
      199
      137
      -1,672
      133
      -121
       
      5
      4,122
      -1,134
      88
      251
      -126
      745
      1,015
      114
      47
      343
      1,227
      248
      -15
      51
      -612
      -4,579
      303
      -397
      -10
      182
      108
      -84
      2
      -52
      -14
      36
      1
      -633
      1,267
      -1,299
      200
      -2,927
      -23
      -255
      -504
      -89
      -2,136
      -72
      102
      1,178
      169
      112
      -353
      -107
      161
      273
      63
      2
      719
      37
      2,991
      7
      149
      46
      -4
      192
       
      -5
      659
      51
      -118
      -3,496
      264
      295
      31
      130
      -430
      883
      -368
       
      -25
      209
      148
      1,797
      550
      9,647
      -18
      55
      268
      261
      418
      1
      211
      -921
      -43
      17
      3,203
      39
      853
      -29
      3,211
      1,243
      384
      -69
      -621
      762
      2,178
      173
      -584
      34
      -163
      -27
      957
      1,443
      4
      430
      1,169
      -411
      1,019
      81
      8
      -686
      1,192
      2,776
      -244
      93,897
      8,447
      360
      1,179
      26
      28
      -950
      100
      1,185
      268
      804
      159
      1
      955
      -343
      698
      339
      505
      487
      -458
      1,174
      -898
      -15
      -27
      1,336
      -295
      1,926
      248
      13
      855
      -29
      -157
      1,861
      2,634
      513
      1,329
       
      452
      127
      -631
      -213
      61
      -112
      88
      29
      374
      -8
      -4
      10
      103
      223
      -33
      378
      246
      104
      164
      4,854
      4,927
      500
      2,850
      -3
      161
      7,235
      -2,888
      -1,881
      115
       
      110
      937
      36
      51
      -17
      -86
      -45
      750
      261
       
      33
      88
      -2,323
      1,872
      26
      -1,862
      158
      -742
      -285
      -624
      49
      78
      61
      -2,627
      -2,020
      -105
      -793
      61
      197
      56
      3,071
      311
      -8,938
      536
      205
      102
      -494
      -2,300
      1,641
      102
      232
      307
      154
      2,337
      264
      37
      140
      3,721
      116
      -94
      102
      47
      -10
      -1,674
      131
      226
      2,680
      647
      -1
      130
      46
      394
      37
      124
      146
      270
      318
      151
      60
      291
      335
      -152
      134
      62
      210
      -1,096
      -1,119
      -868
      1,098
      -114
      -900
      218
      -2,818
      -192
       
      151
      -1
      341
      2,233
      217
      204
      -131
      -3,250
      172
      3,102
      110
      28
      -1,408
      85
      -2,335
      63
      388
      955
      -90
      92
      565
      93
      142
      -309
      -269
      -4
      -1
      27
      -386
      1,547
      -155
      -316
      6
      -52
      14
      -22
      -141
      -150
      -57
      -127
      32
      27
      196
      76
      -331
      67
      -565
      54
      -16
      208
      121
      -338
      252
      80
      67
      41
      136
      113
      189
      130
      67
      45
      166
      11
      -230
      25
      -6,117
      110
      -1,641
      -391
      -55
      -118
      -166
      679
      4,905
      2,079
      -178
      3,360
      51,096
      -11,872
      -873
      1,676
      -2,809
      -626
      -3,621
      -11
      347
      4,428
      -51
      -132
      1,669
      -102
      3,201
      599
      -407
      912
      2,922
      627
      -474
      -456
      775
      3,751
      1,125
      -55
      1,774
      -2
      498
      -690
      1,867
      159
      -330
      -32
      134
      10
      2,264
      26
      -174
      329
      75
      -105
      8,866
      19
      23
      1,070
      680
      -93
      -1,198
      77
      620
      1,497
      1,520
      244
      1,288
      694
      2,189
      18
      144
      5,534
      -74
      -47
      1,628
      1,168
      -277
      104
      13
      50
      1,721
      79
      2,158
      46
      -159
      -13
      782
      -254
      1,844
      3,222
      1,233
      41
      1,785
      -105
      301
      46
      -462
      905
      94
      -79
      620
      -191
      -652
      -382
      -415
      -332
      128
      -557
      -526
      78
      155,760
      -12
      -223
      -5
       
      106
      -15
      1,757
      115
      436
      78
      -20
       
      120
      -374
      77
      -56
      1,102
      249
      772
      -242
      -109
      41
      1,373
      -486
      224
      -22
      -781
      -3,979
      17
      -18
      32
      -427
      -10
      47
      65
      250
      -1,870
      1,616
      30
      161
      663
      -14
      3,207
      70
      90
      -377
      -105
      63
      -343
      -441
      3,051
      51
      -220
      223
      -210
      19
      322
      146
      -1,311
      -1
      39
      368
      352
      195
      213
      173
      385
      -565
      -21
      173
      66
      154
      241
      72
      901
      -1,027
      -941
      -2,590
      -170
      -71
      -1,010
      -223
      -1,477
      -70
      36
      4,189
      122
      64
      911
      16
      13
      54
      86
      -6,655
      121
      -7
      79
      -333
      37
      171
      -300
      -260
      63
      24
      1,436
      904
      -40
      131
      415
      608
      191
      7
      940
      101
      250
      -646
      1,722
      -387
      -30
      987
      447
      -33
      9
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,121,878
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 652,916 13,254,694 0.049259
2016 665,763 12,362,381 0.053854
2015 620,649 11,911,800 0.052104
2014 595,225 12,594,686 0.04726
2013 518,156 12,107,572 0.042796
2
Total of line 1, column (d) .....................
2
0.245273
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.049055
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
12,956,091
5
Multiply line 4 by line 3......................
5
635,561
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
14,045
7
Add lines 5 and 6........................
7
649,606
8
Enter qualifying distributions from Part XII, line 4,.............
8
691,962
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 14,045
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 14,045
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 14,045
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 36,876
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 36,876
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 22,831
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet7,024 RefundedBullet 11 15,807
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletOH
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .Click to see attachment
    8b
     
    No
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletPNC BANK Telephone no.bullet (412) 768-9969

    Located atbullet116 ALLEGHENY CENTER MALLPITTSBURGHPA ZIP+4bullet15212
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ANDREW MACAOIDH JERGENS TRUSTEE
    1     		0    
    C/O GREATER CINCINNATI FOUNDATION
    CINCINNATI,OH45202
    CONSUELO W HARRIS SECRETARY
    1     		0    
    C/O GREATER CINCINNATI FOUNDATION
    CINCINNATI,OH45202
    ERIC H KEARNEY VICE PRESIDENT
    1     		0    
    C/O GREATER CINCINNATI FOUNDATION
    CINCINNATI,OH45202
    GREATER CINCINNATI FOUNDATION FOUNDATION ADMINISTRATOR
    8     		40,000    
    200 WEST 4TH STREET
    CINCINNATI,OH45202
    JOYCE JENKINS KEESHIN TREASURER
    1     		0    
    C/O GREATER CINCINNATI FOUNDATION
    CINCINNATI,OH45202
    LINDA BUSKEN JERGENS TRUSTEE
    1     		0    
    C/O GREATER CINCINNATI FOUNDATION
    CINCINNATI,OH45202
    MARY ANN HAYS TRUSTEE
    1     		0    
    C/O GREATER CINCINNATI FOUNDATION
    CINCINNATI,OH45202
    MICHAEL B HAYS CHAIRMAN
    1     		0    
    C/O GREATER CINCINNATI FOUNDATION
    CINCINNATI,OH45202
    PETER H DINE-JERGENS PRESIDENT
    1     		0    
    C/O GREATER CINCINNATI FOUNDATION
    CINCINNATI,OH45202
    CAROL BORAM-HAYS TRUSTEE
    1     		0    
    C/O GREATER CINCINNATI FOUNDATION
    CINCINNATI,OH45202
    MAGGIE DINE-JERGENS TRUSTEE
    1     		0    
    C/O GREATER CINCINNATI FOUNDATION
    CINCINNATI,OH45202
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    13,153,392
    b
    Average of monthly cash balances.......................
    1b
    0
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    13,153,392
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    13,153,392
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    197,301
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    12,956,091
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    647,805
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    647,805
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    14,045
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    14,045
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    633,760
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    633,760
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    633,760
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    691,962
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    691,962
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    14,045
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    677,917
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 633,760
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 0
    b From 2014...... 0
    c From 2015...... 37,264
    d From 2016...... 59,218
    e From 2017...... 17,979
    fTotal of lines 3a through e........ 114,461
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 691,962
    a Applied to 2017, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 633,760
    e Remaining amount distributed out of corpus 58,202
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 172,663
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		172,663
    10 Analysis of line 9:
    a Excess from 2014.... 0
    b Excess from 2015.... 37,264
    c Excess from 2016.... 59,218
    d Excess from 2017.... 17,979
    e Excess from 2018.... 58,202
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    THE ANDREW JERGENS FOUNDATION
    C/O GREATER CINCINNATI FDN 720 E
    CINCINNATI,OH45202
    (513) 241-2880
    bThe form in which applications should be submitted and information and materials they should include:
    Letter of inquiry required. Refer to www.gcfdn.org for the on-line form. (From the menu tab select Grants, Private Foundation Grants, and then The Andrew Jergens Foundation)
    cAny submission deadlines:
    See instructions for grant application.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    See instructions for grant application.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    FOUNDATION CENTER
    1422 EUCLID AVENUE STE 1600
    CLEVELAND,OH44115     		NONE PC PROGRAMS IN THE CLEVELAND 300
    GREATER CINCINNATI NATIVE
    AMERICAN COALITION
    PO BOX 14932
    CINCINNATI,OH45214     		NONE PC WORLD PEACE AND PRAYER DAY 1,000
    ELEMENTZ
    1100 RACE STREET
    CINCINNATI,OH45202     		NONE PC TO SUPPORT ARTS INTEGRATION 7,500
    CITYLINK CENTER
    800 BANK STREET
    CINCINNATI,OH45214     		NONE PC TO SUPPORT PROGRAM 10,000
    UNITED NEGRO COLLEGE FUND
    1805 7TH ST NW
    WASHINGTON,DC20001     		NONE PC TO SUPPORT THE 2019 2,000
    CINCINNATI ARTS AND TECHNOLOGY
    700 W PETE ROSE WAY
    CINCINNATI,OH45203     		NONE PC TO SUPPORT THE HIGH SCHOOL 10,000
    TAFT MUSEUM OF ART
    316 PIKE ST
    CINCINNATI,OH45202     		NONE PC TO SUPPORT ART FOR 6,000
    LIGHTHOUSE YOUTH SERVICES INC
    401 E MCMILLAN ST
    CINCINNATI,OH45206     		NONE PC TO SUPPORT MECUM HOUSE 15,000
    FREESTORE-FOODBANK INC
    1141 CENTRAL PARKWAY
    CINCINNATI,OH45202     		NONE PC TO SUPPORT THE POWER PACK - 10,000
    MOUNT ST JOSEPH UNIVERSITY
    5701 DELHI RD
    CINCINNATI,OH45233     		NONE PC TO SUPPORT THE CHILDREN'S 8,000
    INTER PARISH MINISTRY
    3509 DEBOLT RD
    CINCINNATI,OH45244     		NONE PC TO SUPPORT EXPANDING AND 10,000
    MAM-LUFT AND COMPANY DANCE INC
    PO BOX 112120
    CINCINNATI,OH45211     		NONE PC TO SUPPORT FREE EDUCATION 6,000
    MINDPEACE
    5642 HAMILTON AVE
    CINCINNATI,OH45224     		NONE PC TO SUPPORT EXPANDING ACCESS 15,000
    HAMILTON LIVING WATER MINISTRY
    510 S 8TH ST
    HAMILTON,OH45011     		NONE PC TO SUPPORT "CONSTRUYENDO 10,000
    MAY WE HELP
    7501 WOOSTER PIKE
    CINCINNATI,OH45227     		NONE PC TO SUPPORT THE MAY WE HELP 5,000
    JAMES W MILLER MEMORIAL FUND
    5030 OAKLAWN DRIVE
    CINCINNATI,OH45227     		NONE PC TO SUPPORT BUILDING 10,000
    PUBLIC LIBRARY OF CINCINNATI
    800 VINE STREET
    CINCINNATI,OH45202     		NONE PC TO SUPPORT SUMMER ADVENTURE 7,500
    HEARING SPEECH & DEAF CENTER
    2825 BURNET AVE SUITE 330
    CINCINNATI,OH45219     		NONE PC GRANT DISTRIBUTION FOR 12,500
    OHIO HUMANE SOCIETY
    2400 READING ROAD SUITE 122
    CINCINNATI,OH45203     		NONE PC TO SUPPORT THE BOND HILL 10,000
    BOYS GIRLS OF GREATER CINCINNATI
    600 DALTON AVENUE
    CINCINNATI,OH45203     		NONE PC TO SUPPORT THE GRADUATE-K 10,000
    CATHOLIC CHARITIES SW OHIO
    7162 READING ROAD
    CINCINNATI,OH45237     		NONE PC TO SUPPORT THE PARENT 10,000
    CHILDREN'S HOME OF CINCINNATI
    5050 MADISON ROAD
    CINCINNATI,OH45227     		NONE PC TO SUPPORT THE INFANT AND 18,000
    SANTA MARIA COMMUNITY SERVICES
    617 STEINER AVENUE
    CINCINNATI,OH45204     		NONE PC TO SUPPORT BUILDING YOUTH 12,000
    ST JOSEPH ORPHANAGE
    5400 EDALBERT DRIVE
    CINCINNATI,OH45239     		NONE PC SOCIAL EMOTIONAL LEARNING 9,000
    YOUNG MENS CHRISTIAN ASSOCIATION
    1105 ELM ST
    CINCINNATI,OH45202     		NONE PC TO SUPPORT YMCA EARLY 10,000
    UNITED WAY OF GREATER CINCINNATI
    2400 READING ROAD
    CINCINNATI,OH45202     		NONE PC TO SUPPORT UNITED WAY 15,000
    ST VINCENT DE PAUL - CINCINNATI
    1125 BANK STREET
    CINCINNATI,OH45214     		NONE PC TO SUPPORT THE FAMILY 5,000
    YWCA OF GREATER CINCINNATI INC
    898 WALNUT ST
    CINCINNATI,OH45202     		NONE PC SUPPORT 2019 FUND DRIVE & 17,000
    CINCINNATI ASSOCIATION FOR THE BLIND
    2045 GILBERT AVENUE
    CINCINNATI,OH45202     		NONE PC TO SUPPORT CABVI'S EARLY 10,000
    CITY GOSPEL MISSION
    1805 DALTON AVENUE
    CINCINNATI,OH45214     		NONE PC TO SUPPORT THE LITTLE 15,000
    CHRIST HOSPITAL
    2139 AUBURN AVE
    CINCINNATI,OH45219     		NONE PC TO SUPPORT PATIENT 5,000
    BIG BROTHERS BIG SISTERS OF BUTLER CNTY
    1755 S ERIE BLVD STED
    CINCINNATI,OH45011     		NONE PC TO SUPPORT THE SITE BASED 8,000
    CINCINNATI MUSICAL FESTIVAL
    1241 ELM ST
    CINCINNATI,OH45202     		NONE PC TO SUPPORT THE CINCINNATI 5,000
    CLOVERNOOK CENTER FOR THE BLIND
    7000 HAMILTON AVE
    CLEVELAND,OH45231     		NONE PC TO SUPPORT THE PEDIATRIC 10,000
    THE GREATER CINCINNATI FOUNDATION
    720 E PETE ROSE WAY STE 120
    CINCINNATI,OH45202     		NONE PC POWER OF PLACE AND ART 35,000
    GIRL SCOUTS OF WESTERN OHIO
    4930 CORNELL RD
    BLUE ASH,OH45242     		NONE PC TO SUPPORT COMMUNITY 5,000
    4C FOR CHILDREN
    2100 SHERMAN AVE
    CINCINNATI,OH45212     		NONE PC TO SUPPORT RAMP UP FOR 20,000
    CHILDREN'S HOSPITAL MEDICAL
    3333 BURNET AVENUE MLC 9002
    CINCINNATI,OH45229     		NONE PC TO SUPPORT STARSHINE 5,000
    UNIVERSITY OF CINCINNATI FDN
    PO BOX 19970
    CINCINNATI,OH45219     		NONE PC TO SUPPORT THE STEM BICYCLE 10,000
    NAMI OF SOUTHWEST OHIO
    4055 EXECUTIVE PARK DR STE 450
    CINCINNATI,OH45241     		NONE PC TO SUPPORT ENDING THE 5,000
    PROKIDS
    2605 BURNET AVE
    CINCINNATI,OH45219     		NONE PC TO SUPPORT CASA UNIVERSITY 15,000
    CINCINNATI EARLY LEARNING
    1301 E MCMILLAN ST
    CINCINNATI,OH45206     		NONE PC TO SUPPORT FAMILY OUTREACH 13,000
    PHILANTHROPY OHIO
    500 SOUTH FRONT STREET STE 900
    COLUMBUS,OH43215     		NONE PC FOR PROGRAM SUPPORT, 775
    CINCINNATI MUSEUM CENTER
    250 W COURT STREET SUITE 300E
    CINCINNATI,OH45202     		NONE PC TO SUPPORT MEMBERSHIP IN 500
    CHRISTIAN COMMUNITY HEALTH SVCS
    5 EAST LIBERTY ST
    CINCINNATI,OH45202     		NONE PC TO SUPPORT THE PEDIATRIC 10,000
    CINCINNATI BOYCHOIR INC
    650 WALNUT ST
    CINCINNATI,OH45202     		NONE PC TO SUPPORT PASSPORT TO 5,000
    GLAD HOUSE INC
    1994 MADISON ROAD
    CINCINNATI,OH45208     		NONE PC TO SUPPORT ENHANCEMENT OF 10,000
    BI-OKOTO DRUM & DANCE THEATRE
    5601 MONTGOMERY RD
    CINCINNATI,OH45212     		NONE PC TO SUPPORT THE E SIN MI 15,000
    CRAYONS TO COMPUTERS INC
    1350 TENNESSEE AVE
    CINCINNATI,OH45229     		NONE PC TO SUPPORT THE CRAYONS FOR 10,000
    ART OPPORTUNITIES INC
    20 E CENTRAL PARKWAY
    CINCINNATI,OH45202     		NONE PC TO SUPPORT THE ARTWORKS 8,000
    CINCINNATI OBSERVATORY CENTER
    3489 OBSERVATORY PL
    CINCINNATI,OH45208     		NONE PC TO SUPPORT THE 52 ASTRONOMY 5,000
    DOHN COMMUNITY HIGH SCHOOL
    6O8 E MCMILLAN ST
    CINCINNATI,OH45206     		NONE PC TO SUPPORT GIRLS EMPOWERED, 10,000
    ISPACE INC
    100 SCARLET OAKS DRIVE
    CINCINNATI,OH45241     		NONE PC TO SUPPORT THE MAKING 15,000
    LITERACY NETWORK OF GREATER
    19 BROADCAST PLAZA 635 W 7TH ST
    CINCINNATI,OH45203     		NONE PC TO SUPPORT WINNERS READ 10,000
    MILESTONES INC
    12372 RIGGS RD
    INDEPENDENCE,KY41051     		NONE PC TO SUPPORT THE THERAPEUTIC 8,000
    NATIONAL INVENTORS HALL OF FAME
    3701 HIGHLAND PARK NW
    NORTH CANTON,OH44720     		NONE PC TO SUPPORT INNOVATION 365 7,500
    WORDPLAY CINCY
    4041 HAMILTON AVE
    CINCINNATI,OH45223     		NONE PC TO SUPPORT TEACHING 12,000
    THE SALVATION ARMY
    114 EAST CENTRAL PKWY
    CINCINNATI,OH45202     		NONE PC TO SUPPORT THE SALVATION 10,000
    BRIGHTON CENTER INC
    PO BOX 325
    NEWPORT,KY41072     		NONE PC TO SUPPORT THE NORTHERN 15,000
    THE CARNEGIE VISUAL & PERFORMING
    1028 SCOTT BLVD
    COVINGTON,KY41011     		NONE PC SUPPORT CARNEGIE ARTS 5,000
    WELCOME HOUSE OF NORTHERN KENTUCKY
    205 W PIKE ST
    COVINGTON,KY41011     		NONE PC TO SUPPORT GARDENS AT 7,000
    FRIENDS OF SUNROCK FARM INC
    103 GIBSON LANE
    WILDER,OH41076     		NONE PC TO SUPPORT VISIT PROGRAM 10,000
    REDWOOD SCHOOL & REHABILITATION
    71 ORPHANAGE RD
    FORT MITCHELL,KY41017     		NONE PC TO SUPPORT EARLY CARE & 15,000
    MISSION2MOVE
    902 GORHAM DR
    CINCINNATI,OH45245     		NONE PC TO SUPPORT THE PRESCHOOL 10,000
    CISE
    100 EAST EIGHTH STREET 7TH FLOOR
    CINCINNATI,OH45202     		NONE PC TO SUPPORT CISE - 18,000
    MENTORING PLUS
    3075 QUEEN CITY AVE
    CINCINNATI,OH45238     		NONE PC TO SUPPORT MENTORING AND 10,000
    Total .................................bullet 3a 649,575
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 332,992  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 1,121,878  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aLAZARD, LTD     		    14 29  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   1,454,899  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,454,899
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 AccountingFeesSchedule
    Name:
    ANDREW JERGENS FOUNDATION
    EIN:
    31-6038702
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 200     200

    TY 2018 ExplnOfNonFilingWithAGStmt
    Name:
    ANDREW JERGENS FOUNDATION
    EIN:
    31-6038702
    Statement:
    This trust does not provide a copy of Form 990-PF to the Ohio Attorney General because, in lieu thereof, it is required to file an on-line annual report with the Ohio Attorney General's office at www .ohioattorneygeneral.gov.

    TY 2018 InvestmentsOtherSchedule2
    Name:
    ANDREW JERGENS FOUNDATION
    EIN:
    31-6038702
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    MUTUAL FUNDS - FIXED AT COST 3,164,332 3,300,822
    MUTUAL FUNDS - EQUITY AT COST 3,401,843 4,020,930
    OTHER EQUITY-LAZARD AT COST 2,122 2,095

    TY 2018 OtherDecreasesSchedule
    Name:
    ANDREW JERGENS FOUNDATION
    EIN:
    31-6038702
    Description Amount
    KONINKLIJKE ADR FEE POSTED CY REV NY 21
    KONINKLIJKE FOREIGN TAX POST CY REV NY 53
    ADJUSTMENT FOR ROUNDING ON SALES & TRANS 5


    TY 2018 OtherExpensesSchedule
    Name:
    ANDREW JERGENS FOUNDATION
    EIN:
    31-6038702
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    STATE FILING FEES 200 0   200
    MAP MANAGEMENT FEES 13,811 13,811   0
    MEMBERSHIP RENEWAL FEES 525 0   525
    OFFICE EXPENSES 250 0   250
    ADR SERVICE FEES 1,969 1,969   0


    TY 2018 OtherIncomeSchedule2
    Name:
    ANDREW JERGENS FOUNDATION
    EIN:
    31-6038702
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    LAZARD, LTD 29 0  


    TY 2018 OtherIncreasesSchedule
    Name:
    ANDREW JERGENS FOUNDATION
    EIN:
    31-6038702
    Description Amount
    TAX COST ADJ CAPITAL ONE FINANCIAL CORP 0
    TAX COST ADJ FOX CORP CLASS A 571
    TAX COST ADJ FOX CORP CLASS B 308
    TAX COST ADJ MULTICHOICE 168


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    ANDREW JERGENS FOUNDATION
    EIN:
    31-6038702
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PNC AGENT FOR TRUSTEE FEES 28,842 28,842    


    TY 2018 TaxesSchedule
    Name:
    ANDREW JERGENS FOUNDATION
    EIN:
    31-6038702
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 5,771 5,771   0
    FEDERAL TAX PAYMENT - PRIOR YE 16,222 0   0
    FEDERAL ESTIMATES - PRINCIPAL 36,876 0   0