| Category | Amount |
|---|---|
| Smiling Mushroom- support job creation in Vietnam |
| Identifier | Return Reference | Explanation |
|---|---|---|
| Part XV Line 3a, Anza Entrepreneurs Grant, Chin Womens Empowerment Grant Anza Entrepreneurs Grant Gr | Part XV Line 3a Anza Entrepreneurs Grant Chin Womens Empowerment Grant Anza Entrepreneurs Grant Grant Amount 12000 Grant Received 4/5/2019 Grant applied appropriately and no diverted funds. PreInquiry Report for Anza Entrepreneurs available on request. ATX software precludes efiling attachments. Chin Womens Empowerment Grant Annual report for CWEG available on request. ATX software precludes efiling attachments. Grant Amount 5000 Grant Received by grantee Reports received by 3CF 4/24/18 06/04/19 Grant applied appropriately and no diverted funds. Grantees Name Thriive Grant Amount 10000 Date of Grant 3/23/18 Annual Report received 3/12/19 Thriive initially identified local implementing partner in Kenya diverted funds May 2019 Investigation conducted by Oslobased company specialized in identifying and correcting fraud May Oct 2019 Investigation report received by 3CF October 15 2019 Internal investigative reports received by 3CF 8/30/19 9/19/19 10/15/19 All attempts to recover diverted funds were made Open case exists with Kilimani Police OfficerinCharge Any continued action to recover funds relies on Kenyan police and legal system. No payments made to grantee after being made aware of diversion. Total amount of funds diverted from grant equal to 6627.47 Ongoing grants to Thriive Cambodia) 20000 Date of grants 3/23/18 10000) 6/7/19 10000) Completed grants to Thriive 30000 Date of grants 6/29/16 10000 Kenya 10000 Cambodia) 6/27/17 10000 Cambodia) Reports received by 3CF 3/12/19 8/20/18 03/27/18 11/27/17 8/21/17 07/31/17 3/28/17 No diverted funds. Part IX B Line 1 Anza Growth Fund Expenditure Responsibility PreInquiry report for Anza Growth Fund PRI available on request. ATX software precludes efiling attachments. Report date 9/7/18 PRI amount 20000 PRI received 10/16/2018 PRI applied appropriately and no diverted funds. Part IX B Line 3 Smiling Mushroom Expenditure Responsibility Annual report for Smiling Mushroom available on request. ATX software precludes efiling attachments. PRI amount 10000 PRI received by Smiling Mushroom August 10 2017 PRI Annual Report received by 3CF October 26 2018 PRI applied appropriately and no diverted funds. Part XI Line 4 Essmart Expenditure Responsibility Final Report for Essmart available on request. ATX software precludes efiling attachments PRI Amount 20000 PRI Received January 7 2016 Final report received by 3CF on September 21 2018 PRI funds returned to 3CF on Aug 2 2018 PRI applied appropriately and no diverted funds. |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| Marketable Securities | 937,345 | 1,021,505 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| Smiling Mushroom PRI | 7,639 | 4,349 | 4,349 |
| Anza Jibu Loan Receivable | 20,000 | 20,000 | |
| Greenwood Loan | 10,000 | 10,000 | |
| Essmart PRI | 20,000 | ||
| Essmart Interst Receivable | 375 |
| Description | Amount |
|---|---|
| Rounding | 1 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Bank Fees Wire, Paypal ADR Fees | 125 | 125 | ||
| Office Expense | 323 | 245 | ||
| Licenses and Permits | 50 | 50 | ||
| Postage | 25 | 25 | ||
| Website | 234 | 234 | ||
| Dues and Subscriptions | 350 | 350 | ||
| Upaya PRG multi-year grant payable | 40,000 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| Interest Income from PRI Smiling Mushroom | 234 | ||
| Interest Income from PRI AGF Jibu | 205 | ||
| Interest Income from PRI Essmart | 78 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| Chase Credit Card | 75 | 486 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Contractor - website development | 600 | 600 |
| Name | Address |
|---|---|
|
3rd Creek Investments Inc |
999 Driver Way Incline Village,NV89451 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Federal Tax on Net Investment Income | 257 |