Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
THE RESOURCE FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)C/O WJ MCKEEVER CO LLC PO BOX 5147
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
GREENWICH, CT06831
A Employer identification number

22-2870501
B Telephone number (see instructions)

(203) 622-8625
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$15,754,603J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 365,224 365,224  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,457,434
b Gross sales price for all assets on line 6a 5,876,581
7 Capital gain net income (from Part IV, line 2)... 1,457,434
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 1,278 1,278  
12 Total. Add lines 1 through 11........ 1,823,936 1,823,936  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 120,914 30,228   90,686
14 Other employee salaries and wages......        
15 Pension plans, employee benefits....... 41,556 5,402   36,154
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 13,717 2,743   10,974
c Other professional fees (attach schedule).... Click to see attachment 89,515 89,515   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 16,901 8,606   8,295
19 Depreciation (attach schedule) and depletion... Click to see attachment 270 0  
20 Occupancy..............        
21 Travel, conferences, and meetings....... 322 42   280
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 15,576 2,026   13,550
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 298,771 138,562   159,939
25 Contributions, gifts, grants paid....... 597,700 597,700
26 Total expenses and disbursements. Add lines 24 and 25 896,471 138,562   757,639
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 927,465
b Net investment income (if negative, enter -0-) 1,685,374
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 463,012 809,859 809,859
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 100,000 Click to see attachment598,789 617,149
b Investments—corporate stock (attach schedule)....... 11,866,666 Click to see attachment11,959,181 14,327,189
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet4,692
Less: accumulated depreciation (attach schedule) bullet4,286 676 Click to see attachment406 406
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 12,430,354 13,368,235 15,754,603
Liabilities 17 Accounts payable and accrued expenses.......... 229 1,168
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 229 1,168
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 12,260,788 12,270,265
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 169,337 1,096,802
30 Total net assets or fund balances (see instructions)..... 12,430,125 13,367,067
31 Total liabilities and net assets/fund balances (see instructions). 12,430,354 13,368,235
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
12,430,125
2
Enter amount from Part I, line 27a .....................
2
927,465
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
9,477
4
Add lines 1, 2, and 3 ..........................
4
13,367,067
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
13,367,067
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a WEYERHAEUSER P 2016-03-21 2018-02-13
b INTL PAPER CO P 2017-06-02 2018-03-15
c AMAZON COM P 2016-11-15 2018-03-20
d ALPHABET INC P 2014-04-16 2018-03-20
e ALPHABET INC P 2013-03-01 2018-03-20
ALPHABET INC P 2013-01-15 2018-03-20
FACEBOOK INC P 2016-03-21 2018-03-20
FACEBOOK INC P 2016-03-21 2018-04-19
HP INC P 2017-11-03 2018-05-08
SPDR GOLD TRUST P 2018-04-19 2018-06-11
SPDR GOLD TRUST P 2016-04-29 2018-06-11
ALLEGION PUB LTD P 2017-01-09 2018-06-13
ALLEGION PUB LTD P 2017-01-09 2018-07-16
BANK AMER CORP P 2016-11-14 2018-07-16
FORTIVE CORP P 2017-01-09 2018-07-16
MICRON TECH P 2017-11-03 2018-08-16
DISNEY WALT CO P 2018-06-13 2018-08-17
ISHARES TR S&P P 2018-06-11 2018-08-17
JOHNSON & JOHNSON P 2018-06-11 2018-08-17
DUPONT P 2017-01-30 2018-10-10
PAYPAL HLDGS P 2018-07-16 2018-10-10
ALPHABET INC P 2013-01-15 2018-10-17
ROCKWELL AUTOMATION P 2013-05-14 2018-10-17
ISHARES TR S&P P 2018-06-11 2018-10-17
RAYTHEON CO P 2017-01-26 2018-11-14
SABRE CORP COM STK P 2018-05-25 2018-05-25
DENTSPLY SIRONA INC COM STK P 2018-05-25 2018-05-25
SABRE CORP COM STK P 2018-05-25 2018-05-25
QURATE RETAIL INC QVC GROUP COM P 2018-05-25 2018-05-25
KROGER CO COM STK P 2018-05-25 2018-05-25
U S BANCORP P 2018-05-25 2018-05-25
ORACLE CORP P 2018-05-25 2018-05-25
BBH LIMITED DURATION FUND CL I P 2018-05-25 2018-06-29
NIELSEN HOLDINGS PLC FOREIGN STK P 2018-05-25 2018-08-09
NIELSEN HOLDINGS PLC FOREIGN STK P 2018-05-25 2018-08-10
NIELSEN HOLDINGS PLC FOREIGN STK P 2018-05-25 2018-08-10
NIELSEN HOLDINGS PLC FOREIGN STK P 2018-05-25 2018-08-10
NIELSEN HOLDINGS PLC FOREIGN STK P 2018-05-25 2018-08-10
NIELSEN HOLDINGS PLC FOREIGN STK P 2018-05-25 2018-08-10
NIELSEN HOLDINGS PLC FOREIGN STK P 2018-05-25 2018-08-10
NIELSEN HOLDINGS PLC FOREIGN STK P 2018-05-25 2018-08-10
NIELSEN HOLDINGS PLC FOREIGN STK P 2018-05-25 2018-08-15
NIELSEN HOLDINGS PLC FOREIGN STK P 2018-05-25 2018-08-15
BBH LIMITED DURATION FUND CL I P 2018-05-25 2018-08-24
DENTSPLY SIRONA INC COM STK P 2018-05-25 2018-09-05
DENTSPLY SIRONA INC COM STK P 2018-05-25 2018-09-05
DENTSPLY SIRONA INC COM STK P 2018-05-25 2018-09-05
BBH LIMITED DURATION FUND CL I P 2018-05-25 2018-09-05
DENTSPLY SIRONA INC COM STK P 2018-05-25 2018-09-05
DENTSPLY SIRONA INC COM STK P 2018-05-25 2018-09-21
DENTSPLY SIRONA INC COM STK P 2018-05-25 2018-09-21
DENTSPLY SIRONA INC COM STK P 2018-05-25 2018-09-21
DENTSPLY SIRONA INC COM STK P 2018-05-25 2018-09-21
PRAXAIR INC P 2018-05-25 2018-11-01
DENTSPLY SIRONA INC COM STK P 2018-05-25 2018-11-01
BBH LIMITED DURATION FUND CL I P 2018-05-25 2018-11-29
ORACLE CORP P 2018-05-25 2018-11-30
LINDE PLC COM STK P 2018-05-25 2018-11-30
KROGER CO COM STK P 2018-05-25 2018-11-30
U S BANCORP P 2018-05-25 2018-11-30
KROGER CO COM STK P 2018-05-25 2018-11-30
BBH LIMITED DURATION FUND CL I P 2018-05-25 2018-11-30
KROGER CO COM STK P 2018-05-25 2018-12-07
PAYPAL HOLDINGS INC- COM STK P 2016-05-25 2018-01-06
PAYPAL HOLDINGS INC- COM STK P 2016-05-25 2018-01-06
PAYPAL HOLDINGS INC- COM STK P 2016-05-25 2018-01-06
PAYPAL HOLDINGS INC- COM STK P 2016-05-25 2018-01-06
PAYPAL HOLDINGS INC- COM STK P 2016-05-25 2018-01-06
MICROSOFT CORP P 2016-05-25 2018-01-06
MICROSOFT CORP P 2016-05-25 2018-01-23
ALPHABET INC CL C P 2016-05-25 2018-01-23
ALPHABET INC CL C P 2016-05-25 2018-01-23
ZOETIS INC COM STK P 2016-05-25 2018-02-01
MICROSOFT CORP P 2016-05-25 2018-02-01
ZOETIS INC COM STK P 2016-05-25 2018-02-01
MICROSOFT CORP P 2016-05-25 2018-02-17
MICROSOFT CORP P 2016-05-25 2018-02-17
BBH LIMITED DURATION FUND CL I P 2016-05-25 2018-04-11
MICROSOFT CORP P 2016-05-25 2018-04-19
MICROSOFT CORP P 2016-05-25 2018-04-19
BBH LIMITED DURATION FUND CL I P 2016-05-25 2018-05-08
WASTE MANAGEMENT INC P 2016-05-25 2018-05-25
NIELSEN HOLDINGS PLC FOREIGN STK P 2016-05-25 2018-05-25
HENRY SCHEIN INC COM STK P 2016-05-25 2018-05-25
NOVARTIS AG - ADR P 2016-05-25 2018-05-25
PAYPAL HOLDINGS INC- COM STK P 2016-05-25 2018-05-25
WELLS FARGO & CO P 2016-05-25 2018-05-25
PRAXAIR INC P 2016-05-25 2018-05-25
WASTE MANAGEMENT INC P 2016-05-25 2018-05-25
HENRY SCHEIN INC COM STK P 2016-05-25 2018-05-25
PERRIGO CO PLC COM STK P 2016-05-25 2018-05-25
WELLS FARGO & CO P 2016-05-25 2018-05-25
ZOETIS INC COM STK P 2016-05-25 2018-05-25
UNILEVER N V-NY SHARES P 2016-05-25 2018-05-25
PRAXAIR INC P 2016-05-25 2018-05-25
NIELSEN HOLDINGS PLC FOREIGN STK P 2016-05-25 2018-05-25
PRAXAIR INC P 2016-05-25 2018-05-25
NIELSEN HOLDINGS PLC FOREIGN STK P 2016-05-25 2018-05-25
UNILEVER N V-NY SHARES P 2016-05-25 2018-05-25
UNILEVER N V-NY SHARES P 2016-05-25 2018-05-25
NESTLE S A SPONS ADR P 2016-05-25 2018-05-25
QUALCOMM INC P 2016-05-25 2018-05-25
DIAGEO PLC- SPONSORED ADR P 2016-05-25 2018-05-25
BERKSHIRE HATHAWAY INC-CL B P 2016-05-25 2018-05-25
QUALCOMM INC P 2016-05-25 2018-05-25
NESTLE S A SPONS ADR P 2016-05-25 2018-05-25
WELLS FARGO & CO P 2016-05-25 2018-05-25
COMCAST CORP CL A P 2016-05-25 2018-05-25
COMCAST CORP CL A P 2016-05-25 2018-05-25
NESTLE S A SPONS ADR P 2016-05-25 2018-05-25
COMCAST CORP CL A P 2016-05-25 2018-05-25
COMCAST CORP CL A P 2016-05-25 2018-05-25
PAYPAL HOLDINGS INC- COM STK P 2016-05-25 2018-05-25
BBH LIMITED DURATION FUND CL I P 2016-05-25 2018-05-25
NIELSEN HOLDINGS PLC FOREIGN STK P 2016-05-25 2018-05-25
NIELSEN HOLDINGS PLC FOREIGN STK P 2016-05-25 2018-05-25
NIELSEN HOLDINGS PLC FOREIGN STK P 2016-05-25 2018-05-25
NIELSEN HOLDINGS PLC FOREIGN STK P 2016-05-25 2018-05-25
NIELSEN HOLDINGS PLC FOREIGN STK P 2016-05-25 2018-05-25
NIELSEN HOLDINGS PLC FOREIGN STK P 2016-05-25 2018-05-25
NIELSEN HOLDINGS PLC FOREIGN STK P 2016-05-25 2018-05-25
NIELSEN HOLDINGS PLC FOREIGN STK P 2016-05-25 2018-08-08
NIELSEN HOLDINGS PLC FOREIGN STK P 2016-05-25 2018-08-08
NIELSEN HOLDINGS PLC FOREIGN STK P 2016-05-25 2018-08-08
DISCOVERY INC -C P 2016-05-25 2018-10-09
DISCOVERY INC -C P 2016-05-25 2018-10-09
DISCOVERY INC -C P 2016-05-25 2018-10-09
DISCOVERY INC -C P 2016-05-25 2018-10-09
DISCOVERY INC -C P 2016-05-25 2018-10-09
PRAXAIR INC P 2016-05-25 2018-10-09
PRAXAIR INC P 2016-05-25 2018-10-09
PRAXAIR INC P 2016-05-25 2018-10-09
DENTSPLY SIRONA INC COM STK P 2016-05-25 2018-10-09
DENTSPLY SIRONA INC COM STK P 2016-05-25 2018-10-09
DENTSPLY SIRONA INC COM STK P 2016-05-25 2018-10-09
DENTSPLY SIRONA INC COM STK P 2016-05-25 2018-11-28
ORACLE CORP P 2016-05-25 2018-11-30
PERRIGO CO PLC COM STK P 2016-05-25 2018-11-30
ALPHABET INC CL C P 2016-05-25 2018-11-30
CELANESE CORP COM STK P 2016-05-25 2018-11-30
ALPHABET INC CL C P 2016-05-25 2018-11-30
PERRIGO CO PLC COM STK P 2016-05-25 2018-11-30
HENRY SCHEIN INC COM STK P 2016-05-25 2018-11-30
CELANESE CORP COM STK P 2016-05-25 2018-11-30
DIAGEO PLC- SPONSORED ADR P 2016-05-25 2018-11-30
PERRIGO CO PLC COM STK P 2016-05-25 2018-11-30
WASTE MANAGEMENT INC P 2016-05-25 2018-11-30
QUALCOMM INC P 2016-05-25 2018-11-30
DISCOVERY INC -C P 2016-05-25 2018-11-30
HENRY SCHEIN INC COM STK P 2016-05-25 2018-11-30
PAYPAL HOLDINGS INC- COM STK P 2016-05-25 2018-11-30
UNILEVER N V-NY SHARES P 2016-05-25 2018-11-30
DISCOVERY INC -C P 2016-05-25 2018-11-30
BERKSHIRE HATHAWAY INC-CL B P 2016-05-25 2018-11-30
ZOETIS INC COM STK P 2016-05-25 2018-11-30
NOVARTIS AG - ADR P 2016-05-25 2018-11-30
SABRE CORP COM STK P 2016-05-25 2018-11-30
ORACLE CORP P 2016-05-25 2018-11-30
SABRE CORP COM STK P 2016-05-25 2018-11-30
ORACLE CORP P 2016-05-25 2018-11-30
WELLS FARGO & CO P 2016-05-25 2018-11-30
COMCAST CORP CL A P 2016-05-25 2018-11-30
BBH LIMITED DURATION FUND CL I P 2016-05-25 2018-11-30
FROM K-1 ST GAIN P 2018-05-25 2018-11-30
FROM K-1 LT GAIN P 2016-05-25 2018-11-30
BBH PARTNER FUND - INT'L EQUITY P 2016-05-25 2018-11-30
LONGLEAF PARTNERS SMALL CAP FD P 2016-05-25 2018-11-30
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 171,557   151,752 19,805
b 190,332   190,706 -374
c 123,935   58,647 65,288
d 92,602   47,424 45,178
e 25,057   9,255 15,802
2,179   716 1,463
72,110   48,307 23,803
95,495   64,074 31,421
163,951   161,442 2,509
92,331   95,618 -3,287
184,663   185,096 -433
62,519   50,712 11,807
61,389   50,712 10,677
292,074   199,023 93,051
145,278   102,353 42,925
236,454   221,164 15,290
25,308   24,073 1,235
43,664   42,792 872
33,275   30,782 2,493
185,973   186,886 -913
193,002   219,435 -26,433
140,930   44,770 96,160
214,462   112,471 101,991
122,069   128,375 -6,306
273,272   214,782 58,490
167   157 10
3,485   3,774 -289
2,214   2,094 120
2,680   2,829 -149
4,912   4,732 180
10,164   9,941 223
15,220   14,642 578
267,769   268,296 -527
1,087   1,898 -811
1,448   2,505 -1,057
2,106   3,644 -1,538
2,479   4,279 -1,800
2,742   4,627 -1,885
4,387   7,448 -3,061
1,846   2,714 -868
3,297   5,552 -2,255
5,859   6,715 -856
6,926   8,594 -1,668
54,300   54,247 53
1,974   2,516 -542
7,264   9,179 -1,915
4,590   5,787 -1,197
54,300   54,300 0
6,667   8,580 -1,913
388   477 -89
1,009   1,242 -233
1,514   1,865 -351
3,028   3,891 -863
8,173   8,137 36
1,862   2,386 -524
150,000   150,148 -148
1,195   1,126 69
7,872   8,173 -301
1,702   1,322 380
11,605   10,686 919
9,697   7,547 2,150
122,647   123,009 -362
6,649   5,309 1,340
4,560   1,003 3,557
11,007   4,503 6,504
11,793   1,778 10,015
58,964   5,153 53,811
68,949   6,228 62,721
8,855   2,192 6,663
15,931   3,836 12,095
4,001   1,033 2,968
92,740   45,082 47,658
6,611   2,525 4,086
9,424   2,192 7,232
3,011   1,145 1,866
2,708   636 2,072
11,272   2,652 8,620
105,000   105,207 -207
3,667   833 2,834
11,676   2,322 9,354
162,000   162,319 -319
1,076   348 728
671   949 -278
1,768   1,866 -98
1,915   1,796 119
2,029   172 1,857
1,395   784 611
5,875   4,068 1,807
3,062   1,044 2,018
3,535   3,804 -269
3,774   6,327 -2,553
2,791   1,629 1,162
4,243   1,468 2,775
3,104   2,114 990
10,004   6,921 3,083
2,286   3,245 -959
11,909   8,341 3,568
3,139   4,456 -1,317
6,828   4,659 2,169
6,997   4,773 2,224
9,563   3,660 5,903
8,960   8,816 144
25,938   10,448 15,490
44,108   13,248 30,860
14,464   14,376 88
28,688   8,656 20,032
22,328   12,631 9,697
20,618   5,623 14,995
41,235   13,371 27,864
122,400   36,816 85,584
61,853   20,066 41,787
79,299   26,477 52,822
14,941   1,202 13,739
82,231   82,474 -243
1,135   2,134 -999
2,714   5,260 -2,546
3,960   7,616 -3,656
554   1,029 -475
5,518   10,420 -4,902
789   1,482 -693
1,819   3,389 -1,570
6,026   11,281 -5,255
522   980 -458
2,326   4,345 -2,019
2,177   1,995 182
1,693   1,551 142
2,329   2,130 199
1,031   937 94
2,607   2,379 228
20,105   12,771 7,334
24,518   15,747 8,771
28,932   18,253 10,679
186   124 62
5,150   3,458 1,692
3,661   2,463 1,198
3,264   2,189 1,075
239   201 38
385   759 -374
6,917   1,904 5,013
1,618   713 905
20,216   5,603 14,613
1,349   2,652 -1,303
2,236   1,866 370
3,438   1,499 1,939
7,243   2,985 4,258
3,662   7,199 -3,537
5,752   1,660 4,092
3,998   3,918 80
1,980   1,902 78
6,708   5,322 1,386
6,328   515 5,813
4,174   2,882 1,292
2,325   2,230 95
21,808   5,888 15,920
9,368   2,966 6,402
11,426   8,982 2,444
3,272   2,835 437
6,785   5,762 1,023
3,766   3,262 504
7,167   6,096 1,071
10,795   6,274 4,521
15,797   3,460 12,337
77,356   75,748 1,608
    19,129 -19,129
172,888     172,888
15,175     15,175
37,093     37,093
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       19,805
b       -374
c       65,288
d       45,178
e       15,802
      1,463
      23,803
      31,421
      2,509
      -3,287
      -433
      11,807
      10,677
      93,051
      42,925
      15,290
      1,235
      872
      2,493
      -913
      -26,433
      96,160
      101,991
      -6,306
      58,490
      10
      -289
      120
      -149
      180
      223
      578
      -527
      -811
      -1,057
      -1,538
      -1,800
      -1,885
      -3,061
      -868
      -2,255
      -856
      -1,668
      53
      -542
      -1,915
      -1,197
      0
      -1,913
      -89
      -233
      -351
      -863
      36
      -524
      -148
      69
      -301
      380
      919
      2,150
      -362
      1,340
      3,557
      6,504
      10,015
      53,811
      62,721
      6,663
      12,095
      2,968
      47,658
      4,086
      7,232
      1,866
      2,072
      8,620
      -207
      2,834
      9,354
      -319
      728
      -278
      -98
      119
      1,857
      611
      1,807
      2,018
      -269
      -2,553
      1,162
      2,775
      990
      3,083
      -959
      3,568
      -1,317
      2,169
      2,224
      5,903
      144
      15,490
      30,860
      88
      20,032
      9,697
      14,995
      27,864
      85,584
      41,787
      52,822
      13,739
      -243
      -999
      -2,546
      -3,656
      -475
      -4,902
      -693
      -1,570
      -5,255
      -458
      -2,019
      182
      142
      199
      94
      228
      7,334
      8,771
      10,679
      62
      1,692
      1,198
      1,075
      38
      -374
      5,013
      905
      14,613
      -1,303
      370
      1,939
      4,258
      -3,537
      4,092
      80
      78
      1,386
      5,813
      1,292
      95
      15,920
      6,402
      2,444
      437
      1,023
      504
      1,071
      4,521
      12,337
      1,608
      -19,129
      172,888
      15,175
      37,093
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,457,434
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 783,773 14,369,403 0.054545
2016 708,085 13,208,525 0.053608
2015 564,204 13,822,874 0.040817
2014 889,612 12,782,150 0.069598
2013 861,139 10,828,874 0.079522
2
Total of line 1, column (d) .....................
2
0.298090
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.059618
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
15,428,021
5
Multiply line 4 by line 3......................
5
919,788
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
16,854
7
Add lines 5 and 6........................
7
936,642
8
Enter qualifying distributions from Part XII, line 4,.............
8
757,639
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 33,707
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 33,707
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 33,707
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 16,400
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 16,400
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 17,307
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bullet
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. Click to see attachment...............................
    10
    Yes
     
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletROY B SIMPSON Telephone no.bullet (203) 622-8625

    Located atbullet50 VISTA DRGREENWICHCT ZIP+4bullet06830
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ROY B SIMPSON CHMN/PRESIDENT
    10.00     		0 0 0
    50 VISTA DRIVE
    GREENWICH,CT06830
    EDITH J SIMPSON TREASURER
    2.00     		0 0 0
    50 VISTA DRIVE
    GREENWICH,CT06830
    ALISON J ALLEN SECRETARY
    40.00     		120,914 41,556 0
    995 BUCKLEY HIGHWAY
    UNION,CT06076
    MARY-ELIZABETH JOY SIMPSON DIRECTOR
    0.50     		0 0 0
    88 FARMS ROAD
    STAMFORD,CT06903
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    15,145,926
    b
    Average of monthly cash balances.......................
    1b
    517,039
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    15,662,965
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    15,662,965
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    234,944
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    15,428,021
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    771,401
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    771,401
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    33,707
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    33,707
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    737,694
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    737,694
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    737,694
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    757,639
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    757,639
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    757,639
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 737,694
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 333,939
    b From 2014...... 262,578
    c From 2015...... 720,728
    d From 2016...... 51,340
    e From 2017...... 81,665
    fTotal of lines 3a through e........ 1,450,250
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 757,639
    a Applied to 2017, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 737,694
    e Remaining amount distributed out of corpus 19,945
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,470,195
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		333,939
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		1,136,256
    10 Analysis of line 9:
    a Excess from 2014.... 262,578
    b Excess from 2015.... 720,728
    c Excess from 2016.... 51,340
    d Excess from 2017.... 81,665
    e Excess from 2018.... 19,945
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ROY B SIMPSON
    EDITH J SIMPSON
    ALISON J ALLEN
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ADOPT-A-DOG
    PO BOX 11135
    GREENWICH,CT06831     		N/A PUBLIC GENERAL PURPOSES 2,500
    AMERICARES
    88 HAMILTON AVE
    STAMFORD,CT06906     		N/A PUBLIC GENERAL PURPOSES 15,000
    AMOGERONE VOLUNTEER FIRE DEPARTMENT
    PO BOX 121
    GREENWICH,CT06836     		N/A PUBLIC GENERAL PURPOSES 500
    AT HOME IN GREENWICH
    139 E PUTNAM AVENUE
    GREENWICH,CT06830     		N/A PUBLIC GENERAL PURPOSES 5,000
    BACK COUNTRY JAZZ
    543 RIVERSVILLE RD
    GREENWICH,CT06831     		N/A PUBLIC GENERAL PURPOSES 5,000
    BOOTS AND BUDDIES
    160 SUNSET RD
    REDDING,CT06896     		N/A PUBLIC GENERAL PURPOSES 2,400
    BUTTE HUMANE SOCIETY
    2580 FAIR ST
    CHICO,CA95928     		N/A PUBLIC GENERAL PURPOSES 7,000
    BYRAM VOLUNTEER FIRE DEPARTMENT
    264 DELAVAN AVENUE
    GREENWICH,CT06830     		N/A PUBLIC GENERAL PURPOSES 500
    CALL A RIDE
    37 LAFAYETTE PL
    GREENWICH,CT06836     		N/A PUBLIC GENERAL PURPOSES 8,500
    CONNECTICUT FOOD BANK
    229 MOUNTAIN GROVE ST
    BRIDGEPORT,CT06605     		N/A PUBLIC GENERAL PURPOSES 5,000
    CONNECTICUT HUMANE SOCIETY
    701 RUSSELL ROAD
    NEWINGTON,CT06111     		N/A PUBLIC GENERAL PURPOSES 11,260
    CT PUBLIC BROADCASTING
    1049 ASYLUM AVE
    HARTFORD,CT06105     		N/A PUBLIC GENERAL PURPOSES 10,000
    CURE JM FOUNDATION
    836 LYNWOOD DR
    ENCINITAS,CA92024     		N/A PUBLIC GENERAL PURPOSES 500
    ERIC CARLE MUSEUM OF PICTURE BOOK ART
    125 WEST BAY RD
    AMHERST,MA01002     		N/A PUBLIC GENERAL PURPOSES 7,000
    FAMILY CENTERS
    40 ARCH STREET
    GREENWICH,CT06830     		N/A PUBLIC GENERAL PURPOSES 51,500
    FIRST CHURCH OF CHRIST SCIENTIST
    11 PARK PLACE
    GREENWICH,CT06830     		N/A PUBLIC GENERAL PURPOSES 15,100
    FRIENDS OF GREENWICH LIBRARY
    101 WEST PUTNAM AVE
    GREENWICH,CT06830     		  PUBLIC GENERAL PURPOSES 1,000
    FRIENDS OF NATHANIEL WITHERELL
    70 PARSONAGE ROAD
    GREENWICH,CT06830     		N/A PUBLIC GENERAL PURPOSES 10,000
    GREENWICH DEPARTMENT OF HUMAN SERVICES FUND
    101 FIELD POINT RD
    GREENWICH,CT06830     		N/A PUBLIC GENERAL PURPOSES 17,400
    GREENWICH EMERGENCY MANAGEMENT SERVICE INC
    1111 EAST PUTNAM AVENUE
    RIVERSIDE,CT06878     		N/A PUBLIC GENERAL PURPOSES 10,000
    GREENWICH GREEN & CLEAN
    113 PEMBERWICK ROAD
    GREENWICH,CT06831     		N/A PUBLIC GENERAL PURPOSES 2,000
    GREENWICH HOSPITAL FOUNDATION
    35 RIVER RD
    COS COB,CT06807     		N/A PUBLIC GENERAL PURPOSES 2,000
    GREENWICH LAND TRUST
    370 ROUND HILL RD
    GREENWICH,CT06831     		N/A PUBLIC GENERAL PURPOSES 22,500
    GREENWICH SYMPHONY ORCHESTRA
    PO BOX 35
    GREENWICH,CT06836     		N/A PUBLIC GENERAL PURPOSES 2,000
    GREENWICH TREE CONSERVANCY
    PO BOX 4215
    GREENWICH,CT06831     		N/A PUBLIC GENERAL PURPOSES 1,000
    GUIDING EYES
    611 GRANITE SPRINGS RD
    YORKTOWN HEIGHTS,NY10598     		N/A PUBLIC GENERAL PURPOSES 35,000
    HIGH RIDGE HOUSE
    5959 INDEPENDENCE AVE
    BRONX,NY10471     		N/A PUBLIC GENERAL PURPOSES 10,000
    HILL HOUSE
    10 RIVERSIDE AVENUE
    RIVERSIDE,CT06878     		N/A PUBLIC GENERAL PURPOSES 20,000
    JUSTICE IN MOTION
    789 WASHINGTON AVE
    BROOKLYN,NY11238     		N/A PUBLIC GENERAL PURPOSES 25,000
    KIDS IN CRISIS
    1 SALEM ST
    COS COB,CT06807     		N/A PUBLIC GENERAL PURPOSES 10,000
    LITTLE PINK SHELTER
    15 WHITE WOODS LANE
    WESTPORT,CT06880     		N/A PUBLIC GENERAL PURPOSES 2,000
    MEALS ON WHEELS
    89 MAPLE AVE
    GREENWICH,CT06830     		N/A PUBLIC GENERAL PURPOSES 9,000
    NATURAL RESOURCES DEFENSE COUNCIL
    40 WEST 20TH ST 11TH FLOOR
    NEW YORK,NY10011     		N/A PUBLIC GENERAL PURPOSES 6,000
    NEIGHBOR TO NEIGHBOR
    248 EAST PUTNAM AVENUE
    GREENWICH,CT06830     		N/A PUBLIC GENERAL PURPOSES 10,000
    NEW LIFE OF NEW YORK CITY
    66 CLINTON ST
    NEW YORK,NY10002     		N/A PUBLIC GENERAL PURPOSES 500
    OPIN (OUTREACH TO PETS)
    1747 SUMMER ST
    STAMFORD,CT06905     		N/A PUBLIC GENERAL PURPOSES 5,000
    PATHWAYS
    175 MILLBANK AVE
    GREENWICH,CT06830     		N/A PUBLIC GENERAL PURPOSES 3,000
    PETFINDERCOM FOUNDATION
    4729 EAST SUNRISE DRIVE 119
    TUSCON,AZ85718     		N/A PUBLIC GENERAL PURPOSES 250
    PLANNED PARENTHOOD OF SOUTHERN NEW ENGLAND
    345 WHITNEY AVE
    NEW HAVEN,CT06511     		N/A PUBLIC GENERAL PURPOSES 10,000
    PUPPIES BEHIND BARS
    263 W 38TH ST
    NEW YORK,NY10018     		N/A PUBLIC GENERAL PURPOSES 10,000
    RISINGSTARR
    39 PICKETTS RIDGE RD
    WEST REDDING,CT06896     		N/A PUBLIC GENERAL PURPOSES 150
    RIVERHOUSE ADULT DAYCARE
    125 RIVER RD EXT
    COS COB,CT06807     		N/A PUBLIC GENERAL PURPOSES 10,000
    SHRINER HOSPITAL
    2900 ROCKY POINT DRIVE
    TAMPA,FL33607     		N/A PUBLIC GENERAL PURPOSES 2,040
    ST BARNABAS EPISCOPAL CHURCH
    954 LAKE AVENUE
    GREENWICH,CT06831     		N/A PUBLIC GENERAL PURPOSES 11,000
    THE CHARLESTON DOG SHELTER
    PO BOX 118
    CHARLESTON,AR72933     		N/A PUBLIC GENERAL PURPOSES 2,500
    THE GRTA (GREENWICH RIDING & TRAILS ASSOC)
    PO BOX 1403
    GREENWICH,CT06836     		N/A PUBLIC GENERAL PURPOSES 2,000
    THE PRINCIPLE FOUNDATION
    2405 GRAND BLVD SUITE 1040
    KANSAS CITY,MO64108     		N/A PUBLIC GENERAL PURPOSES 7,000
    TRANSPORTATION ASSOCIATION OF GREENWICH
    13 RIVERSIDE AVE
    RIVERSIDE,CT06878     		N/A PUBLIC GENERAL PURPOSES 8,500
    UNION FREE PUBLC LIBRARY
    979 BUCKLEY HWY
    UNION,CT06076     		N/A PUBLIC GENERAL PURPOSES 500
    UNITED WAY OF GREENWICH
    1 LAFAYETTE CT
    GREENWICH,CT06830     		N/A PUBLIC GENERAL PURPOSES 15,000
    VAUGHN COLLEGE OF AERONAUTICS AND TECHNOLOGY
    86-01 23RD AVENUE
    FLUSHING,NY11369     		N/A PUBLIC GENERAL PURPOSES 88,600
    WATERSIDE SCHOOL
    770 PACIFIC STREET
    STAMFORD,CT06902     		N/A PUBLIC GENERAL PURPOSES 63,000
    WISHES FOR HORSES
    40 OAKHILL AVENUE
    NORWALK,CT06854     		N/A PUBLIC GENERAL PURPOSES 2,000
    WNYC NEW YORK PUBLIC RADIO
    160 VARICK STREET
    NEW YORK,NY10013     		N/A PUBLIC GENERAL PURPOSES 15,000
    Total .................................bullet 3a 597,700
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 365,224  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     14 1,278  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 1,457,434  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory     14    
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 1,823,936 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,823,936
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 AccountingFeesSchedule
    Name:
    THE RESOURCE FOUNDATION INC
    EIN:
    22-2870501
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING AND TAX SERVICES 13,717 2,743   10,974

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2018 DepreciationSchedule
    Name:
    THE RESOURCE FOUNDATION INC
    EIN:
    22-2870501
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    COMPUTER & EQUIPMENT 2015-05-18 4,692 1,670 200DB 5.000000000000 270 0    

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    THE RESOURCE FOUNDATION INC
    EIN:
    22-2870501
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ACCENTURE PLC 121,946 141,010
    ALLEGION PLC 51,789 49,819
    ALPHABET INC - CL C 134,139 479,487
    ALPHABET INC/CA-CL A 64,457 231,981
    ALTAROCK PARTNERS 340,000 475,770
    AMAZON 67,555 136,679
    AT&T 206,648 178,232
    BARINGS LOAN SUB TRUST - 1 129,736 139,395
    BARINGS LOAN SUB TRUST - 2 27,714 27,990
    BBH INTL EQUITY FD CL N 355,499 378,424
    BBH INCOME FUND -1 211,990 213,357
    BBH LIMITED DURATION FD 795,706 814,549
    BBH WEALTH STRATEGIES - BARES MID/LARGE CAP 550,000 749,982
    BBH WEALTH STRATEGIES - SELECT EQUITY SERIES 1,045,000 1,125,992
    BBH WEALTH STRATEGIES LLC - V-1 SUB 138,052 151,317
    BBH WEALTH STRATEGIES LLC BURGUNDY 375,000 383,090
    BERKSHIRE HATHAWAY - CL B 213,029 742,194
    BROWN FORMAN 24,115 24,980
    CEDAR ROCK PARTNERS 250,000 232,343
    CLARKSTON CAPITAL PARTNERS 210,000 260,143
    CLEANESE CORP 21,884 49,484
    COPART INC 64,951 60,919
    COMCAST CORP-CL A 32,005 125,985
    DIAGEO PLC - SPONS ADR 29,667 77,990
    DIAMONDBACK 205,499 158,517
    DISCOVERY COMMUNICATIONS 62,256 54,815
    DISNEY 208,267 219,300
    DOLLAR GENERAL 39,094 41,395
    DOUBLELINE TOT RET BD FD 671,305 658,541
    ECOLAB INC 161,108 184,187
    FEDEX CORP 195,824 161,330
    FLEETCOR TECH 101,295 130,190
    GENERAL MILLS INC 48,377 48,675
    HENRY SCHEIN INC 48,226 68,705
    JOHNSON AND JOHNSON 169,424 193,575
    KROGER 58,873 74,250
    KLA TENCOR 39,611 35,796
    LBC CREDIT 50,405 90,012
    LIBERTY GLOBAL PLC 58,894 39,505
    LINDE PLC 73,555 70,218
    LONGLEAF PARTNERS 361,000 275,989
    MICROSOFT CORP 252,228 411,358
    NESTLE SA SPONS ADR 12,517 44,042
    NOVARTIS AG-ADR 68,307 105,117
    ORACLE CORP 128,226 148,995
    PAYPAL HOLDINGS INC 4,122 50,454
    PERRIGO CO 88,355 36,813
    PIMCO INCOME FD - INS 693,823 677,804
    PIMCO MTGE OPPORTUNITIES 1,762,701 1,724,285
    QUALCOMM INC 56,732 56,910
    QURATE RETAIL 31,507 48,722
    RAYTHEON CO 106,694 153,350
    ROPER 193,414 181,234
    SABRE CORP 49,824 51,936
    THERMO FISHER SCIENTIFIC INC 81,247 145,463
    UNILEVER 34,323 48,420
    US BANCORP 49,642 102,825
    VISA 167,811 164,925
    WASTE MANAGEMENT 38,962 120,848
    WELLS FARGO & CO 56,171 95,616
    ZOETIS INC COM 68,680 201,960

    TY 2018 InvestmentsGovtObligationsSch
    Name:
    THE RESOURCE FOUNDATION INC
    EIN:
    22-2870501
    US Government Securities - End of Year Book Value:

    0
    US Government Securities - End of Year Fair Market Value:

    0
    State & Local Government Securities - End of Year Book Value:


    598,789
    State & Local Government Securities - End of Year Fair Market Value:


    617,149


    TY 2018 LandEtcSchedule2
    Name:
    THE RESOURCE FOUNDATION INC
    EIN:
    22-2870501
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    COMPUTER & EQUIPMENT 4,692 4,286 406  


    TY 2018 OtherExpensesSchedule
    Name:
    THE RESOURCE FOUNDATION INC
    EIN:
    22-2870501
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BANK CHARGES 316 41   275
    TELEPHONE 1,121 146   975
    AUTO EXPENSES 10,320 1,342   8,978
    INSURANCE 2,789 363   2,426
    SUPPLIES 1,030 134   896


    TY 2018 OtherIncomeSchedule2
    Name:
    THE RESOURCE FOUNDATION INC
    EIN:
    22-2870501
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    FROM K-1 1,278 1,278 1,278


    TY 2018 OtherIncreasesSchedule
    Name:
    THE RESOURCE FOUNDATION INC
    EIN:
    22-2870501
    Description Amount
    INCREASED MARKET VALUE 9,477


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    THE RESOURCE FOUNDATION INC
    EIN:
    22-2870501
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISORY FEES 89,515 89,515   0


    TY 2018 SubstantialContributorsSch
    Name:
    THE RESOURCE FOUNDATION INC
    EIN:
    22-2870501
    Name Address
    ROY B SIMPSON 50 VISTA DRIVE
    GREENWICH,CT06830


    TY 2018 TaxesSchedule
    Name:
    THE RESOURCE FOUNDATION INC
    EIN:
    22-2870501
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PAYROLL TAXES 9,535 1,240   8,295
    TAXES WITHHELD AT SOURCE 7,366 7,366   0