Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
THE JANE AND DANIEL OCH FAMILY
FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)C/O UE LLC 325 COLUMBIA TPKSTE 202
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
FLORHAM PARK, NJ07932
A Employer identification number

26-3791338
B Telephone number (see instructions)

(973) 408-6700
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$302,878,237J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 30,938,892
2 Check bullet.............
3 Interest on savings and temporary cash investments 50 50  
4 Dividends and interest from securities... 2,319,375 2,319,375  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 -1,269,072
b Gross sales price for all assets on line 6a 48,440,656
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 2,464,915 2,688,679  
12 Total. Add lines 1 through 11........ 34,454,160 5,008,104  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 97,367 0   97,367
b Accounting fees (attach schedule)....... Click to see attachment 109,500 54,750   43,800
c Other professional fees (attach schedule).... Click to see attachment 1,684,980 1,679,586   5,394
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 240,183 8,740   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 16,581 14,702   130
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 2,148,611 1,757,778   146,691
25 Contributions, gifts, grants paid....... 23,559,888 23,559,888
26 Total expenses and disbursements. Add lines 24 and 25 25,708,499 1,757,778   23,706,579
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 8,745,661
b Net investment income (if negative, enter -0-) 3,250,326
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............   -1 -1
2 Savings and temporary cash investments......... 16,691,865 17,545,157 17,545,157
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet   2,000,000 0 0
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 12,628,971 Click to see attachment1,419,567 1,419,567
c Investments—corporate bonds (attach schedule)....... 30,883,790 Click to see attachment29,365,962 29,365,962
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment192,880,947 Click to see attachment216,115,259 Click to see attachment254,547,552
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 255,085,573 264,445,944 302,878,237
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 255,085,573 255,085,573
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 0 9,360,371
30 Total net assets or fund balances (see instructions)..... 255,085,573 264,445,944
31 Total liabilities and net assets/fund balances (see instructions). 255,085,573 264,445,944
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
255,085,573
2
Enter amount from Part I, line 27a .....................
2
8,745,661
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
2,278,342
4
Add lines 1, 2, and 3 ..........................
4
266,109,576
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
1,663,632
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
264,445,944
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 5,000,000 US TREASURY BILL DUE 06/14/2018 OFF THE RUN P 2017-12-14 2018-04-19
b 5,000,000 US TREASURY BILL DUE 12/06/2018 OFF THE RUN P 2017-12-14 2018-12-06
c 450,000 AMERICAN TOWER CORPORATION 3.6% P 2017-12-05 2018-04-06
d 800,000 NEXTERA ENERGY CAPITAL 3.55% P 2017-04-25 2018-04-06
e 500,000 PNC BANK, NATIONAL ASSOCIATION 3.1% P 2017-10-18 2018-04-06
550,000 SIMON PROPERTY GROUP, LP 3.375% P 2017-11-30 2018-04-06
150,000 WASTE MANAGEMENT, INC 3.15% P 2017-10-30 2018-04-06
725,000 HEWLETT-PACKARD CO 4.65% P 2014-01-09 2018-03-26
775,000 WALGREENS BOOT ALLIANCE, INC 3.45% P 2016-05-26 2018-04-06
750,000 MARRIOTT INTERNATIONAL, INC 6.75% P 2016-03-21 2018-05-15
148,000 EASTMAN CHEMICAL COMPANY 2.7% P 2014-11-12 2018-11-29
400,000 EASTMAN CHEMICAL COMPANY 2.7% P 2014-11-10 2018-11-29
100,000 ORACLE CORPORATION 5.75% P 2010-01-22 2018-04-15
500,000 ORACLE CORPORATION 5.75% P 2009-06-25 2018-04-15
500,000 PHILIP MORRIS INTERNATIONAL IN 5.65% P 2009-06-18 2018-05-16
500,000 PEPSICO, INC 5.0% P 2009-06-18 2018-05-16
250,000 TIME WARNER INC P 2009-07-30 2018-06-15
1,205 GOTHAM ENHANCED RETURN FUND CLASS INST P 2017-12-14 2018-09-18
122,418 GOTHAM ENHANCED RETURN FUND CLASS INST P   2018-09-18
639,624 GOTHAM ABSOLUTE RETURN INSTITUTIONAL P   2018-09-18
HIGHFIELDS CAPITAL LTD. P   2018-12-31
ETON PARK OVERSEAS FUND, LTD. P   2018-12-31
DISPOSITION OF COMVEST CAPITAL III INTERNATIONAL (CAYMAN), L.P. P   2018-12-31
DISPOSITION OF STRATEGIC PARTNERS OFFSHORE REAL ESTATE FUND VI, LP P   2018-12-31
DISPOSITION OF SPECIAL CREDIT OPPORTUNITIES (OFFSHORE), LP P   2018-12-31
DISPOSITION OF ARCLIGHT VI FEEDER P   2018-12-31
NET CAPITAL GAIN FROM PASSTHROUGH ENTITIES P   2018-12-31
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 4,987,405   4,964,036 23,369
b 4,919,496   4,919,496 0
c 425,853   447,642 -21,789
d 775,760   797,728 -21,968
e 477,460   499,830 -22,370
526,449   545,677 -19,228
142,787   149,973 -7,186
767,195   758,633 8,562
736,111   773,047 -36,936
750,000   799,628 -49,628
148,000   147,981 19
400,000   399,164 836
100,000   109,870 -9,870
500,000   534,480 -34,480
500,000   516,650 -16,650
500,000   506,835 -6,835
250,000   271,940 -21,940
18,509   17,460 1,049
1,880,339   1,524,713 355,626
9,466,441   8,256,245 1,210,196
150,810   146,643 4,167
709,807   1,005,715 -295,908
4,543,351   6,634,664 -2,091,313
6,875,628   6,906,594 -30,966
2,836,702   4,589,861 -1,753,159
3,148,158   3,485,223 -337,065
1,904,395     1,904,395
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       23,369
b       0
c       -21,789
d       -21,968
e       -22,370
      -19,228
      -7,186
      8,562
      -36,936
      -49,628
      19
      836
      -9,870
      -34,480
      -16,650
      -6,835
      -21,940
      1,049
      355,626
      1,210,196
      4,167
      -295,908
      -2,091,313
      -30,966
      -1,753,159
      -337,065
      1,904,395
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 -1,269,072
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 20,229,817 295,733,440 0.068406
2016 22,136,329 274,036,915 0.080779
2015 9,038,110 268,177,618 0.033702
2014 19,129,787 212,806,615 0.089893
2013 15,858,264 161,837,952 0.097989
2
Total of line 1, column (d) .....................
2
0.370769
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.074154
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
306,798,315
5
Multiply line 4 by line 3......................
5
22,750,322
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
32,503
7
Add lines 5 and 6........................
7
22,782,825
8
Enter qualifying distributions from Part XII, line 4,.............
8
23,706,579
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 32,503
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 32,503
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 32,503
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 192,502
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 170,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 362,502
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 329,999
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet329,999 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletUNTRACHT EARLY LLC Telephone no.bullet (973) 408-6700

    Located atbullet325 COLUMBIA TURNPIKE STE 202FLORHAM PARKNJ ZIP+4bullet07932
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    DANIEL S OCH TRUSTEE/PART-TIME
    0.00     		0 0 0
    C/O UE LLC 325 COLUMBIA TPKE 202
    FLORHAM PARK,NJ07932
    JANE C OCH TRUSTEE/PART-TIME
    0.00     		0 0 0
    C/O UE LLC 325 COLUMBIA TPKE 202
    FLORHAM PARK,NJ07932
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    47,315,374
    b
    Average of monthly cash balances.......................
    1b
    7,798,967
    c
    Fair market value of all other assets (see instructions)................
    1c
    256,356,030
    d
    Total (add lines 1a, b, and c).........................
    1d
    311,470,371
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    311,470,371
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    4,672,056
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    306,798,315
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    15,339,916
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    15,339,916
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    32,503
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    32,503
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    15,307,413
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    15,307,413
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    15,307,413
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    23,706,579
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    23,706,579
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    32,503
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    23,674,076
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 15,307,413
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 7,844,158
    b From 2014...... 8,581,167
    c From 2015......  
    d From 2016...... 8,558,865
    e From 2017...... 5,668,508
    fTotal of lines 3a through e........ 30,652,698
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 23,706,579
    a Applied to 2017, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 15,307,413
    e Remaining amount distributed out of corpus 8,399,166
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 39,051,864
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		7,844,158
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		31,207,706
    10 Analysis of line 9:
    a Excess from 2014.... 8,581,167
    b Excess from 2015....  
    c Excess from 2016.... 8,558,865
    d Excess from 2017.... 5,668,508
    e Excess from 2018.... 8,399,166
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    DANIEL S OCH
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN JEWISH COMMITTEE
    225 MILLBURN AVE 305
    MILLBURN,NJ07041     		NONE PUBLIC GENERAL UNRESTRICTED 250,000
    ASPEN VALLEY HOSPITAL FOUNDATION
    401 CASTLE CREEK ROAD
    ASPEN,CO81611     		NONE PUBLIC GENERAL UNRESTRICTED 200,000
    ATLANTIC GOLF CLUB FOUNDATION
    1040 SCUTTLE HOLE RD PO BOX 1890
    BRIDGEHAMPTON,NY11932     		NONE PUBLIC GENERAL UNRESTRICTED 10,000
    BIRTHRIGHT ISRAEL FOUNDATION
    PO BOX 5892
    HICKSVILLE,NY11802     		NONE PUBLIC GENERAL UNRESTRICTED 1,500,000
    FRIENDS OF SCHOOLS IN THE SQUARE
    120 WADSWORTH AVENUE
    NEW YORK,NY10033     		NONE PUBLIC GENERAL UNRESTRICTED 250,000
    LINCOLN CENTER
    10 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		NONE PUBLIC GENERAL UNRESTRICTED 1,000,000
    MOUNT SINAI MEDICAL CENTER FOUNDATION
    4300 ALTON ROAD SUITE 100
    MIAMI BEACH,FL33140     		NONE PUBLIC GENERAL UNRESTRICTED 100,000
    NATIONAL MUSEUM OF AMERICAN JEWISH HISTORY
    101 SOUTH INDEPENDENCE MALL E
    PHILADELPHIA,PA19106     		NONE PUBLIC GENERAL UNRESTRICTED 50,000
    NEW YORK PRESBYTERIAN FUND INC
    525 E 68TH ST BOX 156
    NEW YORK,NY10065     		NONE PUBLIC GENERAL UNRESTRICTED 4,166,666
    THE JEWISH THEOLOGICAL SEMINARY
    3080 BROADWAY
    NEW YORK,NY10027     		NONE PUBLIC GENERAL UNRESTRICTED 200,000
    THE MUSEUM OF MODERN ART
    11 W 53RD STREET
    NEW YORK,NY10019     		NONE PUBLIC GENERAL UNRESTRICTED 3,225,000
    THE UNIVERSITY OF MICHIGAN
    500 S STATE STREET
    ANN ARBOR,MI48109     		NONE PUBLIC GENERAL UNRESTRICTED 1,000,004
    UJA FEDERATION OF NY
    130 E 59TH STREET
    NEW YORK,NY10022     		NONE PUBLIC GENERAL UNRESTRICTED 5,283,218
    UNITED STATES HOLOCAUST MUSEUM
    100 RAOUL WALLENBERG PL SW
    WASHINGTON,DC20024     		NONE PUBLIC GENERAL UNRESTRICTED 200,000
    UNIVERSITY OF PENNSYLVANIA
    3730 WALNUT STREET
    PHILADELPHIA,PA19104     		NONE PUBLIC GENERAL UNRESTRICTED 100,000
    JESPY HOUSE INC
    102 PROSPECT STREET
    SOUTH ORANGE,NJ07079     		NONE PUBLIC GENERAL UNRESTRICTED 1,000,000
    HARLEM VILLAGE ACADEMIES
    35 WEST 124TH STREET
    NEW YORK,NY10027     		NONE PUBLIC GENERAL UNRESTRICTED 250,000
    UNIVERSITY OF NEW HAMPSHIRE FOUNDATION
    105 MAIN STREET
    DURHAM,NH03824     		NONE PUBLIC GENERAL UNRESTRICTED 1,500,000
    ROBIN HOOD
    826 BROADWAY 9TH FLOOR
    NEW YORK,NY10003     		NONE PUBLIC GENERAL UNRESTRICTED 2,250,000
    ICAHN SCHOOL OF MEDICINE
    1 GUSTAVE L LEVY PLACE
    NEW YORK,NY10029     		NONE PUBLIC GENERAL UNRESTRICTED 25,000
    JEWISH COMMUNAL FUND
    575 MADISON AVENUE SUITE 703
    NEW YORK,NY10022     		NONE PUBLIC GENERAL UNRESTRICTED 1,000,000
    Total .................................bullet 3a 23,559,888
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 50  
    4 Dividends and interest from securities....     14 2,319,375  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     14 2,464,915  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 -1,269,072  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 3,515,268 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    3,515,268
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2018
    Name of the organization
    THE JANE AND DANIEL OCH FAMILY
    FOUNDATION
    Employer identification number

    26-3791338
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018) Page 2
    Name of organization
    THE JANE AND DANIEL OCH FAMILY
    FOUNDATION         		Employer identification number
    26-3791338
    Part I
    Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    DANIEL S OCH  
    C/O UE LLC 325 COLUMBIA TPK STE 202
     
    FLORHAM PARK, NJ07932

    		$ 30,413,011


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    DANIEL S OCH  
    C/O UE LLC 325 COLUMBIA TPK STE 202
     
    FLORHAM PARK, NJ07932

    		$ 525,881


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 3
    Name of organization
    THE JANE AND DANIEL OCH FAMILY
    FOUNDATION         		Employer identification number

    26-3791338
    Part II
    Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 14,388 SHARES OF TRUPANION, INC. $ 525,881 2018-06-13
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 4
    Name of organization
    THE JANE AND DANIEL OCH FAMILY
    FOUNDATION         		Employer identification number

    26-3791338
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2018 AccountingFeesSchedule
    Name:
    THE JANE AND DANIEL OCH FAMILY
     
    FOUNDATION
    EIN:
    26-3791338
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    UNTRACHT EARLY LLC 109,500 54,750   43,800

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    THE JANE AND DANIEL OCH FAMILY
     
    FOUNDATION
    EIN:
    26-3791338
    Name of Bond End of Year Book Value End of Year Fair Market Value
    NOVARTIS SECURITIES INVESTMENT 5.125% 02/10/2019 510,970 510,970
    CISCO SYSTEMS, INC. 4.95% 02/15/2019 612,492 612,492
    FIFTH THIRD BANCORP 2.3% 03/01/2019 754,945 754,945
    WELLS FARGO & COMPANY 2.125% 04/22/2019 1,001,123 1,001,123
    COMCAST CORPORATION 5.7% 07/01/2019 1,222,329 1,222,329
    EBAY INC 2.2% 08/01/2019 350,884 350,884
    FORD MOTOR CREDIT COMPANY LLC 2.597% 11/04/2019 546,190 546,190
    EASTMAN CHEMICAL COMPANY 2.7% 01/15/2020 253,280 253,280
    PEPSICO, INC. 4.5% 01/15/2020 779,183 779,183
    LOWE'S COMPANIES, INC. 4.625% 04/15/2020 1,223,201 1,223,201
    CIGNA CORPORATION 5.125% 06/15/2020 719,507 719,507
    S&P GLOBAL INC 3.3% 08/14/2020 710,170 710,170
    MEDCO HEALTH SOLUTIONS, INC. 4.125% 09/15/2020 869,487 869,487
    ENERGY TRANSFER, LP 4.15% 10/01/2020 355,745 355,745
    UNITEDHEALTH GROUP INC 3.875% 10/15/2020 842,763 842,763
    THE BOEING COMPANY 1.65% 10/30/2020 245,330 245,330
    XILINX, INC. 3.0% 03/15/2021 904,773 904,773
    GENERAL MOTORS FINANCIAL COMPA FRN 04/09/2021 590,851 590,851
    KLA-TENCOR CORPORATION 4.125% 11/01/2021 767,254 767,254
    VERIZON COMMUNICATIONS INC. 3.5% 11/01/2021 1,016,543 1,016,543
    AMPHENOL CORPORATION 4.0% 02/01/2022 312,353 312,353
    SOUTHERN CAL EDISON 2.4% 02/01/2022 974,560 974,560
    BURLINGTON NORTHERN SANTA FE 3.05% 03/15/2022 705,439 705,439
    AUTOZONE, INC. 3.7% 04/15/2022 964,812 964,812
    MERCK & CO., INC. 2.4% 09/15/2022 1,279,781 1,279,781
    AGILENT TECHNOLOGIES, INC. 3.2% 10/01/2022 697,144 697,144
    INTERPUBLIC GROUP COS 4.2% 04/15/2024 478,960 478,960
    JPMORGAN CHASE & CO FRN 04/23/2024 1,263,986 1,263,986
    DOMINION RESOURCES, INC. 3.9% 10/01/2025 1,006,050 1,006,050
    WAL-MART STORES, INC. 3.625% 07/08/2020 796,305 796,305
    FORD MOTOR CREDIT COMPANY LLC 3.2% 01/15/2021 443,032 443,032
    STANLEY BLACK & DECKER INC 2.9% 11/01/2022 888,231 888,231
    CROWN CASTLE INTL CORP 5.25% 01/15/2023 584,446 584,446
    INTERPUBLIC GROUP COS 3.75% 02/15/2023 298,052 298,052
    THOMSON REUTERS CORP 3.35% 05/15/2026 489,369 489,369
    REPUBLIC SERVICES INC. 2.9% 07/01/2026 143,660 143,660
    APPLE INC 2.45% 08/04/2026 910,878 910,878
    THERMO FISCHER SCIENTIFIC INC 2.95% 09/19/2026 558,725 558,725
    ILLINOIS TOOL WORKS INC 2.65% 11/15/2026 373,042 373,042
    ABBVIE INC 3.2% 11/06/2022 494,979 494,979
    ROPER INDUSTRIES, INC. 3.125% 11/15/2022 295,144 295,144
    PNC BANK, NATIONAL ASSOCIATION 3.1% 10/25/2027 479,787 479,787
    GS FINANCIAL SQUARE TREASURY INSTRUMENTS FUND 650,207 650,207

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    THE JANE AND DANIEL OCH FAMILY
     
    FOUNDATION
    EIN:
    26-3791338
    Name of Stock End of Year Book Value End of Year Fair Market Value
    GOTHAM NEUTRAL FUND CLASS I (THRU UBS #1994) 1,419,567 1,419,567

    TY 2018 LegalFeesSchedule
    Name:
    THE JANE AND DANIEL OCH FAMILY
     
    FOUNDATION
    EIN:
    26-3791338
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES - MORGAN LEWIS & BOCKIUS LLP 97,367 0   97,367


    TY 2018 OtherAssetsSchedule
    Name:
    THE JANE AND DANIEL OCH FAMILY
     
    FOUNDATION
    EIN:
    26-3791338
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    PEG SECONDARY PVT EQTY INVESTORS OFFSHORE SPEC LP 2,407,953 1,968,349 1,968,349
    PEG SECONDARY PVT EQTY INVESTORS II OFFSHORE SPEC LP 1,560,597 1,350,812 1,350,812
    PEG DIGITAL GROWTH FUND OFFSHORE LP 1,226,156 1,222,844 113,373
    PEG DIGITAL GROWTH FUND II OFFSHORE, LP 2,613,484 2,669,261 2,568,938
    ETON PARK OVERSEAS FUND LTD 1,405,747 358,991 34,145
    ANCHORAGE CAPITAL PARTNERS 15,000,000 15,000,000 26,931,320
    CANYON BALANCED FUND (CAYMAN) 5,000,000 5,000,000 9,460,860
    CANYON VALUE REALIZATION FUND 5,000,000 5,000,000 9,076,409
    KENSICO OFFSHORE FUND II 10,000,000 10,000,000 14,807,505
    HIGHFIELDS CAPITAL LTD 401,028 72,199 65,620
    OZ CREDIT OPPS OVERSEAS FD LTD 15,000,000 15,000,000 23,828,422
    OZ ENHANCED OVERSEAS FUND LTD 15,000,000 15,000,000 19,996,936
    SPECIAL CREDIT OPPORT. FUND (BLACKROCK) 4,093,343 0 0
    SEQUOIA - SCHF USTE, LP 28,107,013 30,718,005 29,949,923
    C-III RECOVERY FUND II LP 14,748,189 14,330,055 20,703,444
    NORTHWOOD RE PTRS TE LP 2,614,407 3,108,711 3,108,711
    NORTHWOOD RE PTRS TE AIV 7 LP 77,696 126,484 126,484
    NORTHWOOD RE PTRS TE AIV 8 LP 303,891 311,667 311,667
    NORTHWOOD RE PTRS TE AIV 9 LP 79,244 58,387 58,387
    NORTHWOOD RE PTRS TE AIV 2 LP 142,264 118,031 118,031
    NORTHWOOD RE PTRS TE AIV 4 LP 843 1,008 1,008
    NORTHWOOD RE PTRS TE FM AIV LP 4 0 0
    NORTHWOOD RE PTRS TE HOTEL AIV 110 -4,305 -4,305
    NORTHWOOD RE PTRS TE PALACE AIV 177 173 173
    NORTHWOOD RE PTRS TE AIV 5 LP 2,153 2,523 2,523
    NORTHWOOD RE PTRS TE AIV 1 LP -8,169 -20,270 -20,270
    ACCEL GROWTH FUND III LP 651,568 844,481 844,481
    ACCEL XII STRATEGIC PTRS LP 325,508 386,179 386,179
    COMVEST CAPITAL III 7,326,488 0 0
    NORTHWOOD EUROPE (NO.1) LP 5,638,230 4,441,943 4,441,943
    ARCLIGHT ENERGY PARTNERS (AEP) FEEDER FUND VI, INC. 3,510,164 0 0
    OZ INSTITUTIONAL INCOME (OZIID) 11,667,462 0 0
    DST OPPORTUNITIES ACCESS OFFSHORE (GS #3269) 2,286,306 3,247,653 3,247,653
    BDT CAPITAL PARTNERS FUND II 8,753,787 9,698,596 9,866,144
    BDT FUND II-A SPIRTIS LP 0 167,548 167,548
    QUADRO PTRS. (CADRE SERIES B) 999,996 999,996 999,996
    STRATEGIC PARTNERS OFFSHORE REAL ESTATE FUND VI LP 2,814,290 0 0
    OCH-ZIFF REAL ESTATE CREDIT PARALLEL FUND A, L.P. 738,869 1,231,832 1,231,832
    CADRE - CRESTLEIGH INVESTORS PARALLEL LP 788,825 772,077 772,077
    CADRE - BROADWAY INVESTORS LP 976,257 1,091,312 1,091,312
    CADRE - SKYRIDGE INVESTORS PARALLEL LP 402,614 395,898 395,898
    CADRE - WEST PUTNAM INVESTORS PARALLEL LP 759,184 697,423 697,423
    CADRE - CHATHAM HILL HOLDINGS, LLC 2,096,986 2,042,736 2,042,733
    ARCLIGHT LIMETREE AIV LP 160,693 0 0
    LEGACY VENTURE VIII LLC 799,024 2,183,028 2,568,715
    NORTHWOOD R.E. PTRS (AIV ME) 5,312 9,615 9,615
    NORTHWOOD R.E. PTRS (AIV KNE) 38,437 43,040 43,040
    NORTHWOOD R.E. PTRS (AIV 2016) 11,924 12,030 12,030
    NORTHWOOD R.E. PTRS (AIV PM) 33,375 31,120 31,120
    NORTHWOOD R.E. PTRS (AIV PWF) 17,433 30,076 30,076
    NORTHWOOD R.E. PTRS (AIV PWP) 9,160 8,364 8,364
    DISTRIBUTIONS RECEIVABLE 43,925 2,178,913 2,178,913
    CEH FEEDER I 690 574,946 502,588
    DST INVESTMENTS XVI LP 2,986,815 2,935,460 2,935,460
    TRIVE CAPITAL III 14,752 394,550 394,550
    GREENOAKS CAPITAL MS/OSLER 661,842 655,108 655,108
    GREENOAKS CAPITAL MS/BLACKWELL 938,217 924,837 924,837
    GREENOAKS CAPITAL MS/CATHEDRAL SPIRE 0 1,944,281 1,944,281
    GREENOAKS CAPITAL MS/VINCEFINKEL 0 4,963,390 4,963,390
    GREENOAKS CAPITAL MS/MOONEY BRIDGE 0 3,992,225 3,992,225
    GREENOAKS CAPITAL OPPORTUNITIES FUND II 0 367,045 367,045
    ACCEL LEADERS FUND LP 97,720 245,003 245,003
    ACCELL GROWTH FUND IV LP 350,130 683,930 683,930
    FUNDERACLUB 3DJ LLC 2,003,373 2,002,858 2,002,858
    NORTHWOOD R.E. PTRS (AIV SRP) 8,614 7,828 7,828
    NORTHWOOD R.E. PTRS (AIV SRP II) 0 61,190 61,190
    NORTHWOOD R.E. PTRS (AIV BCP) 53,942 22,571 22,571
    TRIDENT VII L.P. 971,242 6,569,512 7,180,290
    TRAILS TX INVESTORS 299,900 311,921 311,921
    ORANGE CENTER TOWER INVESTORS 745,162 717,319 717,319
    STEADVIEW CAPITAL FUND 6,000,000 9,000,000 8,695,890
    SHADOWLAKE INVESTORS I LP 755,012 805,224 805,224
    SCHAUMBURG CC INVESTORS 570,911 740,425 740,425
    SUGARLOAF INVESTORS PARALLEL 281,987 331,660 331,660
    MURRAY TOD INVESTORS 508,691 504,568 504,568
    DST GLOBAL VI LP 0 1,543,845 1,543,845
    SVP HOLDINGS LLC 0 1,400,000 158,995
    COINBASE GLOBAL INC. 0 4,999,946 4,999,946
    TIGER GLOBAL LONG OPP 0 6,000,000 1,683,182
    D1 CAPITAL PARTNERS OFFSHORE 0 1,748,344 1,785,378
    D1 CAPITAL PARTNERS (PI INVEST) 0 3,251,656 3,251,656
    MELVIN CAPITAL OFFSHORE 0 5,000,000 5,000,000
    STONECREST CA INVESTORS I LP 0 740,633 740,633
    LINCOLN CA INVESTORS LP 0 266,989 266,989
    FRANKFORD TX INVESTORS LP 0 501,210 501,210


    TY 2018 OtherDecreasesSchedule
    Name:
    THE JANE AND DANIEL OCH FAMILY
     
    FOUNDATION
    EIN:
    26-3791338
    Description Amount
    UNREALIZED GAINS THROUGH INVESTMENT ACCOUNTS 1,663,632


    TY 2018 OtherExpensesSchedule
    Name:
    THE JANE AND DANIEL OCH FAMILY
     
    FOUNDATION
    EIN:
    26-3791338
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT EXPENSES - ADDEPAR, INC.(IT) 14,587 14,587   0
    MISC. ADMINISTRATIVE EXPENSES 130 0   130
    PENALTIES & INTEREST RELATED TO TAXES 1,749 0   0
    BANK CHARGES 115 115   0


    TY 2018 OtherIncomeSchedule2
    Name:
    THE JANE AND DANIEL OCH FAMILY
     
    FOUNDATION
    EIN:
    26-3791338
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    ACCEL GROWTH FUND III STRATEGIC PARTNERS LP -18,445 -18,445 -18,445
    ACCEL XII STRATEGIC PARTNERS LP -8,820 -8,820 -8,820
    ARCHLIGHT LIMETREE AIV LP -2,292 -2,292 -2,292
    BDT CAPITAL PARTNERS FUND II (TE) LP -6,818 -6,818 -6,818
    C-III RECOVERY FUND II LP -23,241 -23,241 -23,241
    LEGACY VENTURE VIII, LLC -117,180 -117,180 -117,180
    NORTHWOOD REAL ESTATE PARTNERS TE (AIV 1) FEEDER LP -1,024 -1,024 -1,024
    NORTHWOOD REAL ESTATE PARTNERS TE (AIV 2) FEEDER LP -35 -35 -35
    NORTHWOOD REAL ESTATE PARTNERS TE (AIV 2016) FEEDER LP -854 -854 -854
    NORTHWOOD REAL ESTATE PARTNERS TE (AIV 4) FEEDER LP -5 -5 -5
    NORTHWOOD REAL ESTATE PARTNERS TE (AIV 5) FEEDER LP -16 -16 -16
    NORTHWOOD REAL ESTATE PARTNERS TE (AIV 7) FEEDER LP -775 -775 -775
    NORTHWOOD REAL ESTATE PARTNERS TE (AIV 8) FEEDER LP -8,664 -8,664 -8,664
    NORTHWOOD REAL ESTATE PARTNERS TE (AIV 9) FEEDER LP -17,395 -17,395 -17,395
    NORTHWOOD REAL ESTATE PARTNERS TE (AIV KNE) FEEDER LP -267 -267 -267
    NORTHWOOD REAL ESTATE PARTNERS TE (AIV ME) FEEDER LP 918 918 918
    NORTHWOOD REAL ESTATE PARTNERS TE (AIV PM) FEEDER LP -5,379 -5,379 -5,379
    NORTHWOOD REAL ESTATE PARTNERS TE (AIV PWF) FEEDER LP -94 -94 -94
    NORTHWOOD REAL ESTATE PARTNERS TE (AIV PWP) FEEDER LP -751 -751 -751
    NORTHWOOD REAL ESTATE PARTNERS TE (FM AIV) FEEDER LP -5 -5 -5
    NORTHWOOD REAL ESTATE PARTNERS TE (HOTEL AIV) FEEDER LP -669 -669 -669
    NORTHWOOD REAL ESTATE PARTNERS TE (PALACE AIV) FEEDER LP -19 -19 -19
    NORTHWOOD REAL ESTATE PARTNERS TE LP -66,444 -66,444 -66,444
    NORTHWOOD REAL ESTATE PARTNERS TE (AIV SRP II) LP -2,701 -2,701 -2,701
    OZ INSTITUTIONAL INCOME DOMESTIC PARTNERS 357,875 357,875 357,875
    OCH-ZIFF REAL ESTATE CREDIT PARALLEL FUND A 72,664 72,664 72,664
    SCHF USTE, LP (SEQUOIA) 585,853 585,853 585,853
    UBTI - FROM K-1S -223,253 0 -223,253
    THRU COMVEST III 563,960 563,960 563,960
    THRU PEG SECONDARY PRIVATE EQUITY INVESTORS OFFSHORE 64,545 64,545 64,545
    THRU PEG SECONDARY PRIVATE EQUITY INVESTORS OFFSHORE II 275,618 275,618 275,618
    THRU STRATEGIC PARTNERS OFFSHORE REAL ESTATE FUND VI, LP 286,212 286,212 286,212
    GREENOAKS CAPITAL MS LP - BLACKWELL SERIES -12,750 -12,750 -12,750
    NORTHWOOD REAL ESTATE PARTNERS TE AIV BCP HOTEL LP 414 414 414
    NORTHWOOD REAL ESTATE PARTNERS TE (AIV SRP) LP -801 -801 -801
    ACCEL LEADERS FUND LP -53 -53 -53
    ACCEL GROWTH FUND IV LP -19,902 -19,902 -19,902
    FUNDERSCLUB 3DJ LLC -485 -485 -485
    GREENOAKS CAPITAL MS LP - OSLER SERIES -7,418 -7,418 -7,418
    GREENOAKS CAPITAL MS LP - VINCEFINKEL SERIES -3,227 -3,227 -3,227
    GREENOAKS CAPITAL MS LP - MOONEY BRIDGE SERIES -3,078 -3,078 -3,078
    GREENOAKS CAPITAL OPPORTUNITIES FUND II LP -41,566 -41,566 -41,566
    GREENOAKS CAPITAL MS LP - CATHEDRAL SPIRE SERIES -588 -588 -588
    TRIDENT VII, L.P. -139,431 -139,431 -139,431
    DST INVESTMENTS XVI LP -48,097 -48,097 -48,097
    DST GLOBAL VI LP -40,478 -40,478 -40,478
    CEH FEEDER I -76,753 -76,753 -76,753
    JPMORGAN #14008 - FX EXCHANGE RATE GAIN -1,370 -859 -1,370
    INCOME FROM PFIC - NW EUROPE 1,031,443 1,031,443 1,031,443
    INCOME FROM PFIC - CEGEREAL 66,818 66,818 66,818
    INCOME FROM PFIC - NW CGR SCS 63,604 63,604 63,604
    FUND II-A SPIRITS -3,866 -3,866 -3,866


    TY 2018 OtherIncreasesSchedule
    Name:
    THE JANE AND DANIEL OCH FAMILY
     
    FOUNDATION
    EIN:
    26-3791338
    Description Amount
    BOOK-TAX DIFFERENCES THROUGH PARTNERSHIP INVESTMENTS 2,221,004
    UNREALIZED GAIN ON DONATED SHARES 57,337
    ROUNDING DIFFERENCES 1


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    THE JANE AND DANIEL OCH FAMILY
     
    FOUNDATION
    EIN:
    26-3791338
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MGMT. FEES - GOLDMAN SACHS 54,204 54,204   0
    INVESTMENT MGMT. FEES: WILLOUGHBY CAPITAL MGMT. LLC 1,545,393 1,545,393   0
    INVESTMENT MGMT. FEES: JP MORGAN (OFFSHORE FUNDS) 79,989 79,989   0
    OTHER PROFESSIONAL FEES 5,394 0   5,394


    TY 2018 TaxesSchedule
    Name:
    THE JANE AND DANIEL OCH FAMILY
     
    FOUNDATION
    EIN:
    26-3791338
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX WITHHELD/PAID THRU JP MORGAN (OFFSHORE FUNDS) 8,740 8,740   0
    FED TAX PAID (NET OF REFUNDS) (990-PF) 165,000 0   0
    NYS CORP TAX PAID - 2017 BALANCE DUE (CT-13) 16,000 0   0
    STATE TAXES 6,981 0   0
    FRANCHISE TAX 43,462 0   0