Nimick Forbesway Foundation C/O Charles Lh Nimick — Form 990PF, tax year 2018

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Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 07-01-2018 , and ending 06-30-2019
Name of foundation
NIMICK FORBESWAY FOUNDATION
C/O CHARLES LH NIMICK
Number and street (or P.O. box number if mail is not delivered to street address)ONE OXFORD CENTRE 20TH FLOOR
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH, PA15219
A Employer identification number

25-1597437
B Telephone number (see instructions)

(412) 562-1843
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ...
bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$26,697,862
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 91,166 91,166  
4 Dividends and interest from securities... 443,896 443,896  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 571,828
b Gross sales price for all assets on line 6a 12,395,406
7 Capital gain net income (from Part IV, line 2)... 571,828
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,106,890 1,106,890  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 74,805 11,221   63,584
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... 54,522 5,452   49,070
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... 100,951 100,951   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... 17,382 878   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 18,392 0   18,392
22 Printing and publications..........        
23 Other expenses (attach schedule)....... 12,080 227   11,635
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 278,132 118,729   142,681
25 Contributions, gifts, grants paid....... 1,277,250 1,277,250
26 Total expenses and disbursements. Add lines 24 and 25 1,555,382 118,729   1,419,931
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -448,492
b Net investment income (if negative, enter -0-) 988,161
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 1,479,268 984,472 984,472
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 465,882 Click to see attachment782,797 874,205
b Investments—corporate stock (attach schedule)....... 19,008,652 Click to see attachment18,731,706 24,839,185
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 20,953,802 20,498,975 26,697,862
Liabilities 17 Accounts payable and accrued expenses.......... 2,532 979
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 2,532 979
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 14,554,273 14,554,273
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 6,396,997 5,943,723
30 Total net assets or fund balances (see instructions)..... 20,951,270 20,497,996
31 Total liabilities and net assets/fund balances (see instructions). 20,953,802 20,498,975
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
20,951,270
2
Enter amount from Part I, line 27a .....................
2
-448,492
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
20,502,778
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
4,782
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
20,497,996
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a 2800 SHS ABB LTD P 2019-02-13 2019-06-19
b 12,077.30 SHS AQR MANAGED FUTURES P 2019-02-08 2019-04-23
c 1,000 SHS AT&T INC P 2018-10-11 2018-10-31
d 500 SHS DREYFUS OPPORT SM CAP-Y P 2018-03-27 2019-03-20
e 150 SHS ALEXANDRIA REAL ESTATE P 2018-12-14 2019-03-19
90 SHS ALEXANDRIA REAL ESTATE P 2018-12-14 2019-06-03
60 SHS ALEXANDRIA REAL ESTATE P 2018-12-14 2019-06-03
150 SHS ALEXANDRIA REAL ESTATE P 2018-12-27 2019-06-03
20 SHS ALPHABET INC/CA P 2018-09-04 2019-04-25
5 SHS ALPHABET INC/CA P 2018-10-26 2019-04-25
200 SHS AMGEN INC P 2019-04-05 2019-06-19
300 SHS ANADARKO PETE CORP P 2018-08-27 2018-12-27
200 SHS APERGY CORP-W/I P 2018-04-02 2018-07-26
100 SHS APPLE COMPUTER INC COM P 2018-12-10 2019-01-30
100 SHS APPLE COMPUTER INC COM P 2019-01-03 2019-01-30
100 SHS APPLE COMPUTER INC COM P 2019-01-03 2019-03-21
3,417.64 SHS BNY MELLON SMALL/MID CAP FUND M P 2018-03-27 2018-12-03
27.1 BNY MELLON HIGH YIELD-I P 2018-12-04 2019-06-11
250 SHS BAIDU COM INC P 2019-02-11 2019-05-21
200 SHS BAIDU COM INC P 2019-03-22 2019-05-21
1,000 SHS BUILDERS FIRSTSOURCE INC P 2018-08-27 2018-10-12
700 SHS CVS CORP P 2019-01-10 2019-05-17
500 SHS CAMPBELL SOUP COMPANY P 2017-11-21 2018-10-11
200 SHS CAPITAL ONE FINL CORP COM P 2018-07-31 2019-01-28
200 SHS CAPITAL ONE FINL CORP COM P 2018-10-11 2019-01-28
200 SHS CAPITAL ONE FINL CORP COM P 2018-10-23 2019-01-27
400 SHS CARDINAL HEALTH INC COM P 2018-11-21 2019-05-17
200 SHS CELGENE CORP P 2018-02-08 2018-12-04
800 SHS CENTENE CORP DEL P 2019-06-03 2019-06-19
50 SHS CHARTER COMMUNICATIONS INC-A P 2018-02-08 2018-07-09
60 SHS CHARTER COMMUNICATIONS INC-A P 2017-11-20 2018-09-17
30 SHS CHARTER COMMUNICATIONS INC-A P 2018-02-08 2018-09-17
60 SHS CHARTER COMMUNICATIONS INC-A P 2017-11-20 2018-10-31
80 SHS CHIPOTLE MEXICAN GRILL INC P 2018-10-16 2018-11-01
100 SHS CHIPOTLE MEXICAN GRILL P 2018-12-20 2019-01-04
250 SHS COMCAST CORP NEW CL A P 2018-03-23 2018-10-31
1,500 SHS CONVERGYS CORP P 2018-01-30 2018-10-09
.67 SH CORTEVA INC P 2019-02-15 2019-06-13
800 SHS DANA HOLDINGS CORP P 2018-08-27 2018-10-12
1,000 SHS DELTA AIR LINES INC - W/I P 2019-03-25 2019-04-08
500 SHS DICKS SPORTING GOODS INC P 2018-07-30 2018-08-27
300 SHS DISCOVER FINL SVCS P 2018-03-23 2018-08-08
140 SHS DOLLAR TREE INC P 2018-10-11 2018-10-31
1,000 SHS DOMINION RESOURCES INC P 2018-02-01 2018-11-27
400 SHS DOVER CORPORATION P 2018-04-02 2019-01-29
.67 SH DOW INC P 2019-02-15 2019-04-15
.67 SH DUPONT DE NEMOURS INC P 2019-02-15 2019-06-12
700 SHS EQT CORP COM P 2017-11-29 2018-07-26
300 SHS EAST WEST BANCORP INC P 2017-08-29 2018-08-08
500 SHS EAST WEST BANCORP INC P 2018-10-12 2019-01-17
300 SHS EAST WEST BANCORP INC P 2018-10-23 2019-01-17
400 SHS EAST WEST BANCORP INC P 2018-12-06 2019-01-17
600 SHS EAST WEST BANCORP INC P 2018-12-27 2019-01-17
1,000 SHS EBAY INC P 2018-08-10 2018-11-28
1,000 SHS EBAY INC P 2018-08-27 2018-11-28
400 SHS EBAY INC P 2018-10-11 2018-11-28
300 SHS ELECTRONIC ARTS P 2018-09-20 2019-01-18
350 SHS ELECTRONIC ARTS P 2018-10-26 2019-02-11
400 SHS EMCOR GROUP INC COM P 2018-10-12 2019-02-22
80 SHS EQUINIX INC P 2018-10-23 2019-03-19
50 SHS EQUINIX INC P 2018-10-23 2019-06-03
400 SHS EXXON MOBIL CORP P 2018-11-27 2019-04-25
150 SHS FACEBOOK INC P 2018-07-26 2019-01-25
50 SHS FACEBOOK INC P 2018-10-26 2019-01-30
200 SHS FACEBOOK INC P 2018-10-26 2019-01-31
100 SHS FACEBOOK INC P 2018-11-13 2019-04-29
50 SHS FEDEX CORPORATION P 2019-02-15 2019-04-08
150 SHS FEDEX CORPORATION P 2019-03-01 2019-04-08
1,000 SHS FRANKLIN RES INC COM P 2018-04-04 2018-10-11
3,000 SHS GENERAL ELECTRIC CO P 2018-11-15 2019-01-04
2,000 SHS GENERAL ELECTRIC CO P 2018-11-21 2019-01-04
2,000 SHS GENERAL ELECTRIC CO P 2018-12-06 2019-01-04
200 SHS GOLDMAN SACHS GROUP INC P 2018-12-20 2019-01-16
1,000 SHS HALLIBURTON COMPANY COM P 2018-10-01 2019-06-14
500 SHS HALLIBURTON COMPANY COM P 2018-10-08 2019-06-14
500 SHS HALLIBURTON COMPANY COM P 2018-10-18 2019-06-14
400 SHS HALLIBURTON COMPANY COM P 2018-10-23 2019-06-14
600 SHS HALLIBURTON COMPANY COM P 2018-11-13 2019-06-14
1,500 SHS HAWAIIAN HLDGS INC P 2019-05-14 2019-05-16
1,000 SHS HUNTSMAN CORP P 2018-10-12 2018-10-31
400 SHS INTERNATIONAL BUSINESS MACHIENS CORP P 2019-01-17 2019-01-25
1,500 SHS ISHARES MSCI EMERGING MKTS INDEX FD P 2018-04-23 2019-01-30
1,500 SHS ISHARES MSCI EMERGING MKTS INDEX FD P 2018-04-24 2019-01-30
1,000 SHS ISHARES MSCI EAFE SMALL CAP P 2018-11-21 2019-01-30
1,000 SHS ISHARES MSCI EAFE SMALL CAP P 2018-12-04 2019-01-30
1,250 SHS ISHARES CORE MSCI EMERGING P 2018-08-08 2019-04-26
600 SHS KELLOGG COMPANY COMMON P 2018-12-27 2019-06-14
800 SHS KINDER MORGAN HOLDCO LLC P 2017-08-22 2018-07-09
200 SHS KINDER MORGAN HOLDCO LLC P 2017-08-22 2018-07-10
1,000 SHS KINDER MORGAN HOLDCO LLC P 2017-11-01 2018-07-10
1,500 SHS KINDER MORGAN HOLDCO LLC P 2018-01-30 2018-12-13
1,000 SHS KRAFT HEINZ CO/THE P 2018-10-11 2019-06-14
400 SHS KRAFT HEINZ CO/THE P 2018-11-21 2019-06-14
600 SHS KRAFT HEINZ CO/THE P 2019-03-08 2019-06-14
500 SHS KRAFT HEINZ CO/THE P 2019-05-10 2019-06-14
100 SHS LAM RESH CORP COM P 2018-09-21 2018-10-23
400 SHS MICRON TECHNOLOGY P 2018-08-10 2018-10-31
1,000 SHS MICRON TECHNOLOGY P 2019-05-28 2019-06-26
200 SHS MID-AMER APT CMNTYS INC P 2018-12-14 2019-03-19
100 SHS MID-AMER APT CMNTYS INC P 2018-12-14 2019-06-03
200 SHS MID-AMER APT CMNTYS INC P 2018-12-14 2019-06-20
150 SHS MID-AMER APT CMNTYS INC P 2018-12-27 2019-06-20
150 SHS MOHAWK INDS INC P 2018-04-24 2018-07-26
6,315.79 SHS ASG MANAGED FUTURES STRAT-Y P 2019-01-30 2019-06-04
7,382.84 SHS ASG MANAGED FUTURES STRAT-Y P 2019-01-30 2019-06-17
100 SHS NETFLIX COM INC P 2018-10-11 2018-11-01
100 SHS NETFLIX COM INC P 2018-10-26 2019-01-11
70 SHS NETFLIX COM INC P 2018-11-21 2019-01-11
5,266.62 SHS NEUBERGER BERMAN LONG SH-INS P 2018-09-26 2019-06-19
3,148.52 SHS NEUBERGER BERMAN LONG SH-INS P 2018-10-08 2019-06-19
200 SHS NOVARTIS AG SPNSRD ADR P 2018-03-23 2018-09-17
100 SHS NOVARTIS AG SPNSRD ADR P 2018-04-25 2018-09-17
200 SHS NOVARTIS AG SPNSRD ADR P 2018-04-25 2018-10-31
500 SHS ORACLE CORPORATION P 2018-08-21 2019-02-08
400 SHS ORACLE CORPORATION P 2018-08-21 2019-03-19
3,000 SHS PG&E CORP P 2019-01-09 2019-01-14
200 SHS PAYPAL HOLDINGS INC P 2018-08-21 2019-01-04
150 SHS PAYPAL HOLDINGS INC P 2018-10-11 2019-01-04
150 SHS PAYPAL HOLDINGS INC P 2018-10-26 2019-01-04
200 SHS PAYPAL HOLDINGS INC P 2018-11-21 2019-01-04
400 SHS PFIZER INC COM P 2017-11-22 2018-10-31
200 SHS PIONEER NAT RES CO P 2018-11-02 2019-05-17
600 SHS QUALCOMM INC P 2018-11-08 2019-01-07
400 SHS QUALCOMM INC P 2018-11-13 2019-01-07
400 SHS QUALCOMM INC P 2018-11-14 2019-01-07
1,000 SHS SEI INVESTMENTS CO P 2019-01-17 2019-04-23
1,000 SHS SCHNEIDER NATIONAL INC - CL B P 2018-11-21 2019-02-22
500 SHS SCHNEIDER NATIONAL INC -CL B P 2018-11-21 2019-06-06
1,000 SHS SCHNEIDER NATIONAL INC - CL B P 2018-12-06 2019-06-06
500 SHS SCHNEIDER NATIONAL INC -CL B P 2018-12-27 2019-06-06
400 SHS SMUCKER J M CO P 2018-12-27 2019-06-04
3,581.66 SHS STRATEGIC GLBL STOCK-Y P 2018-06-26 2018-11-01
592.07 SHS DREYFUS SELECT MGER S/C VL-Y P 2017-12-29 2018-11-08
3,000 SHS DREYFUS SELECT MGER S/C VL-Y P 2018-03-01 2018-11-08
13.18 SHS DREYFUS SELECT MGER S/C VL-Y P 2018-03-20 2018-11-08
2,000 SHS DREYFUS SELECT MGER S/C VL-Y P 2018-03-27 2018-11-08
800 SHS SYMANTEC CORP P 2017-11-07 2018-07-26
.45 SH SYNNEX CORP P 2018-01-30 2018-10-17
500 SHS SYNCHRONY FINANCIAL P 2018-10-18 2019-01-28
250 SHS TEXAS INSTRUMENTS INC P 2018-10-08 2019-01-31
50 SHS TEXAS INSTRUMENTS INC P 2018-10-08 2019-03-13
250 SHS TEXAS INSTRUMENTS INC P 2018-11-14 2019-03-13
150 SHS TEXAS INSTRUMENTS INC P 2018-11-14 2019-04-05
1,500 SHS UNITED NAT FOODS INC P 2018-12-11 2018-12-27
300 SHS UNITED PARCEL SVC INC CL B P 2018-03-23 2018-07-25
20 SHS VERINT SYSTEMS INC P 2018-11-27 2019-02-22
400 SHS VERINT SYSTEMS INC P 2018-12-06 2019-02-22
980 SHS VERINT SYSTEMS INC P 2018-11-27 2019-03-28
500 SHS WABTEC CORP P 2019-01-30 2019-02-25
200 SHS WAL MART STORES INC P 2018-03-02 2018-08-16
160 SHS WAL MART STORES INC P 2018-03-02 2018-10-31
150 SHS WAL MART STORES INC P 2018-11-21 2019-06-04
1,000 SHS WELLS FARGO & CO NEW P 2019-03-08 2019-04-23
200 SHS RNGERSOLL-RAND PLC P 2018-04-02 2018-07-26
700 SHS JOHNSON CTLS INTL PLC P 2018-09-24 2019-05-01
300 SHS JOHNSON CTLS INTL PLC P 2018-10-08 2019-05-01
1,000 SHS MARVELL TECHNOLOGY GROUP LTD 0.002 P 2018-03-19 2018-09-13
1,000 SHS MARVELL TECHNOLOGY GROUP LTD 0.002 P 2018-04-02 2018-09-13
400 SHS MARVELL TECHNOLOGY GROUP LTD 0.002 P 2018-04-25 2018-09-13
600 SHS MARVELL TECHNOLOGY GROUP LTD 0.002 P 2018-04-27 2018-09-13
3,000 SHS MARVELL TECHNOLOGY GROUP LTD 0.002 P 2018-10-26 2018-11-25
800 SHS MARVELL TECHNOLOGY GROUP LTD 0.002 P 2019-03-13 2019-04-18
1,000 SHS MARVELL TECHNOLOGY GROUP LTD 0.002 P 2019-03-22 2019-04-18
1,000 SHS MARVELL TECHNOLOGY GROUP LTD 0.002 P 2018-11-21 2019-06-26
1,000 SHS MARVELL TECHNOLOGY GROUP LTD 0.002 P 2018-12-27 2019-06-26
700 SHS MARVELL TECHNOLOGY GROUP LTD 0.002 P 2019-03-13 2019-06-26
600 SHS NVENT ELECTRIC PLC P 2017-11-13 2018-07-05
600 SHS NVENT ELECTRIC PLC P 2017-12-26 2018-07-05
600 SHS PENTAIR PLC P 2017-11-13 2018-07-26
600 SHS PENTAIR PLC P 2017-12-26 2018-07-26
300 SHS ABBOTT LABORATORIES P 2016-12-20 2019-05-09
180 SHS ABBOTT LABORATORIES P 2016-12-20 2019-05-20
10,000 SHS DREYFUS GLOBAL REAL RET-Y P 2015-11-18 2019-01-02
8,000 SHS DREYFUS GLOBAL REAL RET-Y P 2016-03-01 2019-01-02
2,000 SHS DREYFUS GLOBAL REAL RET-Y P 2016-04-15 2019-01-02
3,000 SHS DREYFUS GLOBAL REAL RET-Y P 2016-05-20 2019-01-02
12,000 SHS DREYFUS GLOBAL REAL RET-Y P 2016-05-20 2019-01-02
1,000 SHS DREYFUS OPPORT SM CAP-Y P 2018-03-01 2019-03-20
10,359.26 SHS BNY MELLON S/T US GVT SECS FD CL M P 2016-06-23 2018-12-11
4,640.74 SHS BNY MELLON S/T US GVT SECS FD CL M P 2016-07-15 2018-12-11
10,000 SHS BNY MELLON S/T US GVT SECS FD CL M P 2016-07-15 2018-12-20
1,671.12 SHS BNYM GLBL RL RTRN-Y P 2016-03-01 2019-06-04
328.88 SHS BNYM GLBL RL RTRN-Y P 2016-03-01 2019-06-25
6,215.63 SHS BNYM GLBL RL RTRN-Y P 2016-03-07 2019-06-25
8,000 SHS BNY MELLON HIGH YIELD-I P 2015-12-11 2019-06-11
9,000 SHS BNY MELLON HIGH YIELD-I P 2015-12-11 2019-06-11
7 SHS BNY MELLON HIGH YIELD-I P 2017-12-05 2019-06-11
500 SHS CAMPBELL SOUP COMPANY P 2017-09-20 2018-10-11
600 SHS CARDINAL HEALTH INC COM P 2018-05-14 2019-05-17
1,500 SHS CENTRICA PLC P 2017-08-30 2018-12-27
1,500 SHS CENTRICA PLC P 2017-10-26 2018-12-27
1,500 SHS CENTRICA PLC P 2017-11-07 2018-12-27
1,500 SHS CENTRICA PLC P 2017-11-16 2018-12-27
2,000 SHS CENTRICA PLC P 2017-12-21 2018-12-27
80 SHS CHARTER COMMUNICATIONS INC-A P 2017-11-20 2019-02-15
20 SHS CHARTER COMMUNICATIONS INC-A P 2017-11-22 2019-02-15
30 SHS CHARTER COMMUNICATIONS INC-A P 2017-11-22 2019-06-04
360 SHS DOLLAR TREE INC P 2017-07-11 2018-10-31
1,000 SHS DOMINION RESOURCES INC P 2017-08-01 2018-08-17
1,000 SHS DOMINION RESOURCES INC P 2017-07-10 2018-11-27
25,062.66 SHS DREYFUS SELECT MGR L/S EQ-Y P 2016-02-22 2018-09-25
16,750.42 SHS DREYFUS SELECT MGR L/S EQ-Y P 2016-02-24 2018-09-25
2,079 SHS DREYFUS SELECT MGR L/S EQ-Y P 2016-03-10 2018-09-25
4,186.66 SHS DREYFUS SELECT MGR L/S EQ-Y P 2016-03-10 2018-09-25
16,921 SHS DREYFUS SELECT MGR L/S EQ-Y P 2016-04-07 2018-09-25
5,000 SHS DREYFUS SELECT MGR L/S EQ-Y P 2017-06-27 2018-09-25
2,620.69 SHS DREYFUS FLOATING RATE INC-Y P 2016-01-28 2019-01-28
4,000 SHS DREYFUS FLOATING RATE INC-Y P 2016-02-05 2019-01-28
6,000 SHS DREYFUS FLOATING RATE INC-Y P 2016-12-22 2019-01-28
1,000 SHS EAST WEST BANCORP INC P 2017-05-31 2019-01-17
200 SHS EAST WEST BANCORP INC P 2017-08-29 2019-01-17
300 SHS EMCOR GROUP INC COM P 2017-05-17 2019-04-23
500 SHS EMCOR GROUP INC COM P 2017-05-17 2019-05-08
450 SHS EXXON MOBIL CORP P 2002-11-14 2001-04-25
150 SHS EXXON MOBIL CORP P 2017-05-09 2019-04-25
700 SHS GENERAL MILLS INC COM P 2017-05-09 2018-10-31
3,000 SHS ISHARES COMEX GOLD TR P 2017-11-16 2019-01-11
4,000 SHS ISHARES COMEX GOLD TR P 2016-07-20 2019-06-25
31,000 SHS ISHARES COMEX GOLD TR P 2016-07-20 2018-07-31
31,000 SHS ISHARES COMEX GOLD TR P 2016-07-20 2018-08-31
31,000 SHS ISHARES COMEX GOLD TR P 2016-07-20 2018-09-30
31,000 SHS ISHARES COMEX GOLD TR P 2016-07-20 2018-10-31
31,000 SHS ISHARES COMEX GOLD TR P 2016-07-20 2018-11-30
31,000 SHS ISHARES COMEX GOLD TR P 2016-07-20 2018-12-31
3,000 SHS ISHARES BARCLAYS 1-3YR TREASURY BOND P 2017-05-23 2018-12-20
1,000 SHS ISHARES BARCLAYS 1-3YR TREASURY BOND P 2017-05-23 2019-06-26
1,500 SHS ISHARES BARCLAYS 1-3YR TREASURY BOND P 2018-01-04 2019-06-26
3,500 SHS ISHARES BARCLAYS 1-3YR TREASURY BOND P 2018-01-16 2019-06-26
500 SHS KINDER MORGAN HOLDCO LLC P 2017-11-01 2018-12-13
300 SHS MERCK & CO INC P 2018-03-22 2019-04-05
140 SHS MERCK & CO INC P 2018-03-22 2019-05-20
300 SHS MONDELEZ INTERNATIONAL INC P 2017-03-08 2019-06-04
1,000 SHS NATIONAL FUEL GAS COMPANY P 2017-04-10 2019-01-09
100 SHS NEWMONT MINING CORP P 2017-01-25 2019-06-26
200 SHS NEWMONT MINING CORP P 2017-01-26 2019-06-26
500 SHS NEWMONT MINING CORP P 2017-01-27 2019-06-26
100 SHS NOVARTIS AG SPNSRD ADR P 2016-05-19 2019-04-05
300 SHS NOVARTIS AG SPNSRD ADR P 2016-10-25 2019-04-05
500 SHS OUTFRONT MEDIA INC P 2017-04-13 2018-12-27
200 SHS OUTFRONT MEDIA INC P 2017-04-20 2018-12-27
1,800 SHS OUTFRONT MEDIA INC P 2017-05-04 2018-12-27
1,500 SHS PFIZE INC COM P 2017-11-22 2019-04-05
50 SHS PROCTER & GAMBLE CO COM P 2016-02-24 2018-10-31
200 SHS PROCTER & GAMBLE CO COM P 2016-03-14 2018-10-31
250 SHS PROCTER & GAMBLE CO COM P 2016-02-24 2018-11-26
300 SHS SNAP ON INC P 2017-07-24 2018-07-25
394.75 SHS DREYFUS SELECT MGER S/C VL-Y P 2017-06-27 2018-11-08
3,000 SHS DREYFUS SELECT MGER S/C VL-Y P 2017-06-27 2019-02-15
189 SHS SYNNEX CORP P 2018-01-30 2019-06-03
700 SHS SYNCHRONY FINANCIAL P 2001-05-17 2019-01-28
300 SHS SYNCHONY FINANCIAL P 2017-08-29 2019-01-28
400 SHS T-MOBILE US INC P 2017-09-12 2018-10-18
300 SHS T-MOBILE US INC P 2017-09-12 2019-06-04
400 SHS TWENTY FIRST CENTURY FOX INC P 2016-02-09 2018-11-16
500 SHS VANGUARD INDEX TR P 2017-05-04 2019-03-12
200 SHS VERIZON COMMUNICATIONS INC P 2015-12-09 2018-10-26
300 SHS VERIZON COMMUNICATIONS P 2017-06-27 2018-10-26
100 SHS INGERSOLL-RAND PLC P 2015-08-17 2018-07-26
100 SHS INGERSOLL-RAND PLC P 2015-08-17 2019-06-26
200 SHS INGERSOLL-RAND PLC P 2015-12-09 2019-06-26
100 SHS ALCON INC P 2016-02-29 2019-06-03
20 SHS ALCON INC P 2016-10-25 2019-06-03
961 SHS BANK NEW YORK MELLON CORP COM P 2018-09-13 2019-04-17
1,032 SHS BEST BUY INC P 2018-11-13 2019-06-20
871.312 SHS CVS CAREMARK CORP P 2018-11-29 2019-06-20
100,000 SHS COVIDIEN INTL FINANCE SA ISIN P 2018-10-10 2019-04-06
800 SHS DOLLAR TREE INC P 2018-03-05 2018-09-13
150,000 SHS GEORGIA POWER CO UNSC P 2018-01-17 2018-12-01
8,700.21 SHS GOLDMAN SACHS ABSOLUTE RETURN TRACKER FUND CL I P 2018-09-26 2018-11-13
169.134 SHS HARBOR FUND INTERNATIONAL FUND P 2017-12-18 2018-10-12
332 SHS LAM RESEARCH CORP P 2018-09-13 2019-02-21
100,000 SHS MASTERCARD INC UNSC P 2018-09-14 2019-04-01
175,000 SHS MICROSOFT CORP UNSC P 2018-01-17 2018-11-03
150,000 SHS ROYAL BANK OF CANADA SEDOL BYVDH71 ISIN P 2018-01-17 2018-07-30
150,000 SHS TOYOTA MOTOR CREDIT CORP SER MTN UNSC P 2018-03-05 2019-01-17
9,107.468 SHS AQR EQITY MARKET NEUTRAL-I P 2017-01-04 2018-09-26
7,770.169 SHS AQR EQUITY MARKET NEUTRAL-I P 2017-01-04 2018-11-13
1,040 SHS AETNA INC NEW P 2015-01-15 2018-11-29
1 SH AMERICAN INTERNATIONAL GROUP INC P 2001-01-01 2018-08-10
49,070.187 SHS BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO P 2016-03-28 2019-06-20
.312 SH CVS CAREMARK CORP P 1997-01-16 2018-12-06
2,381.688 SHS CVS CAREMARK CORP P 1997-01-16 2019-06-20
100,000 SHS JOHN DEERE CAPITAL CORP UNSC P 2017-01-03 2019-01-08
1,000 SHS EDWARDS LIFESCIENCES CORP P 2016-04-29 2019-02-06
1,203 SHS EXXON MOBIL CORP P 2016-04-29 2019-02-05
661 SHS EXXON MOBIL CORP P 2002-11-14 2019-06-20
3,787.073 SHS HARBOR FUND INTERNATIONAL FUND P 2010-03-02 2018-10-12
100,000 SHS MCDONALD'S CORP UNSC P 2017-01-04 2018-12-07
50,000 MEDTRONIC INC COGT P 2017-03-30 2019-04-06
410 SHS NEXTERA ENERGY INC P 2016-03-21 2019-03-12
10 SHS NEXTERA ENERGY INC P 2016-03-21 2019-06-20
800 SHS PAYPAL HOLDINGS INC W/I P 2015-07-06 2018-11-13
100,000 SHS ROYAL BANK OF CANADA SEDOL P 2017-01-06 2018-12-10
299 SHS STATE STR CORP P 2018-04-30 2019-06-20
800 SHS TEXAS INSTRUMENTS INC P 2016-04-29 2019-03-13
225,000 SHS USA TREASURY NOTES TREASURY INFLATION PROTECTN SECS P 2009-04-07 2019-01-15
1,000 SHS WELLS FARGO & COMPANY NEW P 2018-04-30 2019-06-20
800 SHS NXP SEMICONDUCTORS ISIN P 2014-05-06 2018-09-13
548 SHS NXP SEMICONDUCTORS ISIN P 2014-05-06 2018-10-10
CLASS ACTION PROCEEDS P    
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a 52,555   54,179 -1,624
b 103,744   100,000 3,744
c 30,923   31,879 -956
d 13,320   18,045 -4,725
e 20,899   18,369 2,530
13,220   11,021 2,199
8,808   7,347 1,461
22,020   16,770 5,250
25,368   24,385 983
6,342   5,379 963
36,294   39,132 -2,838
13,065   19,152 -6,087
7,797   7,887 -90
16,460   16,521 -61
16,460   14,371 2,089
19,438   14,371 5,067
51,606   50,000 1,606
165   160 5
29,794   41,970 -12,176
23,836   33,332 -9,496
13,003   16,540 -3,537
37,044   45,934 -8,890
18,550   23,114 -4,564
15,858   18,868 -3,010
15,858   18,258 -2,400
15,858   17,442 -1,584
18,032   21,293 -3,261
14,842   18,620 -3,778
44,169   41,622 2,547
15,398   17,739 -2,341
19,151   20,821 -1,670
9,575   10,643 -1,068
19,279   20,821 -1,542
37,820   34,758 3,062
45,105   40,134 4,971
9,562   8,327 1,235
36,744   34,899 1,845
16   19 -3
12,971   16,663 -3,692
57,739   49,340 8,399
18,094   16,619 1,475
22,641   21,047 1,594
11,788   11,089 699
48,267   50,408 -2,141
34,240   30,337 3,903
38   35 3
50   53 -3
37,968   40,544 -2,576
19,545   16,598 2,947
24,641   27,795 -3,154
14,784   15,900 -1,116
19,713   19,407 306
29,569   25,368 4,201
29,620   34,270 -4,650
29,620   34,656 -5,036
11,848   12,572 -724
27,748   34,038 -6,290
36,218   33,899 2,319
28,909   27,453 1,456
35,402   32,898 2,504
24,254   20,562 3,692
32,899   30,864 2,035
22,240   26,625 -4,385
7,465   7,255 210
34,064   29,021 5,043
19,483   14,205 5,278
9,564   8,890 674
28,693   27,651 1,042
28,624   34,468 -5,844
24,420   25,132 -712
16,280   15,699 581
16,280   14,680 1,600
38,168   33,880 4,288
21,320   40,800 -19,480
10,660   20,930 -10,270
10,660   18,985 -8,325
8,528   14,256 -5,728
12,792   19,350 -6,558
40,600   39,252 1,348
21,940   23,990 -2,050
53,667   48,864 4,803
64,004   70,380 -6,376
64,004   70,043 -6,039
56,009   55,259 750
56,029   55,404 625
65,874   66,975 -1,101
33,999   34,124 -125
14,432   14,787 -355
3,636   3,697 -61
18,182   18,284 -102
24,475   26,660 -2,185
30,021   53,970 -23,949
12,009   20,536 -8,527
18,013   19,224 -1,211
15,011   16,300 -1,289
14,719   15,565 -846
15,110   20,728 -5,618
36,502   32,970 3,532
21,194   20,280 914
11,423   10,140 1,283
23,955   20,280 3,675
17,967   13,987 3,980
27,261   34,071 -6,810
60,000   55,326 4,674
72,057   64,674 7,383
31,678   32,225 -547
33,698   29,899 3,799
23,588   18,606 4,982
75,102   80,000 -4,898
44,898   47,354 -2,456
17,016   15,740 1,276
8,508   7,621 887
17,508   15,242 2,266
25,430   24,308 1,122
21,578   19,446 2,132
26,880   55,769 -28,889
17,185   17,234 -49
12,888   11,425 1,463
12,888   12,525 363
17,185   15,964 1,221
17,216   14,206 3,010
30,864   29,539 1,325
34,062   34,836 -774
22,708   21,691 1,017
22,708   21,584 1,124
57,574   48,704 8,870
23,036   21,919 1,117
8,636   10,960 -2,324
17,272   19,979 -2,707
8,636   9,259 -623
49,774   37,512 12,262
75,179   75,000 179
14,766   14,849 -83
74,820   73,350 1,470
329   333 -4
49,880   48,700 1,180
16,562   22,952 -6,390
35   40 -5
14,975   14,815 160
25,157   25,476 -319
5,371   5,095 276
26,857   23,692 3,165
17,046   14,215 2,831
15,315   20,250 -4,935
35,643   30,564 5,079
1,068   880 188
21,366   17,708 3,658
55,880   43,115 12,765
39,765   34,340 5,425
19,809   17,786 2,023
16,040   14,229 1,811
15,321   14,192 1,129
47,190   49,725 -2,535
19,518   16,544 2,974
27,524   25,410 2,114
11,796   10,899 897
18,147   22,840 -4,693
18,147   20,248 -2,101
7,259   8,196 -937
10,888   12,243 -1,355
47,610   47,340 270
19,868   15,789 4,079
24,834   19,759 5,075
23,857   15,739 8,118
23,857   15,670 8,187
16,700   13,815 2,885
14,851   13,604 1,247
14,851   13,883 968
25,860   27,263 -1,403
25,860   27,823 -1,963
22,845   11,457 11,388
13,606   6,874 6,732
140,400   145,500 -5,100
112,320   115,200 -2,880
28,080   29,160 -1,080
42,120   43,560 -1,440
168,480   174,240 -5,760
26,640   36,260 -9,620
119,028   122,550 -3,522
53,322   54,900 -1,578
115,100   118,300 -3,200
25,000   24,064 936
5,025   4,736 289
94,975   89,132 5,843
48,640   46,720 1,920
54,720   52,560 2,160
43   44 -1
18,550   23,260 -4,710
27,048   32,974 -5,926
9,768   15,282 -5,514
9,768   13,647 -3,879
9,768   13,407 -3,639
9,768   13,122 -3,354
13,024   14,816 -1,792
27,856   27,762 94
6,964   6,688 276
11,646   10,032 1,614
30,312   23,985 6,327
47,254   51,046 -3,792
48,267   50,200 -1,933
324,561   300,000 24,561
216,918   200,000 16,918
26,923   24,886 2,037
54,217   50,114 4,103
219,127   202,883 16,244
64,750   63,050 1,700
30,426   30,400 26
46,440   46,120 320
69,660   72,720 -3,060
49,281   54,923 -5,642
9,856   11,066 -1,210
23,935   18,992 4,943
41,061   31,654 9,407
37,012   15,633 21,379
12,337   12,348 -11
30,604   39,627 -9,023
36,909   36,897 12
54,299   50,526 3,773
79   77 2
75   75 0
73   73 0
76   73 3
75   72 3
77   72 5
249,902   253,704 -3,802
84,663   84,568 95
126,995   125,730 1,265
296,321   293,224 3,097
8,158   8,942 -784
24,352   16,400 7,952
10,969   7,653 3,316
15,590   12,975 2,615
53,397   55,050 -1,653
3,794   3,499 295
7,588   6,844 744
18,971   17,223 1,748
9,381   7,467 1,914
28,143   21,908 6,235
8,636   12,610 -3,974
3,454   5,139 -1,685
31,088   40,948 -9,860
68,725   56,824 11,901
4,432   4,046 386
17,730   16,254 1,476
22,990   20,227 2,763
50,127   44,271 5,856
9,845   9,510 335
65,130   72,270 -7,140
16,753   16,829 -76
20,965   18,683 2,282
8,985   9,066 -81
27,505   25,202 2,303
22,508   18,902 3,606
19,276   9,190 10,086
42,746   39,671 3,075
11,132   9,064 2,068
16,698   13,491 3,207
9,759   6,129 3,630
12,425   6,129 6,296
24,850   10,942 13,908
5,882   4,333 1,549
1,176   887 289
47,680   49,432 -1,752
70,350   69,591 759
47,799   70,328 -22,529
101,927   101,757 170
67,362   77,528 -10,166
150,000   149,979 21
83,000   85,349 -2,349
10,158   11,352 -1,194
59,749   51,026 8,723
100,000   99,866 134
175,000   174,319 681
150,000   149,954 46
150,000   149,748 252
100,000   107,924 -7,924
83,219   92,077 -8,858
221,128   94,357 126,771
21     21
486,286   468,282 18,004
24   1 23
130,657   104,745 25,912
100,000   100,566 -566
167,800   106,620 61,180
90,411   106,772 -16,361
50,473   32,507 17,966
227,452   200,678 26,774
100,000   100,709 -709
50,000   50,744 -744
77,887   48,384 29,503
2,064   1,180 884
67,263   29,444 37,819
100,000   100,477 -477
16,528   30,224 -13,696
86,375   46,192 40,183
264,616   233,369 31,247
45,779   52,619 -6,840
73,567   48,612 24,955
42,985   33,299 9,686
      2,048
121,502     121,502
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a       -1,624
b       3,744
c       -956
d       -4,725
e       2,530
      2,199
      1,461
      5,250
      983
      963
      -2,838
      -6,087
      -90
      -61
      2,089
      5,067
      1,606
      5
      -12,176
      -9,496
      -3,537
      -8,890
      -4,564
      -3,010
      -2,400
      -1,584
      -3,261
      -3,778
      2,547
      -2,341
      -1,670
      -1,068
      -1,542
      3,062
      4,971
      1,235
      1,845
      -3
      -3,692
      8,399
      1,475
      1,594
      699
      -2,141
      3,903
      3
      -3
      -2,576
      2,947
      -3,154
      -1,116
      306
      4,201
      -4,650
      -5,036
      -724
      -6,290
      2,319
      1,456
      2,504
      3,692
      2,035
      -4,385
      210
      5,043
      5,278
      674
      1,042
      -5,844
      -712
      581
      1,600
      4,288
      -19,480
      -10,270
      -8,325
      -5,728
      -6,558
      1,348
      -2,050
      4,803
      -6,376
      -6,039
      750
      625
      -1,101
      -125
      -355
      -61
      -102
      -2,185
      -23,949
      -8,527
      -1,211
      -1,289
      -846
      -5,618
      3,532
      914
      1,283
      3,675
      3,980
      -6,810
      4,674
      7,383
      -547
      3,799
      4,982
      -4,898
      -2,456
      1,276
      887
      2,266
      1,122
      2,132
      -28,889
      -49
      1,463
      363
      1,221
      3,010
      1,325
      -774
      1,017
      1,124
      8,870
      1,117
      -2,324
      -2,707
      -623
      12,262
      179
      -83
      1,470
      -4
      1,180
      -6,390
      -5
      160
      -319
      276
      3,165
      2,831
      -4,935
      5,079
      188
      3,658
      12,765
      5,425
      2,023
      1,811
      1,129
      -2,535
      2,974
      2,114
      897
      -4,693
      -2,101
      -937
      -1,355
      270
      4,079
      5,075
      8,118
      8,187
      2,885
      1,247
      968
      -1,403
      -1,963
      11,388
      6,732
      -5,100
      -2,880
      -1,080
      -1,440
      -5,760
      -9,620
      -3,522
      -1,578
      -3,200
      936
      289
      5,843
      1,920
      2,160
      -1
      -4,710
      -5,926
      -5,514
      -3,879
      -3,639
      -3,354
      -1,792
      94
      276
      1,614
      6,327
      -3,792
      -1,933
      24,561
      16,918
      2,037
      4,103
      16,244
      1,700
      26
      320
      -3,060
      -5,642
      -1,210
      4,943
      9,407
      21,379
      -11
      -9,023
      12
      3,773
      2
      0
      0
      3
      3
      5
      -3,802
      95
      1,265
      3,097
      -784
      7,952
      3,316
      2,615
      -1,653
      295
      744
      1,748
      1,914
      6,235
      -3,974
      -1,685
      -9,860
      11,901
      386
      1,476
      2,763
      5,856
      335
      -7,140
      -76
      2,282
      -81
      2,303
      3,606
      10,086
      3,075
      2,068
      3,207
      3,630
      6,296
      13,908
      1,549
      289
      -1,752
      759
      -22,529
      170
      -10,166
      21
      -2,349
      -1,194
      8,723
      134
      681
      46
      252
      -7,924
      -8,858
      126,771
      21
      18,004
      23
      25,912
      -566
      61,180
      -16,361
      17,966
      26,774
      -709
      -744
      29,503
      884
      37,819
      -477
      -13,696
      40,183
      31,247
      -6,840
      24,955
      9,686
      2,048
      121,502
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 571,828
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ...................
Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 1,197,926 26,206,084 0.045712
2016 1,139,357 24,902,698 0.045752
2015 1,137,453 24,150,010 0.047099
2014 1,244,279 26,389,200 0.047151
2013 1,186,651 24,928,041 0.047603
2
Total of line 1, column (d) .....................
2
0.233317
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.046663
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
25,826,213
5
Multiply line 4 by line 3......................
5
1,205,129
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
9,882
7
Add lines 5 and 6........................
7
1,215,011
8
Enter qualifying distributions from Part XII, line 4,.............
8
1,419,931
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 9,882
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 9,882
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 9,882
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 16,000
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 16,000
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 10
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 6,108
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet6,108 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletPA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.NIMICKFORBESWAYFOUNDATION.ORG
    14
    The books are in care ofbulletCHARLES L H NIMICK Telephone no.bullet (412) 562-1843

    Located atbulletONE OXFORD CENTRE 20TH FLOORPITTSBURGHPA ZIP+4bullet15219
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    CHARLES LH NIMICK DIRECTOR/CHAIRMAN
    2.00
    0 0 0
    2886 SWANEE LANE
    FAIRFAX,VA22031
    VICTORIA NIMICK ENRIGHT DIRECTOR/VICE-CHAIRMAN
    0.50
    0 0 0
    605 SOUTH SHORE DRIVE
    MADISON,WI53715
    CATHLEEN LOCKHART NIMICK DIRECTOR/VICE-CHAIRMAN
    0.50
    0 0 0
    311 EASTERN AVENUE
    PITTSBURGH,PA15215
    JACK J KESSLER DIRECTOR/SECY/TREAS
    1.00
    0 0 0
    401 EAST LAS OLAS BLVD STE 2250
    FORT LAUDERDALE,FL33301
    HAYLEY LITTLE EXECUTIVE DIRECTOR
    20.00
    74,805 0 0
    1010 CASTLEVIEW DRIVE
    IRWIN,PA15642
    WILLIAM C AUSTIN TRUSTEE
    0.50
    0 0 0
    105 EAST 37TH STREET APT 4B
    NEW YORK,NY10016
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    PNC BANK NA HAWTHORN INVESTMENT MANAGEMENT 72,979
    1600 MARKET STREET 29TH FL
    PHILADELPHIA,PA19103
    BUCHANAN INGERSOLL ROONEY PC MANAGEMENT 54,522
    301 GRANT STREET 20TH FL
    PITTSBURGH,PA15219
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 THE MISSION OF THE NIMICK FORBESWAY FOUNDATION IS TO BETTER THE HUMAN CONDITION IN THE FIELDS OF RELIGION, EDUCATION, HEALTHCARE, THE ARTS AND THE ENVIRONMENT, IN A MANNER CONSISTENT WITH THE PHILANTHROPIC PRINCIPLES OF TWO PROGENITORS OF THE NIMICK FAMILY: THOMAS MARSHALL HOWE AND CHARLES LOCKHART. 0
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    24,785,143
    b
    Average of monthly cash balances.......................
    1b
    1,434,363
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    26,219,506
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    26,219,506
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    393,293
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    25,826,213
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,291,311
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,291,311
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    9,882
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    9,882
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,281,429
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,281,429
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,281,429
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,419,931
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,419,931
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    9,882
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,410,049
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2017
    (c)
    2017
    (d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 1,281,429
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 1,073,064
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013......  
    b From 2014......  
    c From 2015......  
    d From 2016......  
    e From 2017......  
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 1,419,931
    a Applied to 2017, but not more than line 2a 1,073,064
    b Applied to undistributed income of prior years
    (Election required—see instructions).....
    0
    c Treated as distributions out of corpus (Election
    required—see instructions)........
    0
    d Applied to 2018 distributable amount..... 346,867
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........
    934,562
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......
    0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...
    0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......
    0
    10 Analysis of line 9:
    a Excess from 2014....  
    b Excess from 2015....  
    c Excess from 2016....  
    d Excess from 2017....  
    e Excess from 2018....  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    HAYLEY LITTLE
    301 GRANT STREET 20TH FLOOR
    PITTSBURGH,PA15219
    (412) 562-1843
    bThe form in which applications should be submitted and information and materials they should include:
    LETTER OF APPLICATION
    cAny submission deadlines:
    APRIL 30, 2020
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    N/A
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    ALLEGHENY CEMETARY
    4734 BUTLER STREET
    PITTSBURGH,PA15201
      PUBLIC CAPITAL CAMPAIGN 50,000
    ARCHIPELAGO BOOKS
    232 THIRD STREET A111
    BROOKLYN,NY11215
      PUBLIC THE BAREFOOT WOMEN, GOOD WILL COME FROM THE SEA AND THE COMPLETE STORIES OF JUAN CARLOS ONETTI PROJECTS 61,000
    CALVARY EPISCOPAL CHURCH
    315 SHADY AVENUE
    PITTSBURGH,PA15206
      PUBLIC GENERAL OPERATING SUPPORT 15,000
    CARNEGIE INSTITUTECARNEGIE MUSEUM OF NATURAL HISTORYPOWDERMILL
    4401 FORBES AVENUE
    PITTSBURGH,PA15213
      PUBLIC POWDERMILL NATURE RESERVE/ GENERAL OPERATING SUPPORT 25,000
    CHILDREN'S INSTITUTE
    1405 SHADY AVENUE
    PITTSBURGH,PA15217
      PUBLIC FOUNDERS TERRACE 80,000
    ECONOMIC JUSTICE INSTITUTE
    US BANK LOCKBOX 78807
    MILWAUKEE,WI53278
      PUBLIC GENERAL OPERATING SUPPORT 5,000
    FAMILYLINKS
    401 N HIGHLAND AVENUE
    PITTSBURGH,PA15206
      PUBLIC THERAPEUTIC CLASSROOM MODEL PROGRAM 40,000
    FORT LIGONIER ASSOCIATION
    200 S MARKET STREET
    LIGONIER,PA15658
      PUBLIC FORT LIGONIER, FORTIFYING OUR FUTURE CAPITAL CAMPAIGN 100,000
    FRANKLIN & MARSHALL COLLEGE
    415 HARRISBURG AVENUE
    LANCASTER,PA17603
      PUBLIC CLASS OF 2010 SCHOLARSHIP FUND 10,000
    FRICK PITTSBURGH
    7227 REYNOLDS STREET
    PITTSBURGH,PA15208
      PUBLIC STRATEGIC PLAN AND EDUCATION PROGRAMS 50,000
    HEINZ HISTORY CENTER
    1212 SMALLMAN STREET
    PITTSBURGH,PA15222
      PUBLIC DESTINATION MOON,THE APOLLO 11 MISSION EXHIBIT 100,000
    INTERNATIONAL CRANE FOUNDATION
    9445 E11376 SHADY LANE ROAD
    BARABOO,WI53913
      PUBLIC INITIATIVE CONCERNING ENDANGERED CRANES CONSERVATION EFFORTS 200,000
    JEWISH FEDERATION OF MADISON
    6434 ENTERPRISE LANE
    MADISON,WI53719
      PUBLIC CAMP SHALOM SUMMER CAMP SCHOLARSHIPS 20,000
    LEUKEMIA AND LYMPHOMA SOCIETY
    333 E CARSON STREET 441E
    PITTSBURGH,PA15219
      PUBLIC GENERAL OPERATING SUPPORT 50,000
    LOYALHANNA WATERSHED ASSOCIATION
    6 OLD LINCOLN HIGHWAY W
    LIGONIER,PA15658
      PUBLIC NIMICK FORBESWAY EDUCATIONAL PROGRAM ENDOWMENT 20,000
    MADISON MUSEUM OF CONTEMPORARY ART
    227 STATE STREET
    MADISON,WI53703
      PUBLIC SCHOOL AND FAMILY PROGRAMING 17,500
    MOUNT VERNON LADIES' ASSOCIATION OF THE UNION
    3200 MOUNT VERNON MEMORIAL HWY
    ALEXANDRIA,VA22309
      PUBLIC SUPPORT TO ACQUIRE LETTERS BY MARQUIS DE CHASTELLUX 50,000
    NATIONAL PARKS FOUNDATION
    1110 VERMONT AVENUE NW STE 200
    WASHINGTON,DC20005
      PUBLIC ANACOSTIA PARK REVITALIZATION PROJECT 50,000
    PIEDMONT ENVIRONMENTAL COUNCIL
    45 HORNER STREET
    WARRENTON,VA20186
      PUBLIC TROUT STREAM RESTORATION PROJECT/WHITE OAK & BOLTEN BRANCH PROJECT 15,000
    SIMPSON STREET FREE PRESS INC
    2412 W BROADWAY
    MONONA,WI53713
      PUBLIC SSFP'S 25TH PLAN CAMPAIGN 25,000
    ST EDMUNDS ACADEMY
    5705 DARLINGTON ROAD
    PITTSBURGH,PA15217
      PUBLIC REACH FOR EXCELLENCE CAMPAIGN / ARTS SPACE IMPROVEMENTS 50,000
    ST MICHAEL'S OF THE VALLEY
    2533 PA-381
    RECTOR,PA15677
      PUBLIC GENERAL OPERATING SUPPORT 25,000
    TICKETS FOR KIDS
    700 BLAW AVENUE 105
    PITTSBURGH,PA15238
      PUBLIC GENERAL OPERATING SUPPORT 5,000
    UNITED STATES HOLOCAUST MUSEUM
    100 RAOUL WALLENBERG PLACE SW
    WASHINGTON,DC20024
      PUBLIC GENERAL OPERATING SUPPORT 25,000
    WASHINGTON NATIONAL CATHEDRAL
    3101 WISCONSIN AVENUE NW
    WASHINGTON,DC20016
      PUBLIC EARTHQUAKE RESTORATION CAMPAIGN 100,000
    WESTERN PENNSYLVANIA CONSERVANCY
    800 WATERFRONT DRIVE
    PITTSBURGH,PA15222
      PUBLIC WATERSHED CONSERVATION IN CHESAPEAKE BAY PROJECT 30,000
    WOMANS ARTISTS FORWARD FUNDMADISON COMMUNITY FOUNDATION
    111 N FAIRCHILD STREET SUITE 260
    MADISON,WI53703
      PUBLIC GENERAL OPERATING SUPPORT 25,000
    MADISON PUBLIC LIBRARY FOUNDATION
    201 W MIFFLIN STREET
    MADISON,WI53703
      PUBLIC BOOK FAIR OPERATING SUPPORT 10,000
    CHILDREN'S INSTITUTE OF PITTSBURGH
    1405 SHADY AVENUE
    PITTSBURGH,PA15217
      PUBLIC MARY BETH JOSCAK FUND FOR CULTURAL ENHANCEMENT 22,500
    KID'S VOICE
    437 GRANT STREET SUITE 700
    PITTSBURGH,PA15219
      PUBLIC OPERATING SUPPORT 1,250
    Total .................................bullet 3a 1,277,250
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........
        14 91,166  
    4 Dividends and interest from securities....     14 443,896  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............
        18 571,828  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 1,106,890 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,106,890
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    Firm's EIN SmallBullet
    Firm's address SmallBullet


    Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    NIMICK FORBESWAY FOUNDATION
     
    C/O CHARLES LH NIMICK
    EIN:
    25-1597437
    Name of Stock End of Year Book Value End of Year Fair Market Value
      18,731,706 24,839,185

    TY 2018 InvestmentsGovtObligationsSch
    Name:
    NIMICK FORBESWAY FOUNDATION
     
    C/O CHARLES LH NIMICK
    EIN:
    25-1597437
    US Government Securities - End of Year Book Value:

    782,797
    US Government Securities - End of Year Fair Market Value:

    874,205
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2018 LegalFeesSchedule
    Name:
    NIMICK FORBESWAY FOUNDATION
     
    C/O CHARLES LH NIMICK
    EIN:
    25-1597437
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BUCHANAN INGERSOLL & ROONEY 54,522 5,452   49,070


    TY 2018 OtherDecreasesSchedule
    Name:
    NIMICK FORBESWAY FOUNDATION
     
    C/O CHARLES LH NIMICK
    EIN:
    25-1597437
    Description Amount
    COST BASIS ADJUSTMENTS( EATON VANCE/BLACKROCK/KINDER MORGAN/OUTFRONT MEDIA/V 4,782


    TY 2018 OtherExpensesSchedule
    Name:
    NIMICK FORBESWAY FOUNDATION
     
    C/O CHARLES LH NIMICK
    EIN:
    25-1597437
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    WEB SITE DESIGN 1,412 0   1,412
    INSURANCE 1,200 0   1,200
    BANK SERVICE CHARGES 133 0   133
    DUES AND SUBSCRIPTIONS 975 0   975
    ADMINISTRATIVE MEALS 7,141 0   7,141
    OFFICE SUPPLIES 759 0   759
    REGISTRATION FEES 15 0   15
    PENALTY AND INTEREST 218 0   0
    OTHER INVESTMENT EXPENSES 227 227   0


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    NIMICK FORBESWAY FOUNDATION
     
    C/O CHARLES LH NIMICK
    EIN:
    25-1597437
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BNYMELLON MANAGEMENT FEES 27,972 27,972   0
    PNC BANK MANAGEMENT FEES 72,979 72,979   0


    TY 2018 TaxesSchedule
    Name:
    NIMICK FORBESWAY FOUNDATION
     
    C/O CHARLES LH NIMICK
    EIN:
    25-1597437
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    2018/2019 EXCISE TAX 16,000 0   0
    2017/2018 EXCISE TAX DUE 504 0   0
    FOREIGN TAX PAID 878 878   0