Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 08-01-2018 , and ending 07-31-2019
Name of foundation
ANNE S RICHARDSON FUND XXXXX3004
 
Number and street (or P.O. box number if mail is not delivered to street address)10 S DEARBORN IL1-0111
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60603
A Employer identification number

13-6192516
B Telephone number (see instructions)

(800) 496-2583
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$13,265,628J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 302,055 302,055  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,290,706
b Gross sales price for all assets on line 6a 5,521,417
7 Capital gain net income (from Part IV, line 2)... 1,290,706
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,592,761 1,592,761  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 112,000 67,200   44,800
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule)......... Click to see attachment 30,410 0 0 30,410
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 18,229 4,596   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 160,639 71,796 0 75,210
25 Contributions, gifts, grants paid....... 627,500 627,500
26 Total expenses and disbursements. Add lines 24 and 25 788,139 71,796 0 702,710
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 804,622
b Net investment income (if negative, enter -0-) 1,520,965
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 40,649 47,272 47,272
2 Savings and temporary cash investments......... 114,272 105,265 105,265
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 7,393,049 Click to see attachment8,028,932 10,287,216
c Investments—corporate bonds (attach schedule)....... 1,496,000 Click to see attachment2,091,350 2,174,462
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 1,073,004 Click to see attachment648,720 651,413
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 10,116,974 10,921,539 13,265,628
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 10,116,974 10,921,539
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 10,116,974 10,921,539
31 Total liabilities and net assets/fund balances (see instructions). 10,116,974 10,921,539
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
10,116,974
2
Enter amount from Part I, line 27a .....................
2
804,622
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
10,921,596
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
57
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
10,921,539
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 1. AMERISOURCEBERGEN CORP   2018-04-06 2018-08-01
b 1. AMERISOURCEBERGEN CORP   2018-04-06 2018-08-01
c 1. AMERISOURCEBERGEN CORP   2018-04-06 2018-08-02
d 1. AMERISOURCEBERGEN CORP   2018-04-06 2018-08-03
e 16. TWENTY-FIRST CENTURY FOX-A   2014-04-29 2018-08-09
2927.5 CAPITAL GR NON US EQUITY   2016-01-29 2018-08-21
2195.94 DODGE & INTERNATIONAL STOCK FUND   2009-04-23 2018-08-21
16. NIKE INC   2017-10-03 2018-08-23
20. NIKE INC   2017-02-23 2018-08-23
13. AMERICAN INTL GROUP INC NEW     2018-09-11
10. AMERICAN INTL GROUP INC NEW     2018-09-11
13. FACEBOOK INC-A     2018-09-13
8. MICROCHIP TECHNOLOGY INC     2018-09-13
3. MICROCHIP TECHNOLOGY INC     2018-09-13
2. MICROCHIP TECHNOLOGY INC     2018-09-13
3. MICROCHIP TECHNOLOGY INC     2018-09-14
1. MICROCHIP TECHNOLOGY INC   2017-04-13 2018-09-14
1. MICROCHIP TECHNOLOGY INC   2017-04-12 2018-09-17
1. MICROCHIP TECHNOLOGY INC   2017-04-12 2018-09-18
1. MICROCHIP TECHNOLOGY INC   2017-04-12 2018-09-19
20. TWENTY-FIRST CENTURY FOX-A   2017-11-20 2018-09-20
44. TWENTY-FIRST CENTURY FOX-A     2018-09-20
5. GARRETT MOTION INC     2018-10-02
29. BANK OF NEW YORK MELLON CORP     2018-10-08
12. BANK OF NEW YORK MELLON CORP   2018-02-22 2018-10-08
65. ORACLE CORP     2018-10-08
4. ALLERGAN PLC     2018-10-08
12. HARTFORD FINL SVCS GROUP INC     2018-10-15
7. MASCO CORP   2012-07-30 2018-10-15
13. HARTFORD FINL SVCS GROUP INC     2018-10-16
8. HARTFORD FINL SVCS GROUP INC   2013-05-07 2018-10-16
5. MASCO CORP   2012-07-30 2018-10-16
7. MASCO CORP   2012-07-30 2018-10-16
20. MASCO CORP   2012-08-03 2018-10-16
4. MASCO CORP   2012-08-03 2018-10-17
13. MASCO CORP   2012-08-03 2018-10-17
2. MASCO CORP   2012-08-03 2018-10-17
6. MASCO CORP   2012-08-03 2018-10-18
1. AMERICAN INTL GROUP INC NEW   2016-05-27 2018-10-19
3. AMERICAN INTL GROUP INC NEW   2016-05-27 2018-10-19
5. AMERICAN INTL GROUP INC NEW   2016-06-03 2018-10-19
1. WORKDAY INC-CLASS A   2016-08-10 2018-10-19
2. AMERICAN INTL GROUP INC NEW   2016-06-03 2018-10-22
2. AMERICAN INTL GROUP INC NEW   2016-06-03 2018-10-22
11. AMERICAN INTL GROUP INC NEW     2018-10-22
2. AMERICAN INTL GROUP INC NEW   2016-04-18 2018-10-22
1. AMERICAN INTL GROUP INC NEW   2016-04-18 2018-10-22
3. WORKDAY INC-CLASS A   2016-08-10 2018-10-22
5. WORKDAY INC-CLASS A     2018-10-22
2. AMERICAN INTL GROUP INC NEW   2016-04-18 2018-10-23
1. AMERICAN INTL GROUP INC NEW   2016-04-18 2018-10-23
. GARRETT MOTION INC     2018-10-23
2. WORKDAY INC-CLASS A   2016-08-10 2018-10-23
16527.251 AMG MG PICTET INTL-Z   2016-01-29 2018-10-24
1. AMAZON COM INC   2015-10-30 2018-10-24
1. AMERICAN INTL GROUP INC NEW   2016-04-18 2018-10-24
12725.344 CAPITAL GR NON US EQUITY   2016-01-29 2018-10-24
4185.152 DODGE & INTERNATIONAL STOCK FUND   2009-04-23 2018-10-24
6722.878 HARTFORD CAPITAL APPREC-F     2018-10-24
5883.169 JPM GL RES ENH IDX FD - USD - R6 ISIN US48129C2070   2014-12-31 2018-10-24
3. O'REILLY AUTOMOTIVE INC     2018-10-24
1. O'REILLY AUTOMOTIVE INC   2016-11-16 2018-10-24
13948.882 PIMCO SHORT TERM FUND INSTL     2018-10-24
2. AMERICAN INTL GROUP INC NEW   2016-04-18 2018-10-25
1. O'REILLY AUTOMOTIVE INC   2016-11-16 2018-10-25
16. AGILENT TECHNOLOGIES INC     2018-10-30
8. AGILENT TECHNOLOGIES INC     2018-10-30
1. AGILENT TECHNOLOGIES INC   2016-10-18 2018-10-30
8. RESIDEO TECHNOLOGIES INC     2018-10-30
12897.366 AMERICAN BEACON GLG TR-UTL   2017-12-21 2018-11-06
4713.979 GMO SGM MAJOR MARKETS FD-VI   2018-01-17 2018-11-06
12363.842 PIMCO MTGE OPPORTUNITIES IS   2017-12-21 2018-11-06
6230.061 CRM LNG/SHRT OPPORT-INST   2017-07-05 2018-11-14
603.993 CHILTON STRATEGIC EUROPEAN EQUITIES FD   2018-01-17 2018-11-16
16576.307 CHILTON STRATEGIC EUROPEAN EQUITIES FD     2018-11-16
. RESIDEO TECHNOLOGIES INC     2018-11-19
10. ALLERGAN PLC     2018-11-27
5. ALLERGAN PLC     2018-11-28
3. ALLERGAN PLC   2014-08-14 2018-11-28
1. ALLERGAN PLC   2014-08-14 2018-11-29
13859.468 AMER BCN NUM INTEGR ALP-ULT   2017-12-21 2018-11-30
1. EASTMAN CHEM CO   2016-07-07 2018-12-11
4. EASTMAN CHEM CO     2018-12-11
1. EASTMAN CHEM CO   2016-07-07 2018-12-11
13. LAUDER ESTEE COS INC CL A   2018-08-23 2018-12-11
2. EASTMAN CHEM CO   2016-07-07 2018-12-12
1. EASTMAN CHEM CO   2016-02-22 2018-12-12
4. EASTMAN CHEM CO     2018-12-12
3. EASTMAN CHEM CO   2016-02-23 2018-12-13
1. EASTMAN CHEM CO   2016-02-23 2018-12-13
3. EASTMAN CHEM CO   2016-02-23 2018-12-14
9246.535 DODGE & COX INCOME FUND     2018-12-17
2. EASTMAN CHEM CO   2016-02-23 2018-12-17
4. PVH CORP     2018-12-17
1. PVH CORP   2018-01-29 2018-12-17
2. EASTMAN CHEM CO   2016-02-23 2018-12-18
2. EASTMAN CHEM CO   2016-02-23 2018-12-18
3. PVH CORP   2018-01-29 2018-12-18
2. PVH CORP   2018-01-29 2018-12-18
1. PVH CORP   2018-01-26 2018-12-18
1. PVH CORP   2018-01-26 2018-12-19
1. PVH CORP   2018-01-26 2018-12-19
11. GOLDMAN SACHS GROUP INC     2018-12-21
34. PARSLEY ENERGY INC-CLASS A     2018-12-21
9. PARSLEY ENERGY INC-CLASS A   2018-05-22 2018-12-21
1843.503 CHILTON STRATEGIC EUROPEAN EQUITIES FD   2016-12-19 2018-12-24
3. GILEAD SCIENCES INC   2014-12-11 2019-01-23
1. GILEAD SCIENCES INC   2015-01-08 2019-01-23
1. GILEAD SCIENCES INC   2015-01-08 2019-01-23
1. MASTERCARD INC - CLASS A   2015-04-22 2019-01-23
4. WORLDPAY INC CL A   2018-10-08 2019-01-23
4. GILEAD SCIENCES INC     2019-01-24
1. MASTERCARD INC - CLASS A   2015-04-22 2019-01-24
3. MASTERCARD INC - CLASS A   2015-04-22 2019-01-24
6. WORLDPAY INC CL A   2018-10-08 2019-01-24
1. GILEAD SCIENCES INC   2016-02-10 2019-01-25
1. GILEAD SCIENCES INC   2016-02-10 2019-01-25
3. MASTERCARD INC - CLASS A   2009-07-16 2019-01-25
6. WORLDPAY INC CL A   2017-09-22 2019-01-25
1. WORLDPAY INC CL A   2018-10-08 2019-01-25
1. GILEAD SCIENCES INC   2016-02-10 2019-01-28
1. GILEAD SCIENCES INC   2016-02-10 2019-01-28
5. WORLDPAY INC CL A   2017-09-22 2019-01-28
1. GILEAD SCIENCES INC   2016-02-10 2019-01-29
1. WORLDPAY INC CL A   2017-09-22 2019-01-29
1. GILEAD SCIENCES INC   2016-02-10 2019-01-30
5. WORLDPAY INC CL A   2017-09-22 2019-01-30
1. GILEAD SCIENCES INC   2016-02-10 2019-01-31
1. GILEAD SCIENCES INC   2016-02-10 2019-02-01
9508.56 DODGE & COX INCOME FUND   2013-07-05 2019-02-11
13388.224 MTRPLTN WST TTL RTRN BND-PLN   2017-11-20 2019-02-11
3366. VANGUARD BD INDEX FD INC     2019-02-11
14888.235 AMG MG PICTET INTL-Z   2016-01-29 2019-02-14
4. ANALOG DEVICES INC   2018-09-13 2019-02-19
2. ANALOG DEVICES INC   2018-09-13 2019-02-19
6. ANALOG DEVICES INC   2018-09-13 2019-02-19
5. ANALOG DEVICES INC     2019-02-19
9. ANALOG DEVICES INC     2019-02-19
2. ANALOG DEVICES INC     2019-02-19
7. ANALOG DEVICES INC     2019-02-20
14460.989 AMG MG PICTET INTL-Z   2016-01-29 2019-03-05
2. BIOGEN IDEC INC   2018-10-08 2019-03-14
3. BIOGEN IDEC INC   2010-03-19 2019-03-14
57. BRISTOL MYERS SQUIBB CO     2019-03-14
12. DISNEY WALT CO     2019-03-14
. PFIZER INC     2019-04-03
5310.147 AMG MG PICTET INTL-Z   2016-01-29 2019-04-08
8407.567 DODGE & INTERNATIONAL STOCK FUND   2009-04-23 2019-04-08
7. DOW INC     2019-04-08
3. DOW INC   2018-04-09 2019-04-08
2. DOW INC     2019-04-08
1. DOW INC     2019-04-08
14. DOW INC     2019-04-08
6. DOW INC     2019-04-08
24747.444 FMI LARGE CAP FUND-INST     2019-04-08
3180.61 HARTFORD CAPITAL APPREC-F   2010-06-08 2019-04-08
18101.219 JPM US L/C CORE PL FD - USD - R6 ISIN US48129C6030     2019-04-08
5849.874 PARNASSUS EQTY INCOME FD-INS   2012-06-04 2019-04-08
2. DOW INC   2015-07-15 2019-04-09
11. OCCIDENTAL PETE CORP     2019-04-25
13. OCCIDENTAL PETE CORP     2019-04-25
25. OCCIDENTAL PETE CORP     2019-04-25
5. OCCIDENTAL PETE CORP   2007-01-12 2019-05-01
1. OCCIDENTAL PETE CORP   2007-01-12 2019-05-01
3. REGENERON PHARMACEUTICALS INC     2019-05-01
1. REGENERON PHARMACEUTICALS INC   2019-01-23 2019-05-01
16. OCCIDENTAL PETE CORP   2007-01-12 2019-05-02
1. OCCIDENTAL PETE CORP   2007-01-12 2019-05-02
1. OCCIDENTAL PETE CORP   2007-01-12 2019-05-02
3. OCCIDENTAL PETE CORP   2007-01-12 2019-05-02
2. OCCIDENTAL PETE CORP   2007-01-12 2019-05-02
2. OCCIDENTAL PETE CORP   2007-01-12 2019-05-03
5. OCCIDENTAL PETE CORP   2007-01-12 2019-05-03
1. PRUDENTIAL FINL INC   2018-12-21 2019-05-14
12. PRUDENTIAL FINL INC     2019-05-14
6. PRUDENTIAL FINL INC   2018-12-21 2019-05-14
2. PRUDENTIAL FINL INC   2018-12-21 2019-05-14
2. PRUDENTIAL FINL INC   2018-12-21 2019-05-14
17. SCHWAB CHARLES CORP NEW     2019-05-15
15. SCHWAB CHARLES CORP NEW     2019-05-16
4. SCHWAB CHARLES CORP NEW     2019-05-16
10. SCHWAB CHARLES CORP NEW     2019-05-16
14. MEDTRONIC PLC     2019-05-16
1. MEDTRONIC PLC   2018-07-18 2019-05-16
11. MEDTRONIC PLC     2019-05-16
4. MEDTRONIC PLC   2018-04-09 2019-05-17
8. MEDTRONIC PLC     2019-05-17
4. PARKER HANNIFIN CORP   2018-01-11 2019-05-20
4. PARKER HANNIFIN CORP   2018-01-11 2019-05-20
2. PARKER HANNIFIN CORP   2018-01-11 2019-05-20
15. DELTA AIR LINES INC DEL NEW   2017-12-13 2019-06-05
6. DELTA AIR LINES INC DEL NEW   2017-12-13 2019-06-05
19. PHILIP MORRIS INTERNATIONAL     2019-06-05
5. DELTA AIR LINES INC DEL NEW   2017-12-13 2019-06-06
6. DELTA AIR LINES INC DEL NEW     2019-06-06
1. DELTA AIR LINES INC DEL NEW   2017-12-13 2019-06-06
1. DELTA AIR LINES INC DEL NEW   2017-12-13 2019-06-07
1. DELTA AIR LINES INC DEL NEW   2017-12-13 2019-06-07
1. DELTA AIR LINES INC DEL NEW   2017-12-13 2019-06-07
47. BANK OF AMERICA CORPORATION     2019-06-10
10. DOLLAR TREE INC     2019-06-10
37. WELLS FARGO & CO NEW     2019-06-10
3. DOLLAR TREE INC   2018-12-17 2019-06-11
12. DOLLAR TREE INC     2019-06-11
4. DOLLAR TREE INC   2018-12-17 2019-06-11
4874.323 DIAMOND HILL LONG/SHORT-Y   2018-11-16 2019-06-14
3. ADOBE SYS INC   2012-08-03 2019-06-27
. AMGEN INC     2019-07-17
18915.061 CAPITAL GR NON US EQUITY   2016-01-29 2019-07-17
7366.483 JPM GL RES ENH IDX FD - USD - R6 ISIN US48129C2070   2014-12-31 2019-07-17
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 82   85 -3
b 81   85 -4
c 79   85 -6
d 81   85 -4
e 730   513 217
39,755   30,914 8,841
95,392   48,047 47,345
1,328   824 504
1,660   1,158 502
679   782 -103
522   588 -66
2,111   1,282 829
674   586 88
252   218 34
168   145 23
252   217 35
85   72 13
81   72 9
81   72 9
81   72 9
893   614 279
1,965   1,368 597
88   23 65
1,526   1,271 255
632   676 -44
3,206   3,306 -100
758   1,208 -450
558   495 63
225   83 142
605   380 225
372   234 138
162   59 103
226   83 143
645   228 417
128   46 82
416   148 268
64   23 41
187   68 119
48   58 -10
142   174 -32
238   285 -47
128   83 45
93   114 -21
94   114 -20
506   610 -104
90   110 -20
45   55 -10
387   248 139
641   412 229
88   110 -22
44   55 -11
2     2
257   165 92
160,645   146,800 13,845
1,722   630 1,092
43   55 -12
157,922   134,380 23,542
164,979   91,571 73,408
249,889   201,441 48,448
125,194   107,721 17,473
988   804 184
324   268 56
137,954   137,741 213
85   110 -25
322   268 54
1,011   759 252
506   364 142
63   45 18
181   62 119
138,260   137,486 774
148,255   152,403 -4,148
135,384   137,486 -2,102
61,989   63,671 -1,682
5,641   6,608 -967
154,823   172,193 -17,370
12     12
1,519   2,666 -1,147
767   1,109 -342
464   640 -176
156   213 -57
134,575   137,486 -2,911
75   67 8
295   268 27
73   67 6
1,809   1,735 74
146   134 12
74   65 9
293   255 38
217   190 27
72   63 9
214   190 24
123,534   126,711 -3,177
145   127 18
366   625 -259
92   156 -64
144   127 17
143   127 16
278   467 -189
185   311 -126
93   154 -61
91   154 -63
93   154 -61
1,809   1,653 156
514   1,082 -568
137   285 -148
17,163   18,730 -1,567
205   318 -113
68   102 -34
68   102 -34
198   92 106
329   388 -59
271   394 -123
200   92 108
597   275 322
493   582 -89
68   89 -21
69   89 -20
608   54 554
497   432 65
83   97 -14
68   89 -21
68   89 -21
416   360 56
69   89 -20
82   72 10
69   89 -20
418   360 58
70   89 -19
70   89 -19
128,175   127,320 855
132,142   134,150 -2,008
265,405   263,226 2,179
129,081   132,242 -3,161
419   369 50
209   184 25
630   553 77
522   460 62
939   575 364
210   127 83
741   443 298
131,595   128,447 3,148
640   685 -45
961   166 795
2,804   2,493 311
1,372   1,323 49
362     362
49,331   47,166 2,165
352,950   183,958 168,992
400   450 -50
171   194 -23
114   128 -14
57   64 -7
801   841 -40
344   320 24
479,605   286,958 192,647
113,452   90,363 23,089
499,956   291,691 208,265
262,542   156,367 106,175
114   105 9
683   855 -172
808   1,005 -197
1,552   1,523 29
288   209 79
58   42 16
1,023   1,254 -231
340   400 -60
918   670 248
57   42 15
57   42 15
172   126 46
115   84 31
116   84 32
291   209 82
98   80 18
1,181   957 224
593   478 115
195   159 36
198   159 39
727   495 232
654   430 224
174   111 63
434   269 165
1,234   1,233 1
88   88  
972   872 100
352   316 36
707   623 84
652   833 -181
653   833 -180
326   416 -90
824   803 21
330   321 9
1,467   2,134 -667
274   267 7
327   321 6
55   53 2
55   53 2
55   53 2
56   53 3
1,325   1,403 -78
1,038   926 112
1,717   782 935
320   259 61
1,280   1,100 180
426   346 80
128,633   128,736 -103
881   96 785
64     64
265,000   199,743 65,257
160,000   134,880 25,120
      289,085
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -3
b       -4
c       -6
d       -4
e       217
      8,841
      47,345
      504
      502
      -103
      -66
      829
      88
      34
      23
      35
      13
      9
      9
      9
      279
      597
      65
      255
      -44
      -100
      -450
      63
      142
      225
      138
      103
      143
      417
      82
      268
      41
      119
      -10
      -32
      -47
      45
      -21
      -20
      -104
      -20
      -10
      139
      229
      -22
      -11
      2
      92
      13,845
      1,092
      -12
      23,542
      73,408
      48,448
      17,473
      184
      56
      213
      -25
      54
      252
      142
      18
      119
      774
      -4,148
      -2,102
      -1,682
      -967
      -17,370
      12
      -1,147
      -342
      -176
      -57
      -2,911
      8
      27
      6
      74
      12
      9
      38
      27
      9
      24
      -3,177
      18
      -259
      -64
      17
      16
      -189
      -126
      -61
      -63
      -61
      156
      -568
      -148
      -1,567
      -113
      -34
      -34
      106
      -59
      -123
      108
      322
      -89
      -21
      -20
      554
      65
      -14
      -21
      -21
      56
      -20
      10
      -20
      58
      -19
      -19
      855
      -2,008
      2,179
      -3,161
      50
      25
      77
      62
      364
      83
      298
      3,148
      -45
      795
      311
      49
      362
      2,165
      168,992
      -50
      -23
      -14
      -7
      -40
      24
      192,647
      23,089
      208,265
      106,175
      9
      -172
      -197
      29
      79
      16
      -231
      -60
      248
      15
      15
      46
      31
      32
      82
      18
      224
      115
      36
      39
      232
      224
      63
      165
      1
       
      100
      36
      84
      -181
      -180
      -90
      21
      9
      -667
      7
      6
      2
      2
      2
      3
      -78
      112
      935
      61
      180
      80
      -103
      785
      64
      65,257
      25,120
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,290,706
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 611,741 13,544,433 0.045165
2016 610,216 12,441,016 0.049049
2015 652,480 12,193,055 0.053512
2014 624,129 13,311,355 0.046887
2013 609,269 13,214,553 0.046106
2
Total of line 1, column (d) .....................
2
0.240719
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.048144
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
13,089,822
5
Multiply line 4 by line 3......................
5
630,196
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
15,210
7
Add lines 5 and 6........................
7
645,406
8
Enter qualifying distributions from Part XII, line 4,.............
8
702,710
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 15,210
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 15,210
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 15,210
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 12,468
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 12,468
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 2,742
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCT
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletJP MORGAN CHASE BANK NA Telephone no.bullet (800) 496-2583

    Located atbullet10 S DEARBORN ST MC IL 1-0111CHICAGOIL ZIP+4bullet60603
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JP MORGAN CHASE BANK NA TRUSTEE
    2     		112,000    
    10 S DEARBORN ST MC IL 1-0111
    CHICAGO,IL60603
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    13,030,250
    b
    Average of monthly cash balances.......................
    1b
    258,909
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    13,289,159
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    13,289,159
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    199,337
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    13,089,822
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    654,491
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    654,491
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    15,210
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    15,210
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    639,281
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    639,281
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    639,281
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    702,710
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    702,710
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    15,210
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    687,500
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 639,281
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 625,522
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 0
    b From 2014...... 0
    c From 2015...... 0
    d From 2016...... 0
    e From 2017...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 702,710
    a Applied to 2017, but not more than line 2a 625,522
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 77,188
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		562,093
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2014.... 0
    b Excess from 2015.... 0
    c Excess from 2016.... 0
    d Excess from 2017.... 0
    e Excess from 2018.... 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    LEO BRESNAHAN JPMORGAN CHASE BANK
    270 PARK AVENUE FL 14
    NEW YORK,NY10017
    (212) 648-1497
    NONE@JPMORGAN.COM
    bThe form in which applications should be submitted and information and materials they should include:
    WWWFOUNDATIONCENTER ORG/GRANTMAKER/RICHARDSON
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    FUNDING INT.24 ORG.RECOMMENDED BY MS.RICHARDSON,ORG THAT ASSIST LOWER INCOME PEOPLE OR ARE OF GEN.INT.TO THE COMMUNITY IN RIDGEFIELD & FAIRFIELD CT PROG SUPPORTING INDEPENDENCE OF WOMEN,GAY COMM., ETC
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    PLANNED PARENTHOOD OF SOUTHERN
    NEW ENGLAND
    345 WHITNEY AVENUE
    NEW HAVEN,CT06511     		NONE PC GENERAL 40,000
    CONNECTICUT COLLEGE
    270 MONHEGAN AVENUE
    NEW LONDON,CT06320     		NONE PC GENERAL 15,000
    THE CENTER FOR FAMILY JUSTICE INC
    753 FAIRFIELD AVE
    BRIDGEPORT,CT06604     		NONE PC GENERAL 20,000
    FIRST CONGREGATIONAL CHURCH OF
    RIDGEFIELD
    103 MAIN ST
    Ridgefield,CT06877     		NONE PC GENERAL 5,000
    GARDEN AND CONSERVATION TRUST
    21R GILBERT ST
    RIDGEFIELD,CT06877     		NONE PC GENERAL 10,000
    PRO BONO PARTNERSHIP INC
    237 MAMARONECK AVENUE
    White Plains,NY10605     		NONE PC GENERAL 30,000
    RIDGEFIELD PLAYHOUSE FOR MOVIES AND THE
    80 EAST RIDGE
    Ridgefield,CT06877     		NONE PC GENERAL 45,000
    NORWALK RIVER WATERSHED
    PO BOX 197
    Georgetown,CT06829     		NONE PC GENERAL 10,000
    WOMEN'S BUSINESS DEVELOPMENT COUNCIL
    184 BEDFORD STREET SUITE 201
    Stamford,CT06901     		NONE PC GENERAL 35,000
    THE ALDRICH CONTEMPORARY ART MUSEUM INC
    258 MAIN ST
    Ridgefield,CT06877     		NONE PC GENERAL 50,000
    MEMORIAL SLOAN KETTERING CANCER CENTER
    1275 YORK AVENUE
    NY,NY10065     		NONE PC GENERAL 15,000
    KEELER TAVERN PRESERVATION SOCIETY
    POBOX 204
    RIDGEFIELD,CT06877     		NONE PC GENERAL 37,500
    CONNECTICUT FUND FOR THE ENVIRONMENT
    900 CHAPEL STREET
    New Haven,CT06510     		NONE PC GENERAL 35,000
    RIDGEFIELD BOYS CLUB DBA RIDGEFIELD BOYS
    AND GIRLS CLUB
    41 GOVERNOR ST
    Ridgefield,CT06877     		NONE PC GENERAL 15,000
    RIDGEFIELD CHORALE
    PO BOX 686
    CT,CT06877     		NONE PC GENERAL 5,000
    Ridgefield Historical Society
    4 SUNSET LANE
    Ridgefield,CT06877     		NONE PC GENERAL 30,000
    GBAPP INC
    1470 BARNUM AVENUEL
    Bridgeport,CT06610     		NONE PC GENERAL 25,000
    MERCY LEARNING CENTER OFBRIDGEPORT INCOR
    637 PARK AVENUE
    Bridgeport,CT06510     		NONE PC GENERAL 25,000
    WOMEN'S CENTER OF GREATER
    DANBURY INC
    2 WEST ST
    DANBURY,CT06810     		NONE PC GENERAL 35,000
    THE TRUST FOR PUBLIC LAND BRIDGEPORT
    101 WHITNEY AVE D
    New Haven,CT06510     		NONE PC GENERAL 35,000
    WOODCOCK NATURE CENTER
    54 DEER RUN RD
    WILTON,CT06897     		NONE PC GENERAL 25,000
    YALE UNIVERSITY
    PO BOX 2038
    NEW HAVEN,CT06521     		NONE PC GENERAL 15,000
    SAINT STEPHENS EPISCOPAL CHURCH
    351 MAIN STREET
    RIDGEFIELD,CT06877     		NONE PC GENERAL 15,000
    AGING IN AMERICA INC
    1000 PELHAM PKWY S
    BRONX,NY10461     		NONE PC GENERAL 15,000
    MEALS ON WHEELS INC
    25 GILBERT STREET
    RIDGEFIELD,CT06877     		NONE PC GENERAL 10,000
    NEW YORK-PRESBYTERIAN HOSPITAL
    L525 EAST 68TH STREET
    NEW YORK,NY10065     		NONE PC GENERAL 15,000
    NORWALK HOSPITAL FOUNDATIONINC
    34 MAPLE STREET
    NORWALK,CT06850     		NONE PC GENERAL 15,000
    Total .................................bullet 3a 627,500
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 302,055  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 1,290,706  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   1,592,761  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,592,761
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    ANNE S RICHARDSON FUND XXXXX3004
    EIN:
    13-6192516
    Name of Bond End of Year Book Value End of Year Fair Market Value
    256210105 DODGE & COX INCOME F    
    921937603 VANGUARD TOTAL BOND 547,006 565,857
    92203J308 VANGUARD TOTAL INTL 772,264 819,559
    592905764 METROPOLITAN WEST T/    
    693390601 PIMCO SHORT-TERM FD-    
    921937827 VANGUARD SHORT-TERM 131,749 134,348
    464287440 ISHARES BARCLAYS 7-1 129,287 135,909
    464288588 ISHARES BARCLAYS MBS 129,318 132,508
    54401E143 LORD ABBETT SHRT DUR 252,213 256,768
    83002G108 SIX CIRCLES ULTRA SH 129,513 129,513

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    ANNE S RICHARDSON FUND XXXXX3004
    EIN:
    13-6192516
    Name of Stock End of Year Book Value End of Year Fair Market Value
    00724F101 ADOBE INC. 415 3,885
    00846U101 AGILENT TECHNOLOGIES    
    02079K107 ALPHABET INC/CA-CL C 4,163 12,167
    02079K305 ALPHABET INC/CA-CL A 2,042 4,873
    09062X103 BIOGEN INC    
    14042Y601 CAPITAL GR NON US EQ 89,619 117,710
    16119P108 CHARTER COMMUNICATIO 3,608 5,395
    20030N101 COMCAST CORP-CLASS A 4,805 7,296
    25278X109 DIAMONDBACK ENERGY I 2,388 2,379
    26875P101 EOG RESOURCES INC 4,226 4,378
    30303M102 FACEBOOK INC-A 1,649 4,273
    31620M106 FIDELITY NATIONAL IN 2,027 4,264
    38141G104 GOLDMAN SACHS GROUP    
    45866F104 INTERCONTINENTAL EXC 1,105 1,669
    46434G822 ISHARES INC MSCI JAP 250,347 242,836
    57636Q104 MASTERCARD INC-CLASS 612 9,257
    58933Y105 MERCK & CO. INC. 4,755 5,726
    65339F101 NEXTERA ENERGY INC 2,777 3,936
    65473P105 NISOURCE INC 1,083 2,256
    67103H107 O'REILLY AUTOMOTIVE 1,510 2,285
    G0176J109 ALLEGION PLC 1,635 2,589
    G0177J108 ALLERGAN PLC    
    G1151C101 ACCENTURE PLC-CL A 2,021 4,622
    H1467J104 CHUBB LTD 1,821 4,891
    15351109 ALEXION PHARMACEUTICA 1,751 1,473
    23135106 AMAZON.COM INC 2,638 13,067
    26874784 AMERICAN INTERNATIONA    
    32654105 ANALOG DEVICES INC    
    37833100 APPLE INC 643 13,848
    60505104 BANK OF AMERICA CORP 1,400 6,075
    64058100 BANK OF NEW YORK MELL    
    84670702 BERKSHIRE HATHAWAY IN 5,390 5,957
    101137107 BOSTON SCIENTIFIC CO 2,664 5,180
    110122108 BRISTOL-MYERS SQUIBB    
    151020104 CELGENE CORP 6,002 6,614
    172967424 CITIGROUP INC 3,686 6,120
    256206103 DODGE & COX INTL STO    
    277432100 EASTMAN CHEMICAL CO    
    532457108 ELI LILLY & CO 3,178 4,358
    302933502 FMI LARGE CAP FUND-I    
    369550108 GENERAL DYNAMICS COR 3,288 3,719
    375558103 GILEAD SCIENCES INC    
    416515104 HARTFORD FINANCIAL S    
    437076102 HOME DEPOT INC 980 6,197
    438516106 HONEYWELL INTERNATIO 2,050 8,795
    464287465 ISHARES MSCI EAFE IN 1,037,308 1,167,125
    493267108 KEYCORP 2,420 3,141
    548661107 LOWE'S COS INC 679 3,549
    574599106 MASCO CORP    
    595017104 MICROCHIP TECHNOLOGY    
    594918104 MICROSOFT CORP 4,026 20,849
    609207105 MONDELEZ INTERNATION 2,478 4,386
    617446448 MORGAN STANLEY 3,440 6,194
    654106103 NIKE INC -CL B    
    655844108 NORFOLK SOUTHERN COR 4,295 5,925
    666807102 NORTHROP GRUMMAN COR 3,980 5,184
    674599105 OCCIDENTAL PETROLEUM    
    701769408 PARNASSUS CORE EQUIT    
    713448108 PEPSICO INC 4,389 5,751
    717081103 PFIZER INC 5,854 6,486
    718172109 PHILIP MORRIS INTERN 2,094 1,923
    723787107 PIONEER NATURAL RESO 3,473 3,451
    808513105 SCHWAB (CHARLES) COR    
    78462F103 SPDR S&P 500 ETF TRU 2,067,127 3,638,164
    854502101 STANLEY BLACK & DECK 2,634 3,985
    78486Q101 SVB FINANCIAL GROUP 1,257 2,320
    882508104 TEXAS INSTRUMENTS IN 3,365 6,501
    90130A101 TWENTY-FIRST CENTURY    
    907818108 UNION PACIFIC CORP 3,736 6,298
    91324P102 UNITEDHEALTH GROUP I 2,513 10,458
    92532F100 VERTEX PHARMACEUTICA 514 1,999
    92826C839 VISA INC-CLASS A SHA 1,919 4,450
    254687106 WALT DISNEY CO/THE 4,504 6,578
    94106B101 WASTE CONNECTIONS IN 1,518 2,722
    949746101 WELLS FARGO & CO 861 3,098
    96208T104 WEX INC 1,207 2,835
    98138H101 WORKDAY INC-CLASS A    
    46432F842 ISHARES CORE MSCI EA 479,344 475,836
    25816109 AMERICAN EXPRESS CO 4,750 5,224
    191216100 COCA-COLA CO/THE 2,629 3,105
    247361702 DELTA AIR LINES INC    
    256746108 DOLLAR TREE INC    
    315911750 FIDELITY 500 INDEX F 887,684 969,738
    693656100 PVH CORP    
    701094104 PARKER HANNIFIN CORP    
    701877102 PARSLEY ENERGY INC-C    
    913017109 UNITED TECHNOLOGIES 1,953 2,138
    981558109 WORLDPAY INC CL A    
    3.073E+108 AMERISOURCEBERGEN C    
    00171C403 AMG MG PICTET INTL-Z    
    11135F101 BROADCOM INC 890 6,960
    26078J100 DOWDUPONT INC    
    41664T719 HARTFORD CAPITAL APP    
    48129C207 JPM GL RES ENH IDX F 645,251 856,317
    48129C603 JPMORGAN US L/C CORE    
    56585A102 MARATHON PETROLEUM C 6,141 4,906
    67066G104 NVIDIA CORP 4,533 3,374
    68389X105 ORACLE CORP    
    70450Y103 PAYPAL HOLDINGS INC 3,929 4,968
    79466L302 SALESFORCE.COM INC 3,600 4,172
    98956P102 ZIMMER HOLDINGS INC 4,840 5,811
    G5960L103 MEDTRONIC PLC    
    G6095L109 APTIV PLC 2,335 2,630
    53015103 AUTOMATIC DATA PROCES 2,746 3,164
    285512109 ELECTRONIC ARTS INC 3,865 3,700
    337738108 FISERV INC 7,373 8,645
    580135101 MCDONALD'S CORP 2,816 2,950
    742718109 PROCTER & GAMBLE CO/ 4,056 4,486
    747525103 QUALCOMM INC 1,903 1,610
    778296103 ROSS STORES INC 2,569 3,393
    988498101 YUM] BRANDS INC 1,633 2,025
    22052L104 CORTEVA INC 2,261 2,213
    26614N102 DUPONT DE NEMOURS IN 3,762 3,103
    46641Q696 JPMORGAN BETABUILDER 396,836 410,253
    64110L106 NETFLIX INC 3,680 3,230
    83002G306 SIX CIRCLES U.S. UNC 1,304,462 1,370,406
    83002G405 SIX CIRCLES INTERNAT 652,322 661,440
    G5494J103 LINDE PLC 6,477 7,269
    N6596X109 NXP SEMICONDUCTORS N 2,423 2,688

    TY 2018 InvestmentsOtherSchedule2
    Name:
    ANNE S RICHARDSON FUND XXXXX3004
    EIN:
    13-6192516
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    00771X435 CHILTON STRATEGIC EU      
    12628J881 CRM LONG/SHORT OPPOR AT COST 129,160 133,771
    29446A710 EQUINOX FDS TR IPM S AT COST 117,781 107,910
    24525131 AMER BCN NUM INTEGR A      
    24525172 AMERICAN BEACON GLG T      
    362014623 GMO SGM MAJOR MARKET      
    72201U638 PIMCO MTGE OPPORTUNI      
    09257V508 BLACKSTONE ALT MULTI AT COST 401,779 409,732

    TY 2018 LegalFeesSchedule
    Name:
    ANNE S RICHARDSON FUND XXXXX3004
    EIN:
    13-6192516
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES - PRINCIPAL (ALLOCA 15,205     15,205
    LEGAL FEES - INCOME (ALLOCABLE 15,205     15,205


    TY 2018 OtherDecreasesSchedule
    Name:
    ANNE S RICHARDSON FUND XXXXX3004
    EIN:
    13-6192516
    Description Amount
    COST BASIS ADJUSTMENT 57


    TY 2018 TaxesSchedule
    Name:
    ANNE S RICHARDSON FUND XXXXX3004
    EIN:
    13-6192516
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 47 47   0
    FEDERAL TAX PAYMENT - PRIOR YE 1,165 0   0
    FEDERAL ESTIMATES - INCOME 12,468 0   0
    FOREIGN TAXES ON QUALIFIED FOR 4,478 4,478   0
    FOREIGN TAXES ON NONQUALIFIED 71 71   0