Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2019
Open to Public Inspection
For calendar year 2019, or tax year beginning 11-01-2017 , and ending 10-31-2018
Name of foundation
RIBENACK DOROTHY CHAR TR U W-MAIN
 
Number and street (or P.O. box number if mail is not delivered to street address)6325 S RAINBOW BLVD STE 300
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
LAS VEGAS, NV89118
A Employer identification number

41-6054248
B Telephone number (see instructions)

(888) 730-4933
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$7,757,233J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 219,541 219,524  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 313,812
b Gross sales price for all assets on line 6a 1,227,310
7 Capital gain net income (from Part IV, line 2)... 313,812
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 533,353 533,336  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 87,935 79,141   8,794
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule)......... Click to see attachment 1,622 0 0 1,622
b Accounting fees (attach schedule)....... Click to see attachment 1,151 0 0 1,151
c Other professional fees (attach schedule).... Click to see attachment 1,184 1,184   0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 9,221 4,068   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 26 1   25
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 101,139 84,394 0 11,592
25 Contributions, gifts, grants paid....... 331,340 331,340
26 Total expenses and disbursements. Add lines 24 and 25 432,479 84,394 0 342,932
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 100,874
b Net investment income (if negative, enter -0-) 448,942
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2019)
Form 990-PF (2019)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... -46,537 43,388 43,388
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 6,073,142 Click to see attachment6,084,762 7,713,845
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 6,026,605 6,128,150 7,757,233
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 6,026,605 6,128,150
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 6,026,605 6,128,150
30 Total liabilities and net assets/fund balances (see instructions). 6,026,605 6,128,150
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
6,026,605
2
Enter amount from Part I, line 27a .....................
2
100,874
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
1,391
4
Add lines 1, 2, and 3 ..........................
4
6,128,870
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
720
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
6,128,150
Form 990-PF (2019)
Form 990-PF (2019)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 675. ISHARES RUSSELL 2000 ETF   2010-04-06 2017-11-01
b 25. ALIGN TECHNOLOGY INC   2015-08-03 2017-11-30
c 22. HOME DEPOT INC     2017-11-30
d 103. INTUIT COM     2017-11-30
e 56. ESTEE LAUDER COMPANIES INC     2017-11-30
119. MONSTER BEVERAGE CORP   2013-03-26 2017-11-30
56. VISA INC-CLASS A SHRS     2017-11-30
37. BROADSOFT INC   2016-10-14 2017-12-01
24. DORMAN PRODUCTS INC   2017-04-13 2017-12-18
19. DYCOM INDS INC COM   2016-10-14 2017-12-18
33. MAXIMUS INC   2016-10-14 2017-12-18
18. MEDIDATA SOLUTIONS INC   2016-10-14 2017-12-18
79. MOMENTA PHARMACEUTICALS INC   2016-10-14 2017-12-18
25. SCIENCE APPLICATIONS INTERNATI   2016-10-14 2017-12-18
72. SUPERIOR ENERGY SERVICES INC   2016-10-14 2017-12-18
74. TRAVELPORT WORLDWIDE LTD   2016-10-14 2017-12-18
35. TRAVELPORT WORLDWIDE LTD   2017-05-19 2017-12-18
236. BLUE BUFFALO PET PRODUCTS INC   2017-08-23 2017-12-26
4. PRICELINE COM INC   2012-01-05 2017-12-26
58. S&P GLOBAL INC     2017-12-26
31525.851 ARTIO GLOBAL HIGH INCOME-I 1525   2015-12-22 2018-01-10
5. AMAZON COM INC COM   2017-11-30 2018-01-31
25. ECOLAB INC   2005-02-15 2018-01-31
439. NEWELL RUBBERMAID INC     2018-01-31
323. NEWELL RUBBERMAID INC   2016-08-12 2018-01-31
13. CONSTELLATION BRANDS INC   2016-11-16 2018-02-09
43. FORTUNE BRANDS HOME & SECURITY   2013-02-04 2018-02-09
26. NETFLIX.COM INC   2017-08-23 2018-02-09
11. NEKTAR THERAPEUTICS   2017-09-08 2018-02-14
16. TRINET GROUP INC   2016-12-15 2018-02-15
27. WAGEWORKS INC   2016-10-14 2018-02-15
14. MKS INSTRS INC   2017-05-19 2018-02-16
44. NATUS MEDICAL INC   2016-10-14 2018-02-16
15. POWER INTERGRATIONS INC COM   2016-10-14 2018-02-16
31. CIRRUS LOGIC INC   2016-10-14 2018-02-21
13. LCI INDUSTRIES   2017-03-15 2018-02-21
19. HAWAIIAN HOLDINGS INC   2017-03-15 2018-03-08
35. HAWAIIAN HOLDINGS INC   2016-11-14 2018-03-08
2. AMAZON COM INC COM   2017-11-30 2018-03-13
467. BLUE BUFFALO PET PRODUCTS INC   2017-03-08 2018-03-13
4. BLUE BUFFALO PET PRODUCTS INC   2017-08-23 2018-03-13
22. NETFLIX.COM INC     2018-03-13
98. XPO LOGISTICS INC   2017-06-05 2018-03-13
44. MIMEDX GROUP INC   2017-09-08 2018-03-14
18. UBIQUITI NETWORKS INC   2016-11-15 2018-03-14
3232.759 DODGE & COX INT'L STOCK FD #1048     2018-03-21
271.475 DODGE & COX STOCK FUND #145     2018-03-21
456.221 DODGE & COX STOCK FUND #145     2018-03-21
47. ESTEE LAUDER COMPANIES INC   2016-12-12 2018-04-04
43. PALO ALTO NETWORKS INC     2018-04-04
313. STARBUCKS CORP COM     2018-04-04
75. HOME DEPOT INC     2018-05-08
47. PPG INDUSTRIES INC   2018-01-31 2018-05-08
46. PPG INDUSTRIES INC   2014-08-22 2018-05-08
37. GRUBHUB INC   2018-03-23 2018-05-14
19. NEKTAR THERAPEUTICS   2018-03-23 2018-05-14
110. CARETRUST REIT INC-W/I   2018-03-23 2018-05-15
111. CARETRUST REIT INC-W/I   2017-04-18 2018-05-15
2. NATIONAL WESTERN LIFE GROUP IN     2018-05-15
2. NATIONAL WESTERN LIFE GROUP IN   2018-03-23 2018-05-15
21. ARGAN INC   2018-03-23 2018-05-16
21. ARGAN INC   2016-10-14 2018-05-16
44. ARTISAN PARTNERS ASSET MANAGEM   2016-12-06 2018-05-16
43. ARTISAN PARTNERS ASSET MANAGEM   2018-03-23 2018-05-16
31. HFF INC   2018-03-23 2018-05-16
31. HFF INC   2016-10-14 2018-05-16
21. CHARLES RIVER LABORATORIES   2016-10-14 2018-05-18
21. CHARLES RIVER LABORATORIES   2018-03-23 2018-05-18
19. NEKTAR THERAPEUTICS   2017-09-08 2018-05-18
30. EVERCORE PARTNERS INC   2018-03-23 2018-06-04
45. WESTERN ALLIANCE BANCORPORATION   2018-03-23 2018-06-04
46. WESTERN ALLIANCE BANCORPORATION   2016-10-14 2018-06-04
35. EXACT SCIENCES CORP     2018-07-05
27. GRAND CANYON EDUCATION INC   2018-03-23 2018-07-05
28. GRAND CANYON EDUCATION INC   2017-04-13 2018-07-05
37. GRUBHUB INC   2017-05-19 2018-07-05
91. NUTANIX INC     2018-07-05
72. NUTRI SYS INC     2018-07-05
15. SAGE THERAPEUTICS INC     2018-07-05
33. EMCOR GROUP INC COM   2018-03-23 2018-07-06
14. LCI INDUSTRIES   2018-03-23 2018-07-06
13. LCI INDUSTRIES     2018-07-06
21. LITHIA MOTORS INC CL A COM   2016-10-14 2018-07-06
20. LITHIA MOTORS INC CL A COM   2018-03-23 2018-07-06
29. XPERI CORP   2018-03-23 2018-07-06
29. XPERI CORP   2016-10-14 2018-07-06
30. MICROSOFT CORP   2017-12-26 2018-07-13
21. NETFLIX.COM INC   2017-06-05 2018-07-13
23. VISA INC-CLASS A SHRS   2013-06-27 2018-07-13
73. CRYOPORT INC     2018-07-18
10. ICU MED INC COM   2018-03-23 2018-07-18
10. ICU MED INC COM   2017-05-25 2018-07-18
56. ESTEE LAUDER COMPANIES INC     2018-07-18
35. PALO ALTO NETWORKS INC     2018-07-18
52. SALESFORCE COM INC     2018-07-18
179. TTM TECHNOLOGIES INC     2018-07-18
38. US SILICA HOLDINGS INC   2018-03-23 2018-07-18
32. US SILICA HOLDINGS INC   2017-05-17 2018-07-18
18. ROGERS CORP COM     2018-07-19
9. HESKA CORP   2018-03-23 2018-07-20
10. HESKA CORP   2017-07-10 2018-07-20
39. RAVEN INDS INC     2018-07-20
62. ENCOMPASS HEALTH CORP     2018-07-25
50000. WESTPAC BANKING CORP 2.250% 7/30/18   2014-04-09 2018-07-30
21. O'REILLY AUTOMOTIVE INC   2016-08-12 2018-08-21
217. CELGENE CORP COM     2018-09-12
324. HALLIBURTON CO     2018-09-12
24. CURTISS WRIGHT CORP COM     2018-09-13
35. MERCURY COMPUTER SYS INC     2018-09-13
913. GROUPON INC   2018-07-05 2018-09-25
15. KMG CHEMICALS INC   2018-03-23 2018-09-25
15. KMG CHEMICALS INC     2018-09-25
88. ARRAY BIOPHARMA INC     2018-10-03
193. BOSTON SCIENTIFIC CORP COM   2015-04-14 2018-10-03
71. CATALENT INC     2018-10-03
34. PAYCOM SOFTWARE INC     2018-10-03
26. ICON PLC   2018-03-23 2018-10-03
14. BROADCOM INC   2017-08-29 2018-10-10
22. HOME DEPOT INC   2012-12-06 2018-10-10
47. O'REILLY AUTOMOTIVE INC     2018-10-10
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 100,026   46,979 53,047
b 6,505   1,563 4,942
c 3,969   1,522 2,447
d 16,057   4,640 11,417
e 6,982   3,648 3,334
7,441   1,935 5,506
6,216   2,750 3,466
2,032   1,673 359
1,527   1,857 -330
2,077   1,586 491
2,369   1,809 560
1,198   897 301
1,062   959 103
1,948   1,699 249
624   1,295 -671
998   1,061 -63
472   478 -6
7,675   6,126 1,549
7,035   1,908 5,127
9,683   5,254 4,429
271,753   250,000 21,753
7,356   5,865 1,491
3,436   820 2,616
11,490   17,579 -6,089
8,454   17,716 -9,262
2,709   1,994 715
2,651   1,402 1,249
6,366   4,396 1,970
899   247 652
654   392 262
1,538   1,583 -45
1,540   1,117 423
1,346   1,792 -446
987   942 45
1,365   1,663 -298
1,482   1,367 115
698   941 -243
1,286   1,647 -361
3,183   2,346 837
18,597   11,364 7,233
159   104 55
6,942   3,675 3,267
10,092   5,694 4,398
319   639 -320
1,254   980 274
150,000   120,782 29,218
55,959   54,039 1,920
94,041   61,523 32,518
7,085   3,672 3,413
8,082   7,668 414
18,345   8,360 9,985
13,776   4,981 8,795
5,004   5,571 -567
4,898   4,717 181
3,825   3,913 -88
1,565   1,974 -409
1,667   1,526 141
1,682   1,946 -264
583   618 -35
583   620 -37
820   824 -4
820   1,159 -339
1,429   1,321 108
1,397   1,433 -36
1,038   1,500 -462
1,038   776 262
2,236   1,695 541
2,236   2,253 -17
1,586   427 1,159
3,179   2,642 537
2,786   2,611 175
2,848   1,722 1,126
2,132   1,489 643
3,108   2,816 292
3,223   1,943 1,280
3,891   1,639 2,252
4,742   3,645 1,097
2,850   2,649 201
2,356   1,830 526
2,552   2,582 -30
1,312   1,456 -144
1,218   1,253 -35
2,054   2,017 37
1,956   2,018 -62
469   655 -186
469   1,099 -630
3,148   2,560 588
8,398   3,465 4,933
3,196   1,059 2,137
1,088   691 397
3,032   2,493 539
3,032   1,591 1,441
7,865   3,390 4,475
7,571   5,596 1,975
7,635   3,745 3,890
3,223   2,933 290
996   1,013 -17
839   1,265 -426
2,146   2,631 -485
964   706 258
1,071   1,032 39
1,546   1,345 201
4,359   3,211 1,148
50,000   50,650 -650
6,912   6,020 892
18,778   5,887 12,891
12,431   16,487 -4,056
3,314   3,113 201
1,898   1,584 314
3,371   3,998 -627
1,137   953 184
1,137   653 484
1,365   1,502 -137
7,448   3,458 3,990
3,263   2,902 361
4,977   3,209 1,768
3,940   3,063 877
3,320   3,397 -77
4,312   1,414 2,898
16,131   13,214 2,917
      50,175
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       53,047
b       4,942
c       2,447
d       11,417
e       3,334
      5,506
      3,466
      359
      -330
      491
      560
      301
      103
      249
      -671
      -63
      -6
      1,549
      5,127
      4,429
      21,753
      1,491
      2,616
      -6,089
      -9,262
      715
      1,249
      1,970
      652
      262
      -45
      423
      -446
      45
      -298
      115
      -243
      -361
      837
      7,233
      55
      3,267
      4,398
      -320
      274
      29,218
      1,920
      32,518
      3,413
      414
      9,985
      8,795
      -567
      181
      -88
      -409
      141
      -264
      -35
      -37
      -4
      -339
      108
      -36
      -462
      262
      541
      -17
      1,159
      537
      175
      1,126
      643
      292
      1,280
      2,252
      1,097
      201
      526
      -30
      -144
      -35
      37
      -62
      -186
      -630
      588
      4,933
      2,137
      397
      539
      1,441
      4,475
      1,975
      3,890
      290
      -17
      -426
      -485
      258
      39
      201
      1,148
      -650
      892
      12,891
      -4,056
      201
      314
      -627
      184
      484
      -137
      3,990
      361
      1,768
      877
      -77
      2,898
      2,917
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 313,812
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2018 300,382 7,614,347 0.039449
2017 309,859 7,126,057 0.043483
2016 338,652 7,751,532 0.043688
2015 339,399 7,960,236 0.042637
2014 299,378 7,392,138 0.0405
2
Total of line 1, column (d) .....................
2
0.209757
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.041951
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5......
4
8,145,439
5
Multiply line 4 by line 3......................
5
341,709
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
4,489
7
Add lines 5 and 6........................
7
346,198
8
Enter qualifying distributions from Part XII, line 4,.............
8
342,932
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2019)
Form 990-PF (2019)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 8,979
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 8,979
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 8,979
6 Credits/Payments:
a 2019 estimated tax payments and 2018 overpayment credited to 2019 6a 3,763
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 3,763
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 5,216
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2020 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMN
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletWELLS FARGO BANK NA Telephone no.bullet (888) 730-4933

    Located atbullet100 N MAIN ST MAC D4001-117WINSTON SALEMNC ZIP+4bullet27101
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2019?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2019?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2019 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2019.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
    4b
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Wells Fargo Bank NA Trustee
    1     		87,935    
    120 N Main St MAC D4001-117
    Winston Salem,NC27101
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    8,159,915
    b
    Average of monthly cash balances.......................
    1b
    109,566
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    8,269,481
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    8,269,481
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    124,042
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    8,145,439
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    407,272
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    407,272
    2a
    Tax on investment income for 2019 from Part VI, line 5......
    2a
    8,979
    b
    Income tax for 2019. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    8,979
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    398,293
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    398,293
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    398,293
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    342,932
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    342,932
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    342,932
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2018     		(c)
    2018     		(d)
    2019
    1 Distributable amount for 2019 from Part XI, line 7 398,293
    2 Undistributed income, if any, as of the end of 2019:
    a Enter amount for 2018 only....... 331,339
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2019:
    a From 2014...... 0
    b From 2015...... 0
    c From 2016...... 0
    d From 2017...... 0
    e From 2018...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2019 from Part
    XII, line 4: bullet$ 342,932
    a Applied to 2018, but not more than line 2a 331,339
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2019 distributable amount..... 11,593
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2019. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2018. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2019. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2020 ..........     		386,700
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2014 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2020.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2015.... 0
    b Excess from 2016.... 0
    c Excess from 2017.... 0
    d Excess from 2018.... 0
    e Excess from 2019.... 0
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2019, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2019 (b) 2018 (c) 2017 (d) 2016
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    POLINSKY MEDICAL REHABILITATION CTR
    530 E 2ND ST
    DULUTH,MN55805     		NONE PC GENERAL OPERATING 66,268
    YMCA
    302 W 1ST ST
    DULUTH,MN55802     		NONE PC GENERAL OPERATING 66,268
    AFTENRO HOME SOCIETY HOME FOR AGED
    510 W COLLEGE ST
    DULUTH,MN55811     		NONE PC GENERAL OPERATING 66,268
    LAKESHORE LUTHERAN HOME
    3530 LEXINGTON AVE N
    SHOREVIEW,MN55126     		NONE PC GENERAL OPERATING 66,268
    HEAD OF THE LAKES UNITED WAY TRUST
    130 W SUPERIOR ST 3RD FL
    DULUTH,MN55802     		NONE PC GENERAL OPERATING 66,268
    Total .................................bullet 3a 331,340
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 219,541  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 313,812  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   533,353  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    533,353
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2019)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2017 AccountingFeesSchedule
    Name:
    RIBENACK DOROTHY CHAR TR U W-MAIN
    EIN:
    41-6054248
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,151     1,151

    TY 2017 InvestmentsOtherSchedule2
    Name:
    RIBENACK DOROTHY CHAR TR U W-MAIN
    EIN:
    41-6054248
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    525558201 LEMAITRE VASCULAR IN AT COST 2,022 1,682
    023135106 AMAZON COM INC AT COST 4,557 86,293
    235851102 DANAHER CORP AT COST 7,792 24,651
    437076102 HOME DEPOT INC AT COST 11,823 32,362
    256206103 DODGE & COX INT'L ST AT COST 307,976 359,904
    61174X109 MONSTER BEVERAGE COR AT COST 6,456 20,981
    73179P106 POLYONE CORP AT COST 2,218 1,906
    171484108 CHURCHILL DOWNS INC AT COST 3,923 3,245
    46071F103 INTERSECT ENT INC AT COST 1,569 1,235
    548862101 LOXO ONCOLOGY INC AT COST 1,496 1,374
    45781U103 INSTRUCTURE INC AT COST 2,783 2,651
    74164M108 PRIMERICA INC AT COST 4,108 5,048
    109696104 BRINKS CO AT COST 4,319 3,780
    16359R103 CHEMED CORP NEW AT COST 4,171 6,087
    004449104 ACHAOGEN INC AT COST 1,563 327
    871851101 SYSTEMAX INC AT COST 4,159 3,037
    71639T106 PETIQ INC AT COST 2,875 3,831
    69336V101 PGT INC AT COST 3,316 2,776
    Q9235V101 TRONOX LTD-CL A AT COST 2,156 1,260
    74758T303 QUALYS INC AT COST 3,382 4,274
    06406HDF3 BANK OF NY MELLON CO AT COST 50,109 49,163
    893641100 TRANSDIGM GROUP INC AT COST 14,890 21,797
    30303M102 FACEBOOK INC AT COST 20,169 62,841
    78464A607 SPDR DOW JONES REIT AT COST 446,973 506,565
    12685J105 CABLE ONE INC AT COST 4,243 5,374
    89055F103 TOPBUILD CORP AT COST 2,763 2,007
    G6674U108 NOVOCURE LTD AT COST 1,605 1,027
    04280A100 ARROWHEAD PHARMACEUT AT COST 961 623
    29404K106 ENVESTNET INC AT COST 3,064 2,913
    75606N109 REALPAGE INC AT COST 3,222 3,975
    073685109 BEACON ROOFING SUPPL AT COST 4,166 2,568
    L9340P101 TRINSEO SA AT COST 4,104 3,017
    72814N104 PLAYAGS INC AT COST 4,062 3,468
    294268107 EPLUS INC AT COST 2,474 2,801
    68554V108 ORASURE TECHNOLOGIES AT COST 1,808 1,279
    29786A106 ETSY INC AT COST 4,935 4,720
    09627Y109 BLUEPRINT MEDICINES AT COST 1,557 1,155
    00653A107 ADAPTIMMUNE THERAPEU AT COST 1,133 496
    873379101 TABULA RASA HEALTHCA AT COST 1,573 1,551
    302081104 EXLSERVICE HOLDINGS AT COST 3,228 3,910
    379577208 GLOBUS MEDICAL INC - AT COST 2,554 3,700
    92927K102 WABCO HOLDINGS INC AT COST 21,666 21,490
    G66721104 NORWEGIAN CRUISE LIN AT COST 25,613 21,506
    303250104 FAIR ISSAC, INC AT COST 2,913 3,661
    759916109 REPLIGEN CORP AT COST 1,193 1,681
    749119103 QUOTIENT TECHNOLOGY AT COST 3,020 2,870
    88224Q107 TEXAS CAP BANCSHARES AT COST 4,296 3,131
    21870Q105 CORESITE REALTY CORP AT COST 3,397 3,285
    92686J106 VIKING THERAPEUTICS AT COST 1,134 1,006
    31572Q808 FIBROGEN INC AT COST 1,268 1,115
    001744101 AMN HEALTHCARE SVCS AT COST 3,188 3,442
    011642105 ALARM.COM HOLDINGS I AT COST 2,699 3,158
    00900T107 AIMMUNE THERAPEUTICS AT COST 1,552 1,329
    67555N206 OCLARO INC AT COST 3,859 3,576
    670704105 NUVASIVE INC AT COST 1,655 1,517
    28106W103 EDITAS MEDICINE INC AT COST 759 532
    50187A107 LHC GROUP INC AT COST 4,064 4,206
    96924N100 WILLDAN GROUP INC AT COST 3,194 3,201
    57164Y107 MARRIOTT VACATIONS W AT COST 3,685 3,097
    985817105 YELP INC AT COST 2,043 2,013
    868459108 SUPERNUS PHARMACEUTI AT COST 2,610 2,663
    163092109 CHEGG INC AT COST 2,967 3,765
    617446448 MORGAN STANLEY AT COST 20,362 17,762
    11135F101 BROADCOM INC AT COST 50,371 49,838
    464287655 ISHARES RUSSELL 2000 AT COST 85,258 183,787
    G1151C101 ACCENTURE PLC AT COST 5,414 23,170
    3135G0ZA4 FED NATL MTG ASSN 1. AT COST 50,313 49,914
    256219106 DODGE & COX STOCK FU AT COST 428,944 925,724
    594918104 MICROSOFT CORP AT COST 28,037 79,146
    981558109 WORLDPAY INC AT COST 15,815 26,634
    040413106 ARISTA NETWORKS INC AT COST 22,911 23,035
    09857L108 BOOKING HOLDINGS INC AT COST 7,054 28,119
    315920702 FID ADV EMER MKTS IN AT COST 150,000 130,882
    464287465 ISHARES MSCI EAFE AT COST 328,355 362,268
    64110L106 NETFLIX.COM INC AT COST 20,368 29,876
    037833100 APPLE COMPUTER INC C AT COST 5,987 95,642
    015351109 ALEXION PHARMACEUTIC AT COST 20,753 20,957
    531465102 LIBERTY TRIPADVISOR AT COST 4,013 3,389
    92839U206 VISTEON CORP/NEW AT COST 4,553 2,924
    74347M108 PROPETRO HOLDING COR AT COST 2,068 1,994
    G4705A100 ICON PLC AT COST 2,595 4,419
    090672106 BIOTELEMETRY INC AT COST 3,516 5,694
    4812C0803 JPMORGAN HIGH YIELD AT COST 275,000 262,098
    73278L105 POOL CORPORATION AT COST 18,641 18,510
    90384S303 ULTA SALON COSMETICS AT COST 23,495 26,628
    92826C839 VISA INC-CLASS A SHR AT COST 16,977 50,867
    132011107 CAMBREX CORP COM AT COST 2,518 2,824
    816850101 SEMTECH CORP COM AT COST 2,697 3,281
    896288107 TRINET GROUP INC AT COST 2,590 3,383
    87918A105 TELADOC INC AT COST 2,058 1,803
    45073V108 ITT INC AT COST 4,162 4,242
    88339J105 TRADE DESK INC/THE AT COST 2,046 4,818
    P31076105 COPA HOLDINGS SA AT COST 3,982 2,970
    576485205 MATADOR RESOURCES CO AT COST 2,878 3,144
    82568P304 SHUTTERFLY INC AT COST 3,974 2,200
    737010108 PORTOLA PHARMACEUTIC AT COST 1,098 492
    861647501 STONE HARBOR LOCAL M AT COST 125,000 116,538
    78463X863 SPDR DJ WILSHIRE INT AT COST 359,710 346,690
    74925K581 ROBECO BP LNG/SHRT R AT COST 225,000 243,022
    679295105 OKTA INC AT COST 3,075 3,618
    05463X106 AXOGEN CORP AT COST 2,469 1,678
    29977A105 EVERCORE PARTNERS IN AT COST 2,647 3,023
    21036P108 CONSTELLATION BRANDS AT COST 14,352 27,494
    69354M108 PRA HEALTH SCIENCES AT COST 21,997 23,346
    464287481 ISHARES TR RUSSELL M AT COST 186,131 366,450
    G0177J108 ALLERGAN PLC AT COST 31,011 19,435
    92532F100 VERTEX PHARMACEUTICA AT COST 22,400 22,708
    464287598 ISHARES RUSSELL 1000 AT COST 49,049 87,666
    596278101 MIDDLEBY CORP AT COST 22,148 20,888
    34959J108 FORTIVE CORP AT COST 14,362 23,315
    00203H859 AQR MANAGED FUTURES AT COST 25,000 18,553
    912810FS2 U S TREAS INFL INDEX AT COST 197,679 236,116
    45866F104 INTERCONTINENTALEXCH AT COST 3,643 21,725
    546347105 LOUISIANA PAC CORP AT COST 4,001 3,266
    86183P102 STONERIDGE INC AT COST 4,234 3,354
    800677106 SANGAMO BIOSCIENCES AT COST 662 367
    02079K107 ALPHABET INC/CA AT COST 34,700 86,142
    90385D107 ULTIMATE SOFTWARE GR AT COST 20,618 26,130
    78409V104 S&P GLOBAL INC AT COST 11,048 22,243
    79466L302 SALESFORCE COM INC AT COST 15,326 36,094
    GTC997004 GAI CORBIN MULTI STR AT COST 620,554 602,288
    252131107 DEXCOM INC AT COST 23,961 23,102
    34964C106 FORTUNE BRANDS HOME AT COST 12,806 17,618
    683974604 OPPENHEIMER DEVELOPI AT COST 200,000 216,527
    20605P101 CONCHO RESOURCES INC AT COST 14,313 21,003
    576690101 MATERION CORP AT COST 2,273 2,557
    98986T108 ZYNGA INC AT COST 6,147 5,384
    29414B104 EPAM SYSTEMS INC AT COST 3,027 3,226
    464287234 ISHARES TR MSCI EMER AT COST 551,863 499,290
    983793100 XPO LOGISTICS INC AT COST 14,414 22,256
    G50871105 JAZZ PHARMACEUTICALS AT COST 18,300 30,970
    103304101 BOYD GAMING CORP COM AT COST 2,309 2,072
    705573103 PEGASYSTEMS INC AT COST 3,137 3,051
    589378108 MERCURY COMPUTER SYS AT COST 2,959 3,608
    500643200 KORN FERRY INTERNATI AT COST 3,986 2,799
    589889104 MERIT MEDICAL SYS IN AT COST 3,498 5,198
    254687106 WALT DISNEY CO AT COST 21,994 24,344
    892356106 TRACTOR SUPPLY CO CO AT COST 2,786 29,497
    191216100 COCA COLA CO AT COST 23,548 24,993
    15135B101 CENTENE CORP DEL AT COST 16,592 35,056
    702149105 PARTY CITY HOLDCO IN AT COST 3,266 2,513
    880208400 TEMPLETON GLOBAL BON AT COST 188,511 185,603
    697435105 PALO ALTO NETWORKS I AT COST 12,931 16,291
    138098108 CANTEL MEDICAL CORP. AT COST 3,062 2,295
    29084Q100 EMCOR GROUP INC COM AT COST 3,232 3,620
    576323109 MASTEC INC COM AT COST 3,394 3,263
    922280102 VERONIS SYSTEMS INC AT COST 1,800 2,199
    007973100 ADVANCED ENERGY INDS AT COST 2,727 1,721
    89531P105 TREX COMPANY INC AT COST 2,724 3,923
    101137107 BOSTON SCIENTIFIC CO AT COST 16,182 32,743
    278865100 ECOLAB INC AT COST 3,280 15,315
    518439104 ESTEE LAUDER COMPANI AT COST 6,363 18,280
    693506107 PPG INDUSTRIES INC AT COST 13,337 13,872
    831865209 SMITH A O CORP CL B AT COST 18,762 15,753
    016255101 ALIGN TECHNOLOGY INC AT COST 4,626 16,369
    339128100 JP MORGAN MID CAP VA AT COST 146,374 217,873
    898202106 TRUPANION INC AT COST 2,138 2,097
    89785L107 TRUECAR INC AT COST 3,276 2,606
    29362U104 ENTEGRIS INC AT COST 3,396 3,052
    00191U102 ASGN INCORPORATED AT COST 4,750 4,025
    04269X105 ARRAY BIOPHARMA INC AT COST 2,501 2,511
    298736109 EURONET WORLDWIDE IN AT COST 7,593 9,895
    46185L103 INVITAE CORP AT COST 963 922
    06684L103 BAOZUN INC-SPN ADR AT COST 2,316 1,871
    53220K504 LIGAND PHARMACEUTICA AT COST 1,602 989
    92932M101 WNS HOLDINGS LTD ADR AT COST 3,092 3,212

    TY 2017 LegalFeesSchedule
    Name:
    RIBENACK DOROTHY CHAR TR U W-MAIN
    EIN:
    41-6054248
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    NON-ALLOCABLE LEGAL FEES 1,622     1,622


    TY 2017 OtherDecreasesSchedule
    Name:
    RIBENACK DOROTHY CHAR TR U W-MAIN
    EIN:
    41-6054248
    Description Amount
    COST BASIS ADJUSTMENT 720


    TY 2017 OtherExpensesSchedule
    Name:
    RIBENACK DOROTHY CHAR TR U W-MAIN
    EIN:
    41-6054248
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    STATE FILING/TAXES PAID 25 0   25
    ADR/INVESTMENT FEES 1 1   0


    TY 2017 OtherIncreasesSchedule
    Name:
    RIBENACK DOROTHY CHAR TR U W-MAIN
    EIN:
    41-6054248
    Description Amount
    MUTUAL FUND TIMING DIFFERENCE 1,391


    TY 2017 OtherProfessionalFeesSchedule
    Name:
    RIBENACK DOROTHY CHAR TR U W-MAIN
    EIN:
    41-6054248
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CUSTODIAN AND MANAGEMENT FEE 1,184 1,184    


    TY 2017 TaxesSchedule
    Name:
    RIBENACK DOROTHY CHAR TR U W-MAIN
    EIN:
    41-6054248
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 2,657 2,657   0
    FEDERAL TAX PAYMENT - PRIOR YE 1,390 0   0
    FEDERAL ESTIMATES - PRINCIPAL 3,763 0   0
    FOREIGN TAXES ON QUALIFIED FOR 391 391   0
    FOREIGN TAXES ON NONQUALIFIED 1,020 1,020   0