Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2019
Open to Public Inspection
For calendar year 2019, or tax year beginning 05-01-2017 , and ending 04-30-2018
Name of foundation
C NORTHROP & A MARDER POND FDN
 
Number and street (or P.O. box number if mail is not delivered to street address)116 ALLEGHENY CENTER MALL P8YB3502L
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH, PA15212
A Employer identification number

22-6727894
B Telephone number (see instructions)

(412) 762-0861
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$12,503,569J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 302,045 302,045  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 482,133
b Gross sales price for all assets on line 6a 4,766,368
7 Capital gain net income (from Part IV, line 2)... 482,133
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 784,178 784,178  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 153,672 89,933   63,739
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 57,776 983   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 13,454 13,454    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 224,902 104,370 0 63,739
25 Contributions, gifts, grants paid....... 531,959 531,959
26 Total expenses and disbursements. Add lines 24 and 25 756,861 104,370 0 595,698
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 27,317
b Net investment income (if negative, enter -0-) 679,808
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2019)
Form 990-PF (2019)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 290,988 165,109 165,109
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 4,123,367 Click to see attachment4,034,508 4,580,267
c Investments—corporate bonds (attach schedule)....... 1,107,039 605,851 593,178
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 6,186,991 Click to see attachment6,931,640 7,165,015
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 11,708,385 11,737,108 12,503,569
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 11,665,510 11,729,171
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds 42,875 7,937
29 Total net assets or fund balances (see instructions)..... 11,708,385 11,737,108
30 Total liabilities and net assets/fund balances (see instructions). 11,708,385 11,737,108
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
11,708,385
2
Enter amount from Part I, line 27a .....................
2
27,317
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
1,417
4
Add lines 1, 2, and 3 ..........................
4
11,737,119
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
11
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
11,737,108
Form 990-PF (2019)
Form 990-PF (2019)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 22. AZZ INC   2016-09-06 2017-05-01
b 102. AMERICAN AXLE & MFG HOLDINGS   2016-09-06 2017-05-01
c 168. ARRAY BIOPHARMA, INC.   2016-11-09 2017-05-01
d 28. BNC BANCORP MERGED 06/16/17   2016-09-06 2017-05-01
e 47. BNC BANCORP MERGED 06/16/17   2016-09-06 2017-05-01
16. BELDEN INC   2016-11-22 2017-05-01
11. BELDEN INC   2016-11-22 2017-05-01
5. BLACKHAWK NETWORK HLDGS INC COM MERGED 06/15/18 @ $45.25 P/S   2017-02-17 2017-05-01
25. DOUGLAS DYNAMICS INC   2016-09-06 2017-05-01
4. DOUGLAS DYNAMICS INC   2016-09-06 2017-05-01
52. MICROSEMI CORP MERGED 05/29/18 @ $68.78 P/S   2016-09-06 2017-05-01
6. MUELLER INDUSTRIES INC   2016-09-06 2017-05-01
19. MUELLER INDUSTRIES INC   2016-09-06 2017-05-01
49. NETGEAR INC   2016-10-19 2017-05-01
16. NORTHERN TRUST CORP   2017-01-20 2017-05-01
35. PATTERSON COS INC   2016-09-06 2017-05-01
45. PERNOD RICARD SA UNSPONSORED ADR   2017-01-23 2017-05-01
17. ROCKWELL COLLINS INC COM   2017-04-17 2017-05-01
47. SMITH & NEPHEW PLC SPDN ADR   2016-09-06 2017-05-01
15. THOR INDUSTRIES INC   2016-09-06 2017-05-01
9. THOR INDUSTRIES INC   2016-09-06 2017-05-01
74. VANTIV INC CLASS A NAME CHG 01/16/18   2016-09-06 2017-05-01
41. VERIZON COMMUNICATIONS COM   2016-09-06 2017-05-01
10. WATERS CORP   2016-10-28 2017-05-01
63. TECHNIPFMC LTD SEDOL BDSFG98   2017-01-17 2017-05-01
22. AZZ INC   2016-09-06 2017-05-02
47. AMERICAN AXLE & MFG HOLDINGS   2016-09-06 2017-05-02
8. BERRY GLOBAL GROUP INC   2016-09-06 2017-05-02
54. CERNER CORP   2016-12-05 2017-05-02
16. DOUGLAS DYNAMICS INC   2016-09-06 2017-05-02
64. FULLER H B CO COM   2016-09-06 2017-05-02
24. MICHAELS COS INC/THE   2017-01-20 2017-05-02
14. OLIN CORP PAR $1   2016-09-06 2017-05-02
356. DISCOVERY INC CLASS C   2016-09-06 2017-05-03
18. DOUGLAS DYNAMICS INC   2016-09-06 2017-05-03
41. FLUOR CORP   2016-11-16 2017-05-03
33. MICHAELS COS INC/THE   2017-01-20 2017-05-03
57. NORTHERN TRUST CORP   2017-01-20 2017-05-03
12. OLIN CORP PAR $1   2016-09-06 2017-05-03
28. PRAXAIR INC   2016-09-06 2017-05-03
26. ROCKWELL COLLINS INC COM   2017-04-17 2017-05-03
29. SANDERSON FARMS INC   2016-11-22 2017-05-03
99. SMITH & NEPHEW PLC SPDN ADR   2016-09-06 2017-05-03
23. VANTIV INC CLASS A NAME CHG 01/16/18   2016-09-06 2017-05-03
153. VERIZON COMMUNICATIONS COM   2016-09-06 2017-05-03
2. VERIZON COMMUNICATIONS COM   2016-09-06 2017-05-03
66. BOK FINL CORP NEW   2016-09-06 2017-05-04
54. FULLER H B CO COM   2016-09-06 2017-05-04
86. TECHNIPFMC LTD SEDOL BDSFG98   2017-01-17 2017-05-04
9. ISHARES TR RUSSELL 2000 VALUE INDEX FD   2016-12-06 2017-05-05
5. COHERENT INC   2016-09-06 2017-05-08
86. GLOBUS MEDICAL INC A   2016-11-23 2017-05-08
26. ROCKWELL COLLINS INC COM   2016-09-06 2017-05-08
24. WABCO HOLDINGS INC   2017-01-25 2017-05-08
7. BARD C R INC   2016-09-06 2017-05-11
9. KAR AUCTION SERVICES INC   2016-09-06 2017-05-11
11. LOEWS CORPORATION   2016-09-06 2017-05-11
136. ARRAY BIOPHARMA, INC.   2016-11-09 2017-05-12
11. BERRY GLOBAL GROUP INC   2017-01-27 2017-05-12
7. COHERENT INC   2016-09-06 2017-05-12
20. EXACT SCIENCES CORP   2016-12-09 2017-05-12
44. EXELIXIS INC   2016-11-09 2017-05-12
31. INTEGRA LIFESCIENCES HLDG CORP   2016-09-06 2017-05-12
6. JOHN BEAN TECHNOLOGY   2016-09-06 2017-05-12
7. LANCASTER COLONY CORP   2017-02-10 2017-05-12
12. MASIMO CORPORATION   2017-03-28 2017-05-12
23. MICROSEMI CORP MERGED 05/29/18 @ $68.78 P/S   2016-09-06 2017-05-12
52. NIC INC   2016-09-06 2017-05-12
38. NEXSTAR MEDIA GROUP INC   2016-09-06 2017-05-12
34. OLLIE'S BARGAIN OUTLET HOLDI   2016-09-06 2017-05-12
17. PERFORMANCE FOOD GROUP CO   2016-12-13 2017-05-12
8. POOL CORP   2016-09-06 2017-05-12
11. TAKE-TWO INTERACTIVE SOFTWARE COM   2017-02-10 2017-05-12
4. NIC INC   2016-09-06 2017-05-15
18. PERFORMANCE FOOD GROUP CO   2016-12-13 2017-05-15
1. POOL CORP   2016-09-06 2017-05-15
25. VENTAS INC   2016-09-06 2017-05-15
55. EVERSOURCE ENERGY   2016-10-06 2017-05-16
56. HEARTLAND EXPRESS INC   2017-03-03 2017-05-16
50. ONE GAS INC-W/I   2016-09-06 2017-05-16
1. PERFORMANCE FOOD GROUP CO   2016-12-14 2017-05-16
17. WATERS CORP   2016-10-28 2017-05-16
208. EXAR CORP MERGED 05/12/17 @ $13.00 P/S   2016-10-20 2017-05-17
27. ROCKWELL COLLINS INC COM   2016-09-06 2017-05-17
99. SMITH & NEPHEW PLC SPDN ADR   2016-09-06 2017-05-17
29. VARIAN MED SYS INC COM   2016-09-06 2017-05-17
63. PORTLAND GENERAL ELECTRIC CO   2017-03-08 2017-05-18
1. AMERICAN INTERNATIONAL GROUP, INC., SECURITIES LITIGATION   2001-01-01 2017-05-19
10. BERRY GLOBAL GROUP INC   2016-09-06 2017-05-23
165. PERNOD RICARD SA UNSPONSORED ADR   2017-01-09 2017-05-23
7. COHERENT INC   2016-09-06 2017-05-24
24. FIVE BELOW   2016-10-28 2017-05-24
13. LITTELFUSE INC   2016-09-06 2017-05-24
10. TETRA TECH INC NEW COM   2016-09-06 2017-05-24
59. HD SUPPLY HOLDINGS INC   2017-01-12 2017-05-25
2. HD SUPPLY HOLDINGS INC   2017-01-13 2017-05-25
45. LAM RESEARCH CORP   2016-09-06 2017-05-25
11. BARD C R INC   2016-09-06 2017-05-26
9. BERRY GLOBAL GROUP INC   2016-09-06 2017-05-26
5. BLACKHAWK NETWORK HLDGS INC COM MERGED 06/15/18 @ $45.25 P/S   2017-02-17 2017-05-26
66. HD SUPPLY HOLDINGS INC   2017-01-13 2017-05-26
3. HD SUPPLY HOLDINGS INC   2017-01-13 2017-05-26
96. INTER PARFUMS INC   2016-09-06 2017-05-26
3. MKS INSTRS INC   2016-09-06 2017-05-26
7. MACOM TECHNOLOGY SOLUTIONS HOLDINGS INC   2016-09-06 2017-05-26
10. SEMTECH CORP   2016-09-06 2017-05-26
8. TETRA TECH INC NEW COM   2016-09-06 2017-05-26
8. BERRY GLOBAL GROUP INC   2016-09-06 2017-05-30
151. GGP INC MERGED 08/27/18 @ $0.312   2016-09-06 2017-05-30
3. BERRY GLOBAL GROUP INC   2016-09-06 2017-05-31
11. BLACKHAWK NETWORK HLDGS INC COM MERGED 06/15/18 @ $45.25 P/S   2016-10-13 2017-05-31
1. COHERENT INC   2016-09-06 2017-05-31
3. MKS INSTRS INC   2016-09-06 2017-05-31
11. MACOM TECHNOLOGY SOLUTIONS HOLDINGS INC   2016-09-06 2017-05-31
5. MULTI-COLOR CORP   2016-09-06 2017-05-31
6. SEMTECH CORP   2016-09-06 2017-05-31
6. TETRA TECH INC NEW COM   2016-09-06 2017-05-31
100000. AT&T INC SR UNSEC   2014-06-24 2017-06-01
5. MULTI-COLOR CORP   2016-09-06 2017-06-01
26. BERRY GLOBAL GROUP INC   2016-09-06 2017-06-02
21. BERRY GLOBAL GROUP INC   2017-01-27 2017-06-02
18. BLACKHAWK NETWORK HLDGS INC COM MERGED 06/15/18 @ $45.25 P/S   2016-10-13 2017-06-02
1. COHERENT INC   2016-09-06 2017-06-02
100. DEVON ENERGY CORP NEW   2016-09-16 2017-06-02
43. DRILL-QUIP INC   2016-09-06 2017-06-02
12. EXACT SCIENCES CORP   2016-12-09 2017-06-02
21. FIRST BUSEY CORP   2016-09-06 2017-06-02
17. GLOBAL BRASS & COPPER HOLD   2016-09-06 2017-06-02
5. MKS INSTRS INC   2016-09-06 2017-06-02
7. MACOM TECHNOLOGY SOLUTIONS HOLDINGS INC   2016-09-06 2017-06-02
26. MUELLER INDUSTRIES INC   2016-09-06 2017-06-02
14. MUELLER INDUSTRIES INC   2016-09-06 2017-06-02
5. MULTI-COLOR CORP   2016-09-06 2017-06-02
6. NEENAH INC   2016-09-06 2017-06-02
14. POOL CORP   2016-09-06 2017-06-02
25. S P PLUS CORPORATION   2017-04-27 2017-06-02
24. S P PLUS CORPORATION   2017-04-27 2017-06-02
26. SIMON PROPERTY GROUP INC   2016-09-06 2017-06-02
13. TAKE-TWO INTERACTIVE SOFTWARE COM   2017-02-10 2017-06-02
9. TETRA TECH INC NEW COM   2016-09-06 2017-06-02
10. FRESH DEL MONTE PRODUCE INC   2016-09-06 2017-06-02
7. HELEN OF TROY LIMITED SEDOL 2419530   2016-09-06 2017-06-02
30. DEVON ENERGY CORP NEW   2016-09-16 2017-06-05
137. PATTERSON COS INC   2016-09-06 2017-06-05
28. BOK FINL CORP NEW   2016-09-06 2017-06-06
43. ADVANCEPIERRE FOODS HOLDINGS   2017-03-28 2017-06-07
6. BARD C R INC   2016-09-06 2017-06-07
5. BLACKHAWK NETWORK HLDGS INC COM MERGED 06/15/18 @ $45.25 P/S   2016-10-13 2017-06-12
20. BROADSOFT INC MERGED 02/02/18 @ $55.00 P/S   2016-09-06 2017-06-12
5. MKS INSTRS INC   2016-09-06 2017-06-12
3. MACOM TECHNOLOGY SOLUTIONS HOLDINGS INC   2016-09-06 2017-06-12
2. MULTI-COLOR CORP   2016-09-06 2017-06-12
17. SEMTECH CORP   2016-09-06 2017-06-12
10. TETRA TECH INC NEW COM   2016-09-06 2017-06-12
56. HEARTLAND EXPRESS INC   2017-03-03 2017-06-13
18. SEMTECH CORP   2016-09-06 2017-06-13
22. AMERICAN CAMPUS CMNTYS INC   2016-09-06 2017-06-14
42. GGP INC MERGED 08/27/18 @ $0.312   2016-09-06 2017-06-14
55. ACCENTURE PLC CLASS A SEDOL B4BNMY3   2016-09-06 2017-06-14
308. MEAD JOHNSON NUTRITION CO MERGED 06/15/17 @ $90.00 P/S   2017-02-14 2017-06-15
131. APPLIED MATERIALS INC   2016-09-06 2017-06-19
14. APPLIED MATERIALS INC   2016-09-06 2017-06-19
27. EQUIFAX INC   2016-09-06 2017-06-19
10. LAM RESEARCH CORP   2016-09-06 2017-06-19
26. NIKE INC CL B   2016-09-06 2017-06-19
106. NIKE INC CL B   2016-09-06 2017-06-19
90. NUCOR CORP   2017-02-10 2017-06-19
16. EQUIFAX INC   2016-09-06 2017-06-20
173. ILG INC MERGED 08/31/18 @ $14.75 P/S   2016-09-06 2017-06-20
171. TJX COS INC NEW COM   2016-09-06 2017-06-20
9. AUTODESK INC   2016-09-06 2017-06-21
38. EDUCATION REALTY TRUST INC MERGED 09/20/18 @ $41.50 P/S   2016-09-06 2017-06-21
132. HEARTLAND EXPRESS INC   2016-09-06 2017-06-21
61. PATTERSON COS INC   2016-09-06 2017-06-21
124. ABBOTT LABORATORIES INC   2017-05-08 2017-06-22
3. EAGLE BANCORP INC   2016-09-06 2017-06-22
55. HALLIBURTON CO   2017-04-03 2017-06-22
26. MONSANTO CO   2016-09-16 2017-06-22
104. NATIONAL FUEL GAS CO N J COM   2016-09-06 2017-06-22
29. TAILORED BRANDS INC   2016-09-06 2017-06-22
38. TIFFANY & CO NEW COM   2016-09-06 2017-06-22
66. WGL HLDGS INC MERGED 07/09/18 @ $88.25 P/S   2017-02-13 2017-06-22
4. COHERENT INC   2016-09-06 2017-06-23
9. EAGLE BANCORP INC   2016-09-06 2017-06-23
46. EVERSOURCE ENERGY   2016-12-05 2017-06-23
49. NATIONAL FUEL GAS CO N J COM   2016-09-06 2017-06-23
9. EAGLE BANCORP INC   2016-09-06 2017-06-26
28. GENUINE PARTS CO   2016-11-01 2017-06-26
60. PORTLAND GENERAL ELECTRIC CO   2017-04-03 2017-06-26
25. PRAXAIR INC   2016-09-06 2017-06-26
3. TRISURA GROUP LTD-WI EXCH 12/21/17   2016-09-06 2017-06-26
33. WGL HLDGS INC MERGED 07/09/18 @ $88.25 P/S   2017-05-04 2017-06-26
61. PATTERSON COS INC   2016-09-06 2017-06-27
.529 TRISURA GROUP LTD-WI EXCH 12/21/17   2016-09-06 2017-06-27
.245 TRISURA GROUP LTD-WI EXCH 12/21/17   2016-09-06 2017-06-27
42. APTARGROUP INC   2016-09-06 2017-06-28
35. BOK FINL CORP NEW   2016-09-06 2017-06-28
31. HENKEL AG & COMPANY KGAA SPONSORED ADR   2016-11-29 2017-06-28
23. KIMBERLY-CLARK CORP COM   2017-01-24 2017-06-28
45. NORTHWEST NATURAL GAS CO   2016-11-15 2017-06-28
79. ONE GAS INC-W/I   2016-10-13 2017-06-28
35. STATE STR CORP COM   2016-09-06 2017-06-28
29. VARIAN MED SYS INC COM   2016-12-13 2017-06-28
23. WABCO HOLDINGS INC   2017-01-25 2017-06-28
16. WATERS CORP   2016-11-23 2017-06-28
433. FRANKS INTERNATIONAL NV SEDOL BCRY5H0   2016-09-06 2017-06-28
7. ALPHABET INC/CA-CL A   2016-09-06 2017-06-29
22. HENKEL AG & COMPANY KGAA SPONSORED ADR   2016-11-29 2017-06-29
126. NATIONAL INSTRS CORP COM   2016-09-06 2017-06-29
39. NORTHERN TRUST CORP   2016-09-06 2017-06-29
42. CERNER CORP   2016-12-05 2017-06-30
2. COHERENT INC   2016-09-06 2017-06-30
16. EXLSERVICE HOLDINGS INC   2017-03-24 2017-06-30
92. GLOBUS MEDICAL INC A   2016-11-23 2017-06-30
152. HEARTLAND EXPRESS INC   2016-09-06 2017-06-30
83. PERNOD RICARD SA UNSPONSORED ADR   2017-01-09 2017-06-30
54. FRANKS INTERNATIONAL NV SEDOL BCRY5H0   2016-09-06 2017-06-30
100. WGL HLDGS INC MERGED 07/09/18 @ $88.25 P/S   2017-02-01 2017-07-05
62. LITHIA MTRS INC CL A   2017-04-28 2017-07-06
6. MULTI-COLOR CORP   2016-09-06 2017-07-06
10. TETRA TECH INC NEW COM   2016-09-06 2017-07-06
1. COHERENT INC   2016-09-06 2017-07-10
4. EXLSERVICE HOLDINGS INC   2017-03-24 2017-07-10
5. MULTI-COLOR CORP   2016-09-06 2017-07-10
31. NORTHERN TRUST CORP   2016-09-06 2017-07-10
5. TETRA TECH INC NEW COM   2016-09-06 2017-07-10
2. TRISURA GROUP LTD-WI EXCH 12/21/17   2016-09-06 2017-07-10
66. HALLIBURTON CO   2017-04-03 2017-07-11
143. HEARTLAND EXPRESS INC   2016-09-06 2017-07-11
4. MULTI-COLOR CORP   2016-09-06 2017-07-12
144. HEARTLAND EXPRESS INC   2016-09-06 2017-07-13
49. NATIONAL FUEL GAS CO N J COM   2016-09-06 2017-07-13
8. BARD C R INC   2016-09-06 2017-07-14
4. COHERENT INC   2016-09-06 2017-07-14
11. DORMAN PRODUCTS INC   2016-09-06 2017-07-14
3. EAGLE BANCORP INC   2016-09-06 2017-07-14
24. MONSANTO CO   2016-10-06 2017-07-14
6. WILLIS TOWERS WATSON PLC SEDOL BDB6Q21   2016-09-06 2017-07-14
100000. CAMPBELL SOUP CO SR NOTES   2011-02-14 2017-07-15
1. COHERENT INC   2016-09-06 2017-07-17
3. EAGLE BANCORP INC   2016-09-06 2017-07-17
2. TETRA TECH INC NEW COM   2016-09-06 2017-07-17
28. ARMADA HOFFLER PROPERTIES IN   2017-01-18 2017-07-18
26. ARMADA HOFFLER PROPERTIES IN   2017-01-19 2017-07-18
44. CELESTICA INC SEDOL 2263362   2017-01-18 2017-07-18
1. COHERENT INC   2016-09-06 2017-07-18
40. CORELOGIC INC   2016-09-06 2017-07-18
18. EURONET SVCS INC COM   2016-09-06 2017-07-18
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73. KBR INC   2017-09-06 2018-02-20
19. LGI HOMES INC   2017-12-06 2018-02-20
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22. SNYDERS LANCE INC   2017-04-19 2018-02-23
114. GENOMIC HEALTH INC   2016-09-06 2018-02-26
53. K.FORCE INC   2016-09-06 2018-02-26
10. LITTELFUSE INC   2016-09-06 2018-02-26
28. PROLOGIS INC   2016-10-21 2018-02-26
11. INTERXION HOLDING NV SEDOL B66QLT9 ISIN NL0009693779   2017-11-20 2018-02-26
109. PERNOD RICARD SA UNSPONSORED ADR   2016-12-27 2018-02-27
15. WATERS CORP   2016-11-23 2018-02-27
2. COMMERCE BANCSHARES INC   2016-09-06 2018-02-28
54. COMMERCE BANCSHARES INC   2017-06-08 2018-02-28
15. HERSHEY FOODS CORP COM   2018-01-09 2018-02-28
107. HUB GROUP INC CL A   2017-04-17 2018-02-28
9. HUB GROUP INC CL A   2016-10-31 2018-02-28
27. HUNT J B TRANSPORT SERVICES INC   2017-06-21 2018-02-28
20. ORBITAL ATK INC-W/I MERGED 06/06/18 @ $134.50 P/S   2017-10-31 2018-02-28
111. ROCKWELL COLLINS INC COM   2017-09-07 2018-02-28
10. SHERWIN-WILLIAMS CO   2017-06-19 2018-03-02
107. ABBOTT LABORATORIES INC   2016-09-06 2018-03-07
122. AIR LIQUIDE ADR   2017-05-04 2018-03-07
24. AT HOME GROUP INC   2017-08-02 2018-03-07
33. BLACKHAWK NETWORK HLDGS INC COM MERGED 06/15/18 @ $45.25 P/S   2016-09-06 2018-03-07
23. BLACKHAWK NETWORK HLDGS INC COM MERGED 06/15/18 @ $45.25 P/S   2018-01-02 2018-03-07
24. BOINGO WIRELESS INC   2016-10-19 2018-03-07
.25 BROWN FORMAN CORP CL B   2016-09-06 2018-03-07
.25 BROWN FORMAN CORP CL B   2016-11-25 2018-03-07
63. CARDINAL HEALTH INC   2016-09-06 2018-03-07
96. CARRIZO OIL & GAS INC   2018-01-08 2018-03-07
121. CISCO SYS INC COM   2016-09-06 2018-03-07
77. COLGATE-PALMOLIVE CO   2017-09-22 2018-03-07
12. EURONET SVCS INC COM   2016-09-06 2018-03-07
138. EXTREME NETWORKS   2017-04-26 2018-03-07
1. FIRST BUSEY CORP   2017-06-28 2018-03-07
10. FIRST BUSEY CORP   2016-09-06 2018-03-07
33. FOX FACTORY HOLDING CORP   2017-07-18 2018-03-07
36. GRAY TELEVISION, INC. COM   2017-09-06 2018-03-07
84. IMMUNOMEDICS INC   2018-01-16 2018-03-07
110. INTEL CORP   2016-09-06 2018-03-07
41. LORAL SPACE & COMMUNICATIONS   2017-08-02 2018-03-07
8. LORAL SPACE & COMMUNICATIONS   2017-08-02 2018-03-07
64. MIMEDX GROUP INC   2018-02-20 2018-03-07
4. NORTHROP GRUMMAN CORPORATION   2016-09-06 2018-03-07
22. PINNACLE ENTERTAINMENT INC NEW   2017-10-06 2018-03-07
7. RAYTHEON COMPANY   2016-09-06 2018-03-07
34. S P PLUS CORPORATION   2017-04-26 2018-03-07
7. S P PLUS CORPORATION   2017-04-26 2018-03-07
162. SCHNEIDER ELECTRIC SE   2017-10-16 2018-03-07
8. TELEDYNE TECHNOLOGIES INC   2016-09-06 2018-03-07
23. WINNEBAGO INDUSTRIES INC   2017-08-02 2018-03-07
41. CHUBB LTD SEDOL B3BQMF6   2017-05-08 2018-03-07
13. SODASTREAM INTERNATIONAL LTD ISIN IL0011213001 SEDOL B5N90N1   2017-07-18 2018-03-07
13. FIRST BUSEY CORP   2016-09-06 2018-03-08
75. GRAY TELEVISION, INC. COM   2017-09-06 2018-03-08
89. PINNACLE ENTERTAINMENT INC NEW   2017-10-05 2018-03-08
31. HERSHEY FOODS CORP COM   2017-06-26 2018-03-09
25. STANLEY BLACK & DECKER INC   2017-11-03 2018-03-09
13. BECTON DICKINSON & CO   2018-01-08 2018-03-12
121. NAVIGANT CONSULTING INC COM   2016-09-06 2018-03-12
169. UNITED BANKSHARES INC WEST V COM   2017-08-30 2018-03-13
40. ALEXANDRIA REAL ESTATE EQUITIES INC   2016-09-06 2018-03-16
30. ALEXANDRIA REAL ESTATE EQUITIES INC   2017-07-19 2018-03-16
29. AMERICAN HOMES 4 RENT- A   2017-11-20 2018-03-16
54. AMERICAN TOWER CORP   2016-09-06 2018-03-16
167. APARTMENT INVT & MGMT CO CL A   2016-09-06 2018-03-16
47. AVALONBAY COMMUNITIES INC REIT   2016-09-06 2018-03-16
55. CORPORATE OFFICE PPTYS TR REIT   2017-11-02 2018-03-16
33. CROWN CASTLE INTL CORP   2016-09-06 2018-03-16
95. CUBESMART   2016-09-06 2018-03-16
17. DCT INDUSTRIAL TRUST INC MERGED 08/22/18   2017-10-17 2018-03-16
71. DDR CORP REV SPLIT 05/21/18   2017-03-16 2018-03-16
147. DUKE REALTY CORP REIT   2016-09-06 2018-03-16
26. EPR PROPERTIES   2016-09-06 2018-03-16
3. EQUINIX INC   2018-02-22 2018-03-16
20. EQUINIX INC   2016-09-06 2018-03-16
9. EQUITY LIFESTYLE PROPERTIES REIT   2016-11-25 2018-03-16
8. EQUITY LIFESTYLE PROPERTIES REIT   2017-09-21 2018-03-16
1. ESSEX PPTY TR INC REIT   2017-05-30 2018-03-16
45. ESSEX PPTY TR INC REIT   2016-09-06 2018-03-16
139. EXTENDED STAY AMERICA INC   2017-09-21 2018-03-16
46. EXTRA SPACE STORAGE INC   2016-09-06 2018-03-16
95. FIRST INDL REALTY TRUST INC REIT   2016-09-06 2018-03-16
25. HEALTHCARE TRUST OF AME-CL A   2017-05-15 2018-03-16
34. HILTON GRAND VACATIONS-WI   2017-07-19 2018-03-16
21. HILTON GRAND VACATIONS-WI   2016-09-06 2018-03-16
113. HILTON WORLDWIDE HLDGS - W/I   2016-09-06 2018-03-16
51. HUDSON PACIFIC PROPERTIES IN REITS   2017-01-27 2018-03-16
292.786 INVITATION HOMES INC   2017-06-14 2018-03-16
272.214 INVITATION HOMES INC   2016-09-06 2018-03-16
73. KILROY RLTY CORP REIT   2016-09-06 2018-03-16
19. KIMBERLY-CLARK CORP COM   2017-08-30 2018-03-16
23. PHYSICIANS REALTY TRUST   2017-05-30 2018-03-16
286. PHYSICIANS REALTY TRUST   2016-09-06 2018-03-16
34. PROLOGIS INC   2016-09-06 2018-03-16
83. REGENCY CENTERS CORP   2016-09-06 2018-03-16
30. SL GREEN REALTY CORP   2016-09-06 2018-03-16
29. SAUL CTRS INC   2016-09-06 2018-03-16
31. SIMON PROPERTY GROUP INC   2016-09-06 2018-03-16
238. SPIRIT REALTY CAP INC   2016-09-06 2018-03-16
290. STORE CAPITAL CORP   2016-09-06 2018-03-16
45. SUN CMNTYS INC   2016-09-06 2018-03-16
251. SUNSTONE HOTEL INVS INC NEW   2016-09-06 2018-03-16
45. TANGER FACTORY OUTLET   2016-09-06 2018-03-16
31. TANGER FACTORY OUTLET   2017-11-20 2018-03-16
54. TERRENO REALTY CORP   2016-09-06 2018-03-16
39. VICI PROPERTIES INC   2018-02-08 2018-03-16
26. WELLTOWER INC   2016-09-06 2018-03-16
101. WEYERHAEUSER CO COM   2017-10-17 2018-03-16
27. INTERXION HOLDING NV SEDOL B66QLT9 ISIN NL0009693779   2017-11-20 2018-03-16
113. INTERXION HOLDING NV SEDOL B66QLT9 ISIN NL0009693779   2016-09-06 2018-03-16
10. FIDELITY NATIONAL INFORMATION   2016-09-06 2018-03-19
52. FOREST CITY REALTY TRUST- A   2016-09-06 2018-03-19
8. M&T BK CORP   2016-09-06 2018-03-19
1. MULTI-COLOR CORP   2018-03-07 2018-03-19
31. SENSATA TECHNOLOGIES HOLDING MERGED 03/28/18   2016-09-06 2018-03-19
10. ADOBE SYSTEMS INC   2017-06-29 2018-03-20
51. COMMERCE BANCSHARES INC   2016-09-06 2018-03-20
314. J. JILL INC   2017-08-28 2018-03-21
34. CSRA INC-W/I   2017-04-12 2018-03-23
178. CSRA INC-W/I   2016-09-06 2018-03-23
.05 ARGO GROUP INTERNATIONAL ISIN BMG0464B1072 SEDOL 2499543   2017-05-12 2018-03-23
100000. BP CAPITAL MARKETS PLC ISIN US05565QBZ00 SEDOL B87XBL5   2014-12-01 2018-03-27
100000. PROGRESS ENERGY CAROLINA 1ST MTG CALL 6/15/21 @100   2014-06-23 2018-03-27
13. FIDELITY NATIONAL INFORMATION   2016-09-06 2018-04-02
52. LEUCADIA NATIONAL CORP   2016-09-06 2018-04-02
35. LOEWS CORPORATION   2016-09-06 2018-04-02
17. AIR PRODUCTS & CHEMICALS INC   2016-12-01 2018-04-03
19. AIR PRODUCTS & CHEMICALS INC   2016-12-01 2018-04-05
11. CLOROX CO   2017-12-14 2018-04-05
20. MOHAWK INDS INC   2016-09-06 2018-04-05
30. HERSHEY FOODS CORP COM   2017-06-26 2018-04-06
51. KIMBERLY-CLARK CORP COM   2017-08-10 2018-04-06
3. KIMBERLY-CLARK CORP COM   2017-01-27 2018-04-06
.05 LHC GROUP INC   2017-03-06 2018-04-06
34. AMICUS THERAPEUTICS INC   2017-07-18 2018-04-10
17. AMICUS THERAPEUTICS INC   2017-07-18 2018-04-10
46. AT HOME GROUP INC   2017-08-02 2018-04-10
15. BRINKS CO   2017-04-26 2018-04-10
42. CAMPING WORLD HOLDINGS INC-A   2017-09-06 2018-04-10
11. CANTEL MEDICAL CORP   2016-09-06 2018-04-10
4. CHURCHILL DOWNS INC   2016-09-06 2018-04-10
29. DANA INCORPORATED   2017-09-06 2018-04-10
19. EURONET SVCS INC COM   2016-09-06 2018-04-10
1. EXLSERVICE HOLDINGS INC   2017-06-28 2018-04-10
24. EXLSERVICE HOLDINGS INC   2016-09-06 2018-04-10
20. FOX FACTORY HOLDING CORP   2017-07-18 2018-04-10
16. GREIF INC CLASS A   2018-03-07 2018-04-10
5. HYSTER-YALE MATERIALS CLASS A   2017-10-06 2018-04-10
120. ILG INC MERGED 08/31/18 @ $14.75 P/S   2016-09-06 2018-04-10
76. IMMUNOMEDICS INC   2018-01-16 2018-04-10
10. J & J SNACK FOODS CORP   2016-09-06 2018-04-10
14. LCI INDUSTRIES   2016-11-22 2018-04-10
8. MYERS INDUSTRIES INC   2017-09-08 2018-04-10
7. NEENAH INC   2016-09-06 2018-04-10
23. NOVANTA INC SEDOL BD8S5H8   2017-04-27 2018-04-10
1. OMNICELL INC   2017-06-28 2018-04-10
8. OMNICELL INC   2016-09-06 2018-04-10
31. ONE GAS INC-W/I   2017-12-06 2018-04-10
1. RAPID7 INC   2017-06-28 2018-04-10
42. RAPID7 INC   2017-03-30 2018-04-10
1. RINGCENTRAL INC-CLASS A   2017-06-28 2018-04-10
31. RINGCENTRAL INC-CLASS A   2016-09-06 2018-04-10
15. SAREPTA THERAPEUTICS INC   2017-07-20 2018-04-10
33. WINNEBAGO INDUSTRIES INC   2017-08-02 2018-04-10
13. SODASTREAM INTERNATIONAL LTD ISIN IL0011213001 SEDOL B5N90N1   2017-07-18 2018-04-10
30. GREIF INC CLASS A   2018-03-07 2018-04-11
6. HYSTER-YALE MATERIALS CLASS A   2017-10-06 2018-04-11
30. MYERS INDUSTRIES INC   2017-09-07 2018-04-11
21. NEENAH INC   2016-09-06 2018-04-11
94. CALLAWAY GOLF CO   2016-09-06 2018-04-13
233. HEARTLAND EXPRESS INC   2016-09-06 2018-04-13
140. COBIZ FINANCIAL INC MERGED 10/01/18 @ $5.70 P/S   2017-11-13 2018-04-16
66. FOREST CITY REALTY TRUST- A   2016-09-06 2018-04-18
28. LOEWS CORPORATION   2016-09-06 2018-04-18
63. AXALTA COATING SYSTEMS LTD SEDOL BSFWCF5   2016-09-06 2018-04-18
2. WHITE MOUNTAINS INSURANCE GRP   2018-01-30 2018-04-18
5. WHITE MOUNTAINS INSURANCE GRP   2016-09-06 2018-04-18
18. KIMBERLY-CLARK CORP COM   2017-01-27 2018-04-24
517. BLUE BUFFALO PET PRODUCTS IN MERGED 04/24/18 @ $40.00 P/S   2018-02-27 2018-04-25
22. MURPHY USA INC-W/I   2016-09-06 2018-04-25
52. WORLD FUEL SVCS CORP   2016-09-06 2018-04-25
21. AETNA INC NEW   2016-09-06 2018-04-26
15. ILLINOIS TOOL WORKS INC COM   2016-09-06 2018-04-26
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 1,338   1,455 -117
b 1,803   1,770 33
c 1,458   1,047 411
d 970   689 281
e 1,631   1,156 475
1,138   1,177 -39
780   804 -24
205   175 30
830   808 22
128   129 -1
2,555   2,062 493
202   209 -7
642   663 -21
2,538   2,599 -61
1,471   1,343 128
1,560   1,640 -80
1,126   1,058 68
1,791   1,654 137
1,548   1,584 -36
1,462   1,239 223
872   744 128
4,584   3,952 632
1,883   2,206 -323
1,721   1,404 317
2,030   2,238 -208
1,323   1,454 -131
825   815 10
400   364 36
3,507   2,610 897
525   517 8
3,373   3,095 278
550   531 19
454   307 147
9,978   8,672 1,306
577   581 -4
2,102   2,095 7
762   730 32
5,087   4,775 312
387   263 124
3,502   3,431 71
2,699   2,529 170
3,319   2,340 979
3,293   3,337 -44
1,427   1,228 199
7,023   8,233 -1,210
92   108 -16
5,591   4,495 1,096
2,850   2,611 239
2,661   3,056 -395
1,060   1,053 7
1,126   527 599
2,669   1,812 857
2,698   2,492 206
2,839   2,760 79
2,149   1,552 597
379   383 -4
507   457 50
1,126   847 279
619   487 132
1,730   738 992
677   290 387
951   660 291
1,446   1,353 93
527   422 105
857   936 -79
1,016   1,121 -105
1,136   912 224
1,075   1,210 -135
2,330   2,278 52
1,317   923 394
477   409 68
964   797 167
752   638 114
83   93 -10
499   431 68
120   100 20
1,636   1,845 -209
3,308   2,873 435
1,072   1,166 -94
3,440   3,091 349
27   24 3
2,963   2,367 596
2,704   1,904 800
2,782   2,273 509
3,429   3,337 92
2,757   2,443 314
2,805   2,813 -8
96   25 71
569   454 115
4,430   3,736 694
1,738   738 1,000
1,224   903 321
2,072   1,648 424
452   359 93
2,441   2,507 -66
83   84 -1
6,911   4,198 2,713
3,390   2,438 952
522   409 113
215   175 40
2,721   2,788 -67
124   127 -3
3,323   3,241 82
239   146 93
418   325 93
367   275 92
363   287 76
464   364 100
3,385   4,429 -1,044
173   136 37
468   383 85
247   105 142
244   146 98
663   480 183
421   340 81
223   165 58
273   215 58
100,000   100,000  
428   340 88
1,517   1,181 336
1,223   930 293
789   608 181
252   105 147
3,312   4,114 -802
2,122   2,373 -251
457   169 288
613   484 129
533   482 51
415   243 172
418   306 112
778   908 -130
419   486 -67
437   340 97
478   487 -9
1,710   1,395 315
745   881 -136
716   846 -130
4,003   5,653 -1,650
1,013   754 259
422   323 99
510   592 -82
666   634 32
993   1,226 -233
6,420   6,418 2
2,249   1,907 342
1,731   1,352 379
1,886   1,330 556
211   169 42
832   940 -108
394   243 151
163   131 32
170   136 34
585   467 118
473   359 114
1,154   1,166 -12
651   495 156
1,059   1,131 -72
1,006   1,232 -226
7,010   6,348 662
27,720   27,152 568
5,774   3,909 1,865
616   418 198
3,843   3,624 219
1,506   933 573
1,349   1,496 -147
5,506   6,098 -592
5,018   5,504 -486
2,233   2,148 85
4,828   3,044 1,784
12,029   13,217 -1,188
951   608 343
1,521   1,742 -221
2,694   2,605 89
2,899   2,858 41
6,023   5,506 517
185   152 33
2,322   2,706 -384
3,053   2,698 355
5,870   6,018 -148
279   401 -122
3,457   2,638 819
5,520   5,488 32
964   422 542
551   457 94
2,856   2,354 502
2,725   2,835 -110
553   457 96
2,547   2,698 -151
2,801   2,660 141
3,328   3,063 265
48   43 5
2,752   2,719 33
2,910   2,858 52
9   8 1
4   4  
3,635   3,294 341
2,873   2,383 490
3,839   3,166 673
3,036   2,786 250
2,737   2,542 195
5,616   4,657 959
3,120   2,460 660
2,992   2,353 639
2,862   2,501 361
2,954   2,191 763
3,343   5,073 -1,730
6,590   5,661 929
2,668   2,198 470
4,990   3,570 1,420
3,821   2,792 1,029
2,782   2,015 767
448   211 237
871   755 116
3,079   1,938 1,141
3,170   2,937 233
2,211   1,847 364
450   633 -183
8,318   8,208 110
5,627   5,952 -325
490   408 82
454   359 95
236   105 131
219   186 33
406   340 66
3,029   2,164 865
227   179 48
37   29 8
2,794   2,986 -192
3,022   2,763 259
320   272 48
3,118   2,783 335
2,760   2,835 -75
2,557   1,773 784
1,086   422 664
838   702 136
185   152 33
2,794   2,456 338
873   764 109
100,000   99,744 256
274   105 169
184   152 32
92   72 20
371   404 -33
343   375 -32
607   548 59
271   105 166
1,740   1,654 86
1,606   1,428 178
652   383 269
326   278 48
1,028   495 533
2,038   2,240 -202
893   819 74
1,226   1,336 -110
795   872 -77
601   562 39
671   625 46
778   909 -131
515   448 67
1,178   997 181
1,160   1,096 64
1,632   1,971 -339
1,165   870 295
2,149   1,960 189
1,662   1,815 -153
1,010   886 124
1,501   1,742 -241
2,117   2,303 -186
1,250   1,394 -144
339   312 27
1,436   1,663 -227
1,247   1,351 -104
2,127   843 1,284
1,118   778 340
897   882 15
1,394   972 422
1,276   1,235 41
18   20 -2
1,503   1,218 285
1,715   1,424 291
4,164   3,606 558
2,569   2,128 441
4,708   6,597 -1,889
2,316   2,700 -384
928   1,082 -154
1,085   1,141 -56
443   322 121
3,231   2,579 652
3,524   3,304 220
2,891   2,300 591
262   209 53
3,255   2,579 676
74   84 -10
97   96 1
313   305 8
759   698 61
899   894 5
1,417   1,652 -235
720   562 158
1,537   1,156 381
543   532 11
308   295 13
59   68 -9
74   84 -10
96   73 23
786   755 31
630   567 63
1,969   1,964 5
2,191   2,354 -163
1,847   2,121 -274
363   281 82
2,353   1,455 898
683   514 169
1,067   1,047 20
261   250 11
2,489   3,667 -1,178
234   287 -53
83   94 -11
48   36 12
573   576 -3
54   52 2
4,319   5,553 -1,234
265   250 15
252   315 -63
343   381 -38
532   401 131
123   125 -2
1,252   1,343 -91
624   583 41
973   1,136 -163
951   1,061 -110
577   438 139
525   565 -40
3,072   3,719 -647
491   585 -94
922   641 281
1,260   1,112 148
2,079   1,782 297
835   995 -160
3,197   2,110 1,087
826   1,006 -180
1,361   1,698 -337
5,417   5,920 -503
1,805   2,529 -724
3,020   2,896 124
4,199   4,662 -463
1,867   3,163 -1,296
47   49 -2
832   688 144
1,188   879 309
2,936   2,440 496
10,399   9,652 747
2,479   2,713 -234
2,689   2,454 235
2,492   5,849 -3,357
6,444   4,629 1,815
2,045   1,990 55
2,843   2,879 -36
2,441   2,342 99
52   50 2
2,814   1,735 1,079
4,129   3,986 143
39,186   39,845 -659
768   474 294
7,330   6,006 1,324
8,295   8,278 17
3,350   1,866 1,484
5,736   4,853 883
17,398   19,338 -1,940
8,446   9,250 -804
4,715   3,732 983
665   939 -274
679   839 -160
602   708 -106
5,051   4,027 1,024
5,258   4,076 1,182
5,298   4,088 1,210
172   209 -37
1,141   1,350 -209
139   109 30
1,625   1,701 -76
2,031   2,242 -211
1,728   883 845
2,092   1,490 602
1,544   1,899 -355
1,168   931 237
1,550   1,656 -106
1,159   914 245
2,142   2,004 138
1,061   1,203 -142
1,826   2,196 -370
1,075   1,439 -364
1,673   2,213 -540
1,226   1,288 -62
1,691   1,756 -65
894   610 284
31   38 -7
184   146 38
896   915 -19
5,512   4,981 531
151   185 -34
546   592 -46
30   38 -8
54   57 -3
376   455 -79
94   73 21
120   120  
866   1,061 -195
112   118 -6
321   340 -19
331   398 -67
94   73 21
3,407   2,640 767
2,227   2,426 -199
2,698   3,073 -375
2,316   2,442 -126
474   569 -95
16   17 -1
234   182 52
5,907   5,188 719
8   6 2
8,370   8,372 -2
422   328 94
1,724   1,360 364
1,423   1,010 413
760   609 151
811   706 105
544   584 -40
1,754   2,393 -639
2,879   2,315 564
632   507 125
5,125   5,686 -561
5,667   4,639 1,028
3,295   1,370 1,925
6,795   8,186 -1,391
1,913   1,608 305
12,536   9,876 2,660
1,120   1,537 -417
901   841 60
2,038   2,155 -117
177   187 -10
2,984   3,185 -201
1,658   1,780 -122
785   843 -58
1,350   1,044 306
1,633   1,727 -94
1,005   938 67
2,272   2,436 -164
1,600   2,460 -860
749   528 221
1,802   1,577 225
169   156 13
678   686 -8
1,365   795 570
1,038   975 63
543   590 -47
281   355 -74
3,928   2,063 1,865
27   20 7
786   746 40
2,281   2,093 188
673   390 283
428   406 22
383   422 -39
1,891   2,088 -197
326   414 -88
556   709 -153
1,151   1,478 -327
5,429   4,264 1,165
5,463   6,000 -537
366   473 -107
46   51 -5
1,020   821 199
2,614   2,673 -59
1,517   1,360 157
1,136   880 256
3   2 1
212   203 9
1,975   1,855 120
2,789   2,901 -112
1,771   2,056 -285
1,282   1,421 -139
1,710   1,290 420
1,930   1,912 18
3,251   3,124 127
866   804 62
506   480 26
897   1,446 -549
223   363 -140
969   1,456 -487
1,014   893 121
2,730   2,657 73
4,147   4,424 -277
746   796 -50
4,782   4,660 122
164   157 7
708   679 29
55   52 3
3   2 1
5,662   5,700 -38
2,839   2,744 95
3,020   3,214 -194
6,123   5,685 438
1,190   885 305
2,256   2,737 -481
1,621   1,288 333
2,565   4,291 -1,726
3,883   3,082 801
10,382   8,960 1,422
6,061   4,423 1,638
2,217   2,103 114
3,023   2,770 253
3,727   2,704 1,023
6,290   5,472 818
1,198   1,639 -441
969   754 215
485   442 43
620   529 91
831   893 -62
716   897 -181
7,407   5,541 1,866
162   136 26
2,753   2,306 447
242   203 39
3,367   2,608 759
86   67 19
1,100   819 281
1,321   1,364 -43
1,761   1,684 77
3,336   2,781 555
86   67 19
3,374   2,608 766
1,508   1,005 503
586   799 -213
586   424 162
161   104 57
67   85 -18
14   17 -3
2,474   3,014 -540
809   609 200
661   726 -65
2,055   1,982 73
1,245   1,309 -64
974   1,497 -523
2,991   3,727 -736
2,294   2,614 -320
535   425 110
736   434 302
1,913   1,973 -60
775   791 -16
1,673   1,720 -47
602   382 220
635   857 -222
298   191 107
790   1,024 -234
59   62 -3
437   556 -119
26   30 -4
133   78 55
577   367 210
483   500 -17
177   181 -4
2,616   1,750 866
1,038   1,165 -127
6,544   7,340 -796
900   726 174
2,539   2,533 6
3,093   2,776 317
2,660   2,623 37
4,493   4,732 -239
7,870   7,399 471
2,971   2,901 70
1,901   1,549 352
1,872   1,294 578
1,064   982 82
996   843 153
923   1,174 -251
1,958   2,306 -348
1,196   1,063 133
1,177   1,015 162
4   3 1
8,850   7,680 1,170
551   538 13
368   357 11
1,038   893 145
1,102   1,223 -121
1,317   1,629 -312
2,564   3,021 -457
982   1,153 -171
720   638 82
957   700 257
1,076   875 201
744   625 119
1,181   944 237
508   399 109
812   443 369
383   329 54
931   724 207
5,033   5,165 -132
860   683 177
10   8 2
3,062   2,162 900
3,197   2,882 315
37   27 10
14   12 2
742   540 202
1,012   571 441
2,247   1,488 759
966   734 232
88   54 34
2,880   2,996 -116
1,178   1,312 -134
810   753 57
872   791 81
712   645 67
62   49 13
623   463 160
1,258   993 265
1,265   915 350
18   20 -2
320   309 11
1,136   801 335
320   336 -16
32   38 -6
1,611   1,537 74
576   551 25
262   341 -79
68   64 4
271   331 -60
4,158   3,076 1,082
400   211 189
1,187   1,515 -328
1,032   1,174 -142
1,391   1,139 252
2,550   1,734 816
680   633 47
1,170   1,308 -138
448   410 38
1,427   1,218 209
1,290   1,110 180
316   255 61
347   262 85
1,342   1,254 88
1,189   1,397 -208
304   265 39
363   291 72
315   257 58
7,409   5,736 1,673
10,279   9,847 432
7,584   5,537 2,047
401   288 113
801   634 167
449   272 177
785   596 189
90   73 17
217   171 46
882   821 61
908   521 387
223   130 93
148   112 36
214   171 43
90   52 38
1,138   919 219
1,271   815 456
269   156 113
641   529 112
1,138   745 393
1,366   873 493
3,682   3,124 558
2,680   2,282 398
1,269   1,137 132
4,138   3,306 832
3,678   2,536 1,142
627   411 216
2,991   2,848 143
1,073   697 376
3,003   2,848 155
3,088   2,439 649
23   17 6
1,436   1,217 219
6,011   5,696 315
3,541   3,345 196
1,151   1,300 -149
3,115   2,642 473
1,222   800 422
2,445   2,400 45
2,710   1,750 960
3,363   2,931 432
5,319   4,046 1,273
2,522   2,344 178
2,724   2,277 447
4,413   4,285 128
3,535   3,339 196
9,378   7,879 1,499
1,705   1,077 628
2,553   1,492 1,061
2,691   2,070 621
3,504   2,724 780
3,193   2,871 322
2,949   2,647 302
3,604   3,542 62
2,419   1,670 749
1,209   940 269
2,707   2,308 399
2,305   1,908 397
2,611   2,365 246
4,038   2,914 1,124
4,887   3,968 919
2,525   2,410 115
5,644   4,165 1,479
2,641   2,314 327
129,747   97,436 32,311
129,880   114,593 15,287
3,573   2,701 872
7,038   5,181 1,857
260,000   237,770 22,230
3,027   2,317 710
2,681   3,201 -520
236,000   205,545 30,455
5,698   4,020 1,678
3,072   2,296 776
3,340   2,384 956
2,767   2,184 583
9,083   5,720 3,363
2,803   2,394 409
2,762   1,399 1,363
3,869   3,236 633
4,281   3,867 414
2,984   2,014 970
4,144   3,638 506
3,671   2,339 1,332
3,039   2,139 900
2,982   2,417 565
3,566   3,230 336
3,439   3,329 110
3,689   2,945 744
319   265 54
3,832   3,413 419
2,809   2,115 694
2,325   2,146 179
4,184   3,141 1,043
2,058   1,787 271
2,517   2,489 28
3,897   2,824 1,073
3,087   2,638 449
4,566   3,038 1,528
2,553   2,717 -164
4,683   3,120 1,563
2,854   2,264 590
3,326   2,984 342
2,184   2,130 54
3,264   3,023 241
3,405   2,249 1,156
2,197   1,630 567
1,098   711 387
3,390   2,467 923
3,931   3,683 248
462,597   387,527 75,070
3,412   2,103 1,309
4,285   3,591 694
2,999   2,455 544
17,963   17,010 953
1,293   1,114 179
3,037   2,065 972
3,384   2,640 744
4,159   3,528 631
5,169   3,996 1,173
1,253   897 356
1,162   675 487
1,096   1,149 -53
1,095   713 382
1,133   944 189
1,140   942 198
939   609 330
1,448   1,129 319
416   319 97
8,468   7,886 582
1,160   749 411
874   987 -113
1,991   1,509 482
2,089   1,262 827
4,288   2,664 1,624
164   155 9
633   579 54
1,090   975 115
974   616 358
388   341 47
39   40 -1
1,081   605 476
1,177   1,045 132
1,163   1,141 22
1,238   601 637
140   137 3
3,095   3,057 38
630   579 51
3,273   1,559 1,714
1,009   835 174
407   342 65
2,316   2,389 -73
1,086   956 130
2,955   2,381 574
3,536   2,632 904
2,365   1,667 698
296   292 4
1,237   1,001 236
9,313   7,879 1,434
15,052   13,885 1,167
140   137 3
423   412 11
1,157   937 220
97   84 13
676   589 87
100,000   99,168 832
647   467 180
95   90 5
848   394 454
43   30 13
1,338   964 374
678   666 12
1,587   1,874 -287
17,927   12,971 4,956
20   22 -2
377   346 31
1,288   950 338
1,287   653 634
837   595 242
1,316   1,155 161
2,233   2,131 102
1,118   875 243
3,030   2,438 592
809   788 21
616   564 52
207   203 4
3,382   2,754 628
433   399 34
4,634   3,938 696
727   887 -160
48   47 1
576   565 11
768   754 14
4,465   4,331 134
3,335   2,961 374
3,337   2,760 577
4,179   3,897 282
384   376 8
2,062   2,020 42
24,154   25,008 -854
3,099   2,401 698
312   257 55
4,738   2,972 1,766
5,964   5,369 595
139   59 80
3,371   2,947 424
3,411   3,386 25
4,501   5,860 -1,359
1,369   1,563 -194
1,463   875 588
7,868   4,922 2,946
1,031   774 257
986   872 114
6,012   6,037 -25
4,290   3,328 962
3,413   3,129 284
1,758   1,206 552
1,628   1,284 344
1,193   526 667
8,949   8,934 15
1,884   1,969 -85
1,010   692 318
2,302   1,624 678
12,888   10,049 2,839
2,869   2,706 163
12,589   10,188 2,401
2,339   2,105 234
627   504 123
1,208   921 287
912   835 77
955   856 99
1,699   1,220 479
3,170   2,989 181
2,751   3,093 -342
181,955   138,680 43,275
260,881   233,389 27,492
920   799 121
1,956   1,456 500
254,465   252,413 2,052
579   412 167
1,004   762 242
460   454 6
29   31 -2
1,301   1,257 44
1,244   1,312 -68
679   616 63
3,447   2,080 1,367
1,327   1,514 -187
578   582 -4
665   775 -110
1,466   1,232 234
377   389 -12
639   425 214
3,492   2,432 1,060
3,274   2,665 609
324   253 71
689   540 149
570   426 144
1,051   872 179
810   820 -10
305   255 50
1,077   1,097 -20
921   1,046 -125
1,707   1,615 92
1,048   753 295
6,241   6,094 147
5,326   4,593 733
50   36 14
1,096   728 368
3,684   3,196 488
1,503   1,026 477
2,100   1,268 832
1,713   1,465 248
627   631 -4
3,622   2,340 1,282
3,121   2,018 1,103
118   83 35
3,176   2,788 388
1,480   1,713 -233
4,754   4,253 501
400   326 74
3,247   2,369 878
2,635   2,665 -30
15,346   14,531 815
3,917   3,558 359
6,542   4,514 2,028
3,050   2,743 307
720   548 172
1,474   1,093 381
1,027   828 199
656   243 413
13   10 3
13   9 4
4,399   5,058 -659
1,380   2,307 -927
5,349   3,852 1,497
5,317   5,569 -252
1,028   944 84
1,664   1,094 570
31   29 2
311   230 81
1,203   1,234 -31
490   522 -32
1,505   1,327 178
5,629   4,006 1,623
1,885   1,924 -39
368   373 -5
502   630 -128
1,380   856 524
670   533 137
1,492   987 505
1,248   1,190 58
258   235 23
2,789   2,809 -20
1,501   867 634
1,018   813 205
5,771   5,848 -77
1,112   753 359
403   300 103
1,007   1,057 -50
2,687   2,128 559
3,080   3,455 -375
3,997   4,082 -85
2,943   3,021 -78
2,500   2,403 97
6,308   6,209 99
5,104   4,488 616
3,828   3,654 174
572   631 -59
7,921   6,280 1,641
6,780   7,784 -1,004
7,756   8,379 -623
1,439   1,799 -360
3,618   3,087 531
2,648   2,655 -7
972   1,002 -30
498   939 -441
3,823   4,157 -334
1,470   2,071 -601
1,254   1,171 83
8,362   7,543 819
773   619 154
688   699 -11
243   255 -12
10,934   10,309 625
2,786   2,758 28
3,945   3,748 197
2,811   2,779 32
651   776 -125
1,510   1,232 278
932   489 443
9,204   6,008 3,196
1,661   1,819 -158
6,585   6,394 191
6,122   5,531 591
5,249   5,357 -108
2,110   2,320 -210
346   469 -123
4,299   6,071 -1,772
2,160   1,835 325
4,823   6,284 -1,461
2,969   3,503 -534
1,466   1,978 -512
4,878   6,730 -1,852
1,894   3,238 -1,344
7,061   8,674 -1,613
4,052   3,496 556
3,750   3,365 385
977   1,776 -799
673   752 -79
1,881   1,459 422
752   795 -43
1,399   2,017 -618
3,615   3,542 73
1,663   1,549 114
6,960   4,308 2,652
999   804 195
1,083   1,241 -158
1,512   925 587
68   67 1
1,633   1,171 462
2,291   1,419 872
3,109   2,106 1,003
1,377   3,475 -2,098
1,411   1,023 388
7,388   4,725 2,663
3   3  
100,013   100,002 11
99,895   100,839 -944
1,230   1,045 185
1,136   984 152
1,683   1,453 230
2,673   2,466 207
3,092   2,640 452
1,429   1,609 -180
4,789   4,280 509
2,980   3,282 -302
5,564   6,188 -624
327   363 -36
4   3 1
490   470 20
246   235 11
1,545   1,045 500
1,113   896 217
1,237   1,611 -374
1,202   855 347
950   602 348
778   702 76
1,411   1,495 -84
56   56  
1,333   1,240 93
699   740 -41
882   842 40
369   400 -31
3,749   2,080 1,669
1,151   1,201 -50
1,399   1,241 158
1,364   1,437 -73
185   148 37
552   568 -16
1,206   653 553
45   44 1
361   312 49
2,078   2,403 -325
26   17 9
1,096   629 467
66   37 29
2,038   697 1,341
1,175   637 538
1,197   1,166 31
1,238   745 493
1,647   1,578 69
436   479 -43
685   554 131
1,640   1,703 -63
1,632   1,102 530
4,190   4,499 -309
2,726   2,811 -85
1,335   1,575 -240
1,436   1,162 274
2,037   1,823 214
1,726   1,703 23
4,316   4,168 148
1,758   2,178 -420
20,680   20,684 -4
1,385   1,636 -251
1,394   2,289 -895
3,760   2,450 1,310
2,158   1,788 370
      20,935
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -117
b       33
c       411
d       281
e       475
      -39
      -24
      30
      22
      -1
      493
      -7
      -21
      -61
      128
      -80
      68
      137
      -36
      223
      128
      632
      -323
      317
      -208
      -131
      10
      36
      897
      8
      278
      19
      147
      1,306
      -4
      7
      32
      312
      124
      71
      170
      979
      -44
      199
      -1,210
      -16
      1,096
      239
      -395
      7
      599
      857
      206
      79
      597
      -4
      50
      279
      132
      992
      387
      291
      93
      105
      -79
      -105
      224
      -135
      52
      394
      68
      167
      114
      -10
      68
      20
      -209
      435
      -94
      349
      3
      596
      800
      509
      92
      314
      -8
      71
      115
      694
      1,000
      321
      424
      93
      -66
      -1
      2,713
      952
      113
      40
      -67
      -3
      82
      93
      93
      92
      76
      100
      -1,044
      37
      85
      142
      98
      183
      81
      58
      58
       
      88
      336
      293
      181
      147
      -802
      -251
      288
      129
      51
      172
      112
      -130
      -67
      97
      -9
      315
      -136
      -130
      -1,650
      259
      99
      -82
      32
      -233
      2
      342
      379
      556
      42
      -108
      151
      32
      34
      118
      114
      -12
      156
      -72
      -226
      662
      568
      1,865
      198
      219
      573
      -147
      -592
      -486
      85
      1,784
      -1,188
      343
      -221
      89
      41
      517
      33
      -384
      355
      -148
      -122
      819
      32
      542
      94
      502
      -110
      96
      -151
      141
      265
      5
      33
      52
      1
       
      341
      490
      673
      250
      195
      959
      660
      639
      361
      763
      -1,730
      929
      470
      1,420
      1,029
      767
      237
      116
      1,141
      233
      364
      -183
      110
      -325
      82
      95
      131
      33
      66
      865
      48
      8
      -192
      259
      48
      335
      -75
      784
      664
      136
      33
      338
      109
      256
      169
      32
      20
      -33
      -32
      59
      166
      86
      178
      269
      48
      533
      -202
      74
      -110
      -77
      39
      46
      -131
      67
      181
      64
      -339
      295
      189
      -153
      124
      -241
      -186
      -144
      27
      -227
      -104
      1,284
      340
      15
      422
      41
      -2
      285
      291
      558
      441
      -1,889
      -384
      -154
      -56
      121
      652
      220
      591
      53
      676
      -10
      1
      8
      61
      5
      -235
      158
      381
      11
      13
      -9
      -10
      23
      31
      63
      5
      -163
      -274
      82
      898
      169
      20
      11
      -1,178
      -53
      -11
      12
      -3
      2
      -1,234
      15
      -63
      -38
      131
      -2
      -91
      41
      -163
      -110
      139
      -40
      -647
      -94
      281
      148
      297
      -160
      1,087
      -180
      -337
      -503
      -724
      124
      -463
      -1,296
      -2
      144
      309
      496
      747
      -234
      235
      -3,357
      1,815
      55
      -36
      99
      2
      1,079
      143
      -659
      294
      1,324
      17
      1,484
      883
      -1,940
      -804
      983
      -274
      -160
      -106
      1,024
      1,182
      1,210
      -37
      -209
      30
      -76
      -211
      845
      602
      -355
      237
      -106
      245
      138
      -142
      -370
      -364
      -540
      -62
      -65
      284
      -7
      38
      -19
      531
      -34
      -46
      -8
      -3
      -79
      21
       
      -195
      -6
      -19
      -67
      21
      767
      -199
      -375
      -126
      -95
      -1
      52
      719
      2
      -2
      94
      364
      413
      151
      105
      -40
      -639
      564
      125
      -561
      1,028
      1,925
      -1,391
      305
      2,660
      -417
      60
      -117
      -10
      -201
      -122
      -58
      306
      -94
      67
      -164
      -860
      221
      225
      13
      -8
      570
      63
      -47
      -74
      1,865
      7
      40
      188
      283
      22
      -39
      -197
      -88
      -153
      -327
      1,165
      -537
      -107
      -5
      199
      -59
      157
      256
      1
      9
      120
      -112
      -285
      -139
      420
      18
      127
      62
      26
      -549
      -140
      -487
      121
      73
      -277
      -50
      122
      7
      29
      3
      1
      -38
      95
      -194
      438
      305
      -481
      333
      -1,726
      801
      1,422
      1,638
      114
      253
      1,023
      818
      -441
      215
      43
      91
      -62
      -181
      1,866
      26
      447
      39
      759
      19
      281
      -43
      77
      555
      19
      766
      503
      -213
      162
      57
      -18
      -3
      -540
      200
      -65
      73
      -64
      -523
      -736
      -320
      110
      302
      -60
      -16
      -47
      220
      -222
      107
      -234
      -3
      -119
      -4
      55
      210
      -17
      -4
      866
      -127
      -796
      174
      6
      317
      37
      -239
      471
      70
      352
      578
      82
      153
      -251
      -348
      133
      162
      1
      1,170
      13
      11
      145
      -121
      -312
      -457
      -171
      82
      257
      201
      119
      237
      109
      369
      54
      207
      -132
      177
      2
      900
      315
      10
      2
      202
      441
      759
      232
      34
      -116
      -134
      57
      81
      67
      13
      160
      265
      350
      -2
      11
      335
      -16
      -6
      74
      25
      -79
      4
      -60
      1,082
      189
      -328
      -142
      252
      816
      47
      -138
      38
      209
      180
      61
      85
      88
      -208
      39
      72
      58
      1,673
      432
      2,047
      113
      167
      177
      189
      17
      46
      61
      387
      93
      36
      43
      38
      219
      456
      113
      112
      393
      493
      558
      398
      132
      832
      1,142
      216
      143
      376
      155
      649
      6
      219
      315
      196
      -149
      473
      422
      45
      960
      432
      1,273
      178
      447
      128
      196
      1,499
      628
      1,061
      621
      780
      322
      302
      62
      749
      269
      399
      397
      246
      1,124
      919
      115
      1,479
      327
      32,311
      15,287
      872
      1,857
      22,230
      710
      -520
      30,455
      1,678
      776
      956
      583
      3,363
      409
      1,363
      633
      414
      970
      506
      1,332
      900
      565
      336
      110
      744
      54
      419
      694
      179
      1,043
      271
      28
      1,073
      449
      1,528
      -164
      1,563
      590
      342
      54
      241
      1,156
      567
      387
      923
      248
      75,070
      1,309
      694
      544
      953
      179
      972
      744
      631
      1,173
      356
      487
      -53
      382
      189
      198
      330
      319
      97
      582
      411
      -113
      482
      827
      1,624
      9
      54
      115
      358
      47
      -1
      476
      132
      22
      637
      3
      38
      51
      1,714
      174
      65
      -73
      130
      574
      904
      698
      4
      236
      1,434
      1,167
      3
      11
      220
      13
      87
      832
      180
      5
      454
      13
      374
      12
      -287
      4,956
      -2
      31
      338
      634
      242
      161
      102
      243
      592
      21
      52
      4
      628
      34
      696
      -160
      1
      11
      14
      134
      374
      577
      282
      8
      42
      -854
      698
      55
      1,766
      595
      80
      424
      25
      -1,359
      -194
      588
      2,946
      257
      114
      -25
      962
      284
      552
      344
      667
      15
      -85
      318
      678
      2,839
      163
      2,401
      234
      123
      287
      77
      99
      479
      181
      -342
      43,275
      27,492
      121
      500
      2,052
      167
      242
      6
      -2
      44
      -68
      63
      1,367
      -187
      -4
      -110
      234
      -12
      214
      1,060
      609
      71
      149
      144
      179
      -10
      50
      -20
      -125
      92
      295
      147
      733
      14
      368
      488
      477
      832
      248
      -4
      1,282
      1,103
      35
      388
      -233
      501
      74
      878
      -30
      815
      359
      2,028
      307
      172
      381
      199
      413
      3
      4
      -659
      -927
      1,497
      -252
      84
      570
      2
      81
      -31
      -32
      178
      1,623
      -39
      -5
      -128
      524
      137
      505
      58
      23
      -20
      634
      205
      -77
      359
      103
      -50
      559
      -375
      -85
      -78
      97
      99
      616
      174
      -59
      1,641
      -1,004
      -623
      -360
      531
      -7
      -30
      -441
      -334
      -601
      83
      819
      154
      -11
      -12
      625
      28
      197
      32
      -125
      278
      443
      3,196
      -158
      191
      591
      -108
      -210
      -123
      -1,772
      325
      -1,461
      -534
      -512
      -1,852
      -1,344
      -1,613
      556
      385
      -799
      -79
      422
      -43
      -618
      73
      114
      2,652
      195
      -158
      587
      1
      462
      872
      1,003
      -2,098
      388
      2,663
       
      11
      -944
      185
      152
      230
      207
      452
      -180
      509
      -302
      -624
      -36
      1
      20
      11
      500
      217
      -374
      347
      348
      76
      -84
       
      93
      -41
      40
      -31
      1,669
      -50
      158
      -73
      37
      -16
      553
      1
      49
      -325
      9
      467
      29
      1,341
      538
      31
      493
      69
      -43
      131
      -63
      530
      -309
      -85
      -240
      274
      214
      23
      148
      -420
      -4
      -251
      -895
      1,310
      370
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 482,133
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2018 539,491 11,968,531 0.045076
2017 591,249 11,794,417 0.05013
2016 574,398 12,383,114 0.046386
2015 535,160 11,669,002 0.045862
2014 516,190 10,846,074 0.047592
2
Total of line 1, column (d) .....................
2
0.235046
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.047009
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5......
4
12,643,805
5
Multiply line 4 by line 3......................
5
594,373
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
6,798
7
Add lines 5 and 6........................
7
601,171
8
Enter qualifying distributions from Part XII, line 4,.............
8
595,698
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2019)
Form 990-PF (2019)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 13,596
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 13,596
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 13,596
6 Credits/Payments:
a 2019 estimated tax payments and 2018 overpayment credited to 2019 6a 14,300
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 14,300
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 64
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 640
11 Enter the amount of line 10 to be: Credited to 2020 estimated taxBullet640 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNJ
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletPNC BANK N A Telephone no.bullet (412) 762-0861

    Located atbullet116 ALLEGHENY CENTER MALLPITTSBURGHPA ZIP+4bullet15212
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2019?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2019?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2019 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2019.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
    4b
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    CHARLES N POND JR CO-TRUSTEE
    1     		15,934    
    C/O 116 ALLEGHENY CENTER MALL
    PITTSBURGH,PA15212
    DONNA S POND CO-TRUSTEE
    1     		15,935    
    C/O 116 ALLEGHENY CENTER MALL
    PITTSBURGH,PA15212
    GRACE POND FISHER CO-TRUSTEE
    1     		15,935    
    C/O 116 ALLEGHENY CENTER MALL
    PITTSBURGH,PA15212
    PNC BANK N A CO-TRUSTEE
    18     		89,933    
    116 ALLEGHENY CENTER MALL
    PITTSBURGH,PA15212
    RICHARD F GREAVES CO-TRUSTEE
    1     		15,935    
    C/O 116 ALLEGHENY CENTER MALL
    PITTSBURGH,PA15212
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    12,836,398
    b
    Average of monthly cash balances.......................
    1b
    -48
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    12,836,350
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    12,836,350
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    192,545
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    12,643,805
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    632,190
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    632,190
    2a
    Tax on investment income for 2019 from Part VI, line 5......
    2a
    13,596
    b
    Income tax for 2019. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    13,596
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    618,594
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    618,594
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    618,594
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    595,698
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    595,698
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    595,698
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2018     		(c)
    2018     		(d)
    2019
    1 Distributable amount for 2019 from Part XI, line 7 618,594
    2 Undistributed income, if any, as of the end of 2019:
    a Enter amount for 2018 only....... 531,959
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2019:
    a From 2014...... 0
    b From 2015...... 0
    c From 2016...... 0
    d From 2017...... 0
    e From 2018...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2019 from Part
    XII, line 4: bullet$ 595,698
    a Applied to 2018, but not more than line 2a 531,959
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2019 distributable amount..... 63,739
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2019. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2018. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2019. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2020 ..........     		554,855
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2014 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2020.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2015.... 0
    b Excess from 2016.... 0
    c Excess from 2017.... 0
    d Excess from 2018.... 0
    e Excess from 2019.... 0
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2019, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2019 (b) 2018 (c) 2017 (d) 2016
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    PNC BANK N A - MS CHRISTINE MCG
    1549 RINGLING BOULEVARD 3RD FLOOR
    SARASOTA,FL34236
    (941) 363-5068
    bThe form in which applications should be submitted and information and materials they should include:
    N/A
    cAny submission deadlines:
    FEBRUARY 1ST EACH YEAR
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    TO SUPPORT ACTIVITIES OF ELEEMOSYNARY, EDUCATIONAL, HEALTH CARE, CONSERVATION OR ENVIRONMENTS ORGANIZATIONS.
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN CANCER SOCIETY
    621 CLEARWATER PARK ROAD
    WEST PALM BEACH,FL33401     		NONE PC BENEFIT THE HOPE LODGE, 60,000
    CAPE COD HEALTHCARE FOUNDATION
    P O BOX 370
    HYANNIS,MA02601     		NONE PC GENERAL SUPPORT 50,000
    CHILDREN INTERNATIONAL
    2000 EAST RED BRIDGE ROAD
    KANSAS CITY,MO64131     		NONE PC BUILD A NEW LIBRARY 40,000
    CHILDREN'S SPECIALIZED HOSPITAL
    FOUNDATION
    150 NEW PROVIDENCE ROAD
    MOUNTAINSIDE,NJ07092     		NONE PC EQUIPMENT FOR INFANTS 22,000
    DENTAL LIFELINE NETWORK
    P O BOX 2117
    EDISON,NJ08818     		NONE PC DONATED DENTAL SERVICES 10,000
    DYSTONIA MEDICAL RESEARCH
    FOUNDATION
    1 EAST WACKER DR STE 2810
    CHICAGO,IL60601     		NONE PC DMRF SCIENCE PROGRAM 65,835
    EDEN AUTISM SERVICES
    2 MERWICK ROAD
    PRINCETON,NJ08540     		NONE PC FLOORING IN NICHOLAS HOUSE 10,000
    HOUSING ASSISTANCE CORPORATION
    460 WEST MAIN STREET
    ST HYANNIS,MA02601     		NONE PC PROGRAM SUPPORT, MID-CAPE 33,289
    INDEPENDENCE HOUSE
    160 BASSETT LANE
    HYANNIS,MA02601     		NONE PC GENERAL SUPPORT 15,835
    JFK MEDICAL CENTER FOUNDATION
    80 JAMES STREET
    EDISON,NJ08820     		NONE PC STRYKER POWER STRETCHER 20,000
    LIBERTY HALL
    446 MAIN STREET
    SOUTH DENNIS,MA02660     		NONE PC REPLACE TWO CHIMNEYS 20,000
    MIDLAND FOUNDATION
    P O BOX 5026
    NORTH BRANCH,NJ08876     		NONE PC PURCHASE AN EIGHT PASSENGER 15,000
    SAINT DAVID'S EPISCOPAL CHURCH
    205 OLD MAIN STREET
    S YARMOUTH,MA02664     		NONE PC BATHROOM/ASBESTOS REMOVAL 25,000
    SOUTH DENNIS FREE LIBRARY
    389 MAIN STREET
    SOUTH DENNIS,MA02660     		NONE PC OFFSET EXPENSE OF A NEW 25,000
    SUMMIT SPEECH SCHOOL
    705 CENTRAL AVENUE
    NEW PROVIDENCE,NJ07974     		NONE PC PARENT/INFANT PROGRAM 40,000
    THE SAMARITANS ON CAPE COD
    AND THE ISLANDS
    P O BOX 65
    FALMOUTH,MA02541     		NONE PC SUICIDE PREVENTION PROGRAMS 10,000
    TRINITAS HEALTH FOUNDATION
    P O BOX 259
    ELIZABETH,NJ07207     		NONE PC PSYCHIATRY CHILD/ADOLESCENT 25,000
    YOUR GRANDMOTHER'S CUPBOARD
    173A HWY 37 WEST
    TOMS RIVER,NJ08755     		NONE PC DELIVERY OF SERVICES IN NJ 15,000
    CARING CONTACT
    P O BOX 2376
    WESTFIELD,NJ07091     		NONE PC BENEFIT THE SAVE OUR YOUTH 20,000
    AMERICA'S VETDOGS THE K-9 CORPS INC
    371 E JERICHO TURNPIKE
    SMITHTOWN,NY11787     		NONE PC TRAINING/PLACING ASSISTANCE 10,000
    Total .................................bullet 3a 531,959
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 302,045  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 482,133  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   784,178  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    784,178
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2019)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2017 InvestmentsCorpStockSchedule
    Name:
    C NORTHROP & A MARDER POND FDN
    EIN:
    22-6727894
    Name of Stock End of Year Book Value End of Year Fair Market Value
    COMMON STOCK 3,980,748 4,527,754
    PREFERRED STOCK 45,705 43,581
    CONVERTIBLE PREFERRED STOCK 8,055 8,932

    TY 2017 InvestmentsOtherSchedule2
    Name:
    C NORTHROP & A MARDER POND FDN
    EIN:
    22-6727894
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    MUTUAL FUNDS - FIXED AT COST 4,094,745 4,041,719
    MUTUAL FUNDS - EQUITY AT COST 2,826,730 3,111,922
    LIMITED PARTNERSHIPS AT COST 10,165 11,374

    TY 2017 OtherDecreasesSchedule
    Name:
    C NORTHROP & A MARDER POND FDN
    EIN:
    22-6727894
    Description Amount
    ADJ FOR ROUNDING TRANSACTIONS AND SALES 11


    TY 2017 OtherExpensesSchedule
    Name:
    C NORTHROP & A MARDER POND FDN
    EIN:
    22-6727894
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MAP MANAGEMENT FEES 13,300 13,300   0
    ADR SERVICE FEES 154 154   0


    TY 2017 OtherIncreasesSchedule
    Name:
    C NORTHROP & A MARDER POND FDN
    EIN:
    22-6727894
    Description Amount
    REVERSE PRIOR YEAR AMORT ADJ 1,417


    TY 2017 TaxesSchedule
    Name:
    C NORTHROP & A MARDER POND FDN
    EIN:
    22-6727894
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 983 983   0
    FEDERAL TAX PAYMENT - PRIOR YE 42,493 0   0
    FEDERAL ESTIMATES - PRINCIPAL 14,300 0   0