Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2019
Open to Public Inspection
For calendar year 2019, or tax year beginning 07-01-2017 , and ending 06-30-2018
Name of foundation
CARNEGIE FOUNDATION FOR THE
ADVANCEMENT OF TEACHING
Number and street (or P.O. box number if mail is not delivered to street address)51 VISTA LANE
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
STANFORD, CA94305
A Employer identification number

13-1623924
B Telephone number (see instructions)

(650) 566-5100
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$123,672,228J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 5,887,033
2 Check bullet.............
3 Interest on savings and temporary cash investments 7,313 7,313 7,313
4 Dividends and interest from securities... 2,421,630 2,421,630 2,421,630
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 4,202,836
b Gross sales price for all assets on line 6a 14,430,593
7 Capital gain net income (from Part IV, line 2)...  
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 3,278,616 27,301 3,278,616
12 Total. Add lines 1 through 11........ 15,797,428 2,456,244 5,707,559
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 1,391,917     1,391,917
14 Other employee salaries and wages...... 5,235,860     5,235,860
15 Pension plans, employee benefits....... 1,805,275     1,805,275
16a Legal fees (attach schedule)......... Click to see attachment 65,357     65,357
b Accounting fees (attach schedule)....... Click to see attachment 80,720     80,720
c Other professional fees (attach schedule).... Click to see attachment 2,548,083 322,305   2,225,778
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 467,036     467,036
19 Depreciation (attach schedule) and depletion... Click to see attachment 439,520    
20 Occupancy.............. 400,175     400,175
21 Travel, conferences, and meetings....... 2,231,651     2,231,651
22 Printing and publications.......... 34,005     34,005
23 Other expenses (attach schedule)....... Click to see attachment 555,422     555,422
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 15,255,021 322,305   14,493,196
25 Contributions, gifts, grants paid....... 454,345 454,345
26 Total expenses and disbursements. Add lines 24 and 25 15,709,366 322,305   14,947,541
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 88,062
b Net investment income (if negative, enter -0-) 2,133,939
c Adjusted net income (if negative, enter -0-)... 5,707,559
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2019)
Form 990-PF (2019)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 1,772,864 4,367,790 4,367,790
2 Savings and temporary cash investments......... 626,003 120,011 120,011
3 Accounts receivable bullet327,214
Less: allowance for doubtful accounts bullet   513,007 327,214 327,214
4 Pledges receivable bullet1,750,000
Less: allowance for doubtful accounts bullet   3,834,908 1,750,000 1,750,000
5 Grants receivable................. 518,538 176,263 176,263
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 168,014 158,569 158,569
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 103,435,616 Click to see attachment105,308,045 105,308,045
14 Land, buildings, and equipment: basis bullet15,642,626
Less: accumulated depreciation (attach schedule) bullet4,535,592 11,171,255 Click to see attachment11,107,034 11,107,034
15 Other assets (describe bullet) Click to see attachment337,900 Click to see attachment357,302 Click to see attachment357,302
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 122,378,105 123,672,228 123,672,228
Liabilities 17 Accounts payable and accrued expenses.......... 1,466,214 1,656,326
18 Grants payable.................    
19 Deferred revenue................. 105,150 64,907
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment1,676,560 Click to see attachment1,814,893
23 Total liabilities (add lines 17 through 22)......... 3,247,924 3,536,126
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 119,130,181 120,136,102
30 Total liabilities and net assets/fund balances (see instructions). 122,378,105 123,672,228
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
119,130,181
2
Enter amount from Part I, line 27a .....................
2
88,062
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
917,859
4
Add lines 1, 2, and 3 ..........................
4
120,136,102
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
120,136,102
Form 990-PF (2019)
Form 990-PF (2019)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1a
b
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2  
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2018      
2017      
2016      
2015      
2014      
2
Total of line 1, column (d) .....................
2
 
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
 
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5......
4
 
5
Multiply line 4 by line 3......................
5
 
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
 
7
Add lines 5 and 6........................
7
 
8
Enter qualifying distributions from Part XII, line 4,.............
8
 
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2019)
Form 990-PF (2019)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter: 1986-02-26(attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 N/A
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3  
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5  
6 Credits/Payments:
a 2019 estimated tax payments and 2018 overpayment credited to 2019 6a  
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7  
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2020 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
    Yes
     
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.CARNEGIEFOUNDATION.ORG
    14
    The books are in care ofbulletDOUGLAS MIHOK Telephone no.bullet (650) 566-5100

    Located atbullet51 VISTA LANESTANFORDCA ZIP+4bullet94305
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2019?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2019?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2019 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2019.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
    4b
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    LILLIAN LOWERY CHAIR
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    ANDRES ANTONIO ALONSO BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    ODILE DISCH-BHADKAMKAR BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    PAM GROSSMAN BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    ANDREW HO BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    TIMOTHY KNOWLES BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    TED QUINN BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    HAYAGREEVA RAO BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    SHARON ROBINSON BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    SONJA SANTELISES BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    MARCELO SUAREZ-OROZCO BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    DIANE TAVENNER BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    RANDI WEINGARTEN BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    ROBERT HUGHES - OUT GOING BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    RICHARD RHODES - OUT GOING BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    ANTHONY S BRYK PRESIDENT
    40.00     		690,242 169,414 0
    51 VISTA LANE
    STANFORD,CA94305
    PAUL LEMAHIEU SR VICE PRES
    40.00     		295,305 76,641 0
    51 VISTA LANE
    STANFORD,CA94305
    DOUGLAS MIHOK TREASURER
    40.00     		154,343 50,226 0
    51 VISTA LANE
    STANFORD,CA94305
    KEICY TOLBERT CHIEF STAFF
    40.00     		105,340 37,412 0
    51 VISTA LANE
    STANFORD,CA94305
    JEAN RIVERS COO
    40.00     		146,687 50,621 0
    51 VISTA LANE
    STANFORD,CA94305
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    ASH VASUDEVA VC PRESIDENT
    40.00     		262,226 54,546  
    51 VISTA LANE
    STANFORD,CA94305
    OUAJDI MANAI SENIOR ASSOC
    40.00     		173,333 45,401  
    51 VISTA LANE
    STANFORD,CA94305
    STEVE GIUSTI DIR INFORMAT
    40.00     		154,692 49,192  
    51 VISTA LANE
    STANFORD,CA94305
    HIROYUKI YAMADA SENIOR ASSOC
    40.00     		133,552 40,828  
    51 VISTA LANE
    STANFORD,CA94305
    CHRISTINA DIXON SENIOR ASSOC
    40.00     		133,555 39,880  
    51 VISTA LANE
    STANFORD,CA94305
    Total number of other employees paid over $50,000...................bullet 40
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    WESTED CONSULTING 445,095
    730 HARRISON STREET
    SAN FRANCISCO,CA94107
    AMPLIFY EDUCATION CONSULTING 316,887
    PO BOX 9178
    UNIONDALE,NY11555
    CARVER AND COMPANY CONSULTING 285,000
    43 COMMERCIAL WHARF 9
    BOSTON,MA02110
    IMPROVEMENT COLLECTIVE LLC CONSULTING 283,764
    544 59TH STREET
    OAKLAND,CA94609
    SHARON GREENBERG INC CONSULTING 186,000
    1451 BELMONT ST NW 104
    WASHINGTON,DC20009
    Total number of others receiving over $50,000 for professional services.............bullet5
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 CARNEGIE MATH PATHWAYS THE CARNEGIE MATH PATHWAYS PROGRAM TRANSITIONED OUT OF THE FOUNDATION AND INTO WESTED IN THE FALL OF 2017. DESPITE THE ADMINISTRATIVE COMPLEXITIES OF THE TRANSITION, THE PATHWAYS IS LOOKING TO EXPAND FURTHER INTO NEW YORK AND CALIFORNIA, WITH ASPIRATIONS TO GROW IN OTHER PARTS OF THE COUNTRY. THERE ARE OPPORTUNITIES ON THE HORIZON TO WORK WITH TRIBAL COLLEGES AND UNIVERSITIES (TCUS), TO CREATE ONLINE STATWAY AND QUANTWAY COURSES, AND TO DEVELOP TEACHING MATERIALS THAT EXPLICITLY ADDRESS ISSUES OF SOCIAL JUSTICE AND EQUITY. 2,582,290
    2 CALIFORNIA NETWORKS (CALNET) IN SPRING 2016, THE GATES FOUNDATION AWARDED GRANTS TO TWO COUNTY OFFICES OF EDUCATION (COE) IN CALIFORNIA TO LAUNCH NETWORKED IMPROVEMENT COMMUNITIES (NICS) IN THEIR REGIONS WITH CARNEGIE'S SUPPORT. THE TULARE COE STARTED THE CENTRAL VALLEY NIC WITH THE GOAL OF IMPROVING FIFTH-GRADE MATH PROFICIENCY FROM 17 PERCENT TO 51 PERCENT BY 2019; THE NETWORK CURRENTLY INCLUDES 41 FIFTH-GRADE TEACHERS IN 18 SCHOOLS IN EIGHT SCHOOL DISTRICTS. THE SHASTA COE FORMED THE REACH HIGHER SHASTA NIC WITH THE GOAL OF INCREASING THE NUMBER OF FIRST GRADERS MEETING THE END- OF-YEAR BENCHMARK IN READING FROM 51 PERCENT TO 80 PERCENT BY 2019; THE NETWORK WILL EXPAND NEXT YEAR TO APPROXIMATELY 30 KINDERGARTEN AND FIRST-GRADE TEACHERS IN 15 SCHOOLS IN SEVEN SCHOOL DISTRICTS. IN ADDITION TO PROVIDING INTENSIVE COACHING SUPPORT FOR THE HUBS, THE FOUNDATION ALSO TRAINED 20 SCHOOL IMPROVEMENT LEADS ACROSS BOTH COUNTIES THROUGH A 10-MONTH IMPROVEMENT SCIENCE TRAINING COURSE THIS YEAR. I 7,806,380
    3 K-12 STUDENT AGENCY IMPROVEMENT COMMUNITY (SAIC) AND STUDENT AGENCY META-NETWORK (SAMN) THIS YEAR, SAIC WILL BE FINISHING OUT ITS FUNDED ACTIVITIES. MEMBERS WILL BE COLLECTING THE KNOWLEDGE THROUGHOUT THE NETWORK, CURATING IT, AND DISSEMINATING A VARIETY OF KNOWLEDGE PRODUCTS: THE CHANGE MENU AND ASSOCIATED MEASURES, A CORE CONCEPTS WHITE PAPER, THE SURVEY TECHNICAL REPORT, AND A TRANSLATIONAL RESEARCH PIECE WITH CASE STUDIES FROM THE NETWORK. ADDITIONALLY, THE FOUNDATION WILL CONTINUE TO EXPLORE POSSIBLE FUTURES FOR SAIC, WHICH MAY INCLUDE THE LAUNCH OF A META-NETWORK DEDICATED TO STUDENT AGENCY. THIS IS CONDITIONAL ON RECEIPT OF ADDITIONAL EXTERNAL FUNDING. 324,782
    4 CENTER FOR NETWORKED IMPROVEMENT NETWORKED IMPROVEMENT LEARNING AND SUPPORT (NILS) PLATFORM A SIGNIFICANT BARRIER TO THE EXECUTION OF RAPID SHORT CYCLE TESTS OF POTENTIAL IMPROVEMENTS, AS WELL AS THE SPREAD AND USE OF THE KNOWLEDGE GAINED FROM THEM, HAS BEEN THE LACK OF TOOLS TO SUPPORT THE GATHERING, ORGANIZING, AND SHARING OF THE RESULTS OF PLAN-DO-STUDY-ACT (PDSA) CYCLES. WE HAVE BECOME INCREASINGLY AWARE OVER THE PAST FEW YEARS OF THE NEED FOR A TECHNOLOGY TOOL THAT WOULD ALLOW THE DOCUMENTATION, RETENTION, AND SPREAD OF THIS SIGNIFICANT PRODUCT OF IMPROVEMENT WORK. IDEALLY THIS TOOL SET WOULD ALSO INCLUDE ACCESS TO RELEVANT RESOURCES (BOTH CONTENT AND IMPROVEMENT RELATED) AS WELL AS A PLATFORM ON WHICH COLLABORATIVE COLLECTIVE ACTION AT IMPROVEMENT WORK (SUCH AS NIC CHARTERING) COULD BE CARRIED OUT. IN SPRING 2016, THE FOUNDATION BEGAN DEVELOPMENT OF NILS (NETWORKED IMPROVEMENT LEARNING AND SUPPORT), AN ONLINE PLATFORM TO ASSIST NETWORKS IN TRACKING IMPROVEMENT PROGRESS AND SHARIN 1,231,103
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    104,371,831
    b
    Average of monthly cash balances.......................
    1b
    3,443,334
    c
    Fair market value of all other assets (see instructions)................
    1c
    515,871
    d
    Total (add lines 1a, b, and c).........................
    1d
    108,331,036
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    108,331,036
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    1,624,966
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    106,706,070
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    5,335,304
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
     
    2a
    Tax on investment income for 2019 from Part VI, line 5......
    2a
     
    b
    Income tax for 2019. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
     
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
     
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
     
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
     
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    14,947,541
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    14,947,541
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    14,947,541
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2018     		(c)
    2018     		(d)
    2019
    1 Distributable amount for 2019 from Part XI, line 7  
    2 Undistributed income, if any, as of the end of 2019:
    a Enter amount for 2018 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2019:
    a From 2014......  
    b From 2015......  
    c From 2016......  
    d From 2017......  
    e From 2018......  
    fTotal of lines 3a through e........  
    4Qualifying distributions for 2019 from Part
    XII, line 4: bullet$ 14,947,541
    a Applied to 2018, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2019 distributable amount.....  
    e Remaining amount distributed out of corpus 14,947,541
    5 Excess distributions carryover applied to 2019.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 14,947,541
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2018. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2019. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2020 ..........     		 
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2014 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2020.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2015....  
    b Excess from 2016....  
    c Excess from 2017....  
    d Excess from 2018....  
    e Excess from 2019....  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2019, enter the date of the ruling....... bullet
    1986-02-26
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2019 (b) 2018 (c) 2017 (d) 2016
    5,335,304 5,053,069 4,990,094 5,266,491 20,644,958
    b 85% of line 2a ......... 4,535,008 4,295,109 4,241,580 4,476,517 17,548,214
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		14,947,541 15,188,438 12,493,504 14,629,917 57,259,400
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		14,947,541 15,188,438 12,493,504 14,629,917 57,259,400
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		3,556,869 3,368,713 3,326,729 3,510,994 13,763,305
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    INDIANA UNIVERSITY RESEARCH
    PO BOX 78000
    DETROIT,MI48278     		NONE GOVERNMENT CLASSIFICATIONS SUPPORT 10,000
    WEST ED
    730 HARRISON STREET
    SAN FRANCISCO,CA94107     		NONE 501 (C) (3) CARNEGIE MATH PATHWAYS 444,345
    Total .................................bullet 3a 454,345
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    aCONTRACTS AND CONSULTING         1,675,250
    bREGISTRATION & WORKSHOP FEE         1,576,065
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 7,313  
    4 Dividends and interest from securities....     14 2,421,630  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     15 27,301  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    1 4,202,836  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   6,659,080 3,251,315
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    9,910,395
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    1A CONTRACTS PROVIDE RESOURCES TO RESEARCH AND SUPPORT EDUCATION TRANSFORMATION
    1B REGISTRATION FEES ARE RECEIVED TO CONVENE MEETINGS FOR EDUCATORS ACROSS AMERICA TO EXCHANGE IDEAS RELATED TO VARIOUS EDUCATION TOPICS
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2019)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2019
    Name of the organization
    CARNEGIE FOUNDATION FOR THE
    ADVANCEMENT OF TEACHING
    Employer identification number

    13-1623924
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2019)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2019) Page 2
    Name of organization
    CARNEGIE FOUNDATION FOR THE
    ADVANCEMENT OF TEACHING         		Employer identification number
    13-1623924
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    CARNEGIE CORPORATION OF NEW YORK
    437 MADISON AVENUE
     
    NEW YORK, NY10022

    		$ 1,420,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    7
    WILLIAM T GRANT FOUNDATION
    60 EAST 42ND ST 43RD FLOOR
     
    NEW YORK, NY10165

    		$ 5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    13
    AMERICAN FEDERATION OF TEACHERS
    555 NEW JERSEY AVE NW
     
    WASHINGTON, DC20001

    		$ 6,500


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    19
    NATIONAL BOARD FOR PROFESSIONAL
    1525 WILSON BLVD STE 700
     
    ARLINGTON, VA22209

    		$ 5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    25
    THE WALLACE FOUNDATION
    5 PENN PLAZA 7TH FLOOR
     
    NEW YORK, NY10001

    		$ 6,500


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    GREAT LAKES HIGHER EDUCATION
    2401 INTERNATIONAL LANE PO BOX 7894
     
    MADISON, WI53707

    		$ 250,000


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
    Name of organization
    CARNEGIE FOUNDATION FOR THE
    ADVANCEMENT OF TEACHING         		Employer identification number
    13-1623924
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    8
    WESTED
    730 HARRISON STREET
     
    SAN FRANCISCO, CA94107

    		$ 6,500


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    14
    WK KELLOGG FOUNDATION
    1 EAST MICHIGAN AVENUE
     
    BATTLE CREEK, MI49017

    		$ 12,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    20
    THE SPENCER FOUNDATION
    625 NORTH MICHIGAN AVE SUITE 1600
     
    CHICAGO, IL60611

    		$ 12,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    26
    NATIONAL SCIENCE FOUNDATION
    2415 EISENHOWER AVE
     
    ALEXANDRIA, VA22314

    		$ 417,533


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
    BILL AND MELINDA GATES FOUNDATION
    PO BOX 23350
     
    SEATTLE, WA98102

    		$ 3,012,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    9
    OPORTUNIDAD FUNDACION EDUCACIONAL
    PADRE MARIANO 181 PISO 11
     
    PROVIDENCIA, SANTIAGO   CI

    		$ 12,000


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
    Name of organization
    CARNEGIE FOUNDATION FOR THE
    ADVANCEMENT OF TEACHING         		Employer identification number
    13-1623924
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    15
    EDUCATION DEVELOPMENT CENTER
    1025 THOMAS JEFFERSON ST NW
    SUITE 700 WEST
    WASHINGTON, DC20007

    		$ 6,500


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    21
    THE NATIONAL EDUCATION ASSOCIATION
    1201 16TH ST NW
     
    WASHINGTON, DC20036

    		$ 12,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    27
    ADVANCE ED
    9115 WESTSIDE PARKWAY
     
    ALPHARETTA, GA30009

    		$ 12,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
    THE KRESGE FOUNDATION
    3215 W BIG BEAVER ROAD
     
    TROY, MI48084

    		$ 300,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    10
    NEW VISIONS FOR PUBLIC SCHOOLS INC
    205 EAST 42ND ST
     
    NEW YORK, NY10017

    		$ 6,500


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    16
    AMERICAN INSTITUTES FOR RESEARCH
    1000 THOMAS JEFFERSON ST NW
     
    WASHINGTON, DC20007

    		$ 12,000


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
    Name of organization
    CARNEGIE FOUNDATION FOR THE
    ADVANCEMENT OF TEACHING         		Employer identification number
    13-1623924
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    22
    AMPLIFY EDUCATION INC
    55 WASHINGTON STREET SUITE 800
     
    BROOKLYN, NY11201

    		$ 10,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    28
    POSES FAMILY FOUNDATION
    145 HUDSON STREET
     
    NEW YORK, NY10013

    		$ 12,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    5
    GAY SU PINNELL EDUCATION FOUNDATION
    8599 DUNSINANE DRIVE
     
    DUBLIN, OH43017

    		$ 250,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    11
    OVERDECK FAMILY FOUNDATION
    100 AVENUE OF THE AMERICAS 16TH FL
     
    NEW YORK, NY10013

    		$ 12,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    17
    THE WALTON FAMILY FOUNDATION
    PO BOX 2030
     
    BENTONVILLE, AR72712

    		$ 15,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    23
    NELLIE MAE EDUCATION FOUNDATION
    1250 HANCOCK STREET
    SUITE 701N
    QUINCY, MA02169

    		$ 6,500


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
    Name of organization
    CARNEGIE FOUNDATION FOR THE
    ADVANCEMENT OF TEACHING         		Employer identification number
    13-1623924
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    29
    ADTALEM GLOBAL EDUCATION
    500 WEST MONROE STREET SUITE 28
     
    CHICAGO, IL60661

    		$ 6,500


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    6
    RAIKES FOUNDATION
    2157 N NORTHLAKE WAY SUITE 220
     
    SEATTLE, WA98103

    		$ 15,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    12
    SH COWELL FOUNDATION
    595 MARKET STREET SUITE 950
     
    SAN FRANCISCO, CA94105

    		$ 25,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    18
    PEBC
    600 GRANT STREET SUITE 525
     
    DENVER, CO80215

    		$ 6,500


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    24
    THE CHARLES AND LYNN SCHUSTERMAN
    800 8TH ST NW
     
    WASHINGTON, DC20001

    		$ 12,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
    Page 3
    Name of organization
    CARNEGIE FOUNDATION FOR THE
    ADVANCEMENT OF TEACHING         		Employer identification number

    13-1623924
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
    Page 4
    Name of organization
    CARNEGIE FOUNDATION FOR THE
    ADVANCEMENT OF TEACHING         		Employer identification number

    13-1623924
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2017 AccountingFeesSchedule
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FINANCIAL AUDIT AND TAXES 80,720     80,720

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2017 DepreciationSchedule
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
          908,042     439,520      

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2017 GainLossSaleOtherAssetsSch
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    AUDIO VISUAL SCREEN 2014-05 PURCHASE 2018-06 SCRAPPED   16,382     -2,730 13,652
    PROJECTION SYSTEM 2017-05 PURCHASE 2018-06 SCRAPPED   12,040     -9,343 2,697
    AI - SIGULER GUFF   PURCHASE 2018-06   102,973       102,973  
    AI - GUGGENHEIM   PURCHASE 2018-06   19,798       19,798  
    CHARLES SCHWAB - LONG TERM   PURCHASE 2018-06   2,194,434       2,194,434  
    CHARLES SCHWAB - SHORT TERM 2017-07 PURCHASE 2018-06   131,716       131,716  
    MUTUAL FUNDS   PURCHASE 2018-06   11,981,672 10,215,684     1,765,988  

    TY 2017 InvestmentsOtherSchedule2
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    DOMESTIC EQUITY MUTUAL FUNDS FMV 38,165,560 38,165,560
    INTERNATIONAL EQUITY MUTUAL FUNDS FMV 22,111,008 22,111,008
    LIMITED PARTNERSHIPS FMV 509,599 509,599
    BOND MUTUAL FUNDS FMV 30,512,299 30,512,299
    PUBLIC REAL ASSETS FMV 14,009,579 14,009,579

    TY 2017 LandEtcSchedule2
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    BUILDING AND IMPROVEMENTS 14,623,070 3,897,384 10,725,686 10,725,686
    COMPUTER EQUIPMENT 1,019,556 638,208 381,348 381,348


    TY 2017 LegalFeesSchedule
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CONSULTING - LEGAL 65,357     65,357


    TY 2017 OtherAssetsSchedule
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    DEPOSITS 60,870 28,950 28,950
    INVESTMENT IN RETIREMENT ANNUITY 277,030 328,352 328,352


    TY 2017 OtherExpensesSchedule
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    TELEPHONE/COMMUNICATIONS 103,867     103,867
    INSURANCE 80,281     80,281
    OFFICE SUPPLIES 190,223     190,223
    BANK AND PAYROLL FEES 42,588     42,588
    POSTAGE AND SHIPPING 3,117     3,117
    TRAINING 26,097     26,097
    MEMBERSHIP FEES 92,579     92,579
    BENEFIT ADMINISTRATION FEES 5,429     5,429
    EQUIPMENT LEASING AND RENTAL 6,056     6,056
    ADVERTISING 4,800     4,800
    LICENSES, PERMITS AND FEES 385     385


    TY 2017 OtherIncomeSchedule2
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    CONTRACTS AND CONSULTING 1,675,250   1,675,250
    REGISTRATION & WORKSHOP FEES 1,576,065   1,576,065
    PUBLICATION ROYALTIES 27,301 27,301 27,301


    TY 2017 OtherIncreasesSchedule
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Description Amount
    PENSION-RELATED CHANGES OTHER THAN NET PERIODIC 29,044
    UNREALIZED GAIN ON INVESTMENTS 888,815


    TY 2017 OtherLiabilitiesSchedule
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Description Beginning of Year - Book Value End of Year - Book Value
    POST EMPLOYMENT BENEFIT OBLIGATION 1,399,530 1,486,541
    RETIREMENT ANNUITY CONTACTS 277,030 328,352


    TY 2017 OtherProfessionalFeesSchedule
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TEMPORARY HELP 36,192     36,192
    BROKER INVESTMENT FEES 322,305 322,305    
    CONSULTANTS - OPERATION 196,346     196,346
    STIPENDS AND HONORARIA 77,849     77,849
    PROGRAM CONSULTANTS 1,915,391     1,915,391


    TY 2017 TaxesSchedule
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PAYROLL TAXES 461,486     461,486
    PROPERTY TAXES 4,815     4,815
    CORPORATE INCOME TAX 735     735