Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
JAMES L & LONA SHAPTER MEMORIAL CHARITABLE
 
Number and street (or P.O. box number if mail is not delivered to street address)C/O FIRST CITIZENS BK TRUSTEE PO
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
RALEIGH, NC27626
A Employer identification number

58-2117719
B Telephone number (see instructions)

(919) 716-7347
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$555,735J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 14,274 12,636  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 34,335
b Gross sales price for all assets on line 6a 277,217
7 Capital gain net income (from Part IV, line 2)... 34,335
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 151 151  
12 Total. Add lines 1 through 11........ 48,760 47,122  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 9,041 9,041    
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 450 450 0 0
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 1,869 419   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 11,360 9,910 0 0
25 Contributions, gifts, grants paid....... 29,865 29,865
26 Total expenses and disbursements. Add lines 24 and 25 41,225 9,910 0 29,865
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 7,535
b Net investment income (if negative, enter -0-) 37,212
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 24,778 31,819 31,819
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 404,470 Click to see attachment412,324 387,071
c Investments—corporate bonds (attach schedule)....... 148,485 Click to see attachment140,479 136,845
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 577,733 584,622 555,735
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 577,733 584,622
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 577,733 584,622
31 Total liabilities and net assets/fund balances (see instructions). 577,733 584,622
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
577,733
2
Enter amount from Part I, line 27a .....................
2
7,535
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
3
4
Add lines 1, 2, and 3 ..........................
4
585,271
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
649
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
584,622
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 67.384 AC ALTERNATIVES MARKET NEUTRAL VALUE FUND   2016-01-21 2018-04-03
b 507.575 BAIRD AGGREGATE BOND FUND     2018-04-03
c 362.006 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND   2016-10-07 2018-04-03
d 31.915 CAUSEWAY EMERGING MARKETS FUND   2017-04-24 2018-04-03
e 62.712 COLUMBIA CONTRARIAN CORE FUND I CL   2016-05-27 2018-04-03
387.662 DFA INTERNATIONAL REAL ESTATE SECURITIES FUND   2016-10-07 2018-04-03
162.498 GOLDMAN SACHS EMERGING MKT DEBT FUND   2016-01-15 2018-04-03
228.805 HARTFORD EMERGING MARKETS LOCAL DEBT FUND   2016-01-15 2018-04-03
170.154 IVY INTERNATIONAL CORE EQUITY FUND   2017-01-13 2018-04-03
106.027 LAZARD INTERNATIONAL EQUITY FUND   2016-06-03 2018-04-03
159.802 LITMAN GREGORY MASTERS ALTERNATIVE STRATEGIES FUND   2016-01-15 2018-04-03
28.171 MFS MID CAP VALUE FUND     2018-04-03
154.734 TORTOISE MLP & PIPELINE FD - INST   2017-10-03 2018-04-03
56.804 OPPENHEIMER INTERNATIONAL GROWTH FUND   2015-05-08 2018-04-03
247.994 PIMCO STOCKSPLUS INTERNATIONAL (USD-HEDGED) FUND   2015-05-08 2018-04-03
281.532 PRINCIPAL REAL ESTATE SECURITIES FD     2018-04-03
11.669 T.ROWE PRICE EMERGING MARKETS STOCK FUND     2018-04-03
346.719 OPPENHEIMER STEELPATH MLP SELECT 40 FUND   2016-01-15 2018-04-03
1094.196 TCW CORE FIXED-INCOME FUND   2017-09-27 2018-04-03
1546.068 WELLS FARGO ADVANTAGE CORE BOND FUND   2016-10-07 2018-04-03
9.212 WELLS FARGO SPECIAL MID CAP VALUE FD     2018-04-03
363.436 DFA INTERNATIONAL REAL ESTATE SECURITIES FUND     2018-07-02
208.593 IVY INTERNATIONAL CORE EQUITY FUND     2018-07-02
104.251 LAZARD INTERNATIONAL EQUITY FUND     2018-07-02
48.997 OPPENHEIMER INTERNATIONAL GROWTH FUND   2017-10-03 2018-07-02
328.991 OPPENHEIMER INTERNATIONAL GROWTH FUND     2018-07-02
811.292 PIMCO STOCKSPLUS INTERNATIONAL (USD-HEDGED) FUND     2018-07-02
159.941 PRINCIPAL REAL ESTATE SECURITIES FD     2018-07-02
2314.118 TCW CORE FIXED-INCOME FUND     2018-07-02
37.414 AMERICAN BEACON BRIDGEWAY LARGE CAP VALUE FUND   2016-05-23 2018-07-17
72.323 AMERICAN BEACON GARCIA HAMILTON QUALITY BOND FUND   2018-07-02 2018-07-17
37.086 BAIRD AGGREGATE BOND FUND   2017-04-24 2018-07-17
41.307 BLACKROCK HIGH YIELD BOND FUND   2016-01-15 2018-07-17
104.003 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND   2016-10-07 2018-07-17
25.067 BUFFALO DISCOVERY FUND     2018-07-17
144.032 COLUMBIA MID CAP INDEX FUND - I     2018-07-17
34.606 COLUMBIA SMALL CAP INDEX FUND - I   2016-10-07 2018-07-17
58.947 COLUMBIA CONTRARIAN CORE FUND I CL   2016-05-27 2018-07-17
56.671 GLENMEDE LARGE CAP CORE FUND   2016-01-15 2018-07-17
78.64 GOLDMAN SACHS ENHANCED INCOME FUND   2018-04-03 2018-07-17
30.441 HENNESSY CORNERSTONE MID CAP 30 FUND   2017-01-13 2018-07-17
37.985 WCM FOCUSED INTERNATIONAL GROWTH FUND   2018-07-02 2018-07-17
40.795 IVY INTERNATIONAL CORE EQUITY FUND   2017-01-13 2018-07-17
20.215 JPMORGAN TR I US SMALL COMPANY FUND CLASS L     2018-07-17
21.71 LAZARD INTERNATIONAL EQUITY FUND   2016-06-03 2018-07-17
28.072 MFS MID CAP VALUE FUND   2017-09-27 2018-07-17
27.982 TORTOISE MLP & PIPELINE FD - INST   2017-10-03 2018-07-17
14.796 NUVEEN SMALL CAP VALUE FUND   2016-05-23 2018-07-17
6.683 OPPENHEIMER INTL SMALL-MID COMPANY FUND   2016-05-23 2018-07-17
24.661 PEAR TREE POLARIS FOREIGN VALUE FUND   2018-07-02 2018-07-17
58.469 PIMCO STOCKSPLUS INTERNATIONAL (USD-HEDGED) FUND   2016-01-15 2018-07-17
68.842 PIONEER FUNDAMENTAL GROWTH FUND CLASS Y     2018-07-17
7.687 T.ROWE PRICE MID-CAP GROWTH FUND   2017-04-24 2018-07-17
21.498 SMEAD VALUE FUND     2018-07-17
38.622 OPPENHEIMER STEELPATH MLP SELECT 40 FUND   2016-01-15 2018-07-17
14.541 T. ROWE PRICE QM U.S. SMALL-CAP GROWTH EQUITY FUND   2016-05-23 2018-07-17
21.182 VANGUARD 500 INDEX FUND   2016-10-07 2018-07-17
45.491 WELLS FARGO ADVANTAGE CORE BOND FUND   2016-10-07 2018-07-17
11.504 WELLS FARGO SPECIAL MID CAP VALUE FD   2017-04-24 2018-07-17
45.589 AQR STYLE PREMIA ALTERNATIVE FUND   2018-04-03 2018-10-03
232.297 AQR STYLE PREMIA ALTERNATIVE FUND     2018-10-03
117.995 AMERICAN BEACON BRIDGEWAY LARGE CAP VALUE FUND     2018-10-03
520.285 AMERICAN BEACON BRIDGEWAY LARGE CAP VALUE FUND     2018-10-03
222.557 AC ALTERNATIVES MARKET NEUTRAL VALUE FUND     2018-10-03
71.885 BUFFALO DISCOVERY FUND   2018-04-03 2018-10-03
195.963 BUFFALO DISCOVERY FUND   2017-09-27 2018-10-03
40.965 COLUMBIA MID CAP INDEX FUND - I   2017-01-13 2018-10-03
31.12 DIAMOND HILL LONG-SHORT FUND     2018-10-03
145.781 DIAMOND HILL LONG-SHORT FUND     2018-10-03
48.033 EATON VANCE GLOBAL MACRO ABSOLUTE RETURN ADVANTAGE FUND   2018-04-03 2018-10-03
772.624 GOLDMAN SACHS ENHANCED INCOME FUND   2018-04-03 2018-10-03
326.535 GOLDMAN SACHS EMERGING MKT DEBT FUND   2017-10-03 2018-10-03
19.274 GOLDMAN SACHS EMERGING MKT DEBT FUND   2016-01-15 2018-10-03
222.651 HENNESSY CORNERSTONE MID CAP 30 FUND     2018-10-03
89.289 HENNESSY CORNERSTONE MID CAP 30 FUND     2018-10-03
87.085 PIONEER FUNDAMENTAL GROWTH FUND CLASS Y     2018-10-03
678.63 PIONEER FUNDAMENTAL GROWTH FUND CLASS Y     2018-10-03
31.128 SMEAD VALUE FUND   2018-04-03 2018-10-03
230.828 SMEAD VALUE FUND   2017-09-27 2018-10-03
169.55 OPPENHEIMER STEELPATH MLP SELECT 40 FUND   2016-01-15 2018-10-03
13.208 VANGUARD 500 INDEX FUND   2016-10-07 2018-10-03
210.309 WELLS FARGO SPECIAL MID CAP VALUE FD     2018-10-03
8.002 WELLS FARGO SPECIAL MID CAP VALUE FD     2018-10-03
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 700   716 -16
b 5,390   5,512 -122
c 5,064   4,344 720
d 460   377 83
e 1,567   1,366 201
1,996   2,074 -78
2,060   1,877 183
1,503   1,284 219
3,396   2,930 466
2,056   1,830 226
1,851   1,721 130
651   662 -11
1,848   2,112 -264
2,458   2,210 248
2,014   2,081 -67
6,270   6,392 -122
538   427 111
2,666   2,414 252
11,774   12,069 -295
19,465   20,315 -850
340   333 7
1,857   1,745 112
4,078   3,717 361
1,967   1,817 150
2,054   2,091 -37
13,795   12,353 1,442
6,815   5,994 821
3,783   3,392 391
24,761   25,524 -763
1,085   865 220
716   716  
392   402 -10
316   287 29
1,455   1,248 207
658   607 51
2,486   2,307 179
952   773 179
1,568   1,284 284
1,648   1,123 525
740   739 1
621   617 4
626   607 19
811   702 109
413   307 106
419   375 44
683   658 25
373   378 -5
402   300 102
357   249 108
546   533 13
504   374 130
1,688   1,407 281
726   636 90
1,016   974 42
314   262 52
569   368 201
5,499   4,215 1,284
570   598 -28
439   426 13
440   478 -38
2,242   2,391 -149
3,510   3,314 196
15,478   12,283 3,195
2,299   2,369 -70
1,917   1,735 182
5,226   4,713 513
712   638 74
857   803 54
4,015   3,379 636
468   501 -33
7,278   7,263 15
3,837   4,255 -418
226   223 3
4,230   4,360 -130
1,697   1,715 -18
2,245   1,968 277
17,495   13,093 4,402
1,540   1,381 159
11,419   10,401 1,018
1,445   968 477
3,568   2,628 940
8,122   7,701 421
309   306 3
      14,873
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -16
b       -122
c       720
d       83
e       201
      -78
      183
      219
      466
      226
      130
      -11
      -264
      248
      -67
      -122
      111
      252
      -295
      -850
      7
      112
      361
      150
      -37
      1,442
      821
      391
      -763
      220
       
      -10
      29
      207
      51
      179
      179
      284
      525
      1
      4
      19
      109
      106
      44
      25
      -5
      102
      108
      13
      130
      281
      90
      42
      52
      201
      1,284
      -28
      13
      -38
      -149
      196
      3,195
      -70
      182
      513
      74
      54
      636
      -33
      15
      -418
      3
      -130
      -18
      277
      4,402
      159
      1,018
      477
      940
      421
      3
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 34,335
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 28,894 611,730 0.047233
2016 31,273 580,765 0.053848
2015 32,914 637,829 0.051603
2014 31,774 675,230 0.047057
2013 30,317 648,691 0.046736
2
Total of line 1, column (d) .....................
2
0.246477
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.049295
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
607,233
5
Multiply line 4 by line 3......................
5
29,934
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
372
7
Add lines 5 and 6........................
7
30,306
8
Enter qualifying distributions from Part XII, line 4,.............
8
29,865
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 744
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 744
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 744
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 724
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 724
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 20
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNC
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletFIRST CITIZENS BANK Telephone no.bullet (919) 716-7347

    Located atbulletPO BOX 29522RALEIGHNC ZIP+4bullet27626
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    FIRST CITIZENS BANK TRUSTEE
    0     		9,041    
    PO BOX 29522
    RALEIGH,NC27626
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    591,410
    b
    Average of monthly cash balances.......................
    1b
    25,070
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    616,480
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    616,480
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    9,247
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    607,233
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    30,362
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    30,362
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    744
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    744
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    29,618
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    29,618
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    29,618
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    29,865
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    29,865
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    29,865
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 29,618
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 29,865
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 0
    b From 2014...... 0
    c From 2015...... 0
    d From 2016...... 0
    e From 2017...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 29,865
    a Applied to 2017, but not more than line 2a 29,865
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 0
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		29,618
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2014.... 0
    b Excess from 2015.... 0
    c Excess from 2016.... 0
    d Excess from 2017.... 0
    e Excess from 2018.... 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    MASONIC HOME FOR CHILDREN AT OXFORD
    ATTN LUANNE CLARK
    OXFORD,NC27565     		NONE PC SUPPORT 29,865
    Total .................................bullet 3a 29,865
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 14,274  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 34,335  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   48,760  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    48,760
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 AccountingFeesSchedule
    Name:
    JAMES L & LONA SHAPTER MEMORIAL CHARITABLE
    EIN:
    58-2117719
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 450 450    

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    JAMES L & LONA SHAPTER MEMORIAL CHARITABLE
    EIN:
    58-2117719
    Name of Bond End of Year Book Value End of Year Fair Market Value
    BAIRD AGGREGATE BD 35,097 34,610
    BLACKROCK HIGH YIELD BD 3,074 3,118
    GOLDMAN SACHS EMERGING MKT DEB    
    GUGGENHEIM FLOATING RATE STRAT    
    HSBC TOTAL RETURN    
    HARTFORD EMERGING MKTS LOCAL D 6,081 4,446
    IVY HIGH INCOME 1,889 1,931
    WELLS FARGO ADVANTAGE CORE BD 37,765 36,558
    FCB INTERMEDIATE BD    
    TCW CORE FIXED-INCOME    
    AMERICAN BEACON GARCIA HAMILTO 24,513 24,339
    GOLDMAN SACHS ENHANCED INCOME 26,955 26,927
    T ROWE PRICE INSTITUTIONAL EME 5,105 4,916

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    JAMES L & LONA SHAPTER MEMORIAL CHARITABLE
    EIN:
    58-2117719
    Name of Stock End of Year Book Value End of Year Fair Market Value
    AQR MANAGED FUTURES STRAT FUND    
    COLUMBIA SMALL CAP INDEX FD -    
    GOLDMAN SACHS INTL SMALL CAP I 3,089 3,235
    JPMORGAN U.S. SMALL CO FD    
    OPPENHEIMER INTL GROWTH FD - Y    
    TORTOISE MLP & PIPELINE FD 4,125 3,314
    MFS GLOBAL ALTERNATIVE STRATEG    
    LITMAN GREGORY MASTERS ALTERNA 3,237 3,211
    PIMCO STOCKSPLUS INTL (USD-HED 13,630 11,667
    AMERICAN BEACON BRIDGEWAY LGE    
    BLACKROCK INTL INDEX    
    COLUMBIA MID CAP INDEX FD - Z    
    COLUMBIA CONTRARIAN CORE 25,589 23,075
    DFA INTL REAL ESTATE SECURITIE 3,833 3,775
    DRIEHAUS EMERGING MKTS SMALL C    
    GLENMEDE LRG CAP CORE 36,924 34,173
    HENNESSY CORNERSTONE MID CAP 3    
    IVY INTL CORE EQUITY 15,516 15,460
    LAZARD INTL EQUITY 10,412 9,498
    MORGAN STANLEY INST FRONTIER E    
    NUVEEN SMALL CAP VALUE 4,402 3,807
    OPPENHEIMER INTL SMALL-MID CO 1,460 1,550
    PEAR TREE POLARIS FOREIGN VALU 1,837 1,792
    PIONEER FUNDAMENTAL GROWTH    
    PRINCIPAL REAL ESTATE SECURITI 4,377 4,411
    T ROWE PRICE MID-CAP GROWTH 19,706 17,386
    T ROWE PRICE QM US SMALL-CAP G 3,964 4,186
    OPPENHEIMER STEELPATH MLP SELE 2,160 2,565
    TIAA-CREF EMERGING MKTS EQUITY 8,745 9,351
    VANGUARD 500 INDEX 46,132 52,356
    WELLS FARGO SPECIAL MID CAP VA    
    FCB MID CAP    
    FCB EQUITY    
    FCB SMALL CAP    
    AQR STYLE PREMIA ALTERNATIVE    
    AC ALTERNATIVES MKT NEUTRAL VA 3,564 3,297
    DIAMOND HILL LONG/SHORT    
    361 GLOBAL LONG/SHORT EQUITY 3,989 3,855
    ISHARES MSCI EAFE INTL INDEX 33,372 32,656
    BUFFALO DISCOVERY    
    CAUSEWAY EMERGING MKTS 11,503 11,042
    COLUMBIA MID CAP INDEX FD - I 25,854 22,672
    COLUMBIA SMALL CAP INDEX FD - 6,590 5,893
    GOLDMAN SACHS EMERGING MKTS EQ 11,182 10,621
    MFS MID CAP VALUE 21,778 18,057
    T ROWE PRICE EMERGING MKTS STO 5,999 6,119
    SMEAD VALUE    
    AQR STYLE PREMIA ALT    
    COHEN & STEERS REAL ESTATE SEC 3,412 3,191
    FIDELITY ADVISOR INTERNATIONAL 1,899 1,756
    OAKMARK FUND 25,909 19,976
    WCM FOCUSED INTERNATIONAL GROW 13,331 11,738
    JPMORGAN TR I US SMALL COMPANY 3,080 2,845
    PEAR TREE POLARIS FOREIGN VALU 15,234 13,379
    INFINITY Q DIVERSIFIED ALPHA F 2,891 2,928
    BALTER L/S SMALL CAP EQUITY FU 3,507 2,908
    GLENMEDE SECURED OPTIONS PORTF 4,308 3,714
    EATON VANCE GLOBAL MACRO ABSOL 2,245 2,043
    KELLNER MERGER FUND 3,539 3,569

    TY 2018 OtherDecreasesSchedule
    Name:
    JAMES L & LONA SHAPTER MEMORIAL CHARITABLE
    EIN:
    58-2117719
    Description Amount
    COST BASIS ADJ FOR RETURN OF CAPITAL 649


    TY 2018 OtherIncomeSchedule2
    Name:
    JAMES L & LONA SHAPTER MEMORIAL CHARITABLE
    EIN:
    58-2117719
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER REVENUE 151 151  


    TY 2018 OtherIncreasesSchedule
    Name:
    JAMES L & LONA SHAPTER MEMORIAL CHARITABLE
    EIN:
    58-2117719
    Description Amount
    ROUNDING 3


    TY 2018 TaxesSchedule
    Name:
    JAMES L & LONA SHAPTER MEMORIAL CHARITABLE
    EIN:
    58-2117719
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL TAX PAYMENT - PRIOR YE 726 0   0
    FEDERAL ESTIMATES - PRINCIPAL 724 0   0
    FOREIGN TAXES ON QUALIFIED FOR 371 371   0
    FOREIGN TAXES ON NONQUALIFIED 48 48   0