TY 2018 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2018

Open to Public Inspection

For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018

Name of foundation
HENRY G SIMS & HENRY U SIMS MEM FD

Number and street (or P.O. box number if mail is not delivered to street address)P O BOX 11647
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
BIRMINGHAM, AL35202

A Employer identification number

63-6114412

B Telephone number (see instructions)

(205) 420-7753

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$1,074,076J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	25,936		25,851
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		16,405
b	Gross sales price for all assets on line 6a 396,007
7	Capital gain net income (from Part IV, line 2)...			16,405
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		314
12	Total. Add lines 1 through 11........	42,655		42,256
13	Compensation of officers, directors, trustees, etc.	14,885		10,419		4,465
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........					0
b	Accounting fees (attach schedule).......		1,800	0	0	1,800
c	Other professional fees (attach schedule)....					0
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...		2,746			0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		1,425	1,425
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	20,856		11,844	0	6,265
25	Contributions, gifts, grants paid.......	54,004				54,004
26	Total expenses and disbursements. Add lines 24 and 25	74,860		11,844	0	60,269
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-32,205
b	Net investment income (if negative, enter -0-)			30,412
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2018)

Form 990-PF (2018)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	11	333	333
	2	Savings and temporary cash investments.........	4,271	8,161	8,161
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	490,265
	c	Investments—corporate bonds (attach schedule).......	266,012
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............			333
	13	Investments—other (attach schedule)..........	315,963	1,035,813	1,065,249
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	1,076,522	1,044,307	1,074,076
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted..................
	25	Temporarily restricted...............
	26	Permanently restricted...............
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds........	1,076,522	1,044,307
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see instructions).....	1,076,522	1,044,307
	31	Total liabilities and net assets/fund balances (see instructions).	1,076,522	1,044,307

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............

1,076,522

Enter amount from Part I, line 27a .....................

-32,205

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

1,044,385

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .

1,044,307

Form 990-PF (2018)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	5. ADOBE SYS INC COM		2016-08-18	2018-01-08
b	1. ALIGN TECHNOLOGY INC		2017-10-23	2018-01-08
c	3. ALIGN TECHNOLOGY INC		2015-06-08	2018-01-08
d	1. ALPHABET INC		2016-06-03	2018-01-08
e	1. ALPHABET INC/CA		2011-01-20	2018-01-08
	1. AMAZON COM INC		2016-12-07	2018-01-08
	1. AMERICAN CAMPUS CMNTYS INC		2015-01-21	2018-01-08
	4. AMERICAN CAMPUS CMNTYS INC		2017-10-23	2018-01-08
	1. AMERICAN TOWER CORP-CL A		2017-10-23	2018-01-08
	4. AMPHENOL CORP NEW		2016-12-07	2018-01-08
	2. ANHEUSER BUSCH INBEV SPN ADR		2017-06-02	2018-01-08
	3. ANSYS INC		2017-10-23	2018-01-08
	2. BJS RESTAURANTS INC		2016-06-08	2018-01-08
	1. BLACKBAUD INC		2017-10-23	2018-01-08
	1. BLACKBAUD INC		2014-06-26	2018-01-08
	5. CVS CORP		2017-06-02	2018-01-08
	12. CALLON PETE CO DEL		2016-12-07	2018-01-08
	1. CAPITAL ONE FINL CORP COM		2017-06-02	2018-01-08
	3. CATALENT INC		2017-10-23	2018-01-08
	1. CHARTER COMMUNICATIONS INC-A		2017-08-01	2018-01-08
	1. COSTCO WHSL CORP NEW		2016-12-07	2018-01-08
	5. DANAHER CORP COMMON		2016-07-28	2018-01-08
	5. DEXCOM INC		2016-11-30	2018-01-08
	1. DORMAN PRODS INC		2017-10-23	2018-01-08
	1. EAGLE MATLS INC		2017-10-23	2018-01-08
	5. EASTERLY GOVERNMENT PROPERTI		2017-10-23	2018-01-08
	2. ECOLAB INC COM		2017-10-23	2018-01-08
	1. ECOLAB INC COM		2016-12-07	2018-01-08
	3. EDWARDS LIFESCIENCES CORP		2017-02-14	2018-01-08
	3. FACEBOOK INC		2016-12-07	2018-01-08
	3. FIVE BELOW		2017-10-23	2018-01-08
	2. FLEETCOR TECHNOLOGIES INC		2016-08-18	2018-01-08
	1. GARTNER INC NEW CL A		2017-10-23	2018-01-08
	3. GLACIER BANCORP INC (NEW)		2017-10-23	2018-01-08
	3. GRACO INC		2017-10-23	2018-01-08
	2. HALLIBURTON COMPANY COM		2017-06-02	2018-01-08
	1. ICU MED INC		2017-10-23	2018-01-08
	2. INTUIT INC COM		2017-04-25	2018-01-08
	1. INTUITIVE SURGICAL INC		2016-12-07	2018-01-08
	36. ISHARES S&P 500 INDEX FUND		2017-06-02	2018-01-08
	20. ISHARES CORE S&P MIDCAP ETF		2014-06-26	2018-01-08
	45. ISHARES CORE S&P SMALL-CAP E		2014-06-26	2018-01-08
	4. K2M GROUP HOLDINGS INC		2017-10-23	2018-01-08
	2. KIMBERLY CLARK CORP		2017-06-02	2018-01-08
	2. LAUDER ESTEE COS INC CL A		2016-09-12	2018-01-08
	1. LITHIA MTRS INC		2017-10-23	2018-01-08
	1. MARKETAXESS HLDGS INC		2017-10-23	2018-01-08
	3. METLIFE INC COM		2017-06-02	2018-01-08
	4. MICHAELS COS INC/THE		2016-06-30	2018-01-08
	1. NORDSON CORP		2017-10-23	2018-01-08
	2. OGE ENERGY CORP COM		2017-10-23	2018-01-08
	1. PPG INDS INC COM W/RTS ATTACHED EXP 04/30/2008		2017-06-02	2018-01-08
	10. PAYPAL HOLDINGS INC		2016-07-11	2018-01-08
	5. PHYSICIANS REALTY TRUST		2016-06-17	2018-01-08
	1. POLARIS INDS INC COM		2017-10-23	2018-01-08
	1. POOL CORP		2017-10-23	2018-01-08
	3. PREMIER INC-CLASS A		2016-01-13	2018-01-08
	1. QUAKER CHEM CORP		2017-10-23	2018-01-08
	4. RPM INTERNATIONAL INC		2017-10-23	2018-01-08
	1. ROPER INDS INC NEW		2016-09-07	2018-01-08
	2. SBA COMMUNICATIONS CORP		2017-10-23	2018-01-08
	1. SBA COMMUNICATIONS CORP		2016-09-09	2018-01-08
	3. SS&C TECHNOLOGIES HOLDINGS		2017-10-23	2018-01-08
	1. SVB FINL GROUP		2017-10-23	2018-01-08
	4. SCHLUMBERGER LTD		2017-06-02	2018-01-08
	4. SCHNEIDER NATIONAL INC-CL B		2017-10-23	2018-01-08
	1. SEMPRA ENERGY		2017-06-02	2018-01-08
	1. SIGNATURE BK NEW YORK N Y		2017-10-23	2018-01-08
	4. STARBUCKS CORP COM		2017-05-25	2018-01-08
	2. STATE ST CORP COM		2017-06-02	2018-01-08
	2. SUN CMNTYS INC		2017-10-23	2018-01-08
	4. SUNCOR ENERGY INC		2016-12-12	2018-01-08
	6. SYNCHRONY FINANCIAL		2017-06-02	2018-01-08
	2. TORO COMPANY		2017-10-23	2018-01-08
	28. TRIPADVISOR INC-W/I		2016-12-07	2018-01-08
	7. TRIPADVISOR INC-W/I		2017-05-25	2018-01-08
	16. TWENTY-FIRST CENTURY FOX CL B		2017-06-02	2018-01-08
	1. TYLER TECHNOLOGIES INC		2017-10-23	2018-01-08
	3. US BANCORP DEL		2017-06-02	2018-01-08
	2. UNITED TECHNOLOGIES CORP		2017-06-02	2018-01-08
	6. VISA INC		2016-12-07	2018-01-08
	1. WABTEC CORP		2017-10-23	2018-01-08
	4. WABTEC CORP		2016-12-07	2018-01-08
	2. WAGEWORKS INC		2017-10-23	2018-01-08
	2. WEBSTER FINL CORP		2017-10-23	2018-01-08
	1. WELLS FARGO & CO NEW COM		2017-06-02	2018-01-08
	2. WESTERN ALLIANCE		2017-10-23	2018-01-08
	2. ZEBRA TECHNOLOGIES CORP CL A		2017-10-23	2018-01-08
	2. ALKERMES PLC		2015-06-19	2018-01-08
	2. JAMES RIVER GROUP HOLDINGS LTD		2016-11-29	2018-01-08
	1. TE CONNECTIVITY LTD		2017-10-23	2018-01-08
	5. NXP SEMICONDUCTORS N V		2016-12-07	2018-01-08
	19.857 FIDELITY INV GRADE BOND FUND 26		2014-06-26	2018-01-09
	351.803 M F S BOND FUND-I		2016-03-30	2018-01-09
	891.438 PRUDENTIAL HIGH YIELD FUND-Z		2016-12-07	2018-01-09
	222.406 TEMPLETON GLOBAL BD FD ADVISOR CL		2009-01-09	2018-01-09
	3045.76 VANGUARD TOT BD MKT IDX-ADM		2016-09-09	2018-01-09
	1. ULTIMATE SOFTWARE GROUP INC		2018-01-08	2018-01-18
	1. ULTIMATE SOFTWARE GROUP INC		2015-04-30	2018-01-18
	10. NXP SEMICONDUCTORS N V		2016-12-07	2018-01-31
	2603.311 TCW CORE FXD INCM-I		2016-06-03	2018-02-13
	8767.93 VANGUARD TOT BD MKT IDX-ADM		2016-02-18	2018-02-13
	22. STARBUCKS CORP COM		2016-12-07	2018-02-23
	6. STARBUCKS CORP COM		2017-10-23	2018-02-23
	9. WABTEC CORP		2015-12-22	2018-02-23
	6. WABTEC CORP		2017-10-23	2018-02-23
	21. CROWN HLDGS INC PP		2017-06-02	2018-02-27
	2052.952 M F S BOND FUND-I		2016-03-30	2018-03-09
	54.945 PRUDENTIAL HIGH YIELD FUND-Z		2016-12-07	2018-03-09
	25.274 TEMPLETON GLOBAL BD FD ADVISOR CL		2009-01-09	2018-03-09
	18. ECOLAB INC COM		2016-12-07	2018-03-26
	1. SVB FINL GROUP		2017-10-23	2018-04-23
	2. ZEBRA TECHNOLOGIES CORP CL A		2017-10-23	2018-04-23
	6. HALLIBURTON COMPANY COM		2017-06-02	2018-05-03
	6. MERCK & CO INC		2017-06-02	2018-05-03
	3. STATE ST CORP COM		2017-06-02	2018-05-03
	12. HORIZON GLOBAL CORP		2017-01-31	2018-05-30
	11. HORIZON GLOBAL CORP		2018-01-08	2018-05-30
	3. IDEXX LABS INC		2015-08-06	2018-05-30
	1. IDEXX LABS INC		2018-01-08	2018-05-30
	2. PROGRESSIVE CORP OHIO		2017-06-02	2018-06-04
	4. PROGRESSIVE CORP OHIO		2018-01-08	2018-06-04
	366.249 AQR MANAGED FUTURES STRATEGY FUND-I		2015-08-21	2018-06-06
	4679.116 SWAN DEFINED RISK-I		2016-06-03	2018-06-06
	467.73 WILLIAM BLAIR MACRO ALLOC-IS		2015-08-21	2018-06-06
	4. CITIGROUP INC		2017-06-02	2018-06-15
	21. TIME WARNER INC.		2017-06-02	2018-06-15
	2. ADOBE SYS INC COM		2016-07-11	2018-06-20
	797.499 ADVISERS INVT TR JOHCM INTL SL I		2017-06-06	2018-06-20
	474.627 ADVISERS INVT TR JOHCM INTL SL I		2018-01-09	2018-06-20
	3. CHARTER COMMUNICATIONS INC-A		2017-06-02	2018-06-20
	3. DANAHER CORP COMMON		2016-07-28	2018-06-20
	1. FLEETCOR TECHNOLOGIES INC		2017-10-23	2018-06-20
	1. FLEETCOR TECHNOLOGIES INC		2016-08-18	2018-06-20
	4. FORTIVE CORP.		2018-01-08	2018-06-20
	3. ISHARES CORE S&P SMALL-CAP E		2014-06-26	2018-06-20
	6. LAUDER ESTEE COS INC CL A		2016-12-07	2018-06-20
	2. SALESFORCE COM INC		2018-01-08	2018-06-20
	2. THERMO ELECTRON CORP		2018-01-08	2018-06-20
	785.171 VANGUARD DEV MKT INDX-ADM		2018-01-09	2018-06-20
	820.725 VANGUARD DEV MKT INDX-ADM		2017-06-02	2018-06-20
	2. VISA INC		2010-03-04	2018-06-20
	1. ZOETIS INC		2017-05-25	2018-06-20
	4. ZOETIS INC		2018-01-08	2018-06-20
	.177 AT&T INC		2017-06-02	2018-07-05
	4. ANSYS INC		2017-05-25	2018-07-06
	4. PAYPAL HOLDINGS INC		2016-07-11	2018-07-06
	1. SALESFORCE COM INC		2016-09-07	2018-07-06
	1. SALESFORCE COM INC		2018-01-08	2018-07-06
	5. ANSYS INC		2014-06-26	2018-07-11
	3. DEXCOM INC		2016-11-30	2018-07-11
	1. ANTHEM INC		2018-06-20	2018-07-26
	4. CITIGROUP INC		2017-06-02	2018-07-26
	1. STATE ST CORP COM		2017-06-02	2018-07-26
	3. STATE ST CORP COM		2018-06-20	2018-07-26
	20. SYNCHRONY FINANCIAL		2017-06-02	2018-07-26
	5. KIMBERLY CLARK CORP		2017-06-02	2018-08-09
	1. ANSYS INC		2014-06-26	2018-08-14
	3. CVS CORP		2017-06-02	2018-08-14
	4. CVS CORP		2018-06-20	2018-08-14
	2. COSTAR GROUP INC		2015-09-15	2018-08-14
	2. SVB FINL GROUP		2015-09-15	2018-08-14
	6. TUPPERWARE CORP		2014-06-26	2018-08-14
	7. QEP RESOURCES INC		2018-01-08	2018-08-15
	18. QEP RESOURCES INC		2015-01-29	2018-08-15
	1. GARTNER INC NEW CL A		2017-04-07	2018-08-22
	8. LOGMEIN INC		2018-01-08	2018-08-22
	2. ADOBE SYS INC COM		2016-04-20	2018-08-28
	3. FLEETCOR TECHNOLOGIES INC		2015-09-21	2018-08-28
	1. HONEYWELL INTL INC		2017-06-02	2018-09-05
	18. NATIONAL-OILWELL INC		2017-06-02	2018-09-07
	2. SVB FINL GROUP		2014-06-26	2018-09-17
	3. SALESFORCE COM INC		2016-09-07	2018-09-17
	5. AMPHENOL CORP NEW		2016-12-07	2018-09-19
	1. INTUITIVE SURGICAL INC		2016-12-07	2018-09-19
	1. SVB FINL GROUP		2014-06-26	2018-09-25
	2. COSTAR GROUP INC		2017-10-23	2018-09-28
	17. K2M GROUP HOLDINGS INC		2017-10-23	2018-09-28
	.9 GARRETT MOTION INC		2017-06-02	2018-10-11
	.1 GARRETT MOTION INC		2018-09-07	2018-10-11
	.3 GARRETT MOTION INC		2017-06-02	2018-10-12
	.2 GARRETT MOTION INC		2018-06-20	2018-10-12
	12. A O SMITH CORP COM		2016-12-27	2018-10-15
	4. ALKERMES PLC		2015-06-19	2018-10-18
	7. ALKERMES PLC		2017-10-23	2018-10-18
	15. A O SMITH CORP COM		2017-01-10	2018-10-19
	1.5 RESIDEO TECHNOLOGIES INC		2017-06-02	2018-11-02
	.5 RESIDEO TECHNOLOGIES INC		2018-09-07	2018-11-02
	.5 RESIDEO TECHNOLOGIES INC		2017-06-02	2018-11-13
	1. DEXCOM INC		2016-11-03	2018-11-19
	1. FACEBOOK INC		2015-04-22	2018-11-19
	2. FACEBOOK INC		2018-08-28	2018-11-19
	12. BANKUNITED INC		2015-12-21	2018-11-21
	5. BANKUNITED INC		2018-01-08	2018-11-21
	5. EXPONENT INC		2017-10-23	2018-11-21
	58. FREEPORT-MCMORAN COPPER & GOLD INC CL B		2017-06-02	2018-11-21
	14. FACEBOOK INC		2015-03-25	2018-12-20
	1. ADOBE SYS INC COM		2016-05-05	2018-12-27
	3. ALIBABA GROUP HOLDING-SP ADR		2018-06-20	2018-12-27
	2. MCCORMICK & CO INC NON-VOTING		2017-08-09	2018-12-27
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	924	497	427
b	249	204	45
c	747	180	567
d	1,108	723	385
e	1,116	314	802
	1,244	758	486
	40	42	-2
	159	174	-15
	141	139	2
	359	269	90
	227	236	-9
	461	390	71
	73	94	-21
	95	93	2
	95	35	60
	388	394	-6
	148	200	-52
	101	78	23
	124	129	-5
	352	385	-33
	188	151	37
	475	406	69
	270	392	-122
	70	71	-1
	119	108	11
	104	101	3
	272	265	7
	136	117	19
	353	269	84
	565	352	213
	202	172	30
	394	335	59
	130	125	5
	116	110	6
	141	127	14
	103	91	12
	220	195	25
	328	238	90
	386	205	181
	9,919	8,840	1,079
	3,874	2,817	1,057
	3,496	2,484	1,012
	82	80	2
	238	261	-23
	262	177	85
	121	115	6
	208	191	17
	156	139	17
	97	112	-15
	149	125	24
	65	74	-9
	119	110	9
	791	382	409
	87	100	-13
	128	106	22
	131	121	10
	89	95	-6
	154	151	3
	215	209	6
	267	180	87
	326	296	30
	163	111	52
	126	126
	241	188	53
	295	275	20
	112	103	9
	108	117	-9
	139	133	6
	236	252	-16
	199	166	33
	181	177	4
	151	131	20
	237	164	73
	133	125	8
	971	1,615	-644
	243	280	-37
	575	442	133
	184	178	6
	166	155	11
	266	245	21
	717	409	308
	82	76	6
	329	349	-20
	124	130	-6
	114	109	5
	62	52	10
	115	110	5
	222	222
	107	129	-22
	73	78	-5
	99	88	11
	591	488	103
	156	157	-1
	4,939	4,851	88
	4,965	4,841	124
	2,687	2,476	211
	32,529	33,037	-508
	228	226	2
	228	166	62
	1,203	795	408
	28,012	29,113	-1,101
	92,151	94,845	-2,694
	1,234	1,124	110
	336	336
	747	660	87
	498	456	42
	1,070	1,232	-162
	27,961	28,310	-349
	300	298	2
	300	281	19
	2,404	1,920	484
	254	188	66
	280	222	58
	311	272	39
	343	392	-49
	288	248	40
	74	234	-160
	68	148	-80
	634	231	403
	211	166	45
	125	86	39
	250	222	28
	3,179	4,043	-864
	59,612	56,160	3,452
	5,501	5,538	-37
	266	245	21
	2,111	2,086	25
	506	193	313
	19,140	16,747	2,393
	11,391	11,140	251
	872	1,052	-180
	299	243	56
	220	165	55
	220	168	52
	315	293	22
	260	166	94
	919	476	443
	279	218	61
	418	402	16
	11,047	11,644	-597
	11,548	11,121	427
	272	43	229
	87	62	25
	349	296	53
	6	6
	711	408	303
	344	153	191
	142	75	67
	142	109	33
	885	367	518
	308	194	114
	251	245	6
	286	245	41
	88	83	5
	264	294	-30
	668	547	121
	558	651	-93
	173	73	100
	213	236	-23
	284	286	-2
	865	356	509
	636	256	380
	204	500	-296
	65	74	-9
	168	391	-223
	145	110	35
	642	955	-313
	525	192	333
	652	472	180
	162	134	28
	792	589	203
	635	229	406
	469	226	243
	476	298	178
	555	205	350
	322	115	207
	842	567	275
	463	338	125
	14	13	1
	2	2
	5	4	1
	3	3
	573	587	-14
	164	259	-95
	287	350	-63
	687	721	-34
	33	36	-3
	11	14	-3
	11	12	-1
	133	63	70
	135	84	51
	270	354	-84
	394	434	-40
	164	203	-39
	253	182	71
	644	659	-15
	1,863	1,166	697
	220	93	127
	405	604	-199
	275	194	81
			865

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			427
b			45
c			567
d			385
e			802
			486
			-2
			-15
			2
			90
			-9
			71
			-21
			2
			60
			-6
			-52
			23
			-5
			-33
			37
			69
			-122
			-1
			11
			3
			7
			19
			84
			213
			30
			59
			5
			6
			14
			12
			25
			90
			181
			1,079
			1,057
			1,012
			2
			-23
			85
			6
			17
			17
			-15
			24
			-9
			9
			409
			-13
			22
			10
			-6
			3
			6
			87
			30
			52

			53
			20
			9
			-9
			6
			-16
			33
			4
			20
			73
			8
			-644
			-37
			133
			6
			11
			21
			308
			6
			-20
			-6
			5
			10
			5

			-22
			-5
			11
			103
			-1
			88
			124
			211
			-508
			2
			62
			408
			-1,101
			-2,694
			110

			87
			42
			-162
			-349
			2
			19
			484
			66
			58
			39
			-49
			40
			-160
			-80
			403
			45
			39
			28
			-864
			3,452
			-37
			21
			25
			313
			2,393
			251
			-180
			56
			55
			52
			22
			94
			443
			61
			16
			-597
			427
			229
			25
			53

			303
			191
			67
			33
			518
			114
			6
			41
			5
			-30
			121
			-93
			100
			-23
			-2
			509
			380
			-296
			-9
			-223
			35
			-313
			333
			180
			28
			203
			406
			243
			178
			350
			207
			275
			125
			1

			1

			-14
			-95
			-63
			-34
			-3
			-3
			-1
			70
			51
			-84
			-40
			-39
			71
			-15
			697
			127
			-199
			81

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	16,405
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see instructions before making any entries.

(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2017	58,521	1,176,325	0.049749
2016	59,599	1,125,125	0.052971
2015	63,300	1,188,628	0.053255
2014	62,947	1,229,465	0.051199
2013	54,632	1,154,806	0.047308

Total of line 1, column (d) .....................

0.254482

Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......

0.050896

Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......

1,178,465

Multiply line 4 by line 3......................

59,979

Enter 1% of net investment income (1% of Part I, line 27b)...........

304

Add lines 5 and 6........................

60,283

Enter qualifying distributions from Part XII, line 4,.............

60,269

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2018)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	608
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	608
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	608
6	Credits/Payments:

a	2018 estimated tax payments and 2017 overpayment credited to 2018	6a	1,136
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	1,136
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	528
11	Enter the amount of line 10 to be: Credited to 2019 estimated tax528	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions

for definition).................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2018)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

The books are in care of bullet

REGIONS BANK, TRUST DEPARTMENT Telephone no. bullet

(205) 420-7753

Located at bullet

201 MILAN PARKWAYBIRMINGHAMAL ZIP+4 bullet

35211

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2018?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2018, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2018?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2018.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?

Form 990-PF (2018)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
Regions Bank	TRUSTEE 1	14,885
201 MILAN PKWY BIRMINGHAM,AL35211	TRUSTEE 1	14,885

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2018)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2018)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

1,196,411

Average of monthly cash balances.......................

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

1,196,411

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

1,196,411

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

17,946

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

1,178,465

Minimum investment return. Enter 5% of line 5..................

58,923

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

58,923

Tax on investment income for 2018 from Part VI, line 5......

608

Income tax for 2018. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

608

Distributable amount before adjustments. Subtract line 2c from line 1............

58,315

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

58,315

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

58,315

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

60,269

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

60,269

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

60,269

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2018)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2017	(c) 2017	(d) 2018
1 Distributable amount for 2018 from Part XI, line 7					58,315
2 Undistributed income, if any, as of the end of 2018:
a Enter amount for 2017 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2018:
a From 2013......	0
b From 2014......	8,347
c From 2015......	4,187
d From 2016......	3,539
e From 2017......	839
fTotal of lines 3a through e........		16,912
4Qualifying distributions for 2018 from Part
XII, line 4: $ 60,269
a Applied to 2017, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2018 distributable amount.....					58,315
e Remaining amount distributed out of corpus		1,954
5 Excess distributions carryover applied to 2018.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		18,866
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2017. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2018. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2019 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2013 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2019. Subtract lines 7 and 8 from line 6a ......		18,866
10 Analysis of line 9:
a Excess from 2014....	8,347
b Excess from 2015....	4,187
c Excess from 2016....	3,539
d Excess from 2017....	839
e Excess from 2018....	1,954

Form 990-PF (2018)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2018	(b) 2017	(c) 2016	(d) 2015	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

CARA GOBER REGIONS BANK
1901 6TH AVENUE NORTH
BIRMINGHAM,AL35203
(205) 264-7132

bThe form in which applications should be submitted and information and materials they should include:

APPLICATIONS IN LETTER FORM WITH LATEST COPY OF IRS DETERMINATION LETTER

cAny submission deadlines:

NOVEMBER 1

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

LIMITED TO ALABAMA CHARITABLE ORGANIZATIONS - LEGAL INSTITUTIONS OR FOR THE BLIND. NO GRANTS MADE TO INDIVIDUALS.

Form 990-PF (2018)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
BIRMINGHAM YMCA 2101 4TH AVE N BIRMINGHAM,AL35203	NONE	PC	GENERAL OPERATING	3,000
CUMBERLAND SCHOOL OF LAW 800 LAKESHORE DRIVE BIRMINGHAM,AL35229	NONE	PC	GENERAL OPERATING	8,100
GLENWOOD MENTAL HEALTH 150 GLENWOOD AVE BIRMINGHAM,AL35242	NONE	PC	GENERAL OPERATING	3,038
GREATER BIRMINGHAM CHAPTER PO BOX 12832 BIRMINGHAM,AL35282	NONE	PC	GENERAL OPERATING	2,400
HAND IN PAW 617 38TH STREET SOUTH BIRMINGHAM,AL35222	NONE	PC	GENERAL OPERATING	3,038
KING'S HOME PO BOX 162 CHELSEA,AL35043	NONE	PC	GENERAL OPERATING	3,038
LAKESHORE FOUNDATION 4000 RIDGEWAY DR BIRMINGHAM,AL35209	NONE	PC	GENERAL OPERATING	3,038
RESTORATION ACADEMY P O BOX 30 FAIRFIELD,AL35064	NONE	PC	GENERAL OPERATING	3,038
SIGHT SAVERS AMERICA 337 BUSINESS CIRCLE PELHAM,AL35124	NONE	PC	GENERAL OPERATING	3,038
UNIV OF ALABAMA LAW SCHOOL FOUNDATION P OBOX 870382 TUSCALOOSA,AL35487	NONE	PC	GENERAL OPERATING	8,100
UAB CENTER FOR LOW VISION REHAB 1720 2ND AVENUE S BIRMINGHAM,AL35294	NONE	PC	GENERAL OPERATING	3,038
WORKSHOPS INC 4244 3RD AVENUE SOUTH BIRMINGHAM,AL35222	NONE	PC	GENERAL OPERATING	3,038
YWCA - CENTRAL ALABAMA 309 23RD STREET NORTH BIRMINGHAM,AL35203	NONE	PC	GENERAL OPERATING	8,100
Total ................................. 3a				54,004

bApproved for future payment

Total ................................. 3b

Form 990-PF (2018)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	25,936
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	16,405
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: aFEDERAL TAX REFUND			14	314
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				42,655

13Total. Add line 12, columns (b), (d), and (e)..................

42,655

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2018)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2018)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

TY 2018 AccountingFeesSchedule

Name:

HENRY G SIMS & HENRY U SIMS MEM FD

EIN:

63-6114412

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
TAX PREPARATION FEE (NON-ALLOC	1,800			1,800

- TIN:

TY 2018 InvestmentsCorpBondsSchedule

Name:

HENRY G SIMS & HENRY U SIMS MEM FD

EIN:

63-6114412

Name of Bond	End of Year Book Value	End of Year Fair Market Value
TEMPLETON GLOBAL BOND FUND ADV
FIDELITY INVST GRADE BD
TCW CORE FIXED INCOME FUND
VANGUARD TTL BDINDX ADM FD#584

- TIN:

TY 2018 InvestmentsCorpStockSchedule

Name:

HENRY G SIMS & HENRY U SIMS MEM FD

EIN:

63-6114412

Name of Stock	End of Year Book Value	End of Year Fair Market Value
VISA INC CL A SHRS
ISHARES MSCI EAFE ETF
DANAHER CORP DEL
STARBUCKS CORP
AKAMAI TECHNOLOGIES INC
AMERICAN CAMPUS COMMUNITIES
AMPHENOL CORP CL A
ANSYS INC
APTARGROUP INC
ARTISAN PARTNERS ASSET MGMT
BLACKBAUD INC
COGNEX CORP
COGNIZANT TECHNOLOGY SOLUTIONS
COMPASS MINERALS INTERNATION
COSTCO WHOLESALE CORP
COSTAR GROUP INC
DORMAN PRODUCTS, INC.
DRIL-QUIP INC
ECOLAB INC
EXPONET INC
FIRST REPUBLIC BANK SAN FRAN
GARTNER INC
GLACIER BANCORP, INC.
GREENHILL & CO INC
HEARTLAND EXPRESS INC
ICU MEDICAL INC
IBERIABANK CORP
INTUITIVE SURGICAL INC
LAUDER ESTEE COS INC CL A
LINCOLN ELEC HLDGS INC
MARKETAXESS HOLDINGS INC
MEAD JOHNSON NUTRITION COMPANY
MICROCHIP TECHNOLOGY INC
MID-AMER APT CMNTYS INC REIT
MIDDLEBY CORP
NORDSON CORP
POWER INTEGRATIONS INC
PRICESMART INC
PROASSURANCE CORP
QEP RESOURCES INC
RPM INTERNATIONAL INC RPM INC
RBC BEARINGS INC.
SS&C TECHNOLOGIES HOLDINGS
SVB FINANCIAL GROUP
SALESFORCE.COM INC
SIGNATURE BANK
STERIS PLC ISIN: GB00BVVBC028
SUPERIOR ENERGY SVCS INC
TEXAS CAPITAL BANCSHARES INC
TORO CO
TRIPADVISOR INC. - W/I
TUPPERWARE BRANDS CORP
TYLER TECHNOLOGIES INC
URBAN OUTFITTERS INC
WABTEC
WEST PHARMACEUTICAL SERVICES
ZEBRA TECHNOLOGIES CORP CL A
BP PLC SPON ADR
BAIDU, INC. ADR
BAYER A G SPON ADRS
BRITISH AMERN TOB PLC SPON ADR
CANADIAN NATIONAL RAILWAY
EXPERIAN GROUP LTD - SPON ADR
GRUPO FINANCIERO BANORTE -SPON
HENKEL KGAA - SPONS ADR PFD
INFOSYS LIMITED SPON ADR 1/4S
ING GROEP N V SPONSORED ADR ON
JAPAN TOBACCO INC UNSPON ADR
KOC HOLDING AS UNSPON ADR
KOREA ELECTRIC POWER CORPSPON
L.G. DISPLAY COMPANY LTD ADR
LVMH MOET HENNESSY LOUS VUITTO
LINDE AG - SPON ADR
MICHELIN (CDGE) - UNSPON ADR
NETEASE, INC. ADR
NISSAN MOTOR CO LTD SPONSORED
NOMURA HLDGS INC ADR ONE ADRR
PT ASTRA INTERNATIONAL TBK -UN
PANDORA A/S - ADR
RITCHIE BROS AUCTIONEERS INC
ROCHE HOLDINGS LTD SPONSORED A
ROYAL BANK OF CANADA
SMITH & NEPHEW P L C
SODEXHO - SPONSORED ADR
SOFTBANK GROUP CORPORATION -U
TAIWAN SEMICONDUCTOR MFG LTDS
TATA MOTORS LTD SPONSPORED ADR
TECHTRONIC INDUSTRIES
TENCENT HOLDINGS LTD UNSPON
GENPACT LIMITED
BANCO LATINO AMERICANO DE COM
ISHARES CORE S & P 500 ETF
ISHARES CORE S&P MID-CAP ETF
ISHARES RUSSELL 1000 VALUE ETF
ISHARES CORE S&P SMALL-CAP ETF
ACADIA HEALTHCARE CO INC
ADOBE SYSTEMS INC
AIA GROUP LTD. SP ADR
AIRBUS SE -UNSP ADR
ALEXION PHARMACEUTICALS INC
ALIBABA GROUP HOLDING LTDSPON
ALIGN TECHNOLOGY INC
ALKERMES PLC
ALPHABET INC CA-CL A
ALPHABET INC CA-CL C
AMAZON.COM INC
AQR MANAGED FUTURES STRATEGYF
BANCO BILBAO VIZCAYA ARGENTAS
BANKUNITED INC
BARON EMERGING MARKETS INST
BHP BILLITON LTD SPONSORED ADR
BJ'S RESTAURANTS INC
BOOZ ALLEN HAMILTON HOLDING CO
BURLINGTON STORES INC
CALAMOS MARKET NEU INC FD-I
CALATLANTIC GROUP INC
CALLON PETROLEUM CO
CATALENT INC
CAVCO INDUSTRIES INC
CEB INC
CHINA BIOLOGIC PRODUCTS INC
CONTINENTAL AG SPONSORED ADR
CREDICORP LTD TIRES & RUBBERP
CRH PLC SPONSORED ADR ONE ADR
CSL LIMITED -SPONSORED ADR
DANSKE BANK A/S - SPON ADR
DAVITA INC
DEXCOM INC
DR REDDYS LABS LTD
DRIEHAUS ACTIVE INCOME FUND
EAGLE MATERIALS INC
EAST JAPAN RAILWAY CO - ADR
EASTLERY GOVERNMENT PROPERITES
ELBIT SYSTEMS LTD
FACEBOOK INC - A
FANUC CORPORATION
FIVE BELOW, INC.
FLEETCOR TECHNOLOGIES INC
FORTIVE CORPORATION
GRACO INC
HANG LUNG PROPERTIES - SP ADR
HOLOGIC INC
HONDA MOTOR CO LTD SPONS ADRA
HOYA CORP
ICICI BANK LIMITED
IDEXX LABS CORP
ITAU UNIBANCO HOLDING, S.A - A
JAMES RIVER GROUP HOLDINGS LTD
KONINLIJKE DSM NV SPONSORED ON
LITHIA MOTORS INC CL A
LUKOIL PJSC-SPON ADR
MAINGATE MLP FUND
MFS CORPORATE BOND I
MUENCHENER RUECK - UNSPON ADR
NORDEA BANK SPONSORED ADR
NXP SEMICONDUCTORS NV
OGE ENERGY CORP
PAYPAL HOLDINGS INC W/I
PING AN INSURANCE ADR
PORTLAND GEN ELEC CO
POTASH CORP OF SASKATCHEWAN
PREMIER INC CLASS A
PRUDENTIAL HIGH YIELD FUND CL
PYSICIANS REALTY TRUST
QUAKER CHEMICAL CORP
RAKUTEN INC ADR
RELX NV - SPON ADR
ROPER TECHNOLOGIES INC
ROYAL DUTCH SHELL PLC-ADR
RYOHIN KEIKAKU CO LTD UNSP ADR
SAFRAN SA -UNSPN ADR
SAMPO OYJ - A SHS-UNSP ADR
SBA COMMUNICATIONS CORP
SHIRE PLC SPONSORED ADR ONE AD
SMITH (A.O.) CORP
SUN COMMUNITIES INC
SUNCOR ENERGY INC
SWAN DEFINED RISK FUND
TDK CORP ONE ADR REPRESENTS 1
TELEKOMUNIKASI INDONESIA PTSP
THE MICHAEL COS INC
TOKIO MARINE HOLDINGS - ADR
TOTAL S A SPONSORED ADR ONE A
TREEHOUSE FOODS INC
ULTIMATE SOFTWARE GROUP INC
UNDER ARMOUR INC CLASS A
UNDER ARMOUR INC CLASS C
UNILEVER N V N Y SHS NEW ONE N
VERIFONE SYSTEMS, INC.
VWR CORP
WAGEWORKS INC.
WEBSTER FINANCIAL CORP
WILLIAM BLAIR MACRO ALLOCATION

- TIN:

TY 2018 InvestmentsOtherSchedule2

Name:

HENRY G SIMS & HENRY U SIMS MEM FD

EIN:

63-6114412

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
AQR MANAGED FUTURES STRATEGY F
ADVISERS INVT TR JOHCM INTL SL
AIR PRODUCTS & CHEMICALS INC
ALTRIA GROUP INC
AMERICAN EXPRESS CO
AMERICAN TOWER CORP COM
AMERISOURCEBERGEN CORP
AMGEN INC
ANHEUSER-BUSCH INBEV NV
ANTHEM INC
BWX TECHNOLOGIES INC
BANK OF AMERICA CORP
BANK OF NEW YORK MELLON CORP/T
CVS HEALTH CORP
CAPITAL ONE FINANCIAL CORP
CARTER'S INC
CCH I LLC - CLASS A
CHEVRON CORP
CITIGROUP INC
CORESITE REALTY CORP
CROWN HOLDINGS INC
DISH NETWORK CORP
EDWARDS LIFESCIENCES CORP
EXXON MOBIL CORP
FREEPORT-MCMORAN COPPER & GOLD
GARDNER DENVER HOLDINGS INC
HALLIBURTON CO
HOME DEPOT INC/THE
HONEYWELL INTERNATIONAL INC
HORIZON GLOBAL CORP
ILLINOIS TOOL WORKS INC
IMPAX LABORATORIES INC
INTUIT INC
JPMORGAN CHASE & CO
JOHNSON & JOHNSON
K2M GROUP HOLDINGS INC
KIMBERLY-CLARK CORP
LOGMEIN INC
MARSH & MCLENNAN COS INC
MARTIN MARIETTA MATERIALS INC
MATADOR RESOURCES CO
MCCORMICK & CO INC/MD
MERCK & CO INC
METLIFE INC
MICHAELS COS INC/THE
MICROSOFT CORP
MOTOROLA SOLUTIONS INC
NATIONAL OILWELL VARCO INC
NOVARTIS AG ADR-EACH REPR 1 CH
ORACLE CORP
PPG INDUSTRIES INC
PHILIP MORRIS INTERNATIONAL IN
PINNACLE FINANCIAL PARTNERS IN
POLARIS INDUSTRIES INC
POOL CORP
PORTLAND GENERAL ELECTRIC CO
POWER INTEGRATIONS INC
PREMIER INC
PRICESMART INC
PROASSURANCE CORP
PROGRESSIVE CORP/THE
PRUDENTIAL HIGH YIELD FUND
RPM INTERNATIONAL INC
SBA COMMUNICATIONS CORP NEW
SCHLUMBERGER LTD
SCHNEIDER NATIONAL INC
SEMPRA ENERGY
SILICON LABORATORIES INC
STATE STREET CORP
SUMMIT HOTEL PROPERTIES INC
SYNCHRONY FINANCIAL
TJX COS INC
THERMO FISHER SCIENTIFIC INC
TIME WARNER INC
TRAVELERS COS INC/THE
TWENTY-FIRST CENTURY FOX INC
US BANCORP
UNITED TECHNOLOGIES CORP
UNITEDHEALTH GROUP INC
VANGUARD DEVELOPED MARKETS IND
WELLS FARGO & CO
WESTERN ALLIANCE BANCORP
XEROX CORP COM USD1(POV REV SP
ZOETIS INC
TE CONNECTIVITY LTD
NXP SEMICONDUCTORS NV
262037104 DRIL-QUIP INC	AT COST	528	150
406216101 HALLIBURTON COMPANY	AT COST	1,716	1,037
452308109 ILLINOIS TOOL WORKS	AT COST	1,715	1,520
252131107 DEXCOM INC	AT COST	919	2,156
258620509 DOUBLELINE EMG MKTS	AT COST	14,403	13,687
824348106 SHERWIN-WILLIAMS COM	AT COST	2,426	2,361
868157108 SUPERIOR ENERGY SVCS	AT COST	900	178
00770G847 JOHCM INTERNATIONAL	AT COST	61,988	60,342
25470M109 DISH NETWORK CORP	AT COST	2,273	899
258278100 DORMAN PRODS INC	AT COST	713	1,080
258620103 DOUBLELINE TOTAL RET	AT COST	28,079	27,918
285512109 ELECTRONIC ARTS	AT COST	2,930	1,973
576485205 MATADOR RESOURCES CO	AT COST	722	419
911312106 UNITED PARCEL SVC IN	AT COST	1,458	1,268
91324P102 UNITED HEALTH GROUP	AT COST	969	1,246
921943809 VANGUARD TAX-MANAGED	AT COST	68,150	60,459
930427109 WAGEWORKS INC	AT COST	650	380
947890109 WEBSTER FINL CORP	AT COST	546	641
989207105 ZEBRA TECHNOLOGIES C	AT COST	810	1,433
G5005R107 JAMES RIVER GROUP HO	AT COST	710	621
596278101 MIDDLEBY CORP	AT COST	323	411
71943U104 PHYSICIANS REALTY TR	AT COST	795	689
74440Y801 PRUDENTIAL HIGH YIEL	AT COST	26,072	26,351
866674104 SUN CMNTYS INC	AT COST	628	915
009158106 AIR PRODUCTS AND CHE	AT COST	737	800
031162100 AMGEN INC	AT COST	1,112	1,363
057071854 BAIRD AGGREGATE BOND	AT COST	99,498	98,504
09180C106 BJS RESTAURANTS INC	AT COST	489	657
149568107 CAVCO INDS INC DEL	AT COST	639	652
099502106 BOOZ ALLEN HAMILTON	AT COST	835	1,082
122017106 BURLINGTON STORES IN	AT COST	580	1,464
28176E108 EDWARDS LIFESCIENCES	AT COST	1,204	1,838
33829M101 FIVE BELOW	AT COST	481	1,228
366651107 GARTNER INC NEW CL A	AT COST	920	1,278
44930G107 ICU MED INC	AT COST	679	1,148
59156R108 METLIFE INC	AT COST	647	575
461202103 INTUIT INC COM	AT COST	2,168	3,150
518439104 ESTEE LAUDER COMPANI	AT COST	1,168	1,952
536797103 LITHIA MTRS INC	AT COST	613	458
731068102 POLARIS INDS INC COM	AT COST	964	690
736508847 PORTLAND GEN ELEC CO	AT COST	668	779
743315103 PROGRESSIVE CORP OHI	AT COST	602	845
749685103 RPM INTERNATIONAL IN	AT COST	1,177	1,470
882681109 TEXAS ROADHOUSE INC	AT COST	902	836
01609W102 ALIBABA GROUP HOLDIN	AT COST	1,476	1,371
03662Q105 ANSYS INC	AT COST	294	572
090572207 BIO RAD LABS INC CL	AT COST	626	464
03524A108 ANHEUSER BUSCH INBEV	AT COST	1,108	658
04316A108 ARTISAN PARTNERS ASS	AT COST	572	243
14040H105 CAPITAL ONE FINL COR	AT COST	782	756
166764100 CHEVRONTEXACO CORP	AT COST	1,382	1,414
172908105 CINTAS CORP	AT COST	1,939	1,848
89417E109 TRAVELERS COS INC	AT COST	1,003	958
902252105 TYLER TECHNOLOGIES I	AT COST	799	1,115
92826C839 VISA INC	AT COST	542	3,299
172967424 CITIGROUP INC	AT COST	919	781
30214U102 EXPONENT INC	AT COST	656	1,268
36555P107 GARDNER DENVER HOLDI	AT COST	822	654
384109104 GRACO INC	AT COST	498	628
46637K265 JPMORGAN HEDGED EQUI	AT COST	46,323	45,067
478160104 JOHNSON & JOHNSON CO	AT COST	1,294	1,291
573284106 MARTIN MARIETTA MATL	AT COST	1,345	1,031
59408Q106 MICHAELS COS INC/THE	AT COST	572	339
955306105 WEST PHARMACEUTICAL	AT COST	841	1,274
969251750 WILLIAM BLAIR MACRO	AT COST	23,208	22,343
984121608 XEROX CORP	AT COST	668	395
701877102 PARSLEY ENERGY INC-C	AT COST	817	463
739276103 POWER INTEGRATIONS I	AT COST	522	488
776696106 ROPER INDS INC NEW	AT COST	1,778	2,665
80689H102 SCHNEIDER NATIONAL I	AT COST	619	485
857477103 STATE ST CORP COM	AT COST	910	694
867224107 SUNCOR ENERGY INC	AT COST	1,326	1,175
023135106 AMAZON COM INC	AT COST	585	3,004
06828M876 BARON EMERGING MARKE	AT COST	93,326	93,176
235851102 DANAHER CORP COMMON	AT COST	1,312	2,372
891092108 TORO COMPANY	AT COST	1,050	1,229
02079K107 ALPHABET INC	AT COST	626	2,071
025816109 AMERICAN EXPRESS COM	AT COST	1,335	1,620
05605H100 BWX TECHNOLOGIES INC	AT COST	1,619	1,147
08579W103 BERRY PLASTICS GROUP	AT COST	872	808
244199105 DEERE & COMPANY	AT COST	1,007	1,044
26969P108 EAGLE MATLS INC	AT COST	624	366
29414B104 EPAM SYSTEMS INC	AT COST	522	464
316146109 FIDELITY INV GRADE B	AT COST	100,081	98,379
437076102 HOME DEPOT INC USD 0	AT COST	1,331	1,375
438516106 HONEYWELL INTL INC	AT COST	1,984	1,982
46120E602 INTUITIVE SURGICAL I	AT COST	807	2,874
464287200 ISHARES S&P 500 INDE	AT COST	122,675	143,921
464287507 ISHARES TR S&P MIDCA	AT COST	25,811	29,559
533900106 LINCOLN ELEC HLDGS I	AT COST	712	710
571748102 MARSH & MCLENNAN COS	AT COST	1,420	1,436
58933Y105 MERCK & CO INC	AT COST	1,615	1,910
90130A200 TWENTY-FIRST CENTURY	AT COST	1,078	1,863
913017109 UNITED TECHNOLOGIES	AT COST	1,603	1,384
G3922B107 GENPACT LTD USD 0.00	AT COST	1,142	1,700
G84720104 STERIS PLC	AT COST	830	1,282
N6596X109 NXP SEMICONDUCTORS N	AT COST	1,432	1,172
59522J103 MID-AMER APT CMNTYS	AT COST	505	670
620076307 MOTOROLA INC.	AT COST	2,025	2,531
693506107 PPG INDUSTRIES INC	AT COST	1,085	1,022
717081103 PFIZER INC COM	AT COST	816	873
718172109 PHILIP MORRIS INTERN	AT COST	1,570	868
74051N102 PREMIER INC-CLASS A	AT COST	903	971
753422104 RAPID7 INC	AT COST	389	561
767744105 RITCHIE BROS AUCTION	AT COST	622	785
780259206 ROYAL DUTCH SHELL PL	AT COST	771	932
816851109 SEMPRA ENERGY	AT COST	1,174	1,082
883556102 THERMO ELECTRON CORP	AT COST	1,693	2,462
00724F101 ADOBE SYS INC COM	AT COST	838	2,036
03168L105 AMNEAL PHARMACEUTICA	AT COST	380	298
060505104 BANK AMER CORP	AT COST	1,707	1,700
146229109 CARTER INC	AT COST	853	653
148806102 CATALENT INC	AT COST	711	686
16119P108 CHARTER COMMUNICATIO	AT COST	2,125	1,710
192422103 COGNEX CORP	AT COST	775	967
22160K105 COSTCO WHSL CORP NEW	AT COST	1,343	2,241
036752103 ANTHEM INC	AT COST	1,746	2,364
038336103 APTARGROUP INC	AT COST	460	564
052769106 AUTODESK INC COM	AT COST	1,956	1,801
064058100 THE BANK OF NEW YORK	AT COST	977	941
09857L108 BOOKING HOLDINGS INC	AT COST	1,863	1,722
126650100 CVS CORP	AT COST	1,339	1,114
128119880 CALAMOS MARKET NEU I	AT COST	44,021	43,908
13123X102 CALLON PETE CO DEL	AT COST	645	383
339041105 FLEETCOR TECHNOLOGIE	AT COST	947	1,114
37637Q105 GLACIER BANCORP INC	AT COST	524	634
428291108 HEXCEL CORP NEW COM	AT COST	763	631
46625H100 J P MORGAN CHASE & C	AT COST	3,047	3,417
929740108 WABTEC CORP	AT COST	691	773
64125C109 NEUROCRINE BIOSCIENC	AT COST	497	357
74267C106 PROASSURANCE CORP	AT COST	666	568
747316107 QUAKER CHEM CORP	AT COST	782	1,066
79466L302 SALESFORCE COM INC	AT COST	1,144	2,739
806857108 SCHLUMBERGER LIMITED	AT COST	961	505
82669G104 SIGNATURE BK NEW YOR	AT COST	904	720
826919102 SILICON LABORATORIES	AT COST	748	709
88224Q107 TEXAS CAP BANCSHARES	AT COST	764	664
00203H859 AQR MANAGED FUTURES	AT COST	28,950	22,353
00206R102 AT&T INC	AT COST	1,265	1,113
02209S103 ALTRIA GROUP INC	AT COST	1,463	1,037
024835100 AMERICAN CAMPUS CMNT	AT COST	946	993
032095101 AMPHENOL CORP NEW	AT COST	1,193	2,026
09227Q100 BLACKBAUD INC	AT COST	282	503
20030N101 COMCAST CORP NEW CL	AT COST	1,706	1,805
21870Q105 CORESITE REALTY CORP	AT COST	681	523
262028855 DRIEHAUS ACTIVE INCO	AT COST	47,505	43,643
27616P103 EASTERLY GOVERNMENT	AT COST	624	502
34959J108 FORTIVE CORP.	AT COST	1,668	2,233
579780206 MC CORMICK & CO INC	AT COST	486	696
949746101 WELLS FARGO & CO NEW	AT COST	2,150	1,889
957638109 WESTERN ALLIANCE	AT COST	1,240	908
98978V103 ZOETIS INC	AT COST	2,280	3,507
H84989104 TE CONNECTIVITY LTD	AT COST	1,679	1,513
655663102 NORDSON CORP	AT COST	612	716
70450Y103 PAYPAL HOLDINGS INC	AT COST	1,297	2,859
72346Q104 PINNACLE FINL PARTNE	AT COST	1,024	784
75524B104 RBC BEARINGS INC	AT COST	812	1,311
808513105 SCHWAB CHARLES CORP	AT COST	876	914
880208400 TEMPLETON GLOBAL BD	AT COST	12,828	13,203
00404A109 ACADIA HEALTHCARE CO	AT COST	721	386
03027X100 AMERICAN TOWER CORP-	AT COST	1,486	1,740
03073E105 AMERISOURCEBERGEN CO	AT COST	839	670
G50871105 JAZZ PHARMACEUTICALS	AT COST	473	372
594918104 MICROSOFT CORP COM	AT COST	3,390	3,860
670837103 OGE ENERGY CO	AT COST	622	705
68389X105 ORACLE CORPORATION	AT COST	1,583	1,535
73278L105 POOL CORP	AT COST	456	595
78410G104 SBA COMMUNICATIONS C	AT COST	1,415	2,428
78467J100 SS&C TECHNOLOGIES HO	AT COST	559	992
872540109 TJX COS INC NEW	AT COST	1,694	1,969
66987V109 NOVARTIS AG SPNSRD A	AT COST	987	1,030
741511109 PRICESMART INC	AT COST	1,055	709
866082100 SUMMIT HOTEL PROPERT	AT COST	831	506
30231G102 EXXON MOBIL CORP	AT COST	1,192	1,023
464287804 ISHARES TR S & P SMA	AT COST	21,998	28,213
57060D108 MARKETAXESS HLDGS IN	AT COST	1,010	1,690
902973304 US BANCORP DEL	AT COST	2,063	1,828
90385D107 ULTIMATE SOFTWARE GR	AT COST	596	735

- TIN:

TY 2018 OtherDecreasesSchedule

Name:

HENRY G SIMS & HENRY U SIMS MEM FD

EIN:

63-6114412

Description	Amount
COST BASIS ADJUSTMENT	78

- TIN:

TY 2018 OtherExpensesSchedule

Name:

HENRY G SIMS & HENRY U SIMS MEM FD

EIN:

63-6114412

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
OTHER EXPENSE (NON-DEDUCTIBLE	1,423	1,423		0
INVESTMENT EXPENSES-DIVIDEND I	2	2		0

- TIN:

TY 2018 OtherIncomeSchedule2

Name:

HENRY G SIMS & HENRY U SIMS MEM FD

EIN:

63-6114412

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
FEDERAL TAX REFUND	314	0

- TIN:

TY 2018 OtherIncreasesSchedule

Name:

HENRY G SIMS & HENRY U SIMS MEM FD

EIN:

63-6114412

Description	Amount
MF TIMING DIFFERENCE	68

- TIN:

TY 2018 TaxesSchedule

Name:

HENRY G SIMS & HENRY U SIMS MEM FD

EIN:

63-6114412

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
FOREIGN TAXES	483	0		0
FEDERAL TAX PAYMENT - PRIOR YE	2,200	0		0
FOREIGN TAXES ON NONQUALIFIED	63	0		0