Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
ROCCO J GORMAN TRUST
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 1558 DEPT EA5W86
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
COLUMBUS, OH43216
A Employer identification number

55-6077863
B Telephone number (see instructions)

(304) 348-5035
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,288,659J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 31,661 31,412  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 71,025
b Gross sales price for all assets on line 6a 814,403
7 Capital gain net income (from Part IV, line 2)... 71,025
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 195 195  
12 Total. Add lines 1 through 11........ 102,881 102,632  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 14,696 7,348   7,348
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 4,522 304   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 9 4   4
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 19,227 7,656 0 7,352
25 Contributions, gifts, grants paid....... 65,300 65,300
26 Total expenses and disbursements. Add lines 24 and 25 84,527 7,656 0 72,652
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 18,354
b Net investment income (if negative, enter -0-) 94,976
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 172    
2 Savings and temporary cash investments......... 25,544 24,689 24,689
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 970,377 Click to see attachment1,005,226 1,096,022
c Investments—corporate bonds (attach schedule)....... 190,096 Click to see attachment174,505 167,948
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,186,189 1,204,420 1,288,659
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 1,186,189 1,204,420
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 1,186,189 1,204,420
31 Total liabilities and net assets/fund balances (see instructions). 1,186,189 1,204,420
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
1,186,189
2
Enter amount from Part I, line 27a .....................
2
18,354
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
410
4
Add lines 1, 2, and 3 ..........................
4
1,204,953
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
533
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
1,204,420
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 150. AT&T INC   2017-06-28 2018-02-06
b 125. AFFILIATED MANAGERS GROUP     2018-09-25
c 150. ALTRIA GROUP INC   2015-06-16 2018-02-06
d 75. AMERICAN INTL GROUP   2017-10-12 2018-03-16
e 75. AMERICAN INTL GROUP     2018-03-16
25. AMGEN INC.   2015-03-31 2018-03-16
75. ANALOG DEVICES   2015-11-11 2018-02-15
25. ANALOG DEVICES   2016-08-18 2018-05-30
150. ANALOG DEVICES     2018-09-25
50. APPLE COMPUTER   2009-05-19 2018-02-06
25. APPLE COMPUTER   2009-05-19 2018-08-23
295.223 ARTISAN INTL VALUE FUND-ADV   2013-02-14 2018-06-14
. BANK AMER CORP COM     2018-04-06
25. BOEING CO   2013-10-31 2018-03-16
25. BOEING CO   2013-10-31 2018-08-23
450. BOSTON SCIENTIFIC CORP   2017-06-08 2018-02-15
150. CVS CORP     2018-02-06
50. CAPITAL ONE FINANCIAL CORP W/1   2016-12-01 2018-03-16
25. CAPITAL ONE FINANCIAL CORP W/1   2016-12-01 2018-05-30
50. CAPITAL ONE FINANCIAL CORP W/1   2017-04-18 2018-06-14
25. CATERPILLAR INC.   2018-02-15 2018-04-05
25. CATERPILLAR INC.   2018-02-15 2018-05-30
25. CATERPILLAR INC.   2018-02-15 2018-08-23
75. CELGENE CORP   2017-04-18 2018-02-06
25. CHURCH & DWIGHT CO INC   2015-11-11 2018-02-15
75. CHURCH & DWIGHT CO INC   2017-04-18 2018-02-15
300. CITIGROUP INC   2016-12-01 2018-02-06
50. CITIGROUP INC   2017-04-18 2018-02-06
584.795 CREDIT SUISSE FLOATING RATE HIGH INCOME   2014-05-28 2018-04-05
887.574 CREDIT SUISSE FLOATING RATE HIGH INCOME     2018-11-20
25. CROWN CASTLE INTL CORP   2015-12-16 2018-04-05
311.804 DFA EMERGING MARKETS CORE   2017-04-18 2018-05-30
118.878 DFA EMERGING MARKETS CORE   2017-04-18 2018-08-23
239.349 DFA EMERGING MARKETS CORE     2018-09-25
307.766 DFA EMERGING MARKETS CORE   2017-08-17 2018-10-12
235.961 DFA INTERNATIONAL SMALL COMPANY PORTFOLI   2018-04-05 2018-11-20
961.749 DFA GLOBAL REAL ESTATE SECURITIES PORTFO     2018-02-06
25. DOWDUPONT INC   2015-02-24 2018-04-05
50. DOWDUPONT INC   2015-02-24 2018-10-12
75. DOWDUPONT INC   2015-02-24 2018-10-31
75. DOWDUPONT INC   2017-11-13 2018-10-31
715.564 DREYFUS / THE BOSTON COMPANY SMALL/MID C   2018-05-30 2018-10-12
25. EOG RESOURCES INC   2015-11-11 2018-03-16
75. ECOLAB INC   2018-02-06 2018-08-23
25. EXXON MOBIL CORP COM   2017-11-13 2018-04-05
25. EXXON MOBIL CORP COM   2017-11-13 2018-05-30
25. FACEBOOK INC-A   2015-03-31 2018-03-16
25. FACEBOOK INC-A   2015-03-31 2018-08-23
71.429 FEDERATED INSTITUTIONAL HIGH YIELD BOND   2016-06-15 2018-03-16
102.249 FEDERATED INSTITUTIONAL HIGH YIELD BOND   2016-06-15 2018-06-14
15. GARRETT MOTION INC     2018-10-22
150. GILEAD SCIENCES INC     2018-06-14
75. GOLDMAN SACHS GROUP INC     2018-10-12
47.893 GOLDMAN SACHS INFLATION PROTECTED SECURI   2016-05-19 2018-06-14
78.586 GOLDMAN SACHS INFLATION PROTECTED SECURI   2016-05-19 2018-10-12
200. HP INC   2016-04-25 2018-02-06
200. HP INC   2016-06-15 2018-03-16
200. HP INC     2018-05-30
50. HALLIBURTON CO   2018-04-05 2018-08-23
50. HALLIBURTON CO   2018-04-05 2018-09-25
50. ILLINOIS TOOL WORKS INC COM     2018-02-06
1900. ISHARES GOLD TRUST     2018-03-16
500. ISHARES GOLD TRUST     2018-04-05
200. ISHARES MSCI EMERGING MARKETS ETF   2017-06-08 2018-05-30
300. ISHARES MSCI EMERGING MARKETS ETF   2017-08-17 2018-06-14
25. ISHARES TR 20 PLUS YEAR TREASURY FD   2016-06-15 2018-02-15
25. ISHARES S&P MID-CAP 400 GROWTH ETF   2016-08-18 2018-10-12
75. ISHARES RUSSELL 2000 GROWTH INDEX FUND   2018-03-16 2018-04-05
100. ISHARES SHORT-TERM CORPORATE BOND ETF   2017-08-17 2018-08-23
100. ISHARES SHORT-TERM CORPORATE BOND ETF   2017-10-12 2018-10-12
100. ISHARES MSCI EAFE GROWTH ETF   2017-08-17 2018-02-06
586.128 JANUS TRITON FUND - CLASS T     2018-10-12
66.934 JANUS TRITON FUND - CLASS T     2018-10-31
100. JOHNSON & JOHNSON CO     2018-02-06
150. THE KRAFT HEINZ CO     2018-02-06
200. KROGER CO COM     2018-04-05
100. LAM RESEARCH CORP     2018-09-25
565.327 MFS GLOBAL REAL ESTATE FUND-R6   2017-10-12 2018-02-06
25. MCCORMICK & CO INC COM NON VTG   2017-09-22 2018-08-23
50. MICROSOFT CORP   2001-01-19 2018-02-15
75. MICROSOFT CORP   2001-01-19 2018-09-25
25. MOHAWK INDUSTRIES INC   2016-10-06 2018-02-06
25. MOHAWK INDUSTRIES INC   2017-06-08 2018-10-31
50. MOHAWK INDUSTRIES INC     2018-11-20
25. MOHAWK INDUSTRIES INC   2017-06-08 2018-11-20
25. NORTHROP GRUMMAN CORP W/1 RT/SH   2018-03-16 2018-10-31
100. NUCOR CORP     2018-10-31
150. PFIZER INC   2015-12-11 2018-02-06
100. PFIZER INC     2018-02-15
75. PFIZER INC   2016-06-15 2018-04-05
750.626 PIMCO INCOME FUND - INSTITUTIONAL CLASS   2015-03-31 2018-06-28
25. PIONEER NAT RES CO COM   2017-11-13 2018-04-05
50. PIONEER NAT RES CO COM   2017-11-13 2018-08-23
300. ROCHE HLDG LTD SPONSORED ADR   2018-02-06 2018-06-14
25. ROCKWELL INTL CORP NEW   2018-02-06 2018-09-25
25. ROCKWELL INTL CORP NEW   2018-02-06 2018-10-12
25. ROCKWELL INTL CORP NEW   2018-02-06 2018-10-31
222.772 T ROWE PRICE MID-CAP GRW #064   2017-04-18 2018-05-30
167.881 T ROWE PRICE MID-CAP GRW #064     2018-05-30
125. STARBUCKS CORP   2017-10-12 2018-04-05
870.07 TCW EMERGING MARKETS INCOME FD   2017-09-22 2018-03-16
25. TJX COMPANIES INC W/1 RT/SH   2014-10-06 2018-02-06
50. T-MOBILE US INC   2015-10-19 2018-06-28
25. T-MOBILE US INC   2015-10-19 2018-10-12
50. TEXAS INSTRUMENTS INC.     2018-02-15
25. TEXAS INSTRUMENTS INC.   2017-11-13 2018-04-05
75. TEXAS INSTRUMENTS INC.     2018-04-05
50. UNION PACIFIC CORP   2012-01-25 2018-10-31
25. UNITEDHEALTH GROUP INC   2013-09-25 2018-09-25
25. VALERO ENERGY   2010-12-23 2018-10-12
161.147 VANGUARD INTERNATIONAL GROWTH FUND - ADM   2018-02-06 2018-10-12
58.568 VANGUARD INTERNATIONAL GROWTH FUND - ADM     2018-11-20
100. VANGUARD FTSE ALL WORLD EXCEPT US INDEX   2018-02-06 2018-05-30
300. VANGUARD FTSE ALL WORLD EXCEPT US INDEX     2018-06-14
100. VANGUARD REIT VIPERS   2016-07-22 2018-02-06
175. VODAFONE GROUP PLC - SP ADR   2017-06-28 2018-02-06
550. WISDOMTREE EMERGING MKTS HIGH DIV FUND I     2018-06-14
100. WISDOMTREE EMERGING MKTS HIGH DIV FUND I   2017-08-17 2018-06-28
150. WISDOMTREE U.S. SMALLCAP DIVIDEND FUND   2016-12-01 2018-02-06
. CLASS ACTION PROCEEDS     2018-07-13
25. CHUBB LIMITED   2016-04-25 2018-03-16
50. CHUBB LIMITED     2018-10-31
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 5,407   5,694 -287
b 17,575   19,892 -2,317
c 9,809   7,167 2,642
d 4,073   4,694 -621
e 4,073   4,449 -376
4,720   4,059 661
6,397   4,525 1,872
2,379   1,600 779
13,884   10,171 3,713
7,987   920 7,067
5,391   460 4,931
11,000   9,443 1,557
182     182
8,251   3,247 5,004
8,671   3,247 5,424
12,150   12,569 -419
10,959   12,065 -1,106
4,973   4,328 645
2,325   2,164 161
4,818   4,075 743
3,704   4,000 -296
3,887   4,000 -113
3,415   4,000 -585
7,105   9,225 -2,120
1,240   1,159 81
3,721   3,814 -93
22,001   17,160 4,841
3,667   2,918 749
4,000   4,064 -64
6,000   5,769 231
2,744   2,136 608
7,000   6,139 861
2,500   2,341 159
5,000   4,971 29
5,974   6,549 -575
4,207   5,000 -793
9,839   10,500 -661
1,636   1,245 391
2,979   2,490 489
4,067   3,734 333
4,067   5,271 -1,204
16,000   16,336 -336
2,504   2,167 337
11,026   9,733 1,293
1,905   2,075 -170
2,036   2,075 -39
4,612   2,084 2,528
4,351   2,084 2,267
700   679 21
1,000   971 29
208   160 48
10,640   12,246 -1,606
15,953   19,267 -3,314
500   503 -3
800   826 -26
4,119   2,522 1,597
4,709   2,626 2,083
4,398   2,764 1,634
2,043   2,409 -366
2,065   2,409 -344
8,056   7,774 282
23,863   23,647 216
6,330   6,373 -43
9,116   8,394 722
13,659   13,101 558
2,952   3,391 -439
5,302   4,419 883
14,376   14,891 -515
5,191   5,275 -84
5,161   5,266 -105
7,942   7,548 394
18,000   14,054 3,946
2,000   1,612 388
12,941   12,000 941
10,942   13,855 -2,913
4,784   3,244 1,540
15,088   17,499 -2,411
8,305   9,000 -695
3,085   2,423 662
4,616   1,492 3,124
8,549   2,238 6,311
6,540   5,029 1,511
3,162   5,988 -2,826
6,239   11,341 -5,102
3,119   5,988 -2,869
6,624   8,493 -1,869
5,942   4,410 1,532
5,115   4,841 274
3,561   3,365 196
2,675   2,626 49
9,000   9,308 -308
4,353   3,930 423
8,773   7,861 912
7,899   8,751 -852
4,779   4,662 117
4,287   4,662 -375
4,157   4,662 -505
20,422   18,000 2,422
15,390   15,300 90
7,374   7,041 333
7,256   7,500 -244
1,868   1,521 347
2,989   2,031 958
1,682   1,016 666
5,191   3,267 1,924
2,550   2,431 119
7,649   5,222 2,427
7,383   2,768 4,615
6,584   1,801 4,783
2,677   525 2,152
14,500   15,979 -1,479
5,000   5,867 -867
5,375   5,496 -121
16,225   16,525 -300
7,384   9,157 -1,773
5,085   5,073 12
24,530   20,190 4,340
4,205   4,253 -48
4,064   3,982 82
31     31
3,523   2,972 551
6,309   6,858 -549
      9,328
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -287
b       -2,317
c       2,642
d       -621
e       -376
      661
      1,872
      779
      3,713
      7,067
      4,931
      1,557
      182
      5,004
      5,424
      -419
      -1,106
      645
      161
      743
      -296
      -113
      -585
      -2,120
      81
      -93
      4,841
      749
      -64
      231
      608
      861
      159
      29
      -575
      -793
      -661
      391
      489
      333
      -1,204
      -336
      337
      1,293
      -170
      -39
      2,528
      2,267
      21
      29
      48
      -1,606
      -3,314
      -3
      -26
      1,597
      2,083
      1,634
      -366
      -344
      282
      216
      -43
      722
      558
      -439
      883
      -515
      -84
      -105
      394
      3,946
      388
      941
      -2,913
      1,540
      -2,411
      -695
      662
      3,124
      6,311
      1,511
      -2,826
      -5,102
      -2,869
      -1,869
      1,532
      274
      196
      49
      -308
      423
      912
      -852
      117
      -375
      -505
      2,422
      90
      333
      -244
      347
      958
      666
      1,924
      119
      2,427
      4,615
      4,783
      2,152
      -1,479
      -867
      -121
      -300
      -1,773
      12
      4,340
      -48
      82
      31
      551
      -549
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 71,025
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 72,306 1,388,125 0.052089
2016 71,317 1,272,311 0.056053
2015 77,331 1,362,882 0.056741
2014 77,518 1,407,174 0.055088
2013      
2
Total of line 1, column (d) .....................
2
0.219971
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.054993
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
1,438,467
5
Multiply line 4 by line 3......................
5
79,106
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
950
7
Add lines 5 and 6........................
7
80,056
8
Enter qualifying distributions from Part XII, line 4,.............
8
72,652
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 1,900
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,900
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,900
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 2,420
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,420
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 520
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet520 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletWV
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletHUNTINGTON NATIONAL BANK Telephone no.bullet (304) 348-5035

    Located atbullet900 LEE STREET EASTCHARLESTONWV ZIP+4bullet25301
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    HUNTINGTON NATIONAL BANK TRUSTEE
    2     		14,696    
    PO BOX 1558 DEPT EA4E86
    COLUMBUS,OH43216
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,437,610
    b
    Average of monthly cash balances.......................
    1b
    22,763
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,460,373
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    1,460,373
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    21,906
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,438,467
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    71,923
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    71,923
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    1,900
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,900
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    70,023
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    70,023
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    70,023
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    72,652
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    72,652
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    72,652
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 70,023
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 0
    b From 2014...... 9,126
    c From 2015...... 10,427
    d From 2016...... 8,937
    e From 2017...... 5,318
    fTotal of lines 3a through e........ 33,808
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 72,652
    a Applied to 2017, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 70,023
    e Remaining amount distributed out of corpus 2,629
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 36,437
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		36,437
    10 Analysis of line 9:
    a Excess from 2014.... 9,126
    b Excess from 2015.... 10,427
    c Excess from 2016.... 8,937
    d Excess from 2017.... 5,318
    e Excess from 2018.... 2,629
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    UNIVERSITY OF CHARLESTON
    2300 MACCORKLE AVE SE
    CHARLESTON,WV253041099     		NONE PC GENERAL SUPPORT 65,300
    Total .................................bullet 3a 65,300
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 31,661  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 71,025  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aOTHER INCOME     		    14 195  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   102,881  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    102,881
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    ROCCO J GORMAN TRUST
    EIN:
    55-6077863
    Name of Bond End of Year Book Value End of Year Fair Market Value
    CREDIT SUISSE FLOATING RATE HI 5,110 5,173
    ISHARES TIPS BOND ETF    
    ISHARES 20+ YEAR TREASURY BOND    
    LORD ABBETT SHORT DURATION INC 19,879 19,081
    OMNICOM GROUP INC 4.45% 08/15/ 52,403 50,841
    PIMCOM INCOME FUND - INSTITUTI 30,842 29,847
    POWERSHARES PREFERRED PORTFOLI    
    SPDR BARCLAYS CONVERTIBLE SECU 20,928 19,886
    VANGUARD SHORT-TERM BOND INDEX    
    FEDERATED INSTITUTIONAL HIGH 3,457 3,337
    GOLDMAN SACHS INFLATION    
    ISHARES BARCLAYS 1-3 YEAR CRED    
    TCW EMERGING MARKETS INCOME FU    
    GOLDMAN SACHS INFLATION 11,371 11,029
    INVESCO POWERSHARES PREFERRED 17,755 16,164
    ISHARES FLOATING RATE BOND ETF 12,760 12,590

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    ROCCO J GORMAN TRUST
    EIN:
    55-6077863
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ASTON ANCHOR CAPITAL ENHANCED    
    ALTERIA GROUP INC 14,812 14,817
    AMGEN INC 11,863 14,600
    ANALOG DEVICES INC    
    APPLE INC 1,840 15,774
    ARTISAN INTERNATIONAL VALUE FU 21,885 21,155
    BALL CORP W/1 PFD STK PUR RT/S    
    BANK OF AMERICA CORP    
    BOEING CO 6,692 16,125
    BOG-WARNER INC    
    BRISTOL-MYERS SQUIBB CO    
    BROADCOM CORP CL A    
    CVS HEALTH CORPORATION    
    CAPITAL ONE FINANCIAL CORP    
    CHURCH & DWIGHT CO INC W/1 RT/    
    CISCO SYSTEMS    
    COGNIZANT TECH SOLUTIONS    
    CROWN CASTLE INTL CORP 13,894 16,295
    D.R. HORTON INC    
    DOMINION RESOURCES INC /VA    
    DOW CHEMICAL    
    EOG RESOURCES INC 16,047 15,262
    EATON VANCE ATLANTA CAPITAL SM 24,000 19,824
    ELECTRONIC ARTS INC 6,487 13,809
    EXPRESS SCRIPTS HOLDING CO    
    EXXON MOBIL CORP 8,168 6,819
    FACEBOOK INC - A 10,751 13,109
    FEDERATED INTERNATIONAL LEADER    
    FEDEX CORP 12,294 8,067
    FIDELITY REAL ESTATE INCOME FU    
    FORD MOTOR CO 3,348 2,295
    GILEAD SCIENCES INC    
    GOLDMAN SACHS GROUP INC    
    GOLDMAN SACHS STRATEGIC INCOME    
    HP INC 2,902 4,092
    HONEYWELL INTERNATIONAL INC 14,548 19,818
    IBM CORP 18,590 14,209
    ISHARES CORE S&P SMALL-CAP ETF 22,310 20,796
    JANUS TRITON FUND - CLASS T    
    KINDER MORGAN INC    
    THE KROGER CO    
    LOCKHEED MARTIN CORPORATION 17,111 19,638
    MASCO CORP    
    MASTERCARD INC CL A    
    MERGER FUND - L    
    MICROSOFT CORP 7,818 27,932
    MONDELEZ INTERNTATIONAL INC W/ 7,582 7,005
    AMERICAN FUNDS - NEW WORLD FUN 43,066 41,480
    NEXTERA ENERGY INC 11,941 17,382
    NIKE INC CL B    
    NUCOR CORP W/1 RT/SH 11,296 10,362
    PAYPAL HOLDINGS INC    
    PFIZER INC 6,128 7,639
    PHILLIPS 66    
    PRUDENTIAL FINANCIAL INC    
    REALTY INCOME CORP W/1 RT/SH    
    T. ROWE PRICE REAL ESTATE FUND    
    SPDR S&P REGIONAL BANKING ETF    
    SEMPRA ENERGY    
    SIMON PROPERTY GROUP INC    
    STARBUCKS CORP    
    STERICYCLE INC    
    SUNCOR ENERGY INC    
    TJX COMPANIES INC 6,816 8,948
    T-MOBILE US INC 6,169 9,542
    UNION PACIFIC CORP 2,033 3,456
    UNITEDHEALTH GROUP INC 6,648 18,684
    VALERO ENERGY CORP 10,409 20,617
    V F CORP    
    VODAFONE GROUP PLC - SP ADR    
    WELLS FARGO & CO    
    WISDOMTREE SMALL CAP DVD INDEX    
    WISDOMTREE EUROPE HEDGED EQUIT 23,853 21,165
    MEDTRONIC    
    GATEWAY FUND - CLASS Y    
    TEXAS INSTRUMENTS INC    
    AFFILIATED MANAGERS GROUP    
    AMERICAN INTL GROUP    
    APPLIED MATERIALS INC    
    BLACKROCK INC 18,972 19,641
    CITIGROUP INC    
    HOME DEPOT 13,826 17,182
    ISHARES S&P MID-CAP 400 GROWTH 27,937 28,685
    JOHNSON & JOHNSON    
    MARRIOTT INTERNATIONAL INC NEW 7,655 10,856
    MOHAWK INDUSTRIES INC    
    OMNICOM GROUP    
    PIONEER NATURAL RESOURCE W/1    
    S&P GLOBAL INC 7,037 12,746
    SPDR S&P MIDCAP 400 ETF TRUST    
    TARGET CORP    
    TRACTOR SUPPLY COMPANY    
    VANGUARD REIT FUND    
    VISA INC CLASS A SHARES 20,029 29,687
    WISDOMTREE EMERGING MKTS HIGH 16,138 14,053
    CHUBB LIMITED 3,641 3,230
    BROADCOM LTD    
    AT&T INC    
    BOSTON SCIENTIFIC CORP    
    CELGENE CORP    
    COSTCO WHOLESALE CORP 13,598 15,278
    DFA EMERGING MARKETS CORE EQUI    
    DFA GLOBAL REAL ESTATE    
    DIGITAL REALTY 3,078 2,664
    DOWDUPONT INC    
    EDWARDS LIFESCIENCES CORP 9,305 11,488
    ILLINOIS TOOL WORKS    
    THE KRAFT HEINZ CO 12,115 6,456
    MFS GLOBAL REAL ESTATE FUND-R5    
    MCCORMICK & CO INC COM NON VTG 4,847 6,962
    MCDONALDS CORP 9,920 13,318
    O'REILLY AUTOMOTIVE INC 10,368 17,217
    T. ROWE PRICE MID-CAP GROWTH    
    SPDR S&P MIDCAP 400 ETF TRUST 32,847 30,267
    THERMO FISHER SCIENTIFIC INC 1 8,716 11,190
    ISHARES GOLD TRUST    
    ISHARES MSCI EMERGING MARKETS    
    ISHARES MSCI EAFE GROWTH ETF    
    WEC ENERGY GROUP INC 7,861 8,658
    WISDOMTREE U.S. SMALLCAP    
    ABBOTT LABORATORIES 16,000 16,274
    ABBVIE INC 14,785 13,829
    AUTOMATIC DATA PROCESSING 8,846 9,834
    BROADCOM INC 13,674 26,191
    CBOE HOLDINGS INC 17,529 17,120
    COCA COLA CO 6,775 7,103
    DFA INTERNATIONAL CORE EQUITY 14,000 12,542
    DANAHER CORP 15,046 15,468
    DOLLAR TREE INC 13,824 13,548
    DOMINION ENERGY 8,933 8,933
    DREYFUS/ THE BOSTON COMPANY 42,864 33,100
    ISHARES SELECT DIVIDEDND ETF 19,224 17,862
    ISHARES MSCI EAFE VALUE ETF 7,141 6,783
    JP MORGAN CHASE &CO 27,298 24,405
    JANUS TRITON FUND - CLASS T 26,868 25,838
    LOWES COMPANIES INC 6,489 6,927
    MFS NEW DISCOVERY VALUE FUND-R 17,000 14,360
    PRICE T ROWE GROUP INC 19,046 16,156
    REGENERON PHARMACEUTICALS 16,562 18,675
    RESIDEO TECHNOLOGIES INC 452 514
    T. ROWE PRICE NEW HORIZONS FUN 18,000 15,146
    SALESFORCE. COM INC 15,899 13,697
    VANGUARD INTERNATIONAL GROWTH 17,653 13,598
    WAL-MART STORES INC 7,575 6,986
    WISDOMTREE U.S. MIDCAP DIVIDEN 34,552 30,839

    TY 2018 OtherDecreasesSchedule
    Name:
    ROCCO J GORMAN TRUST
    EIN:
    55-6077863
    Description Amount
    2018 INCOME POSTED IN 2019 464
    NON DEDUCTIBLE PAYMENTS (TC963) 65
    ROUNDING 4


    TY 2018 OtherExpensesSchedule
    Name:
    ROCCO J GORMAN TRUST
    EIN:
    55-6077863
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER EXPENSE (NON-DEDUCTIBLE 9 4   4


    TY 2018 OtherIncomeSchedule2
    Name:
    ROCCO J GORMAN TRUST
    EIN:
    55-6077863
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INCOME 195 195  


    TY 2018 OtherIncreasesSchedule
    Name:
    ROCCO J GORMAN TRUST
    EIN:
    55-6077863
    Description Amount
    2017 INCOME POSTED IN 2018 385
    TC 900 (FACTORING) 25


    TY 2018 TaxesSchedule
    Name:
    ROCCO J GORMAN TRUST
    EIN:
    55-6077863
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 49 49   0
    FEDERAL TAX PAYMENT - PRIOR YE 1,798 0   0
    FEDERAL ESTIMATES - PRINCIPAL 2,420 0   0
    FOREIGN TAXES ON QUALIFIED FOR 215 215   0
    FOREIGN TAXES ON NONQUALIFIED 40 40   0