Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
RUBEN CHARITABLE TRUST
 
Number and street (or P.O. box number if mail is not delivered to street address)6325 S RAINBOW BLVD STE 300
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
LAS VEGAS, NV89118
A Employer identification number

36-7686621
B Telephone number (see instructions)

(800) 352-3705
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,918,926J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 64,747 64,449  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 69,332
b Gross sales price for all assets on line 6a 1,114,610
7 Capital gain net income (from Part IV, line 2)... 69,332
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 127    
12 Total. Add lines 1 through 11........ 134,206 133,781  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 42,573 38,315   4,257
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule)......... Click to see attachment 11,312 0 0 11,312
b Accounting fees (attach schedule)....... Click to see attachment 1,000 0 0 1,000
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 1,763 1,763   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 56,648 40,078 0 16,569
25 Contributions, gifts, grants paid....... 25,000 25,000
26 Total expenses and disbursements. Add lines 24 and 25 81,648 40,078 0 41,569
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 52,558
b Net investment income (if negative, enter -0-) 93,703
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 214,791 217,144 217,144
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 2,052,014    
c Investments—corporate bonds (attach schedule)....... 651,180    
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........   Click to see attachment2,752,862 2,701,782
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,917,985 2,970,006 2,918,926
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 2,917,985 2,970,006
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 2,917,985 2,970,006
31 Total liabilities and net assets/fund balances (see instructions). 2,917,985 2,970,006
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
2,917,985
2
Enter amount from Part I, line 27a .....................
2
52,558
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
2,970,543
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
537
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
2,970,006
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 42. INTUIT COM   2016-09-16 2018-01-18
b 270. AQR MANAGED FUTURES STR-I   2016-08-18 2018-02-02
c 36. ISHARES S&P MID-CAP 400 GROWTH   2017-07-28 2018-02-02
d 18. ISHARES S&P MID-CAP 400 VALUE   2017-07-28 2018-02-02
e 178. ISHARES CORE S&P SMALL-CAP E   2017-07-28 2018-02-02
1035. ISHARES CORE S&P SMALL-CAP E     2018-02-02
109. ASG GLOBAL ALTERNATIVES-Y 1993   2017-07-28 2018-02-02
136. NEUBERGER BERMAN LONG SH-INS #1830   2017-10-24 2018-02-02
70. SPDR DJ WILSHIRE INTERNATIONAL REAL   2016-08-12 2018-02-02
604. VANGUARD INTERMEDIATE TERM B   2016-08-18 2018-02-02
114. VANGUARD BD INDEX FD INC   2017-07-28 2018-02-02
501. VANGUARD BD INDEX FD INC     2018-02-02
130. VANGUARD EUROPE PACIFIC ETF   2017-07-28 2018-02-02
220.366 VANGUARD INFLAT-PROT SECS-ADM 5119     2018-02-02
580.269 VANGUARD INFLAT-PROT SECS-ADM 5119     2018-02-02
208. VANGUARD FTSE EMERGING MARKETS ETF   2017-07-28 2018-02-02
14. AFFILIATED MANAGERS GROUP, INC COM   2017-07-31 2018-02-06
3. AFFILIATED MANAGERS GROUP, INC COM   2015-08-06 2018-02-06
12. ALIGN TECHNOLOGY INC   2016-09-16 2018-02-06
23. BERSHIRE HATHAWAY INC.   2016-09-16 2018-02-06
8. BLACKROCK INC   2017-07-31 2018-02-06
33. BLACKROCK INC     2018-02-06
16. CENTENE CORP DEL   2016-09-16 2018-02-06
11. CONCHO RESOURCES INC   2016-09-16 2018-02-06
11. CONSTELLATION BRANDS INC   2017-07-31 2018-02-06
16. CONSTELLATION BRANDS INC   2016-09-16 2018-02-06
16. DANAHER CORP   2017-12-07 2018-02-06
17. ECOLAB INC   2017-12-07 2018-02-06
17. FACEBOOK INC     2018-02-06
22. FORTIVE CORP   2017-07-31 2018-02-06
61. FORTUNE BRANDS HOME & SECURITY     2018-02-06
45. HALLIBURTON CO   2017-12-07 2018-02-06
65. INTERCONTINENTALEXCHANGE GROUPINC     2018-02-06
10. INTERCONTINENTALEXCHANGE GROUPINC   2016-09-16 2018-02-06
16. JPMORGAN CHASE & CO   2016-09-16 2018-02-06
25. JPMORGAN CHASE & CO   2017-08-31 2018-02-06
76. ESTEE LAUDER COMPANIES INC   2016-09-16 2018-02-06
126. MONSTER BEVERAGE CORP   2016-09-16 2018-02-06
18. PPG INDUSTRIES INC   2017-12-07 2018-02-06
5. PPG INDUSTRIES INC   2016-09-16 2018-02-06
19. S&P GLOBAL INC   2016-09-16 2018-02-06
18. S&P GLOBAL INC   2017-12-07 2018-02-06
23. SALESFORCE COM INC   2017-12-07 2018-02-06
6. TRANSDIGM GROUP INC   2016-09-16 2018-02-06
22. VISA INC-CLASS A SHRS   2016-09-16 2018-02-06
14. WABCO HOLDINGS INC   2017-07-31 2018-02-06
21. XPO LOGISTICS INC   2017-07-07 2018-02-06
2. AMAZON COM INC COM   2016-09-16 2018-03-16
391. BLUE BUFFALO PET PRODUCTS INC     2018-03-16
1. BOOKING HOLDINGS INC   2016-09-16 2018-03-16
16. NETFLIX.COM INC   2017-12-07 2018-03-16
42. XPO LOGISTICS INC   2017-07-07 2018-03-16
80. AFFILIATED MANAGERS GROUP, INC COM     2018-04-12
13. ALEXION PHARMACEUTICALS INC   2018-02-06 2018-04-12
2. ALPHABET INC/CA   2017-12-07 2018-04-12
25. ESTEE LAUDER COMPANIES INC   2018-03-16 2018-04-12
11. PALO ALTO NETWORKS INC   2018-02-06 2018-04-12
100. STARBUCKS CORP COM   2015-09-10 2018-04-12
48. SUNCOR ENERGY INC NEW F   2015-08-06 2018-04-12
9. ALLERGAN PLC   2018-02-06 2018-04-12
11. JAZZ PHARMACEUTICALS PLC   2016-09-16 2018-04-12
7. ALIGN TECHNOLOGY INC   2016-09-16 2018-05-23
20. CENTENE CORP DEL   2016-09-16 2018-05-23
18. HOME DEPOT INC   2017-12-07 2018-05-23
13. HOME DEPOT INC   2016-09-16 2018-05-23
20. PPG INDUSTRIES INC   2017-07-31 2018-05-23
27. TRACTOR SUPPLY CO COM   2016-09-16 2018-05-23
3583.9754 T ROWE PR REAL ESTATE-I #432     2018-07-13
69.0246 T ROWE PR REAL ESTATE-I #432   2016-08-18 2018-07-13
290.9994 SPDR DJ WILSHIRE INTERNATIONAL REAL     2018-07-13
17.0006 SPDR DJ WILSHIRE INTERNATIONAL REAL   2016-08-12 2018-07-13
185. VANGUARD REIT VIPER     2018-07-13
419. VANGUARD REIT VIPER     2018-07-13
23. ISHARES S&P MID-CAP 400 GROWTH   2017-07-28 2018-08-03
110. ISHARES RUSSELL 2000 ETF   2018-02-02 2018-08-03
15. ISHARES S&P MID-CAP 400 VALUE   2017-07-28 2018-08-03
126. NEUBERGER BERMAN LONG SH-INS #1830   2017-10-24 2018-08-03
86. TCW EMRG MKTS INCM-I 4721   2018-07-18 2018-08-03
17. VANGUARD INTERMEDIATE TERM B   2016-08-18 2018-08-03
2. ALPHABET INC/CA   2017-12-07 2018-08-06
1. ALPHABET INC/CA   2016-09-16 2018-08-06
2. AMAZON COM INC COM   2016-09-16 2018-08-06
31. APPLE INC     2018-08-06
4. APPLE INC   2016-09-16 2018-08-06
22. CELGENE CORP COM   2018-02-06 2018-08-06
12. CENTENE CORP DEL   2017-07-31 2018-08-06
21. CONSTELLATION BRANDS INC     2018-08-06
17. DANAHER CORP   2017-12-07 2018-08-06
4. DANAHER CORP   2017-07-31 2018-08-06
13. ECOLAB INC   2018-05-23 2018-08-06
131. EXXON MOBIL CORPORATION     2018-08-06
16. FACEBOOK INC     2018-08-06
48. ESTEE LAUDER COMPANIES INC     2018-08-06
3. ESTEE LAUDER COMPANIES INC   2018-03-16 2018-08-06
38. MICROSOFT CORP   2017-12-07 2018-08-06
47. MONSTER BEVERAGE CORP   2018-04-12 2018-08-06
7. NETFLIX.COM INC   2017-07-31 2018-08-06
14. PPG INDUSTRIES INC     2018-08-06
13. PRA HEALTH SCIENCES INC   2018-03-16 2018-08-06
20. PALO ALTO NETWORKS INC   2018-02-06 2018-08-06
31. SALESFORCE COM INC   2016-09-16 2018-08-06
24. SMITH A O CORP CL B   2017-08-24 2018-08-06
8. ULTIMATE SOFTWARE GROUP INC   2017-12-07 2018-08-06
15. VISA INC-CLASS A SHRS   2016-09-16 2018-08-06
119. WORLDPAY INC     2018-08-06
14. WORLDPAY INC   2016-09-16 2018-08-06
10. JAZZ PHARMACEUTICALS PLC   2016-09-16 2018-08-06
226. AQR MANAGED FUTURES STR-I   2016-08-18 2018-10-02
974.798 BLACKROCK GL L/S CREDIT-K #1940   2017-07-28 2018-10-02
612.202 BLACKROCK GL L/S CREDIT-K #1940     2018-10-02
7. ISHARES S&P MID-CAP 400 GROWTH   2017-07-28 2018-10-02
20. ISHARES S&P MID-CAP 400 VALUE   2017-07-28 2018-10-02
31. JOHN HANCOCK II-CURR STR-I 3643   2017-10-24 2018-10-02
57. JPMORGAN HIGH YIELD FUND SS 3580   2017-10-24 2018-10-02
43. ASG GLOBAL ALTERNATIVES-Y 1993   2018-08-08 2018-10-02
3081.842 NEUBERGER BERMAN LONG SH-INS #1830   2017-10-24 2018-10-02
3188.158 NEUBERGER BERMAN LONG SH-INS #1830     2018-10-02
34. T ROWE PR REAL ESTATE-I #432   2016-09-13 2018-10-02
609. VANGUARD INTERMEDIATE TERM B     2018-10-02
154. VANGUARD BD INDEX FD INC     2018-10-02
6. VANGUARD EUROPE PACIFIC ETF   2018-08-03 2018-10-02
25. BROADCOM INC   2017-08-29 2018-10-04
35. BROADCOM INC     2018-10-04
82. CELGENE CORP COM   2018-02-06 2018-10-04
284. COCA COLA CO   2018-08-06 2018-10-04
192. FORTUNE BRANDS HOME & SECURITY     2018-10-04
203. HALLIBURTON CO   2017-07-07 2018-10-04
198. HALLIBURTON CO     2018-10-04
31. MIDDLEBY CORP   2018-03-16 2018-10-04
53. MIDDLEBY CORP   2016-09-16 2018-10-04
427. MORGAN STANLEY     2018-10-04
145. SMITH A O CORP CL B   2017-08-24 2018-10-04
16. O'REILLY AUTOMOTIVE INC   2018-02-06 2018-11-06
1675. T ROWE PR REAL ESTATE-I #432     2018-11-16
1193. SPDR DJ WILSHIRE INTERNATIONAL REAL     2018-11-16
75. PPG INDUSTRIES INC   2016-09-16 2018-12-06
165. SMITH A O CORP CL B   2018-11-20 2018-12-06
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 6,909   4,569 2,340
b 2,568   2,781 -213
c 8,075   7,149 926
d 2,884   2,695 189
e 13,863   12,606 1,257
80,609   62,275 18,334
1,236   1,152 84
2,014   1,933 81
2,858   3,014 -156
49,401   53,112 -3,711
8,946   9,122 -176
39,315   40,536 -1,221
6,027   5,509 518
5,555   5,683 -128
14,629   15,258 -629
10,122   8,919 1,203
2,615   2,571 44
560   629 -69
2,835   1,128 1,707
4,516   3,341 1,175
4,150   3,419 731
17,119   11,842 5,277
1,607   1,074 533
1,623   1,376 247
2,361   2,131 230
3,434   2,634 800
1,542   1,481 61
2,207   2,319 -112
3,076   3,000 76
1,542   1,425 117
3,856   4,087 -231
2,242   1,962 280
4,580   4,430 150
705   562 143
1,744   1,055 689
2,725   2,275 450
10,280   6,657 3,623
7,937   6,144 1,793
2,007   2,096 -89
558   503 55
3,411   2,348 1,063
3,231   3,051 180
2,464   2,374 90
1,722   1,302 420
2,585   1,804 781
2,005   1,923 82
1,882   1,330 552
3,162   1,556 1,606
15,556   9,408 6,148
2,184   1,458 726
5,115   2,967 2,148
4,387   2,661 1,726
13,894   11,488 2,406
1,455   1,466 -11
2,074   2,063 11
3,833   3,630 203
2,078   1,715 363
5,981   5,501 480
1,801   1,372 429
1,490   1,467 23
1,714   1,388 326
2,129   658 1,471
2,316   1,343 973
3,333   3,270 63
2,407   1,641 766
2,040   2,109 -69
1,996   1,845 151
101,892   104,761 -2,869
1,962   2,076 -114
11,449   12,502 -1,053
669   732 -63
15,240   14,900 340
34,516   35,419 -903
5,284   4,568 716
18,301   17,006 1,295
2,490   2,246 244
1,903   1,790 113
690   690  
1,371   1,495 -124
2,447   2,063 384
1,223   768 455
3,688   1,556 2,132
6,482   5,122 1,360
836   460 376
1,963   2,093 -130
1,626   955 671
4,449   4,723 -274
1,738   1,574 164
409   328 81
1,927   1,890 37
10,488   10,905 -417
2,939   2,799 140
6,481   4,667 1,814
405   436 -31
4,107   3,126 981
2,800   2,663 137
2,451   1,273 1,178
1,546   1,422 124
1,364   1,177 187
4,231   3,119 1,112
4,415   2,278 2,137
1,408   1,294 114
2,279   1,689 590
2,092   1,230 862
9,977   9,557 420
1,174   748 426
1,775   1,262 513
2,029   2,328 -299
10,157   10,118 39
6,379   6,392 -13
1,615   1,390 225
3,322   2,994 328
279   299 -20
416   429 -13
488   481 7
46,752   43,793 2,959
48,364   44,428 3,936
944   1,021 -77
48,876   53,527 -4,651
11,989   12,321 -332
258   260 -2
6,206   6,070 136
8,688   8,951 -263
7,239   7,801 -562
12,954   13,268 -314
10,046   11,172 -1,126
8,432   8,400 32
8,225   8,330 -105
3,834   4,034 -200
6,555   6,513 42
20,108   22,713 -2,605
7,552   7,817 -265
5,323   4,077 1,246
46,716   48,078 -1,362
44,277   49,051 -4,774
7,771   7,538 233
7,173   7,538 -365
      4,710
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       2,340
b       -213
c       926
d       189
e       1,257
      18,334
      84
      81
      -156
      -3,711
      -176
      -1,221
      518
      -128
      -629
      1,203
      44
      -69
      1,707
      1,175
      731
      5,277
      533
      247
      230
      800
      61
      -112
      76
      117
      -231
      280
      150
      143
      689
      450
      3,623
      1,793
      -89
      55
      1,063
      180
      90
      420
      781
      82
      552
      1,606
      6,148
      726
      2,148
      1,726
      2,406
      -11
      11
      203
      363
      480
      429
      23
      326
      1,471
      973
      63
      766
      -69
      151
      -2,869
      -114
      -1,053
      -63
      340
      -903
      716
      1,295
      244
      113
       
      -124
      384
      455
      2,132
      1,360
      376
      -130
      671
      -274
      164
      81
      37
      -417
      140
      1,814
      -31
      981
      137
      1,178
      124
      187
      1,112
      2,137
      114
      590
      862
      420
      426
      513
      -299
      39
      -13
      225
      328
      -20
      -13
      7
      2,959
      3,936
      -77
      -4,651
      -332
      -2
      136
      -263
      -562
      -314
      -1,126
      32
      -105
      -200
      42
      -2,605
      -265
      1,246
      -1,362
      -4,774
      233
      -365
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 69,332
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 130,742 3,106,023 0.042093
2016 44,901 2,193,715 0.020468
2015      
2014      
2013      
2
Total of line 1, column (d) .....................
2
0.062561
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.031281
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
3,138,133
5
Multiply line 4 by line 3......................
5
98,164
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
937
7
Add lines 5 and 6........................
7
99,101
8
Enter qualifying distributions from Part XII, line 4,.............
8
41,569
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 1,874
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,874
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,874
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 476
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 476
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 1,398
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNV
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletWELLS FARGO BANK Telephone no.bullet (800) 352-3705

    Located atbullet100 NORTH MAIN STREET 6TH FLOOR D40WINSTON SALEMNC ZIP+4bullet271014047
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    WELLS FARGO BANK NA TRUSTEE
    1     		42,573    
    100 N MAIN ST MAC D4001-117
    WINSTON SALEM,NC27101
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    2,963,314
    b
    Average of monthly cash balances.......................
    1b
    222,608
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    3,185,922
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    3,185,922
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    47,789
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    3,138,133
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    156,907
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    156,907
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    1,874
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,874
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    155,033
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    155,033
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    155,033
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    41,569
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    41,569
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    41,569
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 155,033
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 24,285
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 0
    b From 2014...... 0
    c From 2015...... 0
    d From 2016...... 0
    e From 2017...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 41,569
    a Applied to 2017, but not more than line 2a 24,285
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 17,284
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		137,749
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2014.... 0
    b Excess from 2015.... 0
    c Excess from 2016.... 0
    d Excess from 2017.... 0
    e Excess from 2018.... 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    THE SALVATION ARMY - GREATER HOUSTON
    AREA COMMAND
    1500 AUSTIN ST
    HOUSTON,TX77002     		NONE PC GENERAL OPERATING 5,000
    SHRINERS HOSPITALS FOR CHILDREN
    815 MARKET ST
    GALVESTON,TX77550     		NONE PC GENERAL OPERATING 5,000
    SPECIAL OLYPMICS TEXAS
    1804 RUTHERFORD LANE
    AUSTIN,TX78754     		NONE PC GENERAL OPERATING 1,000
    TEXAS CHILDRENS HOSPITAL
    6621 FANNIN ST
    HOUSTON,TX77030     		NONE PC GENERAL OPERATING 5,000
    The Foundation for Aids Research
    120 WALL STREET 13TH FLOOR
    New York,NY10005     		NONE PC GENERAL OPERATING 1,000
    Doctors Without Borders USA Inc
    333 7TH AVENUE 2ND FLOOR
    New York,NY100015029     		NONE PC GENERAL OPERATING 1,000
    Marine Toys for Tots Foundation
    18251 QUANTICO GATEWAY DRIVE
    Triangle,VA22172     		NONE PC GENERAL OPERATING 1,000
    American Red Cross
    2700 SOUTHWEST FREEWAY
    Houston,TX77098     		NONE PC GENERAL OPERATING 1,000
    Star Of Hope Mission
    4848 LOOP CENTRAL SUITE 500
    Houston,TX77081     		NONE PC GENERAL OPERATING 5,000
    Total .................................bullet 3a 25,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 64,747  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 69,332  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aFEDERAL TAX REFUND     		    1 127  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   134,206  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    134,206
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 AccountingFeesSchedule
    Name:
    RUBEN CHARITABLE TRUST
    EIN:
    36-7686621
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,000     1,000

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    RUBEN CHARITABLE TRUST
    EIN:
    36-7686621
    Name of Bond End of Year Book Value End of Year Fair Market Value
    315920702 FID ADV EMER MKTS IN    
    4812C0803 JPMORGAN HIGH YIELD-    
    77958B402 T ROWE PRICE INST FL    
    921937819 VANGUARD INTERMEDIAT    
    921937827 VANGUARD SHORT TERM    
    922031737 VANGUARD INFLAT-PROT    

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    RUBEN CHARITABLE TRUST
    EIN:
    36-7686621
    Name of Stock End of Year Book Value End of Year Fair Market Value
    00203H859 AQR MANAGED FUTURES    
    008252108 AFFILIATED MANAGERS    
    016255101 ALIGN TECHNOLOGY INC    
    02079K107 ALPHABET INC CL C    
    023135106 AMAZON COM INC COM    
    037833100 APPLE INC    
    084670702 BERKSHIRE HATHAWAY I    
    09247X101 BLACKROCK INC    
    101137107 BOSTON SCIENTIFIC CO    
    15135B101 CENTENE CORP DEL    
    20605P101 CONCHO RESOURCES INC    
    21036P108 CONSTELLATION BRANDS    
    235851102 DANAHER CORP    
    278865100 ECOLAB INC    
    30231G102 EXXON MOBIL CORPORAT    
    30303M102 FACEBOOK INC    
    34959J108 FORTIVE CORP    
    34964C106 FORTUNE BRANDS HOME    
    437076102 HOME DEPOT INC    
    45866F104 INTERCONTINENTAL EXC    
    461202103 INTUIT COM    
    464287606 ISHARES S&P MID-CAP    
    464287705 ISHARES S&P MID-CAP    
    464287804 ISHARES CORE S&P SMA    
    46625H100 JPMORGAN CHASE & CO    
    518439104 ESTEE LAUDER COMPANI    
    594918104 MICROSOFT CORP    
    596278101 MIDDLEBY CORP    
    61174X109 MONSTER BEVERAGE COR    
    63872T885 ASG GLOBAL ALTERNATI    
    64128R608 NEUBERGER BERMAN LON    
    693506107 PPG INDUSTRIES INC    
    741503403 THE PRICELINE GROUP    
    78409V104 S&P GLOBAL INC    
    78463X863 SPDR DJ WILSHIRE INT    
    79466L302 SALESFORCE COM INC    
    855244109 STARBUCKS CORP COM    
    867224107 SUNCOR ENERGY INC NE    
    892356106 TRACTOR SUPPLY CO CO    
    893641100 TRANSDIGM GROUP INC    
    921943858 VANGUARD FTSE DEVELO    
    922042858 VANGUARD FTSE EMERGI    
    92210H105 VANTIV INC    
    922908553 VANGUARD REIT VIPER    
    92826C839 VISA INC-CLASS A SHR    
    92927K102 WABCO HOLDINGS INC    
    G1151C101 ACCENTURE PLC    
    G50871105 JAZZ PHARMACEUTICALS    
    G66721104 NORWEGIAN CRUISE LIN    
    09258N505 BLACKROCK GL L/S CRE    
    09531U102 BLUE BUFFALO PET PRO    
    277923264 EATON VANCE GLOB MAC    
    406216101 HALLIBURTON CO    
    47803M168 JOHN HANCOCK II-ABSL    
    64110L106 NETFLIX INC    
    779919307 T ROWE PR REAL ESTAT    
    831865209 SMITH A O CORP CL B    
    90385D107 ULTIMATE SOFTWARE GR    
    983793100 XPO LOGISTICS INC    
    Y09827109 BROADCOM LTD    

    TY 2018 InvestmentsOtherSchedule2
    Name:
    RUBEN CHARITABLE TRUST
    EIN:
    36-7686621
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    235851102 DANAHER CORP AT COST 7,596 10,003
    981558109 WORLDPAY INC AT COST 5,078 7,261
    09857L108 BOOKING HOLDINGS INC AT COST 7,288 8,612
    69354M108 PRA HEALTH SCIENCES AT COST 8,190 8,552
    15135B101 CENTENE CORP DEL AT COST 7,198 11,530
    87234N765 TCW EMRG MKTS INCM-I AT COST 159,315 152,429
    92927K102 WABCO HOLDINGS INC AT COST 9,984 9,231
    90384S303 ULTA SALON COSMETICS AT COST 8,051 8,569
    G1151C101 ACCENTURE PLC AT COST 6,055 7,756
    464287606 ISHARES S&P MIDCAP 4 AT COST 106,880 114,356
    34959J108 FORTIVE CORP AT COST 8,027 9,134
    617446448 MORGAN STANLEY AT COST 7,888 7,256
    46090F100 INVESCO OPTIMUM YIEL AT COST 65,640 51,630
    922042858 VANGUARD EMERGING MA AT COST 175,139 172,669
    921937827 VANGUARD BD INDEX FD AT COST 50,745 50,206
    G66721104 NORWEGIAN CRUISE LIN AT COST 5,485 6,486
    278865100 ECOLAB INC AT COST 7,666 9,136
    67066G104 NVIDIA CORP AT COST 7,604 6,675
    015351109 ALEXION PHARMACEUTIC AT COST 8,910 7,691
    61174X109 MONSTER BEVERAGE COR AT COST 11,321 10,779
    64110L106 NETFLIX.COM INC AT COST 11,949 11,777
    779919307 T ROWE PR REAL ESTAT AT COST 29,091 26,925
    596278101 MIDDLEBY CORP AT COST 10,506 9,348
    90385D107 ULTIMATE SOFTWARE GR AT COST 6,756 7,836
    78409V104 S&P GLOBAL INC AT COST 14,002 17,844
    252131107 DEXCOM INC AT COST 9,431 9,105
    77958B402 T ROWE PRICE INST FL AT COST 19,172 18,309
    983793100 XPO LOGISTICS INC AT COST 6,697 6,388
    34964C106 FORTUNE BRANDS HOME AT COST 8,421 7,408
    00203H859 AQR MANAGED FUTURES AT COST 100,761 87,613
    20605P101 CONCHO RESOURCES INC AT COST 16,457 12,952
    254687106 WALT DISNEY CO AT COST 6,843 7,237
    437076102 HOME DEPOT INC AT COST 12,851 15,120
    518439104 ESTEE LAUDER COMPANI AT COST 6,778 9,367
    892356106 TRACTOR SUPPLY CO CO AT COST 10,033 11,264
    191216100 COCA COLA CO AT COST 12,475 11,932
    G0177J108 ALLERGAN PLC AT COST 8,964 7,351
    277923264 EATON VANCE GLOB MAC AT COST 101,707 90,678
    697435105 PALO ALTO NETWORKS I AT COST 4,366 5,274
    921937819 VANGUARD INTERMEDIAT AT COST 176,447 170,628
    037833100 APPLE COMPUTER INC C AT COST 33,472 35,176
    594918104 MICROSOFT CORP AT COST 28,633 38,698
    016255101 ALIGN TECHNOLOGY INC AT COST 2,727 6,073
    31641Q763 FIDELITY NEW MRKTS I AT COST 207,070 183,213
    4812C0803 JPMORGAN HIGH YIELD AT COST 44,010 40,426
    45866F104 INTERCONTINENTALEXCH AT COST 14,903 19,209
    92532F100 VERTEX PHARMACEUTICA AT COST 8,416 8,286
    040413106 ARISTA NETWORKS INC AT COST 11,246 10,746
    21036P108 CONSTELLATION BRANDS AT COST 12,575 12,544
    11135F101 BROADCOM INC AT COST 22,645 25,428
    464287705 ISHARES S&P MIDCAP 4 AT COST 112,663 114,961
    867224107 SUNCOR ENERGY INC NE AT COST 7,053 7,636
    02079K107 ALPHABET INC/CA AT COST 35,300 41,424
    79466L302 SALESFORCE COM INC AT COST 10,763 15,204
    73278L105 POOL CORPORATION AT COST 12,701 12,635
    47803M168 JOHN HANCOCK II-CURR AT COST 67,061 63,797
    921943858 VANGUARD EUROPE PACI AT COST 195,639 186,910
    101137107 BOSTON SCIENTIFIC CO AT COST 10,174 15,267
    464287655 ISHARES RUSSELL 2000 AT COST 228,320 196,967
    46625H100 JPMORGAN CHASE & CO AT COST 12,155 16,107
    09260C703 BLACKROCK GL L/S CRE AT COST 90,113 86,203
    084670702 BERSHIRE HATHAWAY IN AT COST 14,837 18,989
    63872T885 ASG GLOBAL ALTERNATI AT COST 55,790 57,706
    893641100 TRANSDIGM GROUP INC AT COST 8,495 10,882
    G50871105 JAZZ PHARMACEUTICALS AT COST 9,783 9,049
    30303M102 FACEBOOK INC AT COST 23,827 22,941
    46434G103 ISHARES CORE MSCI EM AT COST 89,813 85,860
    78463X863 SPDR DJ WILSHIRE INT AT COST 29,513 28,590
    92826C839 VISA INC-CLASS A SHR AT COST 15,666 21,374
    64128R608 NEUBERGER BERMAN LON AT COST 54,132 53,109
    023135106 AMAZON COM INC AT COST 35,600 42,055

    TY 2018 LegalFeesSchedule
    Name:
    RUBEN CHARITABLE TRUST
    EIN:
    36-7686621
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES - PRINCIPAL (ALLOCA 3,057     3,057
    LEGAL FEES - INCOME (ALLOCABLE 3,057     3,057
    NON-ALLOCABLE LEGAL FEES 5,198     5,198


    TY 2018 OtherDecreasesSchedule
    Name:
    RUBEN CHARITABLE TRUST
    EIN:
    36-7686621
    Description Amount
    MF TIMING DIFFERENCE 167
    ROUNDING 370


    TY 2018 OtherIncomeSchedule2
    Name:
    RUBEN CHARITABLE TRUST
    EIN:
    36-7686621
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    FEDERAL TAX REFUND 127 0  


    TY 2018 TaxesSchedule
    Name:
    RUBEN CHARITABLE TRUST
    EIN:
    36-7686621
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 304 304   0
    FOREIGN TAXES ON QUALIFIED FOR 615 615   0
    FOREIGN TAXES ON NONQUALIFIED 844 844   0