Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
NEARING CHARITABLE TRUST
 
Number and street (or P.O. box number if mail is not delivered to street address)REGIONS BANK TRUST DEPT PO BOX 1164
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
BIRMINGHAM, AL35202
A Employer identification number

37-1216723
B Telephone number (see instructions)

(205) 420-7753
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$4,720,741J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 57,068 57,066  
5a Gross rents............ 106,657 106,657  
b Net rental income or (loss) 83,387
6a Net gain or (loss) from sale of assets not on line 10 3,677,864
b Gross sales price for all assets on line 6a 4,857,729
7 Capital gain net income (from Part IV, line 2)... 3,677,864
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 1,840    
12 Total. Add lines 1 through 11........ 3,843,429 3,841,587  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 49,952 39,962   9,990
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 1,000 0 0 1,000
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 3,242 1,416   0
19 Depreciation (attach schedule) and depletion... Click to see attachment 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 209,807 209,807    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 264,001 251,185 0 10,990
25 Contributions, gifts, grants paid....... 280,687 280,687
26 Total expenses and disbursements. Add lines 24 and 25 544,688 251,185 0 291,677
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 3,298,741
b Net investment income (if negative, enter -0-) 3,590,402
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 123    
2 Savings and temporary cash investments......... 174,651 390,596 390,596
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 96,363    
b Investments—corporate stock (attach schedule)....... 133,671    
c Investments—corporate bonds (attach schedule)....... 173,317    
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet   820,945    
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 427,432 Click to see attachment4,733,043 4,330,145
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,826,502 5,123,639 4,720,741
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 1,826,502 5,123,639
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 1,826,502 5,123,639
31 Total liabilities and net assets/fund balances (see instructions). 1,826,502 5,123,639
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
1,826,502
2
Enter amount from Part I, line 27a .....................
2
3,298,741
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
5,125,243
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
1,604
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
5,123,639
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 18.11 FHLMC GOLDG01840 5.0% 7/01/35   2011-08-11 2018-01-01
b 11.08 FHLMC GOLDG04774 4.5% 1/01/38   2012-07-09 2018-01-01
c 23.65 FHLMC GOLD G14056 4.0% 8/01/25   2011-08-11 2018-01-01
d 8.4 FHLMC POOL G0-8344   2012-04-06 2018-01-01
e 19.28 FHLMC POOL G0-8463   2012-05-07 2018-01-01
54.93 FHLMC GOLD G08606 4.0% 9/01/44   2015-02-06 2018-01-01
34.89 FG G08592 4% 01 JUN 2044   2016-05-06 2018-01-01
144.41 FHLMC GOLD G08681 3.5% 12/01/45   2016-04-07 2018-01-01
96.62 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-01-01
65.72 FG G18557 3% 01 JUN 2030   2015-09-08 2018-01-01
44.83 FG J13437 3.5% 01 NOV 2025   2016-05-06 2018-01-01
18.47 FHLMC GOLDJ16353 3.5% 8/01/26   2011-08-11 2018-01-01
68.78 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-01-01
66.86 FG G60342 4.5% 01 MAY 2042   2016-05-06 2018-01-01
40.57 FN AH5800 3.5% 01 FEB 2026   2016-05-06 2018-01-01
46.91 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-01-01
79.71 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-01-01
28.65 FNMA POOL AJ9355 3.0% 1/01/27   2013-08-07 2018-01-01
30.13 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-01-01
7.89 FNMA POOL AO4144 4.0% 6/01/42   2013-07-11 2018-01-01
47.42 FN AO7975 3% 01 JUN 2027   2016-05-06 2018-01-01
8.89 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-01-01
68.42 FNMA POOL # AS2953 4.0% 7/01/44   2016-05-06 2018-01-01
49.58 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-01-01
53.18 FN AS6311 3.5% 01 DEC 2045   2016-05-06 2018-01-01
76.49 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2018-01-01
72.06 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-01-01
42.89 FNMA POOL 0AU3735   2014-11-07 2018-01-01
21.01 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-01-01
107.86 FEDERAL NAT'L MTGE ASSN POOL 889579   2011-04-07 2018-01-01
8.48 FNMA POOL 985615 5.5% 4/01/34   2012-03-06 2018-01-01
33.46 FNMA POOL 0995244   2016-05-06 2018-01-01
12.99 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-01-01
13.38 FNMA POOL AE0207 4.5% 11/01/33   2012-06-07 2018-01-01
23.56 FNMA POOL 0AE0981   2013-03-06 2018-01-01
39.33 FNMA POOL 0AE3066   2011-08-09 2018-01-01
2000. AMERICAN EXPRESS CREDI 2.6% 9/14/20   2015-09-09 2018-01-04
3000. ANHEUSER-BUSCH INBEV FIN 1.9% 01 FEB 2019   2016-03-04 2018-01-04
2000. APPLE INC 2.3% 11 MAY 2022   2017-05-05 2018-01-04
2000. APPLE INC 2.1% 12 SEP 2022   2017-09-15 2018-01-04
2000. ASTRAZENECA PLC 1.75% 11/16/18   2015-11-10 2018-01-04
2000. BANK OF MONTREAL 1.5% 7/18/19   2016-07-14 2018-01-04
2000. BOEING CO 4.875% 2/15/20   2016-03-04 2018-01-04
2000. CISCO SYSTEMS INC 1.6% 2/28/19   2016-03-08 2018-01-04
2000. CISCO SYSTEMS INC 2.5% 20 SEP 2026   2016-09-14 2018-01-04
3000. COMCAST CORP   2016-10-06 2018-01-04
2000. JOHN DEERE CAPITAL COR 2.3% 9/16/19   2016-04-08 2018-01-04
2000. FIFTH THIRD BANK 2.25% 6/14/21   2016-06-10 2018-01-04
1000. GENERAL ELEC CAP CORP   2013-12-05 2018-01-04
2000. GILEAD SCIENCES INC 3.65% 3/01/26   2016-03-04 2018-01-04
1000. GOLDMAN SACHS GROUP IN 7.5% 2/15/19   2011-04-07 2018-01-04
2000. INTEL CORP   2016-03-04 2018-01-04
2000. I B M CORP 3.45% 2/19/26   2016-03-04 2018-01-04
3000. JP MORGAN CHASE & CO 6.3% 4/23/19   2016-10-06 2018-01-04
3000. MORGAN STANLEY 3.7% 23 OCT 2024   2016-04-06 2018-01-04
2000. ORACLE CORP 5.75% 15 APR 2018   2011-04-07 2018-01-04
2000. SHELL INTERNATIONAL 1.375% 10 MAY 2019   2016-05-06 2018-01-04
2000. TORONTO-DOMINION BANK 2.625% 10 SEP 2018   2016-03-04 2018-01-04
2000. TOYOTA MOTOR CREDIT CORP 3.4% 15 SEP 2021   2016-03-04 2018-01-04
6000. US TREASURY N/B 2% 15 FEB 2025   2016-11-16 2018-01-04
4000. US TREASURY N/B 2.625% 15 NOV 2020   2016-10-06 2018-01-04
7000. US TREASURY N/B 1.625% 15 MAY 2026   2017-11-28 2018-01-04
7000. US TREASURY N/B 1.75% 15 MAY 2023   2016-10-06 2018-01-04
2000. US TREASURY N/B 1.25% 31 JAN 2020   2016-03-10 2018-01-10
5000. US TREASURY N/B 1.25% 31 JAN 2020   2016-03-10 2018-01-10
.5077 BECTON DICKINSON AND COMPANY   2018-01-02 2018-01-12
4000. US TREASURY N/B 1.25% 31 JAN 2020   2016-03-10 2018-01-12
999.24642 US TREASURY N/B .875% 15 JUL 2018   2016-08-26 2018-01-17
2000.75358 US TREASURY N/B .875% 15 JUL 2018   2016-08-26 2018-01-17
1. CHESAPEAKE UTILS CORP   2016-01-27 2018-01-30
3.228 INVITATION HOMES INC   2017-01-13 2018-01-30
10.772 INVITATION HOMES INC   2017-02-10 2018-01-30
19.33 FHLMC GOLDG01840 5.0% 7/01/35   2011-08-11 2018-02-01
9.68 FHLMC GOLDG04774 4.5% 1/01/38   2012-07-09 2018-02-01
24.05 FHLMC GOLD G14056 4.0% 8/01/25   2011-08-11 2018-02-01
9.16 FHLMC POOL G0-8344   2012-04-06 2018-02-01
8.47 FHLMC POOL G0-8463   2012-05-07 2018-02-01
33.71 FHLMC GOLD G08606 4.0% 9/01/44   2015-02-06 2018-02-01
31.57 FG G08592 4% 01 JUN 2044   2016-05-06 2018-02-01
136.22 FHLMC GOLD G08681 3.5% 12/01/45   2016-04-07 2018-02-01
102.02 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-02-01
50.23 FG G18557 3% 01 JUN 2030   2015-09-08 2018-02-01
100.63 FG J13437 3.5% 01 NOV 2025   2016-05-06 2018-02-01
46.64 FHLMC GOLDJ16353 3.5% 8/01/26   2011-08-11 2018-02-01
59.37 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-02-01
51.85 FG G60342 4.5% 01 MAY 2042   2016-05-06 2018-02-01
52.31 FN AH5800 3.5% 01 FEB 2026   2016-05-06 2018-02-01
36.28 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-02-01
77.48 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-02-01
23.27 FNMA POOL AJ9355 3.0% 1/01/27   2013-08-07 2018-02-01
3.47 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-02-01
13.55 FNMA POOL AO4144 4.0% 6/01/42   2013-07-11 2018-02-01
34.7 FN AO7975 3% 01 JUN 2027   2016-05-06 2018-02-01
12.33 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-02-01
73.26 FNMA POOL # AS2953 4.0% 7/01/44   2016-05-06 2018-02-01
35.92 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-02-01
60.92 FN AS6311 3.5% 01 DEC 2045   2016-05-06 2018-02-01
65.72 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2018-02-01
63.57 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-02-01
32.05 FNMA POOL 0AU3735   2014-11-07 2018-02-01
15.87 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-02-01
92.63 FEDERAL NAT'L MTGE ASSN POOL 889579   2011-04-07 2018-02-01
5.32 FNMA POOL 985615 5.5% 4/01/34   2012-03-06 2018-02-01
120.68 FNMA POOL 0995244   2016-05-06 2018-02-01
3.22 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-02-01
15.31 FNMA POOL AE0207 4.5% 11/01/33   2012-06-07 2018-02-01
19.55 FNMA POOL 0AE0981   2013-03-06 2018-02-01
44.9 FNMA POOL 0AE3066   2011-08-09 2018-02-01
6000. US TREASURY N/B .875% 15 JUL 2018   2016-09-14 2018-02-13
1. BECTON DICKINSON AND COMPANY   2018-01-30 2018-02-21
16.02 FHLMC GOLDG01840 5.0% 7/01/35   2011-08-11 2018-03-01
7.02 FHLMC GOLDG04774 4.5% 1/01/38   2012-07-09 2018-03-01
21.88 FHLMC GOLD G14056 4.0% 8/01/25   2011-08-11 2018-03-01
8.47 FHLMC POOL G0-8344   2012-04-06 2018-03-01
14.81 FHLMC POOL G0-8463   2012-05-07 2018-03-01
33.07 FHLMC GOLD G08606 4.0% 9/01/44   2015-02-06 2018-03-01
32.31 FG G08592 4% 01 JUN 2044   2016-05-06 2018-03-01
120.22 FHLMC GOLD G08681 3.5% 12/01/45   2016-04-07 2018-03-01
93.43 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-03-01
56.42 FG G18557 3% 01 JUN 2030   2015-09-08 2018-03-01
104.75 FG J13437 3.5% 01 NOV 2025   2016-05-06 2018-03-01
16.07 FHLMC GOLDJ16353 3.5% 8/01/26   2011-08-11 2018-03-01
56.74 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-03-01
50.56 FG G60342 4.5% 01 MAY 2042   2016-05-06 2018-03-01
34.64 FN AH5800 3.5% 01 FEB 2026   2016-05-06 2018-03-01
41.66 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-03-01
70.12 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-03-01
30.43 FNMA POOL AJ9355 3.0% 1/01/27   2013-08-07 2018-03-01
18.17 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-03-01
11.56 FNMA POOL AO4144 4.0% 6/01/42   2013-07-11 2018-03-01
24.08 FN AO7975 3% 01 JUN 2027   2016-05-06 2018-03-01
5.21 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-03-01
58.98 FNMA POOL # AS2953 4.0% 7/01/44   2016-05-06 2018-03-01
47.14 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-03-01
45.05 FN AS6311 3.5% 01 DEC 2045   2016-05-06 2018-03-01
67.41 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2018-03-01
94.04 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-03-01
23.95 FNMA POOL 0AU3735   2014-11-07 2018-03-01
16.73 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-03-01
100.15 FEDERAL NAT'L MTGE ASSN POOL 889579   2011-04-07 2018-03-01
9.5 FNMA POOL 985615 5.5% 4/01/34   2012-03-06 2018-03-01
79.55 FNMA POOL 0995244   2016-05-06 2018-03-01
21.31 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-03-01
15.77 FNMA POOL AE0207 4.5% 11/01/33   2012-06-07 2018-03-01
16.72 FNMA POOL 0AE0981   2013-03-06 2018-03-01
34.4 FNMA POOL 0AE3066   2011-08-09 2018-03-01
5. EPR PPTYS COM SH BEN INT   2015-04-30 2018-03-08
6. GLOBUS MEDICAL INC A   2015-09-21 2018-03-08
2. RYMAN HOSPITALITY PPTYS INC   2014-06-27 2018-03-08
15000.08832 US TREASURY N/B .75% 15 JUL 2019   2016-09-16 2018-03-22
7999.91168 US TREASURY N/B .75% 15 JUL 2019   2016-11-05 2018-03-22
7. MICROSEMI CORP COM   2015-11-30 2018-03-27
5. MEDNAX INC   2013-08-07 2018-03-28
90.46 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-04-01
18.87 FHLMC GOLDG01840 5.0% 7/01/35   2011-08-11 2018-04-02
7.9 FHLMC GOLDG04774 4.5% 1/01/38   2012-07-09 2018-04-02
27.61 FHLMC GOLD G14056 4.0% 8/01/25   2011-08-11 2018-04-02
6.65 FHLMC POOL G0-8344   2012-04-06 2018-04-02
10.15 FHLMC POOL G0-8463   2012-05-07 2018-04-02
40.23 FHLMC GOLD G08606 4.0% 9/01/44   2015-02-06 2018-04-02
36.81 FG G08592 4% 01 JUN 2044   2016-05-06 2018-04-02
113.49 FHLMC GOLD G08681 3.5% 12/01/45   2016-04-07 2018-04-02
101.45 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-04-02
65.93 FG G18557 3% 01 JUN 2030   2015-09-08 2018-04-02
106.09 FG J13437 3.5% 01 NOV 2025   2016-05-06 2018-04-02
29.27 FHLMC GOLDJ16353 3.5% 8/01/26   2011-08-11 2018-04-02
56.71 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-04-02
65.52 FG G60342 4.5% 01 MAY 2042   2016-05-06 2018-04-02
49.17 FN AH5800 3.5% 01 FEB 2026   2016-05-06 2018-04-02
52.48 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-04-02
30.37 FNMA POOL AJ9355 3.0% 1/01/27   2013-08-07 2018-04-02
16.74 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-04-02
30.53 FNMA POOL AO4144 4.0% 6/01/42   2013-07-11 2018-04-02
28.29 FN AO7975 3% 01 JUN 2027   2016-05-06 2018-04-02
5.9 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-04-02
34.12 FNMA POOL # AS2953 4.0% 7/01/44   2016-05-06 2018-04-02
58.41 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-04-02
47.93 FN AS6311 3.5% 01 DEC 2045   2016-05-06 2018-04-02
69.45 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2018-04-02
84.59 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-04-02
40.37 FNMA POOL 0AU3735   2014-11-07 2018-04-02
14.99 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-04-02
96.94 FEDERAL NAT'L MTGE ASSN POOL 889579   2011-04-07 2018-04-02
9.29 FNMA POOL 985615 5.5% 4/01/34   2012-03-06 2018-04-02
39.3 FNMA POOL 0995244   2016-05-06 2018-04-02
12.32 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-04-02
12.2 FNMA POOL AE0207 4.5% 11/01/33   2012-06-07 2018-04-02
19.11 FNMA POOL 0AE0981   2013-03-06 2018-04-02
43.86 FNMA POOL 0AE3066   2011-08-09 2018-04-02
1000. AMERICAN HONDA FINANCE 2.65% 12 FEB 2021   2018-02-12 2018-04-05
1000. ANHEUSER-BUSCH INBEV FIN 1.9% 01 FEB 2019   2016-02-09 2018-04-05
1000. BOEING CO 4.875% 2/15/20   2015-12-16 2018-04-05
1000. COMCAST CORP   2015-02-20 2018-04-05
1000. GENERAL ELEC CAP CORP   2018-03-06 2018-04-05
1000. GOLDMAN SACHS GROUP IN 7.5% 2/15/19   2011-04-07 2018-04-05
1000. MORGAN STANLEY 3.7% 23 OCT 2024   2014-10-20 2018-04-05
5000. US TREASURY N/B 1.25% 31 JAN 2020   2016-03-10 2018-04-05
1000. US TREASURY N/B 2% 15 FEB 2025   2015-07-23 2018-04-05
1000. US TREASURY N/B 2.625% 15 NOV 2020   2015-07-23 2018-04-05
3000. US TREASURY N/B 1.625% 15 MAY 2026   2017-03-22 2018-04-05
1000. US TREASURY N/B 1.75% 15 MAY 2023   2018-02-05 2018-04-05
1000. US TREASURY N/B 1.75% 30 APR 2022   2017-02-15 2018-04-05
1000. US TREASURY N/B .875% 15 JUL 2018   2016-08-25 2018-04-05
6. FIRST MIDWEST BANCORP INC DEL   2018-03-08 2018-04-10
4000. US TREASURY N/B .75% 15 JUL 2019   2016-09-30 2018-04-11
3000. ORACLE CORP 5.75% 15 APR 2018   2016-03-04 2018-04-16
1000. ORACLE CORP 5.75% 15 APR 2018   2018-02-05 2018-04-16
6000. ANHEUSER-BUSCH INBEV FIN 1.9% 01 FEB 2019   2016-02-09 2018-04-23
1000. ANHEUSER-BUSCH INBEV FIN 1.9% 01 FEB 2019   2018-02-05 2018-04-23
3. EURONET WORLDWIDE INC   2014-07-16 2018-04-24
16.39 FHLMC GOLDG01840 5.0% 7/01/35   2011-08-11 2018-05-01
14.86 FHLMC GOLDG04774 4.5% 1/01/38   2012-07-09 2018-05-01
17.85 FHLMC GOLD G14056 4.0% 8/01/25   2011-08-11 2018-05-01
9.77 FHLMC POOL G0-8344   2012-04-06 2018-05-01
11.59 FHLMC POOL G0-8463   2012-05-07 2018-05-01
29.64 FHLMC GOLD G08606 4.0% 9/01/44   2015-02-06 2018-05-01
34.31 FG G08592 4% 01 JUN 2044   2016-05-06 2018-05-01
112.75 FHLMC GOLD G08681 3.5% 12/01/45   2016-04-07 2018-05-01
92.36 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-05-01
56.03 FG G18557 3% 01 JUN 2030   2015-09-08 2018-05-01
83.71 FG J13437 3.5% 01 NOV 2025   2016-05-06 2018-05-01
45.76 FHLMC GOLDJ16353 3.5% 8/01/26   2011-08-11 2018-05-01
55.2 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-05-01
42.86 FG G60342 4.5% 01 MAY 2042   2016-05-06 2018-05-01
54.74 FN AH5800 3.5% 01 FEB 2026   2016-05-06 2018-05-01
47.01 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-05-01
80.66 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-05-01
27.9 FNMA POOL AJ9355 3.0% 1/01/27   2013-08-07 2018-05-01
16.77 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-05-01
16.86 FNMA POOL AO4144 4.0% 6/01/42   2013-07-11 2018-05-01
40.98 FN AO7975 3% 01 JUN 2027   2016-05-06 2018-05-01
17.5 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-05-01
28.5 FNMA POOL # AS2953 4.0% 7/01/44   2016-05-06 2018-05-01
25.5 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-05-01
49.33 FN AS6311 3.5% 01 DEC 2045   2016-05-06 2018-05-01
69.77 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2018-05-01
85.05 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-05-01
31.16 FNMA POOL 0AU3735   2014-11-07 2018-05-01
19.82 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-05-01
32.05 FN BH9288 4% 01 FEB 2048   2018-04-10 2018-05-01
96.23 FEDERAL NAT'L MTGE ASSN POOL 889579   2011-04-07 2018-05-01
9.67 FNMA POOL 985615 5.5% 4/01/34   2012-03-06 2018-05-01
70.11 FNMA POOL 0995244   2016-05-06 2018-05-01
11.02 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-05-01
12.3 FNMA POOL AE0207 4.5% 11/01/33   2012-06-07 2018-05-01
18.64 FNMA POOL 0AE0981   2013-03-06 2018-05-01
37.31 FNMA POOL 0AE3066   2011-08-09 2018-05-01
3000. TORONTO-DOMINION BANK 2.625% 10 SEP 2018   2015-08-27 2018-05-18
1000. TORONTO-DOMINION BANK 2.625% 10 SEP 2018   2018-02-05 2018-05-18
2. GRAND CANYON ED INC COM   2014-03-31 2018-05-29
16.81 FHLMC GOLDG01840 5.0% 7/01/35   2011-08-11 2018-06-01
9.77 FHLMC GOLDG04774 4.5% 1/01/38   2012-07-09 2018-06-01
23.24 FHLMC GOLD G14056 4.0% 8/01/25   2011-08-11 2018-06-01
8.52 FHLMC POOL G0-8344   2012-04-06 2018-06-01
15.02 FHLMC POOL G0-8463   2012-05-07 2018-06-01
40.61 FHLMC GOLD G08606 4.0% 9/01/44   2015-02-06 2018-06-01
31.38 FG G08592 4% 01 JUN 2044   2016-05-06 2018-06-01
138.55 FHLMC GOLD G08681 3.5% 12/01/45   2016-04-07 2018-06-01
107.28 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-06-01
58.05 FG G18557 3% 01 JUN 2030   2015-09-08 2018-06-01
72.46 FG J13437 3.5% 01 NOV 2025   2016-05-06 2018-06-01
14.38 FHLMC GOLDJ16353 3.5% 8/01/26   2011-08-11 2018-06-01
60.17 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-06-01
37.64 FG G60342 4.5% 01 MAY 2042   2016-05-06 2018-06-01
45.54 FN AH5800 3.5% 01 FEB 2026   2016-05-06 2018-06-01
34.59 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-06-01
61.14 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-06-01
28.01 FNMA POOL AJ9355 3.0% 1/01/27   2013-08-07 2018-06-01
22.59 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-06-01
24.73 FNMA POOL AO4144 4.0% 6/01/42   2013-07-11 2018-06-01
29.05 FN AO7975 3% 01 JUN 2027   2016-05-06 2018-06-01
7.03 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-06-01
74.94 FNMA POOL # AS2953 4.0% 7/01/44   2016-05-06 2018-06-01
60.87 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-06-01
58.31 FN AS6311 3.5% 01 DEC 2045   2016-05-06 2018-06-01
68.63 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2018-06-01
129.11 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-06-01
45.25 FNMA POOL 0AU3735   2014-11-07 2018-06-01
16.28 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-06-01
39.69 FN BH9288 4% 01 FEB 2048   2018-04-10 2018-06-01
93.81 FEDERAL NAT'L MTGE ASSN POOL 889579   2011-04-07 2018-06-01
3.56 FNMA POOL 985615 5.5% 4/01/34   2012-03-06 2018-06-01
19.58 FNMA POOL 0995244   2016-05-06 2018-06-01
9.34 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-06-01
17.46 FNMA POOL AE0207 4.5% 11/01/33   2012-06-07 2018-06-01
16.99 FNMA POOL 0AE0981   2013-03-06 2018-06-01
37.23 FNMA POOL 0AE3066   2011-08-09 2018-06-01
401.146 CALAMOS MARKET NEU INC FD-I   2016-01-13 2018-06-05
446.317 CALAMOS MARKET NEU INC FD-I   2018-01-30 2018-06-05
1047.314 DRIEHAUS ACTIVE INCOME FUND   2014-03-31 2018-06-05
237.767 SWAN DEFINED RISK-I   2018-01-30 2018-06-05
2069.896 SWAN DEFINED RISK-I   2014-08-06 2018-06-05
1000. US TREASURY N/B .875% 15 JUL 2018   2016-08-25 2018-06-06
4000. US TREASURY N/B .875% 15 JUL 2018   2016-08-25 2018-06-06
.01282 AQR MANAGED FUTURES STRATEGY FUND-I   2015-08-21 2018-06-20
34.47018 AQR MANAGED FUTURES STRATEGY FUND-I   2015-08-21 2018-06-20
44.61 CALAMOS MARKET NEU INC FD-I   2016-01-13 2018-06-20
35.733 DOUBLELINE EMG MKTS INC-I   2018-03-21 2018-06-20
45.696 DRIEHAUS ACTIVE INCOME FUND   2014-03-31 2018-06-20
53.437 JPMORGAN HEDGED EQUITY-R6   2018-06-05 2018-06-20
230.018 PRUDENTIAL HIGH YIELD FUND-Z   2018-01-30 2018-06-20
4. SKYWEST INC   2015-10-23 2018-06-20
29.095 TEMPLETON GLOBAL BD FD ADVISOR CL   2013-08-07 2018-06-20
345. VANGUARD FTSE DEVELOPED ETF   2017-04-10 2018-06-20
289. VANGUARD FTSE DEVELOPED ETF   2018-01-30 2018-06-20
25.75 WILLIAM BLAIR MACRO ALLOC-IS   2015-08-21 2018-06-20
3000. CISCO SYSTEMS INC 1.6% 2/28/19   2016-02-26 2018-06-21
1000. CISCO SYSTEMS INC 1.6% 2/28/19   2018-02-05 2018-06-21
14000. US TREASURY N/B .75% 15 JUL 2019   2016-11-05 2018-06-21
18.62 FHLMC GOLDG01840 5.0% 7/01/35   2011-08-11 2018-07-02
9.18 FHLMC GOLDG04774 4.5% 1/01/38   2012-07-09 2018-07-02
21.34 FHLMC GOLD G14056 4.0% 8/01/25   2011-08-11 2018-07-02
8.94 FHLMC POOL G0-8344   2012-04-06 2018-07-02
13.92 FHLMC POOL G0-8463   2012-05-07 2018-07-02
38.9 FHLMC GOLD G08606 4.0% 9/01/44   2015-02-06 2018-07-02
39.19 FG G08592 4% 01 JUN 2044   2016-05-06 2018-07-02
135.27 FHLMC GOLD G08681 3.5% 12/01/45   2016-04-07 2018-07-02
112.89 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-07-02
53.22 FG G18557 3% 01 JUN 2030   2015-09-08 2018-07-02
50.13 FG J13437 3.5% 01 NOV 2025   2016-05-06 2018-07-02
24.92 FHLMC GOLDJ16353 3.5% 8/01/26   2011-08-11 2018-07-02
68.84 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-07-02
51.47 FG G60342 4.5% 01 MAY 2042   2016-05-06 2018-07-02
36.26 FN AH5800 3.5% 01 FEB 2026   2016-05-06 2018-07-02
29.91 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-07-02
71.85 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-07-02
29.38 FNMA POOL AJ9355 3.0% 1/01/27   2013-08-07 2018-07-02
25.34 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-07-02
9.39 FNMA POOL AO4144 4.0% 6/01/42   2013-07-11 2018-07-02
35.16 FN AO7975 3% 01 JUN 2027   2016-05-06 2018-07-02
11.65 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-07-02
55. FNMA POOL # AS2953 4.0% 7/01/44   2016-05-06 2018-07-02
56.25 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-07-02
56.56 FN AS6311 3.5% 01 DEC 2045   2016-05-06 2018-07-02
70.57 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2018-07-02
103.09 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-07-02
52.74 FNMA POOL 0AU3735   2014-11-07 2018-07-02
18.06 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-07-02
42.19 FN BH9288 4% 01 FEB 2048   2018-04-10 2018-07-02
89.89 FEDERAL NAT'L MTGE ASSN POOL 889579   2011-04-07 2018-07-02
8.24 FNMA POOL 985615 5.5% 4/01/34   2012-03-06 2018-07-02
46.71 FNMA POOL 0995244   2016-05-06 2018-07-02
10.51 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-07-02
12.54 FNMA POOL AE0207 4.5% 11/01/33   2012-06-07 2018-07-02
19.36 FNMA POOL 0AE0981   2013-03-06 2018-07-02
53.01 FNMA POOL 0AE3066   2011-08-09 2018-07-02
1000. ASTRAZENECA PLC 1.75% 11/16/18   2015-11-10 2018-07-06
1000. BANK OF NY MELLON CORP 3.85% 28 APR 2028   2018-04-23 2018-07-06
1000. BRITISH COLUMBIA PROV OF 2.65% 22 SEP   2018-04-25 2018-07-06
1000. JOHN DEERE CAPITAL COR 2.3% 9/16/19   2014-09-12 2018-07-06
1000. GILEAD SCIENCES INC 3.65% 3/01/26   2015-09-10 2018-07-06
1000. INTEL CORP   2018-02-05 2018-07-06
1000. I B M CORP 3.45% 2/19/26   2016-02-16 2018-07-06
1000. THE CHARLES SCHWAB CORP 3.25% 5/21/21   2018-05-18 2018-07-06
1000. TOYOTA MOTOR CREDIT CORP 3.4% 15 SEP 2021   2018-02-05 2018-07-06
1000. TOYOTA MOTOR CREDIT CORP 2.95% 13 APR   2018-04-11 2018-07-06
1000. US TREASURY N/B 1.25% 31 JAN 2020   2016-03-10 2018-07-06
1000. US TREASURY N/B 2.625% 15 NOV 2020   2015-07-23 2018-07-06
2000. US TREASURY N/B 1.625% 15 MAY 2026   2017-03-22 2018-07-06
1000. US TREASURY N/B 1.75% 30 APR 2022   2017-02-15 2018-07-06
1000. WALMART INC 3.55% 26 JUN 2025   2018-06-21 2018-07-06
3.99975 CARRIZO OIL & GAS INC   2015-06-09 2018-07-10
1.00025 CARRIZO OIL & GAS INC   2015-05-31 2018-07-10
5. CARRIZO OIL & GAS INC   2018-06-20 2018-07-10
7. HILLTOP HOLDINGS INC   2014-03-31 2018-07-10
3. ACTIVISION BLIZZARD INC   2013-08-07 2018-07-13
1. CSX CORP COM   2013-08-07 2018-07-13
4. CSX CORP COM   2018-06-20 2018-07-13
4000. US TREASURY N/B .875% 15 JUL 2018   2016-09-24 2018-07-16
10. AMERICAN AXLE & MFG HLDGS INC   2014-03-31 2018-07-27
3. AMERICAN AXLE & MFG HLDGS INC   2017-10-23 2018-07-27
1. BIOTELEMETRY INC   2017-08-10 2018-07-27
3. BROOKS AUTOMATION INC NEW   2017-10-18 2018-07-27
1. BUILDERS FIRSTSOURCE INC   2017-03-09 2018-07-27
2. BUILDERS FIRSTSOURCE INC   2018-01-30 2018-07-27
1. CACI INTERNATIONAL INC CL A   2018-04-10 2018-07-27
5. CALLAWAY GOLF CO COM   2018-01-30 2018-07-27
3. COLUMBIA PROPERTY TRUST INC   2016-02-03 2018-07-27
2. DELEK US HOLDINGS INC   2016-01-06 2018-07-27
2. DYCOM INDUSTRIES INC   2018-06-20 2018-07-27
1. EMERGENT BIOSOLUTIONS INC COM   2014-03-31 2018-07-27
1. ETSY INC   2018-06-20 2018-07-27
1. FIVE BELOW   2017-06-30 2018-07-27
3. INTEGRA LIFESCIENCES HOLDING CORP   2017-02-17 2018-07-27
3. IRIDIUM COMMUNICATIONS INC COM   2015-05-01 2018-07-27
3. KNIGHT-SWIFT TRANSPORTATION   2014-03-31 2018-07-27
2. KORN FERRY INTL   2014-03-31 2018-07-27
1. MATADOR RESOURCES CO   2018-05-29 2018-07-27
1. MERCURY COMPUTER SYS INC   2018-06-20 2018-07-27
4. MERCURY COMPUTER SYS INC   2017-02-23 2018-07-27
1. NETGEAR INC RESTR   2017-11-11 2018-07-27
1. OMNICELL INC   2015-12-08 2018-07-27
14. PROPETRO HOLDING CORP   2018-06-20 2018-07-27
2. RADIAN GROUP INC   2014-06-10 2018-07-27
4. SINCLAIR BROADCAST GROUP INC   2014-03-31 2018-07-27
2. VERINT SYSTEMS INC   2018-06-20 2018-07-27
5. WEB.COM GROUP INC   2015-08-10 2018-07-27
2. HORIZON PHARMA PLC   2017-06-22 2018-07-27
6. KNIGHT-SWIFT TRANSPORTATION   2014-03-31 2018-07-30
15.2 FHLMC GOLDG01840 5.0% 7/01/35   2011-08-11 2018-08-01
7.55 FHLMC GOLDG04774 4.5% 1/01/38   2012-07-09 2018-08-01
26.34 FHLMC GOLD G14056 4.0% 8/01/25   2011-08-11 2018-08-01
7.52 FHLMC POOL G0-8344   2012-04-06 2018-08-01
15.12 FHLMC POOL G0-8463   2012-05-07 2018-08-01
39.9 FHLMC GOLD G08606 4.0% 9/01/44   2015-02-06 2018-08-01
31.44 FG G08592 4% 01 JUN 2044   2016-05-06 2018-08-01
115.31 FHLMC GOLD G08681 3.5% 12/01/45   2016-04-07 2018-08-01
101.96 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-08-01
53.46 FG G18557 3% 01 JUN 2030   2015-09-08 2018-08-01
43.48 FG J13437 3.5% 01 NOV 2025   2016-05-06 2018-08-01
14.12 FHLMC GOLDJ16353 3.5% 8/01/26   2011-08-11 2018-08-01
56.39 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-08-01
41.06 FG G60342 4.5% 01 MAY 2042   2016-05-06 2018-08-01
39.49 FN AH5800 3.5% 01 FEB 2026   2016-05-06 2018-08-01
33.78 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-08-01
85.88 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-08-01
27.83 FNMA POOL AJ9355 3.0% 1/01/27   2013-08-07 2018-08-01
10.35 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-08-01
9.42 FNMA POOL AO4144 4.0% 6/01/42   2013-07-11 2018-08-01
31.9 FN AO7975 3% 01 JUN 2027   2016-05-06 2018-08-01
12.83 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-08-01
45.13 FNMA POOL # AS2953 4.0% 7/01/44   2016-05-06 2018-08-01
40.16 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-08-01
46.85 FN AS6311 3.5% 01 DEC 2045   2016-05-06 2018-08-01
66.04 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2018-08-01
92.69 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-08-01
38.12 FNMA POOL 0AU3735   2014-11-07 2018-08-01
16.08 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-08-01
48.35 FN BH9288 4% 01 FEB 2048   2018-04-10 2018-08-01
89.22 FEDERAL NAT'L MTGE ASSN POOL 889579   2011-04-07 2018-08-01
7.46 FNMA POOL 985615 5.5% 4/01/34   2012-03-06 2018-08-01
42.99 FNMA POOL 0995244   2016-05-06 2018-08-01
8.51 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-08-01
10.86 FNMA POOL AE0207 4.5% 11/01/33   2012-06-07 2018-08-01
17.96 FNMA POOL 0AE0981   2013-03-06 2018-08-01
32.26 FNMA POOL 0AE3066   2011-08-09 2018-08-01
2000. ASTRAZENECA PLC 1.75% 11/16/18   2015-11-10 2018-08-06
1000. ASTRAZENECA PLC 1.75% 11/16/18   2018-02-05 2018-08-06
3000. BANK OF NY MELLON CORP 3.85% 28 APR 2028   2018-04-23 2018-08-06
1000. US TREASURY N/B .75% 15 JUL 2019   2016-10-15 2018-08-06
1000. US TREASURY N/B .75% 15 JUL 2019   2016-10-15 2018-08-09
2. ACTIVISION BLIZZARD INC   2013-08-07 2018-08-13
4. AMERICAN TOWER CORP-CL A   2015-09-01 2018-08-13
15. SYNCHRONY FINANCIAL   2016-03-16 2018-08-13
7. WEB.COM GROUP INC   2015-06-24 2018-08-13
1. LIGAND PHARMACEUTICALS CL B   2017-10-23 2018-08-14
7. HORIZON PHARMA PLC   2017-06-22 2018-08-23
3. KORN FERRY INTL   2014-12-16 2018-08-29
3. FIVE BELOW   2017-06-30 2018-08-31
19.31 FHLMC GOLDG01840 5.0% 7/01/35   2011-08-11 2018-09-04
7.5 FHLMC GOLDG04774 4.5% 1/01/38   2012-07-09 2018-09-04
19.69 FHLMC GOLD G14056 4.0% 8/01/25   2011-08-11 2018-09-04
8.78 FHLMC POOL G0-8344   2012-04-06 2018-09-04
14.98 FHLMC POOL G0-8463   2012-05-07 2018-09-04
35.63 FHLMC GOLD G08606 4.0% 9/01/44   2015-02-06 2018-09-04
25.94 FG G08592 4% 01 JUN 2044   2016-05-06 2018-09-04
134.39 FHLMC GOLD G08681 3.5% 12/01/45   2016-04-07 2018-09-04
92.6 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-09-04
63.91 FG G18557 3% 01 JUN 2030   2015-09-08 2018-09-04
56.96 FG J13437 3.5% 01 NOV 2025   2016-05-06 2018-09-04
21.99 FHLMC GOLDJ16353 3.5% 8/01/26   2011-08-11 2018-09-04
63.28 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-09-04
36.79 FG G60342 4.5% 01 MAY 2042   2016-05-06 2018-09-04
52.7 FN AH5800 3.5% 01 FEB 2026   2016-05-06 2018-09-04
30.65 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-09-04
103.96 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-09-04
25.88 FNMA POOL AJ9355 3.0% 1/01/27   2013-08-07 2018-09-04
6.63 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-09-04
25.22 FNMA POOL AO4144 4.0% 6/01/42   2013-07-11 2018-09-04
35.75 FN AO7975 3% 01 JUN 2027   2016-05-06 2018-09-04
13.06 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-09-04
89.24 FNMA POOL # AS2953 4.0% 7/01/44   2016-05-06 2018-09-04
52.1 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-09-04
62.75 FN AS6311 3.5% 01 DEC 2045   2016-05-06 2018-09-04
75.87 FN AS9585 4% 01 MAY 2047   2018-08-10 2018-09-04
75.17 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2018-09-04
113. FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-09-04
29.07 FNMA POOL 0AU3735   2014-11-07 2018-09-04
20.72 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-09-04
35.36 FN BH9288 4% 01 FEB 2048   2018-04-10 2018-09-04
67.11 FEDERAL NAT'L MTGE ASSN POOL 889579   2011-04-07 2018-09-04
4.1 FNMA POOL 985615 5.5% 4/01/34   2012-03-06 2018-09-04
84.76 FNMA POOL 0995244   2016-05-06 2018-09-04
3.3 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-09-04
20.93 FNMA POOL AE0207 4.5% 11/01/33   2012-06-07 2018-09-04
18.77 FNMA POOL 0AE0981   2013-03-06 2018-09-04
39.93 FNMA POOL 0AE3066   2011-08-09 2018-09-04
3. BIOTELEMETRY INC   2017-08-10 2018-09-06
2. MERCURY COMPUTER SYS INC   2017-02-01 2018-09-06
1. MERCURY COMPUTER SYS INC   2018-06-20 2018-09-06
3000. US TREASURY N/B .75% 15 JUL 2019   2018-07-06 2018-09-07
1000. US TREASURY N/B .75% 15 JUL 2019   2016-11-20 2018-09-07
12000. US TREASURY N/B .75% 15 JUL 2019   2016-11-20 2018-09-07
3. KORN FERRY INTL   2014-12-16 2018-09-11
5. BIOTELEMETRY INC   2017-08-10 2018-09-17
3000. GOLDMAN SACHS GROUP IN 7.5% 2/15/19   2013-12-05 2018-09-19
3000. SHELL INTERNATIONAL 1.375% 10 MAY 2019   2016-10-06 2018-09-19
1000. SHELL INTERNATIONAL 1.375% 10 MAY 2019   2018-02-05 2018-09-19
3. BROOKS AUTOMATION INC NEW   2017-09-18 2018-09-20
2. BROOKS AUTOMATION INC NEW   2017-10-23 2018-09-20
3. OMNICELL INC   2015-11-20 2018-09-20
6. INTEGRATED DEVICE TECHNOLOGY INC   2014-10-07 2018-09-21
6. HOPE BANCORP INC   2014-03-31 2018-09-24
4. HOPE BANCORP INC   2017-10-23 2018-09-24
1. 231 E STATE HWY 105 CERRO GORDO, IL 6181   2000-01-01 2018-09-26
6. AAR CORP COM   2018-03-08 2018-10-01
7. AMN HEALTHCARE SVCS INC   2014-03-31 2018-10-01
5. ASGN INC   2017-06-20 2018-10-01
9. AARON RENTS INC CL A   2018-01-30 2018-10-01
8. ACADIA HEALTHCARE CO INC   2015-09-01 2018-10-01
3. ALLETE INC   2017-05-23 2018-10-01
22. AMERICAN AXLE & MFG HLDGS INC   2018-06-20 2018-10-01
6. APOGEE ENTERPRISES INC COM   2016-06-15 2018-10-01
1. APOGEE ENTERPRISES INC COM   2018-07-27 2018-10-01
3. ATLAS AIR INC   2018-09-21 2018-10-01
9. B & G FOODS INC NEW   2018-07-27 2018-10-01
7. BEACON ROOFING SUPPLY INC   2018-03-27 2018-10-01
2. BLOOMIN' BRANDS INC   2018-07-27 2018-10-01
20. BLOOMIN' BRANDS INC   2015-09-23 2018-10-01
10. BLUCORA INC   2018-07-27 2018-10-01
6. BOISE CASCADE CO   2015-09-01 2018-10-01
7. BROOKS AUTOMATION INC NEW   2018-01-30 2018-10-01
21. BUILDERS FIRSTSOURCE INC   2017-03-09 2018-10-01
1. CACI INTERNATIONAL INC CL A   2017-11-16 2018-10-01
2. CACI INTERNATIONAL INC CL A   2016-12-15 2018-10-01
22. CALLAWAY GOLF CO COM   2017-09-20 2018-10-01
19. CALLON PETE CO DEL   2018-07-27 2018-10-01
27. CALLON PETE CO DEL   2016-12-15 2018-10-01
8. CAMPING WORLD HOLDINGS INC-A   2018-07-27 2018-10-01
21. CARRIZO OIL & GAS INC   2018-08-15 2018-10-01
1. CARRIZO OIL & GAS INC   2015-06-17 2018-10-01
2. CHEMICAL FINL CORP   2018-07-27 2018-10-01
7. CHEMICAL FINL CORP   2015-01-20 2018-10-01
13. COLUMBIA PROPERTY TRUST INC   2016-03-23 2018-10-01
5. DAVE & BUSTERS ENTMT INC   2017-09-18 2018-10-01
3. DAVE & BUSTERS ENTMT INC   2017-11-30 2018-10-01
3. DELEK US HOLDINGS INC   2016-01-06 2018-10-01
8. DIODES INC   2018-07-27 2018-10-01
1. DYCOM INDUSTRIES INC   2018-06-20 2018-10-01
4. DYCOM INDUSTRIES INC   2016-09-22 2018-10-01
1. EAGLE BANCORP INC MD   2018-07-27 2018-10-01
3. EAGLE BANCORP INC MD   2015-10-07 2018-10-01
9. ELECTRONICS FOR IMAGING INC   2015-01-20 2018-10-01
1. ELECTRONICS FOR IMAGING INC   2018-07-27 2018-10-01
5. EMCOR GROUP INC COM   2016-08-25 2018-10-01
7. EMERGENT BIOSOLUTIONS INC COM   2014-03-31 2018-10-01
4. ENERSYS   2014-03-31 2018-10-01
1. ENERSYS   2018-07-27 2018-10-01
9. ENTEGRIS INC   2014-03-31 2018-10-01
1. ENTEGRIS INC   2018-07-27 2018-10-01
8. ETSY INC   2018-08-31 2018-10-01
4. EVERCORE PARTNERS INC   2017-08-30 2018-10-01
16. F N B CORP PA   2018-07-27 2018-10-01
35. F N B CORP PA   2015-09-14 2018-10-01
7. F C B FINANCIAL HOLDINGS INC   2016-05-09 2018-10-01
13.89 FHLMC GOLDG01840 5.0% 7/01/35   2011-08-11 2018-10-01
6.01 FHLMC GOLDG04774 4.5% 1/01/38   2012-07-09 2018-10-01
17.8 FHLMC GOLD G14056 4.0% 8/01/25   2011-08-11 2018-10-01
5.73 FHLMC POOL G0-8344   2012-04-06 2018-10-01
11.47 FHLMC POOL G0-8463   2012-05-07 2018-10-01
26.27 FHLMC GOLD G08606 4.0% 9/01/44   2015-02-06 2018-10-01
24.14 FG G08592 4% 01 JUN 2044   2016-05-06 2018-10-01
99.09 FHLMC GOLD G08681 3.5% 12/01/45   2016-04-07 2018-10-01
87. FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-10-01
58.72 FG G18557 3% 01 JUN 2030   2015-09-08 2018-10-01
94.09 FG J13437 3.5% 01 NOV 2025   2016-05-06 2018-10-01
51.18 FHLMC GOLDJ16353 3.5% 8/01/26   2011-08-11 2018-10-01
52.37 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-10-01
26.02 FG G60342 4.5% 01 MAY 2042   2016-05-06 2018-10-01
49.26 FN AH5800 3.5% 01 FEB 2026   2016-05-06 2018-10-01
36.2 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-10-01
63.47 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-10-01
22.78 FNMA POOL AJ9355 3.0% 1/01/27   2013-08-07 2018-10-01
15.77 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-10-01
31.52 FNMA POOL AO4144 4.0% 6/01/42   2013-07-11 2018-10-01
34.34 FN AO7975 3% 01 JUN 2027   2016-05-06 2018-10-01
7.05 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-10-01
48.71 FNMA POOL # AS2953 4.0% 7/01/44   2016-05-06 2018-10-01
27.66 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-10-01
37.07 FN AS6311 3.5% 01 DEC 2045   2016-05-06 2018-10-01
52.75 FN AS9585 4% 01 MAY 2047   2018-08-10 2018-10-01
50.52 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2018-10-01
77.53 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-10-01
33.35 FNMA POOL 0AU3735   2014-11-07 2018-10-01
15.65 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-10-01
76. FN BH9288 4% 01 FEB 2048   2018-04-10 2018-10-01
22.86 FN CA0853 3.5% 01 DEC 2047   2018-09-12 2018-10-01
71.06 FEDERAL NAT'L MTGE ASSN POOL 889579   2011-04-07 2018-10-01
4.77 FNMA POOL 985615 5.5% 4/01/34   2012-03-06 2018-10-01
17.36 FNMA POOL 0995244   2016-05-06 2018-10-01
14.68 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-10-01
19.61 FNMA POOL AE0207 4.5% 11/01/33   2012-06-07 2018-10-01
16.07 FNMA POOL 0AE0981   2013-03-06 2018-10-01
31.05 FNMA POOL 0AE3066   2011-08-09 2018-10-01
14. FERRO CORPORATION   2018-07-27 2018-10-01
13. FINISAR CORPORATION   2018-07-27 2018-10-01
2. FIRST INTERSTATE BANCSYS/MT   2016-11-29 2018-10-01
2. FIRST INTERSTATE BANCSYS/MT   2017-10-23 2018-10-01
8. FIRST MIDWEST BANCORP INC DEL   2018-03-08 2018-10-01
3. FIVE BELOW   2017-06-30 2018-10-01
6. GRANITE CONSTR INC   2015-08-11 2018-10-01
2. GRANITE CONSTR INC   2018-07-27 2018-10-01
31. GRAPHIC PACKAGING HLDGCO   2014-03-31 2018-10-01
1. GRAPHIC PACKAGING HLDGCO   2018-07-27 2018-10-01
11. GREAT WESTERN BANCORP INC   2015-11-20 2018-10-01
16. GULFPORT ENERGY CORP   2016-12-15 2018-10-01
13. GULFPORT ENERGY CORP   2018-07-27 2018-10-01
6. HILLENBRAND INC   2018-07-27 2018-10-01
2. HOME BANCSHARES INC   2017-10-23 2018-10-01
16. HOME BANCSHARES INC   2016-09-02 2018-10-01
6. HOPE BANCORP INC   2014-07-01 2018-10-01
4. HUDSON PACIFIC PROPERTIES IN   2018-07-27 2018-10-01
13. HUDSON PACIFIC PROPERTIES IN   2017-06-20 2018-10-01
1. ICU MED INC   2018-07-27 2018-10-01
1. ICU MED INC   2016-08-03 2018-10-01
4. IBERIABANK CORP   2018-09-21 2018-10-01
5. IDACORP INC   2017-04-18 2018-10-01
6. INTEGRA LIFESCIENCES HOLDING CORP   2017-03-03 2018-10-01
2. INTEGRATED DEVICE TECHNOLOGY INC   2014-10-07 2018-10-01
1. INTEGRATED DEVICE TECHNOLOGY INC   2018-07-27 2018-10-01
24. IRIDIUM COMMUNICATIONS INC COM   2015-05-01 2018-10-01
1. J2 GLOBAL INC   2018-07-27 2018-10-01
5. J2 GLOBAL INC   2015-10-23 2018-10-01
1. LCI INDUSTRIES   2018-07-27 2018-10-01
2. LCI INDUSTRIES   2015-11-13 2018-10-01
7. LEGACY TEXAS FINANCIAL GROUP   2017-05-05 2018-10-01
1. LIGAND PHARMACEUTICALS CL B   2017-10-23 2018-10-01
1. LIGAND PHARMACEUTICALS CL B   2017-09-18 2018-10-01
1. LUMINEX CORP DEL   2018-09-06 2018-10-01
5. MASONITE INTERNATIONAL CORP   2017-01-26 2018-10-01
5. MASTEC INC COM   2018-07-27 2018-10-01
5. MASTEC INC COM   2016-11-16 2018-10-01
12. MATADOR RESOURCES CO   2018-06-20 2018-10-01
2. MAXLINEAR INC-CLASS A   2018-07-27 2018-10-01
15. MAXLINEAR INC-CLASS A   2017-01-18 2018-10-01
6. MERCURY COMPUTER SYS INC   2018-06-20 2018-10-01
2. MERIT MED SYS INC   2017-02-13 2018-10-01
2. MERIT MED SYS INC   2017-11-16 2018-10-01
6. NETGEAR INC RESTR   2017-11-30 2018-10-01
4. NEXSTAR BROADCASTING GROUP INC   2017-03-30 2018-10-01
2. NEXSTAR BROADCASTING GROUP INC   2018-07-27 2018-10-01
3. NUVASIVE INC   2018-08-31 2018-10-01
2. OMNICELL INC   2015-11-20 2018-10-01
3. ORMAT TECHNOLOGIES INC   2017-10-23 2018-10-01
1. ORMAT TECHNOLOGIES INC   2017-09-07 2018-10-01
15. OUTFRONT MEDIA INC   2018-08-23 2018-10-01
4. OXFORD INDUSTRIES INC   2016-11-04 2018-10-01
12. PARTY CITY HOLDCO INC   2018-08-23 2018-10-01
1. PEBBLEBROOK HOTEL TRUST   2018-07-27 2018-10-01
11. PEBBLEBROOK HOTEL TRUST   2017-03-17 2018-10-01
16. PROPETRO HOLDING CORP   2018-06-20 2018-10-01
24. RADIAN GROUP INC   2014-06-24 2018-10-01
7. REXNORD CORP   2018-09-24 2018-10-01
6. SINCLAIR BROADCAST GROUP INC   2014-12-16 2018-10-01
8. SINCLAIR BROADCAST GROUP INC   2018-06-20 2018-10-01
3. SUPERNUS PHARMACEUTICALS INC   2018-09-24 2018-10-01
4. SUPERNUS PHARMACEUTICALS INC   2015-07-02 2018-10-01
23. TRI POINTE HOMES INC   2016-08-08 2018-10-01
4. TRI POINTE HOMES INC   2018-07-27 2018-10-01
23. TTM TECHNOLOGIES INC   2018-07-27 2018-10-01
9. TIVITY HEALTH INC   2017-07-31 2018-10-01
2. TIVITY HEALTH INC   2018-07-27 2018-10-01
3. U.S. CONCRETE INC   2015-05-01 2018-10-01
10. US SILICA HOLDINGS INC   2018-01-30 2018-10-01
5. UMPQUA HLDGS CORP   2018-01-30 2018-10-01
13. UMPQUA HLDGS CORP   2016-05-09 2018-10-01
2. UNITED COMMUNITY BANKS INC/GA   2018-07-27 2018-10-01
12. UNITED COMMUNITY BANKS INC/GA   2017-05-09 2018-10-01
13. VANDA PHARMACEUTICALS INC   2018-09-21 2018-10-01
10. VERINT SYSTEMS INC   2018-06-20 2018-10-01
33. VONAGE HLDGS CORP   2018-07-27 2018-10-01
7. WESTERN ALLIANCE   2014-03-31 2018-10-01
5. WINTRUST FINL CORP   2014-03-31 2018-10-01
1. WINTRUST FINL CORP   2018-07-27 2018-10-01
12. XPERI CORP   2015-12-03 2018-10-01
4. YELP INC   2018-09-24 2018-10-01
9. ARRIS INTERNATIONAL PLC   2015-01-20 2018-10-01
5. ARRIS INTERNATIONAL PLC   2018-09-11 2018-10-01
1. HELEN OF TROY LTD   2017-02-14 2018-10-01
2. HELEN OF TROY LTD   2017-10-23 2018-10-01
20. HORIZON PHARMA PLC   2017-06-22 2018-10-01
6. TRINSEO SA   2016-08-03 2018-10-01
10. WRIGHT MEDICAL GROUP NV   2018-07-27 2018-10-01
8000. US TREASURY N/B 1.75% 15 MAY 2023   2014-01-15 2018-10-31
2000. US TREASURY N/B 1.75% 15 MAY 2023   2018-02-05 2018-10-31
16.62 FHLMC GOLDG01840 5.0% 7/01/35   2011-08-11 2018-11-01
6.19 FHLMC GOLDG04774 4.5% 1/01/38   2012-07-09 2018-11-01
18.19 FHLMC GOLD G14056 4.0% 8/01/25   2011-08-11 2018-11-01
8.02 FHLMC POOL G0-8344   2012-04-06 2018-11-01
9.56 FHLMC POOL G0-8463   2012-05-07 2018-11-01
30.39 FHLMC GOLD G08606 4.0% 9/01/44   2015-02-06 2018-11-01
21.62 FG G08592 4% 01 JUN 2044   2016-05-06 2018-11-01
109.55 FHLMC GOLD G08681 3.5% 12/01/45   2016-04-07 2018-11-01
77.6 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-11-01
55.39 FG G18557 3% 01 JUN 2030   2015-09-08 2018-11-01
64.66 FG J13437 3.5% 01 NOV 2025   2016-05-06 2018-11-01
34.49 FHLMC GOLDJ16353 3.5% 8/01/26   2011-08-11 2018-11-01
58.01 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-11-01
256.92 FG J23930 2.5% 01 MAY 2028   2018-10-09 2018-11-01
146.55 FG Q01348 4.5% 01 JUN 2041   2018-10-09 2018-11-01
32.94 FG G60342 4.5% 01 MAY 2042   2016-05-06 2018-11-01
46.66 FN AH5800 3.5% 01 FEB 2026   2016-05-06 2018-11-01
34.62 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-11-01
66.14 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-11-01
25.39 FNMA POOL AJ9355 3.0% 1/01/27   2013-08-07 2018-11-01
11.31 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-11-01
22.21 FNMA POOL AO4144 4.0% 6/01/42   2013-07-11 2018-11-01
26.05 FN AO7975 3% 01 JUN 2027   2016-05-06 2018-11-01
9.56 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-11-01
33.29 FNMA POOL # AS2953 4.0% 7/01/44   2016-05-06 2018-11-01
38.07 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-11-01
42.02 FN AS6311 3.5% 01 DEC 2045   2016-05-06 2018-11-01
65.52 FN AS9585 4% 01 MAY 2047   2018-08-10 2018-11-01
59.31 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2018-11-01
86.38 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-11-01
40.43 FNMA POOL 0AU3735   2014-11-07 2018-11-01
691.23 FN AU6743 4% 01 OCT 2043   2018-10-09 2018-11-01
549.25 FN AX5306 3.5% 01 JAN 2027   2018-10-09 2018-11-01
401.6 FN AZ0886 3% 01 JUL 2030   2018-10-09 2018-11-01
15.93 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-11-01
150.72 FN BC4745 3% 01 OCT 2046   2018-10-09 2018-11-01
45.67 FN BH9288 4% 01 FEB 2048   2018-04-10 2018-11-01
472.53 FN CA0853 3.5% 01 DEC 2047   2018-10-09 2018-11-01
81.81 FEDERAL NAT'L MTGE ASSN POOL 889579   2011-04-07 2018-11-01
9.29 FNMA POOL 985615 5.5% 4/01/34   2012-03-06 2018-11-01
28.86 FNMA POOL 0995244   2016-05-06 2018-11-01
8.22 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-11-01
11.56 FNMA POOL AE0207 4.5% 11/01/33   2012-06-07 2018-11-01
14.61 FNMA POOL 0AE0981   2013-03-06 2018-11-01
30.5 FNMA POOL 0AE3066   2011-08-09 2018-11-01
2000. JOHN DEERE CAPITAL COR 2.3% 9/16/19   2014-09-12 2018-11-06
7000. JOHN DEERE CAPITAL COR 2.3% 9/16/19   2018-10-04 2018-11-06
6000. GENERAL ELEC CAP CORP   2018-10-04 2018-11-06
3000. GENERAL ELEC CAP CORP   2011-04-07 2018-11-06
9000. JP MORGAN CHASE & CO 6.3% 4/23/19   2018-10-04 2018-11-06
9000. COMCAST CORP   2018-10-04 2018-11-28
13.74 FHLMC GOLDG01840 5.0% 7/01/35   2011-08-11 2018-12-03
9.49 FHLMC GOLDG04774 4.5% 1/01/38   2012-07-09 2018-12-03
16.44 FHLMC GOLD G14056 4.0% 8/01/25   2011-08-11 2018-12-03
8.15 FHLMC POOL G0-8344   2012-04-06 2018-12-03
12.86 FHLMC POOL G0-8463   2012-05-07 2018-12-03
27.6 FHLMC GOLD G08606 4.0% 9/01/44   2015-02-06 2018-12-03
18.52 FG G08592 4% 01 JUN 2044   2016-05-06 2018-12-03
82.17 FHLMC GOLD G08681 3.5% 12/01/45   2016-04-07 2018-12-03
78.12 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-12-03
44.03 FG G18557 3% 01 JUN 2030   2015-09-08 2018-12-03
83.85 FG J13437 3.5% 01 NOV 2025   2016-05-06 2018-12-03
13.84 FHLMC GOLDJ16353 3.5% 8/01/26   2011-08-11 2018-12-03
45.3 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-12-03
269.79 FG J23930 2.5% 01 MAY 2028   2018-10-09 2018-12-03
177.83 FG Q01348 4.5% 01 JUN 2041   2018-10-09 2018-12-03
171.81 FG G67709 3.5% 01 MAR 2048   2018-11-09 2018-12-03
45.85 FG G60342 4.5% 01 MAY 2042   2016-05-06 2018-12-03
42.54 FN AH5800 3.5% 01 FEB 2026   2016-05-06 2018-12-03
24.98 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-12-03
83.43 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-12-03
21.25 FNMA POOL AJ9355 3.0% 1/01/27   2013-08-07 2018-12-03
6. FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-12-03
23.46 FNMA POOL AO4144 4.0% 6/01/42   2013-07-11 2018-12-03
27.92 FN AO7975 3% 01 JUN 2027   2016-05-06 2018-12-03
10.4 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-12-03
26.29 FNMA POOL # AS2953 4.0% 7/01/44   2016-05-06 2018-12-03
23.58 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-12-03
43.57 FN AS6311 3.5% 01 DEC 2045   2016-05-06 2018-12-03
46.91 FN AS9585 4% 01 MAY 2047   2018-08-10 2018-12-03
58.05 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2018-12-03
70.54 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-12-03
29.55 FNMA POOL 0AU3735   2014-11-07 2018-12-03
380.07 FN AU6743 4% 01 OCT 2043   2018-10-09 2018-12-03
487.03 FN AX5306 3.5% 01 JAN 2027   2018-10-09 2018-12-03
370. FN AZ0886 3% 01 JUL 2030   2018-10-09 2018-12-03
12.83 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-12-03
189.2 FN BC4745 3% 01 OCT 2046   2018-10-09 2018-12-03
35.96 FN BH9288 4% 01 FEB 2048   2018-04-10 2018-12-03
423.83 FN CA0853 3.5% 01 DEC 2047   2018-10-09 2018-12-03
73.53 FEDERAL NAT'L MTGE ASSN POOL 889579   2011-04-07 2018-12-03
7.56 FNMA POOL 985615 5.5% 4/01/34   2012-03-06 2018-12-03
44.87 FNMA POOL 0995244   2016-05-06 2018-12-03
5.86 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-12-03
9.17 FNMA POOL AE0207 4.5% 11/01/33   2012-06-07 2018-12-03
13.71 FNMA POOL 0AE0981   2013-03-06 2018-12-03
28.24 FNMA POOL 0AE3066   2011-08-09 2018-12-03
10. JABIL CIRCUIT INC   2018-10-01 2018-12-19
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 18   19 -1
b 11   12 -1
c 24   25 -1
d 8   9 -1
e 19   20 -1
55   58 -3
35   37 -2
144   150 -6
97   99 -2
66   68 -2
45   47 -2
18   19 -1
69   72 -3
67   73 -6
41   43 -2
47   49 -2
80   83 -3
29   29  
30   32 -2
8   8  
47   49 -2
9   9  
68   73 -5
50   52 -2
53   56 -3
76   76  
72   74 -2
43   43  
21   22 -1
108   115 -7
8   9 -1
33   36 -3
13   14 -1
13   14 -1
24   25 -1
39   40 -1
2,008   1,998 10
2,992   3,007 -15
1,978   1,997 -19
1,957   1,985 -28
1,994   2,001 -7
1,978   1,999 -21
2,109   2,121 -12
1,989   2,004 -15
1,929   2,003 -74
3,152   3,237 -85
2,005   2,023 -18
1,977   2,005 -28
1,078   1,031 47
2,068   2,038 30
1,056   1,057 -1
2,066   2,040 26
2,060   2,008 52
3,156   3,161 -5
3,093   3,035 58
2,021   2,084 -63
1,982   1,996 -14
2,008   2,011 -3
2,065   2,041 24
5,846   5,905 -59
4,065   4,145 -80
6,573   6,617 -44
6,812   6,812  
1,971   2,003 -32
4,926   5,007 -81
112   110 2
3,938   4,006 -68
996   1,000 -4
1,994   2,003 -9
73   62 11
71   59 12
238   212 26
19   21 -2
10   10  
24   25 -1
9   10 -1
8   9 -1
34   36 -2
32   34 -2
136   142 -6
102   105 -3
50   52 -2
101   106 -5
47   48 -1
59   62 -3
52   56 -4
52   55 -3
36   38 -2
77   81 -4
23   24 -1
3   4 -1
14   14  
35   36 -1
12   12  
73   78 -5
36   37 -1
61   64 -3
66   66  
64   65 -1
32   32  
16   17 -1
93   99 -6
5   6 -1
121   131 -10
3   3  
15   16 -1
20   20  
45   46 -1
5,979   6,006 -27
220   244 -24
16   17 -1
7   7  
22   23 -1
8   9 -1
15   16 -1
33   35 -2
32   34 -2
120   125 -5
93   96 -3
56   58 -2
105   110 -5
16   16  
57   59 -2
51   55 -4
35   36 -1
42   43 -1
70   73 -3
30   31 -1
18   19 -1
12   12  
24   25 -1
5   5  
59   63 -4
47   49 -2
45   47 -2
67   68 -1
94   97 -3
24   24  
17   18 -1
100   107 -7
10   10  
80   86 -6
21   22 -1
16   17 -1
17   17  
34   35 -1
280   287 -7
300   149 151
149   97 52
14,725   14,967 -242
7,853   7,974 -121
462   207 255
276   245 31
90   94 -4
19   20 -1
8   8  
28   28  
7   7  
10   11 -1
40   43 -3
37   39 -2
113   118 -5
101   104 -3
66   68 -2
106   111 -5
29   30 -1
57   59 -2
66   71 -5
49   52 -3
52   54 -2
30   31 -1
17   18 -1
31   31  
28   29 -1
6   6  
34   36 -2
58   61 -3
48   50 -2
69   70 -1
85   87 -2
40   40  
15   16 -1
97   103 -6
9   10 -1
39   43 -4
12   13 -1
12   13 -1
19   20 -1
44   45 -1
994   999 -5
997   1,000 -3
1,042   1,053 -11
1,035   1,076 -41
1,050   1,054 -4
1,040   1,054 -14
995   1,002 -7
4,906   5,007 -101
952   973 -21
1,005   1,022 -17
2,742   2,812 -70
957   958 -1
968   984 -16
998   1,001 -3
148   157 -9
3,928   3,991 -63
3,000   3,040 -40
1,000   1,000  
6,000   5,985 15
1,000   997 3
228   143 85
16   17 -1
15   16 -1
18   18  
10   10  
12   12  
30   31 -1
34   37 -3
113   117 -4
92   95 -3
56   58 -2
84   88 -4
46   47 -1
55   58 -3
43   47 -4
55   57 -2
47   48 -1
81   84 -3
28   28  
17   18 -1
17   17  
41   43 -2
18   17 1
29   30 -1
26   27 -1
49   52 -3
70   70  
85   87 -2
31   31  
20   21 -1
32   33 -1
96   103 -7
10   10  
70   76 -6
11   12 -1
12   13 -1
19   19  
37   38 -1
3,002   3,007 -5
1,001   1,002 -1
222   93 129
17   18 -1
10   10  
23   24 -1
9   9  
15   16 -1
41   43 -2
31   33 -2
139   144 -5
107   110 -3
58   60 -2
72   76 -4
14   15 -1
60   63 -3
38   41 -3
46   48 -2
35   36 -1
61   64 -3
28   29 -1
23   24 -1
25   25  
29   30 -1
7   7  
75   80 -5
61   63 -2
58   61 -3
69   69  
129   133 -4
45   45  
16   17 -1
40   41 -1
94   100 -6
4   4  
20   21 -1
9   10 -1
17   18 -1
17   18 -1
37   38 -1
5,359   4,946 413
5,963   5,914 49
10,358   11,259 -901
3,015   3,120 -105
26,246   23,949 2,297
999   1,001 -2
3,996   4,003 -7
       
300   381 -81
595   550 45
365   373 -8
444   491 -47
1,052   1,040 12
1,251   1,274 -23
231   78 153
337   365 -28
15,091   13,469 1,622
12,641   12,737 -96
300   305 -5
2,981   3,000 -19
994   994  
13,762   13,957 -195
19   20 -1
9   10 -1
21   22 -1
9   9  
14   15 -1
39   41 -2
39   42 -3
135   141 -6
113   116 -3
53   55 -2
50   53 -3
25   26 -1
69   72 -3
51   56 -5
36   38 -2
30   31 -1
72   75 -3
29   30 -1
25   27 -2
9   10 -1
35   37 -2
12   12  
55   59 -4
56   59 -3
57   59 -2
71   71  
103   106 -3
53   53  
18   19 -1
42   44 -2
90   96 -6
8   9 -1
47   51 -4
11   11  
13   13  
19   20 -1
53   54 -1
997   1,000 -3
1,017   998 19
992   991 1
996   999 -3
993   998 -5
1,011   1,021 -10
992   997 -5
1,004   1,002 2
1,009   1,021 -12
996   1,001 -5
981   1,001 -20
1,000   1,020 -20
1,833   1,875 -42
966   984 -18
1,011   999 12
120   205 -85
30   50 -20
150   151 -1
157   162 -5
244   53 191
65   25 40
258   260 -2
4,000   4,007 -7
160   181 -21
48   56 -8
53   34 19
93   102 -9
17   15 2
34   44 -10
176   155 21
96   74 22
69   64 5
104   42 62
182   199 -17
53   24 29
42   44 -2
97   49 48
183   133 50
54   30 24
96   102 -6
133   58 75
33   28 5
41   37 4
163   150 13
70   52 18
62   30 32
217   220 -3
37   31 6
103   107 -4
92   91 1
125   124 1
35   24 11
195   204 -9
15   16 -1
8   8  
26   27 -1
8   8  
15   16 -1
40   42 -2
31   33 -2
115   119 -4
102   104 -2
53   55 -2
43   46 -3
14   14  
56   59 -3
41   44 -3
39   41 -2
34   35 -1
86   89 -3
28   28  
10   11 -1
9   10 -1
32   33 -1
13   13  
45   48 -3
40   42 -2
47   49 -2
66   66  
93   95 -2
38   38  
16   17 -1
48   50 -2
89   95 -6
7   8 -1
43   47 -4
9   9  
11   11  
18   19 -1
32   33 -1
1,996   2,000 -4
998   998  
3,040   2,993 47
984   999 -15
985   999 -14
141   35 106
596   320 276
441   413 28
196   158 38
249   143 106
141   84 57
200   84 116
348   148 200
19   20 -1
8   8  
20   20  
9   9  
15   16 -1
36   38 -2
26   28 -2
134   139 -5
93   94 -1
64   66 -2
57   60 -3
22   22  
63   66 -3
37   40 -3
53   55 -2
31   31  
104   108 -4
26   26  
7   7  
25   26 -1
36   37 -1
13   13  
89   95 -6
52   54 -2
63   65 -2
76   78 -2
75   75  
113   115 -2
29   29  
21   22 -1
35   37 -2
67   71 -4
4   4  
85   92 -7
3   3  
21   22 -1
19   20 -1
40   41 -1
181   101 80
109   67 42
54   37 17
2,957   2,957  
986   995 -9
11,829   11,963 -134
147   83 64
297   168 129
3,061   3,030 31
2,978   2,992 -14
993   993  
104   87 17
69   66 3
209   85 124
283   92 191
100   94 6
67   72 -5
4,464,732   820,945 3,643,787
283   262 21
381   97 284
394   267 127
490   383 107
277   425 -148
223   211 12
388   402 -14
245   265 -20
41   49 -8
188   192 -4
243   299 -56
246   378 -132
40   40  
395   395  
392   252 140
219   172 47
243   215 28
301   256 45
183   125 58
367   233 134
536   306 230
235   216 19
334   425 -91
165   325 -160
523   433 90
25   49 -24
106   112 -6
370   209 161
307   270 37
330   257 73
198   153 45
129   63 66
267   259 8
82   100 -18
329   331 -2
51   55 -4
152   132 20
303   361 -58
34   34  
373   281 92
455   166 289
348   276 72
87   79 8
266   108 158
30   35 -5
404   367 37
396   301 95
203   224 -21
443   433 10
329   239 90
14   15 -1
6   6  
18   18  
6   6  
11   12 -1
26   28 -2
24   26 -2
99   102 -3
87   89 -2
59   60 -1
94   98 -4
51   52 -1
52   54 -2
26   28 -2
49   51 -2
36   37 -1
63   66 -3
23   23  
16   16  
32   32  
34   36 -2
7   7  
49   52 -3
28   29 -1
37   39 -2
53   54 -1
51   51  
78   79 -1
33   33  
16   16  
76   79 -3
23   23  
71   75 -4
5   5  
17   19 -2
15   15  
20   20  
16   17 -1
31   31  
325   334 -9
246   242 4
90   75 15
90   77 13
212   204 8
387   146 241
273   203 70
91   103 -12
436   309 127
14   14  
461   334 127
170   385 -215
138   145 -7
313   268 45
43   47 -4
346   361 -15
97   91 6
131   133 -2
425   454 -29
284   287 -3
284   115 169
324   339 -15
491   414 77
393   256 137
94   31 63
47   34 13
551   243 308
82   86 -4
411   324 87
83   89 -6
165   118 47
296   256 40
274   143 131
274   135 139
30   28 2
318   338 -20
220   219 1
220   179 41
401   340 61
40   34 6
302   355 -53
326   221 105
124   56 68
124   83 41
368   300 68
320   281 39
160   149 11
213   177 36
141   57 84
163   195 -32
55   57 -2
301   308 -7
361   248 113
164   177 -13
36   38 -2
397   315 82
273   238 35
492   369 123
216   220 -4
169   148 21
225   268 -43
150   153 -3
200   67 133
283   312 -29
49   57 -8
365   387 -22
292   351 -59
65   68 -3
139   109 30
196   336 -140
104   110 -6
269   195 74
56   57 -1
334   331 3
302   265 37
496   435 61
465   385 80
396   171 225
424   241 183
85   88 -3
180   424 -244
196   199 -3
231   270 -39
128   130 -2
130   96 34
261   189 72
387   241 146
461   305 156
289   258 31
7,584   7,584  
1,896   1,915 -19
17   17  
6   6  
18   19 -1
8   8  
10   10  
30   32 -2
22   23 -1
110   113 -3
78   79 -1
55   57 -2
65   67 -2
34   35 -1
58   60 -2
257   249 8
147   152 -5
33   35 -2
47   49 -2
35   35  
66   69 -3
25   26 -1
11   12 -1
22   23 -1
26   27 -1
10   10  
33   35 -2
38   39 -1
42   44 -2
66   67 -1
59   59  
86   88 -2
40   40  
691   697 -6
549   551 -2
402   395 7
16   17 -1
151   143 8
46   47 -1
473   463 10
82   85 -3
9   10 -1
29   31 -2
8   8  
12   12  
15   15  
31   31  
1,988   1,999 -11
6,959   6,979 -20
6,075   6,215 -140
3,037   3,021 16
9,142   9,149 -7
9,134   9,152 -18
14   14  
9   10 -1
16   17 -1
8   8  
13   13  
28   29 -1
19   20 -1
82   85 -3
78   79 -1
44   45 -1
84   87 -3
14   14  
45   47 -2
270   262 8
178   184 -6
172   167 5
46   49 -3
43   44 -1
25   25  
83   86 -3
21   21  
6   6  
23   24 -1
28   29 -1
10   10  
26   28 -2
24   24  
44   45 -1
47   48 -1
58   58  
71   72 -1
30   30  
380   383 -3
487   489 -2
370   364 6
13   13  
189   179 10
36   37 -1
424   415 9
74   76 -2
8   8  
45   48 -3
6   6  
9   9  
14   14  
28   29 -1
238   270 -32
      24,991
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -1
b       -1
c       -1
d       -1
e       -1
      -3
      -2
      -6
      -2
      -2
      -2
      -1
      -3
      -6
      -2
      -2
      -3
       
      -2
       
      -2
       
      -5
      -2
      -3
       
      -2
       
      -1
      -7
      -1
      -3
      -1
      -1
      -1
      -1
      10
      -15
      -19
      -28
      -7
      -21
      -12
      -15
      -74
      -85
      -18
      -28
      47
      30
      -1
      26
      52
      -5
      58
      -63
      -14
      -3
      24
      -59
      -80
      -44
       
      -32
      -81
      2
      -68
      -4
      -9
      11
      12
      26
      -2
       
      -1
      -1
      -1
      -2
      -2
      -6
      -3
      -2
      -5
      -1
      -3
      -4
      -3
      -2
      -4
      -1
      -1
       
      -1
       
      -5
      -1
      -3
       
      -1
       
      -1
      -6
      -1
      -10
       
      -1
       
      -1
      -27
      -24
      -1
       
      -1
      -1
      -1
      -2
      -2
      -5
      -3
      -2
      -5
       
      -2
      -4
      -1
      -1
      -3
      -1
      -1
       
      -1
       
      -4
      -2
      -2
      -1
      -3
       
      -1
      -7
       
      -6
      -1
      -1
       
      -1
      -7
      151
      52
      -242
      -121
      255
      31
      -4
      -1
       
       
       
      -1
      -3
      -2
      -5
      -3
      -2
      -5
      -1
      -2
      -5
      -3
      -2
      -1
      -1
       
      -1
       
      -2
      -3
      -2
      -1
      -2
       
      -1
      -6
      -1
      -4
      -1
      -1
      -1
      -1
      -5
      -3
      -11
      -41
      -4
      -14
      -7
      -101
      -21
      -17
      -70
      -1
      -16
      -3
      -9
      -63
      -40
       
      15
      3
      85
      -1
      -1
       
       
       
      -1
      -3
      -4
      -3
      -2
      -4
      -1
      -3
      -4
      -2
      -1
      -3
       
      -1
       
      -2
      1
      -1
      -1
      -3
       
      -2
       
      -1
      -1
      -7
       
      -6
      -1
      -1
       
      -1
      -5
      -1
      129
      -1
       
      -1
       
      -1
      -2
      -2
      -5
      -3
      -2
      -4
      -1
      -3
      -3
      -2
      -1
      -3
      -1
      -1
       
      -1
       
      -5
      -2
      -3
       
      -4
       
      -1
      -1
      -6
       
      -1
      -1
      -1
      -1
      -1
      413
      49
      -901
      -105
      2,297
      -2
      -7
       
      -81
      45
      -8
      -47
      12
      -23
      153
      -28
      1,622
      -96
      -5
      -19
       
      -195
      -1
      -1
      -1
       
      -1
      -2
      -3
      -6
      -3
      -2
      -3
      -1
      -3
      -5
      -2
      -1
      -3
      -1
      -2
      -1
      -2
       
      -4
      -3
      -2
       
      -3
       
      -1
      -2
      -6
      -1
      -4
       
       
      -1
      -1
      -3
      19
      1
      -3
      -5
      -10
      -5
      2
      -12
      -5
      -20
      -20
      -42
      -18
      12
      -85
      -20
      -1
      -5
      191
      40
      -2
      -7
      -21
      -8
      19
      -9
      2
      -10
      21
      22
      5
      62
      -17
      29
      -2
      48
      50
      24
      -6
      75
      5
      4
      13
      18
      32
      -3
      6
      -4
      1
      1
      11
      -9
      -1
       
      -1
       
      -1
      -2
      -2
      -4
      -2
      -2
      -3
       
      -3
      -3
      -2
      -1
      -3
       
      -1
      -1
      -1
       
      -3
      -2
      -2
       
      -2
       
      -1
      -2
      -6
      -1
      -4
       
       
      -1
      -1
      -4
       
      47
      -15
      -14
      106
      276
      28
      38
      106
      57
      116
      200
      -1
       
       
       
      -1
      -2
      -2
      -5
      -1
      -2
      -3
       
      -3
      -3
      -2
       
      -4
       
       
      -1
      -1
       
      -6
      -2
      -2
      -2
       
      -2
       
      -1
      -2
      -4
       
      -7
       
      -1
      -1
      -1
      80
      42
      17
       
      -9
      -134
      64
      129
      31
      -14
       
      17
      3
      124
      191
      6
      -5
      3,643,787
      21
      284
      127
      107
      -148
      12
      -14
      -20
      -8
      -4
      -56
      -132
       
       
      140
      47
      28
      45
      58
      134
      230
      19
      -91
      -160
      90
      -24
      -6
      161
      37
      73
      45
      66
      8
      -18
      -2
      -4
      20
      -58
       
      92
      289
      72
      8
      158
      -5
      37
      95
      -21
      10
      90
      -1
       
       
       
      -1
      -2
      -2
      -3
      -2
      -1
      -4
      -1
      -2
      -2
      -2
      -1
      -3
       
       
       
      -2
       
      -3
      -1
      -2
      -1
       
      -1
       
       
      -3
       
      -4
       
      -2
       
       
      -1
       
      -9
      4
      15
      13
      8
      241
      70
      -12
      127
       
      127
      -215
      -7
      45
      -4
      -15
      6
      -2
      -29
      -3
      169
      -15
      77
      137
      63
      13
      308
      -4
      87
      -6
      47
      40
      131
      139
      2
      -20
      1
      41
      61
      6
      -53
      105
      68
      41
      68
      39
      11
      36
      84
      -32
      -2
      -7
      113
      -13
      -2
      82
      35
      123
      -4
      21
      -43
      -3
      133
      -29
      -8
      -22
      -59
      -3
      30
      -140
      -6
      74
      -1
      3
      37
      61
      80
      225
      183
      -3
      -244
      -3
      -39
      -2
      34
      72
      146
      156
      31
       
      -19
       
       
      -1
       
       
      -2
      -1
      -3
      -1
      -2
      -2
      -1
      -2
      8
      -5
      -2
      -2
       
      -3
      -1
      -1
      -1
      -1
       
      -2
      -1
      -2
      -1
       
      -2
       
      -6
      -2
      7
      -1
      8
      -1
      10
      -3
      -1
      -2
       
       
       
       
      -11
      -20
      -140
      16
      -7
      -18
       
      -1
      -1
       
       
      -1
      -1
      -3
      -1
      -1
      -3
       
      -2
      8
      -6
      5
      -3
      -1
       
      -3
       
       
      -1
      -1
       
      -2
       
      -1
      -1
       
      -1
       
      -3
      -2
      6
       
      10
      -1
      9
      -2
       
      -3
       
       
       
      -1
      -32
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 3,677,864
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 308,373 5,871,522 0.05252
2016 290,751 6,108,895 0.047595
2015 236,599 5,855,423 0.040407
2014 239,378 4,787,003 0.050006
2013 233,299 4,853,988 0.048063
2
Total of line 1, column (d) .....................
2
0.238591
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.047718
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
5,391,118
5
Multiply line 4 by line 3......................
5
257,253
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
35,904
7
Add lines 5 and 6........................
7
293,157
8
Enter qualifying distributions from Part XII, line 4,.............
8
291,677
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 71,808
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 71,808
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 71,808
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 1,373
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,373
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 70,435
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIL, IN
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletREGIONS BANK TRUST DEPT Telephone no.bullet (205) 420-7753

    Located atbullet201 MILAN PARKWAYBIRMINGHAMAL ZIP+4bullet35211
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    REGIONS BANK TRUSTEE
    1     		49,952    
    201 MILAN PARKWAY
    BIRMINGHAM,AL35211
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    5,473,216
    b
    Average of monthly cash balances.......................
    1b
    0
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    5,473,216
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    5,473,216
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    82,098
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    5,391,118
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    269,556
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    269,556
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    71,808
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    71,808
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    197,748
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    197,748
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    197,748
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    291,677
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    291,677
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    291,677
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 197,748
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 280,685
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 0
    b From 2014...... 0
    c From 2015...... 0
    d From 2016...... 0
    e From 2017...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 291,677
    a Applied to 2017, but not more than line 2a 280,685
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 10,992
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		186,756
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2014.... 0
    b Excess from 2015.... 0
    c Excess from 2016.... 0
    d Excess from 2017.... 0
    e Excess from 2018.... 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    UNITED STATES CHESS TRUST
    PO BOX 838
    WALLKILL,NY12589     		NONE PC GENERAL OPERATING 8,421
    MACON CO HISTORICAL SOCIETY
    5580 NORTH FORK ROAD
    DECATUR,IL62521     		NONE PC GENERAL OPERATING 28,069
    ILLINOIS MASONIC HOME
    PO BOX 408
    CHARLESTON,IL61920     		NONE PC GENERAL OPERATING 84,206
    WESTMINSTER PRESBYTERIAN CHURCH
    1360 W MAIN ST
    DECATUR,IL62522     		NONE PC GENERAL OPERATING 28,069
    MACON COUNTY IL CONSERVATION DIST
    3939 NEARING LANE
    DECATUR,IL62521     		NONE PC GENERAL OPERATING 103,853
    DECATUR AUDUBON SOCIETY
    105 HAGAN COURT
    TAYLORVILLE,IL625688255     		NONE PC GENERAL OPERATING 28,069
    Total .................................bullet 3a 280,687
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 57,068  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....     16 83,387  
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 3,677,864  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aFEDERAL TAX REFUND     		    14 1,840  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   3,820,159  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    3,820,159
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 AccountingFeesSchedule
    Name:
    NEARING CHARITABLE TRUST
    EIN:
    37-1216723
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,000     1,000

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2018 DepreciationSchedule
    Name:
    NEARING CHARITABLE TRUST
    EIN:
    37-1216723
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    231 E STATE HWY 10 2000-01-01 798,870              
    FURNACE 2013-11-18 2,225 334 M27 27 81      
    ROOF FOR HOUSE 2014-06-17 12,600 1,622 M27 27 458      
    METER AND DISCONNE 2014-01-28 1,292 186 M27 27 47      
    CONDENSOR 2014-07-02 2,625 329 M27 27 95      
    METER AND DISCONNE 2014-10-28 940 109 M27 27 34      
    FARM TILE 2015-04-14 5,425 452 M15 15 181      

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    NEARING CHARITABLE TRUST
    EIN:
    37-1216723
    Name of Bond End of Year Book Value End of Year Fair Market Value
    TEMPELTON GLOBAL BOND FD    
    FHLM CORP POOL 5% 7/1/35    
    FHLM CORP POOL 4% 8/1/25    
    FHLM CORP POOL 3.5% 8/1/26    
    FNMA POOL 4% 3/1/26    
    FNMA POOL 4.5% 6/1/41    
    FNMA POOL 5% 6/1/35    
    FNMA POOL 6% 5/1/38    
    FNMA POOL 3.5% 9/1/25    
    CATERPILLAR INC 7.9% 12/15/18    
    GENERAL ELECT CAP 5.3% 2/11/21    
    INTEL CORP 3.3% 10/1/21    
    JP MORGAN CHASE 6.3% 4/23/19    
    TARGET CORP CALL 5.375% 5/1/17    
    TOYOTA MOTOR CRD 3.4% 9/15/21    
    WACHOVIA CORP 5.75% 6/15/17    
    FHLM 4.5% 1/1/38    
    FHLM 4.5% 5/1/39    
    FHLM 4% 10/1/41    
    FNMA 5.5% 4/1/34    
    FNMA 4% 6/1/39    
    FNMA 4.5% 11/1/33    
    CHEVRON CORP 1.104%    
    FNMA 3% 1/01/27    
    FNMA 4% 6/01/42    
    FNMA 3.5% 11/01/42    
    FNMA 3.5% 3/01/41    
    FNMA 2.5% 4/1/28    
    FNMA 3% 8/1/43    
    JOHN DEERE CAPITAL CORP 2.3%    
    MORGAN STANLEY 3.7% 10/23/24    
    DRIEHAUS ACTIVE INCOME FUND    
    FEDERAL HOME LOAN MORTGAGE COR    
    FEDERAL HOME LOAN MORTGAGE COR    
    FEDERAL HOME LOAN MORTGAGE COR    
    FEDERAL HOME LOAN MORTGAGE COR    
    FEDERAL HOME LOAN MORTGAGE COR    
    FEDERAL HOME LOAN MORTGAGE COR    
    FEDERAL HOME LOAN MTG CORP POO    
    FEDERAL HOME LOAN MTGE CORPPO    
    FEDERAL NATIONAL MORTGAGE ASSN    
    FEDERAL NATIONAL MORTGAGE ASSN    
    FEDERAL NATIONAL MORTGAGE ASSN    
    FEDERAL NATIONAL MORTGAGE ASSN    
    FEDERAL NATIONAL MORTGAGE ASSN    
    FEDERAL NATIONAL MORTGAGE ASSN    
    FEDERAL NATIONAL MORTGAGE ASSN    
    FEDERAL NATIONAL MORTGAGE ASSN    
    AMERICAN EXPRESS CREDIT CORPC    
    ANHEUSER-BUSCH INBEV FIN DTD0    
    ASTRAZENECA PLC DTD 11/16/2015    
    BANK OF MONTREAL SERIES: MTN D    
    BOEING CO DTD 07/28/09 4.875%    
    CISCO SYSTEMS INC CALLABLE DTD    
    CISCO SYSTEMS INC DTD 02/29/20    
    COMCAST CORP DTD 06/18/09 5.7%    
    FIFTH THIRD BANK CALLABLE DTD    
    GLAXOSMITHKLINE CAP PLC CALLAB    
    IBM CORP DTD 02/19/2016 3.45%    
    PEPSICO INC SERIES: 1 DTD10/1    
    SHELL INTL FIN DTD 05/10/2016    
    TORONTO-DOMINION BANK SERIES M    
    UNITED HEALTH GROUP INC DTD07    

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    NEARING CHARITABLE TRUST
    EIN:
    37-1216723
    Name of Stock End of Year Book Value End of Year Fair Market Value
    AUTO DESK INC    
    CHEVRON CORP    
    GOLDMAN SACHS GROUP INC    
    JP MORGAN CHASE & CO    
    ORACLE CORP    
    QUALCOMM INC    
    SCHLUMBERGER LTD    
    VERIZON COMMUNICATIONS    
    VISA INC - CLASS A SHRS    
    APPLE INC    
    DANAHER CORP DEL    
    METLIFE INC    
    OCCIDENTAL PETE CORP    
    TARGET CORP    
    ABBOTT LABS    
    ACTIVISION BLIZZARD INC    
    AGILENT TECHNOLOGIES INC    
    AKAMAI TECHNOLOGIES INC    
    ALLEGHENY TECHNOLOGIES INC    
    AMERICAN TOWER CORP CL A    
    AMERISOURCEBERGEN CORP    
    AMPHENOL CORP CL A    
    ANSYS INC    
    CR BARD INC    
    BIO-RAD LABORATORIES INC CL A    
    BORG WARNER INC    
    BOSTON PROPERTIES INC    
    CBRE GROUP INC    
    CSX CORP    
    CABOT CORP    
    COGNIZANT TECH SOLUTIONS CL A    
    COSTCO WHOLESALE CORP    
    CUMMINS INC    
    D R HORTON INC    
    DARDEN RESTAURANTS INC    
    DAVITA INC    
    EASTMAN CHEMICAL CO    
    EATON VANCE CORP COM NON VTG    
    ECHOSTAR CORPORATION    
    ECOLAB INC    
    GATX CORP    
    GENERAL DYNAMICS CORP    
    GLOBAL PMTS INC    
    INTERCONTINENTAL EXCHANGE GRP    
    INTUIT INC    
    INTUITIVE SURGICAL INC    
    KEYCORP    
    LAUDER ESTEE COS INC CL A    
    MEAD JOHNSON NUTRITION COMPANY    
    MEDNAX, INC MEDNAX    
    NEWFIELD EXPL CO    
    PROGRESSIVE CORP OHIO    
    RAYMOND JAMES FINL INC    
    REINSURANCE GROUP OF AMERICA    
    REPUBLIC SVCS INC CL A    
    SALESFORCE.COM INC    
    SCOTTS MIRACLE-GRO CO    
    SEALED AIR CORP    
    SNAP ON INC    
    STANLEY BLACK & DECKER    
    STARBUCKS CORP    
    SYNOPSYS INC    
    TJX COS INC    
    THOR INDS INC    
    XILINX INC    
    BHP BILLITON LTD SPONSORED ADR    
    BP PLC SPONSORED ADR ONE ADR    
    COMPASS GROUP PLC SPON ADR NEW    
    MAKITA CORP    
    PRUDENTIAL PLC ADR    
    ROYAL BANK OF CANADA    
    SAMPO OYJ-A SHS-UNSP ADR    
    SAP AG ONE ADR REPRS 1/12TH    
    SEVEN & I HOLDINGS CO LTD    
    SWEDBANK AB    
    TELENOR ASA -ADS    
    ACCENTURE PLC SEDOL    
    GENPACT LIMITED    
    AMAG PHARMACEUTICALS    
    AMN HEALTHCARE SERVICES    
    ABBVIE INC    
    ACADIA HEALTHCARE CO INC    
    AMERICAN AXLE & MFG HLDGS INC    
    AMERICAN EQUITY INVT LIFE    
    ASHFORD HOSPITALITY TRUST    
    BB&T CORP    
    BOISE CASCADE COMPANY    
    CARDINAL HEALTH INC    
    CARDTRONICS PLC    
    CATERPILLAR INC    
    CHEMICAL FINANCE CORP    
    CHUBB LIMITED    
    CINEMARK HOLDINGS INC    
    CISCO SYSTEMS INC    
    COHERENT INC    
    CONOCOPHILLIPS    
    DEPOMED INC    
    DOVER CORP    
    DUPONT FABROS TECHNOLOGY REIT    
    ELECTRONICS FOR IMAGING INC    
    EMERGENT BIOSOLUTIONS INC    
    ENERSYS    
    ENTEGRIS INC    
    EURONET WORLDWIDE INC    
    FIDELITY NATIONAL FINANCIAL    
    FORD MOTOR COMPANY    
    GILEAD SCIENCES INC    
    GRAND CANYON EDUCATION INC    
    GRAPHIC PACKAGING HOLDING CO    
    HARRIS CORP    
    HILLTOP HOLDINGS INC    
    HORACE MANN EDUCATORS CORP N    
    INTEGRATED DEVICE TECH INC    
    KEYSIGHT TECHNOLOGIES INC    
    KITE REALTY GROUP TRUST REIT    
    KORN FERRY INTL COM NEW    
    ELI LILLY & CO    
    M&T BK CORP    
    MASCO CORP    
    MASTEC INC    
    MAXIMUS INC    
    MICROSOFT CORP    
    MICROSEMI CORP    
    PEPSICO INC    
    PHILLIPS 66    
    PRIMORIS SERVICES CORPORATION    
    PROCTOR & GAMBLE CO    
    RADIAN GROUP INC    
    RYMAN HOSPITALITY PPTYS INC    
    SCANSOURCE INC    
    SINCLAIR BROADCAST GROUP INC    
    STAMPS.COM INC    
    STIFEL FINL CORP    
    SWIFT TRANSPORTATION CO.    
    TRIPADVISOR INC. - W/I    
    US BANCORP DEL    
    VCA, INC.    
    WAL MART STORES INC    
    WESBANCO INC    
    WESTERN ALLIANCE BANCORP    
    WINTRUST FINANCIAL CORP    
    CANADIAN NATIONAL RAILWAY    
    SOFTBANK COR - UNSPON ADR    
    EATON CORP PLC    
    INVESCO LTD    
    RENAISSANCE RE HLDGS LTD    
    TE CONNECTIVITY LTD    
    LYONDELLBASELL INDUSTRIES    
    SWAN DEFINED RISK FUND    
    ACTELION LTD - UNSP ADR    
    ADOBE SYSTEMS INC    
    ALBEMARLE CORP    
    ALEXION PHARMACEUTICALS INC    
    ALPHABET INC CA-CL A    
    ALPHABET INC CA-CL C    
    AMAZON.COM INC    
    AMERICAN EAGLE OUTFITTERS INC    
    ANI PHARMACEUTICALS INC    
    AON PLC    
    APOGEE ENTERPRISES INC    
    AQR MANAGED FUTURES STRATEGY F    
    ARRIS INTERNATIONAL PLC    
    ASHTEAD GROUP PLC UNSPONSORED    
    ASSA ABLY AB    
    ASSOC BRITISH FOODS-UNSP ADR    
    BANCA MEDIOLANUM SPA - ADR    
    BARON EMERGING MARKETS INST    
    BIG LOTS INC    
    BLACK KNIGHT FINANCIAL CLASS A    
    BLOOMIN' BRANDS INC    
    BOEING CO    
    BOK FINANCIAL CORPORATION    
    BUILDERS FIRSTSOURCE INC    
    C H ROBINSON WORLDWIDE INC    
    CACI INTERNATIONAL INC CL A    
    CALAMOS MARKET NEU INC FD-I    
    CALATLANTIC GROUP INC    
    CALLON PETROLEUM CO    
    CAPGEMINI SA - UNSPONSOR ADR    
    CARRIZO OIL & GAS INC    
    CHESAPEAKE UTILITIES CORP    
    CIE FINANCIERE RICH - UNSP ADR    
    CIMAREX ENERGY CO    
    CIRRUS LOGIC CORP    
    COLUMBIA PROPERTY TRUST INC    
    CONTINENTAL AG SPONSORED ADR    
    CONTINENTAL RESOURCES INC OK    
    CYNOSURE INC CLASS A    
    DAIWA HOUSE INDUS UNSPONSORED    
    DELEK US HOLDINGS, INC    
    DENTSPLY SIRONA INC    
    DEXCOM INC    
    DREW INDUSTRIES INC    
    DYCOM INDS INC    
    EAGLE BANCORP, INC    
    EMCOR GROUP INC    
    EPR PROPERTIES    
    FABRINET    
    FACEBOOK INC - A    
    FANUC CORPORATION    
    FCB FINANCIAL HOLDINGS CL A    
    FIRST INTERSTATE BANCSYSTEM IN    
    FLEETCOR TECHNOLOGIES INC    
    FNB CORP    
    FORTIVE CORPORATION    
    FRECENIUS SE & CO KGAA - SPON    
    GEA GROUP AG - SPON ADR    
    GLOBUS MEDICAL INC-A    
    GRANITE CONSTR INC    
    GREAT WESTERN BANCORP INC    
    GULFPORT ENERGY CORP    
    HEADWATERS INC    
    HEALTHSOUTH CORP    
    HELMERICH & PAYNE INC    
    HOME BANCSHARES INC    
    HOPE BANCORP INC    
    HORIZON PHARMA PLC    
    HUNTSMAN CORP    
    IBM CORP    
    ICU MEDICAL INC    
    INFORMA PLC -SP ADR    
    IRIDIUM COMMUNICATIONS, INC    
    J2 GLOBAL INC    
    JO HAMBRO INTERNATIONAL SELECT    
    JOHNSON & JOHNSON    
    KATE SPADE & CO    
    KBC GROEP NV UNSP ADR    
    KDDI CORPORATION - UNSPONSORED    
    KOMATSU LTD SPON ADR NEW ONE A    
    KONINKLIJKE PHILIPS N.V. SP AD    
    L BRANDS INC.    
    LABORATORY CORP OF AMERICA CO    
    MAINGATE MLP FUND    
    MATSON INC    
    MATTEL INC    
    MAXLINEAR, INC CLASS A    
    METHODE ELECTRONICS INC    
    MORGAN STANLEY GROUP INC    
    MOSAIC CO - WI    
    NEOPHOTONICS CORPORATION    
    NOVARTIS A G ADR ONE ADR REPRS    
    NXP SEMICONDUCTORS NV    
    OMNICELL INC    
    ORBITAL ATK INC    
    OXFORD INDUSTRIES INC    
    PACKAGING CORP OF AMERICA    
    PAYPAL HOLDINGS INC W/I    
    PRUDENTIAL HIGH YIELD FUND CL    
    RED ELECTRICA CORPORATION SA -    
    REED ELSEVIER PLC - SPON ADR    
    ROPER TECHNOLOGIES INC    
    ROYAL DUTCH SHELL PLC-ADR    
    ROYAL KPN NV    
    RYANAIR HOLDINGS PLC SP ADR    
    RYOHIN KEIKAKU CO LTD UNSP ADR    
    SBA COMMUNICATIONS CORP    
    SHIRE PLC SPONSORED ADR ONE AD    
    SIGNET JEWELERS LTD    
    SKYWEST INC    
    SMITH (A.O.) CORP    
    SONY CORP SPONSORED ADR ONE AD    
    STATOIL ASA -SPON ADR    
    SUMITOMO MITSUI FINL GROUP INC    
    SUNCOR ENERGY INC    
    SUPERNUS PHARMACEUTICALS    
    SYNCHRONY FINANCIAL    
    SYNERGY RESOURCES CORP    
    TESSERA HOLDING CORP    
    TEVA PHARMACEUTICAL INDS SPONS    
    TEXAS INSTRUMENTS INC    
    TOTAL SYS SVCS INC    
    TRI POINTE GROUP INC    
    TRINSEO SA    
    U S CONCRETE INC    
    UMPQUA HOLDINGS CORP    
    UNDER ARMOUR INC CLASS A    
    UNDER ARMOUR INC CLASS C    
    UNILEVER PLC SPONSORED ADR ONE    
    UNION PAC CORP    
    VALEO SA    
    VALERO ENERGY CORP    
    VINCI SA    
    VWR CORP    
    WABTEC    
    WEB.COM GROUP INC.    
    WEC ENERGY GROUP INC    
    WILLIAM BLAIR MACRO ALLOCATION    
    WOLSELEY PLC ADR    
    WOLTERS KLUWER N V SPONSORED A    
    WOLVERINE WORLD WIDE INC    
    WOODWARD INC    
    WORLDPAY GROUP PLC - UNSP ADR    
    EXELON CORP    

    TY 2018 InvestmentsGovtObligationsSch
    Name:
    NEARING CHARITABLE TRUST
    EIN:
    37-1216723
    US Government Securities - End of Year Book Value:

     
    US Government Securities - End of Year Fair Market Value:

     
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2018 InvestmentsOtherSchedule2
    Name:
    NEARING CHARITABLE TRUST
    EIN:
    37-1216723
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    CO-OP STOCK/EQUITY      
    AARON'S INC      
    ALLETE INC      
    APPLE INC 2.1% 12 SEP 2022      
    APPLE INC 2.3% 11 MAY 2022      
    AQR MANAGED FUTURES STRATEGY F      
    ARROW ELECTRONICS INC      
    BIOTELEMETRY INC      
    BROOKS AUTOMATION INC      
    CALLAWAY GOLF CO      
    CAMPING WORLD HOLDINGS INC      
    DAVE & BUSTER'S ENTERTAINMENT      
    DIAMOND HILL LARGE CAP FUND      
    EPR PROPERTIES      
    EVERCORE INC      
    FANNIE MAE POOL FN 735580 5% 0      
    FANNIE MAE POOL FN 889579 6% 0      
    FANNIE MAE POOL FN 985615 5.5%      
    FANNIE MAE POOL FN 995244 4.5%      
    FANNIE MAE POOL FN AA7236 4% 0      
    FANNIE MAE POOL FN AE0207 4.5%      
    FANNIE MAE POOL FN AE0981 3.5%      
    FANNIE MAE POOL FN AE3066 3.5%      
    FANNIE MAE POOL FN AH5800 3.5%      
    FANNIE MAE POOL FN AH6827 4% 0      
    FANNIE MAE POOL FN AJ7715 3% 0      
    FANNIE MAE POOL FN AJ9355 3% 0      
    FANNIE MAE POOL FN AL0393 4.5%      
    FANNIE MAE POOL FN AO4144 4% 0      
    FANNIE MAE POOL FN AO7975 3% 0      
    FANNIE MAE POOL FN AQ0546 3.5%      
    FANNIE MAE POOL FN AS2953 4% 0      
    FANNIE MAE POOL FN AS6191 3.5%      
    FANNIE MAE POOL FN AS6311 3.5%      
    FANNIE MAE POOL FN AT2062 2.5%      
    FANNIE MAE POOL FN AT2720 3% 0      
    FANNIE MAE POOL FN AU3735 3% 0      
    FERRO CORP      
    FINISAR CORP      
    FIRST INTERSTATE BANCSYSTEM IN      
    FIVE BELOW INC      
    FREDDIE MAC GOLD POOL FG G0184      
    FREDDIE MAC GOLD POOL FG G0477      
    FREDDIE MAC GOLD POOL FG G0834      
    FREDDIE MAC GOLD POOL FG G0846      
    FREDDIE MAC GOLD POOL FG G0859      
    FREDDIE MAC GOLD POOL FG G0860      
    FREDDIE MAC GOLD POOL FG G0868      
    FREDDIE MAC GOLD POOL FG G1405      
    FREDDIE MAC GOLD POOL FG G1853      
    FREDDIE MAC GOLD POOL FG G1855      
    FREDDIE MAC GOLD POOL FG G6034      
    FREDDIE MAC GOLD POOL FG J1343      
    FREDDIE MAC GOLD POOL FG J1635      
    FREDDIE MAC GOLD POOL FG J1750      
    GILEAD SCIENCES INC 3.65% 01 M      
    GOLDMAN SACHS GROUP INC/THE 7.      
    HELEN OF TROY LTD      
    HILLENBRAND INC      
    HUDSON PACIFIC PROPERTIES INC      
    IDACORP INC      
    INTEGRA LIFESCIENCES HOLDINGS      
    INVITATION HOMES INC      
    ISHARES CORE S&P 500 ETF      
    JABIL CIRCUIT INC      
    KNIGHT-SWIFT TRANSPORTATION HO      
    LCI INDUSTRIES COM      
    LEGACYTEXAS FINANCIAL GROUP IN      
    LIGAND PHARMACEUTICALS INC      
    MASONITE INTERNATIONAL CORP      
    MERCURY SYSTEMS INC      
    MERIT MEDICAL SYSTEMS INC      
    NATIXIS LOOMIS SAYLES GROWTH F      
    NETGEAR INC      
    NEXSTAR MEDIA GROUP INC      
    ON ASSIGNMENT INC      
    ORMAT TECHNOLOGIES INC      
    PEBBLEBROOK HOTEL TRUST      
    PROPETRO HOLDING CORP      
    PRUDENTIAL HIGH YIELD FUND      
    RYMAN HOSPITALITY PPTYS INC CO      
    TIVITY HEALTH INC      
    TTM TECHNOLOGIES INC      
    UMPQUA HOLDINGS CORP      
    UNITED COMMUNITY BANKS INC/GA      
    VANGUARD FTSE DEVELOPED MARKET      
    VERINT SYSTEMS INC      
    WILLIAM BLAIR MACRO ALLOCATION      
    WRIGHT MED GROUP N V      
    XPERI CORP COM      
    042735100 ARROW ELECTRONICS IN AT COST 3,190 2,965
    052769106 AUTODESK INC COM AT COST 7,881 7,202
    17275RBL5 CISCO SYSTEMS INC 2. AT COST 9,450 9,322
    20030NAZ4 COMCAST CORP AT COST 9,460 9,106
    3138LUTA3 FNMA POOL AO4144 AT COST 1,291 1,301
    3138MFTC1 FNMA POOL AQ0546 AT COST 842 851
    3138WCH71 FNMA POOL # AS2953 AT COST 3,482 3,383
    31419AGR2 FNMA POOL AE0207 AT COST 824 829
    361448103 GATX CORP COM AT COST 4,485 3,895
    441593100 HOULIHAN LOKEY INC AT COST 3,715 2,981
    466313103 JABIL CIRCUIT INC AT COST 3,357 3,049
    493267108 KEYCORP NEW COM AT COST 4,128 3,207
    61761JVL0 MORGAN STANLEY AT COST 18,785 18,684
    810186106 SCOTTS COMPANY AT COST 2,724 2,213
    921943858 VANGUARD EUROPE PACI AT COST 563,312 488,347
    931142ED1 WALMART INC 3.55% 26 AT COST 8,991 9,099
    980745103 WOODWARD GOVERNOR CO AT COST 4,561 4,383
    037833DC1 APPLE INC 2.1% 12 SE AT COST 9,677 9,663
    09215C105 BLACK KNIGHT INC AT COST 4,308 3,830
    3128M6T73 FHLMC GOLDG04774 AT COST 519 518
    31307CLK2 FG J23930 2.5% 01 MA AT COST 17,438 17,766
    3132XCR64 FG G67709 3.5% 01 MA AT COST 27,694 28,502
    3138WKUK9 FN AS9585 4% 01 MAY AT COST 7,118 7,152
    543487110 LOOMIS SAYLES FDS II AT COST 317,324 268,867
    695156109 PACKAGING CORP AMER AT COST 4,055 3,255
    89236TEU5 TOYOTA MOTOR CREDIT AT COST 8,961 9,001
    912828S43 UNITED STATES TREAS AT COST 18,847 18,814
    3128MMS20 FHLMC GOLD G18536 AT COST 6,150 5,936
    3128PXKV7 FHLMC GOLD J17508 AT COST 2,696 2,621
    3138A7NS3 FN AH5800 3.5% 01 FE AT COST 2,045 1,997
    3138LY2H9 FN AO7975 3% 01 JUN AT COST 1,653 1,607
    3138WQAW2 FNMA POOL AT2720 3% AT COST 7,168 6,906
    31416BS90 FNMA POOL 099524 AT COST 3,304 3,221
    31419DMQ1 FNMA POOL 0AE3066 AT COST 1,510 1,513
    369550108 GENERAL DYNAMICS COR AT COST 4,573 3,773
    46625HHL7 JP MORGAN CHASE & CO AT COST 9,219 9,088
    46637K265 JPMORGAN HEDGED EQUI AT COST 190,413 180,584
    754730109 RAYMOND JAMES FINL I AT COST 5,537 4,762
    912828H52 UNITED STATES TREAS AT COST 42,479 42,375
    912828VB3 U S TREASURY NOTE AT COST 27,241 28,098
    097023AZ8 BOEING CO AT COST 9,287 9,193
    25264S841 DIAMOND HILL LARGE C AT COST 317,413 265,309
    3128LXBH2 FHLMC GOLDG01840 AT COST 971 986
    00971T101 AKAMAI TECHNOLOGIES AT COST 4,607 3,970
    03073E105 AMERISOURCEBERGEN CO AT COST 3,644 3,050
    06828M876 BARON EMERGING MARKE AT COST 423,378 400,672
    099724106 BORG WARNER INC AT COST 3,475 2,779
    101121101 BOSTON PPTYS INC AT COST 2,405 2,251
    3138WF2Z8 FNMA POOL # AS6191 AT COST 3,572 3,463
    3138X6P58 FN AU6743 4% 01 OCT AT COST 47,905 48,739
    3140F0HX5 FN BC4745 3% 01 OCT AT COST 16,815 17,370
    464287200 ISHARES S&P 500 INDE AT COST 627,309 548,761
    49338L103 KEYSIGHT TECHNOLOGIE AT COST 5,567 5,587
    743315103 PROGRESSIVE CORP OHI AT COST 5,781 5,309
    74440Y801 PRUDENTIAL HIGH YIEL AT COST 113,782 110,215
    759351604 REINSURANCE GROUP AM AT COST 4,615 4,768
    87236YAH1 TD AMERITRADE HOLDIN AT COST 9,978 10,169
    891906109 TOTAL SYS SVCS INC AT COST 7,015 6,097
    9128283W8 US TREASURY N/B 2.75 AT COST 36,881 38,205
    912828WZ9 U S TREASURY NOTE AT COST 47,334 47,863
    983919101 XILINX INC AT COST 5,464 6,132
    00203H859 AQR MANAGED FUTURES AT COST 98,106 89,641
    00507V109 ACTIVISION BLIZZARD AT COST 4,105 2,561
    03662Q105 ANSYS INC AT COST 5,650 4,574
    10373QAB6 BP CAP MARKETS AMERI AT COST 8,976 9,043
    12504L109 CBRE GROUP INC AT COST 5,733 5,445
    126408103 CSX CORP COM AT COST 4,903 4,473
    127055101 CABOT CORPORATION CO AT COST 2,191 1,546
    128119880 CALAMOS MARKET NEU I AT COST 188,607 181,299
    24906P109 DENTSPLY SIRONA INC AT COST 2,065 1,935
    278265103 EATON VANCE CORP COM AT COST 3,942 2,709
    3132GEP95 FG Q01348 4.5% 01 JU AT COST 17,695 17,918
    3138EGNK6 FNMA POOL AL0393 AT COST 1,050 1,067
    31402RFV6 FNMA POOL 735580 AT COST 1,024 1,047
    31419BCT0 FNMA POOL 0AE098 AT COST 1,583 1,547
    31677QBG3 FIFTH THIRD BANK AT COST 9,806 9,762
    458140AJ9 INTEL CORP AT COST 9,013 9,095
    459200JG7 I B M CORP AT COST 9,846 9,726
    651290108 NEWFIELD EXPL CO AT COST 3,651 1,862
    760759100 REPUBLIC SVCS COM AT COST 6,927 7,281
    808513AW5 THE CHARLES SCHWAB C AT COST 8,988 9,044
    871607107 SYNOPSYS INC COM AT COST 5,387 4,970
    880208400 TEMPLETON GLOBAL BD AT COST 58,726 57,394
    92939U106 WEC ENERGY GROUP INC AT COST 4,311 4,640
    94988J5N3 WELLS FARGO BANK NA AT COST 9,888 9,876
    969251750 WILLIAM BLAIR MACRO AT COST 96,536 95,398
    G7496G103 RENAISSANCERE HLDGS AT COST 3,094 3,209
    00846U101 AGILENT TECHNOLOGIES AT COST 4,482 4,520
    01741R102 ALLEGHENY TECHNOLOGI AT COST 4,614 3,440
    02665WCD1 AMERICAN HONDA FINAN AT COST 13,871 13,842
    03027X100 AMERICAN TOWER CORP- AT COST 4,073 4,588
    03755L104 APERGY CORP AT COST 2,826 2,275
    06416CAB4 BANK OF NOVA SCOTIA AT COST 9,816 9,886
    23331A109 D R HORTON INC AT COST 5,788 5,060
    258620509 DOUBLELINE EMG MKTS AT COST 58,954 56,959
    3128MJQR4 FHLMC POOL G0-846 AT COST 1,026 1,024
    3138WGAM6 FN AS6311 3.5% 01 DE AT COST 5,014 4,846
    3138WPJG0 FNMA POOL # AT2062 AT COST 3,750 3,697
    3138YR6Y9 FN AZ0886 3% 01 JUL AT COST 23,123 23,536
    31410KJY1 FEDERAL NAT'L MTGE A AT COST 4,206 4,380
    45866F104 INTERCONTINENTALEXCH AT COST 6,914 7,382
    464287804 ISHARES TR S & P SMA AT COST 285,642 228,132
    50540R409 LABORATORY CORP AMER AT COST 4,016 3,033
    574599106 MASCO CORPORATION AT COST 4,640 3,947
    68389XBR5 ORACLE CORP 2.625% 1 AT COST 9,779 9,753
    833034101 SNAP ON INC AT COST 5,716 4,795
    89233P5F9 TOYOTA MOTOR CREDIT AT COST 9,017 9,071
    912828PC8 U S TREASURY NOTE AT COST 27,660 28,053
    912828R36 U S TREASURY NOTE AT COST 88,734 91,515
    81211K100 SEALED AIR CORP NEW AT COST 3,727 3,345
    860630102 STIFEL FINANCIAL COR AT COST 3,200 2,651
    87166B102 SYNEOS HEALTH INC CL AT COST 5,217 4,171
    012653101 ALBEMARLE CORP COM AT COST 4,394 3,391
    037833CQ1 APPLE INC 2.3% 11 MA AT COST 9,775 9,759
    06367THQ6 BANK OF MONTREAL AT COST 8,933 8,932
    110709BN1 BRITISH COLUMBIA PRO AT COST 8,892 8,991
    171798101 CIMAREX ENERGY CO AT COST 3,493 2,219
    3128MJXK1 FHLMC GOLD G08681 AT COST 10,039 9,766
    3128PSZA8 FG J13437 3.5% 01 NO AT COST 3,050 2,978
    3138E2MD4 FNMA POOL AJ9355 AT COST 1,225 1,216
    3140GYKA6 FN BH9288 4% 01 FEB AT COST 6,803 6,757
    3140Q75P8 FN CA0853 3.5% 01 DE AT COST 54,054 55,387
    31416RBE2 FNMA POOL AA7236 AT COST 952 952
    375558BF9 GILEAD SCIENCES INC AT COST 9,838 9,802
    44932HAM5 IBM CREDIT LLC 3.6% AT COST 8,999 9,081
    461202103 INTUIT INC COM AT COST 6,454 6,299
    78012KKU0 ROYAL BANK OF CANADA AT COST 8,909 8,897
    0258M0DX4 AMERICAN EXPRESS CRE AT COST 8,940 8,908
    090572207 BIO RAD LABS INC CL AT COST 3,819 3,019
    3138Y63Q5 FN AX5306 3.5% 01 JA AT COST 27,821 28,066
    31415P3Y2 FNMA POOL 985615 AT COST 495 510
    37940X102 GLOBAL PMTS INC AT COST 7,047 6,394
    38141GWM2 GOLDMAN SACHS GROUP AT COST 9,735 9,526
    858912108 STERICYCLE INC AT COST 3,783 2,311
    872540109 TJX COS INC NEW AT COST 7,322 6,085
    912828J27 U S TREASURY NOTE AT COST 36,984 37,726
    00912X302 AIR LEASE CORP AT COST 4,325 2,900
    212015101 CONTINENTAL RES INC AT COST 6,538 3,939
    237194105 DARDEN RESTAURANTS I AT COST 4,591 4,494
    277432100 EASTMAN CHEMICAL CO AT COST 4,750 3,656
    3128MJL24 FHLMC POOL G0-8344 AT COST 562 569
    3128MJU81 FHLMC GOLD G08606 AT COST 2,423 2,354
    3128MJUS7 FG G08592 4% 01 JUN AT COST 2,163 2,098
    3128MMTP8 FG G18557 3% 01 JUN AT COST 3,447 3,371
    3128PWBW7 FHLMC GOLDJ16353 AT COST 1,252 1,252
    31335ALX4 FG G60342 4.5% 01 MA AT COST 3,319 3,241
    3138A8SR8 FNMA POOL AH6827 AT COST 1,441 1,457
    3138E0SD2 FN AJ7715 3% 01 DEC AT COST 3,611 3,505
    3138X3EH1 FNMA POOL 0AU3735 AT COST 3,666 3,604
    231021106 CUMMINS ENGINE INC AT COST 4,250 3,876
    260003108 DOVER CORPORATION AT COST 3,776 3,122
    262028855 DRIEHAUS ACTIVE INCO AT COST 192,797 184,517
    278768106 ECHOSTAR HLDG CORP AT COST 2,379 1,909
    3128MCWR2 FHLMC GOLD G14056 AT COST 784 792

    TY 2018 OtherDecreasesSchedule
    Name:
    NEARING CHARITABLE TRUST
    EIN:
    37-1216723
    Description Amount
    MF TIMING DIFFERENCE 1,458
    COST BASIS ADJUSTMENT 146


    TY 2018 OtherExpensesSchedule
    Name:
    NEARING CHARITABLE TRUST
    EIN:
    37-1216723
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER EXPENSE (NON-DEDUCTIBLE 2,121 2,121   0
    OTHER EXPENSE (NON-DEDUCTIBLE 184,680 184,680   0
    OTHER NON-ALLOCABLE EXPENSE - 15 15   0
    INVESTMENT EXPENSES-DIVIDEND I 617 617   0
    Rent and Royalty Expense 22,374      


    TY 2018 OtherIncomeSchedule2
    Name:
    NEARING CHARITABLE TRUST
    EIN:
    37-1216723
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    FEDERAL TAX REFUND 1,840 0  


    TY 2018 TaxesSchedule
    Name:
    NEARING CHARITABLE TRUST
    EIN:
    37-1216723
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 889 889   0
    FEDERAL TAX PAYMENT - PRIOR YE 1,800 0   0
    FEDERAL ESTIMATES - PRINCIPAL 26 0   0
    FOREIGN TAXES ON QUALIFIED FOR 389 389   0
    FOREIGN TAXES ON NONQUALIFIED 138 138   0