Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2019
Open to Public Inspection
For calendar year 2019, or tax year beginning 10-01-2017 , and ending 09-30-2018
Name of foundation
WARSH MOTT LEGACY
 
Number and street (or P.O. box number if mail is not delivered to street address)469 BOHEMIAN HIGHWAY
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
FREESTONE, CA954729579
A Employer identification number

68-0049658
B Telephone number (see instructions)

(707) 874-2942
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$29,718,246J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 7 7  
4 Dividends and interest from securities... 514,620 569,711  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,025,559
b Gross sales price for all assets on line 6a 7,155,743
7 Capital gain net income (from Part IV, line 2)... 1,025,559
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,540,186 1,595,277 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 232,082 4,533 0 231,922
14 Other employee salaries and wages...... 248,770 0 0 259,207
15 Pension plans, employee benefits....... 92,525 655 0 91,959
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 30,500 15,500 0 15,000
c Other professional fees (attach schedule).... Click to see attachment 22,298 20,016 0 2,282
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 56,353 12,349 0 36,107
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 16,683 0 0 16,277
21 Travel, conferences, and meetings....... 45,694 0 0 45,017
22 Printing and publications.......... 2,090 0 0 2,130
23 Other expenses (attach schedule)....... Click to see attachment 89,369 42,937 0 46,234
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 836,364 95,990 0 746,135
25 Contributions, gifts, grants paid....... 1,815,000 2,015,000
26 Total expenses and disbursements. Add lines 24 and 25 2,651,364 95,990 0 2,761,135
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -1,111,178
b Net investment income (if negative, enter -0-) 1,499,287
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2019)
Form 990-PF (2019)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 16,493 8,385 8,385
2 Savings and temporary cash investments......... 877,023 899,096 899,096
3 Accounts receivable bullet930
Less: allowance for doubtful accounts bullet   930 930 930
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 19,904,219 Click to see attachment20,820,444 20,820,444
c Investments—corporate bonds (attach schedule)....... 2,570,769 Click to see attachment2,239,397 2,239,397
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 7,014,539 Click to see attachment5,749,994 5,749,994
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 30,383,973 29,718,246 29,718,246
Liabilities 17 Accounts payable and accrued expenses.......... 339,427  
18 Grants payable................. 1,046,000 846,000
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment158,814 Click to see attachment127,863
23 Total liabilities (add lines 17 through 22)......... 1,544,241 973,863
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 2,567,576 2,567,576
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 26,272,156 26,176,807
29 Total net assets or fund balances (see instructions)..... 28,839,732 28,744,383
30 Total liabilities and net assets/fund balances (see instructions). 30,383,973 29,718,246
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
28,839,732
2
Enter amount from Part I, line 27a .....................
2
-1,111,178
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
1,015,829
4
Add lines 1, 2, and 3 ..........................
4
28,744,383
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
28,744,383
Form 990-PF (2019)
Form 990-PF (2019)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a FINE ART - HELD FOR INVESTMENT P 1993-12-31 2018-05-13
b MFO D&D SMID CAP VALUE FUND (JOINT VENTURE) P   2017-12-31
c MFO D&D SMID CAP VALUE FUND (JOINT VENTURE) P   2017-12-31
d MFO TOWLE FUND (JOINT VENTURE) P   2017-12-31
e MFO TOWLE FUND (JOINT VENTURE) P   2017-12-31
MFO WESTFIELD FUND A (JOINT VENTURE) P   2017-12-31
MFO WESTFIELD FUND A (JOINT VENTURE) P   2017-12-31
ARBORETUM VENTURES III FROM SCHEDULE K-1 P   2017-12-31
ARBORETUM VENTURES III FROM SCHEDULE K-1 P   2017-12-31
CROSSLINK VENTURES V FROM SCH K-1 P   2017-12-31
CROSSLINK VENTURES VI FROM SCH K-1 P   2017-12-31
DRAPER FISHER JURVETSON GROWTH FUND FROM SCH K-1 P   2017-12-31
DRAPER FISHER JURVETSON GROWTH FUND FROM SCH K-1 P   2017-12-31
TGAP VENTURE CAPITAL FUND FROM SCH K-1 P   2017-12-31
TGAP VENTURE CAPITAL FUND II FROM SCH K-1 P   2017-12-31
10787.641 VANGUARD HIGH-YIELD CORP - ADMIRAL SHRS VWEAX P 2015-03-31 2017-11-02
630.432 VANGUARD HIGH-YIELD CORP - ADMIRAL SHRS VWEAX P 2014-09-30 2017-11-02
662.764 VANGUARD HIGH-YIELD CORP - ADMIRAL SHRS VWEAX P 2015-01-30 2017-11-02
659.586 VANGUARD HIGH-YIELD CORP - ADMIRAL SHRS VWEAX P 2014-12-31 2017-11-02
4009.996 VANGUARD HIGH-YIELD CORP - ADMIRAL SHRS VWEAX P 2008-08-20 2017-11-02
30430.712 VANGUARD SHORT TERM INV. GRADE FUND - ADMIRAL SHRS VFSUX P 2016-01-29 2017-11-02
2443.793 BLACKROCK FLOATING RATE INCOME PORTFOLIO CL BFRIX P 2014-04-10 2017-11-02
2055.921 TEMPLETON GLBL BOND FD ADV CL TGBAX P 2014-04-10 2017-11-02
200 ABBVIE INC ABBV P 2004-05-20 2017-10-19
50 ABBOTT LABORATORIES ABT P 2004-07-12 2017-10-19
1900 REGAL ENTERTAINMENT GROUP-A RGC P 2015-06-12 2017-12-05
1650 REGAL ENTERTAINMENT GROUP-A RGC P 2015-09-04 2017-12-05
400 STANLEY BLACK & DECKER INC SWK P 2012-06-28 2018-01-31
1250 GLAXOSMITHKLINE PLC-SPON ADR GSK P 2014-10-07 2018-03-14
1000 GLAXOSMITHKLINE PLC-SPON ADR GSK P 2016-03-15 2018-03-14
600 PAYPAL HOLDINGS INC PYPL P 2015-11-04 2018-04-19
300 PAYPAL HOLDINGS INC PYPL P 2014-03-21 2018-04-19
100 PAYPAL HOLDINGS INC PYPL P 2014-06-18 2018-04-19
100 BLACKROCK INC BLK P 2012-09-11 2018-04-19
50 CME GROUP INC CME P 2015-11-04 2018-04-19
250 CME GROUP INC CME P 2015-12-03 2018-04-19
1300 CISCO SYSTEMS INC CSCO P 2017-01-12 2018-04-19
1650 TARGA RESOURCES CORP TRGP P 2017-01-11 2018-04-30
1000 STARBUCKS CORP SBUX P 2017-09-01 2018-06-06
225 DUNKIN' BRANDS GROUP INC DNKN P 2015-03-23 2018-08-17
556 DUNKIN' BRANDS GROUP INC DNKN P 2015-03-19 2018-08-17
50 TJX COMPANIES INC TJX P 2014-09-04 2018-08-17
219 DUNKIN' BRANDS GROUP INC DNKN P 2015-03-19 2018-08-20
300 DUNKIN' BRANDS GROUP INC DNKN P 2015-11-04 2018-08-20
350 COSTCO WHSL CORP NEW COST P 2017-08-31 2018-09-12
1467.875 VANGUARD 500 INDEX FUND VFIAX P 2016-04-13 2017-11-02
408.614 VANGUARD 500 INDEX FUND VFIAX P 2016-04-13 2018-04-30
408.614 VANGUARD 500 INDEX FUND VFIAX P 2016-04-13 2018-04-30
408.614 VANGUARD 500 INDEX FUND VFIAX P 2016-04-13 2018-04-30
625.939 VANGUARD REIT INDEX FUND VGSLX P 2017-04-25 2018-01-25
2119.542 VANGUARD REIT INDEX FUND VGSLX P 2016-05-03 2018-01-25
1706.048 VANGUARD REIT INDEX FUND VGSLX P 2016-04-27 2018-01-25
300.882 VANGUARD REIT INDEX FUND VGSLX P 2013-11-06 2018-01-25
983.558 VANGUARD REIT INDEX FUND VGSLX P 2014-01-29 2018-01-25
7017.544 VANGUARD DEV MKT INDX-ADM VTMGX P 2016-05-02 2017-11-02
712.62 TEMPLETON INST FOREIGN EQT-P TFEQX P 2008-08-11 2018-01-30
137.866 TEMPLETON INST FOREIGN EQT-P TFEQX P 2008-09-02 2018-01-30
3356.241 TEMPLETON INST FOREIGN EQT-P TFEQX P 2008-09-02 2018-01-30
1054.797 TEMPLETON INST FOREIGN EQT-P TFEQX P 2013-12-23 2018-01-30
32.939 TEMPLETON INST FOREIGN EQT-P TFEQX P 2013-12-23 2018-01-30
587.368 TEMPLETON INST FOREIGN EQT-P TFEQX P 2013-12-23 2018-01-30
2779.927 TEMPLETON INST FOREIGN EQT-P TFEQX P 2015-05-28 2018-01-30
4986.401 TEMPLETON INST FOREIGN EQT-P TFEQX P 2015-05-28 2018-04-30
1836 BOX INC CL A BOX P 2011-08-03 2017-11-09
490 TWITTER INC TWTR P 2011-04-07 2018-01-08
51 COUPA SOFTWARE INC COUP P 2015-05-26 2018-01-31
488 BOX INC CL A BOX P 2013-10-15 2018-05-25
403 BOX INC CL A BOX P 2012-08-14 2018-05-25
49 BOX INC CL A BOX P 2011-08-03 2018-05-25
117 BOX INC CL A BOX P 2011-08-22 2018-05-25
1850 WILLIAMS COS INC WMB P 2015-11-04 2018-04-30
1850 WILLIAMS COS INC WMB P 2016-01-07 2018-04-30
12771.392 GOLDMAN SACHS MLP ENERGY-INS GMLPX P 2017-07-14 2018-04-30
3320.053 GOLDMAN SACHS MLP ENERGY-INS GMLPX P 2017-10-06 2018-04-30
29761.905 GOLDMAN SACHS MLP ENERGY-INS GMLPX P 2017-03-09 2018-04-30
5988.024 GOLDMAN SACHS MLP ENERGY-INS GMLPX P 2017-04-27 2018-04-30
42796.005 GOLDMAN SACHS MLP ENERGY-INS GMLPX P 2016-03-18 2018-04-30
72388.85 GOLDMAN SACHS MLP ENERGY-INS GMLPX P 2016-03-23 2018-04-30
10810.811 CATALYST HEDGED FUTURES STRATEGY FUND CL I HFXIX P 2017-02-14 2017-10-03
10613.208 CATALYST HEDGED FUTURES STRATEGY FUND CL I HFXIX P 2017-03-03 2017-10-03
26478.376 CATALYST HEDGED FUTURES STRATEGY FUND CL I HFXIX P 2016-05-26 2017-10-03
18099.548 CATALYST HEDGED FUTURES STRATEGY FUND CL I HFXIX P 2015-09-17 2017-10-03
ANADARKO LITIGATION SETTLEMENT P   2017-12-31
COUNTRYWIDE CLASS ACTION SETTLEMENT P   2017-12-31
STAAR SURGICAL LITIGATION SETTLEMENT P   2017-12-31
BK LITIGATION SETTLEMENT P   2017-12-31
BANK OF NY MELLON SECURITY LITIGATION SETTLEMENT P   2017-12-31
WEATHERFORD CLASS ACTION SETTLEMENT P   2017-12-31
ROUNDING P   2018-09-30
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 75,000   66,701 8,299
b 107,350   120,129 -12,779
c 340,070   304,362 35,708
d 128,187   152,389 -24,202
e 738,049   376,373 361,676
227,339   219,810 7,529
380,046   327,519 52,527
291     291
1,520     1,520
22,158     22,158
7,231     7,231
    69 -69
    5,716 -5,716
    36 -36
    2 -2
64,402   64,833 -431
3,764   3,776 -12
3,957   3,963 -6
3,938   3,938 0
23,940   21,854 2,086
325,000   322,566 2,434
25,000   25,660 -660
25,000   26,381 -1,381
19,202   4,203 14,999
2,795   970 1,825
42,672   38,927 3,745
37,058   30,834 6,224
66,345   25,156 41,189
46,182   56,877 -10,695
36,946   40,039 -3,093
47,840   22,781 25,059
23,920   10,420 13,500
7,973   2,996 4,977
52,484   17,827 34,657
8,254   4,772 3,482
41,271   23,857 17,414
58,251   39,099 19,152
78,253   88,501 -10,248
56,980   55,023 1,957
16,284   10,882 5,402
40,240   26,792 13,448
4,994   3,061 1,933
15,847   10,553 5,294
21,708   12,472 9,236
84,912   54,596 30,316
350,000   282,170 67,830
100,000   78,548 21,452
100,000   78,548 21,452
100,000   78,548 21,452
70,931   74,247 -3,316
240,186   244,486 -4,300
193,329   195,562 -2,233
34,096   27,883 6,213
111,457   87,675 23,782
100,000   83,509 16,491
16,454   17,139 -685
3,183   3,106 77
77,496   75,616 1,880
24,355   23,617 738
761   737 24
13,562   13,151 411
64,189   61,325 2,864
110,000   110,000 0
40,030   14,746 25,284
11,736   6,056 5,680
1,918   853 1,065
13,271   8,784 4,487
10,960   5,277 5,683
1,333   394 939
3,182   940 2,242
47,976   72,139 -24,163
47,976   38,805 9,171
89,527   96,623 -7,096
23,274   24,452 -1,178
208,631   239,201 -30,570
41,976   47,827 -5,851
300,000   275,869 24,131
507,446   445,636 61,810
91,351   100,000 -8,649
89,682   90,000 -318
223,742   300,000 -76,258
152,941   200,000 -47,059
55     55
501     501
136     136
73     73
64     64
51     51
6     6
225,253     225,253
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       8,299
b       -12,779
c       35,708
d       -24,202
e       361,676
      7,529
      52,527
      291
      1,520
      22,158
      7,231
      -69
      -5,716
      -36
      -2
      -431
      -12
      -6
      0
      2,086
      2,434
      -660
      -1,381
      14,999
      1,825
      3,745
      6,224
      41,189
      -10,695
      -3,093
      25,059
      13,500
      4,977
      34,657
      3,482
      17,414
      19,152
      -10,248
      1,957
      5,402
      13,448
      1,933
      5,294
      9,236
      30,316
      67,830
      21,452
      21,452
      21,452
      -3,316
      -4,300
      -2,233
      6,213
      23,782
      16,491
      -685
      77
      1,880
      738
      24
      411
      2,864
      0
      25,284
      5,680
      1,065
      4,487
      5,683
      939
      2,242
      -24,163
      9,171
      -7,096
      -1,178
      -30,570
      -5,851
      24,131
      61,810
      -8,649
      -318
      -76,258
      -47,059
      55
      501
      136
      73
      64
      51
      6
      225,253
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,025,559
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2018 2,621,059 28,132,971 0.093167
2017 3,022,182 27,003,865 0.111917
2016 2,078,223 29,100,863 0.071414
2015 1,378,467 28,133,264 0.048998
2014 1,449,409 25,582,366 0.056657
2
Total of line 1, column (d) .....................
2
0.382153
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.076431
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5......
4
29,667,013
5
Multiply line 4 by line 3......................
5
2,267,479
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
14,993
7
Add lines 5 and 6........................
7
2,282,472
8
Enter qualifying distributions from Part XII, line 4,.............
8
2,761,135
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2019)
Form 990-PF (2019)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 14,993
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 14,993
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 14,993
6 Credits/Payments:
a 2019 estimated tax payments and 2018 overpayment credited to 2019 6a 36,330
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 27,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 63,330
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 48,337
11 Enter the amount of line 10 to be: Credited to 2020 estimated taxBullet48,337 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructionsClick to see attachment.................
    12
    Yes
     
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.CSFUND.ORG
    14
    The books are in care ofbulletBAILEY MALONE Telephone no.bullet (707) 874-2942

    Located atbullet469 BOHEMIAN HIGHWAYFREESTONECA ZIP+4bullet954729579
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16Yes  
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bulletEI
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2019?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2019?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2019 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2019.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
    4b
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
    Yes
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ALLOCATION FROM RELATED EXEMPT ENTITY, CS FUND
    0.00     		0 0 0
    SEE FED STATEMENT 19 FOR
    EXPLANATION,CA95472
    MARYANNE MOTT TRUSTEE
    4.00     		0 0 0
    469 BOHEMIAN HWY
    FREESTONE,CA95472
    MICHAEL WARSH TRUSTEE
    2.00     		4,000 0 0
    469 BOHEMIAN HWY
    FREESTONE,CA95472
    MARISE MEYNET STEWART PRESIDENT/TRUSTEE
    3.00     		11,625 0 0
    469 BOHEMIAN HWY
    FREESTONE,CA95472
    BAILEY MALONE EXECUTIVE DIRECTOR
    20.00     		130,651 3,266 0
    469 BOHEMIAN HWY
    FREESTONE,CA95472
    ROXANNE TURNAGE FORMER EXECUTIVE DIRECTOR
    0.01     		125,000 0 0
    469 BOHEMIAN HWY
    FREESTONE,CA95472
    CORINNE MEADOWS-EFRAM VP/TRUSTEE
    3.00     		11,625 0 0
    469 BOHEMIAN HWY
    FREESTONE,CA95472
    TERESA ROBINSON SECRETARY/TRUSTEE
    2.00     		4,000 0 0
    469 BOHEMIAN HWY
    FREESTONE,CA95472
    KAU'I KELIIPIO TREASURER/TRUSTEE
    2.00     		4,000 0 0
    469 BOHEMIAN HWY
    FREESTONE,CA95472
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    22,423,845
    b
    Average of monthly cash balances.......................
    1b
    1,550,432
    c
    Fair market value of all other assets (see instructions)................
    1c
    6,144,518
    d
    Total (add lines 1a, b, and c).........................
    1d
    30,118,795
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    30,118,795
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    451,782
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    29,667,013
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,483,351
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,483,351
    2a
    Tax on investment income for 2019 from Part VI, line 5......
    2a
    14,993
    b
    Income tax for 2019. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    14,993
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,468,358
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,468,358
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,468,358
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    2,761,135
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    2,761,135
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    14,993
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    2,746,142
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2018     		(c)
    2018     		(d)
    2019
    1 Distributable amount for 2019 from Part XI, line 7 1,468,358
    2 Undistributed income, if any, as of the end of 2019:
    a Enter amount for 2018 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2019:
    a From 2014......  
    b From 2015......  
    c From 2016......  
    d From 2017......  
    e From 2018...... 125,284
    fTotal of lines 3a through e........ 125,284
    4Qualifying distributions for 2019 from Part
    XII, line 4: bullet$ 2,761,135
    a Applied to 2018, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2019 distributable amount..... 1,468,358
    e Remaining amount distributed out of corpus 1,292,777
    5 Excess distributions carryover applied to 2019. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,418,061
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2018. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2019. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2020 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2014 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2020.
    Subtract lines 7 and 8 from line 6a ......     		1,418,061
    10 Analysis of line 9:
    a Excess from 2015....  
    b Excess from 2016....  
    c Excess from 2017....  
    d Excess from 2018.... 125,284
    e Excess from 2019.... 1,292,777
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2019, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2019 (b) 2018 (c) 2017 (d) 2016
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    MARYANNE MOTT
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    BAILEY MALONE
    469 BOHEMIAN HIGHWAY
    FREESTONE,CA954729579
    (707) 874-2942
    bThe form in which applications should be submitted and information and materials they should include:
    SEE STATEMENT 18
    cAny submission deadlines:
    SEE STATEMENT 18
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    SEE STATEMENT 18
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN CONSTITUTION SOCIETY
    1333 H ST NW 11TH FLOOR
    WASHINGTON,DC20005     		NONE PC GENERAL SUPPORT 45,000
    AS YOU SOW
    1611 TELEGRAPH AVENUE SUITE 1200
    OAKLAND,CA94612     		NONE PC NANOMATERIALS IN FOOD PROGRAM 35,000
    BRENNAN CENTER FOR JUSTICE
    161 AVENUE OF THE AMERICAS 12TH
    FLOOR
    NEW YORK,NY10013     		NONE PC LIBERTY AND NATIONAL SECURITY PROGRAM 40,000
    CENTER FOR CONSTITUTIONAL RIGHTS
    666 BROADWAY
    NEW YORK,NY10012     		NONE PC GENERAL SUPPORT 115,000
    CENTER FOR FOOD SAFETY
    660 PENNSYLVANIA AVE SE
    WASHINGTON,DC20003     		NONE PC INTERNATIONAL CENTER FOR TECHNOLOGY ASSESSMENT, NANO AND SYNBIO ACTION PROJECT 60,000
    CENTER FOR INTERNATIONAL ENVIRONMENTAL LAW
    1350 CONNECTICUT AVE NW STE 1100
    WASHINGTON,DC20036     		NONE PC NANOTECHNOLOGY POLICY PROJECT 60,000
    CENTER FOR MEDIA JUSTICE
    436 14TH STREET 15
    OAKLAND,CA94612     		NONE PC SURVEILLANCE PROGRAM 15,000
    CERES TRUST
    150 SOUTH WACKER DRIVE STE 2400
    CHICAGO,IL60606     		NONE PF POLLINATOR PROTECTION NETWORK STRATEGY 10,000
    CLEAN WATER FUND
    23885 DENTON ST STE B
    CLINTON TWP,MI48036     		NONE PC MASSACHUSETTS NANOTECHNOLOGY PROJECT 20,000
    CONSTITUTIONAL ACCOUNTABILITY CENTER
    1200 18TH ST NW
    WASHINGTON,DC20036     		NONE PC GENERAL SUPPORT 45,000
    DEFENDING RIGHTS & DISSENT
    11431 AMHERST AVE 1821
    SILVER SPRINGS,MD20915     		NONE PC GENERAL SUPPORT 30,000
    ECOLOGY ACTION MID PENINSULA
    5798 RIDGEWOOD ROAD
    WILITS,CA95490     		NONE PC ECOPOL, GENERAL SUPPORT 20,000
    ECOLOGY ACTION MID PENINSULA
    5798 RIDGEWOOD ROAD
    WILITS,CA95490     		NONE PC PROGRAM SUPPORT 45,000
    FEDERATION OF AMERICAN SCIENTISTS
    1725 DE SALES ST NW 6TH FLOOR
    WASHINGTON,DC20036     		NONE PC PROJECT ON GOVERNMENT SECRECY 25,000
    FREE PRESS
    40 MAIN STREET SUITE 301
    FLORENCE,MA01062     		NONE PC SURVEILLANCE PROGRAM 15,000
    FRIENDS OF ACTION GROUP ON EROSION TECHNOLOGY AND CONCENTRATION
    441 AVON ST
    OAKLAND,CA94618     		NONE PC ACTION GROUP ON EROSION, TECHNOLOGY AND CONCENTRATION, INC., GENERAL SUPPORT 150,000
    FRIENDS OF ETC
    331 W MAIN ST STE 307
    DURHAM,NC27701     		NONE PC CECCAM: IN DEFENSE OF PEASANT SEEDS 20,000
    FRIENDS OF THE EARTH
    1100 15TH ST NW 11TH FLOOR
    WASHINGTON,DC20005     		NONE PC EMERGING TECHNOLOGIES CAMPAIGN 70,000
    FUND FOR CONSTITUTIONAL GOVERNMENT
    122 MARYLAND NE
    WASHINGTON,DC20002     		NONE PC OPENTHEGOVERNMENT.ORG 30,000
    GLOBAL EXCHANGE
    901 MISSION STREET STE 306
    SAN FRANCISCO,CA94103     		NONE PC OWINFS, WTO CAMPAIGN 50,000
    GLOBAL EXCHANGE
    901 MISSION STREET STE 306
    SAN FRANCISCO,CA94103     		NONE PC OWINFS, WTO CAMPAIGN AND STRATEGIC COMMUNICATION 10,000
    GLOBAL EXCHANGE
    901 MISSION STREET STE 306
    SAN FRANCISCO,CA94103     		NONE PC OWINFS, GENERAL SUPPORT 60,000
    GOVERNMENT ACCOUNTABILITY PROJECT
    1612 K ST NW
    WASHINGTON,DC20006     		NONE PC MATCHING GRANT/GENERAL SUPPORT 15,000
    INSTITUTE FOR AGRICULTURAL & TRADE POLICY
    2105 FIRST AVE SOUTH
    MINNEAPOLIS,MN554042505     		NONE PC EMERGING TECHNOLOGIES IN FOOD AND AGRICULTURE 60,000
    INSTITUTE FOR FOOD AND DEVELOPMENT POLICY INC
    398 60TH STREET
    OAKLAND,CA94618     		NONE PC CNOP: AGROECOLOGICAL CAPACITY BUILDING FOR AFRICA 40,000
    INSTITUTE FOR FOOD AND DEVELOPMENT POLICY INC
    398 60TH STREET
    OAKLAND,CA94618     		NONE PC CNOP: AGROECOLOGICAL CAPACITY BUILDING FOR AFRICA 40,000
    MARIN COMMUNITY FOUNDATION
    5 HAMILTON LANDING SUITE 200
    NOVATO,CA94949     		NONE DONOR ADVISED FUND GENERAL SUPPORT 275,000
    MOVEMENT STRATEGY CENTER
    436 14TH STREET SUITE 500
    OAKLAND,CA94612     		NONE PC CLIMATE JUSTICE ALLIANCE, CLIMATE JUSTICE WORKING GROUP ON GEOENGINEERING 35,000
    MOVEMENT STRATEGY CENTER
    436 14TH STREET SUITE 500
    OAKLAND,CA94612     		NONE PC MOVEMENT GENERATION, BUILDING RESISTANCE TO SYNTHETIC BIOLOGY & SUPPORTING JUST TRANSITIONS 15,000
    NATIONAL LAWYERS GUILD FOUNDATION
    132 NASSAU ST ROOM 922
    NEW YORK,NY10038     		NONE PC NATIONAL LAWYERS GUILD, MASS DEFENSE PROJECT 10,000
    NATIONAL LAWYERS GUILD FOUNDATION
    132 NASSAU ST ROOM 922
    NEW YORK,NY10038     		NONE PC NATIONAL LAWYERS GUILD, MASS DEFENSE PROJECT 20,000
    NATIONAL SECURITY ARCHIVE FUND INC
    2130 H STREET NW
    WASHINGTON,DC20037     		NONE PC OPEN GOVERNMENT & ACCOUNTABILITY PROGRAM 40,000
    OAKLAND INSTITUTE
    PO BOX 18978
    OAKLAND,CA94619     		NONE PC AFRICAN WOMEN'S COLLABORATIVE, AWC FOR HEALTHY FOOD SYSTEMS LEADERSHIP WORKSHOP 10,000
    PARTNERSHIP FOR CIVIL JUSTICE FUND
    617 FLORIDA AVE NW
    WASHINGTON,DC20001     		NONE PC GENERAL SUPPORT 20,000
    PARTNERSHIP FOR CIVIL JUSTICE FUND
    617 FLORIDA AVE NW
    WASHINGTON,DC20001     		NONE PC GENERAL SUPPORT 20,000
    PARTNERSHIP FOR CIVIL JUSTICE FUND
    617 FLORIDA AVE NW
    WASHINGTON,DC20001     		NONE PC GENERAL SUPPORT 20,000
    PESTICIDE ACTION NETWORK NORTH AMERICA REGIONAL CENTER
    2029 UNIVERSITY AVE STE 200
    BERKELEY,CA94704     		NONE PC PANNA, WINNING POLICYMAKER ACTION TO PROTECT POLLINATORS 25,000
    PROJECT ON GOVERNMENT OVERSIGHT (POGO)
    1100 G ST NW STE500
    WASHINGTON,DC20005     		NONE PC GENERAL SUPPORT 40,000
    PROJECT ON GOVERNMENT OVERSIGHT (POGO)
    1200 18TH ST NW SUITE 1000
    WASHINGTON,DC20036     		NONE PC THE CONSTITUTION PROJECT: RULE OF LAW PROGRAM 30,000
    PUBLIC CITIZEN FOUNDATION INC
    215 PENNSYLVANIA AVE SE
    WASHINGTON,DC20003     		NONE PC GLOBAL TRADE WATCH 125,000
    REGENTS OF UNIVERSITY OF CALIFORNIA
    2195 HEARST AVE RM 130
    BERKELEY,CA947201103     		NONE PC UC BERKELEY: LINKING POLLINATOR & SOIL HEALTH ON DIVERSIFIED FARMS 30,000
    SIERRA CLUB FOUNDATION
    85 SECOND ST SUITE 750
    SAN FRANCISCO,CA941053441     		NONE PC SIERRA CLUB: RESPONSIBLE TRADE PROGRAM 70,000
    SYRACUSE UNIVERSITY
    OFFICE OF SPONSORED PROGRAMS BOWNE
    HALL
    SYRACUSE,NY13244     		NONE PC TRANSACTIONAL RECORDS ACCESS CLEARINGHOUSE, FOIAPROJECT.ORG 15,000
    THE XERCES SOCIETY
    628 NE BROADWAY STE 200
    PORTLAND,OR97232     		NONE PC POLLINATOR CONSERVATION IN AGRICULTURE PROGRAM 40,000
    WHYHUNGER INC
    505 EIGHTH AVE STE 2100
    NEW YORK,NY10018     		NONE PC ADVANCING FOOD SOVEREIGNTY AND AGROECOLOGY IN THE US 30,000
    WINDWARD FUND
    1201 CONNECTICUT AVE NW STE 300
    WASHINGTON,DC20036     		NONE PC FOOD SYSTEMS LEADERSHIP FELLOWSHIP 20,000
    Total .................................bullet 3a 2,015,000
    bApproved for future payment
    CENTER FOR CONSTITUTIONAL RIGHTS
    666 BROADWAY
    NEW YORK,NY10012     		NONE PC GENERAL SUPPORT 230,000
    CENTER FOR FOOD SAFETY
    660 PENNSYLVANIA AVE SE
    WASHINGTON,DC20003     		NONE PC INTERNATIONAL CENTER FOR TECHNOLOGY ASSESSMENT, NANO AND SYNBIO ACTION PROJECT 60,000
    CENTER FOR INTERNATIONAL ENVIRONMENTAL LAW
    1350 CONNECTICUT AVE NW STE 1100
    WASHINGTON,DC20036     		NONE PC NANOTECHNOLOGY POLICY PROJECT 60,000
    CENTER FOR MEDIA JUSTICE
    436 14TH STREET 15
    OAKLAND,CA94612     		NONE PC SURVEILLANCE PROGRAM 15,000
    DEFENDING RIGHTS & DISSENT
    11431 AMHERST AVE 1821
    SILVER SPRINGS,MD20915     		NONE PC GENERAL SUPPORT 30,000
    ECOLOGY ACTION MID PENINSULA
    5798 RIDGEWOOD ROAD
    WILITS,CA95490     		NONE PC ECOPOL, GENERAL SUPPORT 20,000
    ECOLOGY ACTION MID PENINSULA
    5798 RIDGEWOOD ROAD
    WILITS,CA95490     		NONE PC PROGRAM SUPPORT 45,000
    FEDERATION OF AMERICAN SCIENTISTS
    1725 DE SALES ST NW 6TH FLOOR
    WASHINGTON,DC20036     		NONE PC PROJECT ON GOVERNMENT SECRECY 25,000
    FREE PRESS
    40 MAIN STREET SUITE 301
    FLORENCE,MA01062     		NONE PC SURVEILLANCE PROGRAM 15,000
    FUND FOR CONSTITUTIONAL GOVERNMENT
    122 MARYLAND NE
    WASHINGTON,DC20002     		NONE PC OPENTHEGOVERNMENT.ORG 30,000
    GLOBAL EXCHANGE
    901 MISSION STREET STE 306
    SAN FRANCISCO,CA94103     		NONE PC OUR WORLD IS NOT FOR SALE, GENERAL SUPPORT 60,000
    INSTITUTE FOR AGRICULTURAL & TRADE POLICY
    2105 FIRST AVE SOUTH
    MINNEAPOLIS,MN554042505     		NONE PC EMERGING TECHNOLOGIES IN FOOD AND AGRICULTURE 120,000
    PARTNERSHIP FOR CIVIL JUSTICE FUND
    617 FLORIDA AVE NW
    WASHINGTON,DC20001     		NONE PC GENERAL SUPPORT 20,000
    PESTICIDE ACTION NETWORK NORTH AMERICA REGIONAL CENTER
    2029 UNIVERSITY AVE STE 200
    BERKELEY,CA94704     		NONE PC PANNA, WINNING POLICYMAKER ACTION TO PROTECT POLLINATORS 25,000
    WINDWARD FUND
    1201 CONNECTICUT AVE NW STE 300
    WASHINGTON,DC20036     		NONE PC FOOD SYSTEMS LEADERSHIP FELLOWSHIP 10,000
    Total .................................bullet 3b 765,000
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 7  
    4 Dividends and interest from securities....     14 514,620  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 1,025,559  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 1,540,186 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,540,186
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2019)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2017 AccountingFeesSchedule
    Name:
    WARSH MOTT LEGACY
    EIN:
    68-0049658
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MFO MANAGEMENT FEES - ACCOUNTING 20,000 15,500 0 4,500
    OUTSIDE AUDITOR 10,500 0 0 10,500

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2017 ExpenditureResponsibilityStmt
    Name:
    WARSH MOTT LEGACY
    EIN:
    68-0049658
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    CERES TRUST
          		150 SOUTH WACKER DRIVE STE 2400
    CHICAGO,IL60606     		2017-11-21 10,000 POLLINATOR PROTECTION NETWORK STRATEGIC PLANNING PROCESS 10,000   12/30/18    

    TY 2017 GeneralExplanationAttachment
    Name:
    WARSH MOTT LEGACY
    EIN:
    68-0049658
    Identifier Return Reference Explanation
    GRANT APPLICATION SUBMISSION INFORMATION PART XV, LINES 2A THROUGH 2D NAME AND ADDRESS OF PERSON TO WHOM APPLICATIONS SHOULD BE SUBMITTED:-------------------------------------------------------------------BAILEY MALONE469 BOHEMIAN HIGHWAYFREESTONE, CA 95472 TELEPHONE NUMBER707-874-2942FORM AND CONTENT OF APPLICATIONS--------------------------------REQUESTS FOR SUPPORT SHOULD BE MADE BY LETTER OF INQUIRY (LOI). LOIS SHOULD BE ADDRESSED TO INQUIRIES@CSFUND.ORG OR 469 BOHEMIAN HIGHWAY, FREESTONE CA 95472. THEY WILL BE ACKNOWLEDGED AS SOON AS POSSIBLE. LOIS SHOULD BE NO MORE THAN THREE PAGES IN LENGTH AND CONTAIN THE FOLLOWING INFORMATION:A CONTACT PERSON'S NAME, TITLE, MAILING ADDRESS, TELEPHONE, AND E-MAIL ADDRESSBASIC INFORMATION ABOUT THE ORGANIZATION, INCLUDING A BRIEF MISSION STATEMENT AND AN OVERVIEW OF CURRENT ACTIVITIESA DESCRIPTION OF THE ORGANIZATION'S APPROACH TO THE SPECIFIC PROBLEM BEING ADDRESSED AND PLANNED ACTIVITIES FOR THE FOLLOWING YEARA LINE ITEM BUDGET OF PROJECTED EXPENSES FOR THE ORGANIZATION AND PROJECT, IF APPLICABLEA LIST OF SECURED AND POTENTIAL FUNDING SOURCES (GRANTS RECEIVED, PROPOSALS PENDING, PLANNED SUBMISSIONS, EARNED INCOME, ETC.)PLEASE DO NOT INCLUDE BROCHURES, REPORTS, NEWS CLIPPINGS, CDS, DVDS, OR OTHER MATERIALS WITH LOIS. PLASTIC FOLDERS, BINDERS OR OTHER PRESENTATION MATERIALS ARE NOT NECESSARY. DUE TO THE HIGH NUMBER OF REQUESTS RECEIVED, WE ARE NOT ABLE TO TRANSLATE AND REVIEW LOIS SUBMITTED IN LANGUAGES OTHER THAN ENGLISH AND SPANISH. KINDLY REFRAIN FROM SENDING A FULL PROPOSAL UNLESS INVITED TO DO SO. IF YOUR ORGANIZATION OR PROJECT IS FOUND TO FALL WITHIN THE FOUNDATIONS' FUNDING PRIORITIES, A FULL PROPOSAL WILL BE INVITED. THE FOUNDATION PROVIDES GENERAL SUPPORT AND PROJECT SPECIFIC GRANTS. APPLICANT ORGANIZATIONS MUST BE CLASSIFIED AS A 501(C)(3) BY THE US INTERNAL REVENUE SERVICE. FOREIGN APPLICANTS SHOULD NOTE THAT THE FOUNDATION MAKES A VERY LIMITED NUMBER OF DIRECT GRANTS ABROAD (I.E., WITHOUT FISCAL SPONSORSHIP BY A US-BASED ORGANIZATION). THE FOUNDATION DOES NOT PROVIDE SUPPORT TO INDIVIDUALS, ENDOWMENTS, BOOKS, FILMS, OR DIRECT LOBBYING ACTIVITIES.ANY SUBMISSION DEADLINES------------------------THERE ARE NO DEADLINES FOR LETTERS OF INQUIRY THEY ARE ACCEPTED THROUGHOUT THE YEAR. PROPOSALS MUST BE RECEIVED BY THE FIRST MONDAY IN JANUARY FOR CONSIDERATION DURING THE SPRING GRANTMAKING CYCLE OR THE FIRST MONDAY IN AUGUST FOR CONSIDERATION DURING THE FALL GRANTMAKING CYCLE. FUNDING DECISIONS ARE MADE DURING BOARD MEETINGS GENERALLY HELD IN APRIL AND DECEMBER, RESPECTIVELY. RESTRICTIONS AND LIMITATIONS ON AWARDS--------------------------------------WARSH MOTT LEGACY IS CURRENTLY GRANTING IN THREE CATEGORIES, EACH ONE WITH A SPECIFIC EMPHASIS: FOOD SOVEREIGNTY RIGHTS AND GOVERNANCE EMERGING TECHNOLOGIESBOARD INITIATED GRANTS: OCCASIONALLY THE FOUNDATION MAY INTITIATE SUPPORT FOR PROJECTS THAT FALL OUTSIDE OF THE ESTABLISHED GUIDELINES.THE FOUNDATION IS CURRENTLY FUNDING IN THE FOLLOWING CATEGORIES:FOOD SOVEREIGNTY----------------GRANTMAKING IN THIS AREA IS FOCUSED ON PRESERVING NATIVE AND HEIRLOOM SEEDS, BUILDING HEALTHY AND FERTILE SOILS, AND PROTECTING AND RESTORING THE POPULATIONS AND DIVERSITY OF NATIVE POLLINATORS. THIS PROGRAM MAKES MOST OF ITS GRANTS TO ORGANIZATIONS IN THE GLOBAL SOUTH PROMOTING TRADITIONAL AGRICULTURAL KNOWLEDGE AND AGROECOLOGICAL PRACTICES.RIGHTS AND GOVERNANCE---------------------GRANTMAKING IN THIS AREA IS FOCUSED ON PROTECTING THE RIGHT TO DISSENT; MAKING THE FEDERAL GOVERNMENT MORE OPEN, EFFECTIVE, AND ACCOUNTABLE; ENSURING THAT US NATIONAL SECURITY POLICIES RESPECT THE RULE OF LAW; BUILDING A PROGRESSIVE MOVEMENT TO COUNTER CONSERVATIVE AND CORPORATE INFLUENCE IN THE COURTS; AND MAKING THE RULES OF INTERNATIONAL TRADE MORE DEMOCRATIC, JUST, AND SUSTAINABLE.EMERGING TECHNOLOGIES---------------------GRANTMAKING IN THIS AREA IS FOCUSED ON PROMOTING PRECAUTIONARY ASSESSMENT, REGULATION AND OVERSIGHT OF NANOTECHNOLOGY, SYNTHETIC BIOLOGY, AND GEOENGINEERING.
    STATEMENT REGARDING REIMBURSEMENT OF OFFICER/TRUSTEE COMPENSATION FORM 990PF, PAGE 1, PART I, LINE 13, COLUMN A THIS FOUNDATION SHARES FACILITIES AND PERSONNEL WITH ANOTHER PRIVATE FOUNDATION TO WHICH THIS FOUNDATION MAKES REIMBURSEMENT FOR ITS SHARE OF EXPENSES INCLUDING COMPENSATION. ALL COMPENSATION OF PERSONNEL IS REPORTED UNDER THE NAME AND FEDERAL IDENTIFICATION NUMBER OF THE OTHER FOUNDATION (FEI#95-3607882). ACCORDINGLY, OFFICER/TRUSTEE COMPENSATION HAS BEEN REPORTED IN FULL ON PART VIII OF THAT FOUNDATION'S FORM 990PF. IN ADDITION, THE REIMBURSEMENT IS ALSO BEING REPORTED ON THIS FORM 990PF, PART VIII:TOTAL REIMBURSEMENT REPORTED ON PART VIII 232,082 ========SIMILARLY, COMPENSATION OF ALL OTHER PERSONNEL IS REPORTED ON PART I TO THE EXTENT OF THE REIMBURSEMENT AS FOLLOWS:TOTAL REIMBURSEMENT REPORTED ON PART I, LINE 14, COLUMN A 248,770 =========

    TY 2017 InvestmentsCorpBondsSchedule
    Name:
    WARSH MOTT LEGACY
    EIN:
    68-0049658
    Name of Bond End of Year Book Value End of Year Fair Market Value
    92618.311 SHS VANGUARD ADMIRAL HIGH YIELD CORPORATE FD 534,408 534,408
    88181.406 SHS VANGUARD FIXED INCOME SHORT-TERM INVESTMENT GR 921,496 921,496
    55804.819 SHS. BLACKROCK FLOATING RATE INCOME PORTFOLIO CL 567,535 567,535
    18893.937 SHS TEMPLETON GLOBAL BOND FUND ADV CL 215,958 215,958

    TY 2017 InvestmentsCorpStockSchedule
    Name:
    WARSH MOTT LEGACY
    EIN:
    68-0049658
    Name of Stock End of Year Book Value End of Year Fair Market Value
    950.00 SHS TJX COS INC NEW 106,419 106,419
    950.00 SHS ABBVIE INC 89,851 89,851
    900.00 SHS THE KRAFT HEINZ CO 49,599 49,599
    800.00 SHS VIPER ENERGY PARTNERS 33,680 33,680
    800.00 SHS CROWN CASTLE INTL CORP 89,064 89,064
    7729.443 SHS. VANGUARD REIT INDEX FUND 883,862 883,862
    750.00 SHS. JP MORGAN CHASE & CO 84,630 84,630
    700.00 SHS. VISA INC CL A SHRS 105,063 105,063
    700.00 SHS. SCHLUMBERGER LIMITED 42,644 42,644
    700.00 SHS. PEPSICO, INC 78,260 78,260
    700.00 SHS CVS HEALTH CORPORATION 55,104 55,104
    6716.495 SHS CALVERT SOCIAL INVESTMENT FUND EQUITY - A 330,317 330,317
    6650.00 SHS VANECK VECTORS GOLD MINERS ETF 123,158 123,158
    6533.083 SHS. ARIEL INVT TR APPRECIATION 323,257 323,257
    650.00 SHS. WALT DISNEY CO/THE 76,011 76,011
    650.00 SHS. UNITED TECHNOLOGIES CORPORATION 90,877 90,877
    65.00 SHS ALPHABET INC SHS CL C 77,576 77,576
    600.00 SHS UNITED PARCEL SVC CL B 70,050 70,050
    500.00 SHS. JOHNSON & JOHNSON COM 69,085 69,085
    500.00 SHS CME GROUP INC 85,105 85,105
    450.00 SHS. NORFOLK SOUTHERN CORPORATION 81,225 81,225
    450.00 SHS THE HOWARD HUGHES CORP 55,899 55,899
    4469.987 SHS. ARIEL INVT TR ARIEL FUND 333,416 333,416
    440.00 SHS APPLE INC 99,326 99,326
    400.00 SHS GOLDMAN SACHS GROUP INC 89,696 89,696
    38408.783 SHS. TEMPLETON INSTL. FOREIGN EQUITY FUND 823,100 823,100
    3650.00 SHS KKR & CO INC 99,536 99,536
    22049.906 SHS VANGUARD GLOBAL EX-US REAL ESTATE INDEX FD-ADMIRAL SHS 750,799 750,799
    2100.00 SHS. QUALCOMM INCORPORATED 151,263 151,263
    2100 SHS MONDELEZ INTL INC CL A 90,216 90,216
    2048.00 SHS. BRISTOL-MYERS SQUIBB CO 127,140 127,140
    2000.00 SHS CISCO SYSTEMS INC 97,300 97,300
    1900.00 SHS COCA-COLA COMPANY (THE) 87,761 87,761
    17931.345 SHS. VANGUARD SMALL CAP INDEX 1,396,135 1,396,135
    1650.00 SHS ABBOTT LABORATORIES 121,044 121,044
    164522.5049177 SHS. MFO - TOWLE FUND 1,466,047 1,466,047
    15552.967873 SHS. MFO - WESTFIELD FUND A 1,849,349 1,849,349
    15491.333 SHS. VANGUARD FTSE SOCIAL INDEX FUND 297,434 297,434
    150.00 SHS. BLACKROCK INC 70,700 70,700
    150.00 SHS VAIL RESORTS INC 41,163 41,163
    1350.00 SHS CBOE GLOBAL MARKETS INC 129,546 129,546
    133838.184 SHS VANGUARD DEV MKT INDEX-ADM 1,860,351 1,860,351
    131598.238 SHS. DREYFUS TOTAL EMERGING MARKETS 1,717,357 1,717,357
    1300.00 SHS. VERIZON COMMUNICATIONS INC 69,407 69,407
    12286.137 SHS VANGUARD INDEX FDS 500 ADMIRAL 3,306,077 3,306,077
    1188 SHS LOWES COS INC COM 136,406 136,406
    11312.188 SHS TOUCHSTONE SUSTAINABILITY & IMP EQ 266,515 266,515
    1113486.8753887 SHS MFO- D&D SMID CAP VALUE FUND 1,618,866 1,618,866
    10535.848 SHS. DOMINI SOCIAL INVT TR EQUITY FUND 260,130 260,130
    1050.00 SHS. WASTE MANAGEMENT INC 94,878 94,878
    1050.00 SHS. SPDR S&P BIOTECH ETF 100,664 100,664
    1050.00 SHS DOWDUPONT INC 67,526 67,526
    1000.00 SHS. PHILLIPS 66 112,720 112,720
    1000.00 SHS. PAYPAL HLDGS INC 87,840 87,840

    TY 2017 InvestmentsOtherSchedule2
    Name:
    WARSH MOTT LEGACY
    EIN:
    68-0049658
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    TRP CAPITAL PARTNERS, LP FMV 83,649 83,649
    TGAP VENTURE CAPITAL FUND L.P. FMV 32,543 32,543
    TGAP VENTURE CAPITAL FUND II, L.P. FMV 269,633 269,633
    NEXTERA ENERGY PARTNERS LP FMV 169,750 169,750
    DRAPER FISHER JURVETSON GROWTH FUND LP FMV 446,342 446,342
    DFJ GROWTH III LP FMV 56,987 56,987
    CROSSLINK VI VENTURE FUND FMV 121,623 121,623
    CROSSLINK VENTURES V L.P. FMV 198,648 198,648
    ARBORETUM VENTURES III FMV 155,127 155,127
    63955.307 SHS OTTER CREEK LONG/SHORT OPPORTUNITY FUND FMV 725,893 725,893
    59382.348 SHS BALTER LONG/SHORT EQUITY INSTITUTIONAL FUND FMV 726,246 726,246
    47327.288 SHS ARCHIPELAGO HLDGS LTD-OFFSHORE FMV 1,577,262 1,577,262
    26400.00 SHS PERSHING SQUARE HOLDINGS USD PAR ORDINARY FMV 402,864 402,864
    20684.825 SHS CATALYST/MILBURN HEDGE STRATEGY FUND FMV 783,427 783,427

    TY 2017 OtherExpensesSchedule
    Name:
    WARSH MOTT LEGACY
    EIN:
    68-0049658
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PORTFOLIO DEDUCTIONS FROM SCH. K-1 - ARBORETUM VENTURES III, L.P. 2,996 2,996 0 0
    PORTFOLIO DEDUCTIONS FROM SCH. K-1 - CROSSLINK VENTURES V, L.P. 1,674 1,674 0 0
    INVESTMENT INTEREST FROM SCH. K-1 - CROSSLINK VENTURES VI, L.P. 29 29 0 0
    PORTFOLIO DEDUCTIONS FROM SCH. K-1 - CROSSLINK VENTURES VI, L.P. 1,171 1,171 0 0
    INVESTMENT INTEREST FROM SCH. K-1 - DFJ GROWTH III, L.P. 48 48 0 0
    PORTFOLIO DEDUCTIONS FROM SCH. K-1 - DFJ GROWTH III, L.P. 1,913 1,913 0 0
    INVESTMENT INTEREST FROM SCH. K-1 - DRAPER FISHER JURVET 58 58 0 0
    PORTFOLIO DEDUCTIONS FROM SCH. K-1 - DRAPER FISHER JURVET 1,482 1,482 0 0
    PORTFOLIO DEDUCTIONS FROM JOINT VENTURE - MFO D&D SMID CAP VALUE FUND 8,892 8,892 0 0
    PORTFOLIO DEDUCTIONS FROM JOINT VENTURE - MFO TOWLE FUND 9,198 9,198 0 0
    PORTFOLIO DEDUCTIONS FROM JOINT VENTURE - MFO WESTFIELD FUND A 7,733 7,733 0 0
    PORTFOLIO DEDUCTIONS FROM SCH. K-1 - TGAP VENTURE CAPITAL FUND 193 193 0 0
    PORTFOLIO DEDUCTIONS FROM SCH. K-1 - TGAP VENTURE CAPITAL FUND II 6,646 6,646 0 0
    PORTFOLIO DEDUCTIONS FROM SCH. K-1 - TRP CAPITAL PARTNERS, LP 860 860 0 0
    ADR FEES 44 44 0 0
    BANK FEES 60 0 0 60
    OFFICE SUPPLIES 12,481 0 0 11,874
    POSTAGE 744 0 0 1,198
    STATE FILING FEE 160 0 0 160
    TELEPHONE & COMMUNICATIONS 5,776 0 0 5,731
    DUES & MEMBERSHIPS 15,478 0 0 15,478
    INSURANCE 9,555 0 0 9,555
    TRANSLATION SERVICES 2,135 0 0 2,135
    WEBSITE SUPPORT 43 0 0 43


    TY 2017 OtherIncreasesSchedule
    Name:
    WARSH MOTT LEGACY
    EIN:
    68-0049658
    Description Amount
    INCREASE (DECREASE) IN UNREALIZED GAIN (LOSS) ON INVESTMENT ASSETS 960,738
    BOOK/TAX DIFFERENCE REGARDING RETURN OF CAPITAL (9.30.2017) 55,091


    TY 2017 OtherLiabilitiesSchedule
    Name:
    WARSH MOTT LEGACY
    EIN:
    68-0049658
    Description Beginning of Year - Book Value End of Year - Book Value
    ARBORETUM VENTURES III-CAPITAL COMMITMENT 11,700 0
    CROSSLINK VENTURES V-CAPITAL COMMITMENT 91,356 91,355
    CROSSLINK VI VENTURE FUND-CAPITAL COMMITMENT 9,008 9,008
    TGAP VENTURE CAPITAL FUND II-CAPITAL COMMITMENT 46,750 27,500


    TY 2017 OtherProfessionalFeesSchedule
    Name:
    WARSH MOTT LEGACY
    EIN:
    68-0049658
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MFO MANAGEMENT FEES - INVESTMENT 20,000 20,000 0 0
    PAYROLL SERVICES 601 4 0 597
    PENSION ADMINISTRATION 1,697 12 0 1,685


    TY 2017 TaxesSchedule
    Name:
    WARSH MOTT LEGACY
    EIN:
    68-0049658
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 8,100 0 0 0
    FOREIGN TAXES WITHHELD 11,649 11,649 0 0
    FOREIGN TAXES - MFO D&D SMID CAP VALUE FUND 291 291 0 0
    FOREIGN TAXES - MFO TOWLE FUND 167 167 0 0
    PAYROLL TAXES 36,146 242 0 36,107