TY 2018 Form 990

(A) Name and Title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)	(E) Reportable compensation from related organizations (W- 2/1099-MISC)
(1) HOWARD ZUCKER MD...................................................................... PRESIDENT	2.00 .................	X	X		64,538	0	8,906
(2) SALLY DRESLIN...................................................................... VICE PRESIDENT	2.00 .................	X	X		0	0	0
(3) MARYBETH HEFNER...................................................................... SECRETARY / TREASURER	2.00 .................	X	X		0	0	0
(4) DAVID HERNANDEZ...................................................................... DIRECTOR	0.20 .................	X			0	0	0
(5) CANDACE JOHNSON...................................................................... DIRECTOR	0.20 .................	X			0	0	0
(6) CHARLES GONZALEZ...................................................................... DIRECTOR	38.00 .................			X	171,572	0	50,370
(7) HANS MINDERMAN...................................................................... ASSOCIATE DIRECTOR, FLOW CYTOM	38.00 .................			X	168,018	0	51,593
(8) KUNLE ODUNSI...................................................................... DIRECTOR	0.20 .................	X			0	0	0
(9) MAGDALENA RAMIREZ...................................................................... DIRECTOR	0.20 .................	X			0	0	0
(10) JUSTIN RUNKE...................................................................... DIRECTOR	0.20 .................	X			0	0	0
(11) MICHAEL SEXTON ESQ...................................................................... DIRECTOR	0.20 .................	X			0	0	0
(12) CHERYL MATTOX...................................................................... EXECUTIVE DIRECTOR	38.00 .................	X	X		153,640	0	48,290
(13) TERESA MAKAROWSKY...................................................................... CORPORATE CONTROLLER	38.00 .................		X		122,862	0	42,427
(14) MARY E REID...................................................................... DISTINGUISHED MEMBER	38.00 .................			X	198,886	0	55,606
(15) VIRGINIA FILIACI...................................................................... CHIEF, CLINICAL TRIAL DEVELOPMENT DIVISION	38.00 .................			X	172,950	0	36,537
(16) MICHAEL PRIMEAU...................................................................... DIRECTOR, OHEP	38.00 .................			X	168,016	0	26,547

(A) Name and business address	(B) Description of services	(C) Compensation
OPAD MEDIA SOLUTIONS LLC 275 MADISON AVENUE 22ND FLOOR NEW YORK,NY10016	CONSULTANT	4,188,331
FINGER LAKES HEALTH SYSTEMS 1150 UNIVERSITY AVENUE ROCHESTER,NY14607	CONSULTANT	741,484
WINDSONG RADIOLOGY GROUP 55 SPINDRIFT DRIVE WILLIAMSVILLE,NY14221	CONSULTANT	690,507
SMART SOURCE TECHNOLOGIES LLC 622 GEORGES ROAD NORTH BRUNSWICK,NJ089023377	CONSULTANT	629,600
HODSON RUSS LLP 1 MT PLAZA SUITE 2000 BUFFALO,NY14203	CONSULTANT	589,075
2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization 14

- TIN:

SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service

Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow

Attach to Form 990 or Form 990-EZ.
right arrow

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2018

Open to Public
Inspection

Name of the organization

HEALTH RESEARCH INC

Employer identification number

14-1402155

Part I

Reason for Public Charity Status (All organizations must complete this part.) See instructions.

The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)

A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).

A school described in section 170(b)(1)(A)(ii). (Attach Schedule E (Form 990 or 990-EZ).)

A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).

A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state:

An organization operated for the benefit of a college or university owned or operated by a governmental unit described in section 170(b)(1)(A)(iv). (Complete Part II.)

A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).

An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in section 170(b)(1)(A)(vi). (Complete Part II.)

A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.)

An agricultural research organization described in 170(b)(1)(A)(ix) operated in conjunction with a land-grant college or university or a non-land grant college of agriculture. See instructions. Enter the name, city, and state of the college or university:

An organization that normally receives: (1) more than 331/3% of its support from contributions, membership fees, and gross receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)

An organization organized and operated exclusively to test for public safety. See section 509(a)(4).

An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box in lines 12a through 12d that describes the type of supporting organization and complete lines 12e, 12f, and 12g.

Type I. A supporting organization operated, supervised, or controlled by its supported organization(s), typically by giving the supported organization(s) the power to regularly appoint or elect a majority of the directors or trustees of the supporting organization. You must complete Part IV, Sections A and B.

Type II. A supporting organization supervised or controlled in connection with its supported organization(s), by having control or management of the supporting organization vested in the same persons that control or manage the supported organization(s). You must complete Part IV, Sections A and C.

Type III functionally integrated. A supporting organization operated in connection with, and functionally integrated with, its supported organization(s) (see instructions). You must complete Part IV, Sections A, D, and E.

Type III non-functionally integrated. A supporting organization operated in connection with its supported organization(s) that is not functionally integrated. The organization generally must satisfy a distribution requirement and an attentiveness requirement (see instructions). You must complete Part IV, Sections A and D, and Part V.

Check this box if the organization received a written determination from the IRS that it is a Type I, Type II, Type III functionally integrated, or Type III non-functionally integrated supporting organization.

Enter the number of supported organizations ...............................

Provide the following information about the supported organization(s).

(i) Name of supported organization	(ii) EIN	(iv) Is the organization listed in your governing document?		(v) Amount of monetary support (see instructions)	(vi) Amount of other support (see instructions)
(i) Name of supported organization	(ii) EIN	Yes	No	(v) Amount of monetary support (see instructions)	(vi) Amount of other support (see instructions)


Total

For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.

Cat. No. 11285F

Schedule A (Form 990 or 990-EZ) 2018

Page 2

Part II

Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv), 170(b)(1)(A)(vi), and 170(b)(1)(A)(ix)
(Complete only if you checked the box on line 5, 7, 8, or 9 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2014	(b) 2015	(c) 2016	(d) 2017	(e) 2018	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") ..	672,154,203	668,635,452	683,250,315	704,248,802	758,412,389	3,486,701,161
2	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....
3	The value of services or facilities furnished by a governmental unit to the organization without charge..
4	Total. Add lines 1 through 3	672,154,203	668,635,452	683,250,315	704,248,802	758,412,389	3,486,701,161
5	The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..
6	Public support. Subtract line 5 from line 4.						3,486,701,161

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2014	(b) 2015	(c) 2016	(d) 2017	(e) 2018	(f) Total
7	Amounts from line 4..	672,154,203	668,635,452	683,250,315	704,248,802	758,412,389	3,486,701,161
8	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...	5,183,065	4,171,556	5,462,317	7,291,691	12,546,508	34,655,137
9	Net income from unrelated business activities, whether or not the business is regularly carried on..
10	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..
11	Total support. Add lines 7 through 10						3,521,356,298

Gross receipts from related activities, etc. (see instructions) ..................

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................ right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2018 (line 6, column (f) divided by line 11, column (f)) .........

99.020 %

Public support percentage for 2017 Schedule A, Part II, line 14 ...............

99.170 %

16a

33 1/3% support test—2018. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization ....................... right arrow

33 1/3% support test—2017. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization ..................... right arrow

17a

10%-facts-and-circumstances test—2018. If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization ..................................................... right arrow

10%-facts-and-circumstances test—2017. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly
supported organization ................................................ right arrow

Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow

Schedule A (Form 990 or 990-EZ) 2018

Page 3

Part III

Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2014	(b) 2015	(c) 2016	(d) 2017	(e) 2018	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2	Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose
3	Gross receipts from activities that are not an unrelated trade or business under section 513 .....
4	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5	The value of services or facilities furnished by a governmental unit to the organization without charge
6	Total. Add lines 1 through 5
7a	Amounts included on lines 1, 2, and 3 received from disqualified persons
b	Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c	Add lines 7a and 7b..
8	Public support. (Subtract line 7c from line 6.)

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2014	(b) 2015	(c) 2016	(d) 2017	(e) 2018	(f) Total
9	Amounts from line 6...
10a	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b	Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c	Add lines 10a and 10b.
11	Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..
13	Total support. (Add lines 9, 10c, 11, and 12.)..

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization,
check this box and stop here............................................. right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2018 (line 8, column (f) divided by line 13, column (f)) .........

Public support percentage from 2017 Schedule A, Part III, line 15 ...............

Section D. Computation of Investment Income Percentage

Investment income percentage for 2018 (line 10c, column (f) divided by line 13, column (f)) ......

Investment income percentage from 2017 Schedule A, Part III, line 17 .............

19a

331/3% support tests—2018. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ....... right arrow

33 1/3% support tests—2017. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization .... right arrow

Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions .... right arrow

Schedule A (Form 990 or 990-EZ) 2018

Page 4

Part IV

Supporting Organizations

(Complete only if you checked a box on line 12 of Part I. If you checked 12a of Part I, complete Sections A and B. If you checked 12b of Part I, complete Sections A and C. If you checked 12c of Part I, complete Sections A, D, and E. If you checked 12d of Part I, complete Sections A and D, and complete Part V.)

Section A. All Supporting Organizations

Yes

Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.

Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).

Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer (b) and (c) below.

Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.

Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.

Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked 12a or 12b in Part I, answer (b) and (c) below.

Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.

Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.

Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer (b) and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).

Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?

Substitutions only. Was the substitution the result of an event beyond the organization's control?

Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.

Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .

Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).

Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.

Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.

Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.

10a

Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.

10a

Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).

10b

Schedule A (Form 990 or 990-EZ) 2018

Page 5

Part IV

Supporting Organizations (continued)

Yes

Has the organization accepted a gift or contribution from any of the following persons?

A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization?

11a

A family member of a person described in (a) above?

11b

A 35% controlled entity of a person described in (a) or (b) above? If “Yes” to a, b, or c, provide detail in Part VI.

11c

Section B. Type I Supporting Organizations

Yes

Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.

Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.

Section C. Type II Supporting Organizations

Yes

Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).

Section D. All Type III Supporting Organizations

Yes

Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?

Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).

By reason of the relationship described in (2), did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.

Section E. Type III Functionally-Integrated Supporting Organizations

Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):

The organization satisfied the Activities Test. Complete line 2 below.

The organization is the parent of each of its supported organizations. Complete line 3 below.

The organization supported a governmental entity. Describe in Part VI how you supported a government entity (see instructions)

Activities Test. Answer (a) and (b) below.

Yes

Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.

Did the activities described in (a) constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.

Parent of Supported Organizations. Answer (a) and (b) below.

Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI.

Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.

Schedule A (Form 990 or 990-EZ) 2018

Page 6

Part V

Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations

Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov. 20, 1970 (explain in Part VI). See instructions. All other Type III non-functionally integrated supporting organizations must complete Sections A through E.

	Section A - Adjusted Net Income		(A) Prior Year	(B) Current Year (optional)
1	Net short-term capital gain	1
2	Recoveries of prior-year distributions	2
3	Other gross income (see instructions)	3
4	Add lines 1 through 3	4
5	Depreciation and depletion	5
6	Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions)	6
7	Other expenses (see instructions)	7
8	Adjusted Net Income (subtract lines 5, 6 and 7 from line 4)	8

	Section B - Minimum Asset Amount		(A) Prior Year	(B) Current Year (optional)
1	Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year):	1
a	Average monthly value of securities	1a
b	Average monthly cash balances	1b
c	Fair market value of other non-exempt-use assets	1c
d	Total (add lines 1a, 1b, and 1c)	1d
e	Discount claimed for blockage or other factors (explain in detail in Part VI):
2	Acquisition indebtedness applicable to non-exempt use assets	2
3	Subtract line 2 from line 1d	3
4	Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount, see instructions).	4
5	Net value of non-exempt-use assets (subtract line 4 from line 3)	5
6	Multiply line 5 by .035	6
7	Recoveries of prior-year distributions	7
8	Minimum Asset Amount (add line 7 to line 6)	8

	Section C - Distributable Amount		Current Year
1	Adjusted net income for prior year (from Section A, line 8, Column A)	1
2	Enter 85% of line 1	2
3	Minimum asset amount for prior year (from Section B, line 8, Column A)	3
4	Enter greater of line 2 or line 3	4
5	Income tax imposed in prior year	5
6	Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions)	6

Check here if the current year is the organization's first as a non-functionally-integrated Type III supporting organization (see instructions)

Schedule A (Form 990 or 990-EZ) 2018

Page 7

Part V

Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations (continued)

Section D - Distributions		Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in excess of income from activity
3 Administrative expenses paid to accomplish exempt purposes of supported organizations
4 Amounts paid to acquire exempt-use assets
5 Qualified set-aside amounts (prior IRS approval required)
6 Other distributions (describe in Part VI). See instructions
7Total annual distributions. Add lines 1 through 6.
8 Distributions to attentive supported organizations to which the organization is responsive (provide details in Part VI). See instructions
9 Distributable amount for 2018 from Section C, line 6
10 Line 8 amount divided by Line 9 amount

Section E - Distribution Allocations (see instructions)		(i) Excess Distributions	(ii) Underdistributions Pre-2018	(iii) Distributable Amount for 2018
1 Distributable amount for 2018 from Section C, line 6
2 Underdistributions, if any, for years prior to 2018 (reasonable cause required-- explain in Part VI). See instructions.
3 Excess distributions carryover, if any, to 2018:
a From 2013.......
b From 2014.......
c From 2015.......
d From 2016.......
e From 2017.......
fTotal of lines 3a through e
g Applied to underdistributions of prior years
h Applied to 2018 distributable amount
i Carryover from 2013 not applied (see instructions)
j Remainder. Subtract lines 3g, 3h, and 3i from 3f.
4Distributions for 2018 from Section D, line 7:
$
a Applied to underdistributions of prior years
b Applied to 2018 distributable amount
c Remainder. Subtract lines 4a and 4b from 4.
5 Remaining underdistributions for years prior to 2018, if any. Subtract lines 3g and 4a from line 2. If the amount is greater than zero, explain in Part VI. See instructions.
6 Remaining underdistributions for 2018. Subtract lines 3h and 4b from line 1. If the amount is greater than zero, explain in Part VI. See instructions.
7 Excess distributions carryover to 2019. Add lines 3j and 4c.
8 Breakdown of line 7:
a Excess from 2014......
b Excess from 2015.....
c Excess from 2016.....
d Excess from 2017.....
e Excess from 2018.....

Schedule A (Form 990 or 990-EZ) (2018)

Schedule A (Form 990 or 990-EZ) 2018

Page 8

Part VI

Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).

Facts And Circumstances Test

Return Reference	Explanation

Schedule A (Form 990 or 990-EZ) 2018

Additional Data

Software ID:
Software Version:

- TIN:

Schedule B
(Form 990, 990-EZ,
or 990-PF)

Department of the Treasury
Internal Revenue Service

Schedule of Contributors

Attach to Form 990, 990-EZ, or 990-PF.

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2018

Name of the organization

HEALTH RESEARCH INC

Employer identification number

14-1402155

Organization type (check one):

Filers of:

Section:

Form 990 or 990-EZ

501(c)( ) (enter number) organization

4947(a)(1) nonexempt charitable trust not treated as a private foundation

527 political organization

Form 990-PF

501(c)(3) exempt private foundation

4947(a)(1) nonexempt charitable trust treated as a private foundation

501(c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule.
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.

General Rule

For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, contributions totaling $5,000 or more (in money or other property) from any one contributor. Complete Parts I and II. See instructions for determining a contributor's total contributions.

Special Rules

For an organization described in section 501(c)(3) filing Form 990 or 990-EZ that met the 33¹/3% support test of the regulations
under sections 509(a)(1) and 170(b)(1)(A)(vi), that checked Schedule A (Form 990 or 990-EZ), Part II, line 13, 16a, or 16b, and that received from any one contributor, during the year, total contributions of the greater of (1) $5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, total contributions of more than $1,000 exclusively for religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals. Complete Parts I, II, and III.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, contributions exclusively for religious, charitable, etc., purposes, but no such contributions totaled more than $1,000. If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Don't complete any of the parts unless the General Rule applies to this organization because it received nonexclusively religious, charitable, etc., contributions totaling $5,000 or more during the year ......... Arrow Bullet

Caution. An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).

For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.

Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2018)

Schedule B (Form 990, 990-EZ, or 990-PF) (2018) Page 2

Name of organization HEALTH RESEARCH INC

Part I	Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

Page 3

Name of organization HEALTH RESEARCH INC		Employer identification number 14-1402155

Part II	Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

Page 4


Name of organization HEALTH RESEARCH INC			Employer identification number 14-1402155
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE D
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Financial Statements

Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet

Attach to Form 990.
SchDMd Bullet

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2018

Open to Public Inspection

Name of the organization

HEALTH RESEARCH INC

Employer identification number

14-1402155

Part I

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.

		(a) Donor advised funds	(b) Funds and other accounts
1	Total number at end of year .........
2	Aggregate value of contributions to (during year)
3	Aggregate value of grants from (during year)
4	Aggregate value at end of year ........

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............

Yes No

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................

Yes No

Part II

Conservation Easements. Complete if the organization answered "Yes" on Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education) Preservation of an historically important land area

Protection of natural habitat Preservation of a certified historic structure

Preservation of open space

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.


a	Total number of conservation easements ......................	2a
b	Total acreage restricted by conservation easements ....................	2b
c	Number of conservation easements on a certified historic structure included in (a) .....	2c
d	Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ...	2d

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet

Number of states where property subject to conservation easement is located SchDMd Bullet

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............

Yes No

Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................

Yes No

In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.

If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:

(i)

Revenue included on Form 990, Part VIII, line 1 ......................... SchDMd Bullet

(ii)

Assets included in Form 990, Part X ............................... SchDMd Bullet

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:

Revenue included on Form 990, Part VIII, line 1 .......................... SchDMd Bullet

Assets included in Form 990, Part X ............................... SchDMd Bullet

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 52283D

Schedule D (Form 990) 2018

Page 2

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):

Public exhibition

Loan or exchange programs

Scholarly research

Other

Preservation for future generations

Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.

During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...

Yes No

Part IV

Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................

Yes No


b	If "Yes," explain the arrangement in Part XIII and complete the following table:		Amount
c	Beginning balance .............................	1c
d	Additions during the year ............................	1d
e	Distributions during the year ..........................	1e
f	Ending balance ................................	1f

Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...

Yes No

If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....

Part V

Endowment Funds. Complete if the organization answered "Yes" on Form 990, Part IV, line 10.

		(a)Current year	(b)Prior year	(c)Two years back	(d)Three years back	(e)Four years back

1a	Beginning of year balance ....	612,804	607,286	605,120	602,981	608,225
b	Contributions ...
c	Net investment earnings, gains, and losses	11,515	5,518	2,166	1,380	1,334
d	Grants or scholarships ...
e	Other expenditures for facilities and programs ...				-759	5,819
f	Administrative expenses ....					759
g	End of year balance ......	624,319	612,804	607,286	605,120	602,981

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

Board designated or quasi-endowment SchDMd Bullet

100.000 %

Permanent endowment SchDMd Bullet

Temporarily restricted endowment SchDMd Bullet

The percentages on lines 2a, 2b, and 2c should equal 100%.

Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes

(i) unrelated organizations .................

3a(i)

(ii) related organizations .................

3a(ii)

If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........

Describe in Part XIII the intended uses of the organization's endowment funds.

Part VI

Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.

Description of property		(a) Cost or other basis (investment)	(b) Cost or other basis (other)	(c) Accumulated depreciation	(d) Book value

1a	Land .....
b	Buildings ....	21,697	21,697	0
c	Leasehold improvements	523,561	390,920	132,641
d	Equipment ....	4,093,934	3,492,743	601,191
e	Other .....
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..				733,832

Schedule D (Form 990) 2018

Page 3

Part VII

InvestmentsOther Securities. Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.

(a) Description of security or category (including name of security)	(b) Book value	(c) Method of valuation: Cost or end-of-year market value
(1) Financial derivatives.........
(2) Closely-held equity interests........
(3)Other
(A)
(B)
(C)
(D)
(E)
(F)
(G)
(H)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)

Part VIII

InvestmentsProgram Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.

(a) Description of investment	(b) Book value	(c) Method of valuation: Cost or end-of-year market value

(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)

Part IX

Other Assets. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.

(a) Description				(b) Book value

(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........

Part X

Other Liabilities. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.

1.(a) Description of liability	(b) Book value
(1) Federal income taxes
AGENCY FUND - SEE PART XIII	37,994,619
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)	37,994,619
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII

Schedule D (Form 990) 2018

Page 4

Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total revenue, gains, and other support per audited financial statements .......			1	772,629,427
2	Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a	Net unrealized gains (losses) on investments ....	2a	2,168,462
b	Donated services and use of facilities .........	2b
c	Recoveries of prior year grants ...........	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d .....................			2e	2,168,462
3	Subtract line 2e from line 1..................			3	770,460,965
4	Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b .	4a
b	Other (Describe in Part XIII.) ...........	4b	709,700
c	Add lines 4a and 4b....................			4c	709,700
5	Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ......			5	771,170,665

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total expenses and losses per audited financial statements ...........			1	757,982,397
2	Amounts included on line 1 but not on Form 990, Part IX, line 25:
a	Donated services and use of facilities .........	2a
b	Prior year adjustments ............	2b
c	Other losses ................	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d....................			2e	0
3	Subtract line 2e from line 1...................			3	757,982,397
4	Amounts included on Form 990, Part IX, line 25, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b ..	4a
b	Other (Describe in Part XIII.) ............	4b	709,700
c	Add lines 4a and 4b.....................			4c	709,700
5	Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ......			5	758,692,097

Part XIII

Supplemental Information

Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

Return Reference	Explanation
PART XI, LINE 4B - OTHER ADJUSTMENTS:	ROYALTIES PAID TO INVENTORS 709,700.
PART XII, LINE 4B - OTHER ADJUSTMENTS:	ROYALTIES PAID TO INVENTORS 709,700.
PART V, LINE 4	QUASI ENDOWMENTS WERE ESTABLISHED TO FURTHER RESEARCH AT HELEN HAYS HOSPITAL, PROVIDE AWARDS TO RISING SCIENTISTS FOR OUTSTANDING CREATIVITY AND QUALITY OF CONTRIBUTION OF BASIC RESEARCH AND FOR LITERATURE AND ARTS OF SCIENCES FOR THE WADSWORTH CENTER LIBRARY.
PART IX, LINE 1 & PART X, LINE 2	AGENCY FUNDS THE CORPORATION IS ADMINISTERING ON BEHALF OF THE OFFICE OF THE ATTORNEY GENERAL, NEW YORK STATE DEPARTMENT OF LAW (OAG), PURSUANT TO A FUNDING ADMINISTRATION AGREEMENT.

Schedule D (Form 990) 2018

Additional Data

Software ID:
Software Version:

- TIN:

Schedule J
(Form 990)

Department of the Treasury
Internal Revenue Service

Compensation Information

For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet

Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet

Attach to Form 990.
SchJMediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2018

Open to Public Inspection

Name of the organization

HEALTH RESEARCH INC

Employer identification number

14-1402155

Part I

Questions Regarding Compensation

Yes

Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.

First-class or charter travel Housing allowance or residence for personal use

Travel for companions Payments for business use of personal residence

Tax idemnification and gross-up payments Health or social club dues or initiation fees

Discretionary spending account Personal services (e.g., maid, chauffeur, chef)

If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .........

Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..

Yes

Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.

Compensation committee Written employment contract

Independent compensation consultant Compensation survey or study

Form 990 of other organizations Approval by the board or compensation committee

During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:

Receive a severance payment or change-of-control payment? .............

Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........

Participate in, or receive payment from, an equity-based compensation arrangement? .........

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.

Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:

The organization? ....................

Any related organization? .......................

If "Yes," on line 5a or 5b, describe in Part III.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:

The organization? ..................

Any related organization? ......................

If "Yes," on line 6a or 6b, describe in Part III.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............

Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................

If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50053T

Schedule J (Form 990) 2018

Page 2

Part II

Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.

For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.

(A) Name and Title		(B) Breakdown of W-2 and/or 1099-MISC compensation			(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation in column (B) reported as deferred on prior Form 990
(A) Name and Title		(i) Base compensation	(ii) Bonus & incentive compensation	(iii) Other reportable compensation	(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)
1CHARLES GONZALEZ DIRECTOR	(i) (ii)	171,572 ------------- 0	0 ------------- 0	0 ------------- 0	27,108 ------------- 0	23,262 ------------- 0	221,942 ------------- 0	0 ------------- 0
2HANS MINDERMAN ASSOCIATE DIRECTOR, FLOW CYTOM	(i) (ii)	168,018 ------------- 0	0 ------------- 0	0 ------------- 0	29,929 ------------- 0	21,664 ------------- 0	219,611 ------------- 0	0 ------------- 0
3CHERYL MATTOX EXECUTIVE DIRECTOR	(i) (ii)	129,334 ------------- 0	0 ------------- 0	24,306 ------------- 0	24,275 ------------- 0	24,015 ------------- 0	201,930 ------------- 0	0 ------------- 0
4TERESA MAKAROWSKY CORPORATE CONTROLLER	(i) (ii)	118,895 ------------- 0	0 ------------- 0	3,967 ------------- 0	19,412 ------------- 0	23,015 ------------- 0	165,289 ------------- 0	0 ------------- 0
5MARY E REID DISTINGUISHED MEMBER	(i) (ii)	198,886 ------------- 0	0 ------------- 0	0 ------------- 0	31,424 ------------- 0	24,182 ------------- 0	254,492 ------------- 0	0 ------------- 0
6VIRGINIA FILIACI CHIEF, CLINICAL TRIAL DEVELOPMENT DI	(i) (ii)	172,950 ------------- 0	0 ------------- 0	0 ------------- 0	27,327 ------------- 0	9,210 ------------- 0	209,487 ------------- 0	0 ------------- 0
7MICHAEL PRIMEAU DIRECTOR, OHEP	(i) (ii)	168,016 ------------- 0	0 ------------- 0	0 ------------- 0	26,547 ------------- 0	0 ------------- 0	194,563 ------------- 0	0 ------------- 0

Schedule J (Form 990) 2018

Page 3

Part III

Supplemental Information

Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.

Return Reference	Explanation
PART II, COLUMN B (II) - BONUS & INCENTIVE COMPENSATION	PRINCIPAL INVESTIGATORS (PI) WORKING WITH THE BUFFALO DIVISION MAY BE ELIGIBLE FOR SALARY RECOVERY DISTRIBUTIONS ANNUALLY. THE PI'S PERFORMANCE IS REVIEWED AGAINST SPECIFIC GUIDELINES AND RECOMMENDATIONS ARE MADE BY THE COMMITTEE ON THE DISTRIBUTION OF SALARY RECOVERY SUPPORT.
PART II, COLUMN B (III) - OTHER REPORTABLE COMPENSATION	THIS AMOUNT REPRESENTS EMPLOYEE CONTRIBUTIONS OF THEIR BASE COMPENSATION TO AN INDIVIDUAL DEFERRED COMPENSATION PLAN.

Schedule J (Form 990) 2018

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet

Attach to Form 990 or 990-EZ.
MediumBullet

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2018

Open to Public
Inspection

Name of the organization

HEALTH RESEARCH INC

Employer identification number

14-1402155

Return Reference	Explanation
FORM 990, PART I, LINE 1, ORGANIZATION'S MISSION:	ADMINISTER GIFTS AND GRANTS IN KEEPING WITH THE HEALTH RESEARCH, PREVENTION AND TREATMENT PURPOSE OF THE NYS DEPARTMENT OF HEALTH, THE ROSWELL PARK CANCER INSTITUTE CORPORATION AND OTHER HEALTH RELATED PUBLIC AND PRIVATE ENTITIES; ALSO INCLUDING INTELLECTUAL PROPERTY MANAGEMENT AND TECHNOLOGY TRANSFER.
990, PART III, LINE 4A. FEDERALLY FUNDED HIV AIDS PREVENTION AND CARE	THE UNINSURED CARE PROGRAMS (UCP) PROVIDE MEDICATIONS AND MEDICAL CARE TO UNINSURED AND UNDERINSURED NEW YORK STATE RESIDENTS LIVING WITH OR AT RISK OF ACQUIRING HIV/AIDS. THE PROGRAMS ARE MANAGED BY THE NEW YORK STATE DEPARTMENT OF HEALTH, AIDS INSTITUTE. HEALTH RESEARCH, INC. (HRI) SERVES AS THE FISCAL ADMINISTRATOR FOR THE PROGRAMS. THE AIDS DRUG ASSISTANCE PROGRAM (ADAP) BEGAN IN 1987 AS PART OF A NATIONAL PROGRAM TO PROVIDE FREE HIV/AIDS DRUGS TO LOW-INCOME INDIVIDUALS NOT COVERED BY MEDICAID OR ADEQUATE THIRD-PARTY INSURANCE. NEW YORK STATE EXPANDED THE PROGRAM TO INCLUDE AMBULATORY CARE AND HOME CARE SERVICES, INSURANCE CONTINUATION AND PRE-EXPOSURE PROPHYLAXIS. THE PROGRAMS ARE FUNDED THROUGH PARTNERSHIPS BETWEEN THE STATE AND FEDERAL GOVERNMENTS AND BETWEEN THE STATE AND THE NEW YORK CITY, LONG ISLAND AND LOWER HUDSON RYAN WHITE PART A REGIONS. BOTH FEDERAL AND STATE STATUTE/REGULATION GOVERNS THE PROGRAMS. THE FEDERAL RYAN WHITE HIV/AIDS TREATMENT EXTENSION ACT OF 2009 INCLUDES STATUTORY AUTHORITY FOR AIDS DRUG ASSISTANCE PROGRAMS THROUGHOUT THE NATION, AND ASSOCIATED APPROPRIATIONS PROVIDE FEDERAL FUNDING TO SUPPORT THE PROGRAMS. IN ADDITION, STATE REGULATION IN NYCRR, TITLE 10, SUB-PART 43-2 GOVERNS THE APPLICATION AND ELIGIBILITY DETERMINATION PROCESS AND ESTABLISHES THE RIGHTS AND RESPONSIBILITIES OF APPLICANTS, PARTICIPANTS, AND PROVIDERS. NEW YORK STATE'S UNINSURED CARE PROGRAMS ARE THE MOST COMPREHENSIVE IN THE NATION, OFFERING A FULL SCOPE OF SERVICES TO PERSONS WITH HIV/AIDS. THE UCP SERVES OVER 24,000 UNINSURED AND UNDERINSURED PERSONS LIVING WITH HIV/AIDS ANNUALLY. THE MOST RECENT HUCP CASCADE SHOWS THAT 96.5 PERCENT OF PARTICIPANTS ARE IN CARE; 82.8 PERCENT ARE IN CONTINUOUS CARE; AND 91.9% HAVE A VIRAL LOAD <200. THE UCP ARE COMMITTED TO WORKING CLOSELY WITH PROVIDERS AND INDIVIDUALS TO SUPPORT ACCESS TO THE WIDE RANGE OF OPTIONS FOR PAYMENT FOR HEALTH CARE SERVICES AND MEDICATIONS FOR PERSONS LIVING WITH OR AT RISK OF ACQUIRING HIV. IN RESPONSE TO GOVERNOR ANDREW M. CUOMO'S THREE-POINT PLAN TO MOVE CLOSER TO THE END OF THE AIDS EPIDEMIC IN NEW YORK STATE, THE UCP HAVE EXPLORED WAYS TO OVERCOME BARRIERS TO RAPID ACCESS TO TREATMENT AND ONGOING CARE. EFFECTIVE 4/24/19, THE UCP HAVE RAISED THE INCOME THRESHOLD TO BE EQUAL TO OR LESS THAN 500% OF THE FEDERAL POVERTY LEVEL FOR THE APPLICANT'S FAMILY SIZE, ELIMINATED THE USE OF LIQUID ASSETS IN ELIGIBILITY DETERMINATIONS, AND ELIMINATED THE 50% EMPLOYER COST SHARE REQUIREMENT FOR PREMIUM ASSISTANCE. IN ADDITION, THE PROGRAM NAME WAS CHANGED TO THE UNINSURED CARE PROGRAMS TO MORE ACCURATELY REFLECT THE ACTIVITIES OF THE PROGRAM.
990, PART III, LINE 4B. CANCER RESEARCH	HEALTH RESEARCH, INC. WAS ESTABLISHED IN 1953 TO AID ROSWELL PARK CANCER INSTITUTE (RPCI) IN ATTRACTING AND MANAGING DONATIONS AND GRANTS TO FURTHER ITS CANCER RESEARCH. THE MISSION OF RPCI IS TO UNDERSTAND, PREVENT AND CURE CANCER. RPCI, FOUNDED IN 1898, WAS ONE OF THE FIRST CANCER CENTERS IN THE COUNTRY TO BE NAMED BY THE NATIONAL INSTITUTE OF HEALTH (NIH) AS A NATIONAL CANCER INSTITUTE-DESIGNATED COMPREHENSIVE CANCER CENTER AND REMAINS THE ONLY FACILITY WITH THIS DESIGNATION IN UPSTATE NEW YORK. ROSWELL PARK CANCER INSTITUTE IS A MULTIDISCIPLINARY, TRANSLATIONAL COMPREHENSIVE CANCER CENTER, WITH A MISSION TO ELIMINATE CANCER'S GRIP ON HUMANITY BY UNLOCKING ITS SECRETS THROUGH PERSONALIZED APPROACHES AND UNLEASHING THE HEALING POWER OF HOPE. RPCI UTILIZES ITS COMPREHENSIVE CANCER SUPPORT GRANT (CCSG) TO BUILD ON UNIQUE STRENGTHS AND OPPORTUNITIES, MOVING LABORATORY SCIENCE INTO ADVANCED TREATMENT, PREVENTION, DIAGNOSIS, AND EDUCATION. THIS PAST YEAR ROSWELL SUCCESSFULLY RENEWED ITS (CCSG) GRANT. THE RENEWAL GRANT IS FOR 5 YEARS, TOTALING $22.5 MILLION. ROSWELL PARK CANCER INSTITUTE'S REVOLUTIONARY RESEARCH MODEL OF A "MULTIDISCIPLINARY APPROACH" TO CANCER WITH SCIENTISTS AND CLINICIANS WORKING IN CONCERT AND IN CONSULT HAS BECOME THE STANDARD BY WHICH ALL MODERN-DAY COMPREHENSIVE CANCER CENTERS ARE MEASURED. DR. CANDACE JOHNSON CONTINUES IN HER LEADERSHIP ROLE AT RPCI, WHICH SHE TOOK IN NOVEMBER 2014. DR. JOHNSON HAS EXTENSIVE ACADEMIC, ADMINISTRATIVE, AND SCIENTIFIC EXPERTISE. DR. KUNLE ODUNSI WAS APPOINTED AS DEPUTY DIRECTOR IN APRIL 2015. HE CONTINUES HIS LEADERSHIP OF THE TUMOR IMMUNOLOGY AND IMMUNOTHERAPY PROGRAM. DR. ODUNSI ALSO SERVES AS EXECUTIVE DIRECTOR OF THE CENTER FOR IMMUNOTHERAPY. BOTH ARE EXPERIENCED AND WORLD RENOWNED RESEARCHERS. HRI CONTINUES TO WORK WITH RPCI LEADERSHIP IN ALL OF THEIR RESEARCH ENDEAVORS. HRI'S CANCER RESEARCH GRANT PORTFOLIO SUPPORTS A NATIONALLY RECOGNIZED RESEARCH ENTERPRISE AT RPCI. THE BUFFALO COMPREHENSIVE CANCER CENTER IS NATIONALLY RANKED AND IS ONE OF ONLY 50 COMPREHENSIVE CANCER CENTERS IN THE COUNTRY. HEALTH RESEARCH INCORPORATED (HRI) PROVIDES EFFECTIVE PRE- AND POST-AWARD EVALUATION, SOLICITATION, AND ADMINISTRATION OF EXTERNAL RESEARCH SUPPORT FROM FEDERAL AND STATE AGENCIES, NOT FOR-PROFIT FOUNDATIONS AND COMMERCIAL FIRMS IN ACCORDANCE WITH THE REQUIREMENTS OF THE SPONSOR. THE HRI/GRANTS MANAGEMENT STAFF (22 FTES) SUPPORT MORE THAN 534 ACTIVE GRANTS ANNUALLY FOR RPCI, PROVIDING TIMELY AND DETAILED GRANT REVENUE AND EXPENDITURE INFORMATION FOR INTERNAL AND EXTERNAL REVIEW, AS WELL AS ANALYSIS WITH INSTITUTE INVESTIGATORS. HRI'S SUPERIOR GRANT ADMINISTRATION EXPERTISE AND ITS ABILITY TO ATTRACT HIGHLY QUALIFIED RESEARCH STAFF HAVE CONTRIBUTED TO THE CONTINUED UPWARD TRAJECTORY OF THE INSTITUTION AND IT'S CANCER RESEARCH. HRI-ROSWELL PARK DIVISION CURRENTLY HAS 534 ACTIVE PROJECTS TOTALING $87.4 MILLION, OF WHICH $57.7 MILLION ARE PEER REVIEWED AWARDS. HRI-ROSWELL PARK'S LARGEST SPONSOR IS THE NATIONAL INSTITUTE OF HEALTH (NIH) REPRESENTING 60% OF TOTAL FUNDING. HRI-ROSWELL PARK DIVISION RECEIVED MORE THAN $109.2 MILLION OF REVENUE IN FY19.
FORM 990, PART III, LINE 4C, PUBLIC HEALTH AND HEALTH CARE EMERGENCY	HEALTH RESEARCH, INC. (HRI) GRANT FUNDS CENTERS FOR DISEASE CONTROL AND PREVENTION (CDC) PUBLIC HEALTH EMERGENCY PREPAREDNESS (PHEP) AND THE ASSISTANT SECRETARY FOR PREPAREDNESS AND RESPONSE (ASPR) HOSPITAL PREPAREDNESS PROGRAM (HPP) FUNDING SUPPORTS THE EFFORTS OF THE NEW YORK STATE DEPARTMENT OF HEALTH (NYSDOH) OFFICE OF HEALTH EMERGENCY PREPAREDNESS (OHEP). OHEP CONTINUES TO WORK WITH THE STATE OFFICE OF EMERGENCY MANAGEMENT (STATE OEM) AND OTHER STATE AGENCIES, LOCAL HEALTH DEPARTMENTS (LHD) AND PRIVATE AND PUBLIC-SECTOR PARTNERS TO BUILD A SOLID EMERGENCY PREPAREDNESS AND RESPONSE FOUNDATION TO RESPOND TO ANY CRISIS OR EMERGENT SITUATION IN THE STATE. BASED ON AN ASSESSMENT OF NYSDOH CAPABILITIES AND GAPS AND CONSIDERING REDUCED PHEP AND HPP FUNDING, NYSDOH HAS CAREFULLY REVIEWED ITS PROGRESS IN DESIGNING AN INTEGRATED AND COMPREHENSIVE HEALTH EMERGENCY PREPAREDNESS STRUCTURE AND HAS STRATEGICALLY PRIORITIZED FUTURE EFFORTS. 1. NYSDOH OHEP CONTINUES TO SUSTAIN ITS FULLY DEVELOPED INCIDENT MANAGEMENT SYSTEM (IMS). ACCOMPLISHMENTS FROM THE PERIOD 04/01/2018 TO 03/31/2019 NYSDOH'S IMS WAS ACTIVATED FOR TEN (10) INCIDENTS ORGANIZING COMMAND AND OPERATIONAL STRUCTURES AT STATE AND/OR REGIONAL LEVEL. NYSDOH'S INFORMATICS STAFF IN COLLABORATION WITH OHEP COMPLETED THE DEVELOPMENT OF THE IMS DASHBOARD. THE IMS DASHBOARD IS AN APPLICATION THAT PULLS REAL-TIME DATA FROM EIGHT (8) IDENTIFIED APPLICATIONS USED FOR PREPAREDNESS AND RESPONSE TO FORM A COMMON OPERATING PICTURE (COP). ONE HUNDRED EIGHT (108) NYSDOH IDENTIFIED VIRTUAL HEALTH OPERATIONS CENTER (VHOC) STAFF AND THE FOUR (4) HEALTH EMERGENCY PREPAREDNESS COALITION (HEPC) LEADS HAVE EITHER, OR BOTH, VHOC ADMINISTRATOR OR GENERAL USER ACCESS. 2. NYSDOH OHEP CONTINUES TO SUPPORT AND PROVIDE UPDATED GUIDANCE FOR DISTRIBUTION AND DISPENSING OF MEDICAL COUNTERMEASURES (MCM), INCLUDING VACCINES AND MEDICATIONS, USING LOCAL POINTS OF DISPENSING (POD)/CLINIC OPERATIONS. NYSDOH OHEP HAS FOCUSED ON RESEARCHING ALTERNATE DISPENSING STRATEGIES SUCH AS CLOSED POD PARTNERSHIPS, THAT MAY INCLUDE PRIMARY CARE PROVIDERS, HEALTHCARE FACILITIES, PHARMACIES AND PRIVATE BUSINESS LOCATIONS. DURING 2018-2019, NYSDOH OHEP WORKED WITH LOCAL JURISDICTIONS TO IMPROVE THEIR ABILITY TO RESPOND TO AN EVENT REQUIRING DISTRIBUTION OF MCM TO THEIR POPULATION FOR PROPHYLAXIS, TREATMENT OR OTHER MEASURES TO PROTECT THE PUBLIC HEALTH AND SAFETY. ACCOMPLISHMENTS FROM THE PERIOD 04/01/2018 TO 03/31/2019 ALL 57 LHDS UPDATED THEIR MCM DISTRIBUTION PLANS, OR LOGISTICS PLANS, TO INCLUDE COUNTY STAGING SITE (CSS) INFORMATION, TRANSPORTATION AND PERSONNEL RESOURCES TO ENSURE THE ABILITY TO RECEIVE, STAGE, STORE AND RE-DEPLOY MCM IN THE EVENT OF A PUBLIC HEALTH EMERGENCY. ALL 57 LHDS COMPLETED STAFF NOTIFICATION AND ASSEMBLY, FACILITY SET-UP AND SITE ACTIVATION DRILLS AS PART OF THE ANNUAL PHEP EXERCISE. 3. NYSDOH CONTINUES TO SUPPORT THE MEDICAL EMERGENCY RESPONSE INVENTORY SYSTEM (MERITS). MERITS IS AN ELECTRONIC INVENTORY MANAGEMENT SYSTEM THAT SUPPORTS THE STRATEGIC NATIONAL STOCKPILE (SNS) AND THE STATE'S MEDICAL EMERGENCY RESPONSE CACHE (MERC) WAREHOUSE OPERATIONS. THIS INCLUDES PROCESSING ORDERS, RECEIVING, SHIPPING, REPORTING AND MAINTAINING A MASTER INVENTORY OF ALL ASSETS. NYSDOH OHEP CONTINUES TO SUSTAIN MEDICAL MATERIEL MANAGEMENT AND DISTRIBUTION CAPACITY TO RESPOND TO A PUBLIC HEALTH THREAT WITH MCM AND/OR DURABLE MEDICAL EQUIPMENT TO PROVIDE FOR A TIMELY AND EFFECTIVE RESPONSE. ACCOMPLISHMENTS FROM THE PERIOD 04/01/2018 TO 03/31/2019 NYSDOH OHEP ATTENDED BI-WEEKLY MEETINGS WITH NYSDOH INFORMATICS STAFF TO ASSESS MERITS PERFORMANCE AND DISCUSS INCLUSION IN THE IMS DASHBOARD. NYSDOH OHEP CONDUCTED WEB-BASED APPLICATION TRAININGS FOR ALL 57 LHDS THAT USE MERITS FOR INVENTORY TRACKING. 100% OF ALL EXPIRED SUPPLIES WERE REPLENISHED IN THE FEDERAL MEDICAL STATION (FMS). LOGISTICS STAFF CONTINUED TO PROVIDE SUPPORT TO THE FEDERAL CHEMPACK PROGRAM WITH SUSTAINMENT EFFORTS AT 72 STATEWIDE LOCATIONS. IN OCTOBER 2018, NYSDOH OHEP'S REFRIGERATED TRAILER WAS REQUESTED TO TRANSPORT REMAINS FROM A MASS FATALITY INCIDENT IN SCHOHARIE COUNTY. AFTER DEPLOYMENT, THE TRAILER WAS DECONTAMINATED, LIFT GATE CABLES WERE REPAIRED, REFRIGERATION UNIT WAS SERVICED AND BACKUP MECHANICAL COMPONENTS WERE PURCHASED. 4. NYSDOH CONTINUES TO SUPPORT INFORMATICS INFRASTRUCTURE TO PROVIDE ELECTRONIC, SECURE SYSTEMS AND APPLICATIONS FOR EMERGENCY PREPAREDNESS, RESPONSE AND RECOVERY. NYSDOH WILL SUSTAIN AND IMPROVE SYSTEMS FOR INFORMATION EXCHANGE. IN-PLACE ARCHITECTURE WAS LEVERAGED AND NEW COMPONENTS WERE ADDED THAT LINK NYSDOH WITH ITS EMERGENCY PREPAREDNESS AND RESPONSE PARTNERS AND PROMOTE THE EXCHANGE OF DATA WITH STAKEHOLDERS, BI-DIRECTIONALLY, WHILE ENSURING APPROPRIATE PRIVACY PROTECTION. ACCOMPLISHMENTS FROM THE PERIOD 04/01/2018 TO 03/31/2019 BETWEEN AUGUST AND DECEMBER 2018, NYSDOH INFORMATICS CONDUCTED FIVE (5) INTEGRATED HEALTH ALERTING AND NOTIFICATION SYSTEM (IHANS) USER TRAININGS. A TOTAL OF 51 PARTICIPANTS ATTENDED THESE TRAININGS INCLUDING REPRESENTATIVES FROM NYSDOH AND LHDS. NYSDOH INFORMATICS STAFF ALSO PROVIDED THREE (3) WEBINARS ON IHANS 2.0 UPDATES AND ENHANCEMENTS TO 197 USERS. NYSDOH INFORMATICS IN COLLABORATION WITH OHEP CONDUCTED A STATEWIDE INTEROPERABLE COMMUNICATIONS (IOC) DRILL TO TEST THE UPDATED IHANS NOTIFICATION SYSTEM FUNCTIONALITY INCLUDING SYSTEM CAPACITY, VALIDITY OF COMMUNICATION DATA AND USER INTERACTION WITH THE SYSTEM. ALL 57 LHDS PARTICIPATED IN THE DRILL AND SUBMITTED AN IHANS COMPLETION REPORT TO OHEP. NYSDOH PROVIDED SERVNY INFORMATIONAL SESSIONS FOR ALL 139 HOSPITALS AND 57 LHDS. FIFTY-THREE (53) LHDS SUCCESSFULLY COMPLETED A VOLUNTEER NOTIFICATION AND ACTIVATION DRILL USING THE SERVNY APPLICATION. FORTY PERCENT (40%) OF LHDS (23 OF 57) PARTICIPATED IN NYSDOH CRISIS AND EMERGENCY RISK COMMUNICATION (CERC) WORKGROUP WEBINARS. NYSDOH'S PUBLIC INFORMATION OFFICER (PIO) PARTICIPATED IN SEVEN (7) RADIOLOGICAL EXERCISES. 5. NYSDOH CONTINUES TO SUSTAIN AND BUILD PUBLIC HEALTH LABORATORY TESTING CAPABILITY OF THE NYSDOH WADSWORTH CENTER (WC), TO INCLUDE TESTING OF CLINICAL, ENVIRONMENTAL, FOOD AND WATER SAMPLES. LABORATORY TESTING CONTINUES TO BE A PRIORITY AREA INCLUDING COORDINATION AND COMMUNICATION EFFORTS AND BUILDING ADDITIONAL CAPABILITIES. THIS INCLUDES: LABORATORY RESPONSE NETWORK (LRN)-BIOLOGICAL (B) THREATS GOALS INCLUDE RAPID TESTING USING LRN PROTOCOLS AND REPORTING TO SUBMITTERS TO PROVIDE INFORMATION FOR PROMPT DECISION MAKING. LRN-B WILL SUSTAIN THE ABILITY FOR CONTACTING THE SENTINEL LABORATORIES IN NEW YORK STATE (NYS) THROUGH THE HEALTH COMMERCE SYSTEM (HCS). LRN-CHEMICAL (C) THREATS GOALS INCLUDE THE ADOPTION OF TECHNOLOGY TO PROCESS AND MAINTAIN THE POSITIVE IDENTIFICATION OF THE LARGE NUMBER OF SPECIMENS THAT ARE HANDLED DURING SURGE TESTING AND TO USE THE REFERENCE MATERIALS THAT ARE NOW SUPPLIED BY THE CDC FOR METHOD IMPROVEMENT AND THE FULL VALIDATION OF ANALYTICAL PROTOCOLS. ACCOMPLISHMENTS FROM THE PERIOD 04/01/2018 TO 03/31/2019 LRN-B AND LRN-C PROVIDED RAPID RESPONSE TESTING SERVICES FOR CLINICAL AND ENVIRONMENTAL SAMPLES. A SERIES OF WEBINARS FROM LRN-B WERE WELL ATTENDED BY CLINICAL LABORATORIES AND RECORDED FOR USE BY ALL CLINICAL LABORATORY STAFF FOR TRAINING AND EDUCATION. THE WC LRN-B LABORATORY PERFORMED TESTS ON SPECIMENS AND SAMPLES FOR AGENTS LISTED FOR THE LRN REQUALIFICATION. TESTING WAS PERFORMED ON 127 SPECIMENS OR ISOLATES RECEIVED FOR B. ANTHRACIS AND 36 SPECIMENS FOR BRUCELLA SPP. TESTING FOR THESE SPECIMENS WAS INITIATED WITHIN TWO (2) HOURS. THE HIGH NUMBER OF B. ANTHRACIS RULE-OUTS IS INDICATIVE OF CLINICAL LABS IN NYS BEING AWARE OF THE RULE-OUT OR REFER ALGORITHM FROM THE TRAINING THAT WAS PROVIDED BY LRN-B.
FORM 990, PART III, LINE 4C	6. THE NYSDOH CONTINUES TO SUSTAIN AND ENHANCE ITS COMMUNICABLE DISEASE SURVEILLANCE SYSTEMS THAT COLLECT INFORMATION FROM MULTIPLE DATA STREAMS DAILY TO ENSURE A BASELINE OF EPIDEMIOLOGIC DATA FOR NYS. NYSDOH CONTINUES TO SUSTAIN THE CAPABILITY TO ANALYZE AND INTERPRET EPIDEMIOLOGIC DATA THAT IS CRITICAL TO THE PRACTICE OF PUBLIC HEALTH. ACCOMPLISHMENTS FROM THE PERIOD 04/01/2018 TO 03/31/2019 A NEW TEXT SEARCHING FILTER IN ELECTRONIC SYNDROMIC SURVEILLANCE SYSTEM (ESSS) IDENTIFIES OPIOID OVERDOSE PATIENTS FROM EMERGENCY DEPARTMENT (ED) VISIT DATA TO PROVIDE DAILY SURVEILLANCE OF OPIOIDS OVERDOSE IN NYS. NYSDOH CONTINUED ITS ONGOING LHD QUALITY IMPROVEMENT MEASURES RELATED TO LHD COMMUNICABLE DISEASE INVESTIGATION RESPONSE TIME AND CASE REPORT COMPLETENESS. MONTHLY REPORTS ARE PROVIDED TO LHDS THAT INCLUDE A LISTING OF UNTIMELY OR INCOMPLETE INVESTIGATIONS AND COMPARISONS WITH THE PERFORMANCE OF LHDS IN THEIR REGION, LHDS OF SIMILAR SIZE AND THE STATEWIDE MEANS. NYSDOH EPIDEMIOLOGICAL STAFF PARTICIPATED IN ALL SCHEDULED NATIONAL NOTIFIABLE DISEASE SURVEILLANCE SYSTEM (NNDSS) MODERNIZATION INITIATIVE CONFERENCE CALLS, COMPLETED THE GAP ANALYSIS AND TECHNICAL WORK FOR GENERAL DISEASE, ARBOVIRAL DISEASE AND HEPATITIS DISEASE NOTIFICATIONS AND ARE CURRENTLY WORKING ON THE GAP ANALYSIS FOR THE FOODBORNE AND DIARRHEAL DISEASES MESSAGE MAPPING GUIDE. NYSDOH CONTINUES TO ROUTINELY PROVIDE CASE AND OUTBREAK-BASED REPORTING TO CDC AND OTHER FEDERAL PARTNERS, AS APPROPRIATE, THROUGH AN ARRAY OF METHODS INCLUDING BUT NOT LIMITED TO EMAILS, CONFERENCE CALLS, NATIONAL ELECTRONIC DISEASE SURVEILLANCE SYSTEM (NEDSS), NATIONAL OUTBREAK REPORTING SYSTEM (NORS) AND NATIONAL ENVIRONMENTAL ASSESSMENT REPORTING SYSTEM (NEARS). PROGRAM PERIOD SUCCESSES: ASSISTING CHILDREN FOLLOWING DISASTERS AND LARGE-SCALE TRAUMATIC EVENTS TRAINING ON MARCH 8, 2019, NYSDOH OHEP, IN COLLABORATION WITH NYS OFFICE OF MENTAL HEALTH (OMH) AND THE STATE UNIVERSITY OF NEW YORK (SUNY) NEW PALTZ INSTITUTE FOR DISASTER MENTAL HEALTH (IDMH) CONDUCTED A DISASTER MENTAL HEALTH (DMH) TRAINING ENTITLED "ASSISTING CHILDREN FOLLOWING DISASTERS AND LARGE-SCALE TRAUMATIC EVENTS." THIS THREE (3) HOUR TRAINING WAS BROADCASTED LIVE FROM THE NYS OFFICE OF GENERAL SERVICES (OGS) MEDIA SERVICE CENTER AND SIMULTANEOUSLY WEB STREAMED TO MORE THAN TWENTY (20) SITES THROUGHOUT NYS. IT FEATURED TWO (2) RELATED SEGMENTS. THE FIRST PART FOCUSED ON HOW PARTICIPANTS CAN SUPPORT THE NEEDS OF CHILDREN FOLLOWING DISASTERS AND OTHER COLLECTIVE TRAUMATIC EVENTS, IN A DEVELOPMENTALLY APPROPRIATE AND TRAUMA-INFORMED MANNER. THE SECOND SEGMENT ADDRESSED THE POTENTIAL MENTAL HEALTH CONSEQUENCES FOR RESPONDERS WHEN ASSISTING OR TREATING CHILDREN FOLLOWING A TRAUMATIC EVENT. THE PRIMARY TRAINING WAS DELIVERED BY DR. ROBIN GURWITCH, DUKE UNIVERSITY DEPARTMENT OF PSYCHIATRY AND BEHAVIORAL SCIENCES AND THE CENTER FOR CHILD AND FAMILY HEALTH. DR. GURWITCH IS AN INTERNATIONALLY RECOGNIZED EXPERT IN UNDERSTANDING AND SUPPORTING CHILDREN IN THE AFTERMATH OF TRAUMA AND DISASTERS. DR. GURWITCH SPECIALIZES IN WORK WITH AT-RISK CHILDREN AND HAS CO-AUTHORED A PSYCHOLOGICAL FIRST AID SERIES FOR HELPING CHILDREN AFTER DISASTER CALLED LISTEN, PROTECT AND CONNECT, INCLUDING LISTEN, PROTECT, CONNECT, MODEL AND TEACH FOR USE IN SCHOOLS. THE TRAINING USED AN APPLIED APPROACH, TEACHING SPECIFIC SKILLS AND PROVIDING OPPORTUNITIES TO PRACTICE THEM DURING THE WEBCAST. THE TRAINING PROVIDED SKILLS FOR COPING WITH THESE EMOTIONAL CHALLENGES AND MAINTAINING RESPONDER RESILIENCE AS WELL AS ADDRESSING THE NEEDS OF CHILD SURVIVORS DIRECTLY. THE TARGET AUDIENCE INCLUDED MENTAL HEALTH, HOSPITAL AND PUBLIC HEALTH WORKERS. APPROXIMATELY 380 INDIVIDUALS IN ATTENDANCE. THE WEBCAST WAS RECORDED AND ARCHIVED ON THE NYS LEARNING MANAGEMENT SYSTEM (LMS). SENECA COUNTY FLOOD RESPONSE ON AUGUST 14, 2018, SENECA COUNTY EXPERIENCED A RARE FLOOD EVENT THAT RESULTED IN MILLIONS OF DOLLARS IN DAMAGE AND A REQUEST FOR FEDERAL EMERGENCY MANAGEMENT AGENCY (FEMA) ASSISTANCE. LHD PHEP STAFF HELPED RESPOND TO THE COUNTY EMERGENCY OPERATION CENTER (EOC) AND SUPPORTED EMERGENCY SUPPORT FUNCTION (ESF)-8 RESPONSE OPERATIONS AND COMMUNICATIONS TO THE PUBLIC. PUBLIC HEALTH STAFF ALSO ASSISTED IN THE DEVELOPMENT AND DISTRIBUTION OF RISK COMMUNICATION AND HEALTH AND SAFETY MESSAGES SPECIFIC TO THE RESPONSE INCLUDING INFORMATION ABOUT HOW TO DISINFECT PERSONAL WELLS AFTER A FLOOD, HOW TO REMOVE MOLD SAFELY AFTER A FLOOD, AVOIDING FLOOD WATERS, HOW TO CARE FOR WOUNDS AND SPECIFIC INFORMATION ABOUT THE AVAILABILITY OF DISASTER RELIEF SERVICES. PHEP STAFF'S TRAINING, EXPERIENCE AND KNOWLEDGE OF THE INCIDENT COMMAND SYSTEM (ICS) ALONG WITH THEIR COMMUNITY PARTNERSHIPS AND UNDERSTANDING OF THE NEEDS OF THE COMMUNITIES IMPACTED BY THE FLOOD SERVED AS A HUGE ASSET DURING SENECA COUNTY'S EMERGENCY RESPONSE OPERATIONS. NYSDOH STATEWIDE IOC DRILL ON OCTOBER 9, 2018 THE NYSDOH OHEP CONDUCTED A STATEWIDE IOC DRILL TO TEST THE EFFECTIVENESS OF REDUNDANT FORMS OF COMMUNICATION. THE IOC DRILL INCLUDED INFORMATION SHARING TO ESTABLISH AND MAINTAIN SITUATIONAL AWARENESS USING IHANS (CELL PHONE AND EMAIL) ACROSS ORGANIZATIONS, HEALTHCARE SYSTEMS AND/OR WITHIN OPERATIONAL AREAS. PARTICIPANTS INCLUDED 57 LHDS, 139 HOSPITALS, 49 HOME CARE AGENCIES, 151 ADULT CARE FACILITIES AND 210 NURSING HOMES. A BRIEF MESSAGE WAS DISTRIBUTED TO ALL PARTICIPANTS INSTRUCTING THEM TO CHECK THEIR EMAIL FOR A SHORT OVERVIEW OF THE SCENARIO (PANDEMIC INFLUENZA), THEN ACCESSED NYSDOH'S HCS TO COMPLETE A THREE (3) QUESTION SURVEY AND SUBMIT RESPONSES ELECTRONICALLY. ONE HUNDRED PERCENT (100%) OF LHDS AND HOSPITALS COMPLETED THE SURVEY; OTHER PARTICIPATING AGENCIES AND FACILITIES AVERAGED A 51% COMPLETION RATE. THE DRILL IDENTIFIED AREAS OF IMPROVEMENT WHEN SENDING OUT NOTIFICATIONS TO A LARGE AUDIENCE. OHEP IS RE-TESTING THE DRILL AS A COMPONENT OF MCM DISTRIBUTION EXERCISE IN THE SPRING OF 2019. 990, PART III, 4D. OTHER PROGRAM SERVICES BIOMEDICAL RESEARCH PUBLIC AFFAIRS GROUP CENTER FOR HEALTH WORKFORCE STUDIES DIVISION OF ADMINISTRATION AND INFORMATION SYSTEM TECHNOLOGY TRANSFER, INTERNALLY SPONSORED RESEARCH AND PUBLIC HEALTH PROGRAMS OFFICE OF PUBLIC HEALTH PROGRAMS AND RESEARCH CENTER FOR ENVIRONMENTAL HEALTH AND RESEARCH OTHER HIV/AIDS HEALTH AND SUPPORTIVE SERVICES, INCLUDING INTERNATIONAL OFFICE OF HEALTH SYSTEM MANAGEMENT OFFICE OF HEALTH INSURANCE PROGRAMS OFFICE OF LONG TERM CARE AGRICULTURE & MARKETS OFFICE OF QUALITY AND PATIENT SAFETY
FORM 990, PART VI, SECTION B, LINE 11B	THE ANNUAL FORM 990 IS INITIATED BY THE CORPORATE CONTROLLER AND DEVELOPED IN CONJUNCTION WITH THE ASSISTANT DIRECTOR OF FINANCE AND OPERATIONS AND THE EXECUTIVE DIRECTOR. THE FINAL DRAFT IS REVIEWED BY THE THREE KEY PERSONNEL LISTED ABOVE. A COMPARATIVE ANALYSIS TO THE PRIOR YEAR'S FILING IS CONDUCTED AND THEN THE FINAL DRAFT IS PRESENTED TO HEALTH RESEARCH, INC'S INDEPENDENT AUDIT FIRM FOR VALIDATION. ONCE FINALIZED BY THE INDEPENDENT AUDIT FIRM, THE EXECUTIVE DIRECTOR PRESENTS AND REVIEWS THE FORM 990 FILING WITH THE CORPORATION'S SECRETARY/TREASURER AND IF REQUESTED, THE CORPORATION'S VICE PRESIDENT. A COPY OF THE 990 IS PROVIDED TO ALL DIRECTORS OF THE HRI BOARD FOR THEIR REVIEW PRIOR TO FILING.
FORM 990, PART VI, SECTION B, LINE 12C	HRI CONFLICT OF INTEREST POLICIES ARE REVIEWED ANNUALLY AND IF APPROPRIATE, REVISED BY THE CORPORATION'S HOUSE COUNSEL AND EXECUTIVE DIRECTOR. THE MOST RECENT VERSION OF THE HRI EMPLOYEE CONFLICT OF INTEREST POLICY WAS UPDATED IN JANUARY 2018 AND PROVIDED TO EMPLOYEES IN FEBRUARY 2018, VIA HRI'S ONLINE TRAINING SYSTEM. INDIVIDUALS ARE REQUIRED TO ATTEST TO READING THE POLICY; CONFIRMATION OF WHICH IS ELECTRONICALLY MAINTAINED BY CORPORATE HUMAN RESOURCE STAFF. IN ADDITION TO THE ANNUAL CERTIFICATION, ALL NEW EMPLOYEES ARE PROVIDED WITH A COPY OF EMPLOYEE CONFLICT OF INTEREST POLICY IN CONJUNCTION WITH NEW HIRE ORIENTATION, AND THE POLICY IS AVAILABLE ON THE HRI WEBSITE. ALL POTENTIAL CONFLICTS MUST BE DISCLOSED IN WRITING TO THE CORPORATE OFFICE FOR REVIEW AND CONSIDERATION BY MANAGEMENT. COMPLIANCE WITH THE PROVISIONS OF THE POLICY ARE MONITORED AND ENSURED THROUGH THE PRESENCE OF COMPLIMENTARY CONTROLS, SUCH AS THE HRI OUTSIDE EMPLOYMENT POLICY AND HONORARIA/TRAVEL EXPENSE REIMBURSEMENT POLICY. ANNUALLY, MEMBERS OF THE BOARD OF DIRECTORS, OFFICERS AND KEY EMPLOYEES ARE PROVIDED WITH A COPY OF THE CONFLICT OF INTEREST POLICY FOR BOARD MEMBERS, OFFICERS AND KEY EMPLOYEES AND MUST CERTIFY THAT THEY HAVE READ AND UNDERSTAND THE POLICY, IN ADDITION TO DISCLOSING ALL CONFLICTS OF INTEREST. NEW HRI BOARD MEMBERS, OFFICERS AND KEY EMPLOYEES ARE PROVIDED WITH A COPY OF THE POLICY AT THE TIME OF APPOINTMENT AND ARE REQUIRED TO DISCLOSE ANY CONFLICTS UPON RECEIPT. ATTESTATIONS AND DISCLOSURE FORMS ARE SENT TO THE HRI CORPORATE OFFICE AND THEN FORWARDED TO THE AUDIT COMMITTEE FOR REVIEW AND CONSIDERATION. RESTRICTIONS IMPOSED ARE CONDITIONED AND DETERMINED BY CIRCUMSTANCES AND RANGE FROM DENIAL OF THE REQUEST FOR AN EMPLOYEE TO RECUSAL FOR A DIRECTOR OF THE CORPORATION.
FORM 990, PART VI, SECTION B, LINE 15	SALARIES OF THE EXECUTIVE DIRECTOR AND ALL KEY EMPLOYEES ARE SET IN THE ANNUAL BUDGET. THIS IS REVIEWED AND APPROVED BY THE BOARD ANNUALLY.
FORM 990, PART VI, SECTION C, LINE 19	HEALTH RESEARCH, INC.'S GOVERNING DOCUMENTS: CONFLICT OF INTEREST POLICY, ETHICS POLICY, WHISTLEBLOWER POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST.
990, PART X INVESTMENTS PUBLICLY TRADED SECURITIES	DESCRIPTION ENDING BOOK VALUE COST OF FMV US TREASURIES & SECURITIES $528,765,512 FMV TOTALS $528,765,512
990, PART XII, LINE 2C	THERE HAVE BEEN NO CHANGES MADE TO THE OVERSIGHT AND SELECTION PROCESS DURING THE TAX PREP YEAR.
990, PART I, #1 SIGNIFICANT ACTIVITIES	THE FOLLOWING AWARDS HIGHLIGHT A FEW OF THE MANY SPONSORED PROJECTS THAT HEALTH RESEARCH, INC HAS RECEIVED FUNDING FOR DURING THE REPORTING PERIOD: BCI2000+ NATIONAL INSTITUTE OF BIOMEDICAL IMAGING AND BIOENGINEERING ADAPTIVE NEUROTECHNOLOGIES INTERACT WITH THE NERVOUS SYSTEM TO PROVIDE NEW THERAPIES FOR A WIDE VARIETY OF NEUROLOGICAL DISORDERS. THE DEVELOPMENT OF THESE TECHNOLOGIES IS COMPLEX, TIME CONSUMING, AND COSTLY. IN THIS PROJECT, THE INVESTIGATOR PROPOSES TO CREATE AND DISSEMINATE A SOFTWARE PLATFORM THAT GREATLY FACILITATES THE DEVELOPMENT PROCESS, AND THEREBY ACCELERATES THE REALIZATION OF NEW ADAPTIVE NEUROTECHNOLOGIES THAT IMPROVE TREATMENT FOR MANY DEVASTATING NEUROLOGICAL DISORDERS. PUBLIC HEALTH CRISIS RESPONSE IN NEW YORK STATE CENTERS FOR DISEASE CONTROL AND PREVENTION THE GOAL OF THIS PROJECT IS TO PREVENT OPIOID-RELATED EVENTS AND OVERDOSE BY: USING DATA TO MONITOR EMERGING TRENDS AND DIRECT PREVENTION ACTIVITIES STRENGTHENING STATE, LOCAL, AND TRIBAL CAPACITY TO RESPOND TO THE EPIDEMIC WORKING WITH PROVIDERS, HEALTH SYSTEMS, AND PAYERS TO REDUCE UNSAFE EXPOSURE TO OPIOIDS AND TREAT ADDICTION COORDINATING WITH PUBLIC SAFETY AND COMMUNITY-BASED PARTNERS TO RAPIDLY IDENTIFY OVERDOSE THREATS, REVERSE OVERDOSES, LINK PEOPLE TO EFFECTIVE TREATMENT, AND REDUCE HARMS ASSOCIATED WITH ILLICIT OPIOIDS INCREASING PUBLIC AWARENESS ABOUT THE RISKS OF OPIOIDS. DUCHENNE MUSCULAR DYSTROPHY NEWBORN SCREENING THE PARENT PROJECT MUSCULAR DYSTROPHY, INC. THE LONG-TERM GOAL OF THIS PROJECT IS TO DEVELOP THE INFRASTRUCTURE FOR NEWBORN SCREENING FOR DUCHENNE AND GATHER DATA FOR ADDING DUCHENNE TO THE RECOMMENDED UNIFORM SCREENING PANEL. SURVEILLANCE, EPIDEMIOLOGY, AND END RESULTS (SEER) NATIONAL CANCER INSTITUTE THE GOALS OF THE STUDIES ARE TO FURTHER UNDERSTAND CONTRIBUTING FACTORS FOR HIGHER RATES OF CANCER IN VARIOUS REGIONS OF THE STATE AND TO ALSO BETTER INFORM CANCER PREVENTION AND SCREENING EFFORTS AND PROMOTE ACCESS TO HIGH-QUALITY CARE. DEMOGRAPHICS AND SOCIOECONOMIC STATUS OF AN AREA, BEHAVIORAL AND LIFESTYLE FACTORS SUCH AS SMOKING, AND THE OCCUPATIONAL AND INDUSTRIAL BACKGROUND OF EACH AREA WILL BE CONSIDERED. THE DEPARTMENT WILL ALSO CONSULT WITH THE DEPARTMENT OF ENVIRONMENTAL CONSERVATION TO IDENTIFY SOURCES OF DATA ON ENVIRONMENTAL FACTORS THAT HAVE BEEN ASSOCIATED WITH THE CANCERS UNDER INVESTIGATION AND ON ANY UNUSUAL ENVIRONMENTAL EXPOSURES IN THE AREAS OF STUDY.

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 51056K

Schedule O (Form 990 or 990-EZ) 2018

Additional Data

Software ID:
Software Version:

1	Briefly describe the organization’s mission or most significant activities: SEE SCHEDULE O.
2	Check this box
3	Number of voting members of the governing body (Part VI, line 1a) ........	3	10
4	Number of independent voting members of the governing body (Part VI, line 1b) .....	4	9
5	Total number of individuals employed in calendar year 2018 (Part V, line 2a) ......	5	2,510
6	Total number of volunteers (estimate if necessary) .............	6	0
7a	Total unrelated business revenue from Part VIII, column (C), line 12 ........	7a	0
b	Net unrelated business taxable income from Form 990-T, line 34 .........	7b	729,862

		Prior Year	Current Year
8	Contributions and grants (Part VIII, line 1h) .........	704,248,801	758,412,389
9	Program service revenue (Part VIII, line 2g) .........	274,108	266,363
10	Investment income (Part VIII, column (A), lines 3, 4, and 7d ) ....	4,776,369	10,967,698
11	Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)	3,307,980	1,524,215
12	Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)	712,607,258	771,170,665
13	Grants and similar amounts paid (Part IX, column (A), lines 1–3 )...	0	0
14	Benefits paid to or for members (Part IX, column (A), line 4).....	0	0
15	Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)	172,508,822	180,000,678
16a	Professional fundraising fees (Part IX, column (A), line 11e) .....	0	0
b	Total fundraising expenses (Part IX, column (D), line 25) 0
17	Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)....	532,364,443	578,691,419
18	Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)	704,873,265	758,692,097
19	Revenue less expenses. Subtract line 18 from line 12.......	7,733,993	12,478,568
		Beginning of Current Year	End of Year
20	Total assets (Part X, line 16).............	717,820,290	789,768,002
21	Total liabilities (Part X, line 26).............	617,676,872	674,977,554
22	Net assets or fund balances. Subtract line 21 from line 20.....	100,143,418	114,790,448

Sign Here

	Signature of officer	Date

	Type or print name and title


4a	(Code: ) (Expenses $ 485,414,518 including grants of $ ) (Revenue $ )
	HIV UNINSURED PROGRAMS SEE SCHEDULE O

4b	(Code: ) (Expenses $ 125,215,970 including grants of $ ) (Revenue $ )
	CANCER RESEARCHSEE SCHEDULE O

4c	(Code: ) (Expenses $ 36,856,367 including grants of $ ) (Revenue $ )
	PUBLIC HEALTH EMERGENCY PREPAREDNESS (BT) AND HOSPITAL PREPAREDNESS SEE SCHEDULE O

	(Code: ) (Expenses $ 76,904,596 including grants of $ ) (Revenue $ )


4d	Other program services (Describe in Schedule O.)
	(Expenses $ 76,904,596 including grants of $ ) (Revenue $ )
4e	Total program service expenses724,391,451

1b	Sub-Total................
c	Total from continuation sheets to Part VII, Section A....
d	Total (add lines 1b and 1c)...........	1,220,482	0	320,276

1a	Federated campaigns..		1a
b	Membership dues..		1b
c	Fundraising events..		1c
d	Related organizations		1d
e	Government grants (contributions)		1e	400,721,585

f	All other contributions, gifts, grants, and similar amounts not included above		1f	357,690,804

g	Noncash contributions included in lines 1a - 1f:$
h Total. Add lines 1a-1f.......		758,412,389

		Business Code
2a	CONTRACT FEES	541900	266,363	266,363
b
c
d
e
f	All other program service revenue.
g	Total. Add lines 2a–2f ....		266,363

3 Investment income (including dividends, interest, and othersimilar amounts) ......			11,465,630			11,465,630
4 Income from investment of tax-exempt bond proceeds
5 Royalties...........			1,524,215			1,524,215
		(ii) Personal	(i) Real
6a	Gross rents
b	Less: rental expenses
c	Rental income or (loss)
d	Net rental income or (loss)......
		(ii) Other	(i) Securities
7a	Gross amount from sales of assets other than inventory		449,493,943
b	Less: cost or other basis and sales expenses		449,991,875
c	Gain or (loss)		-497,932
d	Net gain or (loss).....			-497,932			-497,932
8a	Gross income from fundraising events (not including $ of contributions reported on line 1c). See Part IV, line 18 ....
	a
b	Less: direct expenses ...b
c	Net income or (loss) from fundraising events..
9a	Gross income from gaming activities. See Part IV, line 19 ...
	a
b	Less: direct expenses ...b
c	Net income or (loss) from gaming activities..
10a	Gross sales of inventory, less returns and allowances ..
	a
b	Less: cost of goods sold ..b
c	Net income or (loss) from sales of inventory..
Business Code			Miscellaneous Revenue
11a
b
c
d	All other revenue ....
e	Total. Add lines 11a–11d ......
12	Total revenue. See Instructions......			771,170,665	0	0	12,758,276

1	Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21
2	Grants and other assistance to domestic individuals. See Part IV, line 22
3	Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, line 15 and 16.
4	Benefits paid to or for members
5	Compensation of current officers, directors, trustees, and key employees ....	420,678		420,678
6	Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....
7	Other salaries and wages	132,735,914	114,118,105	18,617,809
8	Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) ....	16,256,762	13,974,550	2,282,212
9	Other employee benefits .......	22,003,466	18,731,039	3,272,427
10	Payroll taxes ...........	8,583,858	7,357,189	1,226,669
11	Fees for services (non-employees):
a	Management ......
b	Legal .........	399,980	148,940	251,040
c	Accounting ...........	148,770		148,770
d	Lobbying ...........
e	Professional fundraising services. See Part IV, line 17
f	Investment management fees ......	46,398		46,398
g	Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O)	3,748,985	2,989,416	759,569
12	Advertising and promotion ....
13	Office expenses .......	25,194,813	24,362,962	831,851
14	Information technology ......	2,179,192	1,430,498	748,694
15	Royalties ..	709,700	709,700
16	Occupancy ...........	3,962,735	65,243	3,897,492
17	Travel ............	3,840,130	3,786,408	53,722
18	Payments of travel or entertainment expenses for any federal, state, or local public officials .
19	Conferences, conventions, and meetings ....	966,224	960,516	5,708
20	Interest ...........
21	Payments to affiliates .......
22	Depreciation, depletion, and amortization ..	134,373		134,373
23	Insurance ...	624,183		624,183
24	Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a	PROGRAM COSTS	409,041,639	409,041,639
b	SUBCONTRACTS	118,473,531	118,335,979	137,552
c	TUITION, TRAINING, AND	1,082,119	1,004,599	77,520
d	PRINTING AND PUBLICATIO	969,263	413,705	555,558
e	All other expenses	7,169,384	6,960,963	208,421
25	Total functional expenses. Add lines 1 through 24e	758,692,097	724,391,451	34,300,646	0
26	Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC 958-720).

1	Cash–non-interest-bearing ........			127,038,532	1	145,996,210
2	Savings and temporary cash investments .........				2
3	Pledges and grants receivable, net ......			63,562,765	3	73,878,771
4	Accounts receivable, net .............			1,371,590	4	1,986,147
5	Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L .............
					5
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L ..............
					6
7	Notes and loans receivable, net ....				7
8	Inventories for sale or use ........				8
9	Prepaid expenses and deferred charges ......			689,992	9	412,911
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	4,639,192
b	Less: accumulated depreciation	10b	3,905,360	696,661	10c	733,832
11	Investments—publicly traded securities .			477,788,638	11	528,765,512
12	Investments—other securities. See Part IV, line 11 .....				12
13	Investments—program-related. See Part IV, line 11 ..				13
14	Intangible assets ...............				14
15	Other assets. See Part IV, line 11 ...........			46,672,112	15	37,994,619
16	Total assets. Add lines 1 through 15 (must equal line 34)...			717,820,290	16	789,768,002

17	Accounts payable and accrued expenses .....	62,590,885	17	72,312,289
18	Grants payable ...		18
19	Deferred revenue .........	508,413,875	19	564,670,646
20	Tax-exempt bond liabilities .........		20
21	Escrow or custodial account liability. Complete Part IV of Schedule D		21
22	Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
	persons. Complete Part II of Schedule L..		22
23	Secured mortgages and notes payable to unrelated third parties ..		23
24	Unsecured notes and loans payable to unrelated third parties ..		24
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D	46,672,112	25	37,994,619
26	Total liabilities. Add lines 17 through 25..	617,676,872	26	674,977,554

	Organizations that follow SFAS 117 (ASC 958), check here and complete lines 27 through 29, and lines 33 and 34.
27	Unrestricted net assets	100,143,418	27	114,790,448
28	Temporarily restricted net assets ...........		28
29	Permanently restricted net assets		29
	Organizations that do not follow SFAS 117 (ASC 958), check here and complete lines 30 through 34.
30	Capital stock or trust principal, or current funds .....		30
31	Paid-in or capital surplus, or land, building or equipment fund ...		31
32	Retained earnings, endowment, accumulated income, or other funds		32
33	Total net assets or fund balances ...........	100,143,418	33	114,790,448
34	Total liabilities and net assets/fund balances ........	717,820,290	34	789,768,002