Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2019
Open to Public Inspection
For calendar year 2019, or tax year beginning 12-01-2017 , and ending 11-30-2018
Name of foundation
Dea Family Foundation
 
% Foundation Source
Number and street (or P.O. box number if mail is not delivered to street address)Foundation Source 501 Silverside Rd
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Wilmington, DE198091377
A Employer identification number

20-8005948
B Telephone number (see instructions)

(800) 839-1754
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$4,624,829J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet.............
3 Interest on savings and temporary cash investments 1,327 1,327  
4 Dividends and interest from securities... 135,029 133,442  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 -23,915
b Gross sales price for all assets on line 6a 3,424,357
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 112,441 134,769  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0      
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 67,318 47,353   19,965
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 3,591 791    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 20,552 252   20,300
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 91,461 48,396   40,265
25 Contributions, gifts, grants paid....... 66,250 66,250
26 Total expenses and disbursements. Add lines 24 and 25 157,711 48,396   106,515
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -45,270
b Net investment income (if negative, enter -0-) 86,373
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2019)
Form 990-PF (2019)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 413,485 374,297 374,297
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet   1,582    
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 2,268,063 Click to see attachment2,648,980 2,946,522
c Investments—corporate bonds (attach schedule)....... 1,743,139 Click to see attachment1,358,418 1,304,010
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 4,426,269 4,381,695 4,624,829
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment0 Click to see attachment696
23 Total liabilities (add lines 17 through 22)......... 0 696
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds 4,426,269 4,380,999
29 Total net assets or fund balances (see instructions)..... 4,426,269 4,380,999
30 Total liabilities and net assets/fund balances (see instructions). 4,426,269 4,381,695
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
4,426,269
2
Enter amount from Part I, line 27a .....................
2
-45,270
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
4,380,999
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
4,380,999
Form 990-PF (2019)
Form 990-PF (2019)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a Publicly-traded Securities      
b
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 3,424,357   3,448,272 -23,915
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -23,915
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 -23,915
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2018 129,929 4,505,644 0.028837
2017 106,684 4,307,369 0.024768
2016 116,071 4,305,343 0.02696
2015 329,751 4,455,506 0.07401
2014 265,916 4,582,211 0.058032
2
Total of line 1, column (d) .....................
2
0.212607
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.042521
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5......
4
4,652,288
5
Multiply line 4 by line 3......................
5
197,820
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
864
7
Add lines 5 and 6........................
7
198,684
8
Enter qualifying distributions from Part XII, line 4,.............
8
106,515
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2019)
Form 990-PF (2019)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 1,727
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 1,727
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,727
6 Credits/Payments:
a 2019 estimated tax payments and 2018 overpayment credited to 2019 6a 7,244
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 7,244
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 5,517
11 Enter the amount of line 10 to be: Credited to 2020 estimated taxBullet1,800 RefundedBullet 11 3,717
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCO
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletFoundation Source Telephone no.bullet (800) 839-1754

    Located atbullet501 Silverside Road Suite 123WilmingtonDE ZIP+4bullet198091377
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2019?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2019?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2019 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2019.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
    4b
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Cathy L Carpenter Dea Dir, Sec, Treas, Co-Pres
    5.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Peter A Dea Dir, Co-Pres
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
     
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    4,278,978
    b
    Average of monthly cash balances.......................
    1b
    444,157
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    4,723,135
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    4,723,135
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    70,847
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    4,652,288
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    232,614
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    232,614
    2a
    Tax on investment income for 2019 from Part VI, line 5......
    2a
    1,727
    b
    Income tax for 2019. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,727
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    230,887
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    230,887
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    230,887
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    106,515
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    106,515
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    106,515
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2018     		(c)
    2018     		(d)
    2019
    1 Distributable amount for 2019 from Part XI, line 7 230,887
    2 Undistributed income, if any, as of the end of 2019:
    a Enter amount for 2018 only....... 104,482
    b Total for prior years:2015, 2014, 2013  
    3 Excess distributions carryover, if any, to 2019:
    a From 2014......  
    b From 2015......  
    c From 2016......  
    d From 2017......  
    e From 2018......  
    fTotal of lines 3a through e........  
    4Qualifying distributions for 2019 from Part
    XII, line 4: bullet$ 106,515
    a Applied to 2018, but not more than line 2a 104,482
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2019 distributable amount..... 2,033
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2019.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2018. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2019. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2020 ..........     		228,854
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2014 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2020.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2015....  
    b Excess from 2016....  
    c Excess from 2017....  
    d Excess from 2018....  
    e Excess from 2019.... 0
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2019, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2019 (b) 2018 (c) 2017 (d) 2016
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    Cathy L Carpenter Dea
    Peter A Dea
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALEX LOWE CHARITABLE FOUNDATION INC
    401 W CURTISS ST
    BOZEMAN,MT59715     		N/A PC Khumbu Climbing Center in Phortse, Nepal 1,000
    ALLIANCE FOR CHOICE IN EDUCATION
    1201 E COLFAX AVE STE 302
    DENVER,CO80218     		N/A PC Charitable Event 10,000
    CATTLEMENS DAYS INC
    PO BOX 1203
    GUNNISON,CO81230     		N/A PC Charitable Event 4,000
    COLORADO FREEDOM MEMORIAL FOUNDATION
    PO BOX 472333
    AURORA,CO80047     		N/A PC General & Unrestricted 250
    CRESTED BUTTE LAND TRUST
    PO BOX 2224
    CRESTED BUTTE,CO81224     		N/A PC General & Unrestricted 1,250
    CRESTED BUTTE MOUNTAIN HERITAGE MUSEUM INC
    PO BOX 2480
    CRESTED BUTTE,CO81224     		N/A PC General & Unrestricted 500
    MISS RODEO AMERICA SCHOLARSHIP FOUNDATION INC
    101 PRO RODEO DR
    COLORADO SPGS,CO80919     		N/A PC General & Unrestricted 1,000
    NATIONAL JEWISH HEALTH
    1400 JACKSON ST
    DENVER,CO80206     		N/A PC Charitable Event 2,500
    ROCKY MOUNTAIN BIOLOGICAL LABORATORY AT GOTHIC
    PO BOX 519
    CRESTED BUTTE,CO81224     		N/A PC General & Unrestricted 2,500
    ROCKY MOUNTAIN HYPERBARIC ASSOCIATION FOR BRAIN IN
    225 W S BOULDER RD STE 101
    LOUISVILLE,CO80027     		N/A PC Charitable Event 2,500
    ROCKY MOUNTAIN PUBLIC MEDIA INC
    1089 BANNOCK ST
    DENVER,CO80204     		N/A PC General & Unrestricted 1,250
    ROUNDUP RIDERS OF THE ROCKIES HERITAGE AND TRAILS
    1720 S BELLAIRE ST STE 300
    DENVER,CO80222     		N/A PC General & Unrestricted 2,500
    STATE HISTORICAL SOCIETY OF COLORADO THE COLORADO
    1200 BROADWAY
    DENVER,CO80203     		N/A GOV for the "Colorado!" exhibit and for "The Horse" exhibit 5,000
    THE COLORADO MUSEUM OF NATURAL HISTORY
    2001 COLORADO BLVD
    DENVER,CO80205     		N/A PC Museum After Dark Program 5,000
    THE NATURE CONSERVANCY - COLORADO CHAPTER
    2424 SPRUCE ST
    BOULDER,CO80302     		N/A PC General & Unrestricted 5,000
    THE NATURE CONSERVANCY - COLORADO CHAPTER
    2424 SPRUCE ST
    BOULDER,CO80302     		N/A PC Land and Water Projects 5,000
    UNIVERSITY OF MONTANA
    32 CAMPUS DR
    MISSOULA,MT59812     		N/A GOV Don Winston Field Geology Fund 2,500
    UNIVERSITY OF MONTANA
    32 CAMPUS DR
    MISSOULA,MT59812     		N/A GOV Don Winston field Geology Fund 2,500
    UNIVERSITY OF COLORADO FOUNDATION
    10901 W 120TH AVE 200
    BROOMFIELD,CO80021     		N/A PC Center for Women's Health Research 2,500
    WESTERN STATE COLORADO UNIVERSITY FOUNDATION
    PO BOX 1264
    GUNNISON,CO81230     		N/A PC The Bartleson Prather Geology Scholarship Fund 2,500
    WESTERN STATE COLORADO UNIVERSITY FOUNDATION
    PO BOX 1264
    GUNNISON,CO81230     		N/A PC The Bartleson Prather Geology Scholarship Fund 2,500
    WESTERN STOCK SHOW ASSOCIATION
    4655 HUMBOLDT ST
    DENVER,CO80216     		N/A PC Charitable Event 1,000
    WESTERN STOCK SHOW ASSOCIATION
    4655 HUMBOLDT ST
    DENVER,CO80216     		N/A PC Charitable Event 3,500
    Total .................................bullet 3a 66,250
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 1,327  
    4 Dividends and interest from securities....     14 135,029  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 -23,915  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   112,441  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    112,441
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2019)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2017 DepreciationSchedule
    Name:
    Dea Family Foundation
    EIN:
    20-8005948
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    TY 2017 InvestmentsCorpBondsSchedule
    Name:
    Dea Family Foundation
    EIN:
    20-8005948
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ALGONQUIN POWER & UTIL CORP - 625 636
    AMERICAN TOWER CORP - 0.000% - 7,864 7,795
    AMERICAN TOWER CORP - 5.050% - 22,916 21,457
    AMKOR TECHNOLOGY NOTE - 6.375% 16,630 16,080
    ANTERO RES CORP - 5.125% - 12/ 5,037 4,900
    AT&T, INC - 3.950% - 01/15/202 32,784 30,885
    BEST BUY INC NT - 5.500% - 03/ 26,200 24,918
    CALLON PETE CO BOND - 6.125% - 11,166 10,615
    CAMPBELL SOUP CO - 3.650% - 03 27,527 27,035
    CARLISLE COS INC NOTE CALL - 3 32,964 31,527
    CBS OUTDOOR - 5.875% - 03/15/2 11,605 11,028
    CDK GLOBAL INC NTS - 4.500% - 25,280 25,805
    CDW LLC/CDW FINANCE - 5.000% - 27,583 27,034
    CENTURYLINK INC NOTE - 0.000% 28,215 27,709
    CINEMARK USA INC SR NT - 4.875 19,750 19,450
    CITIGROUP INC FIXED TO FLOAT - 9,544 9,135
    DANA INCORPORATED NOTE - 6.000 15,555 15,225
    DAVITA HEALTHCARE NT - 5.000% 4,825 4,688
    DAVITA HEALTHCARE PTNRS - 5.12 22,715 21,148
    DEUTSCHE BK BOND - 0.000% - 05 13,121 12,922
    DIAMONDBACK ENERGY INC - 5.375 37,285 35,594
    DIAMONDBACK ENERGY INC NOTE - 8,027 7,770
    DISCOVERY COMMUNICATIONS LLC B 32,920 31,231
    ELECTRONIC ARTS INC NOTE - 3.7 14,472 14,059
    ELECTRONIC ARTS INC NOTE - 4.8 15,379 14,454
    EXPEDIA INC - 4.500% - 08/15/2 30,494 29,760
    FORTUNE BRANDS HOME & SEC - 4. 3,999 3,973
    GANNETT CO INC - 6.375% - 10/1 27,996 26,520
    GAP INC - 5.950% - 04/12/2021 29,920 28,831
    GOLDMAN SACHS - 5.700% - 05/10 9,277 8,978
    HOST HOTELS & RESORTS - 4.750% 7,108 7,114
    INGLES MKTS INC - 5.750% - 06/ 14,210 13,895
    JP MORGAN CHASE - 5.300% - 12/ 9,348 9,046
    JPMORGAN CHASE - 7.900% - 12/3 12,550 12,045
    JUNIPER NETWORKS INC - 4.500% 13,843 13,133
    KLA-TENCOR SR GLBL NT - 4.650% 32,413 31,504
    KOHLS CORP - 4.250% - 07/17/20 31,445 31,266
    KRAFT HEINZ FOODS CO - 3.950% 29,952 28,764
    L BRANDS INC - 5.625% - 10/15/ 18,878 18,158
    LABORATORY CORP AMER HLDGS - 4 30,298 29,102
    LIMITED BRANDS INC - 5.625% - 10,413 10,213
    LOUISIANA PAC CORP - 4.875% - 23,810 22,425
    MASCO CORP - 7.125% - 03/15/20 5,776 5,206
    MASCO CORP NT - 5.950% - 03/15 16,150 15,845
    MORGAN STANLEY DEP SHS - 5.550 9,342 9,079
    MOTOROLA SOLUTIONS INC - 4.000 32,463 32,098
    PENSKE AUTO GROUP INC - 5.500% 22,736 21,275
    PENSKE AUTOMOTIVE GRP INC - 5. 5,038 4,744
    POLYONE CORP NOTE - 5.250% - 0 15,759 14,963
    PULTEGROUP INC - 5.500% - 03/0 20,122 18,744
    QVC INC - 4.375% - 03/15/2023 3,043 2,912
    QVC INC - 4.450% - 02/15/2025 28,478 27,398
    REYNOLDS AMERICAN INC - 4.850% 28,360 28,351
    SALLY HLDGS LLC - 5.500% - 11/ 13,268 12,675
    SALLY HLDGS LLC - 5.625% - 12/ 9,000 8,640
    SBA COMMUNICATIONS CORP - 4.87 7,730 7,761
    SIGNET JEWELERS - 4.700% - 06/ 27,888 25,480
    STEEL DYNAMICS INC - 5.500% - 52,287 48,877
    TRANSDIGM INC - 0.000% - 07/15 27,338 27,000
    TRANSDIGM INC NOTE NOTE - 6.50 18,743 17,933
    TRINITY ACQUISITION PLC - 3.50 30,618 29,613
    TRINITY INDS INC - 4.550% - 10 32,381 29,660
    UNITED RENTALS - 5.750% - 11/1 11,475 10,931
    UNITED RENTALS NT - 5.500% - 0 13,228 12,651
    VERISK ANALYTICS - 4.125% - 09 30,198 29,272
    VISA INC NOTE - 3.150% - 12/14 10,255 9,650
    WELLS FARGO NTS - 7.980% - 02/ 22,871 22,055
    WESCO DISTR INC NOTE - 5.375% 27,685 25,920
    WESTERN DIGITAL CORP - 4.750% 30,243 27,450

    TY 2017 InvestmentsCorpStockSchedule
    Name:
    Dea Family Foundation
    EIN:
    20-8005948
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ACCENTURE PLC 22,285 30,107
    ACI WORLDWIDE INC 3,275 3,870
    ACUSHNET HOLDINGS CORP 2,294 2,628
    ADOBE SYSTEMS, INC 27,101 42,650
    ADVANCED ENERGY IND INC 1,676 1,835
    AEGLEA BIO THERAPEUTICS INC 4,898 4,244
    AEGON NV PFD - 6.375% 2,560 2,502
    AEGON NV PFD - 6.500% 812 781
    AGNC INVT CORP 7.0% PREF CLBL 621 641
    AGREE REALTY CORP 1,068 1,370
    ALASKA AIR GROUP INC 3,526 3,810
    ALBANY INTERNATIONAL CORP 1,098 1,375
    ALBEMARLE CP 1,050 1,060
    ALIGN TECHNOLOGY, INC 9,026 13,564
    ALLETE INC 2,663 2,930
    ALLIANT CORP 3,125 3,404
    ALLSTATE CORP 11,489 13,200
    ALLSTATE CORP SER E PFD STK 6. 2,433 2,433
    ALLSTATE CORP SUB DE FIXED TO 3,293 3,243
    ALPHABET INC CL A 11,699 14,425
    ALPHABET INC CL C 27,767 38,305
    AMAZON COM 14,997 16,902
    AMERICAN HOMES 4 R 624 571
    AMTRUST FINL SVCS REPSTG 1/40T 611 526
    ANADARKO PETROLEUM CORP 25,529 21,160
    ANNALY CAPITAL MANAGEMENT INC 672 673
    APACHE CORPORATION 24,805 9,099
    APERGY INC. 2,628 2,091
    APPLE INC 13,678 13,929
    APTIV PLC 6,790 5,608
    ARROWHEAD PHARMACEUTICALS INC 1,893 2,193
    ASHLAND GLOBAL HOLDINGS 9,638 10,891
    ASPEN INSURANCE HOLDINGS LIMIT 7,349 7,230
    ASPEN INSURANCE PERP 694 589
    ASSURANT INC 11,265 10,405
    ASSURED GUARANTY LTD 3,210 3,715
    AT&T INC NT PFD - 5.625% - 08/ 642 607
    AUTOLIV INC 6,309 6,271
    AUTOMATIC DATA PROCESSING INC 24,444 38,329
    AVALONBAY CMNTYS INC 4,990 6,098
    AVERY DENNISON CORP 1,725 1,832
    AXALTA COATING SYSTEMS LTD 2,531 2,578
    AXIS CAPITAL HLDGS LTD NON-CUM 2,359 2,297
    B&G FOODS INC 5,524 5,793
    BAC CAPITAL PFD 6.20% 2,365 2,229
    BAC CAPITAL TR V PFD - 6.500% 1,839 1,830
    BAC CAPITAL TRUST I PREFERRED 4,865 4,858
    BANCO LATINOAMERICANO DE COMER 1,855 1,750
    BANCO SANTANDER PFD - CLASS B 1,418 1,174
    BANK AMERICA CORPORATION PERP 1,275 1,272
    BANK OF AMERICA CORP PFD 653 631
    BANK OZK 3,395 3,388
    BEIGENE LTD 2,520 3,066
    BERKSHIRE HATHAWAY INC. CLASS 11,771 14,622
    BERRY PLASTICS GROUP INC 4,566 4,579
    BGC PARTNERS INC 4,901 4,838
    BLUEBIRD BIO INC 2,437 2,458
    BOK FINANCIAL CORP 1,793 1,770
    BOOKING HOLDINGS INC 9,980 13,243
    BRIGHT HORIZONS FAMILY SOLUTIO 1,906 2,069
    BROADRIDGE FINANCIAL 6,093 6,458
    CABLE ONE INC 2,149 2,698
    CAMBREX CP 1,562 1,483
    CAPITAL ONE FIN SER B - 6.00% 640 616
    CAPITAL ONE FINANCIAL CO NON-C 3,655 3,639
    CAPITAL ONE FINANCIAL PFD SER 370 348
    CAPITAL ONE FINANCIAL PFD STK 1,330 1,237
    CENOVUS ENERGY INC 2,401 996
    CENTENE CORP 8,139 11,238
    CHARLES SCHWAB SER D PFD 2,429 2,417
    CHS INC - PFD CLASS B 3,639 3,623
    CHS INC PFD - 6.750% - 12/31/2 3,000 2,944
    CHS INC PFD 7.10% CL B 6,111 5,977
    CHS INC PFD CL B 682 618
    CHURCHILL DOWNS INC 1,945 1,944
    CISCO SYSTEMS INC 18,730 20,345
    CITIGROUP CAPITAL XIII - 7.875 2,480 2,503
    CITIGROUP INC PFD SER D - 6.87 8,034 7,867
    CITIGROUP INC PFD SER J - 7.12 4,282 4,227
    CMS ENERGY CORPORATION PFD - 5 646 646
    COLGATE-PALMOLIVE COMPANY 6,954 6,860
    COLONY CAP INC NEW CUM PFD E 670 616
    COLONY CAP INC NEW CUM PFD J - 1,211 1,198
    COMMERCE BOND INSTITUTIONAL FU 40,685 39,164
    CONOCOPHILLIPS 38,973 56,252
    CONSOLIDATED COMMUNICATIONS HO 1,313 1,486
    COPART INC 5,126 5,579
    CRANE CO 18,819 18,656
    CULLEN FROST BANKERS INC 2,427 2,608
    CVS CAREMARK CORP 4,197 4,170
    DANAHER CORP 13,613 15,117
    DELEK US HLDGS INC 1,762 1,870
    DIAGEO PLC ADS 25,198 27,715
    DIAMONDBACK ENERGY INC 10,805 9,824
    DIGITAL REALTY TR PFD SER H - 1,227 1,224
    DIGITAL REALTY TRUST PFD SER C 1,219 1,227
    DIREXION ALL CAP INSIDER SENTI 8,544 9,029
    DOLBY LABORATORIES 5,277 5,773
    DOLLAR GENERAL CORP 34,386 43,174
    DOMINOS PIZZA INC 3,628 4,437
    DONALDSON CO. INC 1,094 1,289
    DOWDUPONT INC 9,208 9,256
    DUKE ENERGY CO 13,342 15,765
    DUKE ENERGY CORP NEWJR SB DB - 623 602
    DUNKIN' BRANDS GROUP INC 3,472 4,144
    EAGLE MATERIALS INC 2,128 2,190
    EAST WEST BANCORP, INC 2,114 2,148
    EASTGROUP PROPERTIES INC 907 1,100
    ECOLAB INC 13,344 17,012
    EFT MANAGERS TR PUREFUNDS ISE 14,264 15,026
    EMCOR GROUP INC 4,777 4,663
    ENBRIDGE INC NOTES SER 2018-B 3,811 3,512
    ENCANA CORP 5,004 907
    ENERGIZER HOLDINGS INC 782 628
    ENLINK MIDSTREAM LLC 4,237 3,052
    ENSTAR GROUP LTD 7.00% SER D 2,515 2,460
    ENTEGRIS INC MINNESOTA 4,249 4,175
    ENTERCOM COMMUN CP 1,461 1,365
    ENVESTNET INC 3,210 3,114
    EPR PROPERTIES 3,907 4,391
    ERICSSON L M TEL CO 4,827 5,521
    ETSY INC 2,676 3,134
    EVERCORE PARTNERS INC 2,343 2,229
    EVERGY, INC. 2,826 3,265
    FACEBOOK INC 35,600 37,262
    FARMLAND PARTNERS PFD SER B 1,216 1,205
    FIDELITY NATIONAL FINANCIAL IN 2,489 2,554
    FIREEYE INC 5,349 6,143
    FISERV INC 13,646 14,402
    FITB - 6.625% - PFD SER 1 6,089 6,041
    FNB CORP 7.25% PFD 4,929 4,740
    FORTINET INC 9,125 12,257
    FORTIS INC 930 937
    FOUR CORNERS PROPERTY TRUST IN 981 1,082
    FT NYSE ARCA BIOTECH INDEX FUN 6,889 9,663
    FULLER H B CO 2,125 2,171
    GALLAGHER ARTHUR J & CO 1,519 1,850
    GARMIN LTD 927 1,067
    GARRETT MOTION INC 149 104
    GARTNER INC 21,057 30,944
    GLOBAL NET LEASE CUM RED PRF S 395 395
    GMAC CAPITAL TRUST I - 8.125% 7,545 7,497
    GOLDMAN SACHS GP PFD - 6.375% 6,053 5,996
    GOLDMAN SACHS GROUP PFD SER J 6,127 6,006
    GRACO INC 4,047 4,097
    GRUBHUB INC 1,494 1,644
    GUIDEWIRE SOFTWARE INC 3,010 3,440
    HALLIBURTON COMPANY 50,376 52,801
    HARTFORD FINL SVCS GRP PFD - 7 2,439 2,416
    HARTFORD FINL SVCS GRP PFD G - 609 601
    HASBRO INC 2,915 2,821
    HAWAIIAN HOLDINGS INC 2,285 2,489
    HELIX ENERGY SOLUTIONS GROUP I 1,894 1,484
    HENRY JACK & ASSOC INC 3,880 4,191
    HNI CORP 1,199 1,311
    HONEYWELL INTL 3,812 3,962
    HOPE BANCORP INC 1,597 1,626
    HUAZHU GROUP LTD 4,536 4,321
    HUBBELL INCORPORATED 1,538 1,432
    HUNTINGTON BANCSHARES 2,438 2,428
    HUNTSMAN CORP 1,798 1,739
    IAC/INTERACTIVE CORP 3,670 4,271
    IBERIABANK CORP - PFD CLBL 662 612
    ICON PLC - AMERICAN DEPOSITARY 3,226 5,499
    ICU MEDICAL, INC 2,814 3,848
    IDEX CP 1,268 1,511
    ING GROEP N.V. PERP PFD - 6.12 1,309 1,281
    INGREDION INC 2,093 2,089
    INTEL CORP 12,526 12,180
    INVESCO DYNAMIC PHARMACEUTICAL 23,154 26,359
    INVESCO DYNAMIC SEMICONDUCTORS 14,135 15,347
    INVESCO MTG CAP- 7.75% PFD SER 638 650
    INVESCO NASDAQ INTERNET ETF 15,191 17,427
    ISHARES INTEREST RATE HEDGED H 26,136 25,632
    ISHARES MSCI USA MIN VOLATILIT 25,328 25,369
    ISHARES MSCI USA MOMENTUM FACT 55,208 67,558
    ISHARES MSCI USA QUALITY FACTO 84,962 96,438
    J P MORGAN CHASE PFD SER T- 6. 1,574 1,571
    J2 GLOBAL INC 1,494 1,550
    JAMES RIVER GROUP HOLDINGS LTD 3,411 3,349
    JAZZ PHARMACEUTICALS INC 4,589 4,385
    JOHNSON & JOHNSON 12,884 15,571
    JP MORGAN CHASE & CO PFD SER D 625 618
    JP MORGAN CHASE PREF H 1,819 1,818
    JPM NON-CUM PFD SER W - 6.300% 2,201 2,205
    KAR AUCTION SERVICES INC 5,121 5,828
    KEYCORP 6.125% DEP PFD SERIES 3,631 3,493
    KULICKE AND SOFFA INDUSTRIES, 2,458 2,570
    LAZARD GLOBAL LISTED INFRASTRU 11,047 10,398
    LCI INDUSTRIES 1,271 1,315
    LEGG MASON INC 3,016 3,071
    LEIDOS HOLDINGS INC 2,530 2,709
    LIBERTY MEDIA CORPORATION - SE 2,657 2,356
    LINCOLN ELECTRIC HOLDING INC 1,417 1,461
    LITTELFUSE, INC 3,225 3,253
    LIVE NATION INC COM 5,376 6,515
    LORD ABBETT FLOATING RATE F 44,984 43,648
    MARSH AND MCLENNAN COMPANIES I 12,690 14,724
    MASTERCARD INC 9,523 16,890
    MB FINANCIAL INC - 6.00% - PR 664 629
    MCDONALD'S CORP 12,511 17,154
    MEDICAL PROPERTIES TRUST, INC 3,922 5,198
    MEDTRONIC PLC 9,976 12,191
    MERCADOLIBRE, INC 5,742 5,983
    MFS SER TR MUNICIPAL HIGH INCO 9,715 9,451
    MICRON TECHNOLOGY 4,763 3,355
    MICROSOFT CORP 63,781 82,501
    MIDDLEBY CORPORATION 3,090 3,141
    MKS INSTRUMENTS, INC 4,237 4,551
    MOMO INC 10,456 8,339
    MORGAN STANLEY - 6.375% PFD CL 4,874 4,821
    MORGAN STANLEY PFD K 679 617
    MORGAN STANLEY PFD SER E - 7.1 2,439 2,448
    MORGAN STANLEY PFD SER F - 6.8 6,704 6,671
    MSA SAFETY INCORPORATED 1,918 2,616
    NATIONAL RETAIL PROPERTIES INC 1,270 1,502
    NATL HEALTH INVESTOR 1,251 1,482
    NAVIENT CORPORATION 2,015 1,909
    NESTLE S.A 18,223 20,197
    NEW YORK CMNTY BANCORP CUML SE 5,048 4,769
    NIKE INC-CL B 32,942 40,940
    NISOURCE INC 6.5% SER B PFD 1,194 1,193
    NOKIA 5,071 4,589
    NORDSON CP 6,614 6,261
    NORFOLK SOUTHERN CORP 13,558 16,903
    NRG ENERGY 9,225 9,300
    NUTANIX INC 4,639 6,036
    NVIDIA CORP 13,933 15,199
    O'REILLY AUTOMOTIVE INC 25,723 35,025
    OMEGA HEALTHCARE INV 3,356 4,818
    ORACLE CORP 39,553 41,544
    PACKAGING CORP AMER 2,039 2,054
    PACWEST BANCORP 4,250 4,306
    PALO ALTO NETWORKS INC 4,898 4,151
    PARTNERRE LTD PFD - 6.500% 714 607
    PARTNERRE LTD PFD H 8,549 8,369
    PEOPLES UNITED FINANCIAL INC 4,931 4,792
    PFIZER INC 13,587 17,521
    PGT INC 1,827 1,696
    PHILLIPS 66 11,582 39,746
    PNC FINANCIAL SERVICES PFD SER 8,277 8,229
    PNM RESOURCES INC 817 821
    POWER INTEGRATIONS, INC 1,997 2,154
    PRESTIGE BRAND HLGS 2,476 2,834
    PRUDENTIAL FINANCIAL INC PFD - 646 616
    PULTE GROUP INC 5,348 5,596
    QUALYS INC COM 2,800 3,150
    QWEST CORPORATION 1,202 1,178
    RED HAT, INC 5,782 6,250
    REGENERON PHARMACEUTICALS INC 18,158 18,648
    REGIONS FINANCIAL CORP - 6.375 1,992 1,867
    REGIONS FINANCIAL CORP NEW MON 3,668 3,593
    REINSURANCE GROUP AMER INC 5,045 5,079
    REINSURANCE GROUP OF AMERICA I 6,695 6,507
    REINSURANCE GRP OF AMER 6.20% 4,394 4,281
    REPUBLIC SVCS INC 7,060 8,043
    RESIDEO TECHNOLOGIESINC COM 398 309
    ROBO GLOBAL ROBOTICS AND AUTOM 9,464 9,649
    ROCKWELL AUTOMATION INC 5,128 5,056
    ROPER INDUSTRIES 4,949 5,357
    ROYAL BK OF SCOT GRP SER S - 6 635 633
    RPM INTERNATIONAL INC 1,371 1,715
    RPT REALTY 1,529 1,758
    SAGE THERAPEUTICS INC 2,868 2,998
    SALESFORCE.COM 4,747 5,282
    SAP AKTIENGESELL ADS 4,771 4,355
    SCE TRUST IV NEW MONEY PFD SER 625 580
    SCE TRUST IV PFD K 3,075 2,945
    SERVICE NOW 8,677 11,116
    SIEMENS AG 4,987 4,295
    SNAP ON INC 3,403 3,491
    SPDR S&P 500 ETF TRUST 2,040 1,930
    SPDR S&P AEROSPACE AND DEFENSE 25,255 32,233
    SPLUNK INC 19,392 22,234
    STARBUCKS CORP COM 24,513 29,957
    STATE STREET 5.35% - CLASS B 7,376 7,120
    STATE STREET CORP NEW MONEY PF 2,445 2,392
    STERIS. PLC 7,441 9,526
    STIFEL FINANCIAL CORPS SER A 6 1,958 1,806
    SUNCOR ENERGY INC 49,753 45,851
    SUNTRUST BKS INC 7,434 7,397
    SUPERNUS PHARMACEUTICALS INC 3,500 3,746
    SYNOVUS FINCL CORP PFD SER D - 643 624
    TANGER FACTORY OUTLET CENTERS 1,608 1,608
    TARGA RESOURCES CORP 3,691 3,838
    TAUBMAN CENTERS INC - PFD J 684 631
    TCF FINANCIAL PFD SER D 678 613
    TELADOC INC 1,132 1,311
    TELEFLEX INC 2,187 2,754
    THE COCA-COLA CO 13,665 15,674
    TORCHMARK CAP TR III PFD C 919 875
    TOTAL SYSTEMS SERVICES INC 5,667 5,592
    TRACTOR SUPPLY CO COM 3,376 4,947
    TRAVELPORT WORLDWIDE LIMITED 3,581 4,141
    TRIPADVISOR LLC 3,848 4,548
    TWO HARBORS INVT CO - 7.25% 674 652
    ULTIMATE SOFTWARE GROUP, INC. 3,928 4,223
    UNION PACIFIC 10,289 11,534
    UNITED RENTALS INC 4,128 4,217
    UNITED TECHNOLOGIES CORP 16,783 17,058
    URSTADT BIDDLE PRO CUM RED PRE 402 358
    US BANCORP DEL SER K PFD - 5.5 628 609
    US BANCORP PFD STK - 6.500% 2,075 2,055
    USD CYRUSONE INC 5,094 4,823
    V F CORP 9,074 9,836
    VAIL RESORTS INC 2,697 3,629
    VALLEY NATIONAL BANKCORP PFD S 652 598
    VALLEY NATL BANCORP - 6.250% - 2,259 1,945
    VANGUARD ENERGY ETF 12,201 11,938
    VANGUARD FIN ETF 14,454 14,495
    VANGUARD S&P 500 ETF 208,850 211,148
    VEEVA SYSTEMS INC 3,325 4,327
    VEONEER INC 2,211 1,613
    VERMILION ENERGY 3,445 3,384
    VIASAT, INC. 5,157 5,531
    VIKING THERAPEUTICS INC 1,532 1,456
    VIRTU FINANCIAL INC 9,393 10,320
    VISA INC 36,860 59,092
    WALT DISNEY HOLDINGS CO 21,391 23,675
    WASATCH EMERGING INDIA FUND 14,239 13,804
    WASHINGTON TRUST BANCORP INC 1,716 1,736
    WELLCARE HEALTH PLANS INC 4,065 3,313
    WELLS FARGO ADV ULTRA SHORT TE 715 713
    WELLS FARGO ADVANTAGE ULTRA SH 18,211 18,203
    WELLS FARGO ADVT STRATEGIC MUN 38,598 38,593
    WELLS FARGO NON-CUM PFD STOCK 794 749
    WELLS FARGO PFD NON-CUM - 5.85 3,293 3,227
    WELLS FARGO PFD SER R - 6.625% 9,162 8,851
    WELLS FARGO PFD SHS SER W - 5. 671 609
    WESTERN ALLIANCE BANCORPORATIO 3,000 2,953
    WILDHORSE RESOURCE DEVELOPMENT 1,749 1,515
    WINTRUST FIN CORP - 6.500% - P 4,268 4,227
    WPX ENERGY INC 1,463 1,451
    WRIGHT MEDICAL GROUP, INC 3,046 3,132
    YUM BRANDS INC 12,046 15,677
    ZIONS BANCORPORATION 6.3% SRS 3,668 3,563
    ZOETIS INC 24,994 30,602

    TY 2017 OtherExpensesSchedule
    Name:
    Dea Family Foundation
    EIN:
    20-8005948
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Administrative Fees 20,290     20,290
    Bank Charges 252 252    
    State or Local Filing Fees 10     10


    TY 2017 OtherLiabilitiesSchedule
    Name:
    Dea Family Foundation
    EIN:
    20-8005948
    Description Beginning of Year - Book Value End of Year - Book Value
    OUTSTANDING OPTIONS 0 696


    TY 2017 OtherProfessionalFeesSchedule
    Name:
    Dea Family Foundation
    EIN:
    20-8005948
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Administration of Foundation 19,965     19,965
    Investment Management Services 47,353 47,353    


    TY 2017 TaxesSchedule
    Name:
    Dea Family Foundation
    EIN:
    20-8005948
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    990-PF Estimated Tax for 2018 2,800      
    Foreign Tax Paid 791 791