Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2019
Open to Public Inspection
For calendar year 2019, or tax year beginning 12-01-2017 , and ending 11-30-2018
Name of foundation
The John C Griswold Family Foundation
 
% Foundation Source
Number and street (or P.O. box number if mail is not delivered to street address)Foundation Source 501 Silverside Rd
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Wilmington, DE198091377
A Employer identification number

13-2978937
B Telephone number (see instructions)

(800) 839-1754
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$14,323,014J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet.............
3 Interest on savings and temporary cash investments 3,680 3,680  
4 Dividends and interest from securities... 228,764 228,764  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 950,921
b Gross sales price for all assets on line 6a 4,998,142
7 Capital gain net income (from Part IV, line 2)... 950,921
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 216 216  
12 Total. Add lines 1 through 11........ 1,183,581 1,183,581  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 40     40
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 13,937 0 0 13,937
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 116,640 116,640    
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 7,985 85    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 30,255     30,255
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 61,868 114   61,754
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 230,725 116,839 0 105,986
25 Contributions, gifts, grants paid....... 1,015,038 1,015,038
26 Total expenses and disbursements. Add lines 24 and 25 1,245,763 116,839 0 1,121,024
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -62,182
b Net investment income (if negative, enter -0-) 1,066,742
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2019)
Form 990-PF (2019)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 759,304 490,682 490,682
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 747,193 Click to see attachment1,593,711 1,573,874
b Investments—corporate stock (attach schedule)....... 7,073,234 Click to see attachment6,783,582 10,574,541
c Investments—corporate bonds (attach schedule)....... 2,092,363 Click to see attachment1,742,390 1,683,917
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 10,672,094 10,610,365 14,323,014
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds 10,672,094 10,610,365
29 Total net assets or fund balances (see instructions)..... 10,672,094 10,610,365
30 Total liabilities and net assets/fund balances (see instructions). 10,672,094 10,610,365
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
10,672,094
2
Enter amount from Part I, line 27a .....................
2
-62,182
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
453
4
Add lines 1, 2, and 3 ..........................
4
10,610,365
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
10,610,365
Form 990-PF (2019)
Form 990-PF (2019)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a Publicly-traded Securities      
b
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 4,998,142   4,047,221 950,921
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       950,921
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 950,921
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2018 947,842 14,016,421 0.067624
2017 953,940 13,531,222 0.070499
2016 904,914 14,680,392 0.061641
2015 835,392 14,819,530 0.056371
2014 772,356 13,676,877 0.056472
2
Total of line 1, column (d) .....................
2
0.312607
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.062521
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5......
4
14,429,393
5
Multiply line 4 by line 3......................
5
902,140
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
10,667
7
Add lines 5 and 6........................
7
912,807
8
Enter qualifying distributions from Part XII, line 4,.............
8
1,121,024
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2019)
Form 990-PF (2019)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 10,667
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 10,667
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 10,667
6 Credits/Payments:
a 2019 estimated tax payments and 2018 overpayment credited to 2019 6a 16,386
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 5,748
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 22,134
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 11,467
11 Enter the amount of line 10 to be: Credited to 2020 estimated taxBullet10,700 RefundedBullet 11 767
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? Click to see attachment....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changesClick to see attachment....
3
Yes
 
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.Click to see attachment
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletFoundation Source Telephone no.bullet (800) 839-1754

    Located atbullet501 Silverside Road Suite 123WilmingtonDE ZIP+4bullet198091377
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2019?.............
    1c
    Yes
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2019?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2019 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2019.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
    4b
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Allyson Griswold DayakClick to see attachment Trustee
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    David EarlsClick to see attachment Trustee
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Jeffrey W EarlsClick to see attachment Trustee, Pres*
    1.0     		40 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    John G EarlsClick to see attachment Treas
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    John V EarlsClick to see attachment Trustee, Sec
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Kit EarlsClick to see attachment Trustee, sec*
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Michael G EarlsClick to see attachment Trustee, VP*, Pres
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Mark GriswoldClick to see attachment Trustee
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    D Ross Griswold JrClick to see attachment Trustee, VP
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    Foundation Source Administrative 58,457
    55 Walls Drive 3rd floor
    Fairfield,CT06824
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    13,934,303
    b
    Average of monthly cash balances.......................
    1b
    714,827
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    14,649,130
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    14,649,130
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    219,737
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    14,429,393
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    721,470
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    721,470
    2a
    Tax on investment income for 2019 from Part VI, line 5......
    2a
    10,667
    b
    Income tax for 2019. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    10,667
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    710,803
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    710,803
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    710,803
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,121,024
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,121,024
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    10,667
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,110,357
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2018     		(c)
    2018     		(d)
    2019
    1 Distributable amount for 2019 from Part XI, line 7 710,803
    2 Undistributed income, if any, as of the end of 2019:
    a Enter amount for 2018 only.......  
    b Total for prior years:2015, 2014, 2013  
    3 Excess distributions carryover, if any, to 2019:
    a From 2014...... 108,741
    b From 2015...... 122,988
    c From 2016...... 179,886
    d From 2017...... 284,063
    e From 2018...... 264,649
    fTotal of lines 3a through e........ 960,327
    4Qualifying distributions for 2019 from Part
    XII, line 4: bullet$ 1,121,024
    a Applied to 2018, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2019 distributable amount..... 710,803
    e Remaining amount distributed out of corpus 410,221
    5 Excess distributions carryover applied to 2019.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,370,548
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2018. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2019. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2020 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2014 not
    applied on line 5 or line 7 (see instructions) ...     		108,741
    9Excess distributions carryover to 2020.
    Subtract lines 7 and 8 from line 6a ......     		1,261,807
    10 Analysis of line 9:
    a Excess from 2015.... 122,988
    b Excess from 2016.... 179,886
    c Excess from 2017.... 284,063
    d Excess from 2018.... 264,649
    e Excess from 2019.... 410,221
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2019, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2019 (b) 2018 (c) 2017 (d) 2016
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AIDS SERVICE FOUNDATION OF GREATER KANSAS CITY
    PO BOX 32192
    KANSAS CITY,MO64171     		N/A PC General & Unrestricted 12,500
    BOLSA CHICA CONSERVANCY
    3842 WARNER AVE
    HUNTINGTON BEACH,CA92649     		N/A PC General & Unrestricted 5,000
    BOLSA CHICA CONSERVANCY
    3842 WARNER AVE
    HUNTINGTON BEACH,CA92649     		N/A PC EONS (Eyes on Nest Sites ), Adapt a Channel, New Bird Guides Program 43,000
    BUYAMBA INC
    3625 E THOUSAND OAKS BLVD STE 265
    WESTLAKE VILLAGE,CA91362     		N/A PC General & Unrestricted 10,000
    CARDEN CONSERVATORY PARENT SUPPORT GROUP INC
    5702 CLARK DR
    HUNTINGTON BEACH,CA92649     		N/A PC General & Unrestricted 10,000
    CENTER FOR THE DEVELOPMENTALLY DISABLED
    9150 E 41ST TERRACE
    KANSAS CITY,MO64133     		N/A PC General & Unrestricted 52,500
    CHORUS AMERICA ASSOCIATION
    1200 18TH ST NW STE 1250
    WASHINGTON,DC20036     		N/A PC General & Unrestricted 7,000
    CINCINNATI MUSICAL FESTIVAL ASSOC
    1241 ELM ST
    CINCINNATI,OH45202     		N/A PC General & Unrestricted 3,000
    CINCINNATI OPERA ASSOCIATION
    1243 ELM ST MUSIC HALL
    CINCINNATI,OH45202     		N/A PC General & Unrestricted 5,000
    CINCINNATI PERMACULTURE INSTITUTE
    3441 EVANSTON AVE
    CINCINNATI,OH45207     		N/A PC General & Unrestricted 40,000
    CINCINNATI PLAYHOUSE IN THE PARK
    962 MOUNT ADAMS CIR
    CINCINNATI,OH45202     		N/A PC General & Unrestricted 3,000
    CONSPIRARE INC
    1812 CENTRE CREEK DR STE 110
    AUSTIN,TX78754     		N/A PC General & Unrestricted 3,000
    DEVELOPING POTENTIAL INC
    251 NW EXECUTIVE WAY STE 200
    LEES SUMMIT,MO64063     		N/A PC General & Unrestricted 5,000
    DIRECT CONNECTIONS TO AFRICA INC
    1278 GLENNEYRE ST
    LAGUNA BEACH,CA92651     		N/A PC General & Unrestricted 39,136
    DRAGONFLY DEVELOPMENT RESOURCES INC
    51 FRONT ST APT 327
    CUMBERLAND,RI02864     		N/A PF Expenditure Responsibility grant 5,000
    DRAGONFLY DEVELOPMENT RESOURCES INC
    51 FRONT ST APT 327
    CUMBERLAND,RI02864     		N/A PF Expenditure Responsibility grant 40,000
    DRAGONFLY DEVELOPMENT RESOURCES INC
    51 FRONT ST APT 327
    CUMBERLAND,RI02864     		N/A PF Expenditure Responsibility grant 5,000
    EQUUS EFFECT
    37 DRUM RD
    SHARON,CT06069     		N/A PC General & Unrestricted 8,000
    FREE WHEELCHAIR MISSION
    15279 ALTON PKWY STE 300
    IRVINE,CA92618     		N/A PC General & Unrestricted 5,000
    FRIENDS OF THE SANTA FE PUBLIC LIBRARY INC
    145 WASHINGTON AVE
    SANTA FE,NM87501     		N/A PC General & Unrestricted 100
    GREATER AUSTIN PERFORMING ARTS CENTER
    701 W RIVERSIDE DR
    AUSTIN,TX78704     		N/A PC General & Unrestricted 20,000
    HEALTHY HOMES BLOCK BY BLOCK
    2118 ST MICHAEL ST W ANX STE 2
    CINCINNATI,OH45204     		N/A PC General & Unrestricted 2,000
    HOPE COALITION
    100 S MARKET ST
    HOLDEN,MO64040     		N/A PC community sports activities 12,500
    HORIZONS AT GREENS FARMS ACADEMY
    35 BEACHSIDE AVE PO BOX 998
    GREENS FARMS,CT06838     		N/A PC General & Unrestricted 5,000
    IF I NEED HELP
    PO BOX 803356
    SANTA CLARITA,CA91380     		N/A PC General & Unrestricted 5,000
    IL CUORE DI GIAMPY
    VIE SEMPIONE 21 INT 12
    MILANO   20020
    IT     		N/A NC Expenditure Responsibility Grant 5,000
    INSPIREINC
    25 FLEMING LN
    FAIRFIELD,CT06824     		N/A PC General & Unrestricted 18,800
    JOBONE
    1085 S YUMA AVE
    INDEPENDENCE,MO64056     		N/A PC General & Unrestricted 12,500
    KANSAS CITY ACTORS THEATRE INC
    PO BOX 414260
    KANSAS CITY,MO64141     		N/A PC General & Unrestricted 12,500
    KLEIN MEMORIAL AUDITORIUM FOUNDATION INC
    910 FAIRFIELD AVE
    BRIDGEPORT,CT06605     		N/A PC General & Unrestricted 5,000
    LINTON INCORPORATED
    1241 ELM ST CINCINNATI MUSIC HALL
    CINCINNATI,OH45202     		N/A PC Linton Music Series 5,000
    LONG BEACH MUSEUM OF ART FOUNDATION
    2300 E OCEAN BLVD
    LONG BEACH,CA90803     		N/A PC General & Unrestricted 15,000
    METRO DETROIT SHARE GROUP
    10227 CONTINENTAL DR
    TAYLOR,MI48180     		N/A PC General & Unrestricted 15,000
    MILLIKIN UNIVERSITY
    1184 W MAIN ST
    DECATUR,IL62522     		N/A PC Exercise Science & Sports Pavilion Project 50,000
    MILLIKIN UNIVERSITY
    1184 W MAIN ST
    DECATUR,IL62522     		N/A PC Lynn Louise Griswold Scholarship FUND 8,245
    NATIONAL MULTIPLE SCLEROSIS SOCIETY
    4440 LAKE FOREST DR STE 120
    CINCINNATI,OH45242     		N/A PC General & Unrestricted 4,000
    NIMBUS ARTS
    649 MAIN ST
    SAINT HELENA,CA94574     		N/A PC General & Unrestricted 20,000
    NORTHERN NEW MEXICO RADIO FOUNDATION
    6401 S RICHARDS AVE
    SANTA FE,NM87508     		N/A PC General & Unrestricted 13,038
    OC HABITATS
    15333 CULVER DR STE 340 673
    IRVINE,CA92604     		N/A PC General & Unrestricted 10,000
    PHOENIX ASSOCIATION INC
    5 RIVER RD STE 243
    WILTON,CT06897     		N/A PC General & Unrestricted 17,000
    PIVOT MINISTRIES INC
    485 JANE ST
    BRIDGEPORT,CT06608     		N/A PC General & Unrestricted 10,000
    PIVOT MINISTRIES INC
    485 JANE ST
    BRIDGEPORT,CT06608     		N/A PC Charitable Event 1,400
    PLAY ACTION FLAG FOOTBALL INC
    1768 N BRIGANTINE LN
    VILLA PARK,CA92867     		N/A PC General Fund, Division 2 Saints fund 2,500
    POP WARNER LITTLE SCHOLARS INC - TUSTIN YOUTH FOOT
    PO BOX 1345
    TUSTIN,CA92780     		N/A PC Mike Mallard Scholarship fund 15,000
    POWELL GARDENS INC
    1609 NW US HWY 169
    KINGSVILLE,MO64061     		N/A PC General & Unrestricted 25,000
    PROSPECT HOUSE INC
    682 HAWTHORNE AVE
    CINCINNATI,OH45205     		N/A PC General & Unrestricted 30,000
    READWORKS INC
    PO BOX 461
    NEW YORK,NY10101     		N/A PC General & Unrestricted 60,000
    RESTART INC
    918 E 9TH ST
    KANSAS CITY,MO64106     		N/A PC General & Unrestricted 12,500
    ST HELENA MONTESSORI SCHOOL INC
    880 COLLEGE AVE
    SAINT HELENA,CA94574     		N/A PC General & Unrestricted 33,000
    ST HELENA MONTESSORI SCHOOL INC
    880 COLLEGE AVE
    SAINT HELENA,CA94574     		N/A PC to seed fund to the SHMS Orchestra for its instruments and related equipment and programs 15,000
    STRAY ANIMAL ADOPTION PROGRAM INC
    PO BOX 72040
    NEWPORT,KY41072     		N/A PC General & Unrestricted 15,000
    THE FRIDA CINEMA
    305 E 4TH ST
    SANTA ANA,CA92701     		N/A PC Projector Fix Fund 20,000
    THE FRIDA CINEMA
    305 E 4TH ST
    SANTA ANA,CA92701     		N/A PC Mural project by Trace Mendoza 18,000
    THE FRIDA CINEMA
    305 E 4TH ST
    SANTA ANA,CA92701     		N/A PC POS System 1,200
    THE HEART OF AMERICA SHAKESPEARE FESTIVAL
    3732 MAIN ST
    KANSAS CITY,MO64111     		N/A PC General & Unrestricted 25,000
    THE HEART OF AMERICA SHAKESPEARE FESTIVAL
    3732 MAIN ST
    KANSAS CITY,MO64111     		N/A PC Marilyn Strauss Legacy Fund 25,000
    THE RIVERBROOK REGIONAL YOUNG MENS CHRISTIAN ASSOC
    404 DANBURY RD
    WILTON,CT06897     		N/A PC Court Renovation Project 5,000
    TIKKUN FARM INC
    7941 ELIZABETH ST
    CINCINNATI,OH45231     		N/A PC General & Unrestricted 10,000
    UNIVERSITY OF CALIFORNIA IRVINE FOUNDATION
    100 THEORY STE 250
    IRVINE,CA92617     		N/A PC research program being conducted by Dr. Thay Lee 15,000
    UNIVERSITY OF SAN DIEGO
    5998 ALCALA PARK
    SAN DIEGO,CA92110     		N/A PC Daniel Burkett Memorial Scholarship fund 5,000
    UNIVERSITY OF UTAH
    201 PRESIDENTS CIR RM 203
    SALT LAKE CTY,UT84112     		N/A PC University of Utah College of Nursing Scholarship fund 14,619
    VITAL OPERA INC
    8710 34TH AVE APT 2B
    JACKSON HTS,NY11372     		N/A PC General & Unrestricted 10,000
    VOCAL ARTS ENSEMBLE OF CINCINNATI
    1241 ELM ST
    CINCINNATI,OH45202     		N/A PC General & Unrestricted 50,000
    WETLANDS AND WILDLIFE CARE CENTER
    21900 PACIFIC COAST HWY
    HUNTINGTN BCH,CA92646     		N/A PC Washer Dryer Fridge 86'er box Project 25,000
    WOMEN MAKE MOVIES INC
    115 W 29TH ST STE 1200
    NEW YORK,NY10001     		N/A PC Dyslexiaville Program 5,000
    WOUNDED WARRIORS FAMILY SUPPORT INC
    11218 JOHN GALT BLVD STE 103
    OMAHA,NE68137     		N/A PC General & Unrestricted 5,000
    YOUNG LIFE
    PO BOX 70065
    PRESCOTT,AZ86304     		N/A PC camp program in San Luis Obispo, CA 5,000
    Total .................................bullet 3a 1,015,038
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 3,680  
    4 Dividends and interest from securities....     14 228,764  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 950,921  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aCLASS ACTION LAWSUIT PROCEEDS     		    01 216  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   1,183,581  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,183,581
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2019)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2017 CompensationExplanation
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Person Name Explanation
    Jeffrey W Earls *Removed from position in 2018
    Kit Earls *removed from position in 2018
    Michael G Earls *Removed from position in 2018

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2017 DepreciationSchedule
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2017 ExpenditureResponsibilityStmt
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    DRAGONFLY DEVELOPMENT RESOURCES INC
          		51 FRONT ST
    CUMBERLAND,RI02864     		2017-01-12 40,000 TO HELP FUND THE PURPLE CRAYON PROJECT 40,000 NO 6/6/18   NONE NECESSARY
    DRAGONFLY DEVELOPMENT RESOURCES INC
          		51 FRONT ST
    CUMBERLAND,RI02864     		2017-07-03 5,000 TO HELP FUND THE PURPLE CRAYON PROJECT 5,000 NO 6/6/18   NONE NECESSARY
    IL CUORE DI GIAMPY
          		VIE SEMPIONE 21 INT 12
    MILANO   20020
    IT     		2018-02-28 5,000 To support the Infant Care Training project 2,400 NO 7/10/19   NONE NECESSARY
    DRAGONFLY DEVELOPMENT RESOURCES INC
          		51 FRONT ST
    CUMBERLAND,RI02864     		2018-03-02 40,000 To support the Boon Project 40,000 NO 7/10/19   NONE NECESSARY
    DRAGONFLY DEVELOPMENT RESOURCES INC
          		51 FRONT ST
    CUMBERLAND,RI02864     		2018-03-20 5,000 To support the Boon Project 5,000 NO 7/10/19   NONE NECESSARY
    DRAGONFLY DEVELOPMENT RESOURCES INC
          		51 FRONT ST
    CUMBERLAND,RI02864     		2018-07-06 5,000 To support the Boon Project 5,000 NO 7/10/19   NONE NECESSARY

    TY 2017 InvestmentsCorpBondsSchedule
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Name of Bond End of Year Book Value End of Year Fair Market Value
    APPLE INC - 3.250% - 02/23/202 75,212 72,053
    AT&T INC GLBL NT - 3.000% - 02 149,646 146,453
    BANK OF AMERICA - 2.600% - 01/ 100,827 99,957
    BLACKROCK INC FR - 3.375% - 06 159,685 150,004
    CAPITAL ONE CC TR SER 2015-2A 98,511 98,555
    CITIBANK CCIT SER 2014-A1 CL A 99,626 99,454
    CITIGROUP INC - 1.875% - 03/31 50,168 48,098
    CITIGROUP INC - 2.500% - 07/29 50,384 49,780
    COMCAST CORP BOND - 2.850% - 0 149,684 144,649
    DEERE JOHN CAP CORP - 2.800% - 95,850 96,872
    JPMORGAN CHASE & CO - 4.350% - 108,388 101,604
    MORGAN STANLEY - 2.500% - 01/2 50,736 49,952
    MORGAN STANLEY BD - 5.500% - 0 86,186 78,219
    ORACLE CORP - 3.400% - 07/08/2 131,613 122,842
    PEPSICO INC NOTES - 4.500% - 0 156,801 152,456
    PFIZER INC NT - 3.400% - 05/15 52,866 49,656
    WELLS FARGO & COMPANY - 2.600% 50,005 49,213
    WELLS FARGO - 3.000% - 01/22/2 76,202 74,100

    TY 2017 InvestmentsCorpStockSchedule
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ADOBE SYSTEMS, INC 31,887 63,726
    AIA GROUP LTD ADR 26,030 24,802
    ALEXION PHARMACEUTICALS, INC 13,287 12,315
    ALIBABA GROUP HOLDING LTD 23,310 23,325
    ALLERGAN PLC 125,525 72,349
    ALLIANCE DATA SYSTEM CORP 20,433 44,280
    ALPHABET INC CL A 10,079 38,838
    ALPHABET INC CL C 115,923 269,229
    AMADEUS IT HLDS SA 24,717 19,093
    AMAZON COM 91,878 316,061
    AMERICAN TOWER REIT INC 109,221 147,548
    AMERIPRISE FINANCIAL INC 12,209 30,881
    AMETEK INC 7,046 31,795
    AMPHENOL CORPORATION 9,806 31,307
    ANALOG DEVICES INC 56,438 61,954
    ANSYS INC 6,267 33,214
    APPLE INC 4,660 150,900
    APTIV PLC 24,250 25,740
    ASHLAND GLOBAL HOLDINGS 13,890 18,835
    ASML HOLDING NV NY REG SHS 20,906 18,849
    ASSA ABLOY UNSP/ADR 18,314 16,612
    AUTODESK, INC 30,740 41,472
    AUTOMATIC DATA PROCESSING INC 45,906 111,892
    AUTOZONE INC 6,950 64,726
    BAE SYSTEMS PLC 20,503 16,278
    BANCO SANTANDER CEN 20,848 18,602
    BARCLAYS ETN PLUS SELECT MLP 286,134 294,617
    BERRY PLASTICS GROUP INC 10,523 31,148
    BHP BILLITON LIMITED 18,910 16,990
    BLACKROCK INC 58,879 83,462
    BOEING CO 21,320 98,827
    BORG WARNER INC 18,216 17,257
    BRIGHT HORIZONS FAMILY SOLUTIO 13,639 20,929
    BROOKFIELD ASSET MANAGEMENT CL 10,673 10,575
    BROWN FORMAN CORP CL B 5,604 18,802
    CANADIAN NATL RAILWAY CO 15,362 14,933
    CAPITAL ONE FINANCIAL CORP 48,487 70,130
    CARTER'S INC 26,511 26,270
    CENTENE CORP 29,935 33,571
    CHEVRON CORP 91,314 90,870
    CHUBB LIMITED 20,133 19,526
    CHURCH & DWIGHT 8,501 37,728
    CIGNA CORP 71,334 110,126
    CIMAREX ENERGY CO 22,593 17,790
    CISCO SYSTEMS INC 54,533 148,397
    CITIGROUP INC 105,900 128,738
    CITRIX SYSTEMS INC 7,383 17,217
    COGNIZANT TECHNOLOGY SOLUTIONS 9,176 54,277
    COMCAST CORP 61,194 110,320
    CONCHO RESOURCES INC 13,508 26,068
    CONTL AG SPONS ADR 15,617 12,792
    COOPER COMPANIES INC 20,906 23,422
    CROWN HOLDINGS INC 19,820 26,614
    CVS CAREMARK CORP 51,342 74,345
    DAIKIN INDS LTD ADR 23,432 19,229
    DANAHER CORP 62,831 149,303
    DBS GROUP HLDGS SPON ADR 20,048 18,802
    DEUTSCHE BOERSE ADR 11,580 10,769
    DIAGEO PLC ADS 23,374 23,962
    DOLLAR GENERAL CORP 30,771 70,368
    DOLLAR TREE INC 6,043 43,992
    DOWDUPONT INC 115,514 95,163
    EDWARDS LIFESCIENCES 20,702 38,882
    ENCOMPASS HEALTH CORPORATION 17,820 53,249
    EOG RESOURCES INC 66,407 76,553
    EPAM SYSTEMS INC 15,033 57,831
    EQUINIX, INC 8,955 35,060
    EURONET WORLDWIDE INC 62,600 87,384
    EXACT SCIENCES CORPORATION 23,831 35,637
    EXPEDIA INC 103,750 86,606
    EXPRESS SCRIPTS HOLDING CO 55,463 110,196
    F M C CP 18,311 32,848
    FANUC LIMITED UNSPONSORED 19,510 16,604
    FIDELITY NATIONAL INFORMATION 94,667 183,623
    FISERV INC 39,732 202,415
    FLEETCOR TECHNOLGIES INC 22,296 27,656
    FOMENTO ECONOMICO MEXICANO 17,702 16,049
    FORTIVE CORPORATION 37,465 74,625
    GLENCORE XSTRATA PLC ADR 8,270 7,067
    GLOBAL PAYMENTS INC 23,503 45,507
    GRIFOLS SA REP 1/2 CL B 24,934 23,506
    HCA INC 17,065 35,710
    HD SUPPLY HLDGS INC 19,938 27,691
    HDFC BANK LTD ADR 24,817 27,586
    HEXCEL CP DELAWARE 21,059 24,915
    HOME DEPOT INC 39,018 90,881
    HONEYWELL INTL 117,488 133,836
    HSBC HOLDINGS PLC 21,684 20,504
    HUBBELL INCORPORATED 29,580 29,743
    HUMANA INC 4,500 35,583
    ICON PLC - AMERICAN DEPOSITARY 25,429 24,458
    IHS MARKIT LTD 13,777 22,362
    INTERCONTINENTAL EXCHANGE, INC 142,861 192,859
    INTERCONTINENTAL HOTELS GROUP 19,612 17,303
    INTERXION HOLDING N.V 18,127 16,688
    ISHARES MSCI PACIFIC EX-JAPAN 317,496 409,544
    ISHARES TRUST- ISHARES MSCI AL 75,811 73,447
    JAZZ PHARMACEUTICALS INC 26,897 26,158
    JOHNSON & JOHNSON 93,031 152,335
    JONES LANG LASALLE 9,835 20,621
    JP MORGAN CHASE 63,759 167,452
    JULIUS BAER GROUP LTD 22,176 16,842
    KANSAS CITY SOUTHERN 12,633 23,702
    KAR AUCTION SERVICES INC 20,666 20,056
    KINDER MORGAN INC 67,413 56,724
    L'AIR LIQUIDE ADR OTC 19,914 18,537
    LAS VEGAS SANDS CORP 15,683 14,284
    LIGAND PHARMACEUTICALS INC 9,974 13,884
    LINDE PLC COM 97,746 95,112
    LKQ CORPORATION 21,630 21,047
    LONDON STK EXCHANGE GROUP 20,264 16,718
    LUXOTTICA GROUP SPON ADR EACH 19,521 16,936
    LVMH MOET HENN UNSP 23,588 18,583
    MARRIOTT INTERNATIONAL INC. CL 9,568 33,359
    MARRIOTT VACATIONS WORLDWIDE C 27,088 21,274
    MASCO CORP 20,071 16,986
    MEDTRONIC PLC 122,005 151,562
    MERCADOLIBRE, INC 16,347 17,950
    MERCK & CO INC 42,813 96,557
    MICROCHIP TECHNOLOGY INC 14,377 43,725
    MICROSOFT CORP 76,807 277,557
    MOHAWK INDS INC 9,180 15,751
    MONSTER BEVERAGE CORP 3,559 48,520
    MSCI INC 10,862 20,422
    NEW ORIENTAL ED & TECHNOLOGY G 13,575 12,861
    NEXTERA ENERGY, INC 39,336 67,596
    NIDEC CORPORATION ADR 26,300 24,024
    NOVARTIS AG ADR 25,234 27,093
    NTT DOCOMO 16,212 13,878
    O'REILLY AUTOMOTIVE INC 22,396 31,557
    OCCIDENTAL PETROLEUM CORP 63,711 58,465
    ORACLE CORP 64,194 122,680
    PARKER HANNIFIN CP 22,175 25,290
    PENTAIR INC. COM 11,743 12,639
    PEPSICO INC 61,063 100,235
    PIONEER NAT RES CO 69,787 60,430
    PRA HEALTH SCIENCES INC COM 27,254 38,874
    PRUDENTIAL FINCL INC 79,780 86,728
    PTC INC 27,022 51,980
    QUALCOMM INC 107,324 99,508
    RAYTHEON CO 66,663 58,213
    RED HAT, INC 22,590 42,676
    RESIDEO TECHNOLOGIESINC COM 3,532 3,136
    REXNORD CORP 21,521 25,479
    RITCHIE BROS AUCTIONEERS 20,966 19,929
    ROPER INDUSTRIES 12,333 44,341
    ROSS STORES, INC 18,207 50,896
    ROYAL DUTCH SHEL PLC SPONS ADR 22,339 19,601
    SBA COMMUNICATIONS CORP 14,706 44,411
    SCHLUMBERGER LTD 22,286 16,236
    SEVEN & I HOLDINGS C 13,668 13,254
    SIEMENS AG 11,870 10,505
    SKYWORKS SOLUTIONS, INC 8,224 26,052
    SMITH & NEPHEW PLC ADR 15,151 15,314
    SPROUTS FARMERS MARKET INC 22,221 23,066
    STRYKER CORPORATION 18,608 68,078
    SUNCOR ENERGY INC 18,103 14,724
    SYMRISE AG UNSPONSORED 19,209 17,049
    SYSMEX CORP UNSP ASDR 24,402 14,838
    T-MOBILE US INC 63,769 73,584
    TAIWAN SEMICONDUCTOR MFG CO LT 21,451 18,269
    TD AMERITRADE HOLDING CORP 17,388 29,111
    TE CONNECTIVITY LTD 20,840 27,079
    TELEFLEX INC 26,845 32,500
    TENCENT HOLDINGS LIMITED 25,150 24,248
    THERMO FISHER SCIENTIFIC INC 55,642 104,312
    TJX COMPANIES INC 42,880 64,873
    TOKIO MARINE HOLDINGS INC 13,963 13,954
    TRACTOR SUPPLY CO COM 11,055 24,448
    TRANSUNION COM USD0.01 20,673 32,091
    ULTA SALON, COSMETICS & FRAGRA 10,566 20,250
    UNION PACIFIC 51,015 103,340
    UNITED TECHNOLOGIES CORP 97,720 128,541
    UNITEDHEALTH GROUP INC 31,062 193,576
    UNIVERSAL HLTH SVC B 21,405 32,290
    US BANCORP 71,566 106,469
    V F CORP 23,647 63,325
    VISA INC 103,122 211,715
    WELLS FARGO & CO 96,680 141,074
    WESTERN ALLIANCE BANCORPORATIO 25,948 20,529
    WEX, INC 12,590 27,740
    WORLDPAY INC 17,250 64,615
    XILINX INC 20,685 27,004
    YUM CHINA HOLDINGS INC 18,282 18,954

    TY 2017 InvestmentsGovtObligationsSch
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    US Government Securities - End of Year Book Value:

    1,593,711
    US Government Securities - End of Year Fair Market Value:

    1,573,874
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2017 LegalFeesSchedule
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Document Review/Drafting 13,937     13,937


    TY 2017 OtherExpensesSchedule
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Administrative Fees 58,457     58,457
    Bank Charges 114 114    
    Indemnification Insurance 2,472     2,472
    State or Local Filing Fees 750     750
    FOUNDATION MEMBERSHIPS & DUES 75     75


    TY 2017 OtherIncomeSchedule2
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Class Action Lawsuit Proceeds 216 216  


    TY 2017 OtherIncreasesSchedule
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Description Amount
    RETURN OF DISBURSEMENT IN ERROR 453


    TY 2017 OtherProfessionalFeesSchedule
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment Management Services 116,640 116,640    


    TY 2017 TaxesSchedule
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    990-PF Estimated Tax for 2018 7,100      
    990-PF Extension for 2017 800      
    Foreign Tax Paid 85 85