| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FINANCIAL MGMT, PLANNING AND ACCOUNTING | 81,157 | 48,694 | 32,463 |
| Grantee's Name | Grantee's Address | Grant Date | Grant Amount | Grant Purpose | Amount Expended By Grantee | Any Diversion By Grantee? | Dates of Reports By Grantee | Date of Verification | Results of Verification |
|---|---|---|---|---|---|---|---|---|---|
|
THE PAULSON INSTITUTE |
401 N MICHIGAN SUITE 1940 CHICAGO,IL60611 |
2015-12-22 | 2,000,000 | THE GRANT IS TO BE USED EXCLUSIVELY FOR THE PURPOSE OF OPERATING AND PROGRAMMIC EXPENDITURES, AS DESCRIBED IN THE PROPOSAL ATTACHED AS EXHIBIT A TO THE EXPENDITURE RESPONSIBILITY AGREEMENT DATED DECEMBER 29, 2014. | 2,000,000 | NONE | 3/20/16; 5/31/17; 3/29/18; 3/30/19 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED ON THE REPORT(S) FURNISHED BY THE GRANTEE, IF ANY, NO PART OF THE GRANT HAS BEEN USED FOR ANYTHING OTHER THAN ITS INTENDED PURPOSE. | |
|
THE PAULSON INSTITUTE |
401 N MICHIGAN SUITE 1940 CHICAGO,IL60611 |
2016-12-27 | 2,000,000 | THE GRANT IS TO BE USED EXCLUSIVELY FOR THE PURPOSE OF OPERATING AND PROGRAMMIC EXPENDITURES, AS DESCRIBED IN THE PROPOSAL ATTACHED AS EXHIBIT A TO THE EXPENDITURE RESPONSIBILITY AGREEMENT DATED DECEMBER 29, 2014. | 2,000,000 | NONE | 5/31/2017; 3/29/18; 3/30/19 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED ON THE REPORT(S) FURNISHED BY THE GRANTEE, IF ANY, NO PART OF THE GRANT HAS BEEN USED FOR ANYTHING OTHER THAN ITS INTENDED PURPOSE. | |
|
THE PAULSON INSTITUTE |
401 N MICHIGAN SUITE 1940 CHICAGO,IL60611 |
2017-12-29 | 2,000,000 | THE GRANT IS TO BE USED EXCLUSIVELY FOR THE PURPOSE OF OPERATING AND PROGRAMMIC EXPENDITURES, AS DESCRIBED IN THE PROPOSAL ATTACHED AS EXHIBIT A TO THE EXPENDITURE RESPONSIBILITY AGREEMENT DATED DECEMBER 27, 2017. | 2,000,000 | NONE | 3/29/18; 3/30/19 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED ON THE REPORT(S) FURNISHED BY THE GRANTEE, IF ANY, NO PART OF THE GRANT HAS BEEN USED FOR ANYTHING OTHER THAN ITS INTENDED PURPOSE. |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 200000 KINDER MORGAN ENRGY PART LP 9.0% 02/01 | 200,512 | 200,862 |
| 500000 MEAD JOHNSON NUTRITION COMPANY 3.0% 11 | 499,510 | 498,540 |
| 500000 AT&T INC 2.8% 02/17/2021 USD SR LIEN N | 506,351 | 493,755 |
| 600000 THE CHARLES SCHWAB CORPORATION 4.45% 0 | 619,527 | 613,212 |
| 625000 SUMITOMO MITSUI BANKING CORPOR MTN 2.2 | 623,569 | 621,975 |
| 650000 PUBLIC SERVICE ENTERPRIS 1.6% 11/15/20 | 649,240 | 640,920 |
| 675000 NORTHROP GRUMMAN CORPORATION 2.55% 10/ | 674,906 | 653,164 |
| 700000 FIFTH THIRD BANK 1.625% 09/27/2019 USD | 698,838 | 692,643 |
| 700000 MEDCO HEALTH SOLUTIONS, INC. 4.125% 09 | 712,900 | 707,546 |
| 750000 FORD MOTOR CREDIT COMPANY LLC 3.157% 0 | 751,135 | 734,948 |
| 750000 LOCKHEED MARTIN CORPORATION 2.5% 11/23 | 758,368 | 741,263 |
| 750000 ABBVIE INC 2.3% 05/14/2021 USD SR LIEN | 746,830 | 732,428 |
| 750000 NOVARTIS CAPITAL CORP 2.4% 05/17/2022 | 757,067 | 731,468 |
| 775000 SUMITOMO MITSUI BANKING CORP 2.45% 01/ | 775,937 | 768,831 |
| 800000 THE TORONTO-DOMINION BANK MTN 1.45% 08 | 799,928 | 792,864 |
| 875000 DIAMOND 1 FINANCE CORPORATION 3.48% 06 | 879,022 | 872,419 |
| 900000 ORACLE CORPORATION 1.9% 09/15/2021 USD | 898,434 | 873,189 |
| 1000000 FISERV, INC. 2.7% 06/01/2020 USD SR L | 1,007,755 | 992,570 |
| 1000000 STARBUCKS CORPORATION 2.1% 02/04/2021 | 1,010,842 | 975,430 |
| 1000000 AT&T INC. 5.0% 03/01/2021 USD SER WI | 1,054,376 | 1,034,000 |
| 1000000 THE TJX COMPANIES, INC. 2.75% 06/15/2 | 1,024,574 | 992,170 |
| 1000000 BURLINGTON NORTHERN SANTA FE 3.05% 03 | 1,025,790 | 998,790 |
| 1000000 SALESFORCE.COM INC 3.25% 04/11/2023 U | 999,400 | 1,005,140 |
| 1000000 DIAGEO CAPITAL PLC 3.5% 09/18/2023 US | 997,770 | 1,002,890 |
| 1050000 BB&T CORPORATION MTN 2.25% 02/01/2019 | 1,050,079 | 1,049,360 |
| 1075000 CVS CAREMARK CORP 2.25% 08/12/2019 US | 1,065,185 | 1,069,733 |
| 1100000 AMAZON.COM INC 2.6% 12/05/2019 USD SR | 1,097,646 | 1,097,217 |
| 1100000 HSBC BANK USA, N.A. 4.875% 08/24/2020 | 1,133,616 | 1,127,038 |
| 1155000 LEGG MASON, INC. 2.7% 07/15/2019 USD | 1,155,758 | 1,151,778 |
| 1225000 MONDELEZ INTERNATIONAL HOLDING 2.0% 1 | 1,198,751 | 1,173,709 |
| 1250000 US BANK NA CINCINNATI 3.45% 11/16/202 | 1,248,275 | 1,259,388 |
| 1350000 CITIBANK NA 2.85% 02/12/2021 USD SER | 1,349,919 | 1,337,796 |
| 1375000 APPLE INC. 2.1% 05/06/2019 SR LIEN S& | 1,376,337 | 1,372,003 |
| 1375000 MEDTRONIC, INC. 2.5% 03/15/2020 USD S | 1,377,158 | 1,367,960 |
| 1450000 IFC MTN 1.625% 07/16/2020 SR LIEN S&P | 1,444,461 | 1,428,772 |
| 1500000 XILINX, INC. 2.125% 03/15/2019 SR LIE | 1,497,060 | 1,496,655 |
| 1500000 CBS CORP 2.3% 08/15/2019 USD SR LIEN | 1,496,700 | 1,488,870 |
| 1500000 CAPITAL ONE NA 1.85% 09/13/2019 USD S | 1,499,955 | 1,483,575 |
| 1500000 COMPASS BANK 2.75% 09/29/2019 USD SER | 1,486,185 | 1,492,125 |
| 1500000 MICROSOFT CORPORATION 2.0% 11/03/2020 | 1,498,800 | 1,483,290 |
| 1500000 PFIZER INC. 1.95% 06/03/2021 USD SR L | 1,497,795 | 1,470,930 |
| 1500000 WAL-MART STORES INC 2.35% 12/15/2022 | 1,499,880 | 1,461,165 |
| 1675000 VODAFONE GROUP PUBLIC LIMITED 3.75% 0 | 1,665,168 | 1,650,930 |
| 1725000 DUKE ENERGY PROGRESS LLC 3.375% 09/01 | 1,724,879 | 1,732,676 |
| 1800000 FHLB 1.375% 02/18/2021 S&P AA+ /MOODY | 1,791,072 | 1,758,168 |
| 1950000 JPMORGAN CHASE & CO. HYBRID 04/23/202 | 1,950,000 | 1,935,258 |
| 2000000 FHLB 1.125% 07/14/2021 S&P AA+ /MOODY | 1,990,140 | 1,931,520 |
| 2200000 CISCO SYSTEMS, INC. 1.4% 09/20/2019 U | 2,197,558 | 2,180,266 |
| 2325000 3M COMPANY MTN 3.25% 02/14/2024 SR LI | 2,319,327 | 2,339,206 |
| 2500000 FEDERAL HOME LOAN BANK SYSTEM 1.75% 0 | 2,501,389 | 2,471,150 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 5557421.22 OAKMARK INTERNATIONAL FUND INVESTOR CLASS MUTUAL FUND | 6,851,648 | 5,557,421 |
| 33311.36 FCB FINANCIAL HOLDINGS INC CMN | 39,258 | 33,311 |
| 45981.52 ABM INDUSTRIES INC CMN | 40,982 | 45,982 |
| 25987.74 ACCO BRANDS CORPORATION CMN | 45,230 | 25,988 |
| 32329.92 AEGION CORPORATION CMN | 40,462 | 32,330 |
| 62470.06 AIR LEASE CORPORATION CMN | 60,215 | 62,470 |
| 65087.68 AMC NETWORKS INC. CMN | 66,266 | 65,088 |
| 21235.21 ANIXTER INTERNATIONAL INC CMN | 33,604 | 21,235 |
| 21447.35 APERGY CORP CMN | 23,311 | 21,447 |
| 14204.4 ARES COMMERCIAL REAL ESTATE CO CMN | 13,790 | 14,204 |
| 40330 ASGN INC. CMN | 38,424 | 40,330 |
| 14066.65 ASPEN INSURANCE HOLDINGS LTD CMN | 13,390 | 14,067 |
| 104313 ASSURED GUARANTY LTD. CMN | 80,260 | 104,313 |
| 23470.04 AXIS CAPITAL HOLDINGS LIMITED CMN | 22,476 | 23,470 |
| 60089.58 BANKUNITED INC CMN | 70,924 | 60,090 |
| 49807.62 BELDEN INC CMN | 81,943 | 49,808 |
| 62296.64 BLACKSTONE MORTGAGE TRUST INC CMN | 58,562 | 62,297 |
| 48390.48 BMC STOCK HOLDINGS INC CMN | 57,831 | 48,390 |
| 19695.59 BOOZ ALLEN HAMILTON HOLDING CORPORATION CMN | 9,705 | 19,696 |
| 21922.18 BOSTON PRIVATE FINANCIAL HOLDINGS INC CMN | 26,865 | 21,922 |
| 50239.42 BROOKS AUTOMATION INC CMN | 28,344 | 50,239 |
| 29273.88 CACTUS, INC. CMN CLASS A | 35,002 | 29,274 |
| 27921.92 CADENCE BANCORPORATION CMN | 44,346 | 27,922 |
| 10346.24 CAMBREX CORPORATION CMN | 13,494 | 10,346 |
| 16958.23 CENTERSTATE BANK CORPORATION CMN | 23,256 | 16,958 |
| 21543.69 CHATHAM LODGING TR CMN | 25,090 | 21,544 |
| 54673.03 CHEMED CORP CMN | 14,683 | 54,673 |
| 70464.98 CIENA CORPORATION CMN | 45,696 | 70,465 |
| 39410.94 COLUMBIA BKG SYS INC CMN | 31,323 | 39,411 |
| 20270.91 COOPER TIRE & RUBBER CO. CMN | 21,783 | 20,271 |
| 14038.3 COUSINS PPTYS INC CMN | 14,609 | 14,038 |
| 19811.28 CURTISS-WRIGHT CORP CMN | 20,236 | 19,811 |
| 37293.9 ENERGIZER HOLDINGS, INC. CMN | 39,111 | 37,294 |
| 39829.26 ENERPLUS CORPORATION CMN | 52,410 | 39,829 |
| 103376.52 ENERSYS CMN | 92,318 | 103,377 |
| 19381.26 ENGILITY HOLDINGS, INC CMN | 21,815 | 19,381 |
| 15062.98 ENTERCOM COMMS. CORP CLASS A COMMON STOCK | 29,056 | 15,063 |
| 68872.7 ESSENT GROUP LTD. CMN | 44,331 | 68,873 |
| 19688.2 EVERTEC INC CMN | 18,775 | 19,688 |
| 10519.08 EXTRACTION OIL & GAS INC CMN | 39,213 | 10,519 |
| 22469.44 FERRO CORPORATION CMN | 22,378 | 22,469 |
| 5491.86 FERROGLOBE PLC CMN | 38,087 | 5,492 |
| 45671.45 FIRST CITIZENS BANKSHARES CL A CMN CLASS A | 29,046 | 45,671 |
| 24243.27 FIRST HAWAIIAN, INC. CMN | 26,977 | 24,243 |
| 27998.59 FIRST MERCHANTS CORPORATION CMN | 33,299 | 27,999 |
| 20388.38 FIRST MIDWEST BANCORP INC DEL CMN | 24,742 | 20,388 |
| 31472.24 FIRSTCASH INC CMN | 20,901 | 31,472 |
| 8297.17 FORUM ENERGY TECHNOLOGIES INC CMN | 29,401 | 8,297 |
| 27563.25 FRESH DEL MONTE PRODUCE INC. ORDINARY SHARES | 43,804 | 27,563 |
| 63907.76 FTI CONSULTING, INC. CMN | 41,282 | 63,908 |
| 30469.42 GLOBAL INDEMNITY PUBLIC LIMITE CMN | 23,249 | 30,469 |
| 16366.05 GRANITE CONSTRUCTION INC. CMN | 17,631 | 16,366 |
| 103196.17 GRAPHIC PACKAGING HLDGCO CMN | 101,665 | 103,196 |
| 11334.8 GROUP 1 AUTOMOTIVE, INC. CMN | 15,949 | 11,335 |
| 28643.8 HANMI FINANCIAL CORPORATION CMN | 37,930 | 28,644 |
| 32111.75 HANOVER INSURANCE GROUP INC CMN | 25,182 | 32,112 |
| 42895.16 HURON CONSULTING GROUP INC. CMN | 32,065 | 42,895 |
| 40701.15 ICON PUBLIC LIMITED COMPANY CMN | 25,987 | 40,701 |
| 53504.75 INSIGHT ENTERPRISES INC CMN | 33,854 | 53,505 |
| 11117.27 JAGGED PEAK ENERGY INC. CMN | 17,391 | 11,117 |
| 23475.76 KOSMOS ENERGY LTD. CMN | 32,966 | 23,476 |
| 35856.74 LA Z BOY CHAIR CO CMN | 34,389 | 35,857 |
| 52304.39 LCI INDUSTRIES INC. CMN | 48,430 | 52,304 |
| 78161.92 LITHIA MOTORS INC CL-A CMN CLASS A | 93,781 | 78,162 |
| 40941.61 MAXIMUS INC CMN | 29,922 | 40,942 |
| 58163.52 MFA FINANCIAL INC CMN | 60,710 | 58,164 |
| 44511.78 MINERALS TECHNOLOGIES INC. CMN | 47,917 | 44,512 |
| 71828.5 NATIONAL GENERAL HOLDINGS CORP CMN | 68,760 | 71,829 |
| 57520.49 NAVIENT CORPORATION CMN | 74,129 | 57,520 |
| 50577.15 NAVIGANT CONSULTING INC CMN | 37,294 | 50,577 |
| 35889.39 NCR CORPORATION CMN | 47,034 | 35,889 |
| 75160.24 NELNET, INC. CMN CLASS A | 52,553 | 75,160 |
| 33871.53 NETGEAR, INC. CMN | 25,072 | 33,872 |
| 23675.9 NEWFIELD EXPLORATION CO. CMN | 23,299 | 23,676 |
| 39805.5 NMI HOLDINGS INC CMN CLASS A | 38,293 | 39,806 |
| 39703.71 OWENS-ILLINOIS INC CMN | 52,438 | 39,704 |
| 15059.56 PATTERSON COMPANIES INC CMN | 17,540 | 15,060 |
| 16518.07 PEAPACK GLADSTONE FINANCIAL CO CMN | 22,675 | 16,518 |
| 19963.8 PORTLAND GENERAL ELECTRIC CO CMN | 19,767 | 19,964 |
| 40120.29 PQ GROUP HOLDINGS INC. CMN | 45,483 | 40,120 |
| 19471.63 PRA GROUP INC CMN | 23,203 | 19,472 |
| 19897.65 PREFERRED BANK CMN | 28,226 | 19,898 |
| 35412.72 PROASSURANCE CORPORATION CMN | 35,271 | 35,413 |
| 27468.44 RADIAN GROUP INC. CMN | 27,722 | 27,468 |
| 35613.68 REALOGY HLDGS CORP CMN | 62,439 | 35,614 |
| 17118.28 RETAIL PPTYS AMER INC CMN | 19,457 | 17,118 |
| 25967.69 SCHOLASTIC CORPORATION CMN | 24,246 | 25,968 |
| 37249.35 SCHWEITZER-MAUDUIT INTERNATION CMN | 57,438 | 37,249 |
| 49076.16 SKECHERS USA INC CL-A CMN CLASS A | 49,801 | 49,076 |
| 126262.14 SLM CORPORATION CMN | 108,617 | 126,262 |
| 64284.96 STARWOOD PROPERTY TRUST, INC. CMN | 67,314 | 64,285 |
| 56344.12 STEVEN MADDEN LTD CMN | 41,809 | 56,344 |
| 14828.36 STIFEL FINANCIAL CORP CMN | 14,115 | 14,828 |
| 23004.25 STND MOTOR PROD INC CL-A CMN | 21,349 | 23,004 |
| 51334.2 SUNCOKE ENERGY INC CMN | 56,742 | 51,334 |
| 8535.8 SUPERIOR ENERGY SERVICES INC CMN | 29,111 | 8,536 |
| 49781.49 SYKES ENTERPRISES, INCORPORATE CMN | 45,303 | 49,781 |
| 34864.1 SYNEOS HEALTH INC CMN | 36,478 | 34,864 |
| 61761.76 SYNNEX CORPORATION CMN | 65,753 | 61,762 |
| 13315.11 SYNOVUS FINANCIAL CORP CMN | 15,164 | 13,315 |
| 47731.94 TETRA TECH INC (NEW) CMN | 25,698 | 47,732 |
| 28139.28 TIMKEN CO CMN | 35,295 | 28,139 |
| 31771.32 TRINSEO S.A. CMN | 44,874 | 31,771 |
| 51883.12 TTEC HOLDINGS, INC. CMN | 46,395 | 51,883 |
| 23939.03 TUTOR PERINI CORPORATION CMN | 38,842 | 23,939 |
| 127190.35 TWO HARBORS INVESTMENT CORP. CMN | 145,164 | 127,190 |
| 21603.51 UMPQUA HOLDINGS CORPORATION CMN | 25,819 | 21,604 |
| 36984.45 UNIVERSAL CORPORATION CMN | 37,436 | 36,984 |
| 66796.2 VALVOLINE INC. CMN | 77,747 | 66,796 |
| 22813.55 VERSUM MATERIALS, INC. CMN | 27,470 | 22,814 |
| 79709.75 WALKER & DUNLOP, INC. CMN | 49,065 | 79,710 |
| 50562.03 WASHINGTON FEDERAL INC CMN | 44,674 | 50,562 |
| 89952 WESCO INTERNATIONAL INC. CMN | 106,325 | 89,952 |
| 40311.43 WHITE MTNS INS GROUP LTD CMN | 41,487 | 40,311 |
| 77785.81 WORLD FUEL SERVICES CORP CMN | 147,450 | 77,786 |
| 296746.16 AIRBUS S.E. ADR CMN | 304,168 | 296,746 |
| 345893.74 ALPHABET INC. CMN CLASS C | 335,637 | 345,894 |
| 321421.58 AMAZON.COM INC CMN | 354,552 | 321,422 |
| 241502.4 AMERISOURCEBERGEN CORPORATION CMN | 254,704 | 241,502 |
| 197647.92 AXIS CAPITAL HOLDINGS LIMITED CMN | 204,247 | 197,648 |
| 261359.27 CVS HEALTH CORP CMN | 280,549 | 261,359 |
| 177038.88 EVEREST RE GROUP LTD CMN | 135,569 | 177,039 |
| 240419.06 FACEBOOK, INC. CMN CLASS A | 293,985 | 240,419 |
| 495994.39 HILTON WORLDWIDE HOLDINGS INC. CMN | 474,927 | 495,994 |
| 392874.82 KKR & CO. INC. CMN CLASS A | 529,042 | 392,875 |
| 487848.9 MASTERCARD INCORPORATED CMN CLASS A | 325,892 | 487,849 |
| 353865.12 MCKESSON CORPORATION CMN | 446,040 | 353,865 |
| 273629.57 MICROSOFT CORPORATION CMN | 293,100 | 273,630 |
| 428804.5 NATIONAL OILWELL VARCO INC COMMON STOCK CMN | 559,526 | 428,805 |
| 1465.75 NORTHERN TRUST CORP CMN | 0 | 1,466 |
| 242771.55 ORACLE CORPORATION CMN | 231,409 | 242,772 |
| 293060.1 PARKER-HANNIFIN CORP. CMN | 324,103 | 293,060 |
| 457782.74 QORVO, INC. CMN | 510,388 | 457,783 |
| 280910.82 S&P GLOBAL INC. CMN | 236,709 | 280,911 |
| 475707.95 SKYWORKS SOLUTIONS, INC. CMN | 631,764 | 475,708 |
| 246662.28 STATE STREET CORPORATION (NEW) CMN | 245,944 | 246,662 |
| 411504.27 SWISS RE LTD SPONSORED ADR CMN | 410,824 | 411,504 |
| 304762.56 TERADYNE INC CMN | 340,372 | 304,763 |
| 309170.1 UNITED PARCEL SERVICE, INC. CLASS B COMMON STOCK | 333,933 | 309,170 |
| 164,592 | 305,045 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| ARTISAN: ALPHA PLUS ADV 2 | FMV | 8,752,069 | 8,949,334 |
| BDT CAPITAL ANNEX FUND I (TE) | FMV | 10,742,469 | 12,603,534 |
| BDT CAPITAL FUND II (TE) LP | FMV | 3,089,239 | 3,879,193 |
| BRIDGEWATER OPTIMAL PORTFOLIO | FMV | 34,440,055 | 35,045,810 |
| BRIDGEWATER PURE ALPHA | FMV | 34,500,000 | 37,580,655 |
| BRIDGEWATER ALL WEATHER | FMV | 34,500,000 | 32,903,745 |
| BROAD STREET RE CREDIT PTRS III | FMV | 444,409 | 445,024 |
| CORPORATE CREDIT INVESTMENT STRAT | FMV | 4,761,919 | 4,523,541 |
| DISTRESSED MANAGERS LP | AT COST | 266 | 266 |
| DISTRESSED MANAGERS III OFFSHORE HOLDINGS | AT COST | 553,452 | 553,452 |
| DISTRESSED OPPORTUNITIES II EMPL FUND LP | FMV | 131,099 | 34,990 |
| ENERGY INVESTMENT OPPORTUNITIES | FMV | 0 | 75,806 |
| ENERGY PRIVATE EQUITY MANAGERS (CONC) OFFSHORE LP | AT COST | 867,208 | 867,208 |
| GLOBAL ATLANTIC | FMV | 2,331,417 | 1,598,987 |
| GLOBAL LONG SHORT PARTNERS (FKA GSIP) | FMV | 0 | 283,152 |
| GLOBAL LONG SHORT PARTNERS SPV II LTD | FMV | 36,305 | 56,865 |
| GS CAP PARTNERS VI, LP | FMV | 388,981 | 560,465 |
| GS GLOBAL EQUITY LONG/SHORT CL B | FMV | 2,928,538 | 4,183,750 |
| GS MEZZANINE PARTNERS V OFFSHORE | AT COST | 41,392 | 41,392 |
| GS RENEWABLE POWER | AT COST | 1,000,000 | 1,000,000 |
| LSV: NON-US EQUITY LLC | FMV | 6,447,462 | 5,439,463 |
| LIBERTY HARBOR SPV II LTD | FMV | 0 | 16,842 |
| SILVER POINT DISTRESSED OPPORTUNITIES ACCESS OS | FMV | 385,177 | 385,177 |
| VINTAGE FUND V OFFSHORE HOLDINGS, LP | AT COST | 322,078 | 322,078 |
| VINTAGE II EMPLOYEE FUND LP | FMV | 39,171 | 38,132 |
| VINTAGE VII LP | AT COST | 1,417,911 | 1,417,911 |
| VINTAGE VII AIV OFFSHORE SCSP | AT COST | 108,012 | 104,757 |
| WHITEALL PARALLEL GLOBAL REAL ESTATE LP 2007 | FMV | 559,110 | 158,688 |
| MOUNT KELLETT CAPITAL PARTNERS (CAYMAN) CORPORATE ACCESS LP | FMV | 1,492,166 | 218,927 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 90,000 | 0 | 90,000 |
| Description | Amount |
|---|---|
| BOOK TO TAX ADJUSTMENT FROM PASSTHROUGHS | 9,632 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FILING FEES | 515 | 0 | 515 | |
| BANK FEES | 95 | 0 | 95 | |
| TECHNOLOGY | 99 | 0 | 99 | |
| MEETINGS | 54,207 | 0 | 54,207 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| PASSTHROUGH INVESTMENTS (K-1) | 536,900 | 536,900 | 536,900 |
| PASSTHROUGH INVESTMENTS (OTHER) | 57,308 | 57,308 | 57,308 |
| REFUND OF EXCISE TAX | 14,600 | 14,600 | 14,600 |
| Description | Amount |
|---|---|
| NONDIVIDEND DISTRIBUTIONS | 855 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | 764,546 | 764,546 | 0 | |
| CONSULTING FEES | 197,118 | 0 | 197,118 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAX PAID | 29,435 | 29,435 | 0 |