Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
JOHN SIMON GUGGENHEIM MEMORIAL
FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)90 PARK AVENUE - 33RD FLOOR
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10016
A Employer identification number

13-5673173
B Telephone number (see instructions)

(212) 687-4470
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$271,725,430J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 1,246,188
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 1,977,119 1,977,119  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 36,357,074
b Gross sales price for all assets on line 6a 94,940,445
7 Capital gain net income (from Part IV, line 2)... 36,357,074
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment -29,227 -3,530  
12 Total. Add lines 1 through 11........ 39,551,154 38,330,663  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 990,851 47,366   943,181
14 Other employee salaries and wages...... 1,091,181 76,301   1,006,739
15 Pension plans, employee benefits....... 118,428 9,606   3,286,746
16a Legal fees (attach schedule)......... Click to see attachment 11,725 0   11,725
b Accounting fees (attach schedule)....... Click to see attachment 53,832 24,226   29,606
c Other professional fees (attach schedule).... Click to see attachment 578,435 464,378   114,057
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 474,732 72,809   0
19 Depreciation (attach schedule) and depletion... Click to see attachment 74,404 4,643  
20 Occupancy.............. 1,263,435 75,048   1,102,924
21 Travel, conferences, and meetings....... 237,398 1,178   236,220
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 1,956,987 639,917   493,452
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 6,851,408 1,415,472   7,224,650
25 Contributions, gifts, grants paid....... 9,019,000 9,188,000
26 Total expenses and disbursements. Add lines 24 and 25 15,870,408 1,415,472   16,412,650
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 23,680,746
b Net investment income (if negative, enter -0-) 36,915,191
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 800 800 800
2 Savings and temporary cash investments......... 268,599 792,932 792,932
3 Accounts receivable bullet21,131
Less: allowance for doubtful accounts bullet   163,123 21,131 21,131
4 Pledges receivable bullet185,552
Less: allowance for doubtful accounts bullet   99,959 185,552 185,552
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 106,552    
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 17,892,109 Click to see attachment1,402 1,402
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 271,164,158 Click to see attachment254,837,299 254,837,299
14 Land, buildings, and equipment: basis bullet1,813,113
Less: accumulated depreciation (attach schedule) bullet1,233,126 636,391 Click to see attachment579,987 579,987
15 Other assets (describe bullet) Click to see attachment507,018 Click to see attachment15,306,327 Click to see attachment15,306,327
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 290,838,709 271,725,430 271,725,430
Liabilities 17 Accounts payable and accrued expenses.......... 378,898 509,418
18 Grants payable................. 5,786,500 5,617,500
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment8,753,220 Click to see attachment8,290,785
23 Total liabilities (add lines 17 through 22)......... 14,918,618 14,417,703
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................. 275,763,588 256,951,224
25 Temporarily restricted............... 156,503 356,503
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 275,920,091 257,307,727
31 Total liabilities and net assets/fund balances (see instructions). 290,838,709 271,725,430
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
275,920,091
2
Enter amount from Part I, line 27a .....................
2
23,680,746
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
1,129,003
4
Add lines 1, 2, and 3 ..........................
4
300,729,840
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
43,422,113
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
257,307,727
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a KING STREET CAPITAL, LTD. P    
b OWL CREEK OVERSEAS FUND P    
c SEMINOLE OFFSHORE FUND, LTD. P    
d DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES INT'L FUND P    
e LITESPEED OFFSHORE FUND, LTD. P    
HHR ATLAS FUND, LTD. P    
ORBIMED PARTNERS, LTD. P    
GS VINTAGE FUND V OFFSHORE, LP P    
GS MEZZANINE PARTNERS V OFFSHORE FUND L.P P    
STEEL PARTNERS HOLDINGS, LP P    
GS INSTITUTIONAL INFRASTRUCTURE PARTNERS, LP P    
GS MEZZANINE PARTNERS OFFSHORE 2006, LP P    
JP MORGAN - PUBLICLY TRADED SECURITIES P    
NEUBERGER BERMAN - PUBLICLY TRADED SECURITIES P    
MUTUAL OF AMERICA - PUBLICLY TRADED SECURITIES P    
CAPITAL GAINS PASSED THROUGH FROM LIMITED PARTNERSHIPS P    
AMERICAN SECURITIES PARTNERS V, LP P    
ODYSSEY INVESTMENT PARTNERS FUND IV, LP P    
MILLENIUM TECHNOLOGY VALUE PARTNERS, LP P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 4,819,860   1,882,794 2,937,066
b 6,000,000   1,711,052 4,288,948
c 6,945,000   6,068,473 876,527
d 12,000,000   4,604,255 7,395,745
e 11,139,681   11,500,000 -360,319
10,000,000   3,687,818 6,312,182
7,599,774   7,250,000 349,774
787,398     787,398
89,850     89,850
993,567   277,741 715,826
619,637     619,637
7,898     7,898
10,956,726   2,999,373 7,957,353
9,642,153   9,588,954 53,199
9,903,812   9,012,911 890,901
2,790,644     2,790,644
353,403     353,403
46,318     46,318
244,724     244,724
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       2,937,066
b       4,288,948
c       876,527
d       7,395,745
e       -360,319
      6,312,182
      349,774
      787,398
      89,850
      715,826
      619,637
      7,898
      7,957,353
      53,199
      890,901
      2,790,644
      353,403
      46,318
      244,724
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 36,357,074
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 13,586,591 266,157,668 0.051047
2016 13,158,092 252,372,229 0.052138
2015 13,423,946 265,572,587 0.050547
2014 12,791,809 262,407,126 0.048748
2013 11,248,346 238,050,738 0.047252
2
Total of line 1, column (d) .....................
2
0.249732
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.049946
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
305,017,224
5
Multiply line 4 by line 3......................
5
15,234,390
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
369,152
7
Add lines 5 and 6........................
7
15,603,542
8
Enter qualifying distributions from Part XII, line 4,.............
8
16,430,650
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 369,152
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 369,152
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 369,152
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 561,037
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 260,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 821,037
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 451,885
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet451,885 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.GF.ORG
    14
    The books are in care ofbulletJULIE KLEIN Telephone no.bullet (212) 687-4470

    Located atbullet90 PARK AVENUE - 33RD FLOORNEW YORKNY ZIP+4bullet10016
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    EDWARD HIRSCH PRESIDENT AND TRUSTEE
    40.00     		544,170 35,302 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ANDRE BERNARD V.P. AND SECRETARY
    40.00     		291,060 57,913 0
    90 PARK AVENUE
    NEW YORK,NY10016
    JULIE R KLEIN C.F.O. AND TREASURER
    40.00     		190,000 28,298 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ROBERT ALLAN CARO TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    JOEL CONARROE TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DOROTHY TAPPER GOLDMAN TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DR WILLIAM P KELLY CHAIRMAN AND TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DWIGHT E LEE TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ERIC S MASKIN TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    STACY SCHIFF TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    CINDY SHERMAN TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ERIC SCHWARTZ TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    CHARLES P STEVENSON JR TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    BENJAMIN TAYLOR TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    SANDRA S WIJNBERG TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ELLEN TAAFFE ZWILICH TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    WADDELL W STILLMAN TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    PATRICK J WAIDE JR TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    E WAYNE NORDBERG TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    MARCUS DIAMOND CHIEF ADVANCEMENT OF
    40.00     		255,000 45,202 0
    90 PARK AVE
    NEW YORK,NY10016
    BARBARA GLEASON ASST TREASURER/ASST
    40.00     		95,313 19,943 0
    90 PARK AVE
    NEW YORK,NY10016
    BARBARA ESPOSITO ASST TREASURER/ASST
    40.00     		82,000 31,081 0
    90 PARK AVE
    NEW YORK,NY10016
    KEITH LEWIS PROGRAM MANAGER
    40.00     		91,000 20,115 0
    90 PARK AVE
    NEW YORK,NY10016
    PAULA HUGEE OFFICE MANAGER
    40.00     		76,500 18,293 0
    90 PARK AVE
    NEW YORK,NY10016
    Total number of other employees paid over $50,000...................bullet 15
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    PARTNERS CAPITAL INVESTMENT MANAGEMENT 317,058
    1330 AVENUE OF THE AMERICAS
    NEW YORK,NY10019
    HIGHLINE SYSTECH INC IT SERVICES CONSULTING 204,000
    2 WOOSTER STREET
    NEW YORK,NY10013
    NEUBERGER BERMAN INVESTMENT MANAGEMENT 89,149
    1290 AVENUE OF THE AMERICAS
    NEW YORK,NY10104
    IGNOTUM INC IT SYSTEMS CONSULTING 54,000
    125 KETAY DRIVE SOUTH
    EAST NORTHPORT,NY11731
    MUTUAL OF AMERICA INVESTMENT MANAGEMENT 51,397
    320 PARK AVENUE
    NEW YORK,NY10022
    Total number of others receiving over $50,000 for professional services.............bullet1
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    292,300,223
    b
    Average of monthly cash balances.......................
    1b
    2,195,512
    c
    Fair market value of all other assets (see instructions)................
    1c
    15,166,421
    d
    Total (add lines 1a, b, and c).........................
    1d
    309,662,156
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    309,662,156
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    4,644,932
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    305,017,224
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    15,250,861
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    15,250,861
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    369,152
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
    250
    c
    Add lines 2a and 2b............................
    2c
    369,402
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    14,881,459
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    14,881,459
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    14,881,459
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    16,412,650
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    18,000
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    16,430,650
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    369,152
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    16,061,498
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 14,881,459
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013......  
    b From 2014......  
    c From 2015...... 463,107
    d From 2016...... 574,373
    e From 2017...... 454,282
    fTotal of lines 3a through e........ 1,491,762
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 16,430,650
    a Applied to 2017, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 14,881,459
    e Remaining amount distributed out of corpus 1,549,191
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 3,040,953
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		3,040,953
    10 Analysis of line 9:
    a Excess from 2014....  
    b Excess from 2015.... 463,107
    c Excess from 2016.... 574,373
    d Excess from 2017.... 454,282
    e Excess from 2018.... 1,549,191
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    JOHN SIMON GUGGENHEIM MEMORIAL FDTN
    90 PARK AVENUE
    NEW YORK,NY10016
    (212) 687-4470
    bThe form in which applications should be submitted and information and materials they should include:
    THE FOUNDATION HAS A STANDARD APPLICATION WHICH SPECIFIES THE MATERIAL THE APPLICANT SHOULD SUBMIT FOR HIS/HER FIELD.
    cAny submission deadlines:
    SEPTEMBER 15
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    INDIVIDUALS IN THE U.S.A. AND CANADA
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AV ROCKWELL
    114-47 FRANCIS LEWIS BOULEVARD
    JAMAICA,NY11411     		NONE I FILM-VIDEO 25,000
    AARON LANDSMAN
    219 EAST 7TH STREET
    NEW YORK,NY10009     		NONE I DRAMA & PERFORMANCE ART 20,000
    AARON SPENCER FOGLEMAN
    251 NORTH JEFFERSON STREET
    BATAVIA,IL60510     		NONE I IMMIGRANT VOICES 50,000
    ADAM HERRING
    4813 ABBOTT AVENUE
    DALLAS,TX75205     		NONE I EYES IN A LANDSCAPE: ART IN THE INCA EMPIRE 50,000
    ADRIAAN LANNI
    134 WATSON ROAD
    BELMONT,MA02478     		NONE I CRIME AND JUSTICE IN DEMOCRATIC ATHENS 24,000
    AFAA M WEAVER
    288 MASTEN ROAD
    PLEASANT VALLEY,NY12569     		NONE I POETRY 19,000
    ALAIN BRESSON
    1115 E 58TH STREET
    CHICAGO,IL60637     		NONE I WHY COINAGE? MONEY, SOCIETY, AND ECONOMY IN THE ANCIENT GREEK WORLD 50,000
    ALEC HALL
    523 WEST 143RD STREET APT 2B
    NEW YORK,NY10031     		NONE I MUSIC COMPOSITION 35,000
    ALEXANDER MAKSIK
    1075 MAKAWAO AVENUE
    MAKAWAO,HI96768     		NONE I FICTION 40,000
    ALEXANDRA CUESTA
    3271 SW 21ST STREET
    MIAMI,FL33145     		NONE I FILM-VIDEO 55,000
    ALEXEY FEDOROV
    210 WHITNEY AVENUE
    NEW HAVEN,CT06511     		NONE I SOLVING THE MYSTERIES OF PLIOCENE WARMTH: RETHINKING THE GLOBAL OCEAN CONVEYOR 27,000
    ALINA TROYANO
    15 AVENUE C
    NEW YORK,NY10009     		NONE I DRAMA & PERFORMANCE ART 29,000
    ALISON GRIFFITHS
    237 13TH STREET APT 2
    BROOKLYN,NY11215     		NONE I NOMADIC CINEMA: A CULTURAL GEOGRAPHY OF THE EXPEDITION FILM 50,000
    AMY FELDMAN
    16 VAN DYKE STREET
    BROOKLYN,NY11231     		NONE I FINE ARTS 40,000
    AMY PLEASANT
    634 39TH ST SOUTH
    BIRMINGHAM,AL35222     		NONE I FINE ARTS 27,500
    ANDER MONSON
    8058 E 7TH ST
    TUCSON,AZ85710     		NONE I PREDATOR 25,000
    ANDREW ZIMMERMAN
    801 22ND STREET NW
    WASHINGTON,DC20052     		NONE I CONJURING FREEDOM 25,000
    ANN BLAIR
    1730 CAMBRIDGE ST
    CAMBRIDGE,MA02138     		NONE I HIDDEN HANDS: AMANUENSES AND AUTHORSHIP IN EARLY MODERN EUROPE 48,000
    ANNA BRICKHOUSE
    101 TRIPPER COURT
    CHARLOTTESVILLE,VA22903     		NONE I EARTHQUAKE AESTHETICS 50,000
    ANNA WEBBER
    23-52 37TH STREET
    ASTORIA,NY11105     		NONE I MUSIC COMPOSITION 10,000
    ANNABETH ROSEN
    ONE SHIELDS AVENUE TB9
    DAVIS,CA956168701     		NONE I FINE ARTS 50,000
    ANNE D YODER
    1007 MAPLE RIDGE DRIVE
    CHAPEL HILL,NC27516     		NONE I BUILDING AND SAVING TREES IN MADAGASCAR 50,000
    ANNIE DORSEN
    98 2ND PLACE APT PH
    BROOKLYN,NY11231     		NONE I DRAMA AND PERFORMANCE ART 55,000
    ANNIE GOSFIELD
    301 EAST 12 STREET APT 3D
    NEW YORK,NY10003     		NONE I MUSIC COMPOSITION 20,000
    ANTHONY HERNANDEZ
    746 EAST 250 NORTH
    FAIRFIELD,ID83327     		NONE I PHOTOGRAPHY 27,500
    ANTONIO MNDEZ ESPARZA
    UNIVERSITY CENTER A 5100
    TALLAHASSEE,FL323062350     		NONE I FILM-VIDEO 15,000
    ANTONIS ROKAS
    VU STATION B35-1634
    NASHVILLE,TN37235     		NONE I HIDDEN NO MORE HOW FUNGI ARE EXPANDING EVOLUTIONS PARADIGMS 50,000
    ANYA KRUGOVOY SILVER
    1147 ADAMS STREET
    MACON,GA31201     		NONE I POETRY 55,000
    ARCHANA VENKATESAN
    4001 MARTIS STREET
    WEST SACRAMENTO,CA95691     		NONE I POETRY MAKES THE WORLD: THE FESTIVAL OF RECITATION AT VI??U TEMPLES IN TAMIL NADU 20,000
    ARIEL D PROCACCIA
    2471 MOUNT ROYAL ROAD
    PITTSBURGH,PA15217     		NONE I ALGORITHMS FOR PARTICIPATORY DEMOCRACY 50,000
    ARMIN P MOCZEK
    915 E THIRD STREET
    BLOOMINGTON,IN474057107     		NONE I THE EXTENDED EVOLUTIONARY SYNTHESIS (EES): EMPIRICAL AND CONCEPTUAL CHALLENGES & APPROACHES 50,000
    ARUP K CHAKRABORTY
    192 EAST EMERSON ROAD
    LEXINGTON,MA02420     		NONE I INDUCTION OF BROADLY NEUTRALIZING ANTIBODIES AGAINST HIGHLY MUTABLE PATHOGENS 50,000
    ASHLEY FURE
    6242 HINMAN
    HANOVER,NH03755     		NONE I MUSIC COMPOSITION 25,000
    AYDOGAN OZCAN
    2115 STRADELLA ROAD
    LOS ANGELES,CA90077     		NONE I EXTREME-THROUGHPUT VIRUS TRACKING, CHARACTERIZATION, AND MANIPULATION 18,000
    B ANDREI BERNEVIG
    9 LAUREL WOOD DRIVE
    LAWRENCEVILLE,NJ08648     		NONE I TOPOLOGICAL QUANTUM CHEMISTRY 24,000
    BILLY WOODBERRY
    24700 MCBEAN PARKWAY
    VALENCIA,CA91355     		NONE I FILM-VIDEO 20,000
    BISSERA V PENTCHEVA
    355 ROTH WAY
    STANFORD,CA94305     		NONE I ANIMATION IN MEDIEVAL ART 25,000
    BRAD TEMKIN
    6321 N AVONDALE AVENUE
    CHICAGO,IL60631     		NONE I PHOTOGRAPHY 30,000
    BRANDEN W JOSEPH
    613 SCHERMERHORN HALL
    NEW YORK,NY10027     		NONE I FORMS OF LIFE: KATHY ACKER, JACK SMITH, LEE LOZANO, AND CAROLEE SCHNEEMANN 25,000
    BRETT STORY
    184 RUSHOLME RD APT 2
    TORONTO,CANADAM6H 2Y7
    CA     		NONE I FILM-VIDEO 30,000
    BRIAN EVENSON
    24700 MCBEAN PARKWAY
    VALENCIA,CA91355     		NONE I HANDBOOK FOR A FUTURE REVOLUTION 25,000
    BRIAN SEIBERT
    392 8TH STREET APT 3L
    BROOKLYN,NY11215     		NONE I CUBAN DANCE REUNITES WITH ITS NORTHERN COUSINS 19,000
    BRYAN GICK
    2613 WEST MALL OFFICE 222
    VANCOUVER,CANADAV6T 1Z4
    CA     		NONE I EMBODYING SPEECH 25,000
    BYRON KIM
    472 11TH ST
    BROOKLYN,NY11215     		NONE I FINE ARTS 25,000
    CARL SCHIMMEL
    1138 ELM STREET
    GRINNELL,IA50112     		NONE I MUSIC COMPOSITION 27,500
    CAROL ANDERSON
    207 CANDLER LIBRARY
    ATLANTA,GA30322     		NONE I THE SECOND: RACE, GUNS & A MOST DEADLY DOUBLE-STANDARD AT THE CORE OF OUR FUNDAMENTAL RIGHTS 25,000
    CAROL DYSINGER
    223 CONGRESS STREET APT 4L
    BROOKLYN,NY11201     		NONE I FILM-VIDEO 20,000
    CARSON KREITZER
    4219 20TH AVENUE SOUTH
    MINNEAPOLIS,MN55407     		NONE I DRAMA & PERFORMANCE ART 37,000
    CASSILS
    2936 1/2 S LA SALLE AVENUE
    LOS ANGELES,CA90018     		NONE I FINE ARTS 29,000
    CHARLES L BOSK
    121 CHESTNUT AVENUE
    NARBERTH,PA19072     		NONE I MISTAKES WERE CHANGED: MEDICAL ERROR OVER FOUR DECADES 25,000
    CHARLES YANG
    110 COLUMBIA AVENUE
    SWARTHMORE,PA19081     		NONE I COUNTING TO INFINITY 50,000
    CHARLES YUEN
    52 3RD AVE
    BROOKLYN,NY11217     		NONE I FINE ARTS 25,000
    CHARLIE HAILEY
    2115 NW 7TH PLACE
    GAINESVILLE,FL32603     		NONE I PLACES BUILT OF AIR: PORCH STORIES FROM STOOP TO STOA 25,000
    CHERYL MATTINGLY
    1901 BENECIA AVENUE
    LOS ANGELES,CA90025     		NONE I CATEGORY TROUBLE: STIGMA AS MORAL EXPERIENCE 48,000
    CHINA MIVILLE
    57 BUCKLEY ROAD
    LONDON,UNITED KINGDOMNW6 72X
    UK     		NONE I FICTION 55,000
    CHRIS LARSON
    1195 BURNS AVENUE
    ST PAUL,MN55106     		NONE I FINE ARTS 27,500
    CHRISTOPHER A BAIL
    103 BUCKEYE LANE
    CHAPEL HILL,NC27516     		NONE I DISRUPTING SOCIAL MEDIA ECHO CHAMBERS 25,000
    CHRISTOPHER STARK
    3856 BOTANICAL AVENUE
    ST LOUIS,MO63110     		NONE I MUSIC COMPOSITION 37,000
    CHRISTY L HAYNES
    4948 THOMAS AVENUE SOUTH
    MINNEAPOLIS,MN55410     		NONE I CHARACTERIZATION OF THE MOLECULAR CORONA ACQUIRED BY TECHNOLOGICALLY RELEVANT ENGINEERED NANOPARTICLES IN ENVIRONMENTAL MATRICES 25,000
    CINDY COX
    3142 SYLVAN AVE
    OAKLAND,CA94602     		NONE I MUSIC COMPOSITION 25,000
    CLAUDIA RANKINE
    339 ST RONAN STREET
    NEW HAVEN,CT06511     		NONE I POETRY 13,000
    CRAIG DRENNEN
    PO BOX 4107
    ATLANTA,GA303024107     		NONE I FINE ARTS 25,000
    CRAIG KOSLOFSKY
    406 WEST VERMONT AVENUE
    URBANA,IL61801     		NONE I THE DEEP SURFACE: SKIN IN THE EARLY MODERN WORLD, 1450-1750 25,000
    CYNTHIA MADANSKY
    24 KENT ROAD
    SCARSDALE,NY10583     		NONE I FILM-VIDEO 58,000
    CYNTHIA SALTZMAN
    351A CLINTON STREET
    BROOKLYN,NY112313701     		NONE I PLUNDER: NAPOLEON AND VERONESE'S FEAST 25,000
    DANIEL GARBER
    1879 HALL PRINCETON UNIV
    PRINCETON,NJ085441006     		NONE I HOW PHILOSOPHY BECAME MODERN IN THE 17TH CENTURY 25,000
    DANIEL J MINDIOLA
    231 S 34 STREET
    PHILADELPHIA,PA191046323     		NONE I CATALYTIC BORYLATION AND SILYLATION OF METHANE WITH BASE METALS 22,000
    DANIEL K RICHTER
    839 HAZEL AVENEU
    PHILADELPHIA,PA19143     		NONE I THE LORDS PROPRIETORS: LAND AND POWER IN SEVENTEENTH-CENTURY AMERICA 15,000
    DNIEL PTER BIR
    2635A BLACKWOOD STREET
    VICTORIA,CANADABRITISH COLUMBIA
    CA     		NONE I MUSIC COMPOSITION 25,000
    DAVE HARDY
    466 HUMBOLDT STREET
    BROOKLYN,NY11211     		NONE I FINE ARTS 27,500
    DAVE HULLFISH BAILEY
    13552 ERWIN ST
    VAN NUYS,CA91401     		NONE I FINE ARTS 25,000
    DAVID BLEI
    2828 BROADWAY APT 8B
    NEW YORK,NY10025     		NONE I EXPRESSIVE PROBABILISTIC MODELS: DESIGN, INFERENCE, AND CRITICISM 10,000
    DAVID MAISEL
    100 EBBTIDE AVENUE SUITE 320
    SAUSALITO,CA94965     		NONE I PHOTOGRAPHY 25,000
    DAVID MIKICS
    515 COURT STREET APT 4K
    BROOKLYN,NY11231     		NONE I STANLEY KUBRICK: AN AMERICAN FILMMAKER 25,000
    DAVID SCHUTTER
    1335 WEST EARLY AVENUE APT 2F
    CHICAGO,IL60660     		NONE I FINE ARTS 50,000
    DAVID YEARSLEY
    256 EAST AVENUE
    ITHACA,NY14853     		NONE I SEBASTIAN LAUGHS: J. S. BACH AS MUSICAL HUMORIST 30,000
    DAVIS MCCOMBS
    555 N CATO SPRING ROAD
    FAYETTEVILLE,AR72701     		NONE I POETRY 50,000
    DEB OLIN UNFERTH
    204 WEST 21ST STREET
    AUSTIN,TX78712     		NONE I FICTION 10,000
    DEBORAH RUDACILLE
    1000 HILLTOP CIRCLE
    BALTIMORE,MD21250     		NONE I THE FAMILY DISEASE: ALCOHOLISM, ADDICTION, AND INHERITANCE 25,000
    DENNIS ADAMS
    19 GREENE STREET APT 3F
    NEW YORK,NY10013     		NONE I FINE ARTS 50,000
    DEREK BOSHIER
    1724 KILBOURN STREET
    LOS ANGELES,CA900641944     		NONE I FINE ARTS 29,000
    DEVIN FORE
    203 EAST PYNE BUILDING
    PRINCETON,NJ08544     		NONE I ALL THE GRAPHS: SOVIET FACTOGRAPHY AND THE EMERGENCE OF AVANT-GARDE DOCUMENTARY 24,000
    DOHEE LEE
    365 EUCLID AVE 209
    OAKLAND,CA94610     		NONE I DRAMA AND PERFORMANCE ART 20,000
    DU YUN
    350 EAST 82ND STREET
    NEW YORK,NY10028     		NONE I MUSIC COMPOSITION 50,000
    DUNYA MIKHAIL
    586 PIONEER DRIVE
    ROCHESTER,MI48309     		NONE I POETRY 60,000
    EDMUND CAMPION
    1750 ARCH STREET
    BERKELEY,CA94720     		NONE I MUSIC COMPOSITION 20,000
    EDRISS S TITI
    3368 TAMU
    COLLEGE STATION,TX778433368     		NONE I MATHEMATICAL ANALYSIS OF CLIMATE MODELS 17,000
    EDWARD DIMENDBERG
    4859 1/2 AVOCA STREET
    LOS ANGELES,CA90041     		NONE I THE LOS ANGELES PROJECT: ARCHITECTURAL AND URBAN THEORIES OF THE CITY OF EXCEPTION 50,000
    EDWARD E BAPTIST
    915 CODDINGTON ROAD
    ITHACA,NY14850     		NONE I PREDATORS AND PREY: GETTING AWAY WITH BEING BLACK, FROM FUGITIVES TO FERGUSON 50,000
    EDWARD WRIGHT-RIOS
    VU STATION B 351802
    NASHVILLE,TN37235     		NONE I DEVOTION IN MOTION: PILGRIMAGE IN MODERN MEXICO 25,000
    EHAB ABOUHEIF
    3445 DRUMMOND STREET APT 705
    MONTREAL,CANADAH3G 1X9
    CA     		NONE I DARWINS INVISIBLE INK: THE STORAGE AND RELEASE OF ANCESTRAL DEVELOPMENTAL POTENTIAL IN BIOLOGICAL SYSTEMS 25,000
    EKATERINA PRAVILOVA
    111 DICKINSON HALL
    PRINCETON,NJ08540     		NONE I POLITICAL MONEY: A HISTORY OF THE RUSSIAN RUBLE, 1768-1917 40,000
    ELANA HERZOG
    508 EAST 6TH STREET
    NEW YORK,NY10009     		NONE I FINE ARTS 35,000
    ELIGA H GOULD
    20 ACADEMIC WAY
    DURHAM,NH03824     		NONE I CRUCIBLE OF PEACE: 1783 AND THE FOUNDING OF THE AMERICAN REPUBLIC 25,000
    ELIZA HITTMAN
    402 OCEAN PARKWAY APT 309
    BROOKLYN,NY11218     		NONE I FILM-VIDEO 25,000
    ELIZABETH LAPENSE
    404 WILSON ROAD
    EAST LANSING,MI48824     		NONE I FINE ARTS 30,000
    ERIC LYON
    290 COLLEGE AVENUE
    BLACKSBURG,VA24061     		NONE I MUSIC COMPOSITION 55,000
    ESPERANZA CORTS
    202 FIRST AVENUE APT 3
    NEW YORK,NY10009     		NONE I FINE ARTS 27,500
    ESTHER ALLEN
    15 WEST 11TH STREET APT 4D
    NEW YORK,NY10011     		NONE I TRANSLATION OF THE SILENTIARY AND THE SUICIDES, TWO NOVELS BY ANTONIO DI BENEDETTO 25,000
    EUGENE BIRMAN
    7585 SKYLINE BOULEVARD
    OAKLAND,CA94611     		NONE I MUSIC COMPOSITION 27,500
    EUGENIO ESPINOZA
    2124 NW 14TH AVENUE
    GAINESVILLE,FL32605     		NONE I FINE ARTS 29,000
    FARANGIS NURULLA
    462 LASALLE
    LONGUEUIL,CANADAJ4K 3G3
    CA     		NONE I MUSIC COMPOSITION 30,000
    FELIPE SALLES
    FINE ARTS CENTER ROOM 250
    AMHERST,MA010039330     		NONE I MUSIC COMPOSITION 25,000
    FIONA MAAZEL
    282 21ST STREET APT 3B
    BROOKLYN,NY11215     		NONE I FICTION 25,000
    GIGLIOLA STAFFILANI
    37 DANA STREET
    CAMBRIDGE,MA02138     		NONE I REGULARITY STRUCTURE AND DISPERSIVE PDE 24,000
    GIL EYAL
    606 WEST 122ND STREET
    NEW YORK,NY10027     		NONE I THE SOCIOLOGY OF EXPERTISE 24,000
    GINA PETRA ABATEMARCO
    423 COURT STREET APT 2
    BROOKLYN,NY11231     		NONE I FILM-VIDEO 27,500
    GREGORY PARDLO
    432 QUINCY STREET
    BROOKLYN,NY11221     		NONE I POETRY 50,000
    HANK WILLIS THOMAS
    2 WASHINGTON SQUARE VILLAGE
    NEW YORK,NY10012     		NONE I PHOTOGRAPHY 27,500
    HANS THOMALLA
    1901 S CALUMET AVENUE APT 2201
    CHICAGO,IL60616     		NONE I MUSIC COMPOSITION 25,000
    HARRY DODGE
    5148 VINCENT AVENUE
    LOS ANGELES,CA90041     		NONE I FINE ARTS 25,000
    HEATHER HURST
    1245 PEACEABLE STREET
    BALLSTON SPA,NY12020     		NONE I PIECING TOGETHER THE PAST: ILLUSTRATING ANCIENT MAYA MURALS FROM SAN BARTOLO, GUATEMALA 25,000
    HEATHER KRAVAS
    8023 12TH AVE NE
    SEATTLE,WA98115     		NONE I CHOREOGRAPHY 20,000
    HEIDI TINSMAN
    MAIL CODE 3275
    IRVINE,CA92697     		NONE I CHINESE LABOR AND MASCULINITY IN THE MAKING OF MODERN LATIN AMERICA 25,000
    HIROSHI MOTOMURA
    385 CHARLES YOUNG DRIVE EAST
    LOS ANGELES,CA90095     		NONE I MIGRANTS, REFUGEES, AND CITIZENS 45,000
    HIROYUKI HAMADA
    269 THREE MILE HARBOR ROAD
    EAST HAMPTON,NY11937     		NONE I FINE ARTS 55,000
    HOLLY BRUBACH
    2359 RAILROAD STREET APT 3901
    PITTSBURGH,PA15222     		NONE I A BIOGRAPHY OF TANAQUIL LE CLERCQ 27,500
    IAN VAN COLLER
    1113 SOUTH 5TH AVENUE
    BOZEMAN,MT59715     		NONE I PHOTOGRAPHY 30,000
    ILYA KAMINSKY
    99 BATES NE
    ATLANTA,GA30317     		NONE I POETRY 50,000
    IRENA GRUDZISKA GROSS
    164 STATE STREET APT 1
    BROOKLYN,NY11201     		NONE I ALEXANDER WEISSBERG-CYBULSKI, A BIOGRAPHY 27,500
    J P SNIADECKI
    1920 CAMPUS DRIVE
    EVANSTON,IL60208     		NONE I FILM-VIDEO 25,000
    JAMES LUNA
    6539 MULBERRY STREET
    SAN DIEGO,CA92114     		NONE I FINE ARTS 29,000
    JANET BIGGS
    351 SOUTH 3RD STREET
    BROOKLYN,NY11211     		NONE I FINE ARTS 55,000
    JANET L BEIZER
    404 BOYLSTON HALL
    CAMBRIDGE,MA02138     		NONE I THE HARLEQUIN EATERS: THE PATCHWORK IMAGINARY OF NINETEENTH-CENTURY PARIS 25,000
    JEANNE SILVERTHORNE
    41 EAST 28TH ST
    NEW YORK,NY10016     		NONE I FINE ARTS 27,500
    JEFF TAIN WATTS
    223 PORTER STREET
    EASTON,PA18042     		NONE I MUSIC COMPOSITION 25,000
    JEN LIU
    238 WARD AVENUE
    STATEN ISLAND,NY10304     		NONE I FILM-VIDEO 35,000
    JEN ROSENBLIT
    463 LINCOLN PLACE APT 201
    BROOKLYN,NY11238     		NONE I CHOREOGRAPHY 55,000
    JENNIFER HAIGH
    86 GLENDOWER RD
    BOSTON,MA02131     		NONE I FICTION 55,000
    JEREMY SCHIPPER
    1510 CHESTNUT STREET APT 904
    PHILADELPHIA,PA19102     		NONE I DENMARK VESEYS BIBLE: BIBLICAL INTERPRETATION AND THE TRIAL THAT CHANGED A NATION 25,000
    JERICHO BROWN
    1095 LATHAM RD
    DECATUR,GA30033     		NONE I POETRY 25,000
    JESS ROW
    PO BOX 7718
    EWING,NJ08628     		NONE I FICTION 33,000
    JESSE RIBOT
    1301 WEST GREEN STREET
    URBANA,IL61801     		NONE I CLIMATE OF ANXIETY: AFRICAN EMIGRATION UNDER A CHANGING SKY 50,000
    JESSICA SILBEY
    20 COLUMBIA STREET
    BROOKLINE,MA02446     		NONE I AGAINST PROGRESS: INTELLECTUAL PROPERTY AND JUSTICE IN THE INTERNET AGE 25,000
    JOAN KANE
    3850 DELWOOD PLACE
    ANCHORAGE,AK995044429     		NONE I POETRY 30,000
    JOEL HOFFMAN
    56 BENNETT AVE 5E
    NEW YORK,NY10033     		NONE I MUSIC COMPOSITION 25,000
    JOHN AYLWARD
    950 MAIN STREET
    WORCESTER,MA016101477     		NONE I MUSIC COMPOSITION 26,000
    JOHN E CORT
    100 WEST COLLEGE STREET
    GRANVILLE,OH43023     		NONE I NAKED DEVOTION: THE DEVOTIONAL CULTURE OF THE DIGAMBAR JAINS IN EARLY MODERN NORTH INDIA 50,000
    JOHN HEGINBOTHAM
    601 E 19TH STREET
    BROOKLYN,NY11226     		NONE I CHOREOGRAPHY 55,000
    JOHN HEIL
    ONE BROOKINGS DRIVE
    ST LOUIS,MO631304899     		NONE I APPEARANCE IN REALITY 25,000
    JOHN JEREMIAH SULLIVAN
    1901 CHESTNUT STREET
    WILMINGTON,NC28405     		NONE I FIRST BLUES: ON THE DAWN OF AMERICAN POPULAR MUSIC 55,000
    JOHN W LOVE
    929 PLUMSTEAD ROAD
    CHARLOTTE,NC282163152     		NONE I FINE ARTS 29,000
    JONATHAN BERGER
    CCRMA
    STANFORD,CA943058180     		NONE I MUSIC COMPOSITION 50,000
    JONATHAN H EBEL
    27 MONTCLAIR ROAD
    URBANA,IL61801     		NONE I REFORMING RELIGION: NEW DEAL CALIFORNIA AND THE REDEMPTION OF AMERICA 50,000
    JOSEPH DELAPPE
    640 NARSH AVENUE
    RENO,WV89509     		NONE I FINE ARTS 25,000
    JOYCE E CHAPLIN
    ROBINSON HALL
    CAMBRIDGE,MA02138     		NONE I THE FRANKLIN STOVE: HEAT AND LIFE IN THE LITTLE ICE AGE 25,000
    JULIA A CLANCY-SMITH
    4065 EAST LA ESPALDA
    TUCSON,AZ85718     		NONE I FROM HOUSEHOLD TO SCHOOLROOM: WOMEN, GENDER, AND EDUCATION IN NORTH AFRICA, EUROPE, AND THE MEDITERRANEAN, C. 1900-PRESENT 25,000
    JULIE GUTHMAN
    2515 DERBY STREET
    BERKELEY,CA94705     		NONE I WILTED: VERTICILLIUM DAHLIAE IN THE MAKING AND UNMAKING OF CALIFORNIAS STRAWBERRY INDUSTRY 24,000
    KATE GILMORE
    3433 84TH STREET
    JACKSON HEIGHTS,NY11372     		NONE I FINE ARTS 27,500
    KATHE BURKHART
    535 WEST 23RD STREET APT S3P
    NEW YORK,NY10011     		NONE I FINE ARTS 29,000
    KATHLEEN DUVAL
    102 EMERSON DRIVE
    CHAPEL HILL,NC275993195     		NONE I MASTERS OF THE CONTINENT: HOW AMERICAN INDIAN NATIONS RULED NORTH AMERICA INTO THE NINETEENTH CENTURY 25,000
    KAY ROSEN
    6925 INDIAN BOUNDARY
    GARY,IN46403     		NONE I FINE ARTS 27,500
    KEELY GARFIELD
    479 11TH STREET
    BROOKLYN,NY11215     		NONE I CHOREOGRAPHY 20,000
    KEITH HENNESSY
    2842 FOLSOM ST
    SAN FRANCISCO,CA94110     		NONE I CHOREOGRAPHY 25,000
    KENNETH GONZALES-DAY
    2274 HIDALGO AVENUE
    LOS ANGELES,CA90039     		NONE I PHOTOGRAPHY 10,000
    KEVIN DAVIES
    140 HUGUENOT STREET
    NEW ROCHELLE,NY10801     		NONE I GENOME EDITING: THE CRISPR REVOLUTION 24,000
    KOTA YAMAZAKI
    139 HOYT STREET APT 2R
    BROOKLYN,NY11217     		NONE I CHOREOGRAPHY 55,000
    KRISTINE POTTER
    516 CROSSWOOD CT
    NASHVILLE,TN37214     		NONE I PHOTOGRAPHY 35,000
    LAURA ANN HARRISON
    1434 WEST WINNEMAC AVENUE
    CHICAGO,IL60640     		NONE I FILM-VIDEO 30,000
    LAUREN GROFF
    317 NE 3RD AVE
    GAINESVILLE,FL32601     		NONE I FICTION 25,000
    LAURIE SAN MARTIN
    ONE SHIELDS AVENUE
    DAVIS,CA95616     		NONE I MUSIC COMPOSITION 25,000
    LEE ANNE SCHMITT
    24700 MCBEAN PARKWAY
    VALENCIA,CA91355     		NONE I FILM-VIDEO 15,000
    LESLEY DILL
    75 LIVINGSTON STREET
    BROOKLYN,NY11201     		NONE I FINE ARTS 29,000
    LESLIE WAYNE
    555 WEST 52ND ST
    NEW YORK,NY10019     		NONE I FINE ARTS 38,000
    LIES KRAAL
    724 MILWOOD AVENUE
    VENICE,CA90291     		NONE I FINE ARTS 27,500
    LILY TUCK
    1261 MADISON AVENUE 6N
    NEW YORK,NY10128     		NONE I POSTCARDS FROM MARIANNE 25,000
    LINDA COLLEY
    123 DICKINSON HALL
    PRINCETON,NJ08544     		NONE I THE SWORD AND THE PEN: CONFLICT AND THE MAKING OF CONSTITUTIONS 25,000
    MAHIR CETIZ
    2960 BROADWAY
    NEW YORK,NY10027     		NONE I MUSIC COMPOSITION 25,000
    MAHWISH CHISHTY
    731 WEST MAIN STREET APT E
    KENT,OH44240     		NONE I FINE ARTS 25,000
    MARCI SHORE
    192 LIVINGSTON STREET
    NEW HAVEN,CT06511     		NONE I PHENOMENOLOGICAL ENCOUNTERS: SCENES FROM CENTRAL EUROPE 25,000
    MARGARET COHEN
    802 CEDRO WAY
    STANFORD,CA94305     		NONE I SPECTACLES OF THE UNDERWATER FRONTIER 24,000
    MARGARET STEBER
    930 NE 81ST STREET
    MIAMI,FL33138     		NONE I PHOTOGRAPHY 29,000
    MARGO SAWYER
    2300 TRINITY STREET
    AUSTIN,TX78712     		NONE I FINE ARTS 40,000
    MARIANNE WEEMS
    187 EAST 4TH STREET APT 5N
    NEW YORK,NY10009     		NONE I DRAMA & PERFORMANCE ART 5,000
    MARINA BERIO
    171 BEACH 24TH STREET
    FAR ROCKAWAY,NY11691     		NONE I PHOTOGRAPHY 25,000
    MARISA SILVER
    3444 WONDERVIEW DRIVE
    LOS ANGELES,CA90068     		NONE I FICTION 25,000
    MARK A CHANCEY
    9018 ARBORSIDE DRIVE
    DALLAS,TX75243     		NONE I THE GOOD BOOK AS TEXTBOOK: TEACHING ABOUT THE BIBLE IN AMERICAN PUBLIC SCHOOLS 25,000
    MARK FRANKO
    35 WEST 92ND ST
    NEW YORK,NY10025     		NONE I SERGE LIFAR AND THE CRISIS OF NEOCLASSICISM 25,000
    MARK R BEISSINGER
    237 CORWIN HALL
    PRINCETON,NJ085441012     		NONE I A REVOLUTIONARY WORLD: THE GROWTH AND URBANIZATION OF GLOBAL MASS REVOLT 24,000
    MARSIA ALEXANDER-CLARKE
    983 ATHENS STREET
    ALTADENA,CA91001     		NONE I FILM-VIDEO 30,000
    MARTIN HGGLUND
    330 EAST 83RD STREET APT 2-O
    NEW YORK,NY10028     		NONE I THIS LIFE: SECULAR FAITH AND SPIRITUAL FREEDOM 50,000
    MARTIN PUCHNER
    12 QUINCY STREET
    CAMBRIDGE,MA02138     		NONE I THE ROTWELSCH INHERITANCE: BIOGRAPHY OF A SECRET LANGUAGE 24,000
    MARY DEWHURST LEWIS
    34 RANDOLPH STREET
    BELMONT,MA02478     		NONE I THE FIRST FRENCH DECOLONIZATION: A NEW HISTORY OF NINETEENTH-CENTURY EMPIRE 25,000
    MASHA GESSEN
    160 WEST 136TH STREET
    NEW YORK,NY10030     		NONE I HOW TO DESTROY A DEMOCRACY: 5 LESSONS IN IMAGINING THE WORST (AND SOME NOTES ON RESISTANCE AND RECOVERY) 18,000
    MATTHEA HARVEY
    1617 10TH AVENUE
    BROOKLYN,NY11215     		NONE I POETRY 50,000
    MATTHEW DELMONT
    975 S MYRTLE AVENUE
    TEMPE,AZ852873902     		NONE I TO LIVE HALF AMERICAN: AFRICAN AMERICANS AT HOME AND ABROAD DURING WORLD WAR II 50,000
    MELINDA RING
    171 W 79TH ST
    NEW YORK,NY10024     		NONE I CHOREOGRAPHY 35,000
    MEQUITTA AHUJA
    3504 PARKSIDE DRIVE
    BALTIMORE,MD21214     		NONE I FINE ARTS 55,000
    MICHAEL HARRISON
    12 MADELINE PKWY
    YONKERS,NY10705     		NONE I MUSIC COMPOSITION 36,000
    MICHAEL LUNDGREN
    1033 EAST PORTLAND ST
    PHOENIX,AZ85006     		NONE I PHOTOGRAPHY 39,000
    MICHAEL STREVENS
    120 WEST 15TH STREET APT 5K
    NEW YORK,NY10011     		NONE I UNDERSTANDING, GRASP, AND HUMANISTIC THOUGHT 24,000
    MICHAEL T WOODSIDE
    4704 - 142 STREET NW
    EDMONTON,CANADAT6H4A8
    CA     		NONE I EXPLORING HOW EVOLUTION SHAPES PROTEIN FOLDING IN SINGLE MOLECULES 25,000
    MICHAEL WATERS
    2 THE ARBORWAY
    OCEAN,NJ07712     		NONE I POETRY 50,000
    MICHELLE BOISSEAU
    5121 ROCKHILL ROAD
    KANSAS CITY,MO64110     		NONE I POETRY 25,000
    MICHELLE HUNEVEN
    259 E CALAVERAS ST
    ALTADENA,CA91001     		NONE I FICTION 27,500
    MIKA PELO
    ONE SHIELDS AVENUE
    DAVIS,CA95616     		NONE I MUSIC COMPOSITION 25,000
    MIKE KUCHAR
    3434 19TH STREET
    SAN FRANCISCO,CA941101706     		NONE I FILM-VIDEO 27,500
    MIN JIN LEE
    133 WEST 122 STREET
    NEW YORK,NY10027     		NONE I FICTION 55,000
    NADIA SABLIN
    1 HAWK DRIVE
    NEW PALTZ,NY12561     		NONE I PHOTOGRAPHY 55,000
    NANCY FONER
    365 FIFTH AVENUE
    NEW YORK,NY10016     		NONE I IMMIGRATION AND THE TRANSFORMATION OF AMERICA 30,000
    NANCY ROSE HUNT
    PO BOX 115560
    GAINESVILLE,FL32611     		NONE I IDEATION AS HISTORY: DREAM COLLECTORS AND PICTURE ARCHIVES FROM POST-1968 URBAN CONGO 25,000
    NANDINI SIKAND
    2844 ALBRIGHT AVENUE
    ALLENTOWN,PA18104     		NONE I FILM-VIDEO 25,000
    NAOMI ORESKES
    1 OXFORD STREEET
    CAMBRIDGE,MA02138     		NONE I INVENTING THE MAGIC OF THE MARKETPLACE 32,500
    NATASHA WARIKOO
    6 APPIAN WAY 4TH FLOOR
    CAMBRIDGE,MA02138     		NONE I ASIAN AMERICANS IN SUBURBAN AMERICA: ACADEMIC COMPETITION, YOUTH CULTURE, AND RACIAL CHANGE 25,000
    NICHOLAS A HILL
    4676 GRANVIEW ROAD
    GRANVILLE,OH43023     		NONE I FINE ARTS 25,000
    NICHOLAS MUELLNER
    2462 WEST DANBY RD
    WEST DANBY,NY14883     		NONE I PHOTOGRAPHY 27,500
    NICHOLSON BAKER
    1034 OLIVE STREET
    VEAZIE,ME04401     		NONE I NEED TO KNOW: FREEDOM OF INFORMATION AND THE PATHOLOGY OF SECRECY 55,000
    NICOLS PEREDA
    567 FORT WASHINGTON AVENUE APT 6F
    NEW YORK,NY10033     		NONE I FILM-VIDEO 25,000
    NICOLAS TACKETT
    3229 DWINELLE HALL
    BERKELEY,CA947202550     		NONE I THE RISE OF THE CHINESE MERITOCRACY: THE TRANSFORMATION OF ELITE CULTURE IN TENTH-CENTURY CHINA 50,000
    NICOLE MILLER
    5065 1/2 BRIGHTON AVENUE
    SAN DIEGO,CA92107     		NONE I FINE ARTS 20,000
    NORA CHIPAUMIRE
    596 EAST 22ND STREET 2A
    BROOKLYN,NY12226     		NONE I CHOREOGRAPHY 55,000
    OSCAR BETTISON
    135 HIGHLAND AVENUE
    JERSEY CITY,NJ07306     		NONE I MUSIC COMPOSITION 25,000
    PAMELA K GILBERT
    912 NW 36TH ROAD
    GAINESVILLE,FL326092105     		NONE I VICTORIAN SKIN: SURFACE, SUBJECTIVITY, AFFECT 25,000
    PARVEZ SHARMA
    700 RIVERSIDE DRIVE APT 4B
    NEW YORK,NY10031     		NONE I FILM-VIDEO 55,000
    PATRICK ROSAL
    311 N 5TH ST
    CAMDEN,NJ08102     		NONE I POETRY 50,000
    PAUL O'KEEFFE
    3035 SOMERTON
    CLEVELAND HEIGHTS,OH44118     		NONE I FINE ARTS 25,000
    PETER BURR
    163 NASSAU AVENUE APT 2
    BROOKLYN,NY11222     		NONE I FILM-VIDEO 55,000
    PETER J KALLINEY
    1215 PATTERSON TOWER
    LEXINGTON,KY40506     		NONE I BANDUNG GENERATION: LITERATURE, DECOLONIZATION, AND THE AESTHETIC COLD WAR 25,000
    PHILLIP CHEN
    3908 GREENWOOD DR
    DES MOINES,IA50312     		NONE I CULTURAL DISCOURSE IN PRINT MEDIA 25,000
    PRADIP MALDE
    292 OLD FARM ROAD
    SEWANEE,TN37375     		NONE I PHOTOGRAPHY 50,000
    PRAMILA VASUDEVAN
    4524 44TH AV S
    MINNEAPOLIS,MN55406     		NONE I CHOREOGRAPHY 55,000
    RACHEL CUSK
    60 WEKKS ROAD STIFFKEY
    NORFOLK,UNITED KINGDOMNR23 1AJ
    UK     		NONE I FICTION 55,000
    RANEE RAMASWAMY
    4312 ZENITH AVE SOUTH
    MINNEAPOLIS,MN55410     		NONE I CHOREOGRAPHY 45,000
    RANIA MATAR
    143 TAPPAN STREET
    BROOKLINE,MA02445     		NONE I PHOTOGRAPHY 27,500
    REBECCA JORDAN-YOUNG
    1009 PRESIDENT STREET
    BROOKLYN,NY11225     		NONE I T: THE UNAUTHORIZED BIOGRAPHY 50,000
    REGINALD DWAYNE BETTS
    386 PROSPECT STREET APT E1
    NEW HAVEN,CT06511     		NONE I POETRY 23,000
    RICHARD FLEISCHNER
    224 WILLIAMS STREET
    PROVIDENCE,RI02906     		NONE I FINE ARTS 55,000
    RITA COPELAND
    201 COHEN HALL
    PHILADELPHIA,PA19104     		NONE I EMOTION AND THE HISTORY OF RHETORIC IN THE MIDDLE AGES 50,000
    ROBERT ARONOWITZ
    249 SOUTH 36TH STREET
    PHILADELPHIA,PA191046304     		NONE I MEDICAL EFFICACY IN A HIGHLY INTERVENED-IN WORLD 24,000
    ROBERT FINCH
    95 PHEASANT RUN
    WELLFLEET,MA02667     		NONE I "SUMMERS IN SQUID TICKLE"--A NARRATIVE OF A NEWFOUNDLAND OUTPORT 27,500
    ROBERT L LOBE
    54 GREENE STREET
    NEW YORK,NY10013     		NONE I FINE ARTS 45,000
    ROBIN BROAD
    214 TULIP AVENUE
    TAKOMA PARK,MD209124202     		NONE I WHEN POORER PEOPLE AND THEIR GOVERNMENTS DEFEND THE ENVIRONMENT 50,000
    RODRIGO REYES
    327 SONORA AVENUE
    MERCED,CA95340     		NONE I FILM-VIDEO 22,000
    ROGELIO MARTINEZ
    4 HAWKS NEST ROAD
    STONY BROOK,NY11790     		NONE I DRAMA & PERFORMANCE ART 25,000
    ROY THURSTON
    3039 EAST 12TH STREET
    LOS ANGELES,CA90023     		NONE I FINE ARTS 18,000
    SALLY HASLANGER
    77 MASS AVE
    CAMBRIDGE,MA021394307     		NONE I DOING JUSTICE TO THE SOCIAL 25,000
    SALLY KEITH
    4400 UNIVERSITY DRIVE 3E4
    FAIRFAX,VA22030     		NONE I POETRY 25,000
    SAMANTHA HUNT
    33 CLAY HILL
    TIVOLI,NY12583     		NONE I FICTION 25,000
    SAMUEL OTTER
    WHEELER HALL
    BERKELEY,CA94720     		NONE I MELVILLE'S FORMS 25,000
    SANDEEP MUKHERJEE
    530 SOUTH HEWITT STREET
    LOS ANGELES,CA90013     		NONE I FINE ARTS 25,000
    SARA SKRABALAK
    800 EAST KIRKWOOD AVENUE
    BLOOMINGTON,IN47405     		NONE I IN SITU MONITORING OF INTERFACE-CONTROLLED PHASE TRANSFORMATIONS IN NANOMATERIALS 50,000
    SARAH WAGNER
    2737 DEVONSHIRE PLACE NW APT 328
    WASHINGTON,DC20008     		NONE I BRINGING THEM HOME: THE IDENTIFICATION AND COMMEMORATION OF VIETNAM WAR MIAS 26,000
    SCOTT JOHNSON
    1608 ELMHURST AVENUE
    OKLAHOMA CITY,OK73120     		NONE I SYRIAC: A CULTURAL BIOGRAPHY 50,000
    SHALINI SHANKAR
    544A 16TH STREET
    BROOKLYN,NY11215     		NONE I THE REAL GENERATION Z: IMMIGRANT IMPACT ON A MAJOR GENERATIONAL COHORT 50,000
    SHARI HUHNDORF
    411 BOYNTON AVENUE
    BERKELEY,CA94707     		NONE I INDIGENEITY AND THE POLITICS OF SPACE: GENDER, GEOGRAPHY, CULTURE 25,000
    SHARI MENDELSON
    319 BEDFORD AVENUE
    BROOKLYN,NY11211     		NONE I FINE ARTS 26,000
    SHARON MARCUS
    256 WEST 10TH STREET APT 1B
    NEW YORK,NY10014     		NONE I THE DRAMA OF CELEBRITY 24,000
    SHAUN OBOYLE
    30 SOUTH CARSON AVENUE
    DALTON,MA01226     		NONE I PHOTOGRAPHY 20,000
    SHEVAUN MIZRAHI
    190 DALTON ROAD
    CHELMSFORD,MA01824     		NONE I FILM-VIDEO 27,500
    SIENNA R CRAIG
    3 TUCK DRIVE
    HANOVER,NH03755     		NONE I THE ENDS OF KINSHIP: CARE AND BELONGING BETWEEN NEPAL AND NEW YORK CITY 25,000
    SRIKANTH REDDY
    935 EAST 60TH STREET
    CHICAGO,IL60637     		NONE I POETRY 50,000
    STACY WOLF
    122 ALEXANDER STREET
    PRINCETON,NJ08544     		NONE I BEYOND BROADWAY: AMATEUR MUSICAL THEATRE IN THE U.S. 24,000
    STEFAN HELMREICH
    168 LAKE VIEW AVENUE
    CAMBRIDGE,MA02138     		NONE I THE BOOK OF WAVES: AN ANTHROPOLOGIST READS PHYSICAL OCEANOGRAPHY 50,000
    STEFAN-LUDWIG HOFFMANN
    3215 DWINELLE HALL
    BERKELEY,CA947202550     		NONE I METROPOLIS IN RUINS: BERLIN IN THE 1940S 25,000
    STELLA NAIR
    10724 WILSHIRE BLVD 303
    LOS ANGELES,CA90024     		NONE I SHELTER, SHRINE, AND PRISON: THE ACLLAUASI AND OTHER SPACES FOR WOMEN IN THE INCA EMPIRE 25,000
    STEPHEN HAYES
    3705 SE 11TH AVE
    PORTLAND,OR97202     		NONE I FINE ARTS 27,500
    STEVEN SUBOTNICK
    228 GANO STREET
    PROVIDENCE,RI02906     		NONE I FILM-VIDEO 27,500
    SUSAN FALUDI
    38 MAIN STREET
    NORTHAMPTON,MA01060     		NONE I LEFT IN THE WILDERNESS 25,000
    SUZANNE STEWART-STEINBERG
    172 MEETING STREET
    PROVIDENCE,RI02912     		NONE I GROUNDS FOR RECLAMATION 25,000
    TERESA K WOODRUFF
    1139 W LUNT
    CHICAGO,IL60626     		NONE I GLOBAL GERM CELL METALLOME 25,000
    THEO DAVIS
    23 HASLET STREET APT 2
    ROSLINDALE,MA02131     		NONE I SENSATIONS OF FREEDOM: SOMATICS AND PERSONAL DEVELOPMENT IN AMERICAN LITERATURE 25,000
    THILDE JENSEN
    4211 STATE ROUTE 13
    TRUXTON,NY13158     		NONE I PHOTOGRAPHY 29,000
    THOMAS K HUBBARD
    2210 SPEEDWAY
    AUSTIN,TX78712     		NONE I COMPETITIVE MASCULINITY AND THE SEXUAL OUTLAW IN GREEK ANTIQUITY AND BEYOND 25,000
    THOMAS MILLER KLUBOCK
    435 THIRD STREET NE
    CHARLOTTESVILLE,VA22902     		NONE I NATION OF RIVERS: A HISTORY OF WATER AND WATER WARS IN MODERN SOUTH AMERICA 50,000
    THOMAS S MULLANEY
    450 SERRA MALL
    PALO ALTO,CA94305     		NONE I HOT METAL EMPIRE: TYPE DESIGN, SCRIPT, AND COLONIALISM IN ASIA, AFRICA, AND THE MIDDLE EAST 50,000
    TIMOTHY SNYDER
    1037 CHAPEL STREET
    NEW HAVEN,CT065208324     		NONE I BROTHERLANDS: A FAMILY HISTORY OF THE EAST EUROPEAN NATIONS 24,000
    TODD GRAY
    4213 DON ARELLANES DRIVE
    LOS ANGELES,CA90008     		NONE I FINE ARTS 29,000
    TOM GRIFFITHS
    1097 CRESTON ROAD
    BERKELEY,CA94708     		NONE I THE MATHEMATICS OF THE MIND 25,000
    TSAR FEDORSKY
    35 LEVERETT STREET
    GLOUCESTER,MA01930     		NONE I PHOTOGRAPHY 20,000
    TYEHIMBA JESS
    BUILDING 2S ROOM 122
    STATEN ISLAND,NY10314     		NONE I POETRY 25,000
    VALERIE TRAUB
    435 S STATE STREET
    ANN ARBOR,MI481091003     		NONE I MAPPING EMBODIMENT IN THE EARLY MODERN WEST: ANATOMY, CARTOGRAPHY, AND THE PREHISTORY OF NORMALITY 25,000
    VANESSA R SCHWARTZ
    3501 TROUSDALE PARKWAY
    LOS ANGELES,CA900890351     		NONE I JET-AGE AESTHETICS: MEDIA AND THE GLAMOUR OF MOTION 45,000
    VIET THANH NGUYEN
    3501 TROUSDALE PARKWAY
    LOS ANGELES,CA900890354     		NONE I FICTION 24,000
    WAI-YEE LI
    129 FAYERWEATHER STREET
    CAMBRIDGE,MA02138     		NONE I THE PARADOXES OF THINGS: LIFE AND ART IN LATE IMPERIAL CHINA 25,000
    WALTER SCHEIDEL
    450 SERRA MALL
    STANFORD,CA943052145     		NONE I THE GREAT LEVELER: VIOLENCE AND THE GLOBAL HISTORY OF INEQUALITY 25,000
    WENDY BROWN
    1027 MERCED STREET
    BERKELEY,CA94707     		NONE I THIS VALE OF TEARS: MARX'S CRITIQUE OF RELIGION 24,000
    WILFREDO PRIETO GARCIA
    ISSAC PERAL 7 LHOSPITAL DE LOBREGAT
    BARCELONA,SPAIN  
    SP     		NONE I THIS VALE OF TEARS: MARX'S CRITIQUE OF RELIGION 4,000
    WILL DICHTEL
    208 GOLF TERRACE
    WILMETTE,IL60091     		NONE I PRECISE CONTROL OF POLYMERIZATION IN TWO DIMENSIONS 50,000
    WILL RAWLS
    348 MARCUS GARVEY BVLD
    BROOKLYN,NY11221     		NONE I CHOREOGRAPHY 34,000
    WILLIAM D CABALLERO
    4627 FINLEY AVENUE APT 101
    LOS ANGELES,CA90027     		NONE I FILM-VIDEO 40,000
    WU TSANG
    1920 HILLHURST AVENUE APT 220
    LOS ANGELES,CA90027     		NONE I FILM-VIDEO 30,000
    YOSHIAKI ONISHI
    14 ALBANY DRIVE
    COLUMBIA,MO65201     		NONE I MUSIC COMPOSITION 30,000
    YVONNE MEIER
    726 LORIMER STREET
    NEW YORK,NY11211     		NONE I CHOREOGRAPHY 22,000
    ZACKARY CANEPARI
    201 UNIVERSITY AVENUE SLIP H005
    BERKELEY,CA94710     		NONE I FILM-VIDEO 30,000
    ZINADU SARO-WIWA
    636 FRANKLIN AVENUE APT 3
    BROOKLYN,NY11238     		NONE I FINE ARTS 25,000
    ZOE STRAUSS
    1120 DICKINSON ST
    PHILADELPHIA,PA19147     		NONE I PHOTOGRAPHY 28,000
    ZRINKA STAHULJAK
    212 ROYCE HALL
    LOS ANGELES,CA900951550     		NONE I MEDIEVAL FIXERS: TRANSLATION IN THE MEDITERRANEAN (1250-1500) 20,000
    Total .................................bullet 3a 9,188,000
    bApproved for future payment
    ADA FERRER
    1 WASHINGTON SQUARE VILLAGE APT 6A
    NEW YORK,NY10012     		NONE I CUBA: AN AMERICAN HISTORY 50,000
    ADELA PINCH
    435 S STATE STREET
    ANN ARBOR,MI48109     		NONE I VICTORIAN FICTION AND THE LOCATION OF EXPERIENCE 50,000
    ALEXEY FEDOROV
    210 WHITNEY AVENUE
    NEW HAVEN,CT06511     		NONE I SOLVING THE MYSTERIES OF PLIOCENE WARMTH: RETHINKING THE GLOBAL OCEAN CONVEYOR 23,000
    AMY FELDMAN
    16 VAN DYKE STREET
    BROOKLYN,NY11231     		NONE I FINE ARTS 15,000
    AMY GERSTLER
    2151 PRINCETON AVENUE
    LOS ANGELES,CA90026     		NONE I POETRY 50,000
    AMY PLEASANT
    634 39TH ST SOUTH
    BIRMINGHAM,AL35222     		NONE I FINE ARTS 27,500
    ANDREA G MCDOWELL
    ONE NEWARK CENTER
    NEWARK,NJ07102     		NONE I WE THE MINERS: SELF-GOVERNMENT IN THE CALIFORNIA GOLD RUSH 50,000
    ANDREW SEAN GREER
    93 WEBSTER STREET
    SAN FRANCISCO,CA94117     		NONE I FICTION 50,000
    ANIRUDDH D PATEL
    70 CLARK ROAD
    BROOKLINE,MA02445     		NONE I EVOLUTIONARY MUSIC COGNITION 50,000
    ANNA WEBBER
    23-52 37TH STREET
    ASTORIA,NY11105     		NONE I MUSIC COMPOSITION 50,000
    ANNIE GOSFIELD
    301 EAST 12 STREET APT 3D
    NEW YORK,NY10003     		NONE I MUSIC COMPOSITION 45,000
    ANTHONY HERNANDEZ
    746 EAST 250 NORTH
    FAIRFIELD,ID83327     		NONE I PHOTOGRAPHY 27,500
    ARCHANA VENKATESAN
    4001 MARTIS STREET
    WEST SACRAMENTO,CA95691     		NONE I POETRY MAKES THE WORLD: THE FESTIVAL OF RECITATION AT VI??U TEMPLES IN TAMIL NADU 30,000
    BART D EHRMAN
    CB 3225
    CHAPEL HILL,NC27599     		NONE I THE INVENTION OF HEAVEN AND HELL 50,000
    BISSERA V PENTCHEVA
    355 ROTH WAY
    STANFORD,CA94305     		NONE I ANIMATION IN MEDIEVAL ART 25,000
    BRANDEN W JOSEPH
    613 SCHERMERHORN HALL
    NEW YORK,NY10027     		NONE I FORMS OF LIFE: KATHY ACKER, JACK SMITH, LEE LOZANO, AND CAROLEE SCHNEEMANN 25,000
    BRETT STORY
    184 RUSHOLME RD APT 2
    TORONTO,CANADAM6H 2Y7
    CA     		NONE I FILM-VIDEO 25,000
    BROOKE HOLMES
    469 WEST 152ND STREET
    NEW YORK,NY10031     		NONE I THE TISSUE OF THE WORLD: SYMPATHY AND THE IDEA OF NATURE IN GRECO-ROMAN ANTIQUITY 50,000
    C JEAN CAMPBELL
    1489 IVERSON STREET NE
    ATLANTA,GA30307     		NONE I PISANELLO'S PARARGA: IMITATIVE PRACTICE AND PICTORIAL PRACTICE IN FIFTEENTH-CENTURY ITALY 50,000
    CARL ELLIOTT
    410 CHURCH STREET SE
    MINNEAPOLIS,MN554550346     		NONE I LONESOME WHISTLE: EXPOSING WRONGDOING IN RESEARCH ON HUMAN SUBJECTS 50,000
    CARL SCHIMMEL
    1138 ELM STREET
    GRINNELL,IA50112     		NONE I MUSIC COMPOSITION 27,500
    CAROL ANDERSON
    207 CANDLER LIBRARY
    ATLANTA,GA30322     		NONE I THE SECOND: RACE, GUNS & A MOST DEADLY DOUBLE-STANDARD AT THE CORE OF OUR FUNDAMENTAL RIGHTS 25,000
    CAROL DYSINGER
    223 CONGRESS STREET APT 4L
    BROOKLYN,NY11201     		NONE I FILM-VIDEO 30,000
    CHARLES L BOSK
    121 CHESTNUT AVENUE
    NARBERTH,PA19072     		NONE I MISTAKES WERE CHANGED: MEDICAL ERROR OVER FOUR DECADES 25,000
    CHARLES YUEN
    52 3RD AVE
    BROOKLYN,NY11217     		NONE I FINE ARTS 30,000
    CHARLIE HAILEY
    2115 NW 7TH PLACE
    GAINESVILLE,FL32603     		NONE I PLACES BUILT OF AIR: PORCH STORIES FROM STOOP TO STOA 25,000
    CHRIS LARSON
    1195 BURNS AVENUE
    ST PAUL,MN55106     		NONE I FINE ARTS 27,500
    CHRISTIAN LEE NOVETZKE
    2575 NE 85TH STREET
    SEATTLE,WA98115     		NONE I DEVOTION, DEMOCRACY, AND DISSENT: RELIGION AND A VERNACULAR PUBLIC ETHICS IN INDIA 50,000
    CHRISTOPHER A BAIL
    103 BUCKEYE LANE
    CHAPEL HILL,NC27516     		NONE I DISRUPTING SOCIAL MEDIA ECHO CHAMBERS 25,000
    CHRISTY L HAYNES
    4948 THOMAS AVENUE SOUTH
    MINNEAPOLIS,MN55410     		NONE I CHARACTERIZATION OF THE MOLECULAR CORONA ACQUIRED BY TECHNOLOGICALLY RELEVANT ENGINEERED NANOPARTICLES IN ENVIRONMENTAL MATRICES 25,000
    CINDY COX
    3142 SYLVAN AVE
    OAKLAND,CA94602     		NONE I MUSIC COMPOSITION 25,000
    CRAIG DRENNEN
    PO BOX 4107
    ATLANTA,GA303024107     		NONE I FINE ARTS 25,000
    DAVE HARDY
    466 HUMBOLDT STREET
    BROOKLYN,NY11211     		NONE I FINE ARTS 27,500
    DAVE HULLFISH BAILEY
    13552 ERWIN ST
    VAN NUYS,CA91401     		NONE I FINE ARTS 30,000
    DAVID BLEI
    2828 BROADWAY APT 8B
    NEW YORK,NY10025     		NONE I EXPRESSIVE PROBABILISTIC MODELS: DESIGN, INFERENCE, AND CRITICISM 38,000
    DAVID LEVINE
    226 CLIFTON PLACE APT 4E
    BROOKLYN,NY11216     		NONE I DRAMA AND PERFORMANCE ART 55,000
    DAVID MAISEL
    100 EBBTIDE AVENUE SUITE 320
    SAUSALITO,CA94965     		NONE I PHOTOGRAPHY 30,000
    DAVID YEARSLEY
    256 EAST AVENUE
    ITHACA,NY14853     		NONE I SEBASTIAN LAUGHS: J. S. BACH AS MUSICAL HUMORIST 20,000
    DEB OLIN UNFERTH
    204 WEST 21ST STREET
    AUSTIN,TX78712     		NONE I FICTION 45,000
    DEBORAH COEN
    1037 CHAPEL STREET
    NEW HAVEN,CT065208324     		NONE I CLIMATES OF EMPIRE: SCIENCE AND THE SPATIAL IMAGINATION IN NINETEENTH-CENTURY EUROPE 49,000
    DEREK R PETERSON
    435 SOUTH STATE STREET
    ANN ARBOR,MI48109     		NONE I THE INFRASTRUCTURE OF POLITICS IN POST-COLONIAL UGANDA 50,000
    DEVIN FORE
    203 EAST PYNE BUILDING
    PRINCETON,NJ08544     		NONE I ALL THE GRAPHS: SOVIET FACTOGRAPHY AND THE EMERGENCE OF AVANT-GARDE DOCUMENTARY 24,000
    DEVONEY LOOSER
    1102 S MCALLISTER AVENUE
    TEMPE,AZ852871401     		NONE I SISTER NOVELISTS BEFORE THE BRONTS: THE MISSES PORTER, FAME, AND MISFORTUNE IN EARLY NINETEENTH-CENTURY BRITAIN 50,000
    DOHEE LEE
    365 EUCLID AVE 209
    OAKLAND,CA94610     		NONE I DRAMA AND PERFORMANCE ART 35,000
    EDRISS S TITI
    3368 TAMU
    COLLEGE STATION,TX778433368     		NONE I MATHEMATICAL ANALYSIS OF CLIMATE MODELS 33,000
    EDWARD JACOBS
    302 AJ FLETCHER MUSIC CENTER
    GREENVILLE,NC27858     		NONE I MUSIC COMPOSITION 55,000
    EDWARD WRIGHT-RIOS
    VU STATION B 351802
    NASHVILLE,TN37235     		NONE I DEVOTION IN MOTION: PILGRIMAGE IN MODERN MEXICO 25,000
    EKATERINA PRAVILOVA
    111 DICKINSON HALL
    PRINCETON,NJ08540     		NONE I POLITICAL MONEY: A HISTORY OF THE RUSSIAN RUBLE, 1768-1917 10,000
    ELEANOR KAUFMAN
    827 LEVERING AVENUE APT 803
    LOS ANGELES,CA90024     		NONE I STRUCTURE: A COUNTERHISTORY OF TWENTIETH-CENTURY FRENCH PHILOSOPHY 50,000
    ELIGA H GOULD
    20 ACADEMIC WAY
    DURHAM,NH03824     		NONE I CRUCIBLE OF PEACE: 1783 AND THE FOUNDING OF THE AMERICAN REPUBLIC 25,000
    ELIZA HITTMAN
    402 OCEAN PARKWAY APT 309
    BROOKLYN,NY11218     		NONE I FILM-VIDEO 25,000
    ELIZABETH LAPENSE
    404 WILSON ROAD
    EAST LANSING,MI48824     		NONE I FINE ARTS 20,000
    ESPERANZA CORTS
    202 FIRST AVENUE APT 3
    NEW YORK,NY10009     		NONE I FINE ARTS 27,500
    ESTHER ALLEN
    15 WEST 11TH STREET APT 4D
    NEW YORK,NY10011     		NONE I TRANSLATION OF THE SILENTIARY AND THE SUICIDES, TWO NOVELS BY ANTONIO DI BENEDETTO 25,000
    EUGENE BIRMAN
    7585 SKYLINE BOULEVARD
    OAKLAND,CA94611     		NONE I MUSIC COMPOSITION 27,500
    FARANGIS NURULLA
    462 LASALLE
    LONGUEUIL,CANADAJ4K 3G3
    CA     		NONE I MUSIC COMPOSITION 30,000
    FEI XU
    913 ADAMS STREET APT B
    ALBANY,CA94706     		NONE I RATIONAL CONSTRUCTIVISM: A NEW APPROACH TO COGNITIVE DEVELOPMENT 50,000
    FELIPE SALLES
    FINE ARTS CENTER ROOM 250
    AMHERST,MA010039330     		NONE I MUSIC COMPOSITION 25,000
    GINA PETRA ABATEMARCO
    423 COURT STREET APT 2
    BROOKLYN,NY11231     		NONE I FILM-VIDEO 27,500
    HANK WILLIS THOMAS
    2 WASHINGTON SQUARE VILLAGE
    NEW YORK,NY10012     		NONE I PHOTOGRAPHY 27,500
    HEATHER KRAVAS
    8023 12TH AVE NE
    SEATTLE,WA98115     		NONE I CHOREOGRAPHY 35,000
    HEIDI TINSMAN
    MAIL CODE 3275
    IRVINE,CA92697     		NONE I CHINESE LABOR AND MASCULINITY IN THE MAKING OF MODERN LATIN AMERICA 25,000
    IAN VAN COLLER
    1113 SOUTH 5TH AVENUE
    BOZEMAN,MT59715     		NONE I PHOTOGRAPHY 25,000
    IRENA GRUDZISKA GROSS
    164 STATE STREET APT 1
    BROOKLYN,NY11201     		NONE I ALEXANDER WEISSBERG-CYBULSKI, A BIOGRAPHY 27,500
    ISHION HUTCHINSON
    209 COBB STREET
    ITHACA,NY14850     		NONE I POETRY 50,000
    J P SNIADECKI
    1920 CAMPUS DRIVE
    EVANSTON,IL60208     		NONE I FILM-VIDEO 25,000
    JANE KAMENSKY
    3 JAMES STREET
    CAMBRIDGE,MA02138     		NONE I CANDIDA ROYALLE AND THE SEXUAL REVOLUTION: A HISTORY FROM BELOW 50,000
    JEFFERSON PINDER
    36 S WABASH AVENUE
    CHICAGO,IL60603     		NONE I FINE ARTS 50,000
    JEREMY SCHIPPER
    1510 CHESTNUT STREET APT 904
    PHILADELPHIA,PA19102     		NONE I DENMARK VESEYS BIBLE: BIBLICAL INTERPRETATION AND THE TRIAL THAT CHANGED A NATION 25,000
    JESSE RODIN
    541 LASUEN MALL
    STANFORD,CA94305     		NONE I GIVING FORM TO FIFTEENTH-CENTURY MUSIC 50,000
    JESSICA SILBEY
    20 COLUMBIA STREET
    BROOKLINE,MA02446     		NONE I AGAINST PROGRESS: INTELLECTUAL PROPERTY AND JUSTICE IN THE INTERNET AGE 25,000
    JOAN KANE
    3850 DELWOOD PLACE
    ANCHORAGE,AK995044429     		NONE I POETRY 30,000
    JOCHEN HELLBECK
    122 WEST STREET APT 6G
    BROOKLYN,NY11222     		NONE I SOVIET SUFFERING UNDER NAZI RULE: A FORGOTTEN HISTORY 48,000
    JOEL F HARRINGTON
    2301 VANDERBILT PLACE
    NASHVILLE,TN37235     		NONE I HANS STADEN AND THE GERMAN COUNTER-NARRATIVE OF NEW WORLD CANNIBALISM 50,000
    JOHN HEIL
    ONE BROOKINGS DRIVE
    ST LOUIS,MO631304899     		NONE I APPEARANCE IN REALITY 25,000
    JORGE IGNACIO CORTIAS
    PO BOX 5000
    ANNANDALEONHUDSON,NY12504     		NONE I DRAMA AND PERFORMANCE ART 55,000
    JOYCE E CHAPLIN
    ROBINSON HALL
    CAMBRIDGE,MA02138     		NONE I THE FRANKLIN STOVE: HEAT AND LIFE IN THE LITTLE ICE AGE 25,000
    JULIA CHRISTENSEN
    158 SOUTH PROSPECT STREET
    OBERLIN,OH44074     		NONE I FINE ARTS 50,000
    KATE GILMORE
    3433 84TH STREET
    JACKSON HEIGHTS,NY11372     		NONE I FINE ARTS 27,500
    KATHE BURKHART
    535 WEST 23RD STREET APT S3P
    NEW YORK,NY10011     		NONE I FINE ARTS 29,000
    KATHLEEN DUVAL
    102 EMERSON DRIVE
    CHAPEL HILL,NC275993195     		NONE I MASTERS OF THE CONTINENT: HOW AMERICAN INDIAN NATIONS RULED NORTH AMERICAINTO THE NINETEENTH CENTURY 25,000
    KRISTINE POTTER
    516 CROSSWOOD CT
    NASHVILLE,TN37214     		NONE I PHOTOGRAPHY 20,000
    LAUREN GROFF
    317 NE 3RD AVE
    GAINESVILLE,FL32601     		NONE I FICTION 25,000
    LEE ANNE SCHMITT
    24700 MCBEAN PARKWAY
    VALENCIA,CA91355     		NONE I FILM-VIDEO 35,000
    LENORE A GRENOBLE
    1115 EAST 58TH STREET
    CHICAGO,IL60637     		NONE I LIVING THE GOOD LIFE? LANGUAGE VITALITY, URBANIZATION, AND WELL-BEING IN THE ARCTIC 50,000
    LIES KRAAL
    724 MILWOOD AVENUE
    VENICE,CA90291     		NONE I FINE ARTS 27,500
    LILY TUCK
    1261 MADISON AVENUE 6N
    NEW YORK,NY10128     		NONE I POSTCARDS FROM MARIANNE 25,000
    LISA RANDALL
    13 CLEVELAND STREET
    CAMBRIDGE,MA02138     		NONE I BLACK HOLE MERGERS AND THEIR ENVIRONMENT. 50,000
    LUKAS FELZMANN
    1539 TREAT AVENUE
    SAN FRANCISCO,CA94110     		NONE I PHOTOGRAPHY 55,000
    MARCI SHORE
    192 LIVINGSTON STREET
    NEW HAVEN,CT06511     		NONE I PHENOMENOLOGICAL ENCOUNTERS: SCENES FROM CENTRAL EUROPE 25,000
    MARGO SAWYER
    2300 TRINITY STREET
    AUSTIN,TX78712     		NONE I FINE ARTS 15,000
    MARK FATHI MASSOUD
    501 RANCH VIEW ROAD
    SANTA CRUZ,CA95064     		NONE I THE STRUGGLE FOR ISLAMIC LAW AND HUMAN RIGHTS 50,000
    MARK FRANKO
    35 WEST 92ND ST
    NEW YORK,NY10025     		NONE I SERGE LIFAR AND THE CRISIS OF NEOCLASSICISM 25,000
    MARSIA ALEXANDER-CLARKE
    983 ATHENS STREET
    ALTADENA,CA91001     		NONE I FILM-VIDEO 25,000
    MARTHA HODES
    50 PARK AVENUE APT 4B
    NEW YORK,NY10016     		NONE I HOSTAGE IN THE DESERT: AN INQUIRY INTO HISTORY AND MEMORY 50,000
    MARY DEWHURST LEWIS
    34 RANDOLPH STREET
    BELMONT,MA02478     		NONE I THE FIRST FRENCH DECOLONIZATION: A NEW HISTORY OF NINETEENTH-CENTURY EMPIRE 25,000
    MEGHANN RIEPENHOFF
    7810 SPRINGRIDGE ROAD NE
    BAINBRIDGE ISLAND,WA98110     		NONE I PHOTOGRAPHY 55,000
    MICHAEL DAVID-FOX
    236 10TH STREET SE
    WASHINGTON,DC20003     		NONE I SMOLENSK UNDER NAZI AND SOVIET RULE 50,000
    MICHAEL HARRISON
    12 MADELINE PKWY
    YONKERS,NY10705     		NONE I MUSIC COMPOSITION 24,000
    MICHAEL T WOODSIDE
    4704 - 142 STREET NW
    EDMONTON,CANADAT6H4A8
    CA     		NONE I EXPLORING HOW EVOLUTION SHAPES PROTEIN FOLDING IN SINGLE MOLECULES 25,000
    MICHELLE R WARREN
    2 CHAMBERS CIRCLE
    WEST LEBANON,NH03784     		NONE I LIVES OF A MEDIEVAL BOOK IN THE DIGITAL DARK AGES,1220-2020 50,000
    MIKA PELO
    ONE SHIELDS AVENUE
    DAVIS,CA95616     		NONE I MUSIC COMPOSITION 25,000
    MONICA PRASAD
    1810 CHICAGO AVENUE
    EVANSTON,IL60208     		NONE I STARVING THE BEAST: THE ORIGINS OF THE AMERICAN ANTITAX MOVEMENT 50,000
    MONICA YOUN
    150 NASSAU ST
    NEW YORK,NY10038     		NONE I POETRY 55,000
    MOON DUCHIN
    33 ROYAL AVENUE APT 1
    CAMBRIDGE,MA02138     		NONE I GEOMETRY OF GERRYMANDERING 50,000
    NANCY ROSE HUNT
    PO BOX 115560
    GAINESVILLE,FL32611     		NONE I IDEATION AS HISTORY: DREAM COLLECTORS AND PICTURE ARCHIVES FROM POST-1968 URBAN CONGO 25,000
    NANDINI SIKAND
    2844 ALBRIGHT AVENUE
    ALLENTOWN,PA18104     		NONE I FILM-VIDEO 25,000
    NAOMI ORESKES
    1 OXFORD STREEET
    CAMBRIDGE,MA02138     		NONE I INVENTING THE MAGIC OF THE MARKETPLACE 32,500
    NICHOLAS MUELLNER
    2462 WEST DANBY RD
    WEST DANBY,NY14883     		NONE I PHOTOGRAPHY 27,500
    NICOLS PEREDA
    567 FORT WASHINGTON AVENUE APT 6F
    NEW YORK,NY10033     		NONE I FILM-VIDEO 25,000
    NICOLE MILLER
    5065 1/2 BRIGHTON AVENUE
    SAN DIEGO,CA92107     		NONE I FINE ARTS 30,000
    NILE GREEN
    1831 PROSSER AVENUE APT 215
    LOS ANGELES,CA90025     		NONE I GLOBAL ISLAM: WHAT IS IT AND WHERE DID IT COME FROM? 50,000
    PAOLO SQUATRITI
    807 W LIBERTY STREET
    ANN ARBOR,MI48103     		NONE I PLEASING PLANTS AND WORRISOME WEEDS: BOTANICAL CHANGE IN EARLY MEDIEVAL EUROPE 50,000
    PAUL FRIEDLAND
    150 VAUGHAN STREET
    PORTLAND,ME04102     		NONE I A WORLD WITHOUT RACE: THE DREAM OF A UNIVERSAL REPUBLIC IN THE REVOLUTIONARY FRENCH CARIBBEAN, 1794-1802 50,000
    PETER A HALL
    27 KIRKLAND STREET
    CAMBRIDGE,MA02138     		NONE I RENEGOTIATING THE SOCIAL CONTRACT: THE POLITICS OF ECONOMIC GROWTH AND DECLINE 50,000
    PETER J KALLINEY
    1215 PATTERSON TOWER
    LEXINGTON,KY40506     		NONE I BANDUNG GENERATION: LITERATURE, DECOLONIZATION, AND THE AESTHETIC COLD WAR 25,000
    PHILIP BOHLMAN
    1010 E 59TH STREET
    CHICAGO,IL60637     		NONE I MUSIC AFTER NATIONALISM 42,000
    PHILLIP CHEN
    3908 GREENWOOD DR
    DES MOINES,IA50312     		NONE I CULTURAL DISCOURSE IN PRINT MEDIA 25,000
    RANEE RAMASWAMY
    4312 ZENITH AVE SOUTH
    MINNEAPOLIS,MN55410     		NONE I CHOREOGRAPHY 15,000
    RANIA MATAR
    143 TAPPAN STREET
    BROOKLINE,MA02445     		NONE I PHOTOGRAPHY 27,500
    REGINALD DWAYNE BETTS
    386 PROSPECT STREET APT E1
    NEW HAVEN,CT06511     		NONE I POETRY 32,000
    RITA CHIN
    1602 GRANGER AVENUE
    ANN ARBOR,MI48104     		NONE I INVISIBLE LABOR: A HISTORY OF FEMALE MIGRANT DOMESTICS IN POSTCOLONIAL EUROPE 50,000
    ROBERT B JACKSON
    473 VIA ORTEGA ROOM 140
    STANFORD,CA94305     		NONE I A GLOBAL PICTURE OF PLANTS, SOILS, AND RESOURCE UPTAKE BY DEPTH 50,000
    ROBERT FINCH
    95 PHEASANT RUN
    WELLFLEET,MA02667     		NONE I "SUMMERS IN SQUID TICKLE"--A NARRATIVE OF A NEWFOUNDLAND OUTPORT 27,500
    ROBERT G MORRISON
    44 LEONARD STREET
    PORTLAND,ME04103     		NONE I AN ECONOMY OF KNOWLEDGE IN THE EASTERN MEDITERRANEAN 50,000
    ROBERT J SAMPSON
    33 KIRKLAND STREET
    CAMBRIDGE,MA02138     		NONE I BECOMING MARKED: NAVIGATING THE SOCIAL TRANSFORMATION OF CRIME AND PUNISHMENT IN AMERICA 50,000
    ROBERT L LOBE
    54 GREENE STREET
    NEW YORK,NY10013     		NONE I FINE ARTS 10,000
    ROBIN FROHARDT
    169 SPENCER STREET
    BROOKLYN,NY11205     		NONE I DRAMA AND PERFORMANCE ART 60,000
    ROXANE GAY
    936 SOUTH OLIVE STREET APT 411
    LOS ANGELES,CA900153493     		NONE I TV GUIDE 50,000
    SABINE HYLAND
    6 MELVILLE TERRACE
    ANSTRUTHER FIFE,UNITED KINGDOMKY1D 3EW
    UK     		NONE I HIDDEN TEXTS OF THE ANDES: DECIPHERING THE CORD WRITING ('KHIPU') OF PERU 55,000
    SAIDIYA HARTMAN
    445 RIVERSIDE DRIVE APT 61
    NEW YORK,NY10027     		NONE I WAYWARD LIVES, BEAUTIFUL EXPERIMENTS 50,000
    SALLY HASLANGER
    77 MASS AVE
    CAMBRIDGE,MA021394307     		NONE I DOING JUSTICE TO THE SOCIAL 25,000
    SALLY KEITH
    4400 UNIVERSITY DRIVE 3E4
    FAIRFAX,VA22030     		NONE I POETRY 25,000
    SERGUEI OUSHAKINE
    116 AARON BURR HALL
    PRINCETON,NJ08544     		NONE I DISOWNED HISTORY: SOVIET PASTS IN THE AFTERLIVES OF EMPIRE 48,000
    SHARI HUHNDORF
    411 BOYNTON AVENUE
    BERKELEY,CA94707     		NONE I INDIGENEITY AND THE POLITICS OF SPACE: GENDER, GEOGRAPHY, CULTURE 25,000
    SHARI MENDELSON
    319 BEDFORD AVENUE
    BROOKLYN,NY11211     		NONE I FINE ARTS 26,000
    SHELLEY HIRSCH
    114 JAVA STREET
    BROOKLYN,NY11222     		NONE I MUSIC COMPOSITION 58,000
    SHEVAUN MIZRAHI
    190 DALTON ROAD
    CHELMSFORD,MA01824     		NONE I FILM-VIDEO 27,500
    SHRI KULKARNI
    1200 EAST CALIFORNIA BLVD
    PASADENA,CA91125     		NONE I EXOTIC COSMOLOGICAL EXPLOSIONS 50,000
    SIENNA R CRAIG
    3 TUCK DRIVE
    HANOVER,NH03755     		NONE I THE ENDS OF KINSHIP: CARE AND BELONGING BETWEEN NEPAL AND NEW YORK CITY 25,000
    STEFANIA TUTINO
    135 BROOKS AVENUE
    VENICE,CA90291     		NONE I A FAKE SAINT, AN AMBITIOUS JURIST, AND THE TRUE CHURCH: STORY OF A FORGERY IN SEVENTEENTH-CENTURY ITALY 50,000
    STEPHEN HAYES
    3705 SE 11TH AVE
    PORTLAND,OR97202     		NONE I FINE ARTS 27,500
    STEVEN SUBOTNICK
    228 GANO STREET
    PROVIDENCE,RI02906     		NONE I FILM-VIDEO 27,500
    STRATIS PAPAIOANNOU
    48 COLLEGE STREET
    PROVIDENCE,RI02912     		NONE I A HISTORY OF BYZANTINE LITERATURE 50,000
    SUSAN FALUDI
    38 MAIN STREET
    NORTHAMPTON,MA01060     		NONE I LEFT IN THE WILDERNESS 25,000
    TEJU COLE
    12 QUINCY STREET
    CAMBRIDGE,MA02138     		NONE I RADIO LAGOS 55,000
    THEO DAVIS
    23 HASLET STREET APT 2
    ROSLINDALE,MA02131     		NONE I SENSATIONS OF FREEDOM: SOMATICS AND PERSONAL DEVELOPMENT IN AMERICAN LITERATURE 25,000
    THOMAS CHRISTENSEN
    5401 SOUTH GREENWOOD AVENUE
    CHICAGO,IL60615     		NONE I FETIS AND THE TONAL IMAGINATION: DISCOURSES OF TONALITY IN NINETEENTH-CENTURY FRANCE 50,000
    TODD GRAY
    4213 DON ARELLANES DRIVE
    LOS ANGELES,CA90008     		NONE I FINE ARTS 26,000
    TONIA KO
    1215 E HYDE PARK BLVD
    CHICAGO,IL60615     		NONE I MUSIC COMPOSITION 60,000
    TSAR FEDORSKY
    35 LEVERETT STREET
    GLOUCESTER,MA01930     		NONE I PHOTOGRAPHY 30,000
    TYEHIMBA JESS
    BUILDING 2S ROOM 122
    STATEN ISLAND,NY10314     		NONE I POETRY 25,000
    ULRIKE MALMENDIER
    EVANS HALL
    BERKELEY,CA94720     		NONE I THE ROLE OF LIFETIME EXPERIENCES IN ECONOMIC DECISION-MAKING 45,000
    VIVIEN A SCHMIDT
    154 BAY STATE ROAD ROOM 303
    BOSTON,MA02215     		NONE I THE RHETORIC OF DISCONTENT: A TRANSATLANTIC INQUIRY INTO THE WEST'S CRISIS OF DEMOCRATIC CAPITALISM 50,000
    WAI-YEE LI
    129 FAYERWEATHER STREET
    CAMBRIDGE,MA02138     		NONE I THE PARADOXES OF THINGS: LIFE AND ART IN LATE IMPERIAL CHINA 25,000
    WILLIAM D CABALLERO
    4627 FINLEY AVENUE APT 101
    LOS ANGELES,CA90027     		NONE I FILM-VIDEO 15,000
    YOSHIAKI ONISHI
    14 ALBANY DRIVE
    COLUMBIA,MO65201     		NONE I MUSIC COMPOSITION 30,000
    Total .................................bullet 3b 5,617,500
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 1,977,119  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 36,357,074  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aOTHER INVESTMENT LOSSES PASSED THROUGH FROM INVESTMENTS IN LP'S     		    14 -3,530  
    bUNRELATED BUSINESS INCOME (LOSSES) PASSED THROUGH FROM INVESTMENTS IN LP'S 900000 -25,697      
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. -25,697 38,330,663 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    38,304,966
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2018
    Name of the organization
    JOHN SIMON GUGGENHEIM MEMORIAL
    FOUNDATION
    Employer identification number

    13-5673173
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018) Page 2
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL
    FOUNDATION         		Employer identification number
    13-5673173
    Part I
    Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    THE DOROTHY TAPPER GOLDMAN FOUNDATION
     
    1070 PARK AVENUE
     
    NEW YORK, NY10128

    		$ 50,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    ESTATE OF PHILIP ROTH
     
    46 WEST STREET PO BOX 278
     
    LITCHFIELD, CT06759

    		$ 670,214


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
    MARIELLA M & ROBERT J ZIOBRO
     
    6 ROTHSCHILD COURT
     
    GRAITHERSBURG, MD20878

    		$ 66,150


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
    ESTATE OF NORBERTO PALLERONI
     
    33 CLINTON ROAD - 100
     
    WEST CALDWELL, NJ07006

    		$ 50,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    5
    THE AARON COPLAND FUND FOR MUSIC
     
    254 WEST 31ST STREET 15TH FLOOR
     
    NEW YORK, NY10001

    		$ 35,625


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    6
    THE TAYLOR FAMILY FOUNDATION
     
    100 CRESCENT COURT SUITE 525
     
    DALLAS, TX75201

    		$ 15,000


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL
    FOUNDATION         		Employer identification number
    13-5673173
    Part I
    Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    7
    DEBORAH E HARKNESS
     
    1080 DARBY ROAD
     
    SAN MARINO, CA91108

    		$ 10,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    8
    SANDRA WIJNBERG
     
    16 WEST 77TH STREET - 10E
     
    NEW YORK, NY10024

    		$ 20,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    9
    ESTATE OF PETER HAIDU
     
    161 ATLANTIC AVENUE 201
     
    BROOKLYN, NY11201

    		$ 20,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    10
    THE RICHARD AMD NATALIE JACOFF FOUNDATION INC
     
    SEVEN TIMES SQUARE 46TH FLOOR
     
    NEW YORK, NY10036

    		$ 10,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    11
    ROGER A SCHMITZ
     
    16865 LONDONBERRY LANE
     
    SOUTH BEND, IN46635

    		$ 40,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    12
    ERIC SCHWARTZ
     
    120 EAST END AVENUE APT 17B
     
    NEW YORK, NY10028

    		$ 20,000


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL
    FOUNDATION         		Employer identification number
    13-5673173
    Part I
    Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    13
    WALTER HAMADY
     
    201 NORTH HAY HOLLOW ROAD
     
    MOUNT HOREB, WI58572

    		$ 10,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    14
    ERIC MASKIN
     
    HARVARD UNIVERSITY - LITTAUER 312
     
    CAMBRIDGE, MA02138

    		$ 8,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    15
    JERRY SEBAG
     
    7677 CENTER AVENUE STE 400
     
    HUNTINGTON BEACH, CA92647

    		$ 5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    16
    DWIGHT LEE
     
    434 WEST 20TH STREET 3
     
    NEW YORK, NY10011

    		$ 7,500


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    17
    WILLIAM KELLY
     
    425 RIVERSIDE DRIVE
     
    NEW YORK, NY10025

    		$ 5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    18
    STEPHEN COHEN
     
    340 RIVERSIDE DRIVE 8B
     
    NEW YORK, NY10025

    		$ 5,000


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 3
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL
    FOUNDATION         		Employer identification number

    13-5673173
    Part II
    Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 4
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL
    FOUNDATION         		Employer identification number

    13-5673173
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2018 AccountingFeesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    AUDIT & TAXES 53,832 24,226   29,606

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2018 DepreciationSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    COMPUTER EQUIPMENT 2005-01-01 150,138 150,138 SL 3.000000000000 0 0    
    LEASEHOLD IMPROVEMENTS 2008-07-01 588,709 104,662 SL 7.000000000000 39,248 0    
    OFFICE FURNITURE 2008-07-01 246,094 93,750 SL 5.000000000000 35,156 0    
    WEBSITE DEVELOPMENT 2008-07-01 828,172 810,172 SL 3.000000000000 0 0    

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Name of Stock End of Year Book Value End of Year Fair Market Value
    NEUBERGER BERMAN - PUBLICLY TRADED EQUITIES 1,402 1,402

    TY 2018 InvestmentsOtherSchedule2
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    SHORT-TERM INVESTMENTS FMV 14,718 14,718
    DAVIDSON KEMPNER DISTRESSED OPP INT'L, LTD. FMV 14,062,846 14,062,846
    HHR ATLAS FUND FMV 14,071,278 14,071,278
    KING STREET CAPITAL, LTD. FMV 6,015,766 6,015,766
    ODYSSEY INVESTMENT PARTNERS FUND III FMV 100,758 100,758
    OWL CREEK OVERSEAS FUND FMV 19,061,383 19,061,383
    ROCKEFELLER ACCESS FUND 06-I, LLC FMV 437,254 437,254
    BOSTWICK COMPOUND OFFSHORE, LTD. FMV 23,551,218 23,551,218
    PAULSON RE RECOVERY, LP FMV 2,777,841 2,777,841
    VIKING LONG FUND III, LTD. FMV 17,549,460 17,549,460
    SPDR S & P ETF TRUST FMV 2,553,932 2,553,932
    JPM MANAGED INCOME FUND FMV 671,364 671,364
    COATUE LONG ONLY OFFSHORE FUND FMV 8,620,485 8,620,485
    VENBIO SELECT FUND, LTD. FMV 15,584,223 15,584,223
    TIGER GLOBAL LONG OPPORTUNITIES, LTD. FMV 7,420,497 7,420,497
    VALUEACT CAPITAL INTERNATIONAL FMV 10,256,557 10,256,557
    BRIARWOOD CAPITAL MANAGEMENT FMV 2,499,282 2,499,282
    CASDIN PARTNERS OFFSHORE FMV 7,935,984 7,935,984
    AEOLUS PROPERTY FMV 3,000,000 3,000,000
    PHOENIX FUND FMV 20,000,000 20,000,000
    JPM - TRACKERS MSCI JAPAN HEDGE FMV 4,407,982 4,407,982
    JPM - ISHARES CORE MSCI EMERGING FMV 10,142,059 10,142,059
    PARTNERS HARRIER FUND FMV 5,926,629 5,926,629
    HUNT IANE CAPITAL FUND FMV 6,404,224 6,404,224
    ISHANA CAPITAL OFFSHORE FUND FMV 7,005,880 7,005,880
    PALESTRA CAPITAL OFFSHORE FUND, LTD FMV 3,560,611 3,560,611
    AKO EUROPEAN LONG-ONLY FUND FMV 10,444,800 10,444,800
    WMQS GLOBAL EQUITY OFFSHORE FUND, LTD. FMV 9,409,978 9,409,978
    THE CHILDRENS INVESTMENT FUND FMV 8,110,800 8,110,800
    FINANCIAL OPPORTUNITY FUND, LTD. FMV 6,076,166 6,076,166
    CAPULA TAIL RISK FUND, LTD. FMV 7,163,324 7,163,324

    TY 2018 LandEtcSchedule2
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    COMPUTER EQUIPMENT 150,138 150,138 0  
    LEASEHOLD IMPROVEMENTS 588,709 143,910 444,799  
    OFFICE FURNITURE 246,094 128,906 117,188  
    WEBSITE DEVELOPMENT 828,172 810,172 18,000  


    TY 2018 LegalFeesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 11,725 0   11,725


    TY 2018 OtherAssetsSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    PREPAID FEDERAL EXCISE TAXES 222,960 161,037 161,037
    DUE FROM BROKER 284,058 15,145,290 15,145,290


    TY 2018 OtherDecreasesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description Amount
    UNREALIZED LOSS ON INVESTMENTS 42,563,135
    NON TAXABLE LOSSES PER K-1'S FROM PARTNERSHIPS 858,978


    TY 2018 OtherExpensesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    SMALL OFFICE EQUIPMENT 321,041 40,130   280,911
    TELEPHONE 20,394 1,211   19,183
    POSTAGE, STATIONARY 29,726 2,974   27,164
    INSURANCE 31,765 1,729   30,036
    MISCELLANEOUS 108,446 0   116,262
    ANNUITY PAYMENTS 19,896 0   19,896
    OTHER DEDUCTIONS RELATED TO PORTFOLIO INCOME PER K-1'S 537,370 537,370   0
    PENSION AND POSTRETIREMENT BENEFIT CHANGES OTHER THAN PERIODIC BENEFIT COSTS 951,234 56,503   0
    FEDERAL UNRELATED BUSINESS INCOME TAX BENEFIT -60,944 0   0
    NYS UNRELATED BUSINESS INCOME TAX BENEFIT -1,941 0   0


    TY 2018 OtherIncomeSchedule2
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INVESTMENT LOSSES PASSED THROUGH FROM INVESTMENTS IN LP'S -3,530 -3,530 -3,530
    UNRELATED BUSINESS INCOME (LOSSES) PASSED THROUGH FROM INVESTMENTS IN LP'S -25,697   -25,697


    TY 2018 OtherIncreasesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description Amount
    DEFERRED FEDERAL EXCISE TAX 851,262
    ADJUSTMENT TO REALIZED GAINS PER BOOKS - STEEL PARTNERS HOLDINGS 277,741


    TY 2018 OtherLiabilitiesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description Beginning of Year - Book Value End of Year - Book Value
    DEFERRED EXCISE TAX LIABILITY 1,948,716 1,097,454
    POSTRETIREMENT BENEFIT LIABILITY 3,874,519 3,678,945
    DEFERRED LEASE INCENTIVE 1,037,381 1,030,442
    PENSION ACCOUNT LIABILITY 1,892,604 2,483,944


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT CUSTODY AND ADVISORY FEES 463,083 463,083   0
    ACTUARY FEES 21,800 1,295   20,505
    MISCELLANEOUS 93,552 0   93,552


    TY 2018 TaxesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 401,923 0   0
    FOREIGN TAX WITHHELD 72,809 72,809   0