| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INDIRECT ACCOUNTING FEES | 2,500 | 1,250 | 1,250 |
| Name | Date Acquired | How Acquired | Date Sold | Purchaser Name | Gross Sales Price | Basis | Basis Method | Sales Expenses | Total (net) | Accumulated Depreciation |
|---|---|---|---|---|---|---|---|---|---|---|
| ISHARES TR | 2018-09 | PURCHASE | 2018-10 | 20,202 | 20,853 | -651 | ||||
| ISHARES TR | 2018-06 | PURCHASE | 2018-07 | 37,400 | 36,126 | 1,274 | ||||
| NUVEEN NY | 2018-10 | PURCHASE | 2018-12 | 9,400 | 9,100 | 300 | ||||
| SPDR BLOOMBERG | 2018-06 | PURCHASE | 2018-10 | 10,702 | 10,833 | -131 | ||||
| STARWOOD PROPERTY | 2018-08 | PURCHASE | 2018-12 | 10,480 | 11,393 | -913 | ||||
| VANGUARD TOTAL STOCK | 2018-01 | PURCHASE | 2018-06 | 41,849 | 42,903 | -1,054 | ||||
| BLACKROCK HEALTH | 2016-10 | PURCHASE | 2018-12 | 11,457 | 9,971 | 1,486 | ||||
| SPDR S&P | 2017-02 | PURCHASE | 2018-10 | 48,199 | 42,725 | 5,474 | ||||
| VANGUARD SHORT TERM | 2016-07 | PURCHASE | 2018-01 | 47,435 | 48,332 | -897 | ||||
| BANK OF CHINA | 2018-06 | PURCHASE | 2018-07 | 15,000 | 15,000 | |||||
| ALABAMA ST | 2017-12 | PURCHASE | 2018-07 | 10,177 | 10,339 | -162 | ||||
| FIRST NATIONAL BANK OF PA | 2018-07 | PURCHASE | 2018-10 | 20,000 | 20,000 | |||||
| PEOPLESBANK | 2018-11 | PURCHASE | 2018-12 | 20,000 | 20,000 | |||||
| BANK OF CHINA | 2018-09 | PURCHASE | 2018-12 | 20,000 | 20,000 | |||||
| PROTECTIVE LIFE CORP | 2009-12 | PURCHASE | 2018-01 | 5,000 | 5,000 | |||||
| MORGAN STANLEY | 2013-02 | PURCHASE | 2018-02 | 9,919 | 9,988 | -69 | ||||
| ROYCE VALUE | 2009-04 | PURCHASE | 2018-03 | 7 | 4 | 3 | ||||
| PRUDENTIAL FINANCIAL | 2016-09 | PURCHASE | 2018-04 | 9,755 | 10,471 | -716 | ||||
| GUGGENHEIM US | 2017-01 | PURCHASE | 2018-04 | 21,405 | 22,013 | -608 | ||||
| INVESCO DIVERSIFIED | 2010-08 | PURCHASE | 2018-06 | 9,994 | 5,754 | 4,240 | ||||
| PRUDENTIAL FINANCIAL | 2016-06 | PURCHASE | 2018-06 | 14,636 | 15,351 | -715 | ||||
| JPMORGAN CHASE | 2005-07 | PURCHASE | 2018-06 | 20,000 | 20,918 | -918 | ||||
| ROYCE VALUE TRUST | 2009-04 | PURCHASE | 2018-06 | 15 | 8 | 7 | ||||
| ROYCE MICRO CAP | 2012-06 | PURCHASE | 2018-06 | 1 | 1 | |||||
| TEKLA HEALTHCARE | 2010-03 | PURCHASE | 2018-06 | 20 | 13 | 7 | ||||
| PORT AUTHORITY | 2017-04 | PURCHASE | 2018-07 | 15,000 | 15,000 | |||||
| GENERAL ELECTRIC | 2012-07 | PURCHASE | 2018-08 | 10,000 | 10,000 | |||||
| PIONEER STRATEGIC | 2015-10 | PURCHASE | 2018-09 | 39,994 | 39,979 | 15 | ||||
| PIONEER STRATEGIC | 2015-10 | PURCHASE | 2018-09 | 13,619 | 13,657 | -38 | ||||
| ROYCE MICRO-CAP | 2012-06 | PURCHASE | 2018-09 | 6 | 5 | 1 | ||||
| ROYCE VALUE TRUST | 2009-04 | PURCHASE | 2018-09 | 12 | 6 | 6 | ||||
| GUGGENHEIM S&P | 2017-09 | PURCHASE | 2018-10 | 10,627 | 10,014 | 613 | ||||
| THL CREDIT | 2015-03 | PURCHASE | 2018-11 | 15,000 | 15,217 | -217 | ||||
| THL CREDIT | 2016-02 | PURCHASE | 2018-11 | 10,000 | 9,963 | 37 | ||||
| YONKERS NY | 2015-05 | PURCHASE | 2018-11 | 9,632 | 10,002 | -370 | ||||
| GENERAL ELECTRIC | 2013-05 | PURCHASE | 2018-11 | 7,723 | 10,313 | -2,590 | ||||
| ROYCE VALUE TRUST | 2009-04 | PURCHASE | 2018-12 | 3 | 2 | 1 | ||||
| TEKLA HEALTHCARE | 2010-03 | PURCHASE | 2018-12 | 12 | 9 | 3 | ||||
| TIMBERLINE BANK | 2018-06 | PURCHASE | 2018-07 | 15,000 | 15,000 | |||||
| RETURN OF PRINCIPAL | 2018-01 | PURCHASE | 2018-12 | 1,044 | 1,044 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| RAYMOND JAMES | 234,894 | 254,112 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| STOCK | 199,318 | 326,794 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| MUTUAL FUNDS | FMV | 281,686 | 277,082 |
| ETP,S | FMV | 69,605 | 62,723 |
| CD'S | FMV | 90,000 | 88,815 |
| OTHER | 10,284 | 10,284 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| EXPENSES | ||||
| NYS FILING FEES | 465 | 465 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | 3,841 | 3,841 |