Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
DOROTHY U DALTON FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)C/O GREENLEAF TRUST 211 S ROSE ST
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
KALAMAZOO, MI49007
A Employer identification number

38-2240062
B Telephone number (see instructions)

(269) 388-9800
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$32,097,858J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 59,891 59,891  
4 Dividends and interest from securities... 559,886 559,886  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 631,864
b Gross sales price for all assets on line 6a 5,190,231
7 Capital gain net income (from Part IV, line 2)... 631,864
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 9,400 0  
12 Total. Add lines 1 through 11........ 1,261,041 1,251,641  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 6,600 3,300   3,300
c Other professional fees (attach schedule).... Click to see attachment 181,494 157,494   24,000
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 14,534 14,534   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 7,780 20   7,760
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 210,408 175,348   35,060
25 Contributions, gifts, grants paid....... 1,637,020 1,637,020
26 Total expenses and disbursements. Add lines 24 and 25 1,847,428 175,348   1,672,080
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -586,387
b Net investment income (if negative, enter -0-) 1,076,293
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 3,714 14,113 14,113
2 Savings and temporary cash investments......... 3,569,991 3,262,655 3,262,655
3 Accounts receivable bullet7,108
Less: allowance for doubtful accounts bullet   14,485 7,108 7,108
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 2,499,975 Click to see attachment2,805,253 2,755,334
b Investments—corporate stock (attach schedule)....... 3,161,320 Click to see attachment3,023,699 3,724,754
c Investments—corporate bonds (attach schedule)....... 3,505,337 Click to see attachment3,363,550 3,289,772
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 18,720,758 Click to see attachment18,412,815 19,044,122
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 31,475,580 30,889,193 32,097,858
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 14,119,390 14,119,390
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 17,356,190 16,769,803
30 Total net assets or fund balances (see instructions)..... 31,475,580 30,889,193
31 Total liabilities and net assets/fund balances (see instructions). 31,475,580 30,889,193
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
31,475,580
2
Enter amount from Part I, line 27a .....................
2
-586,387
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
30,889,193
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
30,889,193
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b CAPITAL GAINS DIVIDENDS P    
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 5,009,645   4,558,367 451,278
b 180,586     180,586
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       451,278
b       180,586
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 631,864
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 1,659,673 33,132,636 0.050092
2016 1,635,878 31,494,350 0.051942
2015 1,791,637 33,958,560 0.052760
2014 2,118,136 35,377,868 0.059872
2013 1,666,593 32,837,963 0.050752
2
Total of line 1, column (d) .....................
2
0.265418
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.053084
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
34,265,676
5
Multiply line 4 by line 3......................
5
1,818,959
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
10,763
7
Add lines 5 and 6........................
7
1,829,722
8
Enter qualifying distributions from Part XII, line 4,.............
8
1,672,080
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 21,526
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 21,526
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 21,526
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 29,171
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 29,171
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 7,645
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet7,645 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMI
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletRN KILGORE GREENLEAF TRUST Telephone no.bullet (269) 388-9800

    Located atbullet211 SOUTH ROSE STREETKALAMAZOOMI ZIP+4bullet49007
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JUDY K JOLLIFFE PRESIDENT & DIRECTOR
    1.00     		0 0 0
    211 SOUTH ROSE STREET
    KALAMAZOO,MI49007
    RONALD N KILGORE SECRETARY, TREASURER & DIR
    4.00     		0 0 0
    211 SOUTH ROSE STREET
    KALAMAZOO,MI49007
    JAY GARSIDE DIRECTOR
    1.00     		0 0 0
    211 SOUTH ROSE STREET
    KALAMAZOO,MI49007
    SARAH A JOHANSSON DIRECTOR
    1.00     		0 0 0
    211 SOUTH ROSE STREET
    KALAMAZOO,MI49007
    RACHEL WORGESS DIRECTOR
    1.00     		0 0 0
    211 SOUTH ROSE STREET
    KALAMAZOO,MI49007
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    GREENLEAF TRUST ASSET MANAGEMENT 181,494
    211 SOUTH ROSE ST
    KALAMAZOO,MI49007
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    31,282,375
    b
    Average of monthly cash balances.......................
    1b
    3,505,113
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    34,787,488
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    34,787,488
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    521,812
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    34,265,676
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,713,284
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,713,284
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    21,526
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    21,526
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,691,758
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    9,400
    5
    Add lines 3 and 4............................
    5
    1,701,158
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,701,158
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,672,080
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,672,080
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,672,080
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 1,701,158
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 70,394
    b From 2014...... 421,509
    c From 2015...... 120,103
    d From 2016...... 90,487
    e From 2017...... 58,817
    fTotal of lines 3a through e........ 761,310
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 1,672,080
    a Applied to 2017, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 1,672,080
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 29,078 29,078
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 732,232
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		41,316
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		690,916
    10 Analysis of line 9:
    a Excess from 2014.... 421,509
    b Excess from 2015.... 120,103
    c Excess from 2016.... 90,487
    d Excess from 2017.... 58,817
    e Excess from 2018....  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    RONALD N KILGORE GREENLEAF TRUST
    211 SOUTH ROSE STREET
    KALAMAZOO,MI49007
    (269) 388-9800
    bThe form in which applications should be submitted and information and materials they should include:
    APPLICANTS SHOULD SUBMIT A BRIEF DESCRIPTION AND BUDGET OF THE PROJECT OR PROGRAM THAT THE GRANT IS INTENDED TO FUND.
    cAny submission deadlines:
    THE BOARD MEETS TO ACT ON APPLICATIONS IN JUNE, SEPTEMBER AND DECEMBER.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    NO GRANTS OR LOANS WILL BE GIVEN TO INDIVIDUALS.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AACORN FARM INC
    2016 N 5TH ST
    KALAMAZOO,MI49009     		  PC FARMS SKILLS-BUILDING PROGRAM 7,500
    AMERICAN RED CROSS
    5460 VENTURE CT
    KALAMAZOO,MI49009     		  PC DISASTER CYCLE SERVICES 5,000
    ARTS COUNCIL OF GREATER KALAMAZOO
    359 S BURDICK ST STE 203
    KALAMAZOO,MI49007     		  PC GENERAL SUPPORT 10,000
    BACH FESTIVAL SOCIETY
    1200 ACADEMY STREET
    KALAMAZOO,MI49006     		  PC GENERAL SUPPORT FOR 2017-2018 SEASON 3,000
    BALLET ARTS ENSEMBLE INC
    2018 RAMBLING ROAD
    KALAMAZOO,MI49008     		  PC 2018 SPRING CONCERT 3,000
    BIG BROTHERS BIG SISTERS
    3501 COVINGTON RD
    KALAMAZOO,MI49001     		  PC ONE-TO-ONE MENTORING 10,000
    BLACK ARTS & CULTURAL CENTER
    359 S KALAMAZOO MALL
    KALAMAZOO,MI49007     		  PC GENERAL SUPPORT 10,000
    BORGESS FOUNDATION
    1521 GULL RD
    KALAMAZOO,MI49048     		  PC PSYCHIATRIC CRISIS INTERVENTION UNIT 25,000
    BORGESS FOUNDATION
    1521 GULL RD
    KALAMAZOO,MI49048     		  PC GENERAL SUPPORT 25,000
    BOY SCOUTS OF AMERICA SOUTHERN SHORES
    3497 S 9TH STREET
    KALAMAZOO,MI49009     		  PC STAFF AND VOLUNTEER TRAINING PROGRAM - KALAMAZOO COUNTY 7,500
    BOYS & GIRLS CLUBS OF GREATER KALAMAZOO
    915 LAKE STREET
    KALAMAZOO,MI49001     		  PC DOUGLAS UNIT OPERATIONS 45,000
    BRONSON HEALTH FOUNDATION
    301 JOHN STREET BOX C
    KALAMAZOO,MI49007     		  PC MOTHER'S MILK BANK FREEZER 20,000
    BUILDING BLOCKS OF KALAMAZOO
    1822 W MILHAM AVE STE 4
    PORTAGE,MI49024     		  PC GENERAL SUPPORT 5,000
    CAN-DO KITCHEN
    3501 LAKE ST
    KALAMAZOO,MI49048     		  PC BUILDING OUR CAPACITY 3,500
    COMMUNITY HEALING CENTERS
    2615 STADIUM DRIVE
    KALAMAZOO,MI49008     		  PC CHARITABLE CARE FUNDING 50,000
    COMMUNITY HOMEWORKS
    504 S WESTNEDGE AVENUE
    KALAMAZOO,MI49008     		  PC WEATHERIZATION, CRITICAL REPAIR, HOME EDUCATION 10,000
    CONSTANCE BROWN HEARING & SPEECH CENTER
    4855 W CENTRE AVE
    PORTAGE,MI49024     		  PC FINANCIAL ASSISTANCE PROGRAM 10,000
    DISABILITY NETWORK OF SOUTHWEST MICHIGAN
    517 EAST CROSSTOWN PARKWAY
    KALAMAZOO,MI49001     		  PC INDEPENDENT LIVING PROGRAM 5,000
    DOUGLAS COMMUNITY ASSOCIATION
    1000 W PATERSON STREET
    KALAMAZOO,MI49007     		  PC COMMUNITY HEALING FROM TRAUMA PROGRAM 25,000
    ECUMENICAL SENIOR CENTER
    702 N BURDICK
    KALAMAZOO,MI49007     		  PC BUILDING AND GROUNDS IMPROVEMENTS 7,500
    FAMILY & CHILDREN SERVICES
    1608 LAKE ST
    KALAMAZOO,MI49001     		  PC TRUSTEE DIRECTED - HANDLE WITH CARE 500
    FARMERS ALLEY THEATRE INC
    700 MALL DRIVE
    PORTAGE,MI49024     		  PC STUDENT TICKET INITIATIVE 2,500
    FIRST DAY SHOE FUND
    6750 CHIME STREET
    KALAMAZOO,MI49009     		  PC GENERAL SUPPORT 4,500
    FONTANA CHAMBER ARTS
    359 S BURDICK ST SUITE 200
    KALAMAZOO,MI49007     		  PC TRUSTEE DIRECTED - GENERAL SUPPORT 1,000
    FONTANA CHAMBER ARTS
    359 S BURDICK ST SUITE 200
    KALAMAZOO,MI49007     		  PC OUTREACH AND EDUCATIONAL PROGRAMS 7,500
    GFM THE SYNERGY
    625 HARRISON STREET
    KALAMAZOO,MI49007     		  PC URBANZONE PROJECT 5,000
    GIRL SCOUTS HEART OF MICHIGAN
    601 WEST MAPLE STREET
    KALAMAZOO,MI49008     		  PC KALAMAZOO COMMUNITY OUTREACH 10,000
    GLASS ART KALAMAZOO
    326 W KALAMAZOO AVE 100
    KALAMAZOO,MI49007     		  PC COLD SHOP RENOVATION PHASE II 3,000
    GOODWILL INDUSTRIES OF SW MICHIGAN
    420 E ALCOTT STREET
    KALAMAZOO,MI49001     		  PC LIFE GUIDES 12,000
    GUARDIAN FINANCE AND ADVOCACY SERVICES
    1000 S BURDICK STREET 200
    KALAMAZOO,MI49001     		  PC GUARDIANSHIP SUPPORT FOR KALAMAZOO COUNTY 5,000
    HERITAGE COMMUNITY OF KALAMAZOO
    2400 PORTAGE STREET
    KALAMAZOO,MI49001     		  PC CAPITAL CAMPAIGN - MEMORY CARE LEARNING CENTER 150,000
    HOSPICE CARE OF SOUTHWEST MI
    222 N KALAMAZOO MALL 100
    KALAMAZOO,MI49007     		  PC TRUSTEE DIRECTED - GENERAL SUPPORT 500
    HOSPITAL HOSPITALITY HOUSE OF KALAMAZOO INC
    527 W SOUTH ST
    KALAMAZOO,MI49007     		  PC TWO HOUSES ONE HEART 50,000
    HOUSING RESOURCES INC
    420 E ALCOTT ST 200
    KALAMAZOO,MI49001     		  PC GENERAL SUPPORT 30,000
    IRVING S GILMORE INT'L KEYBOARD FESTIVAL
    359 S BURDICK ST SUITE 101
    KALAMAZOO,MI49007     		  PC GILMORE PIANO CAMP 10,000
    JULIUS AND ESTER STULBERG STRING COMPETITION INC
    359 S KALAMAZOO MALL STE 14
    KALAMAZOO,MI49007     		  PC FEES FOR COMPETITION ADJUDICATORS 4,000
    JUNIOR ACHIEVEMENT OF SOUTHWEST MICHIGAN
    2775 W DICKMAN RD H3
    SPRINGFIELD,MI49037     		  PC FINANCIAL EMPOWERMENT FOR YOUTH PROGRAM 3,000
    KAIROS DWELLING
    2945 GULL RD
    KALAMAZOO,MI49048     		  PC GENERAL SUPPORT 25,000
    KALAMAZOO AVIATION HISTORY MUSEUM
    6151 PORTAGE ROAD
    PORTAGE,MI49002     		  PC EDUCATION CLASSROOM RENOVATION 15,000
    KALAMAZOO BOOK ARTS CENTER
    326 W KALAMAZOO AVE 103A
    KALAMAZOO,MI49007     		  PC GENERAL SUPPORT 4,000
    KALAMAZOO CENTER FOR YOUTH AND COMMUNITY
    PO BOX 50227
    KALAMAZOO,MI49005     		  PC STRUGGLING LEARNERS PROGRAM 10,000
    KALAMAZOO CIVIC THEATER
    329 S PARK STREET
    KALAMAZOO,MI49007     		  PC ADVANCEMENT CAMPAIGN 100,000
    KALAMAZOO CIVIC THEATER
    329 S PARK STREET
    KALAMAZOO,MI49007     		  PC GENERAL SUPPORT 150,000
    KALAMAZOO COLLEGE
    1200 ACADEMY STREET
    KALAMAZOO,MI49006     		  PC FESTIVAL PLAYHOUSE 40,000
    KALAMAZOO CONCERT BAND
    2200 AUDITORIUM DR
    KALAMAZOO,MI49006     		  PC DANCING ON AIRS PROGRAM 3,000
    KALAMAZOO COUNTY HUMANE SOCIETY
    2500 LAKE ST
    KALAMAZOO,MI49048     		  PC CAPITAL CAMPAIGN 50,000
    KALAMAZOO COUNTY READY 4S
    259 E MICHIGAN AVE 209
    KALAMAZOO,MI49007     		  PC GENERAL SUPPORT 20,000
    KALAMAZOO GAY LESBIAN RESOURCE CENTER
    340 S ROSE ST
    KALAMAZOO,MI49007     		  PC CROSSING BRIDGES/CROSSING BORDERS 3,000
    KALAMAZOO GOSPEL MISSION
    448 N BURDICK ST
    KALAMAZOO,MI49007     		  PC TRUSTEE DIRECTED - WOMEN'S & CHILDREN'S SHELTER 500
    KALAMAZOO GOSPEL MISSION
    448 N BURDICK ST
    KALAMAZOO,MI49007     		  PC CAPITAL CAMPAIGN 100,000
    KALAMAZOO IN BLOOM
    PO BOX 20178
    KALAMAZOO,MI49019     		  PC COMMUNITY PLANTINGS 5,000
    KALAMAZOO INSTITUTE OF ARTS
    314 SOUTH PARK STREET
    KALAMAZOO,MI49007     		  PC KIA YOUTH EDUCATION PROGRAMS 25,000
    KALAMAZOO JUNIOR SYMPHONY
    714 S WESTNEDGE
    KALAMAZOO,MI49007     		  PC YOUTH ORCHESTRA TRAINING PROGRAM AND OUTREACH 4,000
    KALAMAZOO LOAVES AND FISHES
    901 PORTAGE STREET
    KALAMAZOO,MI49001     		  PC GENERAL SUPPORT 25,000
    KALAMAZOO NEIGHBORHOOD HOUSING SERVICES
    802 S WESTNEDGE AVE
    KALAMAZOO,MI49008     		  PC HOMEOWNERSHIP CENTER 8,000
    KALAMAZOO PUBLIC LIBRARY
    315 S ROSE ST
    KALAMAZOO,MI49007     		  PC ONEPLACE PROGRAMS AND SERVICES 15,000
    KALAMAZOO SYMPHONY ORCHESTRA
    359 S BURDICK ST SUITE 100
    KALAMAZOO,MI49007     		  PC ARTISTS IN RESIDENCE PROGRAM 20,000
    MAKE A WISH FOUNDATION OF MICHIGAN
    7600 GRAND RIVER AVENUE STE 175
    BRIGHTON,MI48114     		  PC KALAMAZOO-WISH GRANTING PROGRAM 5,000
    MERZE TATE EXPLORERS
    310 E MICHIGAN AVE BOX 51042
    KALAMAZOO,MI49005     		  PC MULTI-MEDIA EXPLORATION PROGRAM 2,000
    MICHIGAN FESTIVAL OF SACRED MUSIC
    PO BOX 50566
    KALAMAZOO,MI49005     		  PC GENERAL SUPPORT 2,500
    MINISTRY WITH COMMUNITY
    440 N CHURCH STREET
    KALAMAZOO,MI49007     		  PC DROP-IN MEALS PROGRAM 30,000
    NEW YEAR'S FEST
    346 W MICHIGAN AVENUE
    KALAMAZOO,MI49007     		  PC 2018-19 NEW YEAR'S FEST 10,000
    OPEN DOORS KALAMAZOO
    1141 S ROSE ST 3
    KALAMAZOO,MI49001     		  PC GENERAL SUPPORT 25,000
    OPEN ROADS BIKE PROGRAM
    1523 RIVERVIEW DRIVE
    KALAMAZOO,MI49004     		  PC EARN A BIKE PROGRAM 3,000
    PARKS FOUNDATION OF KALAMAZOO COUNTY
    3299 GULL RD
    KALAMAZOO,MI49048     		  PC KALAMAZOO RIVER VALLEY TRAIL PROJECT 25,000
    PRETTY LAKE VACATION CAMP
    9123 WEST Q AVENUE
    MATTAWAN,MI49071     		  PC CAMPER SUPPORT PROGRAM 20,000
    PREVENTION WORKS
    611 WHITCOMB ST A
    KALAMAZOO,MI49008     		  PC ADVANCEMENT CAMPAIGN 100,000
    READ AND WRITE KALAMAZOO
    802 S WESTNEDGE AVE
    KALAMAZOO,MI49008     		  PC RAWK BUILDING CAPACITY 10,000
    SHERMAN LAKE YMCA
    6225 N 39TH ST
    AUGUSTA,MI49012     		  PC TRUSTEE DIRECTED - GENERAL SUPPORT 1,000
    SLD CENTER
    5250 LOVERS LANE SUITE LL100
    KALAMAZOO,MI49002     		  PC TRUSTEE DIRECTED - KZOO KIDS IN NEED FINANCIALLY WITH DYSLEXIA 1,000
    SLD CENTER
    5250 LOVERS LANE SUITE LL100
    KALAMAZOO,MI49002     		  PC GENERAL SUPPORT 7,500
    SPECIAL OLYMPICS MICHIGAN
    4024 STUDENT RECREATION CENTER WMU
    KALAMAZOO,MI49008     		  PC KALAMAZOO PARTICIPANTS - SPECIAL OLYMPICS AT WMU 5,000
    THE ARC COMMUNITY ADVOCATES
    3901 EMERALD DR
    KALAMAZOO,MI49001     		  PC FIND PROGRAM 7,500
    UNITED WAY OF BATTLE CREEK AND KALAMAZOO REGION
    409 S WESTNEDGE AVE
    KALAMAZOO,MI49007     		  PC ANNUAL CAMPAIGN 60,000
    VIBRANT KALAMAZOO
    1523 RIVERVIEW DRIVE
    KALAMAZOO,MI49004     		  PC EASTSIDE GATEWAY PROJECT 25,000
    WELLSPRING CORI TERRY & DANCERS
    359 S KALAMAZOO MALL 204
    KALAMAZOO,MI49007     		  PC COMMUNITY ENGAGEMENT THROUGH DANCE (CETD) 3,500
    WEST MICHIGAN CANCER CENTER
    200 N PARK ST
    KALAMAZOO,MI49007     		  PC TRUSTEE DIRECTED - GENERAL SUPPORT 500
    WEST MICHIGAN CANCER CENTER
    200 N PARK ST
    KALAMAZOO,MI49007     		  PC PATIENT CARE SERVICES PROGRAM 5,000
    WESTERN MICHIGAN UNIVERSITY FOUNDATION
    1903 W MICHIGAN AVE SEIBERT ADMIN
    KALAMAZOO,MI49008     		  PC KALAMAZOO COLLABORATIVE CARE PROJECT 20,000
    YWCA
    352 E MICHIGAN AVENUE
    KALAMAZOO,MI49007     		  PC SEXUAL ASSAULT AND VIOLENCE PREVENTION PROGRAM 60,000
    YWCA
    352 E MICHIGAN AVENUE
    KALAMAZOO,MI49007     		  PC WOMEN OF ACHIEVEMENT AWARDS CELEBRATION 520
    Total .................................bullet 3a 1,637,020
    bApproved for future payment
    BALLET ARTS ENSEMBLE INC
    2018 RAMBLING ROAD
    KALAMAZOO,MI49008     		  PC 2019 SPRING CONCERT 4,000
    BOYS & GIRLS CLUBS OF GREATER KALAMAZOO
    915 LAKE STREET
    KALAMAZOO,MI49001     		  PC DOUGLAS UNIT OPERATIONS 45,000
    COMMUNITY HOMEWORKS
    504 S WESTNEDGE AVENUE
    KALAMAZOO,MI49008     		  PC AFFORDABLE SUSTAINABILITY FOR LOW INCOME HOUSING 10,000
    DISABILITY NETWORK OF SOUTHWEST MICHIGAN
    517 EAST CROSSTOWN PARKWAY
    KALAMAZOO,MI49001     		  PC INDEPENDENT LIVING PROGRAM 5,000
    FIRST DAY SHOE FUND
    6750 CHIME STREET
    KALAMAZOO,MI49009     		  PC GENERAL SUPPORT 5,000
    GIRL SCOUTS HEART OF MICHIGAN
    601 WEST MAPLE STREET
    KALAMAZOO,MI49008     		  PC TRACTOR IMPLEMENTS 15,000
    GOODWILL INDUSTRIES OF SW MICHIGAN
    420 E ALCOTT STREET
    KALAMAZOO,MI49001     		  PC ADULT EDUCATION AND TRAINING PROGRAM 15,000
    IRVING S GILMORE INT'L KEYBOARD FESTIVAL
    359 S BURDICK ST SUITE 100
    KALAMAZOO,MI49007     		  PC 2018-2019 FESTIVAL PROGRAMS 15,000
    JULIUS AND ESTER STULBERG STRING COMPETITION INC
    359 S KALAMAZOO MALL STE 14
    KALAMAZOO,MI49007     		  PC 2019 STRING COMPETITION JUDGES 4,000
    KAIROS DWELLING
    2945 GULL RD
    KALAMAZOO,MI49048     		  PC GENERAL SUPPORT 25,000
    KALAMAZOO COLLEGE
    1200 ACADEMY STREET
    KALAMAZOO,MI49006     		  PC FESTIVAL PLAYHOUSE 40,000
    KALAMAZOO JUNIOR SYMPHONY
    714 S WESTNEDGE
    KALAMAZOO,MI49007     		  PC YOUTH ORCHESTRAL TRAINING AND OUTREACH 4,000
    VIBRANT KALAMAZOO
    1523 RIVERVIEW DRIVE
    KALAMAZOO,MI49007     		  PC EASTSIDE GATEWAY PROJECT 25,000
    WELLSPRING CORI TERRY & DANCERS
    359 S KALAMAZOO MALL 204
    KALAMAZOO,MI49007     		  PC OUTREACH PROGRAMS 3,500
    YWCA
    352 E MICHIGAN AVENUE
    KALAMAZOO,MI49007     		  PC SEXUAL ASSAULT AND VIOLENCE PREVENTION PROGRAM 75,000
    KALAMAZOO VALLEY HABITAT FOR HUMANITY
    1126 GULL ROAD
    KALAMAZOO,MI49048     		  PC HOUSING SOLUTIONS FOR LOW INCOME FAMILIES 20,000
    OPEN ROADS BIKE PROGRAM
    1523 RIVERVIEW DRIVE
    KALAMAZOO,MI49004     		  PC EARN A BIKE PROGRAM 4,000
    RENAISSANCE ENTERPRISES CO
    901 LAY BLVD
    KALAMAZOO,MI49001     		  PC LIVE ARTS FOR CONFINED SENIORS AND VETERANS 2,500
    SPECIAL OLYMPICS MICHIGAN
    4024 STUDENT RECREATION CENTER WMU
    KALAMAZOO,MI49008     		  PC SPECIAL OLYMPICS AT WMU - KALAMAZOO PARTICIPANTS 5,000
    UNITED WAY OF BATTLE CREEK AND KALAMAZOO REGION
    409 S WESTNEDGE AVE
    KALAMAZOO,MI49007     		  PC ANNUAL CAMPAIGN 2018-2019 60,000
    Total .................................bullet 3b 382,000
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 59,891  
    4 Dividends and interest from securities....     14 559,886  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 631,864  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aRECOVERY OF PRIOR YEAR GRANTS     		        9,400
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 1,251,641 9,400
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,261,041
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    11A RETURN OF PRIOR YEAR GRANTS
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 AccountingFeesSchedule
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN:
    38-2240062
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING & TAX SERVICES - PLANTE & MORAN, PLLC 6,600 3,300   3,300

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN:
    38-2240062
    Name of Bond End of Year Book Value End of Year Fair Market Value
    21ST CENTY FOX AMER INC 4.000% 10/01/23 151,636 153,885
    AMGEN INC 3.450% 10/01/20 153,077 150,668
    ANHEUSER BUSCH INBEV FIN 2.6250% 01/17/23 122,537 118,973
    APPLE INC 2.8500% 05/06/21 151,183 150,183
    AT&T INC 2.6250% 12/01/22 98,455 96,065
    BOEING CO 1.650% 10/30/20 150,465 146,786
    BURLINGTON NORTHN SANTA FE 3.400% 09/01/24 99,096 100,119
    CARDINAL HEALTH INC 3.200% 06/15/22 101,714 98,051
    CHEVRON CORP 3.1910% 06/24/23 126,942 124,804
    COMCAST CORP NEW 1.625% 01/15/22 149,688 143,555
    CVS HEALTH CORP 2.125% 06/01/21 147,040 144,730
    DISNEY WALT CO MTNS BE 2.450% 03/04/22 99,944 97,890
    DR PEPPER SNAPPLE GROUP INC 2.700% 11/15/22 148,267 142,239
    DUKE ENERGY CORP NEW 3.050% 08/15/22 99,912 97,998
    EOG RES INC 2.450% 04/01/20 151,145 148,546
    JP MORGAN CHASE & CO 3.200% 06/15/26 140,625 141,265
    OMNICOM GROUP INC 6.2500% 07/15/19 351,027 330,223
    ORACLE CORP 2.8000% 07/08/21 101,967 99,515
    REPUBLIC SERVICES INC 2.900% 07/01/26 93,393 94,323
    SOUTHERN PWR CO 2.375% 06/01/20 148,035 147,944
    UNITED TECHNOLOGIES CORP 3.100% 06/01/22 155,351 146,887
    UNITEDHEALTH GROUP INC 3.100% 03/15/26 48,200 48,254
    WAL-MART STORES INC 2.550% 04/11/23 125,295 121,867
    WASTE MANAGEMENT INC 3.125% 03/01/25 97,250 97,116
    WELLS FARGO CO MTN BE 2.550% 12/07/20 151,306 147,886

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN:
    38-2240062
    Name of Stock End of Year Book Value End of Year Fair Market Value
    3M COMPANY 69,851 79,074
    ALLY FINANCIAL INC 87,272 94,945
    ALPHABET INC. CL C 103,878 139,807
    AMAZON.COM INC 47,600 52,569
    AMBARELLA INC 50,511 29,208
    AMERCIAN TOWER CORP 69,887 105,196
    APPLE INC 27,569 71,141
    BERKSHIRE HATHAWAY CL B 196,647 198,667
    BOOKING HOLDINGS INC 117,613 108,512
    CANADIAN PACIFIC RAILWAY LTD 126,239 150,089
    CELGENE CORPORATION 21,744 46,786
    CITIGROUP INC 112,232 104,641
    COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A 73,907 82,524
    COLGATE-PALMOLIVE CO 78,177 67,853
    DANAHER CORP 68,655 105,182
    DOLLAR GENERAL CORP 87,402 136,721
    EDWARDS LIFESCIENCES CORP 50,514 98,795
    FACEBOOK INC CL A 173,416 119,292
    HOLOGIC INC 83,229 79,939
    HONEYWELL INTERNATIONAL INC 92,195 128,156
    JOHNSON & JOHNSON 37,521 42,586
    LABORATORY CORP OF AMERICA HOLDINGS 77,799 63,180
    MONDELEZ INTERNATIONAL INC CL A 174,242 155,316
    NESTLE SA ADR 87,190 82,568
    NIKE INC CL B 76,254 98,977
    PAYPAL HOLDINGS INC 49,219 135,805
    PEPSICO INC 20,090 82,308
    ROPER TECHNOLOGIES, INC. 63,966 99,945
    SABRE CORP 87,483 86,344
    SALESFORCE.COM INC. 57,596 104,782
    SHERWIN-WILLIAMS COMPANY 59,806 96,398
    STARBUCKS CORP 119,217 134,274
    STRYKER CORP 14,857 95,617
    SYNCHRONY FINANCIAL 83,570 70,615
    TJX COMPANIES, INC 103,116 121,693
    US BANCORP 71,903 74,491
    VISA INC CL A 101,332 180,758

    TY 2018 InvestmentsGovtObligationsSch
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN:
    38-2240062
    US Government Securities - End of Year Book Value:

    2,805,253
    US Government Securities - End of Year Fair Market Value:

    2,755,334
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2018 InvestmentsOtherSchedule2
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN:
    38-2240062
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ALPHASIMPLEX MANAGED FUTURES STRATEGY FD CL Y AT COST 552,560 538,768
    AMERICAN BEACON INTERNATIONAL EQUITY FUND AT COST 1,267,995 1,028,167
    DELAWARE EMERGING MARKETS FUND INTERNATIONAL AT COST 942,750 1,126,960
    FIDELITY ADVISOR DIVERSIFIED INTERNATIONAL AT COST 100,021 82,485
    FIDELITY DIVERSIFIED INTERNATIONAL FUND AT COST 1,068,947 944,784
    HARTFORD INTERNATIONAL OPPORTUNITIES Y AT COST 1,142,350 1,014,188
    IQ MERGER ARBITRAGE ETF AT COST 572,618 589,806
    ISHARES CORE S&P SMALLCAP 600 INDEX AT COST 768,721 788,515
    ISHARES CORE S&P MIDCAP 400 INDEX AT COST 1,272,907 1,219,711
    ISHARES INTERMEDIATE GOV/CRED BOND ETF AT COST 816,350 824,745
    MATTHEWS PACIFIC TIGER FUND CL I AT COST 974,871 1,151,194
    ISHARES CORE S&P 500 INDEX AT COST 8,139,947 8,982,477
    TEMPLETON GLOBAL BOND FUND ADVISOR CL AT COST 352,778 321,434
    VANGUARD S/T INFLATION PROTECTED SEC ADMIRAL AT COST 440,000 430,888

    TY 2018 OtherExpensesSchedule
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN:
    38-2240062
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FILING FEES 20 0   20
    DOMAIN NAME 117 0   117
    MEMBERSHIP DUES 2,500 0   2,500
    SUBSCRIPTIONS 5,123 0   5,123
    ADR FEES 20 20   0


    TY 2018 OtherIncomeSchedule2
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN:
    38-2240062
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    RECOVERY OF PRIOR YEAR GRANTS 9,400   9,400


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN:
    38-2240062
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT & MANAGEMENT SERVICES - GREENLEAF TRUST 181,494 157,494   24,000


    TY 2018 TaxesSchedule
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN:
    38-2240062
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 14,534 14,534   0