| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| TAX PREP FEES - PWC | 3,500 | 0 | 1,750 |
| Name | Date Acquired | How Acquired | Date Sold | Purchaser Name | Gross Sales Price | Basis | Basis Method | Sales Expenses | Total (net) | Accumulated Depreciation |
|---|---|---|---|---|---|---|---|---|---|---|
| FROM K-1 - MHD MANAGEMENT CO | PURCHASED | 0 | 5,355 | |||||||
| FROM K-1 - MH DAVIDSON & CO 520 | PURCHASED | 0 | 12,965 | |||||||
| FROM K-1 - DK GROUP LLC | PURCHASED | 0 | 71 | |||||||
| FROM K-1 - DKDOI GP LLC | PURCHASED | 0 | 47 | |||||||
| FROM K-1 - DKIL GP LLC | PURCHASED | 0 | 278 | |||||||
| FROM K-1 - MH DAVIDSON & CO 520 | PURCHASED | 0 | 3,187 | |||||||
| FROM K-1 - MHD MANAGEMENT CO | PURCHASED | 0 | 374 | |||||||
| FROM K-1 - DK GROUP LLC | PURCHASED | 0 | 60 | |||||||
| FROM K-1 - DKDOI GP LLC | PURCHASED | 0 | 31 | |||||||
| FROM K-1 - DKIL GP LLC | PURCHASED | 0 | 158 | |||||||
| FROM K-1 - MH DAVIDSON & CO 520 | PURCHASED | 0 | 4,874 | |||||||
| FROM K-1 - MHD MANAGEMENT CO | PURCHASED | 0 | 185 | |||||||
| FROM K-1 - DK GROUP LLC | PURCHASED | 0 | 6 | |||||||
| FROM K-1 - DKDOI GP LLC | PURCHASED | 0 | 4 | |||||||
| FROM K-1 - DKIL GP LLC | PURCHASED | 0 | 6 | |||||||
| FROM K-1 - DK GROUP LLC | PURCHASED | 0 | 9 | |||||||
| FROM K-1 - DKDOI GP LLC | PURCHASED | 0 | 5 | |||||||
| FROM K-1 - DKIL GP LLC | PURCHASED | 0 | 8 | |||||||
| FROM K-1 - MH DAVIDSON & CO 520 | PURCHASED | 0 | 188 | |||||||
| FROM K-1 - MH DAVIDSON & CO 520 | PURCHASED | 0 | 283 | |||||||
| FROM K-1 - MHD MANAGEMENT CO | PURCHASED | 0 | 14 | |||||||
| FROM K-1 - MHD MANAGEMENT CO | PURCHASED | 0 | 22 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 2881 SHARES VANGUARD REIT | 140,219 | 185,582 |
| 1443 SHS ISHARES TR MSCI EAFE | 90,645 | 89,858 |
| 2627 SHS POWERSHARES DB COMM | 71,543 | 38,065 |
| 480 SHARES ISHARES CORE S&P ETF | 45,519 | 81,898 |
| 583 SHS TR RUSSELL 2000 | 55,822 | 80,092 |
| 630 SHS VANGAURD FTSE | 28,915 | 25,291 |
| 711 SHS SPDR S&P 500 | 117,207 | 184,601 |
| SHS AVAYA HOLDINGS CORP | 13,464 | 20,115 |
| SHS TECHNOPRO HOLDINGS INC | 193,811 | 199,559 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| DK GROUP LLC | AT COST | 174,949 | 174,949 |
| DKDOI GP | AT COST | 57,541 | 57,541 |
| DKIL GP | AT COST | 249,823 | 249,823 |
| MHD MANAGEMENT & CO. | AT COST | 552,879 | 552,879 |
| MH DAVIDSON & CO 520 | AT COST | 10,369,867 | 10,369,867 |
| Description | Amount |
|---|---|
| UNREALIZED GAINS/(LOSSES) | 1,148,722 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| OTHER EXPENSES THRU MH DAVIDSON K-1 & CO 520 | 95,073 | 104,937 | 0 | |
| OTHER EXPENSES THRU MHD MANAGEMENT CO K-1 | 33,260 | 33,158 | 0 | |
| OTHER EXPENSES THRU INVESCO | 387 | 387 | 0 | |
| OTHER EXPENSES THRU DK GROUP K-1 | 9,514 | 9,518 | 0 | |
| OTHER EXPENSES THRU DKDOI GP K-1 | 21,255 | 21,397 | 0 | |
| OTHER EXPENSES THRU DKIL GP K-1 | 92,710 | 92,610 | 0 | |
| NYS CHAR500 FILING FEE | 750 | 0 | 0 | |
| US TREASURY & COMISSIONER | 215 | 0 | 0 | |
| COMMISIONER OF TAXATION AND FINANCE | 19 | 0 | 0 | |
| CHARLES SCHWAB | 379 | 379 | 0 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| OTHER INCOME THRU MHD MANAGEMENT K-1 | 703 | 703 | 703 |
| OTHER INCOME THRU MH DAVIDSON & CO 520 K-1 | 2,710 | 2,710 | 2,710 |
| OTHER INCOME THRU DK GROUP K-1 | 266 | 266 | 266 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| IRS TAXES PAID | 40,000 | 0 | 0 | |
| NYS TAXES PAID | 7,000 | 0 | 0 |