TY 2017 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
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Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2019

Open to Public Inspection

For calendar year 2019, or tax year beginning 10-01-2017 , and ending 09-30-2018

Name of foundation
WILLIAM P INGERSOLL TRUST XXXXX8005

Number and street (or P.O. box number if mail is not delivered to street address)10 S DEARBORN IL1-0111
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60603

A Employer identification number

36-6584340

B Telephone number (see instructions)

(800) 496-2583

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$38,785,724J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	903,570		898,355
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		1,842,765
b	Gross sales price for all assets on line 6a 14,668,439
7	Capital gain net income (from Part IV, line 2)...			1,842,765
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		290,213
12	Total. Add lines 1 through 11........	3,036,548		2,741,120
13	Compensation of officers, directors, trustees, etc.	137,097		82,258		54,839
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........		56,439	0	0	56,439
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....					0
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...		156,671	12,671		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	350,207		94,929	0	111,278
25	Contributions, gifts, grants paid.......	1,756,099				1,756,099
26	Total expenses and disbursements. Add lines 24 and 25	2,106,306		94,929	0	1,867,377
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	930,242
b	Net investment income (if negative, enter -0-)			2,646,191
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2019)

Form 990-PF (2019)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	50,550	55,601	55,601
	2	Savings and temporary cash investments.........	1,470,057	1,029,350	1,029,350
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	15,959,265	17,649,763	22,482,143
	c	Investments—corporate bonds (attach schedule).......	7,513,039	8,675,916	8,457,688
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	7,937,007	6,440,498	6,760,942
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	32,929,918	33,851,128	38,785,724
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	32,929,918	33,851,128
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	32,929,918	33,851,128
	30	Total liabilities and net assets/fund balances (see instructions).	32,929,918	33,851,128

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

32,929,918

Enter amount from Part I, line 27a .....................

930,242

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

33,860,160

Decreases not included in line 2 (itemize) bullet

9,032

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

33,851,128

Form 990-PF (2019)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	1425.2 CARMAX AUTO OWNER TRUST 2015-3 CL A3 1.630% 05/15/2020		2017-02-22	2017-10-16
b	156. FHLMC GOLD G12098 4.5% 07/01/19		2011-04-18	2017-10-16
c	503.37 FHLMC GOLD G13180 5.5% 06/01/23		2013-11-26	2017-10-16
d	297.91 FHLMC GOLD G13652 4.5% 09/01/24		2014-11-12	2017-10-16
e	224.14 FHLMC GOLD G18234 5.5% 02/01/23		2014-02-10	2017-10-16
	279.42 FHLMC GOLD J06245 5% 10/01/21		2015-02-24	2017-10-16
	26.33 FREDDIE MAC		2009-08-17	2017-10-16
	123.58 FHLMC GOLD J10018 4.5% 01/01/21		2012-03-01	2017-10-16
	215.68 FHLMC GOLD E01608 5.5% 04/01/19		2012-11-27	2017-10-16
	192.02 FHLMC GOLD E02402 6% 10/01/22		2014-04-08	2017-10-16
	391.74 FHLMC GOLD E02429 6% 12/01/22		2012-04-27	2017-10-16
	116.81 FHLMC GOLD B13143 4.5% 04/01/19		2012-04-02	2017-10-16
	105.19 FED HOME LN MTG CORP PARTN CTFS		2009-08-24	2017-10-16
	337.14 FHLMC GOLD B18471 5.5% 05/01/20		2014-01-27	2017-10-16
	154.38 FHLMC GOLD G11851 5.5% 01/01/21		2011-11-08	2017-10-16
	344.49 FREDDIE MAC SER 2110 CL PG 6% JAN 15 2029		2017-02-24	2017-10-16
	256.21 FREDDIE MAC SER 2134 CL-3 6.25% MAR 15 2029		2014-01-31	2017-10-16
	120.09 FEDERAL HOME LN MTG CORP MULTICLASS		2009-08-13	2017-10-16
	194.21 GNMA 604075 5% 03/15/18		2011-11-22	2017-10-16
	396.18 GNMA 2011-70 CL CA 4.000% 05/16/2041 DTD 05/01/2011		2016-03-02	2017-10-16
	1216.85 NISSAN AUTO RECEIVABLES OWNER 2015-A CL A3 1.050%		2015-07-20	2017-10-16
	1815.9 CAPITAL AUTO RECEIVABLES ASSET 2016-3 CL A2A 1.360% 04/22/2019		2016-09-16	2017-10-20
	133.32 GNMA SER 2004-87 CL BC 4.5% OCT 20 2034		2017-09-18	2017-10-20
	20000. US TREAS 2.625% 11/15/20		2015-11-06	2017-10-20
	4302.926 OAKMARK INTERNATIONAL-INST		2017-05-08	2017-10-23
	2858.45 PARNASSUS EQTY INCOME FD-INS		2014-05-15	2017-10-23
	5163.511 OAKMARK INTERNATIONAL-INST		2017-05-08	2017-10-24
	5340.612 HARTFORD CAPITAL APPREC FD CL - F		2009-12-14	2017-10-24
	370.95 FNMA 2012-106 CL QN 3.500% 10/25/2042 DTD 09/01/2012		2017-03-21	2017-10-25
	1320.78 FNR 2012-147 CL TG 2.500% 01/25/2033 DTD 12/01/2012		2017-06-15	2017-10-25
	176.36 FNMA 257078 6% 02/01/23		2012-08-21	2017-10-25
	91.82 FEDERAL NATL MTG ASSN GTD MTG PASS		2009-08-21	2017-10-25
	370.74 FNMA 2008-82 CL EY 5.000% 09/25/2023 DTD 08/01/2008		2015-12-09	2017-10-25
	704.8 FNMA 2011-17 CL GK 4.000% 02/25/2026 DTD 02/01/2011		2016-02-08	2017-10-25
	63.61 FANNIE MAE		2009-08-24	2017-10-25
	154.53 FNMA 840576 5% 10/01/20		2011-09-19	2017-10-25
	628.11 FNMA AD0568 4% 01/01/25		2016-06-20	2017-10-25
	5000. WELLS FARGO & COMPANY 2.100% 07/26/2021 DTD 07/25/2016		2016-09-09	2017-10-30
	5000. WELLS FARGO & COMPANY 2.100% 07/26/2021 DTD 07/25/2016		2016-09-09	2017-10-30
	95748.602 JPM ACCESS MULTI-STRATEGY FUND II RIC ENDOWMENTS & FOUNDATIO		2014-02-28	2017-11-09
	5000. CATERPILLAR INC NOTES 7.9% DEC 15 2018		2012-06-04	2017-11-10
	954.4 CALIFORNIA REPUBLIC AUTO RECEI 2016-2 CL A3 1.560% 07/15/2020		2016-10-31	2017-11-15
	1498.24 CARMAX AUTO OWNER TRUST 2015-3 CL A3 1.630% 05/15/2020		2017-02-22	2017-11-15
	156.02 FHLMC GOLD G12098 4.5% 07/01/19		2011-04-18	2017-11-15
	210.88 FHLMC GOLD G13180 5.5% 06/01/23		2013-11-26	2017-11-15
	342.83 FHLMC GOLD G13652 4.5% 09/01/24		2014-11-12	2017-11-15
	689.56 FHLMC GOLD G18234 5.5% 02/01/23		2014-02-10	2017-11-15
	266.8 FHLMC GOLD J06245 5% 10/01/21		2015-02-24	2017-11-15
	44.62 FREDDIE MAC		2009-08-17	2017-11-15
	223.66 FHLMC GOLD J10018 4.5% 01/01/21		2012-03-01	2017-11-15
	223.55 FHLMC GOLD E01608 5.5% 04/01/19		2012-11-27	2017-11-15
	201.92 FHLMC GOLD E02402 6% 10/01/22		2014-04-08	2017-11-15
	122.92 FHLMC GOLD E02429 6% 12/01/22		2012-04-27	2017-11-15
	242.86 FHLMC GOLD B13143 4.5% 04/01/19		2012-04-02	2017-11-15
	105.1 FED HOME LN MTG CORP PARTN CTFS		2009-08-24	2017-11-15
	337.48 FHLMC GOLD B18471 5.5% 05/01/20		2014-01-27	2017-11-15
	147.68 FHLMC GOLD G11851 5.5% 01/01/21		2011-11-08	2017-11-15
	586.06 FREDDIE MAC SER 2110 CL PG 6% JAN 15 2029		2017-02-24	2017-11-15
	188.23 FREDDIE MAC SER 2134 CL-3 6.25% MAR 15 2029		2014-01-31	2017-11-15
	91.22 FEDERAL HOME LN MTG CORP MULTICLASS		2009-08-13	2017-11-15
	152.56 GNMA 604075 5% 03/15/18		2011-11-22	2017-11-15
	1278.76 NISSAN AUTO RECEIVABLES OWNER 2015-A CL A3 1.050%		2015-07-20	2017-11-15
	446.63 GNMA 2011-70 CL CA 4.000% 05/16/2041 DTD 05/01/2011		2016-03-02	2017-11-16
	14515. ISHARES TR COHEN & STEERS RLTY MAJOR		2014-02-25	2017-11-16
	1955.82 CAPITAL AUTO RECEIVABLES ASSET 2016-3 CL A2A 1.360% 04/22/2019		2016-09-16	2017-11-20
	379.91 GNMA SER 2004-87 CL BC 4.5% OCT 20 2034		2017-09-18	2017-11-20
	370.95 FNMA 2012-106 CL QN 3.500% 10/25/2042 DTD 09/01/2012		2017-03-21	2017-11-27
	1231.42 FNR 2012-147 CL TG 2.500% 01/25/2033 DTD 12/01/2012		2017-06-15	2017-11-27
	163.83 FNMA 257078 6% 02/01/23		2012-08-21	2017-11-27
	82.53 FEDERAL NATL MTG ASSN GTD MTG PASS		2009-08-21	2017-11-27
	392.14 FNMA 2008-82 CL EY 5.000% 09/25/2023 DTD 08/01/2008		2015-12-09	2017-11-27
	637.8 FNMA 2011-17 CL GK 4.000% 02/25/2026 DTD 02/01/2011		2016-02-08	2017-11-27
	58.68 FANNIE MAE		2009-08-24	2017-11-27
	194.51 FNMA 840576 5% 10/01/20		2011-09-19	2017-11-27
	595.89 FNMA AD0568 4% 01/01/25		2016-06-20	2017-11-27
	12240.253 DODGE & INTERNATIONAL STOCK FUND		2011-02-10	2017-11-30
	3971.657 DODGE & INTERNATIONAL STOCK FUND		2016-12-28	2017-11-30
	2933.79 CALIFORNIA REPUBLIC AUTO RECEI 2016-2 CL A3 1.560% 07/15/2020		2016-10-31	2017-12-15
	1306.15 CARMAX AUTO OWNER TRUST 2015-3 CL A3 1.630% 05/15/2020		2017-02-22	2017-12-15
	148.3 FHLMC GOLD G12098 4.5% 07/01/19		2011-04-18	2017-12-15
	428.56 FHLMC GOLD G13180 5.5% 06/01/23		2013-11-26	2017-12-15
	321.89 FHLMC GOLD G13652 4.5% 09/01/24		2014-11-12	2017-12-15
	221.65 FHLMC GOLD G18234 5.5% 02/01/23		2014-02-10	2017-12-15
	1178.27 FHLMC GOLD J06245 5% 10/01/21		2015-02-24	2017-12-15
	8.43 FREDDIE MAC		2009-08-17	2017-12-15
	117.32 FHLMC GOLD J10018 4.5% 01/01/21		2012-03-01	2017-12-15
	214.69 FHLMC GOLD E01608 5.5% 04/01/19		2012-11-27	2017-12-15
	196.02 FHLMC GOLD E02402 6% 10/01/22		2014-04-08	2017-12-15
	235.01 FHLMC GOLD E02429 6% 12/01/22		2012-04-27	2017-12-15
	123.44 FHLMC GOLD B13143 4.5% 04/01/19		2012-04-02	2017-12-15
	118.47 FED HOME LN MTG CORP PARTN CTFS		2009-08-24	2017-12-15
	1172.71 FHLMC GOLD B18471 5.5% 05/01/20		2014-01-27	2017-12-15
	199.12 FHLMC GOLD G11851 5.5% 01/01/21		2011-11-08	2017-12-15
	513.02 FREDDIE MAC SER 2110 CL PG 6% JAN 15 2029		2017-02-24	2017-12-15
	215.34 FREDDIE MAC SER 2134 CL-3 6.25% MAR 15 2029		2014-01-31	2017-12-15
	90.66 FEDERAL HOME LN MTG CORP MULTICLASS		2009-08-13	2017-12-15
	109.89 GNMA 604075 5% 03/15/18		2011-11-22	2017-12-15
	1174.58 NISSAN AUTO RECEIVABLES OWNER 2015-A CL A3 1.050%		2015-07-20	2017-12-15
	425.33 GNMA 2011-70 CL CA 4.000% 05/16/2041 DTD 05/01/2011		2016-03-02	2017-12-18
	1779.06 CAPITAL AUTO RECEIVABLES ASSET 2016-3 CL A2A 1.360% 04/22/2019		2016-09-16	2017-12-20
	302.25 GNMA SER 2004-87 CL BC 4.5% OCT 20 2034		2017-09-18	2017-12-20
	370.95 FNMA 2012-106 CL QN 3.500% 10/25/2042 DTD 09/01/2012		2017-03-21	2017-12-26
	309.05 FNR 2012-147 CL TG 2.500% 01/25/2033 DTD 12/01/2012		2017-06-15	2017-12-26
	169.65 FNMA 257078 6% 02/01/23		2012-08-21	2017-12-26
	69.55 FEDERAL NATL MTG ASSN GTD MTG PASS		2009-08-21	2017-12-26
	344.63 FNMA 2008-82 CL EY 5.000% 09/25/2023 DTD 08/01/2008		2015-12-09	2017-12-26
	523.66 FNMA 2011-17 CL GK 4.000% 02/25/2026 DTD 02/01/2011		2016-02-08	2017-12-26
	56.38 FANNIE MAE		2009-08-24	2017-12-26
	145.84 FNMA 840576 5% 10/01/20		2011-09-19	2017-12-26
	517.12 FNMA AD0568 4% 01/01/25		2016-06-20	2017-12-26
	31927.371 JPMORGAN INTREPID AMER-R6		2008-12-18	2018-01-04
	. BANK OF AMERICA CORPORATION			2018-01-05
	5000. GOLDMAN SACHS GROUP INC 5 3/4% JAN 24 2022		2017-04-10	2018-01-05
	1285.23 CARMAX AUTO OWNER TRUST 2015-3 CL A3 1.630% 05/15/2020		2017-02-22	2018-01-16
	145.51 FHLMC GOLD G12098 4.5% 07/01/19		2011-04-18	2018-01-16
	422.94 FHLMC GOLD G13180 5.5% 06/01/23		2013-11-26	2018-01-16
	223.86 FHLMC GOLD G13652 4.5% 09/01/24		2014-11-12	2018-01-16
	477.7 FHLMC GOLD G18234 5.5% 02/01/23		2014-02-10	2018-01-16
	258.61 FHLMC GOLD J06245 5% 10/01/21		2015-02-24	2018-01-16
	154.14 FHLMC GOLD J10018 4.5% 01/01/21		2012-03-01	2018-01-16
	342.53 FHLMC GOLD E01608 5.5% 04/01/19		2012-11-27	2018-01-16
	1074.9 FHLMC GOLD E02402 6% 10/01/22		2014-04-08	2018-01-16
	122.86 FHLMC GOLD E02429 6% 12/01/22		2012-04-27	2018-01-16
	119.95 FHLMC GOLD B13143 4.5% 04/01/19		2012-04-02	2018-01-16
	107.14 FED HOME LN MTG CORP PARTN CTFS		2009-08-24	2018-01-16
	312.79 FHLMC GOLD B18471 5.5% 05/01/20		2014-01-27	2018-01-16
	259.52 FHLMC GOLD G11851 5.5% 01/01/21		2011-11-08	2018-01-16
	429.44 FREDDIE MAC SER 2110 CL PG 6% JAN 15 2029		2017-02-24	2018-01-16
	566.15 FREDDIE MAC SER 2134 CL-3 6.25% MAR 15 2029		2014-01-31	2018-01-16
	55.21 FEDERAL HOME LN MTG CORP MULTICLASS		2009-08-13	2018-01-16
	111.84 GNMA 604075 5% 03/15/18		2011-11-22	2018-01-16
	348.31 GNMA 2011-70 CL CA 4.000% 05/16/2041 DTD 05/01/2011		2016-03-02	2018-01-16
	1094.98 NISSAN AUTO RECEIVABLES OWNER 2015-A CL A3 1.050%		2015-07-20	2018-01-16
	5000. ATLANTA GA WTR & WSTWTR REVENU REF 5.000		2015-04-07	2018-01-17
	16.96 FREDDIE MAC		2009-08-17	2018-01-19
	1641.69 CAPITAL AUTO RECEIVABLES ASSET 2016-3 CL A2A 1.360% 04/22/2019		2016-09-16	2018-01-22
	372.58 GNMA SER 2004-87 CL BC 4.5% OCT 20 2034		2017-09-18	2018-01-22
	3277.5 CALIFORNIA REPUBLIC AUTO RECEI 2016-2 CL A3 1.560% 07/15/2020		2016-10-31	2018-01-23
	370.95 FNMA 2012-106 CL QN 3.500% 10/25/2042 DTD 09/01/2012		2017-03-21	2018-01-25
	208.52 FNR 2012-147 CL TG 2.500% 01/25/2033 DTD 12/01/2012		2017-06-15	2018-01-25
	196.94 FNMA 257078 6% 02/01/23		2012-08-21	2018-01-25
	65.17 FEDERAL NATL MTG ASSN GTD MTG PASS		2009-08-21	2018-01-25
	390.27 FNMA 2008-82 CL EY 5.000% 09/25/2023 DTD 08/01/2008		2015-12-09	2018-01-25
	585.15 FNMA 2011-17 CL GK 4.000% 02/25/2026 DTD 02/01/2011		2016-02-08	2018-01-25
	59.26 FANNIE MAE		2009-08-24	2018-01-25
	143.46 FNMA 840576 5% 10/01/20		2011-09-19	2018-01-25
	527.85 FNMA AD0568 4% 01/01/25		2016-06-20	2018-01-25
	28540. XTRACKERS MSCI EUROPE HEDGED EQUITY ETF.		2016-03-31	2018-01-29
	2000. BANK OF AMERICA CORP MTN 3.300% 01/11/2023 DTD 01/11/2013		2017-09-18	2018-01-30
	2000. BANK OF AMERICA CORP MTN 3.300% 01/11/2023 DTD 01/11/2013		2017-09-18	2018-01-30
	126357.483 JPM ACCESS MULTI-STRATEGY FUND II RIC ENDOWMENTS & FOUNDATI		2014-02-28	2018-02-07
	1874. DEUTSCHE X-TRACKERS MSCI JAP		2017-10-24	2018-02-12
	4028. DEUTSCHE X-TRACKERS MSCI JAP		2017-10-24	2018-02-13
	2608. DEUTSCHE X-TRACKERS MSCI JAP		2017-10-24	2018-02-14
	386. DEUTSCHE X-TRACKERS MSCI JAP		2017-10-24	2018-02-14
	270. DEUTSCHE X-TRACKERS MSCI JAP		2016-07-13	2018-02-14
	3037.71 CALIFORNIA REPUBLIC AUTO RECEI 2016-2 CL A3 1.560% 07/15/2020		2016-10-31	2018-02-15
	1387.34 CARMAX AUTO OWNER TRUST 2015-3 CL A3 1.630% 05/15/2020		2017-02-22	2018-02-15
	156.61 FHLMC GOLD G12098 4.5% 07/01/19		2011-04-18	2018-02-15
	468.06 FHLMC GOLD G13180 5.5% 06/01/23		2013-11-26	2018-02-15
	235.54 FHLMC GOLD G13652 4.5% 09/01/24		2014-11-12	2018-02-15
	344.3 FHLMC GOLD G18234 5.5% 02/01/23		2014-02-10	2018-02-15
	252.6 FHLMC GOLD J06245 5% 10/01/21		2015-02-24	2018-02-15
	117.78 FHLMC GOLD J10018 4.5% 01/01/21		2012-03-01	2018-02-15
	270.6 FHLMC GOLD E01608 5.5% 04/01/19		2012-11-27	2018-02-15
	454.32 FHLMC GOLD E02402 6% 10/01/22		2014-04-08	2018-02-15
	118.84 FHLMC GOLD E02429 6% 12/01/22		2012-04-27	2018-02-15
	104.02 FHLMC GOLD B13143 4.5% 04/01/19		2012-04-02	2018-02-15
	105.09 FED HOME LN MTG CORP PARTN CTFS		2009-08-24	2018-02-15
	320.15 FHLMC GOLD B18471 5.5% 05/01/20		2014-01-27	2018-02-15
	169.83 FHLMC GOLD G11851 5.5% 01/01/21		2011-11-08	2018-02-15
	428.17 FREDDIE MAC SER 2110 CL PG 6% JAN 15 2029		2017-02-24	2018-02-15
	163.97 FREDDIE MAC SER 2134 CL-3 6.25% MAR 15 2029		2014-01-31	2018-02-15
	5.67 GNMA 604075 5% 03/15/18		2011-11-22	2018-02-15
	1164.61 NISSAN AUTO RECEIVABLES OWNER 2015-A CL A3 1.050%		2015-07-20	2018-02-15
	318.88 GNMA 2011-70 CL CA 4.000% 05/16/2041 DTD 05/01/2011		2016-03-02	2018-02-16
	886.89 CAPITAL AUTO RECEIVABLES ASSET 2016-3 CL A2A 1.360% 04/22/2019		2016-09-16	2018-02-20
	307.23 GNMA SER 2004-87 CL BC 4.5% OCT 20 2034		2017-09-18	2018-02-20
	370.95 FNMA 2012-106 CL QN 3.500% 10/25/2042 DTD 09/01/2012		2017-03-21	2018-02-26
	1368.06 FNR 2012-147 CL TG 2.500% 01/25/2033 DTD 12/01/2012		2017-06-15	2018-02-26
	365.34 FNMA 257078 6% 02/01/23		2012-08-21	2018-02-26
	27.68 FEDERAL NATL MTG ASSN GTD MTG PASS		2009-08-21	2018-02-26
	373.83 FNMA 2008-82 CL EY 5.000% 09/25/2023 DTD 08/01/2008		2015-12-09	2018-02-26
	578.6 FNMA 2011-17 CL GK 4.000% 02/25/2026 DTD 02/01/2011		2016-02-08	2018-02-26
	45.08 FANNIE MAE		2009-08-24	2018-02-26
	157.27 FNMA 840576 5% 10/01/20		2011-09-19	2018-02-26
	524.08 FNMA AD0568 4% 01/01/25		2016-06-20	2018-02-26
	30831.739 AQR EQUITY MARKET NEUTRAL-R6		2016-06-09	2018-02-28
	105000. FHLMC 0.875% 03/07/2018 DTD 01/17/2013		2013-08-13	2018-03-07
	2857.63 CALIFORNIA REPUBLIC AUTO RECEI 2016-2 CL A3 1.560% 07/15/2020		2016-10-31	2018-03-15
	1259.89 CARMAX AUTO OWNER TRUST 2015-3 CL A3 1.630% 05/15/2020		2017-02-22	2018-03-15
	150.3 FHLMC GOLD G12098 4.5% 07/01/19		2011-04-18	2018-03-15
	239.95 FHLMC GOLD G13180 5.5% 06/01/23		2013-11-26	2018-03-15
	274.68 FHLMC GOLD G13652 4.5% 09/01/24		2014-11-12	2018-03-15
	247.64 FHLMC GOLD G18234 5.5% 02/01/23		2014-02-10	2018-03-15
	250.73 FHLMC GOLD J06245 5% 10/01/21		2015-02-24	2018-03-15
	126.24 FHLMC GOLD J10018 4.5% 01/01/21		2012-03-01	2018-03-15
	210.43 FHLMC GOLD E01608 5.5% 04/01/19		2012-11-27	2018-03-15
	283.16 FHLMC GOLD E02402 6% 10/01/22		2014-04-08	2018-03-15
	125.8 FHLMC GOLD E02429 6% 12/01/22		2012-04-27	2018-03-15
	127.4 FHLMC GOLD B13143 4.5% 04/01/19		2012-04-02	2018-03-15
	95.92 FED HOME LN MTG CORP PARTN CTFS		2009-08-24	2018-03-15
	307.53 FHLMC GOLD B18471 5.5% 05/01/20		2014-01-27	2018-03-15
	174.64 FHLMC GOLD G11851 5.5% 01/01/21		2011-11-08	2018-03-15
	468.07 FREDDIE MAC SER 2110 CL PG 6% JAN 15 2029		2017-02-24	2018-03-15
	147.48 FREDDIE MAC SER 2134 CL-3 6.25% MAR 15 2029		2014-01-31	2018-03-15
	1014.32 NISSAN AUTO RECEIVABLES OWNER 2015-A CL A3 1.050%		2015-07-20	2018-03-15
	234.04 GNMA 2011-70 CL CA 4.000% 05/16/2041 DTD 05/01/2011		2016-03-02	2018-03-16
	3340. SPDR GOLD TRUST		2017-08-21	2018-03-16
	5578. SPDR GOLD TRUST		2015-08-04	2018-03-16
	5000. ANHEUSER BUSCH INBEV WOR 7 3/4% JAN 15 2019		2012-06-12	2018-03-19
	209.37 GNMA SER 2004-87 CL BC 4.5% OCT 20 2034		2017-09-18	2018-03-20
	35000. U S A NOTES		2014-11-12	2018-03-21
	5000. VERIZON COMMUNICATIONS NON-TRADEABLE ASSET		2017-07-14	2018-03-21
	370.95 FNMA 2012-106 CL QN 3.500% 10/25/2042 DTD 09/01/2012		2017-03-21	2018-03-26
	480.01 FNR 2012-147 CL TG 2.500% 01/25/2033 DTD 12/01/2012		2017-06-15	2018-03-26
	182.72 FNMA 257078 6% 02/01/23		2012-08-21	2018-03-26
	382.28 FNMA 2008-82 CL EY 5.000% 09/25/2023 DTD 08/01/2008		2015-12-09	2018-03-26
	525.23 FNMA 2011-17 CL GK 4.000% 02/25/2026 DTD 02/01/2011		2016-02-08	2018-03-26
	145.35 FNMA 840576 5% 10/01/20		2011-09-19	2018-03-26
	495.17 FNMA AD0568 4% 01/01/25		2016-06-20	2018-03-26
	22.3 FANNIE MAE		2009-08-24	2018-03-28
	13028.787 HARTFORD CAPITAL APPREC FD CL - F		2018-01-04	2018-03-28
	7424.803 HARTFORD CAPITAL APPREC FD CL - F		2009-12-14	2018-03-28
	42078.82 NEUBERGER BERMAN MULTI CAP		2018-01-04	2018-03-28
	3316.75 CALIFORNIA REPUBLIC AUTO RECEI 2016-2 CL A3 1.560% 07/15/2020		2016-10-31	2018-04-16
	1395.74 CARMAX AUTO OWNER TRUST 2015-3 CL A3 1.630% 05/15/2020		2017-02-22	2018-04-16
	132.29 FHLMC GOLD G12098 4.5% 07/01/19		2011-04-18	2018-04-16
	175.89 FHLMC GOLD G13180 5.5% 06/01/23		2013-11-26	2018-04-16
	329.25 FHLMC GOLD G13652 4.5% 09/01/24		2014-11-12	2018-04-16
	307.21 FHLMC GOLD G18234 5.5% 02/01/23		2014-02-10	2018-04-16
	234.04 FHLMC GOLD J06245 5% 10/01/21		2015-02-24	2018-04-16
	160.44 FHLMC GOLD J10018 4.5% 01/01/21		2012-03-01	2018-04-16
	311.82 FHLMC GOLD E01608 5.5% 04/01/19		2012-11-27	2018-04-16
	181.02 FHLMC GOLD E02402 6% 10/01/22		2014-04-08	2018-04-16
	123.47 FHLMC GOLD E02429 6% 12/01/22		2012-04-27	2018-04-16
	74.22 FHLMC GOLD B13143 4.5% 04/01/19		2012-04-02	2018-04-16
	138.45 FED HOME LN MTG CORP PARTN CTFS		2009-08-24	2018-04-16
	310.09 FHLMC GOLD B18471 5.5% 05/01/20		2014-01-27	2018-04-16
	149.82 FHLMC GOLD G11851 5.5% 01/01/21		2011-11-08	2018-04-16
	618.03 FREDDIE MAC SER 2110 CL PG 6% JAN 15 2029		2017-02-24	2018-04-16
	371.01 FREDDIE MAC SER 2134 CL-3 6.25% MAR 15 2029		2014-01-31	2018-04-16
	259.31 GNMA 2011-70 CL CA 4.000% 05/16/2041 DTD 05/01/2011		2016-03-02	2018-04-16
	1093.46 NISSAN AUTO RECEIVABLES OWNER 2015-A CL A3 1.050%		2015-07-20	2018-04-16
	4000. INTEL CORP 2.450% 07/29/2020 DTD 07/29/2015		2015-07-22	2018-04-17
	395.41 GNMA SER 2004-87 CL BC 4.5% OCT 20 2034		2017-09-18	2018-04-20
	1023.28 GNMA 2009-42 CL MZ 5.000% 06/20/2039 DTD 06/01/2009		2018-03-07	2018-04-20
	370.95 FNMA 2012-106 CL QN 3.500% 10/25/2042 DTD 09/01/2012		2017-03-21	2018-04-25
	207.63 FNR 2012-147 CL TG 2.500% 01/25/2033 DTD 12/01/2012		2017-06-15	2018-04-25
	703.13 FNMA 257078 6% 02/01/23		2012-08-21	2018-04-25
	396.3 FNMA 2008-82 CL EY 5.000% 09/25/2023 DTD 08/01/2008		2015-12-09	2018-04-25
	566.89 FNMA 2011-17 CL GK 4.000% 02/25/2026 DTD 02/01/2011		2016-02-08	2018-04-25
	237.15 FNMA 840576 5% 10/01/20		2011-09-19	2018-04-25
	623.34 FNMA AD0568 4% 01/01/25		2016-06-20	2018-04-25
	5000. BIOGEN INC 2.900% 09/15/2020 DTD 09/15/2015		2017-04-11	2018-04-26
	6000. GOLDMAN SACHS GROUP INC 2.600% 04/23/2020 DTD 01/23/2015		2015-01-20	2018-04-26
	2574.38 CALIFORNIA REPUBLIC AUTO RECEI 2016-2 CL A3 1.560% 07/15/2020		2016-10-31	2018-05-15
	1234.74 CARMAX AUTO OWNER TRUST 2015-3 CL A3 1.630% 05/15/2020		2017-02-22	2018-05-15
	131.54 FHLMC GOLD G12098 4.5% 07/01/19		2011-04-18	2018-05-15
	271.69 FHLMC GOLD G13180 5.5% 06/01/23		2013-11-26	2018-05-15
	198.79 FHLMC GOLD G13652 4.5% 09/01/24		2014-11-12	2018-05-15
	205.12 FHLMC GOLD G18234 5.5% 02/01/23		2014-02-10	2018-05-15
	234.99 FHLMC GOLD J06245 5% 10/01/21		2015-02-24	2018-05-15
	120.21 FHLMC GOLD J10018 4.5% 01/01/21		2012-03-01	2018-05-15
	198.48 FHLMC GOLD E01608 5.5% 04/01/19		2012-11-27	2018-05-15
	182.83 FHLMC GOLD E02402 6% 10/01/22		2014-04-08	2018-05-15
	126.81 FHLMC GOLD E02429 6% 12/01/22		2012-04-27	2018-05-15
	108.93 FHLMC GOLD B13143 4.5% 04/01/19		2012-04-02	2018-05-15
	85.66 FED HOME LN MTG CORP PARTN CTFS		2009-08-24	2018-05-15
	311.08 FHLMC GOLD B18471 5.5% 05/01/20		2014-01-27	2018-05-15
	155.01 FHLMC GOLD G11851 5.5% 01/01/21		2011-11-08	2018-05-15
	306.23 FREDDIE MAC SER 2110 CL PG 6% JAN 15 2029		2017-02-24	2018-05-15
	186.95 FREDDIE MAC SER 2134 CL-3 6.25% MAR 15 2029		2014-01-31	2018-05-15
	985.72 NISSAN AUTO RECEIVABLES OWNER 2015-A CL A3 1.050%		2015-07-20	2018-05-15
	10000. STATE STREET CORP SR NOTES 1.350% 05/15/2018 DTD 05/15/2013		2013-09-24	2018-05-15
	468.62 GNMA 2011-70 CL CA 4.000% 05/16/2041 DTD 05/01/2011		2016-03-02	2018-05-16
	387.25 GNMA SER 2004-87 CL BC 4.5% OCT 20 2034		2017-09-18	2018-05-21
	863.8 GNMA 2009-42 CL MZ 5.000% 06/20/2039 DTD 06/01/2009		2018-03-07	2018-05-21
	348.43 FNMA 2012-106 CL QN 3.500% 10/25/2042 DTD 09/01/2012		2017-03-21	2018-05-25
	393.17 FNR 2012-147 CL TG 2.500% 01/25/2033 DTD 12/01/2012		2017-06-15	2018-05-25
	167.71 FNMA 257078 6% 02/01/23		2012-08-21	2018-05-25
	378.27 FNMA 2008-82 CL EY 5.000% 09/25/2023 DTD 08/01/2008		2015-12-09	2018-05-25
	526.57 FNMA 2011-17 CL GK 4.000% 02/25/2026 DTD 02/01/2011		2016-02-08	2018-05-25
	229.31 FNMA 840576 5% 10/01/20		2011-09-19	2018-05-25
	696.3 FNMA AD0568 4% 01/01/25		2016-06-20	2018-05-25
	2967.57 CALIFORNIA REPUBLIC AUTO RECEI 2016-2 CL A3 1.560% 07/15/2020		2016-10-31	2018-06-15
	1275.4 CARMAX AUTO OWNER TRUST 2015-3 CL A3 1.630% 05/15/2020		2017-02-22	2018-06-15
	117.91 FHLMC GOLD G12098 4.5% 07/01/19		2011-04-18	2018-06-15
	185.03 FHLMC GOLD G13180 5.5% 06/01/23		2013-11-26	2018-06-15
	211.55 FHLMC GOLD G13652 4.5% 09/01/24		2014-11-12	2018-06-15
	469.13 FHLMC GOLD G18234 5.5% 02/01/23		2014-02-10	2018-06-15
	251.09 FHLMC GOLD J06245 5% 10/01/21		2015-02-24	2018-06-15
	159.98 FHLMC GOLD J10018 4.5% 01/01/21		2012-03-01	2018-06-15
	162.79 FHLMC GOLD E01608 5.5% 04/01/19		2012-11-27	2018-06-15
	365.94 FHLMC GOLD E02402 6% 10/01/22		2014-04-08	2018-06-15
	120.55 FHLMC GOLD E02429 6% 12/01/22		2012-04-27	2018-06-15
	106.28 FHLMC GOLD B13143 4.5% 04/01/19		2012-04-02	2018-06-15
	87.77 FED HOME LN MTG CORP PARTN CTFS		2009-08-24	2018-06-15
	312.25 FHLMC GOLD B18471 5.5% 05/01/20		2014-01-27	2018-06-15
	174.49 FHLMC GOLD G11851 5.5% 01/01/21		2011-11-08	2018-06-15
	739.42 FREDDIE MAC SER 2110 CL PG 6% JAN 15 2029		2017-02-24	2018-06-15
	151.25 FREDDIE MAC SER 2134 CL-3 6.25% MAR 15 2029		2014-01-31	2018-06-15
	490.34 FHLMC 3775 CL UA 4.000% 06/15/2033 DTD 12/01/2010		2018-05-17	2018-06-15
	964.21 NISSAN AUTO RECEIVABLES OWNER 2015-A CL A3 1.050%		2015-07-20	2018-06-15
	420.44 GNMA 2011-70 CL CA 4.000% 05/16/2041 DTD 05/01/2011		2016-03-02	2018-06-18
	13283.594 AMG MG FAIRPT MC-Z		2011-03-08	2018-06-19
	282.9 GNMA SER 2004-87 CL BC 4.5% OCT 20 2034		2017-09-18	2018-06-20
	1140.98 GNMA 2009-42 CL MZ 5.000% 06/20/2039 DTD 06/01/2009		2018-03-07	2018-06-20
	370.95 FNMA 2012-106 CL QN 3.500% 10/25/2042 DTD 09/01/2012		2017-03-21	2018-06-25
	527.91 FNR 2012-147 CL TG 2.500% 01/25/2033 DTD 12/01/2012		2017-06-15	2018-06-25
	172.34 FNMA 257078 6% 02/01/23		2012-08-21	2018-06-25
	352.3 FNMA 2008-82 CL EY 5.000% 09/25/2023 DTD 08/01/2008		2015-12-09	2018-06-25
	503.34 FNMA 2011-17 CL GK 4.000% 02/25/2026 DTD 02/01/2011		2016-02-08	2018-06-25
	247.77 FNMA 840576 5% 10/01/20		2011-09-19	2018-06-25
	440.18 FNMA AD0568 4% 01/01/25		2016-06-20	2018-06-25
	2000. FLUOR CORP (NEW) 3 3/8% SEP 15 2021		2015-02-24	2018-06-26
	3000. FLUOR CORP (NEW) 3 3/8% SEP 15 2021		2015-02-24	2018-06-27
	5000. BANK OF NOVA SCOTIA 2.050% 06/05/2019 DTD 06/05/2014		2018-03-26	2018-07-06
	2272. ISHARES MSCI INDIA ETF		2015-04-10	2018-07-06
	4750.876 NEUBERGER BER GR CHINA EQ-IS		2015-08-04	2018-07-06
	1596. VANGUARD EMERGING MARKET VIPERS		2016-06-09	2018-07-06
	2495. VANGUARD EMERGING MARKET VIPERS		2018-01-29	2018-07-06
	2618.03 CALIFORNIA REPUBLIC AUTO RECEI 2016-2 CL A3 1.560% 07/15/2020		2016-10-31	2018-07-16
	1219.73 CARMAX AUTO OWNER TRUST 2015-3 CL A3 1.630% 05/15/2020		2017-02-22	2018-07-16
	119.38 FHLMC GOLD G12098 4.5% 07/01/19		2011-04-18	2018-07-16
	270.92 FHLMC GOLD G13180 5.5% 06/01/23		2013-11-26	2018-07-16
	277.05 FHLMC GOLD G13652 4.5% 09/01/24		2014-11-12	2018-07-16
	202.45 FHLMC GOLD G18234 5.5% 02/01/23		2014-02-10	2018-07-16
	234.65 FHLMC GOLD J06245 5% 10/01/21		2015-02-24	2018-07-16
	82.05 FHLMC GOLD J10018 4.5% 01/01/21		2012-03-01	2018-07-16
	150.65 FHLMC GOLD E01608 5.5% 04/01/19		2012-11-27	2018-07-16
	184.3 FHLMC GOLD E02402 6% 10/01/22		2014-04-08	2018-07-16
	122.18 FHLMC GOLD E02429 6% 12/01/22		2012-04-27	2018-07-16
	66.45 FHLMC GOLD B13143 4.5% 04/01/19		2012-04-02	2018-07-16
	87.27 FED HOME LN MTG CORP PARTN CTFS		2009-08-24	2018-07-16
	313.4 FHLMC GOLD B18471 5.5% 05/01/20		2014-01-27	2018-07-16
	158.8 FHLMC GOLD G11851 5.5% 01/01/21		2011-11-08	2018-07-16
	515.26 FREDDIE MAC SER 2110 CL PG 6% JAN 15 2029		2017-02-24	2018-07-16
	181.15 FREDDIE MAC SER 2134 CL-3 6.25% MAR 15 2029		2014-01-31	2018-07-16
	483.98 FHLMC 3775 CL UA 4.000% 06/15/2033 DTD 12/01/2010		2018-05-17	2018-07-16
	289.58 GNMA 2011-70 CL CA 4.000% 05/16/2041 DTD 05/01/2011		2016-03-02	2018-07-16
	874.67 NISSAN AUTO RECEIVABLES OWNER 2015-A CL A3 1.050%		2015-07-20	2018-07-16
	32840. ISHARES GOLD TRUST		2018-03-16	2018-07-19
	273.64 GNMA SER 2004-87 CL BC 4.5% OCT 20 2034		2017-09-18	2018-07-20
	762.42 GNMA 2009-42 CL MZ 5.000% 06/20/2039 DTD 06/01/2009		2018-03-07	2018-07-20
	370.95 FNMA 2012-106 CL QN 3.500% 10/25/2042 DTD 09/01/2012		2017-03-21	2018-07-25
	223.11 FNR 2012-147 CL TG 2.500% 01/25/2033 DTD 12/01/2012		2017-06-15	2018-07-25
	164.94 FNMA 257078 6% 02/01/23		2012-08-21	2018-07-25
	339.95 FNMA 2008-82 CL EY 5.000% 09/25/2023 DTD 08/01/2008		2015-12-09	2018-07-25
	492.12 FNMA 2011-17 CL GK 4.000% 02/25/2026 DTD 02/01/2011		2016-02-08	2018-07-25
	176.43 FNMA 840576 5% 10/01/20		2011-09-19	2018-07-25
	428.12 FNMA AD0568 4% 01/01/25		2016-06-20	2018-07-25
	5000. SIMON PROPERTY GROUP LP 4 3/8% MAR 01 2021		2017-05-24	2018-08-13
	2376.82 CALIFORNIA REPUBLIC AUTO RECEI 2016-2 CL A3 1.560% 07/15/2020		2016-10-31	2018-08-15
	1208.13 CARMAX AUTO OWNER TRUST 2015-3 CL A3 1.630% 05/15/2020		2017-02-22	2018-08-15
	110.72 FHLMC GOLD G12098 4.5% 07/01/19		2011-04-18	2018-08-15
	211.78 FHLMC GOLD G13180 5.5% 06/01/23		2013-11-26	2018-08-15
	255.96 FHLMC GOLD G13652 4.5% 09/01/24		2014-11-12	2018-08-15
	201.75 FHLMC GOLD G18234 5.5% 02/01/23		2014-02-10	2018-08-15
	249.1 FHLMC GOLD J06245 5% 10/01/21		2015-02-24	2018-08-15
	47.04 FHLMC GOLD J10018 4.5% 01/01/21		2012-03-01	2018-08-15
	184.67 FHLMC GOLD E01608 5.5% 04/01/19		2012-11-27	2018-08-15
	392.58 FHLMC GOLD E02402 6% 10/01/22		2014-04-08	2018-08-15
	120.4 FHLMC GOLD E02429 6% 12/01/22		2012-04-27	2018-08-15
	46.29 FHLMC GOLD B13143 4.5% 04/01/19		2012-04-02	2018-08-15
	65.5 FED HOME LN MTG CORP PARTN CTFS		2009-08-24	2018-08-15
	334.71 FHLMC GOLD B18471 5.5% 05/01/20		2014-01-27	2018-08-15
	155.23 FHLMC GOLD G11851 5.5% 01/01/21		2011-11-08	2018-08-15
	498.88 FREDDIE MAC SER 2110 CL PG 6% JAN 15 2029		2017-02-24	2018-08-15
	130.21 FREDDIE MAC SER 2134 CL-3 6.25% MAR 15 2029		2014-01-31	2018-08-15
	507.41 FHLMC 3775 CL UA 4.000% 06/15/2033 DTD 12/01/2010		2018-05-17	2018-08-15
	862.44 NISSAN AUTO RECEIVABLES OWNER 2015-A CL A3 1.050%		2015-07-20	2018-08-15
	529.82 GNMA 2011-70 CL CA 4.000% 05/16/2041 DTD 05/01/2011		2016-03-02	2018-08-16
	5000. BNP PARIBAS MTN 2.700% 08/20/2018 DTD 08/20/2013		2013-08-13	2018-08-20
	300.14 GNMA SER 2004-87 CL BC 4.5% OCT 20 2034		2017-09-18	2018-08-20
	290.9 GNMA 2009-42 CL MZ 5.000% 06/20/2039 DTD 06/01/2009		2018-03-07	2018-08-20
	370.95 FNMA 2012-106 CL QN 3.500% 10/25/2042 DTD 09/01/2012		2017-03-21	2018-08-27
	859.9 FNR 2012-147 CL TG 2.500% 01/25/2033 DTD 12/01/2012		2017-06-15	2018-08-27
	281.66 FNMA 257078 6% 02/01/23		2012-08-21	2018-08-27
	301.97 FNMA 2008-82 CL EY 5.000% 09/25/2023 DTD 08/01/2008		2015-12-09	2018-08-27
	550.71 FNMA 2011-17 CL GK 4.000% 02/25/2026 DTD 02/01/2011		2016-02-08	2018-08-27
	161.35 FNMA 840576 5% 10/01/20		2011-09-19	2018-08-27
	510.7 FNMA AD0568 4% 01/01/25		2016-06-20	2018-08-27
	21636.491 LAZARD EMERGING MKT PORTFOLIO INSTL*		2017-02-03	2018-09-05
	2534.14 CALIFORNIA REPUBLIC AUTO RECEI 2016-2 CL A3 1.560% 07/15/2020		2016-10-31	2018-09-17
	1202.02 CARMAX AUTO OWNER TRUST 2015-3 CL A3 1.630% 05/15/2020		2017-02-22	2018-09-17
	103.42 FHLMC GOLD G12098 4.5% 07/01/19		2011-04-18	2018-09-17
	385.57 FHLMC GOLD G13180 5.5% 06/01/23		2013-11-26	2018-09-17
	314.64 FHLMC GOLD G13652 4.5% 09/01/24		2014-11-12	2018-09-17
	298.83 FHLMC GOLD G18234 5.5% 02/01/23		2014-02-10	2018-09-17
	274.1 FHLMC GOLD J06245 5% 10/01/21		2015-02-24	2018-09-17
	47.17 FHLMC GOLD J10018 4.5% 01/01/21		2012-03-01	2018-09-17
	242.31 FHLMC GOLD E01608 5.5% 04/01/19		2012-11-27	2018-09-17
	290.86 FHLMC GOLD E02402 6% 10/01/22		2014-04-08	2018-09-17
	122.62 FHLMC GOLD E02429 6% 12/01/22		2012-04-27	2018-09-17
	46.51 FHLMC GOLD B13143 4.5% 04/01/19		2012-04-02	2018-09-17
	83.36 FED HOME LN MTG CORP PARTN CTFS		2009-08-24	2018-09-17
	295.79 FHLMC GOLD B18471 5.5% 05/01/20		2014-01-27	2018-09-17
	133.15 FHLMC GOLD G11851 5.5% 01/01/21		2011-11-08	2018-09-17
	411. FREDDIE MAC SER 2110 CL PG 6% JAN 15 2029		2017-02-24	2018-09-17
	203.08 FREDDIE MAC SER 2134 CL-3 6.25% MAR 15 2029		2014-01-31	2018-09-17
	1187.52 FHLMC 3775 CL UA 4.000% 06/15/2033 DTD 12/01/2010		2018-05-17	2018-09-17
	254.33 GNMA 2011-70 CL CA 4.000% 05/16/2041 DTD 05/01/2011		2016-03-02	2018-09-17
	73.82 NISSAN AUTO RECEIVABLES OWNER 2015-A CL A3 1.050%		2015-07-20	2018-09-17
	235.4 GNMA SER 2004-87 CL BC 4.5% OCT 20 2034		2017-09-18	2018-09-20
	736.72 GNMA 2009-42 CL MZ 5.000% 06/20/2039 DTD 06/01/2009		2018-03-07	2018-09-20
	6100. VANGUARD EMERGING MARKET VIPERS		2016-06-09	2018-09-21
	2945. VANGUARD EMERGING MARKET VIPERS		2016-06-09	2018-09-21
	370.95 FNMA 2012-106 CL QN 3.500% 10/25/2042 DTD 09/01/2012		2017-03-21	2018-09-25
	587.56 FNR 2012-147 CL TG 2.500% 01/25/2033 DTD 12/01/2012		2017-06-15	2018-09-25
	237.24 FNMA 257078 6% 02/01/23		2012-08-21	2018-09-25
	261.39 FNMA 2008-82 CL EY 5.000% 09/25/2023 DTD 08/01/2008		2015-12-09	2018-09-25
	609.47 FNMA 2011-17 CL GK 4.000% 02/25/2026 DTD 02/01/2011		2016-02-08	2018-09-25
	234.82 FNMA 840576 5% 10/01/20		2011-09-19	2018-09-25
	408.2 FNMA AD0568 4% 01/01/25		2016-06-20	2018-09-25
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	1,425	1,427	-2
b	156	165	-9
c	503	543	-40
d	298	318	-20
e	224	243	-19
	279	298	-19
	26	28	-2
	124	132	-8
	216	232	-16
	192	212	-20
	392	434	-42
	117	125	-8
	105	112	-7
	337	364	-27
	154	168	-14
	344	385	-41
	256	284	-28
	120	126	-6
	194	208	-14
	396	423	-27
	1,217	1,209	8
	1,816	1,817	-1
	133	142	-9
	20,535	20,775	-240
	125,000	113,038	11,962
	125,000	108,936	16,064
	150,000	135,645	14,355
	225,000	161,778	63,222
	371	383	-12
	1,321	1,313	8
	176	195	-19
	92	96	-4
	371	388	-17
	705	743	-38
	64	67	-3
	155	167	-12
	628	662	-34
	4,946	4,996	-50
	4,945	4,996	-51
	1,425,000	1,590,365	-165,365
	5,322	6,765	-1,443
	954	957	-3
	1,498	1,500	-2
	156	165	-9
	211	227	-16
	343	366	-23
	690	748	-58
	267	284	-17
	45	47	-2
	224	239	-15
	224	240	-16
	202	223	-21
	123	136	-13
	243	261	-18
	105	111	-6
	337	364	-27
	148	161	-13
	586	655	-69
	188	209	-21
	91	96	-5
	153	163	-10
	1,279	1,270	9
	447	477	-30
	1,502,837	1,246,255	256,582
	1,956	1,957	-1
	380	405	-25
	371	383	-12
	1,231	1,224	7
	164	181	-17
	83	86	-3
	392	410	-18
	638	672	-34
	59	62	-3
	195	210	-15
	596	628	-32
	566,479	412,075	154,404
	183,808	150,645	33,163
	2,934	2,942	-8
	1,306	1,307	-1
	148	157	-9
	429	462	-33
	322	343	-21
	222	240	-18
	1,178	1,255	-77
	8	9	-1
	117	125	-8
	215	231	-16
	196	216	-20
	235	260	-25
	123	133	-10
	118	126	-8
	1,173	1,266	-93
	199	216	-17
	513	574	-61
	215	239	-24
	91	95	-4
	110	118	-8
	1,175	1,167	8
	425	455	-30
	1,779	1,780	-1
	302	322	-20
	371	383	-12
	309	307	2
	170	187	-17
	70	73	-3
	345	361	-16
	524	552	-28
	56	59	-3
	146	158	-12
	517	545	-28
	1,305,510	573,879	731,631
	277		277
	5,527	5,640	-113
	1,285	1,286	-1
	146	154	-8
	423	456	-33
	224	239	-15
	478	518	-40
	259	275	-16
	154	165	-11
	343	368	-25
	1,075	1,187	-112
	123	136	-13
	120	129	-9
	107	114	-7
	313	338	-25
	260	282	-22
	429	480	-51
	566	628	-62
	55	58	-3
	112	120	-8
	348	372	-24
	1,095	1,088	7
	4,852	5,290	-438
	17	18	-1
	1,642	1,643	-1
	373	397	-24
	3,278	3,286	-8
	371	383	-12
	209	207	2
	197	218	-21
	65	68	-3
	390	408	-18
	585	617	-32
	59	62	-3
	143	155	-12
	528	556	-28
	831,788	705,652	126,136
	2,020	2,051	-31
	2,020	2,051	-31
	1,800,313	2,083,635	-283,322
	80,159	80,331	-172
	168,224	172,665	-4,441
	108,801	111,792	-2,991
	16,067	16,546	-479
	11,239	8,660	2,579
	3,038	3,046	-8
	1,387	1,389	-2
	157	166	-9
	468	505	-37
	236	251	-15
	344	373	-29
	253	269	-16
	118	126	-8
	271	291	-20
	454	502	-48
	119	132	-13
	104	112	-8
	105	111	-6
	320	346	-26
	170	185	-15
	428	479	-51
	164	182	-18
	6	6
	1,165	1,157	8
	319	341	-22
	887	887
	307	328	-21
	371	383	-12
	1,368	1,360	8
	365	404	-39
	28	29	-1
	374	391	-17
	579	610	-31
	45	47	-2
	157	170	-13
	524	552	-28
	382,005	354,565	27,440
	105,000	105,000
	2,858	2,865	-7
	1,260	1,261	-1
	150	159	-9
	240	259	-19
	275	293	-18
	248	269	-21
	251	267	-16
	126	135	-9
	210	226	-16
	283	313	-30
	126	139	-13
	127	137	-10
	96	102	-6
	308	332	-24
	175	190	-15
	468	523	-55
	147	164	-17
	1,014	1,008	6
	234	250	-16
	414,973	410,054	4,919
	693,030	631,634	61,396
	5,197	6,621	-1,424
	209	223	-14
	35,606	37,888	-2,282
	4,953	5,038	-85
	371	383	-12
	480	477	3
	183	202	-19
	382	400	-18
	525	553	-28
	145	157	-12
	495	522	-27
	22	23	-1
	489,231	501,999	-12,768
	278,801	224,913	53,888
	767,518	791,923	-24,405
	3,317	3,326	-9
	1,396	1,397	-1
	132	140	-8
	176	190	-14
	329	351	-22
	307	333	-26
	234	249	-15
	160	171	-11
	312	335	-23
	181	200	-19
	123	137	-14
	74	80	-6
	138	147	-9
	310	335	-25
	150	163	-13
	618	691	-73
	371	412	-41
	259	277	-18
	1,093	1,086	7
	3,975	3,996	-21
	395	422	-27
	1,023	1,087	-64
	371	383	-12
	208	206	2
	703	777	-74
	396	415	-19
	567	597	-30
	237	256	-19
	623	657	-34
	4,969	5,105	-136
	5,943	5,989	-46
	2,574	2,581	-7
	1,235	1,236	-1
	132	139	-7
	272	293	-21
	199	212	-13
	205	222	-17
	235	250	-15
	120	128	-8
	198	213	-15
	183	202	-19
	127	140	-13
	109	117	-8
	86	91	-5
	311	336	-25
	155	168	-13
	306	342	-36
	187	208	-21
	986	979	7
	10,000	10,000
	469	501	-32
	387	413	-26
	864	918	-54
	348	359	-11
	393	391	2
	168	185	-17
	378	396	-18
	527	555	-28
	229	248	-19
	696	734	-38
	2,968	2,975	-7
	1,275	1,277	-2
	118	125	-7
	185	199	-14
	212	226	-14
	469	509	-40
	251	267	-16
	160	171	-11
	163	175	-12
	366	404	-38
	121	134	-13
	106	114	-8
	88	93	-5
	312	337	-25
	174	190	-16
	739	827	-88
	151	168	-17
	490	501	-11
	964	958	6
	420	449	-29
	577,969	401,119	176,850
	283	302	-19
	1,141	1,212	-71
	371	383	-12
	528	525	3
	172	190	-18
	352	369	-17
	503	530	-27
	248	268	-20
	440	464	-24
	1,998	2,090	-92
	2,999	3,136	-137
	4,967	4,955	12
	75,713	75,658	55
	73,639	63,329	10,310
	67,422	55,899	11,523
	105,400	124,699	-19,299
	2,618	2,625	-7
	1,220	1,221	-1
	119	127	-8
	271	292	-21
	277	295	-18
	202	220	-18
	235	250	-15
	82	88	-6
	151	162	-11
	184	203	-19
	122	135	-13
	66	71	-5
	87	93	-6
	313	338	-25
	159	173	-14
	515	576	-61
	181	201	-20
	484	494	-10
	290	309	-19
	875	869	6
	384,712	413,380	-28,668
	274	292	-18
	762	810	-48
	371	383	-12
	223	222	1
	165	182	-17
	340	356	-16
	492	519	-27
	176	191	-15
	428	451	-23
	5,136	5,334	-198
	2,377	2,383	-6
	1,208	1,209	-1
	111	117	-6
	212	228	-16
	256	273	-17
	202	219	-17
	249	265	-16
	47	50	-3
	185	199	-14
	393	433	-40
	120	133	-13
	46	50	-4
	66	69	-3
	335	361	-26
	155	169	-14
	499	558	-59
	130	145	-15
	507	518	-11
	862	857	5
	530	566	-36
	5,000	4,991	9
	300	320	-20
	291	309	-18
	371	383	-12
	860	855	5
	282	311	-29
	302	316	-14
	551	580	-29
	161	174	-13
	511	538	-27
	359,166	367,388	-8,222
	2,534	2,541	-7
	1,202	1,203	-1
	103	110	-7
	386	416	-30
	315	335	-20
	299	324	-25
	274	292	-18
	47	50	-3
	242	260	-18
	291	321	-30
	123	136	-13
	47	50	-3
	83	88	-5
	296	319	-23
	133	145	-12
	411	460	-49
	203	225	-22
	1,188	1,213	-25
	254	272	-18
	74	73	1
	235	251	-16
	737	783	-46
	254,778	213,650	41,128
	123,069	103,147	19,922
	371	383	-12
	588	584	4
	237	262	-25
	261	274	-13
	609	642	-33
	235	254	-19
	408	430	-22
			588,224

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-2
b			-9
c			-40
d			-20
e			-19
			-19
			-2
			-8
			-16
			-20
			-42
			-8
			-7
			-27
			-14
			-41
			-28
			-6
			-14
			-27
			8
			-1
			-9
			-240
			11,962
			16,064
			14,355
			63,222
			-12
			8
			-19
			-4
			-17
			-38
			-3
			-12
			-34
			-50
			-51
			-165,365
			-1,443
			-3
			-2
			-9
			-16
			-23
			-58
			-17
			-2
			-15
			-16
			-21
			-13
			-18
			-6
			-27
			-13
			-69
			-21
			-5
			-10
			9
			-30
			256,582
			-1
			-25
			-12
			7
			-17
			-3
			-18
			-34
			-3
			-15
			-32
			154,404
			33,163
			-8
			-1
			-9
			-33
			-21
			-18
			-77
			-1
			-8
			-16
			-20
			-25
			-10
			-8
			-93
			-17
			-61
			-24
			-4
			-8
			8
			-30
			-1
			-20
			-12
			2
			-17
			-3
			-16
			-28
			-3
			-12
			-28
			731,631
			277
			-113
			-1
			-8
			-33
			-15
			-40
			-16
			-11
			-25
			-112
			-13
			-9
			-7
			-25
			-22
			-51
			-62
			-3
			-8
			-24
			7
			-438
			-1
			-1
			-24
			-8
			-12
			2
			-21
			-3
			-18
			-32
			-3
			-12
			-28
			126,136
			-31
			-31
			-283,322
			-172
			-4,441
			-2,991
			-479
			2,579
			-8
			-2
			-9
			-37
			-15
			-29
			-16
			-8
			-20
			-48
			-13
			-8
			-6
			-26
			-15
			-51
			-18

			8
			-22

			-21
			-12
			8
			-39
			-1
			-17
			-31
			-2
			-13
			-28
			27,440

			-7
			-1
			-9
			-19
			-18
			-21
			-16
			-9
			-16
			-30
			-13
			-10
			-6
			-24
			-15
			-55
			-17
			6
			-16
			4,919
			61,396
			-1,424
			-14
			-2,282
			-85
			-12
			3
			-19
			-18
			-28
			-12
			-27
			-1
			-12,768
			53,888
			-24,405
			-9
			-1
			-8
			-14
			-22
			-26
			-15
			-11
			-23
			-19
			-14
			-6
			-9
			-25
			-13
			-73
			-41
			-18
			7
			-21
			-27
			-64
			-12
			2
			-74
			-19
			-30
			-19
			-34
			-136
			-46
			-7
			-1
			-7
			-21
			-13
			-17
			-15
			-8
			-15
			-19
			-13
			-8
			-5
			-25
			-13
			-36
			-21
			7

			-32
			-26
			-54
			-11
			2
			-17
			-18
			-28
			-19
			-38
			-7
			-2
			-7
			-14
			-14
			-40
			-16
			-11
			-12
			-38
			-13
			-8
			-5
			-25
			-16
			-88
			-17
			-11
			6
			-29
			176,850
			-19
			-71
			-12
			3
			-18
			-17
			-27
			-20
			-24
			-92
			-137
			12
			55
			10,310
			11,523
			-19,299
			-7
			-1
			-8
			-21
			-18
			-18
			-15
			-6
			-11
			-19
			-13
			-5
			-6
			-25
			-14
			-61
			-20
			-10
			-19
			6
			-28,668
			-18
			-48
			-12
			1
			-17
			-16
			-27
			-15
			-23
			-198
			-6
			-1
			-6
			-16
			-17
			-17
			-16
			-3
			-14
			-40
			-13
			-4
			-3
			-26
			-14
			-59
			-15
			-11
			5
			-36
			9
			-20
			-18
			-12
			5
			-29
			-14
			-29
			-13
			-27
			-8,222
			-7
			-1
			-7
			-30
			-20
			-25
			-18
			-3
			-18
			-30
			-13
			-3
			-5
			-23
			-12
			-49
			-22
			-25
			-18
			1
			-16
			-46
			41,128
			19,922
			-12
			4
			-25
			-13
			-33
			-19
			-22

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	1,842,765
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see instructions before making any entries.

(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2018	1,950,547	35,834,914	0.054431
2017	1,906,324	35,258,450	0.054067
2016	1,960,956	38,055,697	0.051529
2015	1,901,392	38,956,368	0.048808
2014	1,903,550	37,633,437	0.050581

Total of line 1, column (d) .....................

0.259416

Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......

0.051883

Enter the net value of noncharitable-use assets for 2019 from Part X, line 5......

38,596,126

Multiply line 4 by line 3......................

2,002,483

Enter 1% of net investment income (1% of Part I, line 27b)...........

26,462

Add lines 5 and 6........................

2,028,945

Enter qualifying distributions from Part XII, line 4,.............

1,867,377

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2019)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	52,924
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	52,924
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	52,924
6	Credits/Payments:

a	2019 estimated tax payments and 2018 overpayment credited to 2019	6a	161,864
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	161,864
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	108,940
11	Enter the amount of line 10 to be: Credited to 2020 estimated tax52,924	Refunded	11	56,016

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions

for definition).................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2019)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

The books are in care of bullet

JP MORGAN CHASE BANK NA Telephone no. bullet

(800) 496-2583

Located at bullet

10 S DEARBORN ST MCIL1-0111CHICAGOIL ZIP+4 bullet

60603

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2019?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2019, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2019?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2019 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2019.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?

Form 990-PF (2019)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
JP MORGAN CHASE	TRUSTEE 2	137,097
10 S DEARBORN ST MCIL1-0111 CHICAGO,IL60603	TRUSTEE 2	137,097

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2019)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2019)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

26,167,878

Average of monthly cash balances.......................

9,627,752

Fair market value of all other assets (see instructions)................

3,388,254

Total (add lines 1a, b, and c).........................

39,183,884

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

39,183,884

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

587,758

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

38,596,126

Minimum investment return. Enter 5% of line 5..................

1,929,806

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

1,929,806

Tax on investment income for 2019 from Part VI, line 5......

52,924

Income tax for 2019. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

52,924

Distributable amount before adjustments. Subtract line 2c from line 1............

1,876,882

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

1,876,882

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

1,876,882

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

1,867,377

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

1,867,377

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

1,867,377

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2019)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2018	(c) 2018	(d) 2019
1 Distributable amount for 2019 from Part XI, line 7					1,876,882
2 Undistributed income, if any, as of the end of 2019:
a Enter amount for 2018 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2019:
a From 2014......	56,142
b From 2015......	0
c From 2016......	93,745
d From 2017......	157,727
e From 2018......	194,523
fTotal of lines 3a through e........		502,137
4Qualifying distributions for 2019 from Part
XII, line 4: $ 1,867,377
a Applied to 2018, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2019 distributable amount.....					1,867,377
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2019.		9,505			9,505
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		492,632
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2018. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2019. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2020 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2014 not applied on line 5 or line 7 (see instructions) ...		46,637
9Excess distributions carryover to 2020. Subtract lines 7 and 8 from line 6a ......		445,995
10 Analysis of line 9:
a Excess from 2015....	0
b Excess from 2016....	93,745
c Excess from 2017....	157,727
d Excess from 2018....	194,523
e Excess from 2019....

Form 990-PF (2019)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2019	(b) 2018	(c) 2017	(d) 2016	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2019)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
ELK'S CRIPPLED KIDDIE FUND OF READING LODGE NO115 2210 HAMPDEN BLVD READING,PA196041325	NONE	PC	GENERAL	92,426
GRAHAM HOSPITAL C/O BOB SENNEFF CANTON,IL615202497	NONE	PC	GENERAL	92,426
AMERICAN RED CROSS FULTON COUNTY CHAPTER PEORIA,IL616052566	NONE	PC	GENERAL	92,426
FIRST CONGREGATIONAL CHURCH C/O CHARLOTTE ANN MYERS CANTON,IL615200248	NONE	PC	GENERAL	46,213
WESLEY UNITED METHODIST CHURCH C/O SAMANTHA KLINEDINST CANTON,IL615202504	NONE	PC	GENERAL	92,426
FIRST CHRISTIAN CHURCH ATTN DON HELLER CANTON,IL615202419	NONE	PC	GENERAL	138,639
TRINITY LUTHERAN CHURCH TREASURER CANTON,IL615202732	NONE	PC	GENERAL	36,971
MT CARMEL BAPTIST CHURCH 420 S 5TH AVE CANTON,IL615203124	NONE	PC	GENERAL	36,971
CANTON PARK DISTRICT C/O JON E JOHNSON CANTON,IL615201698	NONE	PC	GENERAL	277,279
FIRST PRESBYTERIAN CHURCH 275 LINDEN ST CANTON,IL615201115	NONE	PC	GENERAL	92,426
ST PETERS EPISCOPAL CHURCH C/O TREASURER CANTON,IL615200417	NONE	PC	GENERAL	36,971
CANTON YMCA ATTN PAULA GRIGSBY CANTON,IL615201504	NONE	PC	GENERAL	184,853
THE SALVATION ARMY ATTN LEGAL DEPARTMENT HOFFMAN ESTATES,IL601923713	NONE	PC	GENERAL	92,426
THE FIRST BAPTIST CHURCH 301 E ELM ST CANTON,IL615202739	NONE	PC	GENERAL	92,426
YWCA C/O BROOKE DENNISTON CANTON,IL615202503	NONE	PC	GENERAL	92,426
WD BOYCE COUNCIL INC#138 614 NE MADISON AVENUE PEORIA,IL616033833	NONE	PC	GENERAL	258,794
Total ................................. 3a				1,756,099

bApproved for future payment

Total ................................. 3b

Form 990-PF (2019)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	903,570
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	1,842,765
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: aFEDERAL REFUND				25,439
bPARTNERSHIP DIVIDE				264,774
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				3,036,548

13Total. Add line 12, columns (b), (d), and (e)..................

3,036,548

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2019)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.) Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2019)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of Bond	End of Year Book Value	End of Year Fair Market Value
256210105 DODGE & COX INCOME F	935,706	914,134
704329572 PAYDEN HIGH INCOME F	1,427,600	1,401,205
258620103 DOUBLELINE TOTL RET	1,209,603	1,155,629
592905764 METROPOLITAN WEST T/	381,124	370,072
922031810 VANGUARD INTM TRM IN	830,655	811,567
808524870 SCHWAB U.S. TIPS ETF	1,028,907	1,005,706
05574LPT9 BNP PARIBAS MTN 2.70
3137EADP1 FHLMC 0.875% 03/07/2
31391Y5D5 FNMA 681344 5% 02/01
31393HTX0 FEDERAL HOME LN MTG
31400USG0 FNMA 698119 5% 03/01
36200MCL5 GNMA 604075 5% 03/15
857477AK9 STATE STREET CORP SR
912828KQ2 US TREAS 3.125% 05/1	106,730	100,398
3135G0ZE6 FNMA 1.75% 06/20/19	40,331	39,781
912828LY4 US TREAS 3.375% 11/1
912828ND8 US TREAS 3.5% 05/15/	87,556	80,887
912828NT3 US TREAS 2.625% 08/1	102,602	99,648
912828PC8 US TREAS 2.625% 11/1	98,917	94,569
912828QN3 US TREAS 3.125% 05/1	111,649	105,676
912828WZ9 US TREAS 1.75% 04/30	93,943	91,259
912828M80 US TREAS 2% 11/30/22	99,980	96,359
3128PHW72 FHLMC GOLD J06070 5.
31294KYD1 FHLMC GOLD E01608 5.	692	646
312965P42 FHLMC GOLD B13143 4.	266	251
13976AAB6 CAPITAL AUTO RECEIVA
312966RW6 FHLMC GOLD B14101 5.	305	288
3128M1GF0 FHLMC GOLD G12098 4.	655	625
65477UAC4 NISSAN AUTO RECEIVAB
312971MU5 FHLMC GOLD B18471 5.	6,261	5,860
14313VAC8 CARMAX AUTO OWNER TR	5,568	5,552
13057YAC4 CALIFORNIA REPUBLIC	5,566	5,545
31407T2H2 FNMA 840576 5% 10/01	2,859	2,730
3128PPAT0 FHLMC GOLD J10018 4.	428	406
31336WBT5 FHLMC GOLD G11851 5.	2,590	2,424
03065VAE7 AMERICREDIT AUTOMOBI	15,094	14,966
3128PH5E7 FHLMC GOLD J06245 5%	4,360	4,119
80285LAD3 SANTANDER DRIVE AUTO	10,014	9,970
65477XAE4 NISSAN AUTO LEASE TR	24,965	24,924
31294LU35 FHLMC GOLD E02402 6%	9,530	8,881
31294LVW0 FHLMC GOLD E02429 6%	6,201	5,748
3128MMHL0 FHLMC GOLD G18234 5.	10,111	9,625
31371NQ73 FNMA 257078 6% 02/01	8,323	7,824
3128MBXH5 FHLMC GOLD G13180 5.	7,678	7,340
31397MWQ6 FNMA 2008-82 CL EY 5	3,070	2,941
3128MCH57 FHLMC GOLD G13652 4.	9,732	9,437
31418MT28 FNMA AD0568 4% 01/01	21,650	20,979
31397QE87 FNMA 2011-17 CL GK 4	16,065	15,356
3133THLK1 FREDDIE MAC SER 2110	27,070	25,953
3133TJY98 FREDDIE MAC SER 2134	11,350	10,867
3136ABDK6 FNR 2012-147 CL TG 2	37,008	35,623
38374JMC7 GNMA SER 2004-87 CL	20,713	20,236
38377WKR4 GNMA 2011-70 CL CA 4	23,289	22,086
3136A9BK3 FNMA 2012-106 CL QN	29,473	28,386
26442CAG9 DUKE ENERGY CAROLINA	6,487	5,027
91159HHE3 US BANCORP MTN 1.950	9,974	9,994
149123BQ3 CATERPILLAR INC NOTE
03523TBE7 ANHEUSER BUSCH INBEV
89236TBB0 TOYOTA MOTOR CREDIT	10,042	9,991
06406HCR8 BANK OF NEW YORK MEL	10,087	9,986
89417EAF6 TRAVELLERS COS INC S	11,685	10,210
00440EAM9 ACE INA HOLDINGS 5.9	11,353	10,216
172967HU8 CITIGROUP INC 2.500%	13,138	12,972
02665WAH4 AMERICAN HONDA FINAN	4,991	4,977
539830AT6 LOCKHEED MARTIN CORP	5,642	5,068
693506BH9 PPG INDUSTRIES INC 2	5,042	4,964
87236YAA6 TD AMERITRADE HOLDIN	5,988	5,141
023135AL0 AMAZON.COM INC 2.600	2,994	2,991
38148LAA4 GOLDMAN SACHS GROUP
61761JB32 MORGAN STANLEY 2.800	10,003	9,921
74432QBM6 PRUDENTIAL FINANCIAL	11,413	10,357
316773CT5 FIFTH THIRD BANCORP	5,099	4,968
458140AQ3 INTEL CORP 2.450% 07
693476BL6 PNC FUNDING CORP 4 3	11,023	10,207
09062XAC7 BIOGEN INC 2.900% 09
36962G4Y7 GENERAL ELEC CAP COR	22,335	20,605
94974BFR6 WELLS FARGO & COMPAN	10,085	9,915
828807CF2 SIMON PROPERTY GROUP
446150AJ3 HUNTINGTON BANCSHARE	5,056	4,957
49326EED1 KEYCORP MTN 5.1% MAR	5,480	5,204
89114QBG2 TORONTO-DOMINION BAN	2,995	2,918
06051GEH8 BANK OF AMERICA CORP	5,573	5,195
369550AR9 GENERAL DYNAMICS COR	5,360	5,070
949746SA0 WELLS FARGO & COMPAN
057224BC0 BAKER HUGHES INC 3.2	5,152	4,974
343412AB8 FLUOR CORP (NEW) 3 3
38141GGS7 GOLDMAN SACHS GROUP
867914BM4 SUNTRUST BANKS INC 2	4,996	4,864
00206RBD3 AT&T INC 3% FEB 15 2	5,012	4,896
25468PCT1 WALT DISNEY COMPANY/	4,931	4,870
845437BM3 SOUTHWESTERN ELEC PO	5,160	5,011
14040HBL8 CAPITAL ONE FINANCIA	5,014	4,888
92343VDQ4 VERIZON COMMUNICATIO
025816BM0 AMERICAN EXPRESS CO	9,992	9,595
375558BC6 GILEAD SCIENCES INC	5,206	4,975
037833DC1 APPLE INC 2.100% 09/	5,000	4,788
670346AL9 NUCOR CORP 4 1/8% SE	5,356	5,105
06051GEU9 BANK OF AMERICA CORP	6,154	5,910
26884ABA0 ERP OPERATING LP 3.0	5,139	4,871
001055AL6 AFLAC INC 3.625% 06/	5,213	5,010
961214CY7 WESTPAC BANKING CORP	6,999	6,927
05565QBP2 BP CAPITAL MARKETS P	5,538	5,125
80281LAD7 SANTANDER UK GROUP H	5,036	4,932
89152UAF9 TOTAL CAPITAL SA 4 1	5,333	5,099
25152R5F6 DEUTSCHE BANK AG 3.3	5,025	4,908
88166JAA1 TEVA PHARM FIN IV BV
404280AN9 HSBC HOLDINGS PLC 4%	10,508	10,120
86562MAQ3 SUMITOMO MITSUI FINL	5,013	4,839
46132FAB6 INVESCO FINANCE PLC	5,338	5,015
48121A415- JPMORGAN MANAGED IN	1,174,297	1,175,086
913017ARO- UNITED TECHNOLOGIES	11,367	10,620
06367TPX2- BANK OF MONTREAL	4,930	4,951
553794AB4- MUFG AMERICAS HLDGS	4,932	4,935
65535HAB5- NOMURA HOLDINGS INC	10,596	10,455
828807CU9- SIMON PROPERTY GROU	4,939	4,934
1975NAD5- CAPITAL AUTO RECEIVA	14,896	14,960
136069XY2- CANADIAN IMPERIAL B	4,945	4,925
064159HM1- BANK OF NOVA SCIOTA	4,891	4,896
10112RAS3- BOSTON PROPERTIES L	5,276	5,084
008117AN3- AETNA INC	5,097	5,083
38141GWC4- GOLDMAN SACHS GROUP	10,877	10,779
68389XAP0- ORACLE CORP	9,966	9,701
00287YAP4- ABBVIE INC	10,146	9,827
94973VBA4- WELLPOINT INC	10,146	9,865
981464CW8- WORLD FINANCIAL NET	15,264	15,030
06051GE3- BANK OF AMERICA CORP	4,013	3,928
949746SK8- WELLS FARGO & COMPA	10,150	9,758
534187BDO- LINCOLN NATIONAL CO	5,108	5,055
257375AE5- DOMINION ENERGY GAS	4,965	4,935
03076CAG1- AMERIPRISE FINANCIA	5,151	4,973
05531FBB8- BB&T CORP MTN	9,580	9,566
3137A4VS3- FHLMC 3775 CL UA	46,775	46,861
38374UWN7- GNMA 2009-42 CL MZ	47,116	46,488
3136A0WR4- FNMA 2011-76 CL PL	51,344	50,939

Name of Stock	End of Year Book Value	End of Year Fair Market Value
233051507 DEUTSCHE X-TRACKERS	589,561	819,369
233051853 DEUTSCHE X-TRACKERS
256206103 DODGE & COX INTL STO	272,835	368,819
413838723 OAKMARK INTERNATIONA	1,833,589	1,940,399
464288182 ISHARES MSCI ALL COU	683,818	918,565
64122Q309 NEUBERGER BER MU/C O	1,201,028	1,531,318
701769408 PARNASSUS CORE EQUIT	1,216,317	2,000,854
74160Q301 PRIMECAP ODYSSEY STO	1,237,228	2,610,652
78462F103 SPDR S&P 500 ETF TRU	1,591,775	2,421,988
78464A730 SPDR S&P OIL & GAS E	376,180	448,008
922042858 VANGUARD FTSE EMERGI
00171A720 AMG MANAGERS FAIRPOI
41664T719 HARTFORD CAPITAL APP	299,932	414,427
464287499 ISHARES RUSSELL MIDC	78,983	277,389
14949P208 CAUSEWAY INTERNATL V	1,030,380	1,136,769
46429B598 ISHARES MSCI INDIA E	725,566	745,868
46641U598 JPM INTREPID AMER FD
577130750 MATTHEWS ASIA DIVIDE	639,650	769,826
64122Q465 NEUBERGER BER GR CHI	311,911	361,620
52106N889 LAZARD EMERG MKT EQY
315911750- FIDELITY 500 INDEX	1,542,609	1,724,916
922908629- VANGUARD MIDCAP ETF	1,352,184	1,395,451
315911727- FIDELITY INTERN IND	1,493,140	1,424,393
46434G822- ISHARES INC MSCI JA	389,648	393,362
46434G103- ISHARES CORE MSCI E	783,429	778,150

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
367829777 GATEWAY FUND-N	AT COST	687,724	915,797
00191K765 AQR EQUITY MARKET NE	AT COST	365,740	350,474
464287564 ISHARES COHEN & STEE
56166Y404 TORTOISE MLP & PIPEL	AT COST	557,030	707,341
78463V107 SPDR GOLD SHARES
HFGAPBWG9 JPM ACCESS MULTI-STR
09257V508- BLACKSTON ALT MULTI	AT COST	1,184,013	1,210,974
64128R608- NEUBERGER BERMAN LO	AT COST	674,554	721,075
03875R205- THE ARBITRAGE FD-I	AT COST	389,916	379,526
744336876- PGIM GLOBAL REAL ES	AT COST	1,492,772	1,457,775
464285105- ISHARES GOLD TRUST	AT COST	695,949	631,942
72201P175- PIMCO COMMODITYPL S	AT COST	392,800	386,038

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
LEGAL FEES - PRINCIPAL (ALLOCA	28,202			28,202
LEGAL FEES - INCOME (ALLOCABLE	28,237			28,237

Category	Amount	Net Investment Income
STATE INCOME TAXES	15	15
FEDERAL ESTIMATES - INCOME	144,000	0
FOREIGN TAXES ON QUALIFIED FOR	9,488	9,488
FOREIGN TAXES ON NONQUALIFIED	3,168	3,168