Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
DONALD E DAU CHARITABLE TRUST
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 1501 NJ2-130-03-31
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PENNINGTON, NJ085341501
A Employer identification number

46-0632784
B Telephone number (see instructions)

(609) 274-6834
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,671,293J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 48,980 48,386  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 145,594
b Gross sales price for all assets on line 6a 509,718
7 Capital gain net income (from Part IV, line 2)... 145,594
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 194,574 193,980  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 23,381 9,352   14,028
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 2,609 122   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 15     15
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 26,005 9,474 0 14,043
25 Contributions, gifts, grants paid....... 220,980 220,980
26 Total expenses and disbursements. Add lines 24 and 25 246,985 9,474 0 235,023
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -52,411
b Net investment income (if negative, enter -0-) 184,506
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. -221,415 2,831 2,831
2 Savings and temporary cash investments......... 230,123 29,560 29,560
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 769,105 Click to see attachment691,703 1,011,027
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 608,829 Click to see attachment609,946 627,875
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,386,642 1,334,040 1,671,293
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 1,386,642 1,334,040
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 1,386,642 1,334,040
31 Total liabilities and net assets/fund balances (see instructions). 1,386,642 1,334,040
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
1,386,642
2
Enter amount from Part I, line 27a .....................
2
-52,411
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
1,334,231
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
191
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
1,334,040
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 1. AMAZON COM INC   2012-06-11 2018-02-06
b .05 AMERICAN CENTURY MID CAP VALUE FUND   2015-06-19 2018-02-06
c 54. AMERICAN CENTURY MID CAP VALUE FUND   2015-06-19 2018-02-06
d .12 AMERICAN CENTURY MID CAP VALUE FUND   2017-11-21 2018-02-06
e 160. AMERICAN CENTURY EMERGING MARKETS FUND   2017-09-18 2018-02-06
.04 AMERICAN CENTURY EMERGING MARKETS FUND   2017-09-18 2018-02-06
.35 AMERICAN CENTURY EMERGING MARKETS FUND   2017-11-21 2018-02-06
7. AMGEN INC   2017-05-12 2018-02-06
10. APPLE COMPUTER INC COM   2012-06-11 2018-02-06
12. AUTOMATIC DATA PROCESSING INC COMMON   2012-06-11 2018-02-06
12. BERKSHIRE HATHAWAYINC   2012-06-11 2018-02-06
3. BLACKROCK INC CL A   2012-06-11 2018-02-06
8. CATERPILLAR INC   2011-02-25 2018-02-06
35. COCA-COLA CO USD   2012-06-11 2018-02-06
11. CROWN CASTLE REIT INC   2017-06-08 2018-02-06
5. DEERE & COMPANY   2015-11-12 2018-02-06
182. DEUTSCHE GLOBAL INFRASTRUCTURE FUND   2013-10-08 2018-02-06
.17 DEUTSCHE GLOBAL INFRASTRUCTURE FUND   2017-11-21 2018-02-06
22. DISNEY (WALT) COMPANY HOLDING CO.   2014-04-24 2018-02-06
.13 AMERICAN EURO PACIFIC   2017-04-06 2018-02-06
20. AMERICAN EURO PACIFIC   2017-04-06 2018-02-06
.07 AMERICAN EURO PACIFIC   2017-11-21 2018-02-06
6. FEDEX CORPORATION   2016-12-22 2018-02-06
15. FIDELITY ADV II GRWTH OPP INSTL 688   2014-01-06 2018-02-06
.57 FIDELITY ADV II GRWTH OPP INSTL 688   2014-01-06 2018-02-06
.42 FIDELITY ADV II GRWTH OPP INSTL 688   2014-01-06 2018-02-06
31. FIDELITY ADV HEALTH CARE   2015-03-12 2018-02-06
.43 FIDELITY ADV HEALTH CARE   2015-03-12 2018-02-06
108. FT NASDAQ TECH DVD INDEX   2014-01-03 2018-02-06
.16 FRANKLIN CONVERTIBLE   2012-06-11 2018-02-06
.76 FRANKLIN CONVERTIBLE   2012-06-11 2018-02-06
46. FRANKLIN CONVERTIBLE   2012-06-11 2018-02-06
23. HALLIBURTON COMPANY COM   2012-06-11 2018-02-06
27. INTEL CORPORATION   2013-03-01 2018-02-06
7. INTERNATIONAL BUSINESS MACHINES CORP   2012-06-11 2018-02-06
7. ISHARES RUSSELL MID-CAP ETF   2013-01-03 2018-02-06
12. JOHNSON & JOHNSON COM   2011-02-25 2018-02-06
9. KIMBERLY-CLARK CORP COM   2012-06-11 2018-02-06
16. KRAFT (THE) HEINZ CO SHS   2015-01-08 2018-02-06
49. LORD ABBETT ALPHA   2012-06-11 2018-02-06
.56 LORD ABBETT ALPHA   2012-06-11 2018-02-06
15. MC DONALDS CORPORATION COMMON   2012-06-11 2018-02-06
26. PEPSICO INC   2012-06-11 2018-02-06
1. PRINCIPAL GLOBAL   2013-10-08 2018-02-06
.61 PRINCIPAL GLOBAL   2013-10-08 2018-02-06
.34 PRINCIPAL GLOBAL   2013-10-08 2018-02-06
158. PRINCIPAL GLOBAL   2013-10-08 2018-02-06
.72 PRINCIPAL GLOBAL REAL   2015-03-12 2018-02-06
.06 PRINCIPAL GLOBAL REAL   2015-03-12 2018-02-06
265. PRINCIPAL GLOBAL REAL   2015-03-12 2018-02-06
1. PRINCIPAL GLOBAL REAL   2015-03-12 2018-02-06
21. PROCTER & GAMBLE CO COM   2012-06-11 2018-02-06
22. VENTAS INC   2017-06-08 2018-02-06
23. VERIZON COMMUNICATIONS INC   2011-02-25 2018-02-06
.62 VOYA MIDCAP   2013-01-03 2018-02-06
58. VOYA MIDCAP   2013-01-03 2018-02-06
28. WELLS FARGO & CO NEW   2013-01-24 2018-02-06
.38 MEDTRONIC PLC SHS   2015-01-28 2018-02-06
.61 MEDTRONIC PLC SHS   2015-01-28 2018-02-06
11. MEDTRONIC PLC SHS   2015-01-28 2018-02-06
. MEDTRONIC PLC SHS   2018-01-25 2018-02-06
1. AMAZON COM INC   2012-06-11 2018-02-07
.82 AMERICAN CENTURY MID CAP VALUE FUND   2015-06-19 2018-02-07
35. AMERICAN CENTURY MID CAP VALUE FUND   2015-06-19 2018-02-07
.93 AMERICAN CENTURY EMERGING MARKETS FUND   2017-09-18 2018-02-07
105. AMERICAN CENTURY EMERGING MARKETS FUND   2017-09-18 2018-02-07
5. AMGEN INC   2017-05-12 2018-02-07
6. APPLE COMPUTER INC COM   2012-06-11 2018-02-07
8. AUTOMATIC DATA PROCESSING INC COMMON   2012-06-11 2018-02-07
8. BERKSHIRE HATHAWAYINC   2012-06-11 2018-02-07
2. BLACKROCK INC CL A   2012-06-11 2018-02-07
5. CATERPILLAR INC   2011-02-25 2018-02-07
22. COCA-COLA CO USD   2012-06-11 2018-02-07
7. CROWN CASTLE REIT INC   2017-06-08 2018-02-07
3. DEERE & COMPANY   2015-11-12 2018-02-07
121. DEUTSCHE GLOBAL INFRASTRUCTURE FUND   2013-10-08 2018-02-07
.53 DEUTSCHE GLOBAL INFRASTRUCTURE FUND   2017-11-21 2018-02-07
14. DISNEY (WALT) COMPANY HOLDING CO.   2014-04-24 2018-02-07
.13 AMERICAN EURO PACIFIC   2017-04-06 2018-02-07
13. AMERICAN EURO PACIFIC   2017-04-06 2018-02-07
4. FEDEX CORPORATION   2016-12-22 2018-02-07
.58 FIDELITY ADV II GRWTH OPP INSTL 688   2014-01-06 2018-02-07
.14 FIDELITY ADV II GRWTH OPP INSTL 688   2014-01-06 2018-02-07
10. FIDELITY ADV II GRWTH OPP INSTL 688   2014-01-06 2018-02-07
.13 FIDELITY ADV HEALTH CARE   2015-03-12 2018-02-07
.59 FIDELITY ADV HEALTH CARE   2015-03-12 2018-02-07
20. FIDELITY ADV HEALTH CARE   2015-03-12 2018-02-07
70. FT NASDAQ TECH DVD INDEX   2014-01-03 2018-02-07
31. FRANKLIN CONVERTIBLE   2012-06-11 2018-02-07
.04 FRANKLIN CONVERTIBLE   2012-06-11 2018-02-07
15. HALLIBURTON COMPANY COM   2012-06-11 2018-02-07
16. INTEL CORPORATION   2013-03-01 2018-02-07
4. INTERNATIONAL BUSINESS MACHINES CORP   2012-06-11 2018-02-07
5. ISHARES RUSSELL MID-CAP ETF   2013-01-03 2018-02-07
8. JOHNSON & JOHNSON COM   2011-02-25 2018-02-07
6. KIMBERLY-CLARK CORP COM   2012-06-11 2018-02-07
10. KRAFT (THE) HEINZ CO SHS   2015-01-08 2018-02-07
.08 LORD ABBETT ALPHA   2012-06-11 2018-02-07
.67 LORD ABBETT ALPHA   2012-06-11 2018-02-07
32. LORD ABBETT ALPHA   2012-06-11 2018-02-07
10. MC DONALDS CORPORATION COMMON   2012-06-11 2018-02-07
16. PEPSICO INC   2012-06-11 2018-02-07
106. PRINCIPAL GLOBAL   2013-10-08 2018-02-07
.63 PRINCIPAL GLOBAL   2013-10-08 2018-02-07
.66 PRINCIPAL GLOBAL REAL   2015-03-12 2018-02-07
177. PRINCIPAL GLOBAL REAL   2015-03-12 2018-02-07
14. PROCTER & GAMBLE CO COM   2012-06-11 2018-02-07
14. VENTAS INC   2017-06-08 2018-02-07
15. VERIZON COMMUNICATIONS INC   2011-02-25 2018-02-07
38. VOYA MIDCAP   2013-01-03 2018-02-07
.23 VOYA MIDCAP   2013-01-03 2018-02-07
.38 VOYA MIDCAP   2013-01-03 2018-02-07
17. WELLS FARGO & CO NEW   2013-01-24 2018-02-07
8. MEDTRONIC PLC SHS   2015-01-28 2018-02-07
1974. DEUTSCHE GLOBAL INFRASTRUCTURE FUND   2013-10-08 2018-08-23
126. DEUTSCHE GLOBAL INFRASTRUCTURE FUND   2014-01-09 2018-08-23
2088. DEUTSCHE GLOBAL INFRASTRUCTURE FUND   2017-04-06 2018-08-23
.26 DEUTSCHE GLOBAL INFRASTRUCTURE FUND   2017-11-21 2018-08-23
59. DEUTSCHE GLOBAL INFRASTRUCTURE FUND   2017-11-21 2018-08-23
229. AMERICAN CENTURY MID CAP VALUE FUND   2015-06-19 2018-10-25
.13 AMERICAN CENTURY MID CAP VALUE FUND   2015-06-19 2018-10-25
1. AMERICAN CENTURY MID CAP VALUE FUND   2017-11-21 2018-10-25
17. AMERICAN CENTURY MID CAP VALUE FUND   2017-11-21 2018-10-25
56. INTERNATIONAL BUSINESS MACHINES CORP   2012-06-11 2018-10-25
1. INTERNATIONAL BUSINESS MACHINES CORP   2012-06-14 2018-10-25
43. INTERNATIONAL BUSINESS MACHINES CORP   2014-01-06 2018-10-25
7. INTERNATIONAL BUSINESS MACHINES CORP   2014-01-09 2018-10-25
1. INTERNATIONAL BUSINESS MACHINES CORP   2016-03-11 2018-10-25
75. INTERNATIONAL BUSINESS MACHINES CORP   2016-05-12 2018-10-25
2. INTERNATIONAL BUSINESS MACHINES CORP   2017-11-21 2018-10-25
.23 INTERNATIONAL BUSINESS MACHINES CORP   2016-03-11 2018-11-27
258. KRAFT (THE) HEINZ CO SHS   2015-01-08 2018-11-29
2. KRAFT (THE) HEINZ CO SHS   2015-04-27 2018-11-29
1. KRAFT (THE) HEINZ CO SHS   2016-01-19 2018-11-29
4. KRAFT (THE) HEINZ CO SHS   2017-11-21 2018-11-29
175. AMERICAN BOND FD OF   2016-12-19 2018-12-06
.31 AMERICAN BOND FD OF   2016-12-19 2018-12-06
.38 AMERICAN BOND FD OF   2018-02-07 2018-12-06
1484. FIDELITY ADV EMERGING   2017-07-13 2018-12-06
.04 FIDELITY ADV EMERGING   2017-07-13 2018-12-06
.95 FIDELITY ADV EMERGING   2018-02-07 2018-12-06
.04 FIDLELITY ADVISOR STRATEGIC INCOME   2012-06-11 2018-12-06
1991. FIDLELITY ADVISOR STRATEGIC INCOME   2012-06-11 2018-12-06
.12 FIDLELITY ADVISOR STRATEGIC INCOME   2018-02-07 2018-12-06
560. LORD ABBETT BOND-DEBENTURE FUND INC   2012-06-11 2018-12-06
.42 LORD ABBETT BOND-DEBENTURE FUND INC   2018-02-07 2018-12-06
3181. VOYA INTERMEDIATE   2014-01-23 2018-12-06
.23 VOYA INTERMEDIATE   2014-01-23 2018-12-06
.58 VOYA INTERMEDIATE   2018-02-07 2018-12-06
27. AMAZON COM INC   2012-06-11 2018-12-18
83. APPLE COMPUTER INC COM   2012-06-11 2018-12-18
7. APPLE COMPUTER INC COM   2012-06-14 2018-12-18
104. APPLE COMPUTER INC COM   2013-03-05 2018-12-18
1. AUTOMATIC DATA PROCESSING INC COMMON   2012-06-11 2018-12-18
1. CATERPILLAR INC   2011-02-25 2018-12-18
56. DEERE & COMPANY   2015-11-12 2018-12-18
5. DISNEY (WALT) COMPANY HOLDING CO.   2014-04-24 2018-12-18
108. EXXON MOBIL CORP   2015-02-09 2018-12-18
751. FIDELITY ADVISOR NEW   2017-07-13 2018-12-18
30. FIDELITY ADVISOR NEW   2017-11-21 2018-12-18
1. FIDELITY ADVISOR NEW   2017-11-21 2018-12-18
330. FIDELITY ADVISOR NEW   2018-02-06 2018-12-18
242. FIDELITY ADVISOR NEW   2018-02-07 2018-12-18
.15 FIDELITY ADVISOR NEW   2018-02-07 2018-12-18
.62 FIDELITY ADVISOR NEW   2018-02-07 2018-12-18
628. FT NASDAQ TECH DVD INDEX   2014-01-03 2018-12-18
97. INTEL CORPORATION   2013-03-01 2018-12-18
10. MC DONALDS CORPORATION COMMON   2012-06-11 2018-12-18
785. MICROSOFT CORP COM   2012-06-11 2018-12-18
.02 KRAFT (THE) HEINZ CO SHS   2015-07-09 2018-12-24
.32 KRAFT (THE) HEINZ CO SHS   2016-01-19 2018-12-24
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 1,412   217 1,195
b 1   1  
c 936   913 23
d 2   2  
e 2,064   1,962 102
       
4   4  
1,225   1,119 106
1,601   838 763
1,343   564 779
2,362   974 1,388
1,570   521 1,049
1,216   815 401
1,540   1,321 219
1,186   1,107 79
788   368 420
2,604   2,313 291
2   2  
2,283   1,753 530
8   6 2
1,135   983 152
4   4  
1,496   1,147 349
1,071   872 199
40   33 7
30   24 6
1,487   1,420 67
21   20 1
3,774   2,635 1,139
3   2 1
15   11 4
920   654 266
1,148   636 512
1,187   567 620
1,060   1,368 -308
1,423   815 608
1,554   722 832
1,024   703 321
1,170   986 184
1,301   1,107 194
15   13 2
2,443   1,319 1,124
2,922   1,785 1,137
14   14  
9   8 1
5   5  
2,209   2,190 19
7   7  
1   1  
2,409   2,486 -77
9   9  
1,707   1,322 385
1,155   1,459 -304
1,149   823 326
16   14 2
1,493   1,276 217
1,594   990 604
31   29 2
49   46 3
883   832 51
       
1,421   217 1,204
14   14  
604   591 13
12   11 1
1,330   1,287 43
889   799 90
961   503 458
911   376 535
1,612   650 962
1,068   347 721
775   509 266
983   830 153
761   705 56
486   221 265
1,728   1,538 190
8   7 1
1,472   1,116 356
7   6 1
731   639 92
1,007   765 242
41   34 7
10   8 2
709   581 128
6   6  
28   27 1
957   916 41
2,476   1,708 768
619   440 179
1   1  
747   415 332
727   336 391
617   782 -165
1,031   582 449
1,054   482 572
676   469 207
738   616 122
2   2  
18   15 3
847   723 124
1,661   879 782
1,820   1,099 721
1,480   1,469 11
9   9  
6   6  
1,602   1,660 -58
1,148   882 266
741   929 -188
767   537 230
974   836 138
6   5 1
10   8 2
978   601 377
653   605 48
28,623   25,091 3,532
1,827   1,670 157
30,276   30,088 188
4   4  
856   879 -23
3,735   3,870 -135
2   2  
16   17 -1
277   310 -33
7,075   10,945 -3,870
126   195 -69
5,433   7,986 -2,553
884   1,313 -429
126   144 -18
9,476   11,067 -1,591
253   304 -51
27   33 -6
13,228   15,892 -2,664
103   140 -37
51   72 -21
205   320 -115
2,179   2,214 -35
4   4  
5   5  
18,283   20,796 -2,513
1   1  
12   13 -1
       
23,593   24,543 -950
1   1  
4,301   4,334 -33
3   3  
30,888   31,358 -470
2   2  
6   6  
41,493   5,857 35,636
13,739   6,956 6,783
1,159   572 587
17,216   6,378 10,838
133   47 86
127   102 25
8,384   4,122 4,262
553   398 155
7,908   9,923 -2,015
10,769   12,177 -1,408
430   488 -58
14   16 -2
4,732   5,298 -566
3,470   3,888 -418
2   2  
9   10 -1
21,319   15,323 5,996
4,688   2,037 2,651
1,806   879 927
81,008   23,071 57,937
1     1
14   22 -8
      8,794
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       1,195
b        
c       23
d        
e       102
       
       
      106
      763
      779
      1,388
      1,049
      401
      219
      79
      420
      291
       
      530
      2
      152
       
      349
      199
      7
      6
      67
      1
      1,139
      1
      4
      266
      512
      620
      -308
      608
      832
      321
      184
      194
      2
      1,124
      1,137
       
      1
       
      19
       
       
      -77
       
      385
      -304
      326
      2
      217
      604
      2
      3
      51
       
      1,204
       
      13
      1
      43
      90
      458
      535
      962
      721
      266
      153
      56
      265
      190
      1
      356
      1
      92
      242
      7
      2
      128
       
      1
      41
      768
      179
       
      332
      391
      -165
      449
      572
      207
      122
       
      3
      124
      782
      721
      11
       
       
      -58
      266
      -188
      230
      138
      1
      2
      377
      48
      3,532
      157
      188
       
      -23
      -135
       
      -1
      -33
      -3,870
      -69
      -2,553
      -429
      -18
      -1,591
      -51
      -6
      -2,664
      -37
      -21
      -115
      -35
       
       
      -2,513
       
      -1
       
      -950
       
      -33
       
      -470
       
       
      35,636
      6,783
      587
      10,838
      86
      25
      4,262
      155
      -2,015
      -1,408
      -58
      -2
      -566
      -418
       
      -1
      5,996
      2,651
      927
      57,937
      1
      -8
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 145,594
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 238,725 1,965,325 0.121468
2016 77,235 1,781,487 0.043354
2015 80,191 1,769,501 0.045318
2014 93,382 1,797,505 0.051951
2013 52,143 1,661,073 0.031391
2
Total of line 1, column (d) .....................
2
0.293482
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.058696
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
1,953,715
5
Multiply line 4 by line 3......................
5
114,675
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
1,845
7
Add lines 5 and 6........................
7
116,520
8
Enter qualifying distributions from Part XII, line 4,.............
8
235,023
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 1,845
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,845
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,845
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 1,457
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,457
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 388
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletUST-ML A DIVISION OF BANK OF AMERICA NA Telephone no.bullet (609) 274-6834

    Located atbullet1300 MERRILL LYNCH DRIVEPENNINGTONNJ ZIP+4bullet085341501
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    UST-MLT CO-TRUSTEE
    2     		23,381    
    PO Box 1501 NJ2-130-03-31
    Pennington,NJ085341501
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,959,986
    b
    Average of monthly cash balances.......................
    1b
    23,481
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,983,467
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    1,983,467
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    29,752
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,953,715
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    97,686
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    97,686
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    1,845
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,845
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    95,841
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    95,841
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    95,841
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    235,023
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    235,023
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    1,845
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    233,178
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 95,841
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 0
    b Total for prior years:2016, 2015, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 0
    b From 2014...... 0
    c From 2015...... 0
    d From 2016...... 0
    e From 2017...... 72,558
    fTotal of lines 3a through e........ 72,558
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 235,023
    a Applied to 2017, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 95,841
    e Remaining amount distributed out of corpus 139,182
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 211,740
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		211,740
    10 Analysis of line 9:
    a Excess from 2014.... 0
    b Excess from 2015.... 0
    c Excess from 2016.... 0
    d Excess from 2017.... 72,558
    e Excess from 2018.... 139,182
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    MIDLAND UNIVERSITY
    900 N CLARKSON ST
    FREMOND,NE68025     		NONE PC GENERAL OPERATING 220,980
    Total .................................bullet 3a 220,980
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 48,980  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 145,594  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   194,574  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    194,574
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    DONALD E DAU CHARITABLE TRUST
    EIN:
    46-0632784
    Name of Stock End of Year Book Value End of Year Fair Market Value
    949746101 WELLS FARGO & CO NEW 36,429 39,100
    458140100 INTEL CORPORATION 19,889 41,154
    084670702 BERKSHIRE HATHAWAYIN 31,291 75,751
    149123101 CATERPILLAR INC 29,703 42,350
    254687106 DISNEY (WALT) COMPAN 69,883 84,030
    494368103 KIMBERLY-CLARK CORP 10,884 14,774
    742718109 PROCTER & GAMBLE CO 30,208 38,182
    031162100 AMGEN INC 22,724 27,643
    09247X101 BLACKROCK INC CL A 21,706 44,882
    244199105 DEERE & COMPANY 14,116 28,342
    406216101 HALLIBURTON COMPANY 13,464 12,273
    478160104 JOHNSON & JOHNSON CO 25,307 52,075
    539830109 LOCKHEED MARTIN CORP 71,372 58,390
    22822V101 CROWN CASTLE REIT IN 27,313 29,439
    31428X106 FEDEX CORPORATION 22,039 18,553
    G5960L103 MEDTRONIC PLC SHS 25,627 30,780
    023135106 AMAZON COM INC 6,683 36,047
    580135101 MC DONALDS CORPORATI 45,652 90,479
    594918104 MICROSOFT CORP COM 895 2,912
    92343V104 VERIZON COMMUNICATIO 19,250 27,654
    053015103 AUTOMATIC DATA PROCE 18,002 48,260
    191216100 COCA-COLA CO USD 29,556 35,661
    037833100 APPLE COMPUTER INC C 30,726 53,952
    30231G102 EXXON MOBIL CORP 92 68
    713448108 PEPSICO INC 43,894 56,188
    92276F100 VENTAS INC 24,998 22,088

    TY 2018 InvestmentsOtherSchedule2
    Name:
    DONALD E DAU CHARITABLE TRUST
    EIN:
    46-0632784
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    097873822 AMERICAN BOND FD OF AT COST 20,126 19,945
    315807883 FIDELITY ADV II GRWT AT COST 12,983 15,797
    33738R118 FT NASDAQ TECH DVD I AT COST 104,417 137,984
    74347B698 PROSHARES TRUST SHS AT COST 1,951 1,884
    00770X766 SHENKMAN SHORT DURAT AT COST 15,043 14,641
    025086877 AMERICAN CENTURY EME AT COST 22,977 19,020
    31641Q763 FIDELITY ADVISOR NEW AT COST 408 362
    315918821 FIDELITY ADV HEALTH AT COST 16,096 16,748
    33733E302 FIRST TR EXCHANGE TR AT COST 23,330 21,699
    464287499 ISHARES RUSSELL MID- AT COST 12,091 18,575
    74254V232 PRINCIPAL GLOBAL AT COST 64,014 54,902
    74254V273 PRINCIPAL GLOBAL REA AT COST 21,366 20,306
    92913K850 VOYA MIDCAP AT COST 10,806 9,531
    01881M442 AB INCOME FUND ADV C AT COST 14,411 13,813
    543915532 LORD ABBETT ALPHA AT COST 18,915 16,844
    74347B680 PROSHARES TRUST ETF AT COST 1,971 1,914
    29875E100 AMERICAN EURO PACIFI AT COST 26,177 23,880
    33734X119 FIRST TR CONSUMER AT COST 16,135 14,475
    544004609 LORD ABBETT BOND-DEB AT COST 20,392 19,073
    315920801 FIDLELITY ADVISOR ST AT COST 40,821 38,945
    92913L684 VOYA INTERMEDIATE AT COST 40,336 39,721
    03463K406 ANGEL OAK MULTI STRA AT COST 94,251 93,589
    353612641 FRANKLIN CONVERTIBLE AT COST 10,929 14,227

    TY 2018 OtherDecreasesSchedule
    Name:
    DONALD E DAU CHARITABLE TRUST
    EIN:
    46-0632784
    Description Amount
    MUTUAL FUND TIMING DIFFERENCE 129
    COST BASIS ADJUSTMENT 62


    TY 2018 OtherExpensesSchedule
    Name:
    DONALD E DAU CHARITABLE TRUST
    EIN:
    46-0632784
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    STATE TAXES/FILING FEES 15 0   15


    TY 2018 TaxesSchedule
    Name:
    DONALD E DAU CHARITABLE TRUST
    EIN:
    46-0632784
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 119 119   0
    FEDERAL TAX PAYMENT - PRIOR YE 1,030 0   0
    FEDERAL ESTIMATES - PRINCIPAL 1,457 0   0
    FOREIGN TAXES ON NONQUALIFIED 3 3   0