TY 2018 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
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Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2018

Open to Public Inspection

For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018

Name of foundation
VAN B TAUNTON CHARITABLE TRUST

Number and street (or P.O. box number if mail is not delivered to street address)REGIONS BANK TRUST DEPT P O BOX 116
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
BIRMINGHAM, AL35202

A Employer identification number

63-6140272

B Telephone number (see instructions)

(205) 420-7753

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$1,423,329J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	36,596		36,509
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		17,788
b	Gross sales price for all assets on line 6a 302,128
7	Capital gain net income (from Part IV, line 2)...			17,788
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		360
12	Total. Add lines 1 through 11........	54,744		54,297
13	Compensation of officers, directors, trustees, etc.	17,755		10,653		7,102
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........					0
b	Accounting fees (attach schedule).......		900	0	0	900
c	Other professional fees (attach schedule)....					0
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...		3,065	565		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		2,178	2,178
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	23,898		13,396	0	8,002
25	Contributions, gifts, grants paid.......	77,529				77,529
26	Total expenses and disbursements. Add lines 24 and 25	101,427		13,396	0	85,531
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-46,683
b	Net investment income (if negative, enter -0-)			40,901
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2018)

Form 990-PF (2018)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	74
	2	Savings and temporary cash investments.........	71,770	27,189	27,189
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)	31,508
	b	Investments—corporate stock (attach schedule).......	897,834
	c	Investments—corporate bonds (attach schedule).......	92,400
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	358,169	1,377,938	1,396,140
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	1,451,755	1,405,127	1,423,329
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted..................
	25	Temporarily restricted...............
	26	Permanently restricted...............
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds........	1,451,755	1,405,127
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see instructions).....	1,451,755	1,405,127
	31	Total liabilities and net assets/fund balances (see instructions).	1,451,755	1,405,127

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............

1,451,755

Enter amount from Part I, line 27a .....................

-46,683

Other increases not included in line 2 (itemize) bullet

273

Add lines 1, 2, and 3 ..........................

1,405,345

Decreases not included in line 2 (itemize) bullet

218

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .

1,405,127

Form 990-PF (2018)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	23.68 FHLMC GOLDG01840 5.0% 7/01/35		2011-08-11	2018-01-01
b	16.12 FHLMC GOLDG04774 4.5% 1/01/38		2012-07-09	2018-01-01
c	30.74 FHLMC GOLD G14056 4.0% 8/01/25		2011-08-11	2018-01-01
d	10.5 FHLMC POOL G0-8344		2012-04-06	2018-01-01
e	22.5 FHLMC POOL G0-8463		2012-05-07	2018-01-01
	77.02 FHLMC GOLD G08681 3.5% 12/01/45		2016-04-07	2018-01-01
	48.31 FHLMC GOLD G18536 2.5% 1/01/30		2015-02-06	2018-01-01
	24.63 FHLMC GOLDJ16353 3.5% 8/01/26		2011-08-11	2018-01-01
	40.66 FNMA POOL AH6827 4.0% 3/01/26		2011-08-09	2018-01-01
	40.1 FNMA POOL AJ9355 3.0% 1/01/27		2013-08-07	2018-01-01
	36.15 FNMA POOL AL0393 4.5% 6/01/41		2011-11-04	2018-01-01
	9.46 FNMA POOL AO4144 4.0% 6/01/42		2013-07-11	2018-01-01
	22.22 FNMA POOL AQ0546 3.5% 11/01/42		2013-07-08	2018-01-01
	19.83 FNMA POOL # AS6191 3.5% 11/01/45		2016-03-07	2018-01-01
	42.5 FNMA POOL # AT2062 2.5% 4/01/28		2014-03-07	2018-01-01
	38.8 FNMA POOL AT2720 3% 5/1/43		2015-02-06	2018-01-01
	21.45 FNMA POOL 0AU3735		2014-11-07	2018-01-01
	27.74 FNMA POOL 735580 5.0% 6/01/35		2011-08-09	2018-01-01
	8.99 FN 847931 5% 01 DEC 2020		2006-01-09	2018-01-01
	5.34 FNMA POOL 852932 5.0% 4/01/21		2010-10-07	2018-01-01
	39.77 FEDERAL NAT'L MTGE ASSN POOL 889579		2010-10-07	2018-01-01
	147.94 FEDERAL NAT'L MTGE ASSN POOL 937645		2007-06-21	2018-01-01
	10.28 FEDERAL NAT'L MTGE ASSN POOL 959596		2007-11-08	2018-01-01
	14.24 FN 984077 5% 01 JUN 2023		2011-03-07	2018-01-01
	10.09 FNMA POOL 985615 5.5% 4/01/34		2012-03-06	2018-01-01
	15.16 FNMA POOL AA7236 4.0% 6/01/39		2012-02-07	2018-01-01
	14.86 FNMA POOL AE0207 4.5% 11/01/33		2012-06-07	2018-01-01
	31.41 FNMA POOL 0AE0981		2013-03-06	2018-01-01
	34.41 FNMA POOL 0AE3066		2011-08-09	2018-01-01
	1000. AMERICAN EXPRESS CREDI 2.6% 9/14/20		2016-04-06	2018-01-04
	1000. AMGEN INC 2.25% 8/19/23		2016-08-11	2018-01-04
	1000. APPLE INC 2.3% 11 MAY 2022		2017-05-05	2018-01-04
	1000. APPLE INC 2.1% 12 SEP 2022		2017-09-15	2018-01-04
	1000. ASTRAZENECA PLC 1.75% 11/16/18		2016-04-06	2018-01-04
	1000. BANK OF MONTREAL 1.5% 7/18/19		2016-07-14	2018-01-04
	1000. CISCO SYSTEMS INC 1.6% 2/28/19		2016-04-06	2018-01-04
	1000. CISCO SYSTEMS INC 2.5% 20 SEP 2026		2016-09-14	2018-01-04
	1000. CITIGROUP INC 2.65% 10/26/20		2016-04-06	2018-01-04
	1000. JOHN DEERE CAPITAL COR 2.3% 9/16/19		2016-04-08	2018-01-04
	1000. DEUTSCHE BANK AG LONDON 1.875% 13 FEB 2018		2015-02-17	2018-01-04
	1000. FIFTH THIRD BANK 2.25% 6/14/21		2016-06-10	2018-01-04
	1000. MOLSON COORS BREWING CO 3.5% 01 MAY 2022		2016-04-06	2018-01-04
	1000. MORGAN STANLEY 3.7% 23 OCT 2024		2016-04-06	2018-01-04
	1000. SHELL INTERNATIONAL 1.375% 10 MAY 2019		2016-05-06	2018-01-04
	1000. SUNTRUST BANKS INC 2.7% 27 JAN 2022		2016-12-08	2018-01-04
	1000. TORONTO-DOMINION BANK 2.625% 10 SEP 2018		2016-04-06	2018-01-04
	1000. US TREASURY N/B 2% 15 FEB 2025		2016-04-06	2018-01-04
	1000. US TREASURY N/B 1.625% 15 MAY 2026		2017-11-28	2018-01-04
	1000. US TREASURY N/B 1.625% 15 MAY 2026		2017-11-28	2018-01-04
	1000. US TREASURY N/B 1.75% 30 APR 2022		2017-02-06	2018-01-04
	1000. VALERO ENERGY CORP 3.4% 15 SEP 2026		2016-10-13	2018-01-04
	1000. VERIZON COMMUNICATIONS 2.625% 15 AUG 2026		2016-07-28	2018-01-04
	1000. WALGREENS BOOTS ALLIANCE 3.8% 18 NOV 2024		2016-04-06	2018-01-04
	2. ALIGN TECHNOLOGY INC		2015-06-24	2018-01-08
	5000. US TREASURY N/B 1.25% 31 JAN 2020		2016-02-10	2018-01-10
	2000. US TREASURY N/B 1.25% 31 JAN 2020		2016-02-10	2018-01-12
	2000. US TREASURY N/B .75% 15 JUL 2019		2016-08-20	2018-01-17
	3000. TEVA PHARMACEUTICALS NE 2.8% 21 JUL 2023		2016-07-19	2018-01-18
	1. ULTIMATE SOFTWARE GROUP INC		2015-04-30	2018-01-18
	2000. US TREASURY N/B 1.75% 30 APR 2022		2017-02-15	2018-01-19
	10. NXP SEMICONDUCTORS N V		2016-01-15	2018-01-31
	25.28 FHLMC GOLDG01840 5.0% 7/01/35		2011-08-11	2018-02-01
	14.08 FHLMC GOLDG04774 4.5% 1/01/38		2012-07-09	2018-02-01
	31.26 FHLMC GOLD G14056 4.0% 8/01/25		2011-08-11	2018-02-01
	11.45 FHLMC POOL G0-8344		2012-04-06	2018-02-01
	9.88 FHLMC POOL G0-8463		2012-05-07	2018-02-01
	72.65 FHLMC GOLD G08681 3.5% 12/01/45		2016-04-07	2018-02-01
	51.01 FHLMC GOLD G18536 2.5% 1/01/30		2015-02-06	2018-02-01
	62.19 FHLMC GOLDJ16353 3.5% 8/01/26		2011-08-11	2018-02-01
	31.44 FNMA POOL AH6827 4.0% 3/01/26		2011-08-09	2018-02-01
	32.58 FNMA POOL AJ9355 3.0% 1/01/27		2013-08-07	2018-02-01
	4.17 FNMA POOL AL0393 4.5% 6/01/41		2011-11-04	2018-02-01
	87.43 FN AL8232 4.5% 01 JUN 2044		2018-01-09	2018-02-01
	16.26 FNMA POOL AO4144 4.0% 6/01/42		2013-07-11	2018-02-01
	30.83 FNMA POOL AQ0546 3.5% 11/01/42		2013-07-08	2018-02-01
	14.37 FNMA POOL # AS6191 3.5% 11/01/45		2016-03-07	2018-02-01
	36.51 FNMA POOL # AT2062 2.5% 4/01/28		2014-03-07	2018-02-01
	34.23 FNMA POOL AT2720 3% 5/1/43		2015-02-06	2018-02-01
	16.03 FNMA POOL 0AU3735		2014-11-07	2018-02-01
	20.95 FNMA POOL 735580 5.0% 6/01/35		2011-08-09	2018-02-01
	9.03 FN 847931 5% 01 DEC 2020		2006-01-09	2018-02-01
	18.62 FNMA POOL 852932 5.0% 4/01/21		2010-10-07	2018-02-01
	34.15 FEDERAL NAT'L MTGE ASSN POOL 889579		2010-10-07	2018-02-01
	11.69 FEDERAL NAT'L MTGE ASSN POOL 937645		2007-06-21	2018-02-01
	6.23 FEDERAL NAT'L MTGE ASSN POOL 959596		2007-11-08	2018-02-01
	7.63 FN 984077 5% 01 JUN 2023		2011-03-07	2018-02-01
	6.34 FNMA POOL 985615 5.5% 4/01/34		2012-03-06	2018-02-01
	3.75 FNMA POOL AA7236 4.0% 6/01/39		2012-02-07	2018-02-01
	17.01 FNMA POOL AE0207 4.5% 11/01/33		2012-06-07	2018-02-01
	26.07 FNMA POOL 0AE0981		1901-01-01	2018-02-01
	39.28 FNMA POOL 0AE3066		2011-08-09	2018-02-01
	1000. BIOGEN INC 2.9% 9/15/20		2017-08-23	2018-02-02
	1000. US TREASURY N/B .75% 15 JUL 2019		2016-08-20	2018-02-05
	2000. DEUTSCHE BANK AG LONDON 1.875% 13 FEB 2018		2016-04-06	2018-02-13
	1000. US TREASURY N/B .75% 15 JUL 2019		2016-08-20	2018-02-13
	2000. US TREASURY N/B 1.625% 15 MAY 2026		2017-11-14	2018-02-16
	5. STARBUCKS CORP COM		2017-10-23	2018-02-23
	22. STARBUCKS CORP COM		2016-12-07	2018-02-23
	13. WABTEC CORP		2016-12-07	2018-02-23
	20. CROWN HLDGS INC PP		2017-06-02	2018-02-27
	20.95 FHLMC GOLDG01840 5.0% 7/01/35		2011-08-11	2018-03-01
	10.21 FHLMC GOLDG04774 4.5% 1/01/38		2012-07-09	2018-03-01
	28.44 FHLMC GOLD G14056 4.0% 8/01/25		2011-08-11	2018-03-01
	10.58 FHLMC POOL G0-8344		2012-04-06	2018-03-01
	17.28 FHLMC POOL G0-8463		2012-05-07	2018-03-01
	64.11 FHLMC GOLD G08681 3.5% 12/01/45		2016-04-07	2018-03-01
	46.71 FHLMC GOLD G18536 2.5% 1/01/30		2015-02-06	2018-03-01
	21.43 FHLMC GOLDJ16353 3.5% 8/01/26		2011-08-11	2018-03-01
	36.1 FNMA POOL AH6827 4.0% 3/01/26		2011-08-09	2018-03-01
	42.6 FNMA POOL AJ9355 3.0% 1/01/27		2013-08-07	2018-03-01
	21.81 FNMA POOL AL0393 4.5% 6/01/41		2011-11-04	2018-03-01
	88.11 FN AL8232 4.5% 01 JUN 2044		2018-01-09	2018-03-01
	13.87 FNMA POOL AO4144 4.0% 6/01/42		2013-07-11	2018-03-01
	13.04 FNMA POOL AQ0546 3.5% 11/01/42		2013-07-08	2018-03-01
	18.85 FNMA POOL # AS6191 3.5% 11/01/45		2016-03-07	2018-03-01
	37.45 FNMA POOL # AT2062 2.5% 4/01/28		2014-03-07	2018-03-01
	50.63 FNMA POOL AT2720 3% 5/1/43		2015-02-06	2018-03-01
	11.98 FNMA POOL 0AU3735		2014-11-07	2018-03-01
	22.08 FNMA POOL 735580 5.0% 6/01/35		2011-08-09	2018-03-01
	9.32 FN 847931 5% 01 DEC 2020		2006-01-09	2018-03-01
	9.01 FNMA POOL 852932 5.0% 4/01/21		2010-10-07	2018-03-01
	36.92 FEDERAL NAT'L MTGE ASSN POOL 889579		2010-10-07	2018-03-01
	11.61 FEDERAL NAT'L MTGE ASSN POOL 937645		2007-06-21	2018-03-01
	4.41 FEDERAL NAT'L MTGE ASSN POOL 959596		2007-11-08	2018-03-01
	10.01 FN 984077 5% 01 JUN 2023		2011-03-07	2018-03-01
	11.31 FNMA POOL 985615 5.5% 4/01/34		2012-03-06	2018-03-01
	24.86 FNMA POOL AA7236 4.0% 6/01/39		2012-02-07	2018-03-01
	14.32 FN MA0956 4% 01 JAN 2042		2018-02-09	2018-03-01
	17.53 FNMA POOL AE0207 4.5% 11/01/33		2012-06-07	2018-03-01
	22.3 FNMA POOL 0AE0981		2013-03-06	2018-03-01
	30.1 FNMA POOL 0AE3066		2011-08-09	2018-03-01
	1000. US TREASURY N/B 1.25% 31 JAN 2020		2016-04-22	2018-03-07
	1000. US TREASURY N/B 1.25% 31 JAN 2020		2016-02-10	2018-03-07
	2000. US TREASURY N/B 1.25% 31 JAN 2020		2016-04-22	2018-03-12
	5000.20157 US TREASURY N/B 1.25% 31 JAN 2020		2016-04-17	2018-03-16
	2999.79843 US TREASURY N/B 1.25% 31 JAN 2020		2016-02-26	2018-03-16
	2000. US TREASURY N/B 1.625% 15 MAY 2026		2017-03-06	2018-03-16
	2000. US TREASURY N/B .75% 15 JUL 2019		2017-12-22	2018-03-16
	1428.571 VANGUARD TOT BD MKT IDX-ADM		2016-03-29	2018-03-16
	17. ECOLAB INC COM		2016-12-07	2018-03-26
	1. ALPHABET INC/CA		2011-03-02	2018-03-27
	24.67 FHLMC GOLDG01840 5.0% 7/01/35		2011-08-11	2018-04-02
	11.5 FHLMC GOLDG04774 4.5% 1/01/38		2012-07-09	2018-04-02
	35.89 FHLMC GOLD G14056 4.0% 8/01/25		2011-08-11	2018-04-02
	8.31 FHLMC POOL G0-8344		2012-04-06	2018-04-02
	11.84 FHLMC POOL G0-8463		2012-05-07	2018-04-02
	60.53 FHLMC GOLD G08681 3.5% 12/01/45		2016-04-07	2018-04-02
	50.73 FHLMC GOLD G18536 2.5% 1/01/30		2015-02-06	2018-04-02
	39.03 FHLMC GOLDJ16353 3.5% 8/01/26		2011-08-11	2018-04-02
	45.48 FNMA POOL AH6827 4.0% 3/01/26		2011-08-09	2018-04-02
	42.52 FNMA POOL AJ9355 3.0% 1/01/27		2013-08-07	2018-04-02
	20.09 FNMA POOL AL0393 4.5% 6/01/41		2011-11-04	2018-04-02
	75.95 FN AL8232 4.5% 01 JUN 2044		2018-01-09	2018-04-02
	36.63 FNMA POOL AO4144 4.0% 6/01/42		2013-07-11	2018-04-02
	14.76 FNMA POOL AQ0546 3.5% 11/01/42		2013-07-08	2018-04-02
	23.36 FNMA POOL # AS6191 3.5% 11/01/45		2016-03-07	2018-04-02
	38.58 FNMA POOL # AT2062 2.5% 4/01/28		2014-03-07	2018-04-02
	45.55 FNMA POOL AT2720 3% 5/1/43		2015-02-06	2018-04-02
	20.19 FNMA POOL 0AU3735		2014-11-07	2018-04-02
	19.78 FNMA POOL 735580 5.0% 6/01/35		2011-08-09	2018-04-02
	9.1 FN 847931 5% 01 DEC 2020		2006-01-09	2018-04-02
	5.09 FNMA POOL 852932 5.0% 4/01/21		2010-10-07	2018-04-02
	35.74 FEDERAL NAT'L MTGE ASSN POOL 889579		2010-10-07	2018-04-02
	11.79 FEDERAL NAT'L MTGE ASSN POOL 937645		2007-06-21	2018-04-02
	4.69 FEDERAL NAT'L MTGE ASSN POOL 959596		2007-11-08	2018-04-02
	9.61 FN 984077 5% 01 JUN 2023		2011-03-07	2018-04-02
	11.06 FNMA POOL 985615 5.5% 4/01/34		2012-03-06	2018-04-02
	14.37 FNMA POOL AA7236 4.0% 6/01/39		2012-02-07	2018-04-02
	55.77 FN MA0956 4% 01 JAN 2042		2018-02-09	2018-04-02
	13.55 FNMA POOL AE0207 4.5% 11/01/33		2012-06-07	2018-04-02
	25.48 FNMA POOL 0AE0981		2013-03-06	2018-04-02
	38.37 FNMA POOL 0AE3066		2011-08-09	2018-04-02
	2. ADOBE SYS INC COM		2016-06-17	2018-04-05
	4. AMPHENOL CORP NEW		2016-12-07	2018-04-05
	1000. ANHEUSER-BUSCH INBEV FIN 1.9% 01 FEB 2019		2016-04-06	2018-04-05
	3. DANAHER CORP COMMON		2016-12-07	2018-04-05
	2. FLEETCOR TECHNOLOGIES INC		2017-10-23	2018-04-05
	1. FLEETCOR TECHNOLOGIES INC		2015-09-21	2018-04-05
	1. INTUITIVE SURGICAL INC		2016-12-07	2018-04-05
	1000. KROGER CO 2.65% 15 OCT 2026		2016-09-27	2018-04-05
	2. LAUDER ESTEE COS INC CL A		2016-12-07	2018-04-05
	3. PAYPAL HOLDINGS INC		2016-07-11	2018-04-05
	2. SBA COMMUNICATIONS CORP		2016-11-30	2018-04-05
	3. A O SMITH CORP COM		2018-01-31	2018-04-05
	3. A O SMITH CORP COM		2016-12-13	2018-04-05
	1000. US TREASURY N/B 2% 15 FEB 2025		2016-04-06	2018-04-05
	1000. US TREASURY N/B 2.625% 15 NOV 2020		2016-04-06	2018-04-05
	2000. US TREASURY N/B 1.625% 15 MAY 2026		2017-03-22	2018-04-05
	1000. US TREASURY N/B 1.75% 15 MAY 2023		2016-02-04	2018-04-05
	1000. US TREASURY N/B 1.75% 30 APR 2022		2017-02-15	2018-04-05
	2000. US TREASURY N/B .75% 15 JUL 2019		2018-01-11	2018-04-11
	2000. ORACLE CORP 5.75% 15 APR 2018		2008-04-02	2018-04-16
	4000. ANHEUSER-BUSCH INBEV FIN 1.9% 01 FEB 2019		2016-02-09	2018-04-23
	2. SVB FINL GROUP		2015-09-15	2018-04-23
	3. ZEBRA TECHNOLOGIES CORP CL A		2016-03-24	2018-04-23
	2000. BANK OF AMERICA CORP 6.875% 25 APR 2018		2009-07-23	2018-04-25
	21.43 FHLMC GOLDG01840 5.0% 7/01/35		2011-08-11	2018-05-01
	21.62 FHLMC GOLDG04774 4.5% 1/01/38		2012-07-09	2018-05-01
	23.2 FHLMC GOLD G14056 4.0% 8/01/25		2011-08-11	2018-05-01
	12.21 FHLMC POOL G0-8344		2012-04-06	2018-05-01
	13.53 FHLMC POOL G0-8463		2012-05-07	2018-05-01
	60.13 FHLMC GOLD G08681 3.5% 12/01/45		2016-04-07	2018-05-01
	46.18 FHLMC GOLD G18536 2.5% 1/01/30		2015-02-06	2018-05-01
	61.02 FHLMC GOLDJ16353 3.5% 8/01/26		2011-08-11	2018-05-01
	40.74 FNMA POOL AH6827 4.0% 3/01/26		2011-08-09	2018-05-01
	39.07 FNMA POOL AJ9355 3.0% 1/01/27		2013-08-07	2018-05-01
	20.13 FNMA POOL AL0393 4.5% 6/01/41		2011-11-04	2018-05-01
	66.1 FN AL8232 4.5% 01 JUN 2044		2018-01-09	2018-05-01
	20.23 FNMA POOL AO4144 4.0% 6/01/42		2013-07-11	2018-05-01
	43.76 FNMA POOL AQ0546 3.5% 11/01/42		2013-07-08	2018-05-01
	10.2 FNMA POOL # AS6191 3.5% 11/01/45		2016-03-07	2018-05-01
	38.76 FNMA POOL # AT2062 2.5% 4/01/28		2014-03-07	2018-05-01
	45.8 FNMA POOL AT2720 3% 5/1/43		2015-02-06	2018-05-01
	15.58 FNMA POOL 0AU3735		2014-11-07	2018-05-01
	26.16 FNMA POOL 735580 5.0% 6/01/35		2011-08-09	2018-05-01
	9.46 FN 847931 5% 01 DEC 2020		2006-01-09	2018-05-01
	5.24 FNMA POOL 852932 5.0% 4/01/21		2010-10-07	2018-05-01
	18.32 FN BH9288 4% 01 FEB 2048		2018-04-10	2018-05-01
	35.48 FEDERAL NAT'L MTGE ASSN POOL 889579		2010-10-07	2018-05-01
	164.09 FEDERAL NAT'L MTGE ASSN POOL 937645		2007-06-21	2018-05-01
	.91 FEDERAL NAT'L MTGE ASSN POOL 959596		2007-11-08	2018-05-01
	8.52 FN 984077 5% 01 JUN 2023		2011-03-07	2018-05-01
	11.51 FNMA POOL 985615 5.5% 4/01/34		2012-03-06	2018-05-01
	12.85 FNMA POOL AA7236 4.0% 6/01/39		2012-02-07	2018-05-01
	48.04 FN MA0956 4% 01 JAN 2042		2018-02-09	2018-05-01
	13.66 FNMA POOL AE0207 4.5% 11/01/33		2012-06-07	2018-05-01
	24.85 FNMA POOL 0AE0981		2013-03-06	2018-05-01
	32.65 FNMA POOL 0AE3066		2011-08-09	2018-05-01
	2. AMGEN INC		2017-10-23	2018-05-03
	5. MERCK & CO INC		2017-06-02	2018-05-03
	3. STATE ST CORP COM		2017-06-02	2018-05-03
	2000. AT&T INC 5.06% 5/15/18		2008-05-08	2018-05-15
	2000. TORONTO-DOMINION BANK 2.625% 10 SEP 2018		2016-04-06	2018-05-18
	23. HORIZON GLOBAL CORP		2017-01-31	2018-05-30
	3. IDEXX LABS INC		2015-10-30	2018-05-30
	2. TYLER TECHNOLOGIES INC		2015-06-24	2018-05-30
	21.99 FHLMC GOLDG01840 5.0% 7/01/35		2011-08-11	2018-06-01
	14.22 FHLMC GOLDG04774 4.5% 1/01/38		2012-07-09	2018-06-01
	30.21 FHLMC GOLD G14056 4.0% 8/01/25		2011-08-11	2018-06-01
	10.66 FHLMC POOL G0-8344		2012-04-06	2018-06-01
	17.52 FHLMC POOL G0-8463		2012-05-07	2018-06-01
	73.89 FHLMC GOLD G08681 3.5% 12/01/45		2016-04-07	2018-06-01
	53.64 FHLMC GOLD G18536 2.5% 1/01/30		2015-02-06	2018-06-01
	19.18 FHLMC GOLDJ16353 3.5% 8/01/26		2011-08-11	2018-06-01
	29.98 FNMA POOL AH6827 4.0% 3/01/26		2011-08-09	2018-06-01
	39.21 FNMA POOL AJ9355 3.0% 1/01/27		2013-08-07	2018-06-01
	27.11 FNMA POOL AL0393 4.5% 6/01/41		2011-11-04	2018-06-01
	69.68 FN AL8232 4.5% 01 JUN 2044		2018-01-09	2018-06-01
	29.67 FNMA POOL AO4144 4.0% 6/01/42		2013-07-11	2018-06-01
	17.57 FNMA POOL AQ0546 3.5% 11/01/42		2013-07-08	2018-06-01
	24.35 FNMA POOL # AS6191 3.5% 11/01/45		2016-03-07	2018-06-01
	38.13 FNMA POOL # AT2062 2.5% 4/01/28		2014-03-07	2018-06-01
	69.52 FNMA POOL AT2720 3% 5/1/43		2015-02-06	2018-06-01
	22.62 FNMA POOL 0AU3735		2014-11-07	2018-06-01
	21.49 FNMA POOL 735580 5.0% 6/01/35		2011-08-09	2018-06-01
	17.92 FN 847931 5% 01 DEC 2020		2006-01-09	2018-06-01
	5.12 FNMA POOL 852932 5.0% 4/01/21		2010-10-07	2018-06-01
	22.68 FN BH9288 4% 01 FEB 2048		2018-04-10	2018-06-01
	34.59 FEDERAL NAT'L MTGE ASSN POOL 889579		2010-10-07	2018-06-01
	11.67 FEDERAL NAT'L MTGE ASSN POOL 937645		2007-06-21	2018-06-01
	21.54 FEDERAL NAT'L MTGE ASSN POOL 959596		2007-11-08	2018-06-01
	6.59 FN 984077 5% 01 JUN 2023		2011-03-07	2018-06-01
	4.24 FNMA POOL 985615 5.5% 4/01/34		2012-03-06	2018-06-01
	10.89 FNMA POOL AA7236 4.0% 6/01/39		2012-02-07	2018-06-01
	49.8 FN MA0956 4% 01 JAN 2042		2018-02-09	2018-06-01
	19.4 FNMA POOL AE0207 4.5% 11/01/33		2012-06-07	2018-06-01
	22.66 FNMA POOL 0AE0981		2013-03-06	2018-06-01
	32.58 FNMA POOL 0AE3066		2011-08-09	2018-06-01
	6325.385 SWAN DEFINED RISK-I		2016-02-18	2018-06-05
	2.00006 CHARTER COMMUNICATIONS INC-A		2017-06-02	2018-06-13
	2. CHARTER COMMUNICATIONS INC-A		2017-08-01	2018-06-13
	.99994 CHARTER COMMUNICATIONS INC-A		2017-06-02	2018-06-13
	4. LAUDER ESTEE COS INC CL A		2016-12-07	2018-06-13
	4. CITIGROUP INC		2017-06-02	2018-06-15
	21. TIME WARNER INC.		2017-06-02	2018-06-15
	565.665 ADVISERS INVT TR JOHCM INTL SL I		2017-12-21	2018-06-20
	740.225 ADVISERS INVT TR JOHCM INTL SL I		2017-06-02	2018-06-20
	835.792 VANGUARD DEV MKT INDX-ADM		2017-12-21	2018-06-20
	740.5 VANGUARD DEV MKT INDX-ADM		2017-06-06	2018-06-20
	2000. CISCO SYSTEMS INC 1.6% 2/28/19		2016-02-29	2018-06-21
	24.34 FHLMC GOLDG01840 5.0% 7/01/35		2011-08-11	2018-07-02
	13.36 FHLMC GOLDG04774 4.5% 1/01/38		2012-07-09	2018-07-02
	27.74 FHLMC GOLD G14056 4.0% 8/01/25		2011-08-11	2018-07-02
	11.17 FHLMC POOL G0-8344		2012-04-06	2018-07-02
	16.24 FHLMC POOL G0-8463		2012-05-07	2018-07-02
	72.14 FHLMC GOLD G08681 3.5% 12/01/45		2016-04-07	2018-07-02
	56.44 FHLMC GOLD G18536 2.5% 1/01/30		2015-02-06	2018-07-02
	33.23 FHLMC GOLDJ16353 3.5% 8/01/26		2011-08-11	2018-07-02
	25.92 FNMA POOL AH6827 4.0% 3/01/26		2011-08-09	2018-07-02
	41.13 FNMA POOL AJ9355 3.0% 1/01/27		2013-08-07	2018-07-02
	30.41 FNMA POOL AL0393 4.5% 6/01/41		2011-11-04	2018-07-02
	46.99 FN AL8232 4.5% 01 JUN 2044		2018-01-09	2018-07-02
	11.26 FNMA POOL AO4144 4.0% 6/01/42		2013-07-11	2018-07-02
	29.11 FNMA POOL AQ0546 3.5% 11/01/42		2013-07-08	2018-07-02
	22.5 FNMA POOL # AS6191 3.5% 11/01/45		2016-03-07	2018-07-02
	39.2 FNMA POOL # AT2062 2.5% 4/01/28		2014-03-07	2018-07-02
	55.51 FNMA POOL AT2720 3% 5/1/43		2015-02-06	2018-07-02
	26.37 FNMA POOL 0AU3735		2014-11-07	2018-07-02
	23.84 FNMA POOL 735580 5.0% 6/01/35		2011-08-09	2018-07-02
	8.91 FN 847931 5% 01 DEC 2020		2006-01-09	2018-07-02
	9.81 FNMA POOL 852932 5.0% 4/01/21		2010-10-07	2018-07-02
	24.11 FN BH9288 4% 01 FEB 2048		2018-04-10	2018-07-02
	33.14 FEDERAL NAT'L MTGE ASSN POOL 889579		2010-10-07	2018-07-02
	13.41 FEDERAL NAT'L MTGE ASSN POOL 937645		2007-06-21	2018-07-02
	.91 FEDERAL NAT'L MTGE ASSN POOL 959596		2007-11-08	2018-07-02
	13.95 FN 984077 5% 01 JUN 2023		2011-03-07	2018-07-02
	9.81 FNMA POOL 985615 5.5% 4/01/34		2012-03-06	2018-07-02
	12.26 FNMA POOL AA7236 4.0% 6/01/39		2012-02-07	2018-07-02
	22.15 FN MA0956 4% 01 JAN 2042		2018-02-09	2018-07-02
	13.93 FNMA POOL AE0207 4.5% 11/01/33		2012-06-07	2018-07-02
	25.81 FNMA POOL 0AE0981		2013-03-06	2018-07-02
	46.39 FNMA POOL 0AE3066		2011-08-09	2018-07-02
	.177 AT&T INC		2017-06-02	2018-07-05
	3. ANSYS INC		2015-09-01	2018-07-06
	2. SALESFORCE COM INC		2014-06-26	2018-07-06
	5. ANSYS INC		2015-09-01	2018-07-11
	2. VISA INC		2010-03-04	2018-07-11
	1. ANTHEM INC		2018-06-20	2018-07-26
	4. CITIGROUP INC		2018-06-20	2018-07-26
	3. CITIGROUP INC		2017-06-02	2018-07-26
	20. SYNCHRONY FINANCIAL		2017-06-02	2018-07-26
	19.88 FHLMC GOLDG01840 5.0% 7/01/35		2011-08-11	2018-08-01
	10.98 FHLMC GOLDG04774 4.5% 1/01/38		2012-07-09	2018-08-01
	34.25 FHLMC GOLD G14056 4.0% 8/01/25		2011-08-11	2018-08-01
	9.4 FHLMC POOL G0-8344		2012-04-06	2018-08-01
	17.63 FHLMC POOL G0-8463		2012-05-07	2018-08-01
	61.5 FHLMC GOLD G08681 3.5% 12/01/45		2016-04-07	2018-08-01
	50.98 FHLMC GOLD G18536 2.5% 1/01/30		2015-02-06	2018-08-01
	18.83 FHLMC GOLDJ16353 3.5% 8/01/26		2011-08-11	2018-08-01
	29.28 FNMA POOL AH6827 4.0% 3/01/26		2011-08-09	2018-08-01
	38.96 FNMA POOL AJ9355 3.0% 1/01/27		2013-08-07	2018-08-01
	12.42 FNMA POOL AL0393 4.5% 6/01/41		2011-11-04	2018-08-01
	35.72 FN AL8232 4.5% 01 JUN 2044		2018-01-09	2018-08-01
	11.3 FNMA POOL AO4144 4.0% 6/01/42		2013-07-11	2018-08-01
	32.08 FNMA POOL AQ0546 3.5% 11/01/42		2013-07-08	2018-08-01
	16.06 FNMA POOL # AS6191 3.5% 11/01/45		2016-03-07	2018-08-01
	36.69 FNMA POOL # AT2062 2.5% 4/01/28		2014-03-07	2018-08-01
	49.91 FNMA POOL AT2720 3% 5/1/43		2015-02-06	2018-08-01
	19.06 FNMA POOL 0AU3735		2014-11-07	2018-08-01
	21.22 FNMA POOL 735580 5.0% 6/01/35		2011-08-09	2018-08-01
	8.73 FN 847931 5% 01 DEC 2020		2006-01-09	2018-08-01
	7.12 FNMA POOL 852932 5.0% 4/01/21		2010-10-07	2018-08-01
	27.63 FN BH9288 4% 01 FEB 2048		2018-04-10	2018-08-01
	32.89 FEDERAL NAT'L MTGE ASSN POOL 889579		2010-10-07	2018-08-01
	12.76 FEDERAL NAT'L MTGE ASSN POOL 937645		2007-06-21	2018-08-01
	5.46 FEDERAL NAT'L MTGE ASSN POOL 959596		2007-11-08	2018-08-01
	6.28 FN 984077 5% 01 JUN 2023		2011-03-07	2018-08-01
	8.88 FNMA POOL 985615 5.5% 4/01/34		2012-03-06	2018-08-01
	9.92 FNMA POOL AA7236 4.0% 6/01/39		2012-02-07	2018-08-01
	27.13 FN MA0956 4% 01 JAN 2042		2018-02-09	2018-08-01
	12.06 FNMA POOL AE0207 4.5% 11/01/33		2012-06-07	2018-08-01
	23.95 FNMA POOL 0AE0981		2013-03-06	2018-08-01
	28.23 FNMA POOL 0AE3066		2011-08-09	2018-08-01
	2000. ASTRAZENECA PLC 1.75% 11/16/18		2015-11-10	2018-08-06
	2000. BANK OF NY MELLON CORP 3.85% 28 APR 2028		2018-04-24	2018-08-06
	5. KIMBERLY CLARK CORP		2017-06-02	2018-08-09
	3. ANSYS INC		2014-06-26	2018-08-14
	5. CVS CORP		2018-06-20	2018-08-14
	3. CVS CORP		2017-06-02	2018-08-14
	2. COSTAR GROUP INC		2015-09-01	2018-08-14
	2. SVB FINL GROUP		2014-06-26	2018-08-14
	7. TUPPERWARE CORP		2016-01-05	2018-08-14
	27. QEP RESOURCES INC		2015-09-01	2018-08-15
	1. GARTNER INC NEW CL A		2015-06-24	2018-08-22
	9. LOGMEIN INC		2017-12-20	2018-08-22
	3. ADOBE SYS INC COM		2016-06-17	2018-08-28
	3. FLEETCOR TECHNOLOGIES INC		2015-09-21	2018-08-28
	25.25 FHLMC GOLDG01840 5.0% 7/01/35		2011-08-11	2018-09-04
	10.91 FHLMC GOLDG04774 4.5% 1/01/38		2012-07-09	2018-09-04
	25.6 FHLMC GOLD G14056 4.0% 8/01/25		2011-08-11	2018-09-04
	10.97 FHLMC POOL G0-8344		2012-04-06	2018-09-04
	17.48 FHLMC POOL G0-8463		2012-05-07	2018-09-04
	71.68 FHLMC GOLD G08681 3.5% 12/01/45		2016-04-07	2018-09-04
	46.3 FHLMC GOLD G18536 2.5% 1/01/30		2015-02-06	2018-09-04
	29.32 FHLMC GOLDJ16353 3.5% 8/01/26		2011-08-11	2018-09-04
	26.56 FNMA POOL AH6827 4.0% 3/01/26		2011-08-09	2018-09-04
	36.23 FNMA POOL AJ9355 3.0% 1/01/27		2013-08-07	2018-09-04
	7.96 FNMA POOL AL0393 4.5% 6/01/41		2011-11-04	2018-09-04
	59.41 FN AL8232 4.5% 01 JUN 2044		2018-01-09	2018-09-04
	30.26 FNMA POOL AO4144 4.0% 6/01/42		2013-07-11	2018-09-04
	32.64 FNMA POOL AQ0546 3.5% 11/01/42		2013-07-08	2018-09-04
	20.84 FNMA POOL # AS6191 3.5% 11/01/45		2016-03-07	2018-09-04
	75.87 FN AS9585 4% 01 MAY 2047		2018-08-10	2018-09-04
	41.76 FNMA POOL # AT2062 2.5% 4/01/28		2014-03-07	2018-09-04
	60.85 FNMA POOL AT2720 3% 5/1/43		2015-02-06	2018-09-04
	14.54 FNMA POOL 0AU3735		2014-11-07	2018-09-04
	27.35 FNMA POOL 735580 5.0% 6/01/35		2011-08-09	2018-09-04
	8.9 FN 847931 5% 01 DEC 2020		2006-01-09	2018-09-04
	15.52 FNMA POOL 852932 5.0% 4/01/21		2010-10-07	2018-09-04
	20.2 FN BH9288 4% 01 FEB 2048		2018-04-10	2018-09-04
	24.74 FEDERAL NAT'L MTGE ASSN POOL 889579		2010-10-07	2018-09-04
	137.52 FEDERAL NAT'L MTGE ASSN POOL 937645		2007-06-21	2018-09-04
	.81 FEDERAL NAT'L MTGE ASSN POOL 959596		2007-11-08	2018-09-04
	8.54 FN 984077 5% 01 JUN 2023		2011-03-07	2018-09-04
	4.88 FNMA POOL 985615 5.5% 4/01/34		2012-03-06	2018-09-04
	3.85 FNMA POOL AA7236 4.0% 6/01/39		2012-02-07	2018-09-04
	37.81 FN MA0956 4% 01 JAN 2042		2018-02-09	2018-09-04
	23.25 FNMA POOL AE0207 4.5% 11/01/33		2012-06-07	2018-09-04
	25.03 FNMA POOL 0AE0981		2013-03-06	2018-09-04
	34.94 FNMA POOL 0AE3066		2011-08-09	2018-09-04
	2. HONEYWELL INTL INC		2017-06-02	2018-09-05
	17. NATIONAL-OILWELL INC		2017-06-02	2018-09-07
	5000. US TREASURY N/B 1.25% 31 JAN 2020		2016-03-17	2018-09-07
	1000. US TREASURY N/B 1.625% 15 MAY 2026		2017-11-14	2018-09-07
	2. SVB FINL GROUP		2016-03-21	2018-09-17
	3. SALESFORCE COM INC		2014-06-26	2018-09-17
	3. AMPHENOL CORP NEW		2014-06-26	2018-09-19
	2000. GOLDMAN SACHS GROUP IN 7.5% 2/15/19		2010-05-20	2018-09-19
	1. INTUITIVE SURGICAL INC		2016-12-07	2018-09-19
	2000. SHELL INTERNATIONAL 1.375% 10 MAY 2019		2016-05-06	2018-09-19
	1. SVB FINL GROUP		2016-03-21	2018-09-25
	2. COSTAR GROUP INC		2015-09-01	2018-09-28
	19. K2M GROUP HOLDINGS INC		2017-10-23	2018-09-28
	18.16 FHLMC GOLDG01840 5.0% 7/01/35		2011-08-11	2018-10-01
	8.74 FHLMC GOLDG04774 4.5% 1/01/38		2012-07-09	2018-10-01
	23.15 FHLMC GOLD G14056 4.0% 8/01/25		2011-08-11	2018-10-01
	7.17 FHLMC POOL G0-8344		2012-04-06	2018-10-01
	13.39 FHLMC POOL G0-8463		2012-05-07	2018-10-01
	52.85 FHLMC GOLD G08681 3.5% 12/01/45		2016-04-07	2018-10-01
	43.5 FHLMC GOLD G18536 2.5% 1/01/30		2015-02-06	2018-10-01
	68.24 FHLMC GOLDJ16353 3.5% 8/01/26		2011-08-11	2018-10-01
	31.37 FNMA POOL AH6827 4.0% 3/01/26		2011-08-09	2018-10-01
	31.9 FNMA POOL AJ9355 3.0% 1/01/27		2013-08-07	2018-10-01
	18.93 FNMA POOL AL0393 4.5% 6/01/41		2011-11-04	2018-10-01
	31.05 FN AL8232 4.5% 01 JUN 2044		2018-01-09	2018-10-01
	37.82 FNMA POOL AO4144 4.0% 6/01/42		2013-07-11	2018-10-01
	17.62 FNMA POOL AQ0546 3.5% 11/01/42		2013-07-08	2018-10-01
	11.06 FNMA POOL # AS6191 3.5% 11/01/45		2016-03-07	2018-10-01
	52.75 FN AS9585 4% 01 MAY 2047		2018-08-10	2018-10-01
	28.07 FNMA POOL # AT2062 2.5% 4/01/28		2014-03-07	2018-10-01
	41.75 FNMA POOL AT2720 3% 5/1/43		2015-02-06	2018-10-01
	16.67 FNMA POOL 0AU3735		2014-11-07	2018-10-01
	20.66 FNMA POOL 735580 5.0% 6/01/35		2011-08-09	2018-10-01
	8.56 FN 847931 5% 01 DEC 2020		2006-01-09	2018-10-01
	5.22 FNMA POOL 852932 5.0% 4/01/21		2010-10-07	2018-10-01
	43.43 FN BH9288 4% 01 FEB 2048		2018-04-10	2018-10-01
	19.59 FN CA0853 3.5% 01 DEC 2047		2018-09-12	2018-10-01
	26.2 FEDERAL NAT'L MTGE ASSN POOL 889579		2010-10-07	2018-10-01
	145.2 FEDERAL NAT'L MTGE ASSN POOL 937645		2007-06-21	2018-10-01
	.74 FEDERAL NAT'L MTGE ASSN POOL 959596		2007-11-08	2018-10-01
	10.52 FN 984077 5% 01 JUN 2023		2011-03-07	2018-10-01
	5.68 FNMA POOL 985615 5.5% 4/01/34		2012-03-06	2018-10-01
	17.12 FNMA POOL AA7236 4.0% 6/01/39		2012-02-07	2018-10-01
	22.86 FN MA0956 4% 01 JAN 2042		2018-02-09	2018-10-01
	21.79 FNMA POOL AE0207 4.5% 11/01/33		2012-06-07	2018-10-01
	21.43 FNMA POOL 0AE0981		2013-03-06	2018-10-01
	27.17 FNMA POOL 0AE3066		2011-08-09	2018-10-01
	.1 GARRETT MOTION INC		2018-09-07	2018-10-11
	.9 GARRETT MOTION INC		2017-06-02	2018-10-11
	.2 GARRETT MOTION INC		2017-06-02	2018-10-12
	.3 GARRETT MOTION INC		2018-06-20	2018-10-12
	8. A O SMITH CORP COM		2016-12-27	2018-10-15
	11. ALKERMES PLC		2016-01-25	2018-10-18
	15. A O SMITH CORP COM		2017-01-11	2018-10-19
	2000. US TREASURY N/B 1.75% 15 MAY 2023		2018-01-18	2018-10-31
	21.74 FHLMC GOLDG01840 5.0% 7/01/35		2011-08-11	2018-11-01
	9. FHLMC GOLDG04774 4.5% 1/01/38		2012-07-09	2018-11-01
	23.64 FHLMC GOLD G14056 4.0% 8/01/25		2011-08-11	2018-11-01
	10.03 FHLMC POOL G0-8344		2012-04-06	2018-11-01
	11.16 FHLMC POOL G0-8463		2012-05-07	2018-11-01
	58.42 FHLMC GOLD G08681 3.5% 12/01/45		2016-04-07	2018-11-01
	38.8 FHLMC GOLD G18536 2.5% 1/01/30		2015-02-06	2018-11-01
	45.99 FHLMC GOLDJ16353 3.5% 8/01/26		2011-08-11	2018-11-01
	30. FNMA POOL AH6827 4.0% 3/01/26		2011-08-09	2018-11-01
	35.54 FNMA POOL AJ9355 3.0% 1/01/27		2013-08-07	2018-11-01
	13.57 FNMA POOL AL0393 4.5% 6/01/41		2011-11-04	2018-11-01
	107.85 FN AL8232 4.5% 01 JUN 2044		2018-01-09	2018-11-01
	26.65 FNMA POOL AO4144 4.0% 6/01/42		2013-07-11	2018-11-01
	23.91 FNMA POOL AQ0546 3.5% 11/01/42		2013-07-08	2018-11-01
	15.23 FNMA POOL # AS6191 3.5% 11/01/45		2016-03-07	2018-11-01
	65.52 FN AS9585 4% 01 MAY 2047		2018-08-10	2018-11-01
	32.95 FNMA POOL # AT2062 2.5% 4/01/28		2014-03-07	2018-11-01
	46.51 FNMA POOL AT2720 3% 5/1/43		2015-02-06	2018-11-01
	20.21 FNMA POOL 0AU3735		2014-11-07	2018-11-01
	21.02 FNMA POOL 735580 5.0% 6/01/35		2011-08-09	2018-11-01
	8.16 FN 847931 5% 01 DEC 2020		2006-01-09	2018-11-01
	7.12 FNMA POOL 852932 5.0% 4/01/21		2010-10-07	2018-11-01
	26.09 FN BH9288 4% 01 FEB 2048		2018-04-10	2018-11-01
	48.05 FN CA0853 3.5% 01 DEC 2047		2018-09-12	2018-11-01
	30.16 FEDERAL NAT'L MTGE ASSN POOL 889579		2010-10-07	2018-11-01
	11.29 FEDERAL NAT'L MTGE ASSN POOL 937645		2007-06-21	2018-11-01
	6.47 FEDERAL NAT'L MTGE ASSN POOL 959596		2007-11-08	2018-11-01
	5.16 FN 984077 5% 01 JUN 2023		2011-03-07	2018-11-01
	11.06 FNMA POOL 985615 5.5% 4/01/34		2012-03-06	2018-11-01
	9.59 FNMA POOL AA7236 4.0% 6/01/39		2012-02-07	2018-11-01
	26.82 FN MA0956 4% 01 JAN 2042		2018-02-09	2018-11-01
	12.85 FNMA POOL AE0207 4.5% 11/01/33		2012-06-07	2018-11-01
	19.48 FNMA POOL 0AE0981		2013-03-06	2018-11-01
	26.69 FNMA POOL 0AE3066		2011-08-09	2018-11-01
	.6667 RESIDEO TECHNOLOGIES INC		2018-09-07	2018-11-02
	1.3333 RESIDEO TECHNOLOGIES INC		2017-06-02	2018-11-02
	2000. CSX CORP 3.8% 01 MAR 2028		2018-02-15	2018-11-06
	2000. JOHN DEERE CAPITAL COR 2.3% 9/16/19		2014-09-12	2018-11-06
	2000. JP MORGAN CHASE & CO 6.3% 4/23/19		2015-07-23	2018-11-06
	.5 RESIDEO TECHNOLOGIES INC		2017-06-02	2018-11-13
	1000. US TREASURY N/B 1.75% 15 MAY 2023		2018-01-18	2018-11-15
	1000. US TREASURY N/B 1.75% 15 MAY 2023		2016-02-04	2018-11-15
	3. DEXCOM INC		2016-12-07	2018-11-19
	1. FACEBOOK INC		2016-12-07	2018-11-19
	1. FACEBOOK INC		2018-08-28	2018-11-19
	16. BANKUNITED INC		2015-12-21	2018-11-21
	5. EXPONENT INC		2015-10-05	2018-11-21
	55. FREEPORT-MCMORAN COPPER & GOLD INC CL B		2017-06-02	2018-11-21
	2000. COMCAST CORP		2009-07-08	2018-11-28
	17.97 FHLMC GOLDG01840 5.0% 7/01/35		2011-08-11	2018-12-03
	13.8 FHLMC GOLDG04774 4.5% 1/01/38		2012-07-09	2018-12-03
	21.37 FHLMC GOLD G14056 4.0% 8/01/25		2011-08-11	2018-12-03
	10.19 FHLMC POOL G0-8344		2012-04-06	2018-12-03
	15. FHLMC POOL G0-8463		2012-05-07	2018-12-03
	43.82 FHLMC GOLD G08681 3.5% 12/01/45		2016-04-07	2018-12-03
	39.06 FHLMC GOLD G18536 2.5% 1/01/30		2015-02-06	2018-12-03
	18.45 FHLMC GOLDJ16353 3.5% 8/01/26		2011-08-11	2018-12-03
	45.82 FG G67709 3.5% 01 MAR 2048		2018-11-09	2018-12-03
	21.65 FNMA POOL AH6827 4.0% 3/01/26		2011-08-09	2018-12-03
	29.76 FNMA POOL AJ9355 3.0% 1/01/27		2013-08-07	2018-12-03
	7.2 FNMA POOL AL0393 4.5% 6/01/41		2011-11-04	2018-12-03
	68.73 FN AL8232 4.5% 01 JUN 2044		2018-01-09	2018-12-03
	28.15 FNMA POOL AO4144 4.0% 6/01/42		2013-07-11	2018-12-03
	26. FNMA POOL AQ0546 3.5% 11/01/42		2013-07-08	2018-12-03
	9.43 FNMA POOL # AS6191 3.5% 11/01/45		2016-03-07	2018-12-03
	46.91 FN AS9585 4% 01 MAY 2047		2018-08-10	2018-12-03
	32.25 FNMA POOL # AT2062 2.5% 4/01/28		2014-03-07	2018-12-03
	37.99 FNMA POOL AT2720 3% 5/1/43		2015-02-06	2018-12-03
	14.77 FNMA POOL 0AU3735		2014-11-07	2018-12-03
	16.93 FNMA POOL 735580 5.0% 6/01/35		2011-08-09	2018-12-03
	15.5 FN 847931 5% 01 DEC 2020		2006-01-09	2018-12-03
	5.5 FNMA POOL 852932 5.0% 4/01/21		2010-10-07	2018-12-03
	20.55 FN BH9288 4% 01 FEB 2048		2018-04-10	2018-12-03
	43.1 FN CA0853 3.5% 01 DEC 2047		2018-09-12	2018-12-03
	27.11 FEDERAL NAT'L MTGE ASSN POOL 889579		2010-10-07	2018-12-03
	11.85 FEDERAL NAT'L MTGE ASSN POOL 937645		2007-06-21	2018-12-03
	8.45 FEDERAL NAT'L MTGE ASSN POOL 959596		2007-11-08	2018-12-03
	5.07 FN 984077 5% 01 JUN 2023		2011-03-07	2018-12-03
	9. FNMA POOL 985615 5.5% 4/01/34		2012-03-06	2018-12-03
	6.84 FNMA POOL AA7236 4.0% 6/01/39		2012-02-07	2018-12-03
	17.41 FN MA0956 4% 01 JAN 2042		2018-02-09	2018-12-03
	10.19 FNMA POOL AE0207 4.5% 11/01/33		2012-06-07	2018-12-03
	18.29 FNMA POOL 0AE0981		2013-03-06	2018-12-03
	24.71 FNMA POOL 0AE3066		2011-08-09	2018-12-03
	14. FACEBOOK INC		2015-04-22	2018-12-20
	1. ADOBE SYS INC COM		2016-06-17	2018-12-27
	3. ALIBABA GROUP HOLDING-SP ADR		2018-04-05	2018-12-27
	2. MCCORMICK & CO INC NON-VOTING		2017-08-09	2018-12-27
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	24	25	-1
b	16	17	-1
c	31	32	-1
d	11	11
e	23	24	-1
	77	80	-3
	48	50	-2
	25	25
	41	42	-1
	40	41	-1
	36	38	-2
	9	10	-1
	22	22
	20	21	-1
	43	43
	39	40	-1
	21	21
	28	29	-1
	9	9
	5	6	-1
	40	42	-2
	148	146	2
	10	10
	14	15	-1
	10	11	-1
	15	16	-1
	15	16	-1
	31	33	-2
	34	35	-1
	1,004	1,015	-11
	971	1,000	-29
	989	998	-9
	979	992	-13
	997	1,005	-8
	989	1,000	-11
	995	1,006	-11
	964	1,004	-40
	1,001	1,007	-6
	1,002	1,016	-14
	1,000	1,000
	988	1,002	-14
	1,024	1,034	-10
	1,031	1,030	1
	991	998	-7
	997	1,003	-6
	1,004	1,007	-3
	974	1,020	-46
	939	948	-9
	939	948	-9
	981	990	-9
	1,000	989	11
	938	997	-59
	1,022	1,030	-8
	499	120	379
	4,926	5,018	-92
	1,969	2,007	-38
	1,964	1,999	-35
	2,642	3,014	-372
	228	166	62
	1,951	1,973	-22
	1,203	732	471
	25	27	-2
	14	15	-1
	31	33	-2
	11	12	-1
	10	10
	73	75	-2
	51	52	-1
	62	64	-2
	31	33	-2
	33	33
	4	4
	87	94	-7
	16	17	-1
	31	31
	14	15	-1
	37	37
	34	35	-1
	16	16
	21	22	-1
	9	9
	19	20	-1
	34	36	-2
	12	12
	6	6
	8	8
	6	7	-1
	4	4
	17	18	-1
	26		26
	39	40	-1
	1,006	1,020	-14
	982	999	-17
	2,000	1,998	2
	981	999	-18
	1,819	1,896	-77
	280	273	7
	1,234	987	247
	1,079	855	224
	1,020	1,174	-154
	21	22	-1
	10	11	-1
	28	29	-1
	11	11
	17	18	-1
	64	67	-3
	47	48	-1
	21	22	-1
	36	37	-1
	43	43
	22	23	-1
	88	94	-6
	14	14
	13	13
	19	20	-1
	37	38	-1
	51	52	-1
	12	12
	22	23	-1
	9	9
	9	9
	37	39	-2
	12	11	1
	4	4
	10	10
	11	12	-1
	25	26	-1
	14	15	-1
	18	19	-1
	22	24	-2
	30	31	-1
	982	1,003	-21
	982	1,003	-21
	1,963	2,005	-42
	4,905	5,012	-107
	2,943	3,007	-64
	1,824	1,855	-31
	1,963	1,966	-3
	14,971	15,557	-586
	2,271	1,824	447
	1,029	300	729
	25	26	-1
	12	12
	36	37	-1
	8	9	-1
	12	12
	61	63	-2
	51	52	-1
	39	40	-1
	45	47	-2
	43	43
	20	21	-1
	76	81	-5
	37	38	-1
	15	15
	23	24	-1
	39	39
	46	47	-1
	20	20
	20	21	-1
	9	9
	5	5
	36	38	-2
	12	12
	5	5
	10	10
	11	12	-1
	14	15	-1
	56	58	-2
	14	14
	25	27	-2
	38	39	-1
	446	192	254
	339	269	70
	997	1,001	-4
	297	231	66
	401	329	72
	200	157	43
	405	205	200
	901	998	-97
	302	156	146
	230	115	115
	343	199	144
	194	200	-6
	194	150	44
	952	1,019	-67
	1,005	1,037	-32
	1,828	1,875	-47
	957	1,006	-49
	968	984	-16
	1,964	1,967	-3
	2,000	1,999	1
	4,000	3,993	7
	508	256	252
	421	205	216
	2,000	1,993	7
	21	23	-2
	22	23	-1
	23	24	-1
	12	13	-1
	14	14
	60	62	-2
	46	47	-1
	61	63	-2
	41	42	-1
	39	40	-1
	20	21	-1
	66	71	-5
	20	21	-1
	44	44
	10	11	-1
	39	39
	46	47	-1
	16	16
	26	28	-2
	9	9
	5	5
	18	19	-1
	35	38	-3
	164	162	2
	1	1
	9	9
	12	12
	13	13
	48	50	-2
	14	14
	25	26	-1
	33	33
	336	361	-25
	285	326	-41
	288	248	40
	2,000	1,998	2
	2,002	2,006	-4
	142	448	-306
	634	207	427
	461	258	203
	22	23	-1
	14	15	-1
	30	31	-1
	11	11
	18	18
	74	77	-3
	54	55	-1
	19	20	-1
	30	31	-1
	39	40	-1
	27	28	-1
	70	75	-5
	30	31	-1
	18	18
	24	25	-1
	38	38
	70	71	-1
	23	23
	21	23	-2
	18	18
	5	5
	23	23
	35	37	-2
	12	12
	22	22
	7	7
	4	5	-1
	11	11
	50	52	-2
	19	20	-1
	23	24	-1
	33	33
	80,206	74,957	5,249
	582	701	-119
	582	770	-188
	291	351	-60
	628	302	326
	266	245	21
	2,111	2,086	25
	13,576	12,671	905
	17,765	15,537	2,228
	11,760	11,943	-183
	10,419	9,975	444
	1,987	2,002	-15
	24	26	-2
	13	14	-1
	28	29	-1
	11	12	-1
	16	17	-1
	72	75	-3
	56	58	-2
	33	34	-1
	26	27	-1
	41	42	-1
	30	32	-2
	47	50	-3
	11	12	-1
	29	29
	23	23
	39	39
	56	57	-1
	26	26
	24	25	-1
	9	9
	10	10
	24	25	-1
	33	35	-2
	13	13
	1	1
	14	14
	10	10
	12	13	-1
	22	23	-1
	14	15	-1
	26	27	-1
	46	47	-1
	6	6
	533	261	272
	283	114	169
	885	381	504
	277	43	234
	250	245	5
	286	269	17
	215	184	31
	669	547	122
	20	21	-1
	11	12	-1
	34	35	-1
	9	10	-1
	18	18
	62	64	-2
	51	52	-1
	19	19
	29	30	-1
	39	40	-1
	12	13	-1
	36	38	-2
	11	12	-1
	32	32
	16	17	-1
	37	37
	50	51	-1
	19	19
	21	22	-1
	9	9
	7	7
	28	29	-1
	33	35	-2
	13	13
	5	5
	6	6
	9	9
	10	10
	27	28	-1
	12	13	-1
	24	25	-1
	28	29	-1
	1,996	2,000	-4
	2,026	1,996	30
	558	651	-93
	518	220	298
	354	358	-4
	213	236	-23
	865	380	485
	636	229	407
	238	418	-180
	252	415	-163
	145	88	57
	722	1,053	-331
	787	288	499
	652	470	182
	25	27	-2
	11	11
	26	26
	11	11
	17	18	-1
	72	74	-2
	46	47	-1
	29	30	-1
	27	27
	36	37	-1
	8	8
	59	63	-4
	30	31	-1
	33	33
	21	22	-1
	76	78	-2
	42	42
	61	62	-1
	15	15
	27	29	-2
	9	9
	16	16
	20	21	-1
	25	26	-1
	138	136	2
	1	1
	9	9
	5	5
	4	4
	38	39	-1
	23	24	-1
	25	26	-1
	35	35
	324	269	55
	748	556	192
	4,907	5,013	-106
	913	944	-31
	635	202	433
	469	172	297
	286	143	143
	2,041	2,002	39
	555	205	350
	1,985	1,996	-11
	322	101	221
	842	328	514
	518	379	139
	18	19	-1
	9	9
	23	24	-1
	7	7
	13	14	-1
	53	55	-2
	44	44
	68	69	-1
	31	32	-1
	32	32
	19	20	-1
	31	33	-2
	38	39	-1
	18	18
	11	11
	53	54	-1
	28	28
	42	43	-1
	17	17
	21	22	-1
	9	9
	5	5
	43	45	-2
	20	19	1
	26	27	-1
	145	143	2
	1	1
	11	11
	6	6
	17	18	-1
	23	24	-1
	22	23	-1
	21	22	-1
	27	27
	2	2
	14	13	1
	3	3
	5	5
	382	389	-7
	451	435	16
	687	723	-36
	1,896	1,932	-36
	22	23	-1
	9	9
	24	24
	10	10
	11	12	-1
	58	60	-2
	39	39
	46	47	-1
	30	30
	36	36
	14	14
	108	115	-7
	27	27
	24	24
	15	16	-1
	66	67	-1
	33	33
	47	47
	20	20
	21	22	-1
	8	8
	7	7
	26	27	-1
	48	48
	30	31	-1
	11	11
	6	6
	5	5
	11	12	-1
	10	10
	27	28	-1
	13	13
	19	20	-1
	27	27
	15	18	-3
	29	32	-3
	1,926	1,999	-73
	1,988	1,999	-11
	2,032	2,034	-2
	11	12	-1
	951	966	-15
	951	1,005	-54
	400	190	210
	135	117	18
	135	177	-42
	525	579	-54
	253	118	135
	610	625	-15
	2,030	2,000	30
	18	19	-1
	14	14
	21	22	-1
	10	11	-1
	15	15
	44	45	-1
	39	40	-1
	18	19	-1
	46	45	1
	22	22
	30	30
	7	7
	69	73	-4
	28	29	-1
	26	26
	9	10	-1
	47	48	-1
	32	32
	38	39	-1
	15	15
	17	18	-1
	16	15	1
	6	6
	21	21
	43	43
	27	28	-1
	12	12
	8	8
	5	5
	9	9
	7	7
	17	18	-1
	10	11	-1
	18	19	-1
	25	25
	1,863	1,166	697
	220	96	124
	405	516	-111
	275	194	81
			1,467

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-1
b			-1
c			-1
d
e			-1
			-3
			-2

			-1
			-1
			-2
			-1

			-1

			-1

			-1

			-1
			-2
			2

			-1
			-1
			-1
			-1
			-2
			-1
			-11
			-29
			-9
			-13
			-8
			-11
			-11
			-40
			-6
			-14

			-14
			-10
			1
			-7
			-6
			-3
			-46
			-9
			-9
			-9
			11
			-59
			-8
			379
			-92
			-38
			-35
			-372
			62
			-22
			471
			-2
			-1
			-2
			-1

			-2
			-1
			-2
			-2


			-7
			-1

			-1

			-1

			-1

			-1
			-2



			-1

			-1
			26
			-1
			-14
			-17
			2
			-18
			-77
			7
			247
			224
			-154
			-1
			-1
			-1

			-1
			-3
			-1
			-1
			-1

			-1
			-6


			-1
			-1
			-1

			-1


			-2
			1


			-1
			-1
			-1
			-1
			-2
			-1
			-21
			-21
			-42
			-107
			-64
			-31
			-3
			-586
			447
			729
			-1

			-1
			-1

			-2
			-1
			-1
			-2

			-1
			-5
			-1

			-1

			-1

			-1


			-2



			-1
			-1
			-2

			-2
			-1
			254
			70
			-4
			66
			72
			43
			200
			-97
			146
			115
			144
			-6
			44
			-67
			-32
			-47
			-49
			-16
			-3
			1
			7
			252
			216
			7
			-2
			-1
			-1
			-1

			-2
			-1
			-2
			-1
			-1
			-1
			-5
			-1

			-1

			-1

			-2


			-1
			-3
			2




			-2

			-1

			-25
			-41
			40
			2
			-4
			-306
			427
			203
			-1
			-1
			-1


			-3
			-1
			-1
			-1
			-1
			-1
			-5
			-1

			-1

			-1

			-2



			-2



			-1

			-2
			-1
			-1

			5,249
			-119
			-188
			-60
			326
			21
			25
			905
			2,228
			-183
			444
			-15
			-2
			-1
			-1
			-1
			-1
			-3
			-2
			-1
			-1
			-1
			-2
			-3
			-1



			-1

			-1


			-1
			-2




			-1
			-1
			-1
			-1
			-1

			272
			169
			504
			234
			5
			17
			31
			122
			-1
			-1
			-1
			-1

			-2
			-1

			-1
			-1
			-1
			-2
			-1

			-1

			-1

			-1


			-1
			-2





			-1
			-1
			-1
			-1
			-4
			30
			-93
			298
			-4
			-23
			485
			407
			-180
			-163
			57
			-331
			499
			182
			-2



			-1
			-2
			-1
			-1

			-1

			-4
			-1

			-1
			-2

			-1

			-2


			-1
			-1
			2




			-1
			-1
			-1

			55
			192
			-106
			-31
			433
			297
			143
			39
			350
			-11
			221
			514
			139
			-1

			-1

			-1
			-2

			-1
			-1

			-1
			-2
			-1


			-1

			-1

			-1


			-2
			1
			-1
			2



			-1
			-1
			-1
			-1


			1


			-7
			16
			-36
			-36
			-1



			-1
			-2

			-1



			-7


			-1
			-1



			-1


			-1

			-1



			-1

			-1

			-1

			-3
			-3
			-73
			-11
			-2
			-1
			-15
			-54
			210
			18
			-42
			-54
			135
			-15
			30
			-1

			-1
			-1

			-1
			-1
			-1
			1



			-4
			-1

			-1
			-1

			-1

			-1
			1



			-1





			-1
			-1
			-1

			697
			124
			-111
			81

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	17,788
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see instructions before making any entries.

(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2017	66,654	1,550,013	0.043002
2016	93,655	1,522,985	0.061494
2015	95,469	1,620,063	0.058929
2014	96,468	1,686,422	0.057203
2013	87,782	1,625,468	0.054004

Total of line 1, column (d) .....................

0.274632

Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......

0.054926

Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......

1,544,062

Multiply line 4 by line 3......................

84,809

Enter 1% of net investment income (1% of Part I, line 27b)...........

409

Add lines 5 and 6........................

85,218

Enter qualifying distributions from Part XII, line 4,.............

85,531

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2018)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	409
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	409
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	409
6	Credits/Payments:

a	2018 estimated tax payments and 2017 overpayment credited to 2018	6a	1,332
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	1,332
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	923
11	Enter the amount of line 10 to be: Credited to 2019 estimated tax412	Refunded	11	511

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions

for definition).................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2018)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

REGIONS BANK TRUST DEPT Telephone no. bullet

(205) 420-7753

Located at bullet

201 MILAN PARKWAYBIRMINGHAMAL ZIP+4 bullet

35211

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2018?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2018, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2018?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2018.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?

Form 990-PF (2018)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
REGIONS BANK	CORP TRUSTEE 1	17,755
201 MILAN PKWY BIRMINGHAM,AL35211	CORP TRUSTEE 1	17,755

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2018)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2018)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

1,567,576

Average of monthly cash balances.......................

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

1,567,576

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

1,567,576

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

23,514

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

1,544,062

Minimum investment return. Enter 5% of line 5..................

77,203

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

77,203

Tax on investment income for 2018 from Part VI, line 5......

409

Income tax for 2018. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

409

Distributable amount before adjustments. Subtract line 2c from line 1............

76,794

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

76,794

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

76,794

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

85,531

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

85,531

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

409

Adjusted qualifying distributions. Subtract line 5 from line 4..............

85,122

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2018)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2017	(c) 2017	(d) 2018
1 Distributable amount for 2018 from Part XI, line 7					76,794
2 Undistributed income, if any, as of the end of 2018:
a Enter amount for 2017 only.......				4,898
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2018:
a From 2013......	0
b From 2014......	0
c From 2015......	0
d From 2016......	0
e From 2017......	0
fTotal of lines 3a through e........		0
4Qualifying distributions for 2018 from Part
XII, line 4: $ 85,531
a Applied to 2017, but not more than line 2a				4,898
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2018 distributable amount.....					76,794
e Remaining amount distributed out of corpus		3,839
5 Excess distributions carryover applied to 2018.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		3,839
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2017. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2018. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2019 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2013 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2019. Subtract lines 7 and 8 from line 6a ......		3,839
10 Analysis of line 9:
a Excess from 2014....	0
b Excess from 2015....	0
c Excess from 2016....	0
d Excess from 2017....	0
e Excess from 2018....	3,839

Form 990-PF (2018)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2018	(b) 2017	(c) 2016	(d) 2015	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2018)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
BIRMINGHAM SOUTHERN COLLEGE PO BOX 549039 BIRMINGHAM,AL35254	NONE	PC	GENERAL OPERATING	25,843
CAMP & ASSEMBLY COMM 3616 SUMATANGA ROAD GALLANT,AL359723105	NONE	PC	GENERAL OPERATING	25,843
LANETT UNITED METHODIST 508 S 6TH ST LANETT,AL36863	NONE	PC	GENERAL OPERATING	25,843
Total ................................. 3a				77,529

bApproved for future payment

Total ................................. 3b

Form 990-PF (2018)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	36,596
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	17,788
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: aFEDERAL TAX REFUND			14	360
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				54,744

13Total. Add line 12, columns (b), (d), and (e)..................

54,744

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)
11	0

Form 990-PF (2018)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2018)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
TAX PREPARATION FEE (NON-ALLOC	900			900

- TIN:

TY 2018 InvestmentsOtherSchedule2

Name:

VAN B TAUNTON CHARITABLE TRUST

EIN:

63-6140272

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
ADVISERS INVT TR JOHCM INTL SL
AIR PRODUCTS & CHEMICALS INC
ALTRIA GROUP INC
AMERICAN TOWER CORP COM
AMERICAN EXPRESS CO
AMERISOURCEBERGEN CORP
AMGEN INC
APPLE INC 2.1% 12 SEP 2022
ANHEUSER-BUSCH INBEV NV
APPLE INC 2.3% 11 MAY 2022
ANTHEM INC
BANK OF AMERICA CORP 6.875% 25
BANK OF AMERICA CORP
BANK OF NEW YORK MELLON CORP/T
BWX TECHNOLOGIES INC
BIOGEN INC 2.9% 15 SEP 2020
CAPITAL ONE FINANCIAL CORP
CARTER'S INC
CCH I LLC - CLASS A
CAPITAL ONE FINANCIAL CORP 2.5
CITIGROUP INC
CORESITE REALTY CORP
CROWN HOLDINGS INC
CVS HEALTH CORP
DISH NETWORK CORP
EDWARDS LIFESCIENCES CORP
ELECTRONIC ARTS INC
FANNIE MAE POOL FN 735580 5% 0
FANNIE MAE POOL FN 847931 5% 0
FANNIE MAE POOL FN 852932 5% 0
FANNIE MAE POOL FN 889579 6% 0
FANNIE MAE POOL FN 937645 6% 0
FANNIE MAE POOL FN 959596 6% 0
FANNIE MAE POOL FN 984077 5% 0
FANNIE MAE POOL FN 985615 5.5%
FANNIE MAE POOL FN AA7236 4% 0
FANNIE MAE POOL FN AE0207 4.5%
FANNIE MAE POOL FN AE0981 3.5%
FANNIE MAE POOL FN AE3066 3.5%
FANNIE MAE POOL FN AH6827 4% 0
FANNIE MAE POOL FN AJ9355 3% 0
FANNIE MAE POOL FN AL0393 4.5%
FANNIE MAE POOL FN AO4144 4% 0
FANNIE MAE POOL FN AQ0546 3.5%
FANNIE MAE POOL FN AS6191 3.5%
FANNIE MAE POOL FN AT2062 2.5%
FANNIE MAE POOL FN AT2720 3% 0
FANNIE MAE POOL FN AU3735 3% 0
FREDDIE MAC GOLD POOL FG G0184
FREDDIE MAC GOLD POOL FG G0477
FREDDIE MAC GOLD POOL FG G0834
FREDDIE MAC GOLD POOL FG G0846
FREDDIE MAC GOLD POOL FG G0868
FREDDIE MAC GOLD POOL FG G1405
FREDDIE MAC GOLD POOL FG G1853
FREDDIE MAC GOLD POOL FG J1635
FREEPORT-MCMORAN COPPER & GOLD
GARDNER DENVER HOLDINGS INC
HALLIBURTON CO
HOME DEPOT INC/THE
HONEYWELL INTERNATIONAL INC
HORIZON GLOBAL CORP
ILLINOIS TOOL WORKS INC
IMPAX LABORATORIES INC
INTUIT INC
JOHNSON & JOHNSON
JPMORGAN CHASE & CO
K2M GROUP HOLDINGS INC
KIMBERLY-CLARK CORP
LOGMEIN INC
MARSH & MCLENNAN COS INC
MARTIN MARIETTA MATERIALS INC
MATADOR RESOURCES CO
MCCORMICK & CO INC/MD
MERCK & CO INC
METLIFE INC
MICROSOFT CORP
MOTOROLA SOLUTIONS INC
NATIONAL OILWELL VARCO INC
NOVARTIS AG ADR-EACH REPR 1 CH
ORACLE CORP
PHILIP MORRIS INTERNATIONAL IN
PINNACLE FINANCIAL PARTNERS IN
POLARIS INDUSTRIES INC
POOL CORP
PPG INDUSTRIES INC
PROGRESSIVE CORP/THE
SUMMIT HOTEL PROPERTIES INC
SCHLUMBERGER LTD
SCHNEIDER NATIONAL INC
SEMPRA ENERGY
SILICON LABORATORIES INC
STATE STREET CORP
SYNCHRONY FINANCIAL
TE CONNECTIVITY LTD
THERMO FISHER SCIENTIFIC INC
TIME WARNER INC
TJX COS INC
UNITED STATES TREASURY NOTE/BO
UNITED STATES TREASURY NOTE/BO
TRAVELERS COS INC/THE
VANGUARD DEVELOPED MARKETS IND
TWENTY-FIRST CENTURY FOX INC
UNITED TECHNOLOGIES CORP
UNITEDHEALTH GROUP INC
US BANCORP
WELLS FARGO & CO
WESTERN ALLIANCE BANCORP
XEROX CORP COM USD1(POV REV SP
ZOETIS INC
EXXON MOBIL CORP
00770G847 JOHCM INTERNATIONAL	AT COST	61,011	59,289
02079K107 ALPHABET INC	AT COST	907	2,071
03168L105 AMNEAL PHARMACEUTICA	AT COST	341	271
032095101 AMPHENOL CORP NEW	AT COST	1,099	1,863
05605H100 BWX TECHNOLOGIES INC	AT COST	1,534	1,109
064058100 THE BANK OF NEW YORK	AT COST	929	894
912828WZ9 U S TREASURY NOTE	AT COST	4,907	4,884
92826C839 VISA INC	AT COST	519	3,167
929740108 WABTEC CORP	AT COST	751	843
957638109 WESTERN ALLIANCE	AT COST	1,134	869
06828M876 BARON EMERGING MARKE	AT COST	92,598	91,539
31408JSV4 FNMA POOL 852932	AT COST	98	99
3140Q75P8 FN CA0853 3.5% 01 DE	AT COST	5,580	5,633
099502106 BOOZ ALLEN HAMILTON	AT COST	768	1,082
10373QAB6 BP CAP MARKETS AMERI	AT COST	2,004	2,010
172908105 CINTAS CORP	AT COST	1,918	1,848
25470M109 DISH NETWORK CORP	AT COST	2,158	849
258620509 DOUBLELINE EMG MKTS	AT COST	24,986	23,763
26078JAB6 DOWDUPONT INC 4.205%	AT COST	2,001	2,044
262028855 DRIEHAUS ACTIVE INCO	AT COST	75,616	69,526
27616P103 EASTERLY GOVERNMENT	AT COST	627	517
28176E108 EDWARDS LIFESCIENCES	AT COST	894	1,532
29414B104 EPAM SYSTEMS INC	AT COST	392	348
00206R102 AT&T INC	AT COST	976	856
126650100 CVS CORP	AT COST	1,339	1,114
20030N101 COMCAST CORP NEW CL	AT COST	1,707	1,805
26969P108 EAGLE MATLS INC	AT COST	696	427
3128MMS20 FHLMC GOLD G18536	AT COST	3,075	2,968
023135106 AMAZON COM INC	AT COST	595	3,004
03073E105 AMERISOURCEBERGEN CO	AT COST	839	670
038336103 APTARGROUP INC	AT COST	389	564
09857L108 BOOKING HOLDINGS INC	AT COST	2,087	1,722
3138WF2Z8 FNMA POOL # AS6191	AT COST	1,429	1,385
31677QBG3 FIFTH THIRD BANK	AT COST	2,001	1,952
461202103 INTUIT INC COM	AT COST	1,648	2,756
518439104 ESTEE LAUDER COMPANI	AT COST	1,219	1,952
571748102 MARSH & MCLENNAN COS	AT COST	1,587	1,595
573284106 MARTIN MARIETTA MATL	AT COST	1,345	1,031
579780206 MC CORMICK & CO INC	AT COST	486	696
58933Y105 MERCK & CO INC	AT COST	1,615	1,910
61761JVL0 MORGAN STANLEY	AT COST	4,004	3,934
68389XBR5 ORACLE CORP 2.625% 1	AT COST	1,995	1,951
736508847 PORTLAND GEN ELEC CO	AT COST	581	734
036752103 ANTHEM INC	AT COST	1,803	2,364
037833DC1 APPLE INC 2.1% 12 SE	AT COST	1,985	1,933
366651107 GARTNER INC NEW CL A	AT COST	792	1,278
369622SM8 GENERAL ELEC CAP COR	AT COST	1,997	2,002
596278101 MIDDLEBY CORP	AT COST	404	514
701877102 PARSLEY ENERGY INC-C	AT COST	810	463
718172109 PHILIP MORRIS INTERN	AT COST	1,570	868
731068102 POLARIS INDS INC COM	AT COST	629	537
749685103 RPM INTERNATIONAL IN	AT COST	1,169	1,470
75524B104 RBC BEARINGS INC	AT COST	579	1,180
79466L302 SALESFORCE COM INC	AT COST	1,066	2,602
85771PAN2 STATOIL ASA	AT COST	2,026	2,037
866674104 SUN CMNTYS INC	AT COST	644	1,017
882681109 TEXAS ROADHOUSE INC	AT COST	902	836
90130A200 TWENTY-FIRST CENTURY	AT COST	1,051	1,816
902973304 US BANCORP DEL	AT COST	2,166	1,919
912828R36 U S TREASURY NOTE	AT COST	12,043	12,140
92343VDD3 VERIZON COMMUNICATIO	AT COST	1,994	1,813
931427AH1 WALGREENS BOOTS ALLI	AT COST	2,002	1,970
94988J5N3 WELLS FARGO BANK NA	AT COST	2,000	1,975
110709BN1 BRITISH COLUMBIA PRO	AT COST	1,982	1,998
14040HBP9 CAPITAL ONE FINANCIA	AT COST	2,002	1,974
22160K105 COSTCO WHSL CORP NEW	AT COST	1,494	2,445
252131107 DEXCOM INC	AT COST	938	2,156
3128MJQR4 FHLMC POOL G0-846	AT COST	1,197	1,195
3128PWBW7 FHLMC GOLDJ16353	AT COST	1,669	1,669
3138A8SR8 FNMA POOL AH6827	AT COST	1,249	1,263
262037104 DRIL-QUIP INC	AT COST	378	150
30231G102 EXXON MOBIL CORP	AT COST	1,354	1,159
3132XCR64 FG G67709 3.5% 01 MA	AT COST	7,385	7,600
3135G0K36 FED NATL MTG ASSN	AT COST	1,847	1,905
00404A109 ACADIA HEALTHCARE CO	AT COST	636	309
024835100 AMERICAN CAMPUS CMNT	AT COST	908	1,076
025816109 AMERICAN EXPRESS COM	AT COST	1,335	1,620
02665WCD1 AMERICAN HONDA FINAN	AT COST	2,996	2,966
03027X100 AMERICAN TOWER CORP-	AT COST	1,349	1,582
06367THQ6 BANK OF MONTREAL	AT COST	1,999	1,985
857477103 STATE ST CORP COM	AT COST	993	757
866082100 SUMMIT HOTEL PROPERT	AT COST	836	496
868157108 SUPERIOR ENERGY SVCS	AT COST	816	90
902252105 TYLER TECHNOLOGIES I	AT COST	565	929
90385D107 ULTIMATE SOFTWARE GR	AT COST	596	735
91913YAU4 VALERO ENERGY CORP 3	AT COST	1,978	1,835
930427109 WAGEWORKS INC	AT COST	562	380
931142ED1 WALMART INC 3.55% 26	AT COST	1,996	2,022
74051N102 PREMIER INC-CLASS A	AT COST	818	934
753422104 RAPID7 INC	AT COST	498	592
867224107 SUNCOR ENERGY INC	AT COST	1,291	1,147
867914BM4 SUNTRUST BANKS INC 2	AT COST	1,997	1,951
87236YAH1 TD AMERITRADE HOLDIN	AT COST	1,996	2,034
880208400 TEMPLETON GLOBAL BD	AT COST	26,939	24,808
921937603 VANGUARD BD IDX FD T	AT COST	211,553	204,308
921943809 VANGUARD TAX-MANAGED	AT COST	66,741	59,402
969251750 WILLIAM BLAIR MACRO	AT COST	37,937	37,397
891092108 TORO COMPANY	AT COST	561	894
89233P5F9 TOYOTA MOTOR CREDIT	AT COST	1,995	2,016
89417E109 TRAVELERS COS INC	AT COST	1,130	1,078
74440Y801 PRUDENTIAL HIGH YIEL	AT COST	48,568	49,136
78012KKU0 ROYAL BANK OF CANADA	AT COST	2,000	1,977
78467J100 SS&C TECHNOLOGIES HO	AT COST	536	1,038
31410KJY1 FEDERAL NAT'L MTGE A	AT COST	1,544	1,615
31415MFS9 FN 984077 5% 01 JUN	AT COST	224	227
31418AB23 FN MA0956 4% 01 JAN	AT COST	2,728	2,715
437076102 HOME DEPOT INC USD 0	AT COST	1,331	1,375
44932HAM5 IBM CREDIT LLC 3.6%	AT COST	1,999	2,018
459200JG7 I B M CORP	AT COST	1,994	1,945
478160104 JOHNSON & JOHNSON CO	AT COST	1,165	1,161
533900106 LINCOLN ELEC HLDGS I	AT COST	452	552
59156R108 METLIFE INC	AT COST	647	575
66987V109 NOVARTIS AG SPNSRD A	AT COST	987	1,030
816851109 SEMPRA ENERGY	AT COST	1,174	1,082
824348106 SHERWIN-WILLIAMS COM	AT COST	2,426	2,361
74267C106 PROASSURANCE CORP	AT COST	657	568
74432QBP9 PRUDENTIAL FINANCIAL	AT COST	1,980	2,046
883556102 THERMO ELECTRON CORP	AT COST	1,693	2,462
3138MFTC1 FNMA POOL AQ0546	AT COST	2,103	2,127
3140GYKA6 FN BH9288 4% 01 FEB	AT COST	3,887	3,861
464287200 ISHARES S&P 500 INDE	AT COST	120,808	141,405
539439AR0 LLOYDS BANKING GROUP	AT COST	2,007	1,897
68389X105 ORACLE CORPORATION	AT COST	1,583	1,535
693506107 PPG INDUSTRIES INC	AT COST	882	818
70450Y103 PAYPAL HOLDINGS INC	AT COST	1,288	2,859
72346Q104 PINNACLE FINL PARTNE	AT COST	997	784
741511109 PRICESMART INC	AT COST	880	591
743315103 PROGRESSIVE CORP OHI	AT COST	688	965
767744105 RITCHIE BROS AUCTION	AT COST	620	753
80689H102 SCHNEIDER NATIONAL I	AT COST	584	485
82669G104 SIGNATURE BK NEW YOR	AT COST	1,104	822
912828H52 UNITED STATES TREAS	AT COST	4,953	4,927
912828J27 U S TREASURY NOTE	AT COST	10,772	10,641
46637K265 JPMORGAN HEDGED EQUI	AT COST	74,000	72,290
536797103 LITHIA MTRS INC	AT COST	670	534
576485205 MATADOR RESOURCES CO	AT COST	719	419
59522J103 MID-AMER APT CMNTYS	AT COST	464	574
717081103 PFIZER INC COM	AT COST	816	873
780259206 ROYAL DUTCH SHELL PL	AT COST	659	816
808513105 SCHWAB CHARLES CORP	AT COST	876	914
826919102 SILICON LABORATORIES	AT COST	615	630
872540109 TJX COS INC NEW	AT COST	1,680	1,969
88224Q107 TEXAS CAP BANCSHARES	AT COST	671	613
911312106 UNITED PARCEL SVC IN	AT COST	1,375	1,170
912828PC8 U S TREASURY NOTE	AT COST	5,635	6,011
91324P102 UNITED HEALTH GROUP	AT COST	969	1,246
947890109 WEBSTER FINL CORP	AT COST	568	739
984121608 XEROX CORP	AT COST	634	375
3138EGNK6 FNMA POOL AL0393	AT COST	1,260	1,281
3138WKUK9 FN AS9585 4% 01 MAY	AT COST	7,118	7,152
3138WQAW2 FNMA POOL AT2720 3%	AT COST	3,860	3,719
375558BF9 GILEAD SCIENCES INC	AT COST	1,999	1,960
38141GWM2 GOLDMAN SACHS GROUP	AT COST	1,976	1,905
458140AJ9 INTEL CORP	AT COST	1,990	2,021
594918104 MICROSOFT CORP COM	AT COST	3,140	3,657
620076307 MOTOROLA INC.	AT COST	2,025	2,531
670837103 OGE ENERGY CO	AT COST	585	745
71943U104 PHYSICIANS REALTY TR	AT COST	865	689
03524A108 ANHEUSER BUSCH INBEV	AT COST	1,126	658
037833CQ1 APPLE INC 2.3% 11 MA	AT COST	1,996	1,952
04316A108 ARTISAN PARTNERS ASS	AT COST	530	243
060505104 BANK AMER CORP	AT COST	1,767	1,725
06416CAB4 BANK OF NOVA SCOTIA	AT COST	1,963	1,977
09227Q100 BLACKBAUD INC	AT COST	448	503
G84720104 STERIS PLC	AT COST	892	1,282
3138LUTA3 FNMA POOL AO4144	AT COST	1,550	1,562
31412XES9 FEDERAL NAT'L MTGE A	AT COST	3,576	3,951
31413YRR4 FEDERAL NAT'L MTGE A	AT COST	292	318
31419AGR2 FNMA POOL AE0207	AT COST	916	921
33829M101 FIVE BELOW	AT COST	374	1,126
384109104 GRACO INC	AT COST	487	753
438516106 HONEYWELL INTL INC	AT COST	1,997	1,982
59408Q106 MICHAELS COS INC/THE	AT COST	671	325
64125C109 NEUROCRINE BIOSCIENC	AT COST	497	357
655663102 NORDSON CORP	AT COST	419	716
747316107 QUAKER CHEM CORP	AT COST	396	889
806857108 SCHLUMBERGER LIMITED	AT COST	892	469
89236TEU5 TOYOTA MOTOR CREDIT	AT COST	2,000	2,000
17275RBL5 CISCO SYSTEMS INC 2.	AT COST	1,998	1,864
30214U102 EXPONENT INC	AT COST	591	1,369
3128MJL24 FHLMC POOL G0-8344	AT COST	703	712
00203H859 AQR MANAGED FUTURES	AT COST	44,554	34,372
00724F101 ADOBE SYS INC COM	AT COST	750	1,810
02209S103 ALTRIA GROUP INC	AT COST	1,463	1,037
031162100 AMGEN INC	AT COST	953	1,168
09062XAC7 BIOGEN INC	AT COST	4,061	3,970
09180C106 BJS RESTAURANTS INC	AT COST	592	657
98978V103 ZOETIS INC	AT COST	2,288	3,507
G50871105 JAZZ PHARMACEUTICALS	AT COST	473	372
31408DA87 FN 847931 5% 01 DEC	AT COST	159	163
31415P3Y2 FNMA POOL 985615	AT COST	589	608
31419DMQ1 FNMA POOL 0AE3066	AT COST	1,321	1,324
122017106 BURLINGTON STORES IN	AT COST	413	1,301
126650DA5 CVS HEALTH CORP 3.12	AT COST	2,004	1,996
148806102 CATALENT INC	AT COST	566	686
172967424 CITIGROUP INC	AT COST	919	781
258278100 DORMAN PRODS INC	AT COST	589	1,080
36555P107 GARDNER DENVER HOLDI	AT COST	766	654
37637Q105 GLACIER BANCORP INC	AT COST	492	674
44930G107 ICU MED INC	AT COST	305	1,148
452308109 ILLINOIS TOOL WORKS	AT COST	1,857	1,647
46120E602 INTUITIVE SURGICAL I	AT COST	1,019	2,874
464287507 ISHARES TR S&P MIDCA	AT COST	24,843	28,894
464287804 ISHARES TR S & P SMA	AT COST	21,835	27,867
501044DE8 KROGER CO 2.65% 15 O	AT COST	1,936	1,781
57060D108 MARKETAXESS HLDGS IN	AT COST	631	1,479
60871RAC4 MOLSON COORS BREWING	AT COST	2,009	1,988
73278L105 POOL CORP	AT COST	428	595
739276103 POWER INTEGRATIONS I	AT COST	408	488
776696106 ROPER INDS INC NEW	AT COST	1,598	2,399
78410G104 SBA COMMUNICATIONS C	AT COST	1,646	2,590
808513AW5 THE CHARLES SCHWAB C	AT COST	2,003	2,010
913017109 UNITED TECHNOLOGIES	AT COST	1,726	1,491
955306105 WEST PHARMACEUTICAL	AT COST	579	1,078
3138WPJG0 FNMA POOL # AT2062	AT COST	2,084	2,054
3138X3EH1 FNMA POOL 0AU3735	AT COST	1,831	1,802
31419BCT0 FNMA POOL 0AE098	AT COST	2,130	2,063
31416RBE2 FNMA POOL AA7236	AT COST	1,111	1,111
339041105 FLEETCOR TECHNOLOGIE	AT COST	747	929
34959J108 FORTIVE CORP.	AT COST	1,696	2,165
13123X102 CALLON PETE CO DEL	AT COST	606	357
149568107 CAVCO INDS INC DEL	AT COST	662	782
16119P108 CHARTER COMMUNICATIO	AT COST	2,093	1,710
21870Q105 CORESITE REALTY CORP	AT COST	800	611
235851102 DANAHER CORP COMMON	AT COST	1,097	2,372
285512109 ELECTRONIC ARTS	AT COST	2,621	1,894
3128LXBH2 FHLMC GOLDG01840	AT COST	1,270	1,290
3128MJXK1 FHLMC GOLD G08681	AT COST	5,353	5,208
009158106 AIR PRODUCTS AND CHE	AT COST	737	800
0258M0DX4 AMERICAN EXPRESS CRE	AT COST	1,999	1,980
03662Q105 ANSYS INC	AT COST	220	429
08579W103 BERRY PLASTICS GROUP	AT COST	647	570
090572207 BIO RAD LABS INC CL	AT COST	626	464
G3922B107 GENPACT LTD USD 0.00	AT COST	1,396	1,808
H84989104 TE CONNECTIVITY LTD	AT COST	1,776	1,588
3138ETEE2 FN AL8232 4.5% 01 JU	AT COST	3,871	3,815
26441CAW5 DUKE ENERGY CORP 2.4	AT COST	1,954	1,921
3128M6T73 FHLMC GOLDG04774	AT COST	755	753
14040H105 CAPITAL ONE FINL COR	AT COST	948	831
146229109 CARTER INC	AT COST	799	653
192422103 COGNEX CORP	AT COST	582	928
3128MCWR2 FHLMC GOLD G14056	AT COST	1,019	1,029
3138E2MD4 FNMA POOL AJ9355	AT COST	1,715	1,702
00912XAU8 AIR LEASE CORP 2.125	AT COST	1,969	1,971
01609W102 ALIBABA GROUP HOLDIN	AT COST	1,497	1,371
031162CH1 AMGEN INC	AT COST	1,997	1,893
052769106 AUTODESK INC COM	AT COST	1,951	1,801
989207105 ZEBRA TECHNOLOGIES C	AT COST	601	1,433
G5005R107 JAMES RIVER GROUP HO	AT COST	663	621
N6596X109 NXP SEMICONDUCTORS N	AT COST	1,432	1,172
31402RFV6 FNMA POOL 735580	AT COST	1,352	1,382
9128283W8 US TREASURY N/B 2.75	AT COST	1,948	2,011
949746101 WELLS FARGO & CO NEW	AT COST	2,260	1,981
128119880 CALAMOS MARKET NEU I	AT COST	72,381	73,413
166764100 CHEVRONTEXACO CORP	AT COST	1,382	1,414
172967KB6 CITIGROUP INC	AT COST	1,998	1,973
244199105 DEERE & COMPANY	AT COST	1,007	1,044
345397XK4 FORD MOTOR CREDIT CO	AT COST	2,028	1,960
406216101 HALLIBURTON COMPANY	AT COST	1,705	1,037
428291108 HEXCEL CORP NEW COM	AT COST	740	631
46625H100 J P MORGAN CHASE & C	AT COST	3,063	3,417

Name of Bond	End of Year Book Value	End of Year Fair Market Value
AMERICAN EXPRESS CREDIT CORPC
AMGEN INC CALLABLE DTD08/19/2
ANHEUSER-BUSCH INBEV FIN DTD0
APPLE INC DTD 05/03/2013 1%05
ASTRAZENECA PLC DTD 11/16/2015
AT&T INC DTD 05/13/08 5.6%05/
BANK OF MONTREAL SERIES: MTN D
CA INC DTD 11/13/09 5.375%12/
CATERPILLAR INC DTD 12/05/087
CHEVRON CORP CALLABLE DTD12/0
CISCO SYSTEMS INC CALLABLE DTD
CISCO SYSTEMS INC DTD 02/29/20
CITIGROUP INC DTD 10/26/20152
COMCAST CORP DTD 06/18/09 5.7%
DEUTSCHE BANK AG DTD 02/13/201
FIFTH THIRD BANK CALLABLE DTD
FORD MOTOR CREDIT DTD 06/06/20
GENERAL ELECTRIC CAPITAL CORP
GILEAD SCIENCES INC CALLABLE D
GLAXOSMITHKLINE CAP PLC CALLAB
GOLDMAN SACHS GROUP INC DTD2/
IBM CORP DTD 02/19/2016 3.45%
INTEL CORP DTD 09/19/2011 3.3%
J P MORGAN CHASE & CO DTD04/2
JOHN DEERE CAPITAL CORP SERIES
KROGER CO/THE CALLABLE DTD10/
MARATHON OIL CORP CALLABLE DTD
MERRILL LYNCH & CO INC SERIES:
MOLSON COORS BREWING CO DTD0
MORGAN STANLEY DTD 10/23/2014
ORACLE CORPORATION DTD 04/09/0
PEPSICO INC SERIES: 1 DTD10/1
PRUDENTIAL FINANCIAL DTD11/18
ROYAL BANK OF CANADA DTD09/19
SHELL INTL FIN DTD 05/10/2016
SUNTRUST BKS INC CALLABLE DTD
TARGET CORP CALLABLE 5.375%05
TEVA PHARMACEUTICALS NE DTD07
TORONTO-DOMINION BANK SERIES M
TOYOTA MOTOR CREDIT CORP SERIE
UNITED HEALTH GROUP INC DTD07
VALERO ENERGY CORP CALLABLE D
VERIZON COMMUNICATIONS CALLABL
WACHOVIA CORP DTD 06/08/07 5.7
WALGREENS BOOTS ALLIANCECALLA

Name of Stock	End of Year Book Value	End of Year Fair Market Value
ACADIA HEALTHCARE CO INC
ADOBE SYSTEMS INC
AIA GROUP LTD. SP ADR
AIRBUS SE -UNSP ADR
AKAMAI TECHNOLOGIES INC
ALEXION PHARMACEUTICALS INC
ALIBABA GROUP HOLDING LTDSPON
ALIGN TECHNOLOGY INC
ALKERMES PLC
ALPHABET INC CA-CL A
ALPHABET INC CA-CL C
AMAZON.COM INC
AMERICAN CAMPUS COMMUNITIES
AMPHENOL CORP CL A
ANSYS INC
APTARGROUP INC
AQR MANAGED FUTURES STRATEGY
ARTISAN PARTNERS ASSET MGMT
BAIDU, INC. ADR
BANCO BILBAO VIZCAYA ARGENTAS
BANCO LATINO AMERICANO DE COM
BANKUNITED INC
BARON EMERGING MARKETS INST
BAYER A G SPONSORED ADRS ONE A
BHP BILLITON LTD SPONSORED ADR
BJ'S RESTAURANTS INC
BLACKBAUD INC
BOOZ ALLEN HAMILTON HOLDING CO
BP PLC SPONSORED ADR ONE ADRR
BRITISH AMERN TOB PLC SPONSORE
BURLINGTON STORES INC
CALAMOS MARKET NEU INC FD-I
CALATLANTIC GROUP INC
CALLON PETROLEUM CO
CANADIAN NATIONAL RAILWAY
CATALENT INC
CAVCO INDUSTRIES INC
CEB INC
CHINA BIOLOGIC PRODUCTS INC
COGNEX CORP
COGNIZANT TECHNOLOGY SOLUTIONS
COMPASS MINERALS INTERNATION
CONTINENTAL AG SPONSORED ADR
COSTAR GROUP INC
COSTCO WHOLESALE CORP
CREDICORP LTD TIRES & RUBBERP
CRH PLC SPONSORED ADR ONE ADR
CSL LIMITED -SPONSORED ADR
DANAHER CORP DEL
DANSKE BANK A/S - SPON ADR
DAVITA INC
DEXCOM INC
DORMAN PRODUCTS, INC.
DR REDDYS LABS LTD
DRIEHAUS ACTIVE INCOME FUND
DRIL-QUIP INC
EAGLE MATERIALS INC
EAST JAPAN RAILWAY CO - ADR
EASTLERY GOVERNMENT PROPERITES
ECOLAB INC
ELBIT SYSTEMS LTD
EXPERIAN GROUP LTD - SPON ADR
EXPONET INC
FACEBOOK INC - A
FANUC CORPORATION
FEDERAL HOME LOAN MORTGAGE COR
FEDERAL HOME LOAN MORTGAGE COR
FEDERAL HOME LOAN MORTGAGE COR
FEDERAL HOME LOAN MORTGAGE COR
FEDERAL HOME LOAN MORTGAGE COR
FEDERAL HOME LOAN MORTGAGE COR
FEDERAL HOME LOAN MORTGAGE COR
FEDERAL HOME LOAN MTG CORP POO
FEDERAL NATIONAL MORTGAGE ASSN
FEDERAL NATIONAL MORTGAGE ASSN
FEDERAL NATIONAL MORTGAGE ASSN
FEDERAL NATIONAL MORTGAGE ASSN
FEDERAL NATIONAL MORTGAGE ASSN
FEDERAL NATIONAL MORTGAGE ASSN
FEDERAL NATIONAL MORTGAGE ASSN
FEDERAL NATIONAL MORTGAGE ASSN
FEDERAL NATIONAL MORTGAGE ASSN
FEDERAL NATIONAL MORTGAGE ASSN
FEDERAL NATIONAL MORTGAGE ASSN
FEDERAL NATIONAL MORTGAGE ASSN
FEDERAL NATIONAL MORTGAGE ASSN
FEDERAL NATIONAL MORTGAGE ASSN
FEDERAL NATIONAL MORTGAGE ASSN
FEDERAL NATIONAL MORTGAGE ASSN
FEDERAL NATIONAL MORTGAGE ASSN
FEDERAL NATIONAL MORTGAGE ASSN
FEDERAL NATIONAL MORTGAGE ASSN
FEDERAL NATIONAL MORTGAGE ASSN
FEDERAL NATIONAL MTG ASSN POOL
FIRST REPUBLIC BANK SAN FRAN
FIVE BELOW, INC.
FLEETCOR TECHNOLOGIES INC
FORTIVE CORPORATION
GARTNER INC
GENPACT LIMITED
GLACIER BANCORP, INC.
GRACO INC
GREENHILL & CO INC
GRUPO FINANCIERO BANORTE -SPON
HANG LUNG PROPERTIES - SP ADR
HEARTLAND EXPRESS INC
HENKEL KGAA - SPONS ADR PFD
HOLOGIC INC
HONDA MOTOR CO LTD SPONS ADRA
HOYA CORP
IBERIABANK CORP
ICICI BANK LIMITED
ICU MEDICAL INC
IDEXX LABS CORP
INFOSYS LIMITED SPON ADR 1/4S
ING GROEP N V SPONSORED ADR ON
INTUITIVE SURGICAL INC
ISHARES CORE S & P 500 ETF
ISHARES CORE S&P MID-CAP ETF
ISHARES CORE S&P SMALL-CAP ETF
ISHARES MSCI EAFE ETF
ISHARES RUSSELL 1000 VALUE ETF
ITAU UNIBANCO HOLDING, S.A -
JAMES RIVER GROUP HOLDINGS LTD
JAPAN TOBACCO INC UNSPONSORED
KOC HOLDING AS UNSPON ADR
KONINLIJKE DSM NV SPONSORED ON
KOREA ELECTRIC POWER CORPSPON
L.G. DISPLAY COMPANY LTD ADR
LAUDER ESTEE COS INC CL A
LINCOLN ELEC HLDGS INC
LINDE AG - SPONSORED ADR
LITHIA MOTORS INC CL A
LUKOIL PJSC-SPON ADR
LVMH MOET HENNESSY LOUIS VUITT
MAINGATE MLP FUND
MARKETAXESS HOLDINGS INC
MEAD JOHNSON NUTRITION COMPANY
MICHELIN (CGDE) -UNSPON ADR
MICROCHIP TECHNOLOGY INC
MID-AMER APT CMNTYS INC REIT
MIDDLEBY CORP
MUENCHENER RUECK - UNSPON ADR
NETEASE, INC. ADR
NISSAN MOTOR CO LTD SPONSORED
NOMURA HLDGS INC ADR ONE ADRR
NORDEA BANK SPONSORED ADR
NORDSON CORP
NXP SEMICONDUCTORS NV
OGE ENERGY CORP
PANDORA A/S - ADR
PAYPAL HOLDINGS INC W/I
PING AN INSURANCE ADR
PORTLAND GEN ELEC CO
POTASH CORP OF SASKATCHEWAN
POWER INTEGRATIONS INC
PREMIER INC CLASS A
PRICESMART INC
PROASSURANCE CORP
PRUDENTIAL HIGH YIELD FUND CL
PT ASTRA INTERNATIONAL TBK -UN
PYSICIANS REALTY TRUST
QEP RESOURCES INC
QUAKER CHEMICAL CORP
RAKUTEN INC ADR
RBC BEARINGS INC.
RELX NV - SPON ADR
RITCHIE BROS AUCTIONEERS INC
ROCHE HOLDINGS LTD SPONSORED A
ROPER TECHNOLOGIES INC
ROYAL BANK OF CANADA
ROYAL DUTCH SHELL PLC-ADR
RPM INTERNATIONAL INC RPM INC
RYOHIN KEIKAKU CO LTD UNSP ADR
SAFRAN SA -UNSPN ADR
SALESFORCE.COM INC
SAMPO OYJ - A SHS-UNSP ADR
SBA COMMUNICATIONS CORP
SHIRE PLC SPONSORED ADR ONE AD
SIGNATURE BANK
SMITH & NEPHEW P L C
SMITH (A.O.) CORP
SODEXHO -SPONSORED ADR
SOFTBANK GROUP CORPORATION -U
SS&C TECHNOLOGIES HOLDINGS, IN
STARBUCKS CORP
STERIS PLC ISIN: GB00BVVBC028
SUN COMMUNITIES INC
SUNCOR ENERGY INC
SUPERIOR ENERGY SVCS INC
SVB FINANCIAL GROUP
SWAN DEFINED RISK FUND
TAIWAN SEMICONDUCTOR MFG LTDS
TATA MOTORS LTD SPONSPORED ADR
TDK CORP ONE ADR REPRESENTS 1
TECHTRONIC INDUSTRIES COMPANY
TELEKOMUNIKASI INDONESIA PTSP
TEMPLETON GLOBAL BOND FUND ADV
TENCENT HOLDINGS LTD UNSPONSOR
TEXAS CAPITAL BANCSHARES INC
THE MICHAEL COS INC
TOKIO MARINE HOLDINGS - ADR
TORO CO
TOTAL S A SPONSORED ADR ONE A
TREEHOUSE FOODS INC
TRIPADVISOR INC. - W/I
TUPPERWARE BRANDS CORP
TYLER TECHNOLOGIES INC
ULTIMATE SOFTWARE GROUP INC
UNDER ARMOUR INC CLASS A
UNDER ARMOUR INC CLASS C
UNILEVER N V N Y SHS NEW ONE N
URBAN OUTFITTERS INC
VANGUARD TOTAL BOND MARKET IN
VERIFONE SYSTEMS, INC.
VISA INC - CLASS A SHRS
VWR CORP
WABTEC
WAGEWORKS INC.
WEBSTER FINANCIAL CORP
WEST PHARMACEUTICAL SERVICES
WILLIAM BLAIR MACRO ALLOCATION
ZEBRA TECHNOLOGIES CORP CL A

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
OTHER EXPENSE (NON-DEDUCTIBLE	1,905	1,905		0
INVESTMENT EXPENSES-DIVIDEND I	273	273		0

Category	Amount	Net Investment Income
FOREIGN TAXES	474	474
FEDERAL TAX PAYMENT - PRIOR YE	2,500	0
FOREIGN TAXES ON NONQUALIFIED	91	91

Description	Amount
MF TIMING DIFFERENCE	242
ROUNDING	31