Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
PROCTOR PATTERSON FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)116 ALLEGHENY CENTER MALL P8-YB35-0
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH, PA15212
A Employer identification number

30-6081504
B Telephone number (see instructions)

(412) 768-5892
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$11,096,124J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 279,249 279,249  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 453,324
b Gross sales price for all assets on line 6a 2,806,647
7 Capital gain net income (from Part IV, line 2)... 453,324
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 28,908    
12 Total. Add lines 1 through 11........ 761,481 732,573  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 103,009 51,505   51,504
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 16,988 725   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 52,265 282   51,983
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 172,262 52,512 0 103,487
25 Contributions, gifts, grants paid....... 1,241,442 1,241,442
26 Total expenses and disbursements. Add lines 24 and 25 1,413,704 52,512 0 1,344,929
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -652,223
b Net investment income (if negative, enter -0-) 680,061
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 649,639 560,696 560,696
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 300,372    
b Investments—corporate stock (attach schedule)....... 1,440,970 1,068,474 1,360,833
c Investments—corporate bonds (attach schedule)....... 0    
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 8,603,225 Click to see attachment8,722,930 9,174,595
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 10,994,206 10,352,100 11,096,124
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 10,875,040 10,245,349
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 119,166 106,751
30 Total net assets or fund balances (see instructions)..... 10,994,206 10,352,100
31 Total liabilities and net assets/fund balances (see instructions). 10,994,206 10,352,100
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
10,994,206
2
Enter amount from Part I, line 27a .....................
2
-652,223
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
10,117
4
Add lines 1, 2, and 3 ..........................
4
10,352,100
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
10,352,100
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 111. AGILENT TECHNOLOGIES (IPO)   2017-04-24 2018-01-04
b 29. AGILENT TECHNOLOGIES (IPO)     2018-01-04
c 40. THERMO ELECTRON CORP COM   2015-08-20 2018-01-04
d 89. WYNDHAM WORLDWIDE CORP   2013-03-18 2018-01-04
e 191. WYNDHAM WORLDWIDE CORP   2013-03-18 2018-01-05
4. TRANSCANADA CORP (HOLDING CO)   2017-06-06 2018-01-19
65. TRANSCANADA CORP (HOLDING CO)     2018-01-19
85. TRANSCANADA CORP (HOLDING CO)   2017-06-05 2018-01-19
44. TRANSCANADA CORP (HOLDING CO)   2017-06-05 2018-01-22
222. TRANSCANADA CORP (HOLDING CO)     2018-01-22
340. CBS CORP CLASS B WI   2016-08-08 2018-02-02
60. HOME DEPOT INC COM   2012-01-09 2018-02-02
30. MOHAWK INDS INC   2016-08-05 2018-02-02
290. PEPSICO INC COM     2018-02-23
357. PROLOGIS INC     2018-02-23
90. PROLOGIS INC   2017-06-02 2018-02-23
143. PROLOGIS INC     2018-02-26
59. SHERWIN-WILLIAMS CO     2018-03-02
1. SHERWIN-WILLIAMS CO   2017-06-19 2018-03-05
130. STANLEY BLACK & DECKER INC     2018-03-09
90. MOHAWK INDS INC   2016-08-05 2018-04-05
1. JPMORGAN CHASE 46625H100   2001-01-01 2018-04-24
120. AETNA INC NEW   2013-05-30 2018-04-26
68. ILLINOIS TOOL WORKS INC COM     2018-04-26
132. ILLINOIS TOOL WORKS INC COM   2016-02-16 2018-04-27
350. ALTRIA GROUP INC   2013-05-13 2018-05-04
280. COMCAST CORPORATION CL A   2011-10-12 2018-05-04
50. ROYAL CARRIBEAN CRUISES LTD SEDOL 2754907 ISIN LR0008862868   2017-04-10 2018-05-04
63. BERRY GLOBAL GROUP INC   2016-10-14 2018-05-15
290. BERRY GLOBAL GROUP INC     2018-05-15
149. HONEYWELL INTL INC   2015-02-02 2018-05-15
11. HONEYWELL INTL INC   2015-02-02 2018-05-15
84. BERRY GLOBAL GROUP INC   2016-08-24 2018-05-16
83. BERRY GLOBAL GROUP INC   2016-08-24 2018-05-16
32. BERRY GLOBAL GROUP INC   2016-08-24 2018-05-16
13. BERRY GLOBAL GROUP INC   2016-08-24 2018-05-17
5. BERRY GLOBAL GROUP INC   2016-08-24 2018-05-17
350. ANALOG DEVICES INC   2017-06-14 2018-05-23
300000. FEDERAL NATL MTG ASSN NTS CALL 06/05/2006   2008-01-31 2018-06-05
500. HALLIBURTON CO     2018-06-13
55. SMUCKER J M CO COM NEW   2018-02-27 2018-06-13
58. SMUCKER J M CO COM NEW     2018-06-14
63. AGILENT TECHNOLOGIES (IPO)   2017-04-21 2018-06-15
257. AGILENT TECHNOLOGIES (IPO)     2018-06-15
147. SMUCKER J M CO COM NEW     2018-06-15
110. CONSTELLATION BRANDS INC CL A   2014-05-15 2018-07-02
75. CUMMINS INC     2018-07-02
45. CUMMINS INC   2017-02-17 2018-07-03
120. CONSTELLATION BRANDS INC CL A   2014-05-15 2018-07-13
36. GENERAL DYNAMICS CORP   2015-05-27 2018-07-13
15. GENERAL DYNAMICS CORP   2015-05-27 2018-07-13
62. THERMO ELECTRON CORP COM   2015-08-20 2018-07-13
79. GENERAL DYNAMICS CORP     2018-07-16
48. THERMO ELECTRON CORP COM     2018-07-16
60. PARKER HANNIFIN CORP   2017-04-07 2018-07-27
94. STATE STR CORP COM   2016-09-09 2018-07-27
280. STATE STR CORP COM   2016-09-09 2018-07-27
16. STATE STR CORP COM     2018-07-27
40. TYSON FDS INC COM   2016-03-11 2018-07-27
70. TYSON FDS INC COM     2018-07-27
22. TYSON FDS INC COM   2016-03-11 2018-07-27
90. PARKER HANNIFIN CORP   2017-04-07 2018-07-30
120. TYSON FDS INC COM   2016-03-11 2018-07-30
138. TYSON FDS INC COM   2016-03-11 2018-07-30
1. AMERICAN INTERNATIONAL GROUP INC   2001-01-01 2018-08-02
160. JOHNSON & JOHNSON COM   2009-07-27 2018-08-16
111. LAUDER ESTEE COS INC CL A     2018-08-16
62. LAUDER ESTEE COS INC CL A   2017-09-01 2018-08-16
970. VANGUARD GROWTH ETF   2017-01-11 2018-08-16
150. FACEBOOK INC   2016-03-02 2018-08-17
6. LAUDER ESTEE COS INC CL A   2017-09-01 2018-08-17
111. LAUDER ESTEE COS INC CL A     2018-08-17
40. ABBVIE INC   2017-12-08 2018-08-20
10. ALPHABET INC/CA-CL A   2011-08-04 2018-08-20
10. AMAZON.COM INC   2018-05-04 2018-08-20
40. AMERICAN WATER WORKS CO INC   2016-02-08 2018-08-20
30. AMGEN INC   2013-12-30 2018-08-20
90. APPLE INC     2018-08-20
70. APPLIED MATERIALS INC   2016-07-13 2018-08-20
110. ARCHER DANIELS MIDLAND CO     2018-08-20
40. AUTOMATIC DATA PROCESSING INC   2018-05-25 2018-08-20
160. BANK OF AMERICA CORP   2018-07-27 2018-08-20
60. BANK NEW YORK MELLON CORP COM   2016-04-29 2018-08-20
50. BAXTER INTERNATIONAL INC   2018-01-04 2018-08-20
20. BIOGEN INC   2016-08-02 2018-08-20
10. BOEING CO   2017-10-20 2018-08-20
100. BORG WARNER INC.     2018-08-20
40. BURLINGTON STORES INC   2016-08-31 2018-08-20
120. CBRE GROUP INC     2018-08-20
60. CSX CORP COM     2018-08-20
40. CELANESE CORP   2018-05-16 2018-08-20
30. CENTENE CORP   2018-04-27 2018-08-20
50. CHEVRON CORPORATION   2018-06-13 2018-08-20
130. CISCO SYS INC COM   2018-04-26 2018-08-20
50. CITIGROUP INC   2017-07-28 2018-08-20
140. CITIZENS FINANCIAL GROUP   2016-11-11 2018-08-20
130. COMCAST CORPORATION CL A   2011-10-12 2018-08-20
60. CONOCOPHILLIPS   2017-11-06 2018-08-20
20. COSTCO WHSL CORP NEW COM   2018-07-27 2018-08-20
30. DANAHER CORP   2018-06-15 2018-08-20
70. DOWDUPONT INC   2015-04-28 2018-08-20
30. EASTMAN CHEM CO   2018-03-06 2018-08-20
30. FACEBOOK INC   2016-03-02 2018-08-20
20. FEDEX CORPORATION   2018-05-15 2018-08-20
150. FIRST DATA CORP- CLASS A   2018-08-20 2018-08-20
30. HOME DEPOT INC COM   2012-01-09 2018-08-20
80. INTEL CORP   2016-08-19 2018-08-20
120. J P MORGAN CHASE & CO COM   2005-03-09 2018-08-20
50. KOHLS CORP COM   2018-04-05 2018-08-20
20. LAM RESEARCH CORP   2015-12-18 2018-08-20
40. LILLY ELI & CO   2018-07-13 2018-08-20
30. MARRIOTT INTERNATIONAL INC CL A   2018-01-04 2018-08-20
30. MCCORMICK & CO INC COM NON VTG   2018-07-13 2018-08-20
30. MCDONALDS CORP COM     2018-08-20
90. MICROSOFT CORP   2018-07-03 2018-08-20
100. MORGAN STANLEY   2016-10-21 2018-08-20
10. NORTHROP GRUMMAN CORPORATION   2015-03-27 2018-08-20
50. OCCIDENTAL PETE CORP COM   2018-01-19 2018-08-20
130. PFIZER INC COM   2017-11-10 2018-08-20
50. PRICE T ROWE GROUP INC COM   2017-08-28 2018-08-20
20. RAYTHEON COMPANY   2016-01-29 2018-08-20
50. ROYAL DUTCH SHELL PLC ADR A   2017-10-23 2018-08-20
40. S&P GLOBAL INC   2016-05-20 2018-08-20
20. STRYKER CORP     2018-08-20
90. SUNTRUST BANKS INC COM   2016-06-24 2018-08-20
60. T-MOBILE US INC   2017-05-01 2018-08-20
70. TEXAS INSTRS INC COM     2018-08-20
90. TOTAL FINA S A   2016-05-06 2018-08-20
30. UNITED RENTALS INC COM   2017-05-25 2018-08-20
100. US FOODS HOLDING CORP     2018-08-20
40. UNITED TECHNOLOGIES CORP COM   2018-07-13 2018-08-20
20. UNITEDHEALTH GROUP INC COM   2016-10-27 2018-08-20
40. VISA INC CLASS A SHARES   2013-02-08 2018-08-20
80. WEC ENERGY GROUP INC   2011-08-04 2018-08-20
70. WASTE MANAGEMENT INC   2018-03-09 2018-08-20
10. WELLCARE HEALTH PLANS, INC.   2018-08-20 2018-08-20
60. TE CONNECTIVITY LTD SEDOL B62B7C3 ISIN CH0102993182     2018-08-20
30. ROYAL CARRIBEAN CRUISES LTD SEDOL 2754907 ISIN LR0008862868   2017-04-10 2018-08-20
33. ROYAL DUTCH SHELL PLC ADR A   2017-10-23 2018-08-23
5. ROYAL DUTCH SHELL PLC ADR A   2017-10-23 2018-08-24
133. ROYAL DUTCH SHELL PLC ADR A     2018-08-24
116. ROYAL DUTCH SHELL PLC ADR A   2017-10-20 2018-08-27
3. ROYAL DUTCH SHELL PLC ADR A   2017-10-20 2018-08-27
100. LAM RESEARCH CORP   2015-12-18 2018-09-14
78. MARRIOTT INTERNATIONAL INC CL A   2018-01-04 2018-09-14
10. MARRIOTT INTERNATIONAL INC CL A   2018-01-04 2018-09-14
130. STRYKER CORP     2018-09-14
92. MARRIOTT INTERNATIONAL INC CL A   2018-01-04 2018-09-17
40. ABBVIE INC   2017-12-08 2018-10-03
10. ALPHABET INC/CA-CL A   2011-08-04 2018-10-03
10. AMAZON.COM INC   2018-05-04 2018-10-03
40. AMERICAN WATER WORKS CO INC   2016-02-08 2018-10-03
40. AMGEN INC   2013-12-30 2018-10-03
100. APPLE INC   2008-12-19 2018-10-03
80. APPLIED MATERIALS INC   2016-07-13 2018-10-03
110. ARCHER DANIELS MIDLAND CO     2018-10-03
40. AUTOMATIC DATA PROCESSING INC   2018-05-25 2018-10-03
170. BANK OF AMERICA CORP   2018-07-27 2018-10-03
70. BANK NEW YORK MELLON CORP COM   2016-04-29 2018-10-03
50. BAXTER INTERNATIONAL INC   2018-01-04 2018-10-03
20. BIOGEN INC   2016-08-02 2018-10-03
20. BOEING CO   2017-10-20 2018-10-03
110. BORG WARNER INC.     2018-10-03
70. BRISTOL MYERS SQUIBB CO   2018-09-17 2018-10-03
40. BURLINGTON STORES INC   2016-08-31 2018-10-03
130. CBRE GROUP INC   2018-02-27 2018-10-03
80. CSX CORP COM   2018-09-14 2018-10-03
40. CELANESE CORP   2018-05-16 2018-10-03
30. CENTENE CORP   2018-04-27 2018-10-03
60. CHEVRON CORPORATION   2018-06-13 2018-10-03
140. CISCO SYS INC COM   2018-04-26 2018-10-03
60. CITIGROUP INC   2017-07-28 2018-10-03
150. CITIZENS FINANCIAL GROUP   2016-11-11 2018-10-03
140. COMCAST CORPORATION CL A   2011-10-12 2018-10-03
70. CONOCOPHILLIPS   2017-11-06 2018-10-03
20. COSTCO WHSL CORP NEW COM   2018-07-27 2018-10-03
40. DANAHER CORP   2018-06-15 2018-10-03
80. DOWDUPONT INC   2015-04-28 2018-10-03
40. EASTMAN CHEM CO   2018-03-06 2018-10-03
40. FACEBOOK INC   2016-03-02 2018-10-03
10. FEDEX CORPORATION   2018-05-15 2018-10-03
160. FIRST DATA CORP- CLASS A   2018-08-21 2018-10-03
40. HOME DEPOT INC COM   2012-01-09 2018-10-03
80. INTEL CORP   2016-08-19 2018-10-03
120. J P MORGAN CHASE & CO COM   2005-03-09 2018-10-03
60. KOHLS CORP COM   2018-04-05 2018-10-03
40. LILLY ELI & CO   2018-07-13 2018-10-03
30. MCCORMICK & CO INC COM NON VTG     2018-10-03
40. MCDONALDS CORP COM   2017-06-19 2018-10-03
130. MICROSOFT CORP   2018-09-14 2018-10-03
100. MORGAN STANLEY   2016-10-21 2018-10-03
10. NORTHROP GRUMMAN CORPORATION   2015-03-27 2018-10-03
50. OCCIDENTAL PETE CORP COM     2018-10-03
140. PFIZER INC COM   2017-11-10 2018-10-03
50. PRICE T ROWE GROUP INC COM   2017-08-28 2018-10-03
20. RAYTHEON COMPANY   2016-01-29 2018-10-03
40. S&P GLOBAL INC   2016-05-20 2018-10-03
90. SUNCOR ENERGY INC ISIN CA8672241079 SEDOL B3NB1P2     2018-10-03
100. SUNTRUST BANKS INC COM   2016-06-24 2018-10-03
60. T-MOBILE US INC   2017-05-01 2018-10-03
96.35 TEMPLETON GLOBAL BOND FUND AD FUND   2014-12-17 2018-10-03
44072.88 TEMPLETON GLOBAL BOND FUND AD FUND     2018-10-03
70. TEXAS INSTRS INC COM   2015-12-18 2018-10-03
90. TOTAL FINA S A     2018-10-03
20. UNITED RENTALS INC COM     2018-10-03
10. UNITED RENTALS INC COM   2017-05-25 2018-10-03
100. US FOODS HOLDING CORP     2018-10-03
40. UNITED TECHNOLOGIES CORP COM   2018-07-13 2018-10-03
20. UNITEDHEALTH GROUP INC COM   2016-10-27 2018-10-03
50. VISA INC CLASS A SHARES   2013-02-08 2018-10-03
90. WEC ENERGY GROUP INC   2011-08-04 2018-10-03
80. WASTE MANAGEMENT INC   2018-03-09 2018-10-03
10. WELLCARE HEALTH PLANS, INC.     2018-10-03
70. TE CONNECTIVITY LTD SEDOL B62B7C3 ISIN CH0102993182     2018-10-03
30. ROYAL CARRIBEAN CRUISES LTD SEDOL 2754907 ISIN LR0008862868     2018-10-03
17. BORG WARNER INC.   2017-08-21 2018-10-11
21. BORG WARNER INC.   2017-08-21 2018-10-11
82. BORG WARNER INC.     2018-10-11
43. US FOODS HOLDING CORP   2018-06-18 2018-10-11
387. US FOODS HOLDING CORP     2018-10-11
116. BORG WARNER INC.   2017-08-18 2018-10-12
95. BORG WARNER INC.   2017-08-18 2018-10-15
15. BORG WARNER INC.   2017-08-18 2018-10-15
61. BORG WARNER INC.     2018-10-16
23. BORG WARNER INC.   2017-08-18 2018-10-16
4. APPLIED MATERIALS INC   2016-07-13 2018-10-25
296. APPLIED MATERIALS INC   2016-07-13 2018-10-25
268. DOWDUPONT INC     2018-10-25
33. DOWDUPONT INC   2015-04-29 2018-10-25
10. APPLIED MATERIALS INC   2016-07-13 2018-10-26
9. DOWDUPONT INC   2015-04-29 2018-10-26
475. FIRST DATA CORP- CLASS A     2018-11-02
12. TEXAS INSTRS INC COM   2015-12-18 2018-11-02
268. TEXAS INSTRS INC COM   2015-12-18 2018-11-02
78. FIRST DATA CORP- CLASS A   2018-08-17 2018-11-05
8. FIRST DATA CORP- CLASS A   2018-08-17 2018-11-05
66. FIRST DATA CORP- CLASS A   2018-08-17 2018-11-06
13. FIRST DATA CORP- CLASS A   2018-08-17 2018-11-06
53. ROYAL CARRIBEAN CRUISES LTD SEDOL 2754907 ISIN LR0008862868   2017-04-07 2018-11-08
65. ROYAL CARRIBEAN CRUISES LTD SEDOL 2754907 ISIN LR0008862868   2017-04-07 2018-11-09
11. ROYAL CARRIBEAN CRUISES LTD SEDOL 2754907 ISIN LR0008862868     2018-11-09
11. ROYAL CARRIBEAN CRUISES LTD SEDOL 2754907 ISIN LR0008862868   2017-04-07 2018-11-12
67. FEDEX CORPORATION   2018-05-15 2018-11-16
3. FEDEX CORPORATION   2018-05-15 2018-11-16
1. NU SKIN ENTERPRISES 67018T105   2001-01-01 2018-11-23
234. SUNCOR ENERGY INC ISIN CA8672241079 SEDOL B3NB1P2     2018-12-13
150. UNITED TECHNOLOGIES CORP COM   2018-07-13 2018-12-13
156. SUNCOR ENERGY INC ISIN CA8672241079 SEDOL B3NB1P2     2018-12-14
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 7,656   6,033 1,623
b 2,012   1,550 462
c 7,962   5,319 2,643
d 10,327   5,564 4,763
e 21,551   11,941 9,610
193   189 4
3,118   3,077 41
4,081   4,003 78
2,110   2,072 38
10,647   10,430 217
19,023   17,699 1,324
11,721   2,592 9,129
8,140   6,395 1,745
31,751   29,534 2,217
21,856   18,722 3,134
5,510   5,120 390
8,747   7,482 1,265
23,108   21,009 2,099
389   356 33
20,785   21,359 -574
21,552   19,185 2,367
288   25 263
21,483   7,391 14,092
9,783   6,366 3,417
18,790   12,280 6,510
19,730   12,941 6,789
8,920   3,316 5,604
5,354   4,909 445
3,010   2,809 201
13,798   12,798 1,000
21,932   14,634 7,298
1,618   1,080 538
4,008   3,639 369
3,962   3,596 366
1,525   1,386 139
618   563 55
237   217 20
33,053   28,449 4,604
300,000   300,000  
23,925   28,782 -4,857
5,761   7,051 -1,290
6,028   7,364 -1,336
4,140   3,350 790
16,938   13,630 3,308
15,401   18,352 -2,951
23,644   8,755 14,889
9,905   11,546 -1,641
5,944   6,855 -911
25,887   9,551 16,336
6,943   5,058 1,885
2,899   2,107 792
13,101   8,245 4,856
15,137   11,086 4,051
10,056   6,381 3,675
9,876   9,668 208
8,192   6,616 1,576
24,369   19,707 4,662
1,394   1,124 270
2,553   2,701 -148
4,468   4,938 -470
1,405   1,486 -81
14,835   14,502 333
7,021   8,104 -1,083
8,171   9,319 -1,148
19     19
21,154   9,729 11,425
14,830   11,971 2,859
8,293   6,686 1,607
151,370   110,878 40,492
25,978   16,435 9,543
809   647 162
15,009   11,969 3,040
3,937   3,840 97
12,168   2,928 9,240
18,750   15,810 2,940
3,571   2,546 1,025
5,922   3,463 2,459
19,398   12,749 6,649
3,063   1,812 1,251
5,593   5,589 4
5,693   5,224 469
4,927   4,969 -42
3,117   2,407 710
3,610   3,421 189
6,863   5,903 960
3,510   2,647 863
4,587   4,898 -311
6,677   3,228 3,449
5,693   5,667 26
4,461   4,219 242
4,631   4,449 182
4,289   3,309 980
5,913   6,359 -446
5,989   5,748 241
3,524   3,378 146
5,710   4,169 1,541
4,609   1,540 3,069
4,254   3,214 1,040
4,549   4,394 155
3,020   3,062 -42
4,805   3,608 1,197
2,945   3,148 -203
5,174   3,287 1,887
4,990   4,947 43
3,783   3,773 10
5,939   1,296 4,643
3,701   2,821 880
13,749   4,373 9,376
3,948   3,325 623
3,398   1,551 1,847
4,238   3,582 656
3,726   4,087 -361
3,786   3,571 215
4,860   4,619 241
9,636   8,973 663
4,844   3,342 1,502
2,966   1,603 1,363
3,955   3,773 182
5,518   4,555 963
5,782   4,208 1,574
4,001   2,546 1,455
3,189   3,065 124
8,162   4,330 3,832
3,386   2,640 746
6,643   3,680 2,963
3,951   4,075 -124
7,645   3,871 3,774
5,462   4,414 1,048
4,629   3,373 1,256
3,395   3,772 -377
5,407   5,180 227
5,250   2,842 2,408
5,644   1,576 4,068
5,455   2,367 3,088
6,400   6,080 320
2,963   2,951 12
5,627   4,783 844
3,506   2,946 560
2,141   2,023 118
330   307 23
8,749   8,143 606
7,658   7,082 576
198   183 15
15,311   7,754 7,557
10,183   10,625 -442
1,301   1,362 -61
22,201   17,032 5,169
11,939   12,532 -593
3,835   3,840 -5
12,089   2,928 9,161
19,586   15,810 3,776
3,493   2,546 947
8,268   4,617 3,651
23,194   1,276 21,918
3,117   2,071 1,046
5,551   5,580 -29
6,064   5,224 840
5,100   5,279 -179
3,650   2,808 842
3,794   3,421 373
7,043   5,903 1,140
7,847   5,293 2,554
4,801   4,910 -109
4,383   4,293 90
6,202   3,228 2,974
5,764   6,124 -360
5,992   5,897 95
4,564   4,449 115
4,349   3,309 1,040
7,509   7,631 -122
6,880   6,190 690
4,341   4,054 287
5,826   4,467 1,359
4,911   1,658 3,253
5,500   3,749 1,751
4,655   4,394 261
4,335   4,083 252
5,173   4,123 1,050
3,896   4,197 -301
6,471   4,383 2,088
2,408   2,473 -65
3,914   4,050 -136
8,161   1,728 6,433
3,893   2,821 1,072
13,800   4,373 9,427
4,375   3,990 385
4,338   3,582 756
4,010   3,564 446
6,579   6,123 456
14,971   14,722 249
4,717   3,342 1,375
3,175   1,603 1,572
4,119   3,773 346
6,258   4,906 1,352
5,584   4,208 1,376
4,142   2,546 1,596
7,835   4,330 3,505
3,582   3,769 -187
6,726   4,089 2,637
4,127   4,075 52
1,117   1,184 -67
510,805   568,233 -57,428
7,590   3,865 3,725
5,843   4,389 1,454
3,314   3,359 -45
1,657   1,124 533
2,974   3,740 -766
5,636   5,180 456
5,413   2,842 2,571
7,474   1,970 5,504
5,990   2,663 3,327
7,157   6,949 208
3,154   2,949 205
6,077   5,487 590
3,844   2,932 912
663   757 -94
813   935 -122
3,125   3,651 -526
1,255   1,606 -351
10,978   14,396 -3,418
4,383   5,157 -774
3,616   4,224 -608
573   667 -94
2,328   2,711 -383
878   1,022 -144
130   104 26
9,658   7,664 1,994
14,200   13,810 390
1,759   1,700 59
317   259 58
470   464 6
8,891   11,897 -3,006
1,141   663 478
25,442   14,797 10,645
1,439   1,927 -488
148   198 -50
1,233   1,630 -397
243   321 -78
5,744   5,159 585
6,996   6,328 668
1,186   1,068 118
1,169   1,067 102
15,174   16,571 -1,397
678   742 -64
1,061   25 1,036
7,178   9,739 -2,561
17,903   19,425 -1,522
4,639   6,430 -1,791
      91,994
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       1,623
b       462
c       2,643
d       4,763
e       9,610
      4
      41
      78
      38
      217
      1,324
      9,129
      1,745
      2,217
      3,134
      390
      1,265
      2,099
      33
      -574
      2,367
      263
      14,092
      3,417
      6,510
      6,789
      5,604
      445
      201
      1,000
      7,298
      538
      369
      366
      139
      55
      20
      4,604
       
      -4,857
      -1,290
      -1,336
      790
      3,308
      -2,951
      14,889
      -1,641
      -911
      16,336
      1,885
      792
      4,856
      4,051
      3,675
      208
      1,576
      4,662
      270
      -148
      -470
      -81
      333
      -1,083
      -1,148
      19
      11,425
      2,859
      1,607
      40,492
      9,543
      162
      3,040
      97
      9,240
      2,940
      1,025
      2,459
      6,649
      1,251
      4
      469
      -42
      710
      189
      960
      863
      -311
      3,449
      26
      242
      182
      980
      -446
      241
      146
      1,541
      3,069
      1,040
      155
      -42
      1,197
      -203
      1,887
      43
      10
      4,643
      880
      9,376
      623
      1,847
      656
      -361
      215
      241
      663
      1,502
      1,363
      182
      963
      1,574
      1,455
      124
      3,832
      746
      2,963
      -124
      3,774
      1,048
      1,256
      -377
      227
      2,408
      4,068
      3,088
      320
      12
      844
      560
      118
      23
      606
      576
      15
      7,557
      -442
      -61
      5,169
      -593
      -5
      9,161
      3,776
      947
      3,651
      21,918
      1,046
      -29
      840
      -179
      842
      373
      1,140
      2,554
      -109
      90
      2,974
      -360
      95
      115
      1,040
      -122
      690
      287
      1,359
      3,253
      1,751
      261
      252
      1,050
      -301
      2,088
      -65
      -136
      6,433
      1,072
      9,427
      385
      756
      446
      456
      249
      1,375
      1,572
      346
      1,352
      1,376
      1,596
      3,505
      -187
      2,637
      52
      -67
      -57,428
      3,725
      1,454
      -45
      533
      -766
      456
      2,571
      5,504
      3,327
      208
      205
      590
      912
      -94
      -122
      -526
      -351
      -3,418
      -774
      -608
      -94
      -383
      -144
      26
      1,994
      390
      59
      58
      6
      -3,006
      478
      10,645
      -488
      -50
      -397
      -78
      585
      668
      118
      102
      -1,397
      -64
      1,036
      -2,561
      -1,522
      -1,791
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 453,324
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 952,298 12,434,594 0.076585
2016 1,189,719 12,324,383 0.096534
2015 1,081,147 13,360,197 0.080923
2014 1,063,573 13,551,728 0.078482
2013 1,091,193 13,109,815 0.083235
2
Total of line 1, column (d) .....................
2
0.415759
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.083152
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
12,217,264
5
Multiply line 4 by line 3......................
5
1,015,890
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
6,801
7
Add lines 5 and 6........................
7
1,022,691
8
Enter qualifying distributions from Part XII, line 4,.............
8
1,344,929
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 6,801
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 6,801
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 6,801
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 11,925
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 11,925
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 5,124
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet3,402 RefundedBullet 11 1,722
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletOH
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .Click to see attachment
    8b
     
    No
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletPNC BANK NA Telephone no.bullet (412) 768-5892

    Located atbullet116 ALLEGHENY CENTER MALLPITTSBURGHPA ZIP+4bullet15212
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    PNC BANK NA TRUSTEE
    18     		103,009    
    PO BOX 94651
    CLEVELAND,OH441014651
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 ISSUED SCHOLARSHIPS TO VARIOUS STUDENTS TO STUDY AT VARIOUS INSTITUTIONS 122,302
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    12,401,763
    b
    Average of monthly cash balances.......................
    1b
    1,551
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    12,403,314
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    12,403,314
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    186,050
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    12,217,264
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    610,863
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    610,863
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    6,801
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    6,801
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    604,062
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    604,062
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    604,062
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,344,929
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,344,929
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    6,801
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,338,128
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 604,062
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 438,425
    b From 2014...... 379,732
    c From 2015...... 411,992
    d From 2016...... 556,696
    e From 2017...... 351,598
    fTotal of lines 3a through e........ 2,138,443
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 1,344,929
    a Applied to 2017, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 604,062
    e Remaining amount distributed out of corpus 740,867
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 2,879,310
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		438,425
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		2,440,885
    10 Analysis of line 9:
    a Excess from 2014.... 379,732
    b Excess from 2015.... 411,992
    c Excess from 2016.... 556,696
    d Excess from 2017.... 351,598
    e Excess from 2018.... 740,867
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    KEVIN MCMANAMON
    1900 E NINTH ST B7-YB13-13-2
    CLEVELAND,OH44114
    (216) 222-5853
    bThe form in which applications should be submitted and information and materials they should include:
    APPLICATION AVAILABLE UPON REQUEST
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    N/A
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    MEDICARE REIMB FOR THE RELIEF OF THE
    POOR DISTRESSED OR UNDERPRIVILEGED
    PNC BANK PO BOX 94651
    CLEVELAND,OH44101     		NONE I MEDICARE REIMBURSEMENT FOR 757,863
    ASSISTANCE TO THE POOR DISTRESSED OR
    UNDERPRIVILEGED PER GOV DOCUMENT
    PNC BANK PO BOX 94651
    CLEVELAND,OH44101     		NONE I SUPPORT FOR NEED AND 351,161
    HILBERT COLLEGE
    5200 SOUTH PARK AVENUE
    HAMBURG,NY14075     		NONE PC SCHOLARSHIP FOR 1 STUDENT 10,000
    CITADEL MILITARY COLLEGE OF SC
    171 MOULTRIE ST
    CHARLESTOWN,SC29409     		NONE PC SCHOLARSHIPS FOR 1 STUDENT 10,000
    CLEVELAND STATE UNIVERSITY
    2121 EUCLID AVENUE
    CLEVELAND,OH44115     		NONE PC SCHOLARSHIP FOR 1 STUDENT 9,800
    UNIVERSITY OF AKRON
    302 E BUCHTEL AVE
    AKRON,OH44325     		NONE PC SCHOLARSHIP FOR 1 STUDENT 4,868
    UNIVERSITY OF HOUSTON
    4800 CALHOUN RD
    HOUSTON,TX77004     		NONE PC SCHOLARSHIP FOR 1 STUDENT 6,700
    UNIVERSITY OF SOUTH CAROLINA
    UNIVERSITY OF SOUTH CAROLINA
    COLUMBIA,SC29208     		NONE PC SCHOLARSHIPS FOR 2 STUDENTS 20,000
    UNIVERSITY OF NORTH CAROLINA
    AT GREENSBORO
    1400 SPRING GARDEN STREET
    GREENSBORO,NC27402     		NONE PC SCHOLARSHIP FOR 1 STUDENT 7,250
    UNIVERSITY OF NORTH CAROLINA
    AT WILMINGTON
    601 SOUTH COLLEGE ROAD
    WILMINGTON,NC28403     		NONE PC SCHOLARSHIP FOR 1 STUDENT 7,400
    UNIVERSITY OF NORTH CAROLINA
    AT CHARLOTTE
    9201 UNIVERSITY CITY BLVD
    CHARLOTTE,NC28223     		NONE PC SCHOLARSHIP FOR 1 STUDENT 6,800
    BRYANT AND STRATTON COLLEGE
    35350 CURTIS BOULEVARD
    EASTLAKE,OH44095     		NONE PC SCHOLARSHIP FOR 1 STUDENT 10,000
    LIBERTY UNIVERSITY
    1971 UNIVERSITY BOULEVARD
    LYNCHBURG,VA24515     		NONE PC SCHOLARSHIP FOR 1 STUDENT 10,000
    FULL SAIL UNIVERSITY
    3300 UNIVERSITY BLVD
    WINTER PARK,FL32792     		NONE PC SCHOLARSHIP FOR 1 STUDENT 10,000
    CLEVELAND COMMUNITY COLLEGE
    137 SOUTH POST ROAD
    SHELBY,NC28152     		NONE PC SCHOLARSHIP FOR 1 STUDENT 2,500
    EAST CAROLINA UNIVERSITY
    E 5TH STREET
    GREENVILLE,NC27858     		NONE PC SCHOLARSHIP FOR 1 STUDENT 7,100
    UNIV OF ST AUGUSTINE
    1 UNIVERSITY BLVD
    ST AUGUSTINE,FL32086     		NONE PC SCHOLARSHIP FOR 1 STUDENT 10,000
    Total .................................bullet 3a 1,241,442
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    aRECOVERY OF GRANTS         28,908
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 279,249  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 453,324  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   732,573 28,908
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    761,481
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    1A 2016 GRANTS NOT CASHED OR REFUNDED TO THE TRUST
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 ExplnOfNonFilingWithAGStmt
    Name:
    PROCTOR PATTERSON FOUNDATION
    EIN:
    30-6081504
    Statement:
    THIS TRUST DOES NOT PROVIDE A COPY OF FORM 990-PF TO THE OHIO ATTORNEY GENERAL BECAUSE, IN LIEU THEREOF, IT IS REQUIRED TO FILE AN ON-LINE ANNUAL REPORT WITH THE OHIO ATTORNEY GENERAL'S OFFICE AT www .ohioattorneygeneral.gov

    TY 2018 InvestmentsOtherSchedule2
    Name:
    PROCTOR PATTERSON FOUNDATION
    EIN:
    30-6081504
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    MUTUAL FUNDS - FIXED INCOME AT COST 4,263,973 4,097,343
    MUTUAL FUNDS - EQUITIES AT COST 1,945,504 1,952,276
    ETF EQUITY AT COST 2,513,453 3,124,976

    TY 2018 OtherExpensesSchedule
    Name:
    PROCTOR PATTERSON FOUNDATION
    EIN:
    30-6081504
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER NON-ALLOCABLE EXPENSE - 39,033 0   39,033
    STATE FILING FEES 200 0   200
    GRANTMAKING FEES 12,750 0   12,750
    ADR SERVICE FEES 282 282   0


    TY 2018 OtherIncomeSchedule2
    Name:
    PROCTOR PATTERSON FOUNDATION
    EIN:
    30-6081504
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    RECOVERY OF GRANTS 28,908 0  


    TY 2018 OtherIncreasesSchedule
    Name:
    PROCTOR PATTERSON FOUNDATION
    EIN:
    30-6081504
    Description Amount
    ADJ FOR ROUNDING TRANSACTIONS AND SALES 1
    INT'L SCHOLARSHIP & TUITION SVCS CREDIT 10,116


    TY 2018 TaxesSchedule
    Name:
    PROCTOR PATTERSON FOUNDATION
    EIN:
    30-6081504
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 725 725   0
    FEDERAL TAX PAYMENT - PRIOR YE 4,338 0   0
    FEDERAL ESTIMATES - PRINCIPAL 11,925 0   0