Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
AUGUST J & THELMA S
HOFFMANN FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)83 EDGINGTON LANE
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
WHEELING, WV260031541
A Employer identification number

55-0769742
B Telephone number (see instructions)

(304) 242-2300
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$7,783,480J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 4,951 4,951  
4 Dividends and interest from securities... 155,377 155,377  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 569,815
b Gross sales price for all assets on line 6a 2,996,189
7 Capital gain net income (from Part IV, line 2)... 569,815
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 730,143 730,143  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 88,480 29,499   58,981
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 1,400 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 1,720 745   975
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 91,600 30,244   59,956
25 Contributions, gifts, grants paid....... 332,000 332,000
26 Total expenses and disbursements. Add lines 24 and 25 423,600 30,244   391,956
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 306,543
b Net investment income (if negative, enter -0-) 699,899
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 651 230,836 230,836
2 Savings and temporary cash investments......... 526,010 163,970 163,970
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 2,753,351 Click to see attachment2,391,749 4,799,279
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 1,800,000 Click to see attachment2,600,000 2,589,395
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 5,080,012 5,386,555 7,783,480
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 5,080,012 5,386,555
30 Total net assets or fund balances (see instructions)..... 5,080,012 5,386,555
31 Total liabilities and net assets/fund balances (see instructions). 5,080,012 5,386,555
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
5,080,012
2
Enter amount from Part I, line 27a .....................
2
306,543
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
5,386,555
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
5,386,555
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 100000 SHS BANK WEST SAN FR (1.35%) P 2017-08-07 2018-02-13
b 100000 SHS ZB NA (0.95%) P 2017-02-27 2018-02-28
c 200 SHS ALLSTATE CORP P 2003-10-24 2018-03-26
d 300 SHS AMERICAN EXPRESS CO P 2000-10-19 2018-03-26
e 1300 SHS APPLIED MATERIALS INC P 2000-06-20 2018-03-26
494 SHS BANK OF AMERICA CORP P 2008-01-25 2018-03-26
150 SHS BOEING CO P 2002-03-05 2018-03-26
100 SHS CITIGROUP INC P 2012-12-19 2018-03-26
200 SHS DOWDUPONT INC P 2004-11-01 2018-03-26
200 SHS DOWDUPONT INC P 2006-05-08 2018-03-26
250 SHS FEDEX CORP P 2002-03-05 2018-03-26
115 SHS GUGGENHEIM S&P MIDCAP P 2012-11-16 2018-03-26
85 SHS GUGGENHEIM S&P MIDCAP P 2012-12-19 2018-03-26
300 SHS HOSPITALITY PTYS TRUST P 2004-03-10 2018-03-26
700 SHS ISHARES CORE S&P SMALL P 2007-01-26 2018-03-26
125 SHS ISHARES TRUST S&P MIDCAP 400 P 2012-11-16 2018-03-26
75 SHS ISHARES TRUST S&P MIDCAP 400 P 2012-12-19 2018-03-26
130 SHS JBG SMITH PROPERTIES P 2009-04-24 2018-03-26
100 SHS JP MORGAN CHASE & CO P 2001-06-29 2018-03-26
200 SHS PRAXAIR INC P 2004-11-01 2018-03-26
200 SHS REALTY INCOME CORP REIT P 2007-08-07 2018-03-26
150 SHS UNION PACIFIC CORP P 2008-12-19 2018-03-26
200 SHS VISA INC CL A P 2011-01-21 2018-03-26
200 SHS WELLS FARGO & CO NEW P 2008-01-25 2018-03-26
100000 K DISCOVER BANK (1.5%) P 2018-01-09 2018-04-18
100000 K MORGAN STANLEY (1.45%) P 2017-08-07 2018-05-10
100000 K BANK OF BARODA (1.35%) P 2017-05-31 2018-06-08
100000 K FIRSTBANK P R (1%) P 2017-03-03 2018-06-11
200000 K ZB NA (1.65%) P 2018-03-28 2018-07-03
100000 K WHITNEY BANK (1.6%) P 2018-01-09 2018-07-12
100000 K SALLIE MAE BANK (1.8%) P 2014-08-25 2018-08-27
200 SHS ALLSTATE CORP P 2003-10-24 2018-08-31
380 SHS AMERICAN EXPRESS CO P 2000-10-19 2018-08-31
115 SHS BOEING CO P 2002-03-05 2018-08-31
145 SHS CATERPILLAR INC P 2008-08-11 2018-08-31
195 SHS CONSTELLATION BRANDS P 2003-10-24 2018-08-31
160 SHS FEDEX CORP P 2002-03-05 2018-08-31
180 SHS INVESCO S&P MIDCAP 400 P 2012-12-19 2018-08-31
335 SHS ISHARES CORE S&P SMALL P 2007-01-26 2018-08-31
175 SHS ISHARES TRUST S&P MIDCAP 400 P 2012-12-19 2018-08-31
220 SHS PEPSICO P 2005-05-23 2018-08-31
120 SHS PROCTER & GAMBLE CO P 2002-03-05 2018-08-31
135 SHS UNION PACIFIC CORP P 2008-12-19 2018-08-31
285 SHS VISA INC CL A P 2011-01-21 2018-08-31
360 SHS WALGREENS BOOTS ALLIANCE P 2006-02-02 2018-08-31
200000 K COMPASS BANK (1.85%) P 2018-03-28 2018-10-05
100000 K WHITNEY BANK (1.7%) P 2018-01-09 2018-10-12
100000 K ISRAEL DISCOUNT (1.45%) P 2017-10-13 2018-10-18
200000 K MVB BANK INC (1.95%) P 2018-07-10 2018-10-23
400 SHS PRAXAIR (LINDE PLC MERGER) P 2004-11-01 2018-10-31
100000 K SALLIE MAE BANK (1.6%) P 2015-11-04 2018-11-05
100000 K TEXAS CAPITAL BANK (1.95%) P 2018-05-14 2018-11-16
100000 K WELLS FARGO BK N (1.55%) P 2017-05-31 2018-12-07
100000 K STIFEL BANK (1.95%) P 2018-09-05 2018-12-19
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 100,000   100,000 0
b 100,000   100,000 0
c 18,918   8,058 10,860
d 27,759   14,768 12,991
e 75,528   63,825 11,703
15,049   32,797 -17,748
49,154   7,214 41,940
6,977   3,975 3,002
12,846   9,016 3,830
12,846   8,631 4,215
59,757   15,238 44,519
18,240   9,981 8,259
13,482   7,903 5,579
7,271   13,190 -5,919
54,112   23,118 30,994
19,156   10,197 8,959
11,494   6,654 4,840
4,147   3,471 676
11,076   4,448 6,628
29,217   8,456 20,761
9,956   4,375 5,581
19,897   3,529 16,368
24,018   3,520 20,498
10,448   6,179 4,269
100,000   100,000 0
100,000   100,000 0
100,000   100,000 0
100,000   100,000 0
200,000   200,000 0
100,000   100,000 0
100,000   100,000 0
20,005   8,056 11,949
40,292   18,706 21,586
39,352   5,530 33,822
20,186   10,418 9,768
40,679   3,063 37,616
39,204   9,752 29,452
30,387   17,013 13,374
30,126   11,063 19,063
29,612   15,746 13,866
24,523   12,580 11,943
9,904   5,051 4,853
20,285   3,176 17,109
41,922   5,017 36,905
24,482   15,748 8,734
200,000   200,000 0
100,000   100,000 0
100,000   100,000 0
200,000   200,000 0
65,380   16,912 48,468
100,000   100,000 0
100,000   100,000 0
100,000   100,000 0
100,000   100,000 0
8,502     8,502
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       0
b       0
c       10,860
d       12,991
e       11,703
      -17,748
      41,940
      3,002
      3,830
      4,215
      44,519
      8,259
      5,579
      -5,919
      30,994
      8,959
      4,840
      676
      6,628
      20,761
      5,581
      16,368
      20,498
      4,269
      0
      0
      0
      0
      0
      0
      0
      11,949
      21,586
      33,822
      9,768
      37,616
      29,452
      13,374
      19,063
      13,866
      11,943
      4,853
      17,109
      36,905
      8,734
      0
      0
      0
      0
      48,468
      0
      0
      0
      0
      8,502
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 569,815
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 358,764 7,884,446 0.045503
2016 372,498 7,267,781 0.051253
2015 365,117 7,448,786 0.049017
2014 336,024 7,460,976 0.045038
2013 314,836 6,833,497 0.046072
2
Total of line 1, column (d) .....................
2
0.236883
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.047377
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
8,239,188
5
Multiply line 4 by line 3......................
5
390,348
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
6,999
7
Add lines 5 and 6........................
7
397,347
8
Enter qualifying distributions from Part XII, line 4,.............
8
391,956
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 13,998
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 13,998
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 13,998
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 2,640
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,640
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 11,358
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletWV
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletNONE
    14
    The books are in care ofbulletTHE FOUNDATION Telephone no.bullet (304) 242-2300

    Located atbullet83 EDGINGTON LANEWHEELINGWV ZIP+4bullet260031541
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    WILLIAM J YAEGER JR TRUSTEE
    1.50     		29,494 0 0
    83 EDGINGTON LANE
    WHEELING,WV26003
    ROBERT J KRALL TRUSTEE
    1.00     		29,493 0 0
    83 EDGINGTON LANE
    WHEELING,WV26003
    HOLLY S PLANINSIC TRUSTEE
    0.70     		29,493 0 0
    83 EDGINGTON LANE
    WHEELING,WV26003
    ROBERT P FITZSIMMONS TRUSTEE
    0.50     		0 0 0
    83 EDGINGTON LANE
    WHEELING,WV26003
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    7,937,519
    b
    Average of monthly cash balances.......................
    1b
    427,139
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    8,364,658
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    8,364,658
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    125,470
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    8,239,188
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    411,959
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    411,959
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    13,998
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    13,998
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    397,961
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    397,961
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    397,961
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    391,956
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    391,956
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    391,956
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 397,961
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 390,715
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013......  
    b From 2014......  
    c From 2015......  
    d From 2016......  
    e From 2017......  
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 391,956
    a Applied to 2017, but not more than line 2a 390,715
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 1,241
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		396,720
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2014....  
    b Excess from 2015....  
    c Excess from 2016....  
    d Excess from 2017....  
    e Excess from 2018....  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    ROBERT J KRALL TREASURER
    83 EDGINGTON LANE
    WHEELING,WV26003
    (304) 242-2300
    bThe form in which applications should be submitted and information and materials they should include:
    ALL APPLICATIONS FOR GRANTS FROM THE FOUNDATION SHOULD BE MADE BY COMPLETING THE AUGUST J. & THELMA S. HOFFMANN FOUNDATION GRANT APPLICATION FORM, WHICH CAN BE OBTAINED BY CONTACTING THE FOUNDATION TREASURER (SEE PART XV, LINE 2(A)). THE APPLICATION FORM REQUESTS VARIOUS INFORMATION AND MATERIALS, INCLUDING GENERAL INFORMATION RELATING TO THE ORGANIZATION, OPERATIONS AND EXEMPT STATUS OF THE REQUESTING ORGANIZATION, INFORMATION RELATED TO THE PROPOSED USE AND PURPOSE OF THE REQUESTED GRANT.
    cAny submission deadlines:
    NO.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    GRANTS MADE BY THE FOUNDATION "SHALL BE MADE FOR THE ACCOMPLISHMENT OF CHARITABLE, RELIGIOUS, SCIENTIFIC, LITERARY, OR EDUCATIONAL PURPOSES OR FOR THE PREVENTION OF CRUELTY TO CHILDREN OR ANIMALS IN ANY AREAS OF THE UNITED STATES; HOWEVER, PREFERENCE SHALL BE AFFORDED TO QUALIFYING ORGANIZATIONS AND USES LOCATED IN OHIO COUNTY, WEST VIRGINIA, AND ITS CONTIGUOUS COUNTIES. IN ADDITION, SPECIAL CONSIDERATION SHALL BE GIVEN TO THOSE ORGANIZATIONS SPONSORED OR CONTROLLED BY THE ROMAN CATHOLIC CHURCH, AS WELL AS, CHARITABLE ORGANIZATIONS PROVIDING FOR THE EDUCATION OF CHILDREN, HEALTH CARE FOR THE COMMUNITY AND THE NEEDS OF THE POOR AND INFIRM." (ARTICLE III(B) OF THE ARTICLES OF INCORPORATION OF THE FOUNDATION, AND SECTION 1.4(B) OF THE FOUNDATION BYLAWS).
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ARC OF OHIO COUNTY
    439 WARWOOD AVENUE
    WHEELING,WV26003     		N/A PUBLIC CHARITY SUMMER CAMP 5,000
    BEYOND THE BACKYARD
    227 CAPITOL STREET
    CHARLESTON,WV25301     		N/A PUBLIC CHARITY GENERAL PURPOSES 5,000
    CATHOLIC CHARITIES NEIGHBORHOOD CENTER
    18TH STREET
    WHEELING,WV26003     		N/A PUBLIC CHARITY MARIAN HOUSE REPAIRS 5,000
    FAITH IN ACTION CAREGIVERS
    1359 NATIONAL ROAD
    WHEELING,WV26003     		N/A PUBLIC CHARITY ENDOWMENT AND GENERAL CHARITABLE PURPOSES 75,000
    KINGS DAUGHTER CHILD CARE CENTER
    61 13TH STREET
    WHEELING,WV26003     		N/A PUBLIC CHARITY TODDLER ROOM RENOVATIONS 100,000
    OGLEBAY INSTITUTE
    1330 NATIONAL ROAD
    WHEELING,WV26003     		N/A PUBLIC CHARITY FREE AND SUBSIDIZED PROGRAMS 25,000
    OHIO VALLEY RECOVERY (UNITY CENTER)
    2314 CHAPLINE STREET
    WHEELING,WV26003     		N/A PUBLIC CHARITY EXEC. DIR & SUPPORT STAFF POSITIONS 12,000
    RITCHIE ELEMENTARY SCHOOL
    3700 WOOD STREET
    WHEELING,WV26003     		N/A SCHOOL STUDENT ASSISTANCE PROGRAM 5,000
    SEEING HAND ASSOCIATION
    750 MAIN STREET
    WHEELING,WV26003     		N/A PUBLIC CHARITY GARDEN PROJECT AND 2018 CAMP INDEPENDENCE 10,000
    SOUP KITCHEN OF GREATER WHEELING
    1100 CHAPLINE STREET
    WHEELING,WV26003     		N/A PUBLIC CHARITY GENERAL PURPOSES 50,000
    ST JOHNS HOME FOR CHILDREN
    141 KEY AVENUE
    WHEELING,WV26003     		N/A PUBLIC CHARITY GENERAL PURPOSES 25,000
    WHEELING HEALTH RIGHT
    61 - 29TH STREET
    WHEELING,WV26003     		N/A PUBLIC CHARITY DENTAL CLINIC EQUIPMENT 15,000
    Total .................................bullet 3a 332,000
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 4,951  
    4 Dividends and interest from securities....     14 155,377  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 569,815  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 730,143 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    730,143
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    AUGUST J & THELMA S
     
    HOFFMANN FOUNDATION
    EIN:
    55-0769742
    Name of Stock End of Year Book Value End of Year Fair Market Value
    1,000 SHARES ABBVIE INC 23,972 92,190
    1,000 SHARES ABBOTT LABORATORIES 22,106 72,330
    1,200 SHARES ALLSTATE CORP. 42,471 99,156
    35 SHARES ALPHABET INC CLASS A 26,068 36,574
    20 SHARES ALPHABET INC CLASS C 16,529 20,712
    75 SHARES AMAZON 54,727 112,648
    1,520 SHARES AMERICAN EXPRESS CO. 48,556 144,886
    2,000 SHARES AMGEN 150,730 389,340
    1,410 SHARES APACHE CORP. 51,601 37,013
    425 SHARES APPLE 46,708 67,040
    3,000 SHARES APPLIED MATERIALS, INC. 63,132 98,220
    1,000 SHARES BHP BILLITON LIMITED 56,960 48,290
    2,000 SHARES BANK OF AMERICA CORP. 28,687 49,280
    75 SHARES BLACKROCK INC 29,234 29,462
    535 SHARES BOEING 25,728 172,538
    655 SHARES CATERPILLAR 36,735 83,231
    400 SHARES CITIGROUP, INC. 15,902 20,824
    905 SHARES CONSTELLATION BRANDS CL A 14,427 145,542
    900 SHARES DISNEY 33,377 98,685
    195.019 SHARES DODGE & COX INTL STOCK FUND 6,951 7,198
    1,100 SHARES DOWDUPONT INC 45,033 58,828
    1,800 SHARES EXXON MOBIL CORP. 58,441 122,742
    790 SHARES FEDEX CORP 62,429 127,451
    2,000 SHARES FIRST INDUSTRIAL REALTY TRUST 15,652 57,720
    2,000 SHARES GENERAL ELECTRIC 67,333 15,140
    350 SHS GILEAD SCIENCES INC 24,513 21,892
    970 SHARES INVESCO S&P MIDCAP 400 99,423 127,759
    1,200 SHARES HOME DEPOT 41,531 206,184
    1,000 SHARES HOSPITALITY PTYS TRUST 27,400 23,880
    348 SHARES ISHARES MSCI EMERGING MRKTS 11,552 13,593
    995 SHARES ISHARES S&P MIDCAP 400 100,190 137,648
    3,435 SHARES ISHARES TRUST S&P SMALL CAP 600 101,580 238,114
    300 SHARES INTERNATIONAL BUSINESS MACHINES 25,226 34,101
    600 SHARES J.P. MORGAN CHASE & CO. 26,688 58,572
    300 SHARES JOHNSON & JOHNSON 15,325 38,715
    700 SHARES L3 TECHNOLOGIES INC 47,453 121,562
    400 SHS LINDE PLC 65,380 62,416
    1,958.196 SHARES MATHEWS INDIA FUND 17,800 51,540
    500 SHARES MERCK & CO 22,057 38,205
    1,500 SHARES NABORS INDUSTIRES 46,052 3,000
    2,700 SHARES ORACLE 58,862 121,905
    2,000 SHARES PAYCHEX 64,211 130,300
    800 SHARES PEPSICO 47,712 97,222
    800 SHARES PFIZER 20,399 34,920
    1,080 SHARES PROCTOR & GAMBLE CO. 45,460 99,274
    702 REALTY INCOME CORP 14,719 44,128
    1,000 SHARES SECTOR SPDR BANKING 38,957 46,790
    800 SHARES SECTOR SPDR TECH SELECT 25,943 49,584
    150 SHARES THERMO FISHER SCNTFC 23,840 33,569
    1,400 SHS TJX COS INC 40,848 62,636
    2,659 SHARES ULTRA PETROLEUM 20,198 2,021
    615 SHARES UNION PACIFIC CORP 14,467 85,011
    300 SHARES VANGUARD INFO TECHNOLOGY 24,013 50,049
    1,115 SHS VISA 19,626 147,113
    261 SHARES VORNADO REALTY TRUST 14,541 16,190
    1,340 SHARES WALGREEN CO 50,166 91,562
    2,000 WEYERHAUSER CO 40,276 43,720
    800 SHARES WELLS FARGO & CO NEW 24,716 36,864
    2,000 SHARES XILINX, INC. 71,671 170,340
    500 SHARES ZIMMER HOLDINGS, INC. 15,465 51,860

    TY 2018 InvestmentsOtherSchedule2
    Name:
    AUGUST J & THELMA S
     
    HOFFMANN FOUNDATION
    EIN:
    55-0769742
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    100K CAPITAL ONE BANK 1.5% AT COST 100,000 99,865
    50K FIRST BUSINESS BANK 2% AT COST 50,000 49,489
    50K FIRST MERCHANTS AT COST 50,000 49,299
    100K GOLDMAN SACHS BANK 3.3% AT COST 100,000 98,349
    100K GOLDMAN SACHS BANK 2.0% AT COST 100,000 99,365
    50K GOLDMAN SACHS BANK 3.05% AT COST 50,000 49,099
    100K ORRSTOWN BANK 1.6% AT COST 100,000 99,306
    100K STATE BANK OF INDIA 1.7% AT COST 100,000 99,649
    100K SYNCHRONY BANK 2.0% AT COST 100,000 99,822
    100K SYNCHRONY BANK 3.3% AT COST 100,000 98,349
    50K SYNCHRONY BANK 2.55% AT COST 50,000 49,324
    100K ASSOCIATED BANK (2.15%) AT COST 100,000 99,839
    100K BANK NEW YORK ME (2.05%) AT COST 100,000 99,948
    100K BANK OF BARODA (2.45%) AT COST 100,000 99,904
    200K BANK OF CHINA NEW YORK (2.1%) AT COST 200,000 199,999
    100K BARCLAYS BANK DEL (3.2%) AT COST 100,000 99,724
    100K BMW BANK OF NORTH (3.25%) AT COST 100,000 99,853
    100K BUSEY BANK (2.55%) AT COST 100,000 99,864
    100K CEDAR RAPIDS BANK (2.1%) AT COST 100,000 99,992
    100K CITIBANK NTNL ASSOC (3%) AT COST 100,000 99,345
    100K DISCOVER BANK (3%) AT COST 100,000 99,801
    100K FRANKLIN SYNERGY (2.3%) AT COST 100,000 99,968
    100K METABANK (2.45%) AT COST 100,000 99,936
    100K NEW YORK CMTY BANK (2.05%) AT COST 100,000 99,963
    100K ORIENTAL BANK BRO (2.8%) AT COST 100,000 99,558
    100K UBS BANK USA SALT (2.4%) AT COST 100,000 99,846
    100K WELLS FARGO & CO CD (3.1%) AT COST 100,000 99,939

    TY 2018 OtherExpensesSchedule
    Name:
    AUGUST J & THELMA S
     
    HOFFMANN FOUNDATION
    EIN:
    55-0769742
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPONENT PHILANTHROPY (MEMBERSHIP FEE) 750 0   750
    MARGARET BRENNAN - BIOGRAPHICAL PROJECT 225 0   225
    SOFTWARE EXPENSE 745 745   0


    TY 2018 TaxesSchedule
    Name:
    AUGUST J & THELMA S
     
    HOFFMANN FOUNDATION
    EIN:
    55-0769742
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    2018 ESTIMATED TAX PAID 1,400 0   0