Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
THE RICHARDSON FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)245 PARK AVENUE 41ST FLOOR
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10167
A Employer identification number

13-3440317
B Telephone number (see instructions)

(212) 490-5930
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$4,613,746J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 533,600
2 Check bullet.............
3 Interest on savings and temporary cash investments 1,301 1,301  
4 Dividends and interest from securities... 118,759 118,759  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 163,984
b Gross sales price for all assets on line 6a 3,198,022
7 Capital gain net income (from Part IV, line 2)... 1,168,873
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 817,644 1,288,933  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 1,500 750   750
c Other professional fees (attach schedule).... Click to see attachment 36,213 36,213   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 26,928 1,593   250
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 64,641 38,556   1,000
25 Contributions, gifts, grants paid....... 357,107 357,107
26 Total expenses and disbursements. Add lines 24 and 25 421,748 38,556   358,107
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 395,896
b Net investment income (if negative, enter -0-) 1,250,377
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 45,384 67,014 67,014
2 Savings and temporary cash investments......... 129,235 67,273 67,273
3 Accounts receivable bullet7,330
Less: allowance for doubtful accounts bullet   5,470 7,330 7,330
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 3,881,174 Click to see attachment4,315,542 4,472,129
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 4,061,263 4,457,159 4,613,746
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 4,061,263 4,457,159
30 Total net assets or fund balances (see instructions)..... 4,061,263 4,457,159
31 Total liabilities and net assets/fund balances (see instructions). 4,061,263 4,457,159
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
4,061,263
2
Enter amount from Part I, line 27a .....................
2
395,896
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
4,457,159
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
4,457,159
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 552 SHS ADIENT PLC COM P 2017-03-28 2018-04-04
b 500 SHS ADIENT PLC COM P 2017-03-28 2018-04-04
c 5,271.134 SHS AQR LONG-SHORT EQUITY P 2016-03-22 2018-12-07
d 1,175.884 SHS AQR LONG-SHORT EQUITY P 2016-09-01 2018-12-07
e 3,289.428 SHS AQR STYLE PREMIA ALTERNATIVE I P 2016-03-17 2018-12-07
1,079.229 SHS AQR STYLE PREMIA ALTERNATIVE I P 2016-04-08 2018-12-07
3,281 SHS ARES CAPITAL CORP P 2016-11-02 2018-06-04
2,368 SHS ARES CAPITAL CORP P 2016-06-03 2018-06-04
300 SHS ARES CAPITAL CORP P 2016-06-14 2018-06-04
614 SHS ARES CAPITAL CORP P 2016-11-02 2018-06-04
1,648 SHS CISCO SYS INC P 2017-11-17 2018-06-21
557 SHS CISCO SYS INC P 2018-02-12 2018-06-21
17 SHS CROWN CASTLE INTL CORP P 2016-02-08 2018-02-12
183 SHS CROWN CASTLE INTL CORP P 2016-07-29 2018-02-12
32 SHS CROWN CASTLE INTL CORP P 2016-09-02 2018-02-12
43 SHS CROWN CASTLE INTL CORP P 2016-02-08 2018-02-08
1,127 SHS DOWDUPONT INC P 2017-11-30 2018-10-24
450 SHS DOWDUPONT INC P 2018-01-08 2018-10-24
382 SHS DOWDUPONT INC P 2018-10-05 2018-10-24
13,405.759 SHS E V FLOATING RATE I P 2018-06-22 2018-12-07
6.108 SHS E V FLOATING RATE I P 2018-06-29 2018-12-07
620 SHS FIRST TRUST NASDAQ-100-TECH P 2018-02-12 2018-10-24
231 SHS FIRST TRUST NASDAQ-100-TECH P 2018-03-09 2018-10-24
67 SHS FIRST TRUST NASDAQ-100-TECH P 2018-07-27 2018-10-24
173 SHS FIRST TRUST NASDAQ-100-TECH P 2018-10-11 2018-10-24
222 SHS FIRST TRUST NASDAQ-100-TECH P 2018-10-11 2018-10-24
64 SHS FIRST TRUST SENIOR LOAN FUND P 2016-08-08 2018-02-08
52 SHS FRESHPET INC P 2016-01-04 2018-08-06
549 SHS FRESHPET INC P 2016-01-04 2018-08-03
563 SHS FRESHPET INC P 2018-03-06 2018-08-02
98 SHS FRESHPET INC P 2016-01-04 2018-08-02
379 SHS FRESHPET INC P 2016-01-04 2018-07-30
364 SHS FRESHPET INC P 2015-12-31 2018-07-26
156 SHS FRESHPET INC P 2016-01-04 2018-07-26
1,073 SHS FRESHPET INC P 2015-12-31 2018-05-07
518 SHS FRESHPET INC P 2015-12-31 2018-05-03
57 SHS GARRETT MOTION INC P 2015-08-24 2018-10-17
859.885 SHS GQG PARTNERS EMRG MKTS EQ INS P 2018-03-09 2018-06-21
4,130.462 SHS JPMORGAN HEDGED EQUITY I P 2017-10-05 2018-02-12
7,162.837 SHS LOOMIS SR FLTNG RT & FX INC Y P 2018-06-22 2018-12-19
5,103.161 SHS LOOMIS SR FLTNG RT & FX INC Y P 2018-06-22 2018-12-07
59.086 SHS LOOMIS SR FLTNG RT & FX INC Y P 2018-06-25 2018-12-19
2,668.241 SHS OAKMARK INTERNATIONAL ADVISOR P 2017-04-24 2018-06-21
30.179 SHS OAKMARK INTERNATIONAL ADVISOR P 2017-04-24 2018-06-21
118.897 SHS OAKMARK INTERNATIONAL ADVISOR P 2017-12-14 2018-06-21
94.926 SHS OAKMARK INTERNATIONAL ADVISOR P 2017-12-14 2018-06-21
633.615 SHS OAKMARK INTERNATIONAL I P 2017-02-01 2018-03-09
85 SHS ONEOK INC P 2017-12-11 2018-06-21
542 SHS PROSHARES TR S&P 500 DV ARIST P 2014-10-29 2018-04-19
61 SHS PROSHARES TR S&P 500 DV ARIST P 2015-01-28 2018-04-19
370 SHS PROSHARES TR S&P 500 DV ARIST P 2016-04-01 2018-04-19
6 SHS RESIDEO TECHNOLOGIES INC P 2018-10-11 2018-12-21
95 SHS RESIDEO TECHNOLOGIES INC P 2015-08-24 2018-12-21
0.5 SHS RESIDEO TECHNOLOGIES INC P 2018-10-11 2018-10-29
10,000 SHS SONIC CORP D 1988-12-14 2018-06-19
5,000 SHS SONIC CORP D 1988-12-14 2018-06-07
5,000 SHS SONIC CORP D 1988-12-14 2018-06-07
10,000 SHS SONIC CORP D 1988-12-14 2018-06-05
142 SHS SPDR S&P MIDCAP 400 ETF TRUST P 2018-10-05 2018-11-27
71 SHS SPDR S&P MIDCAP 400 ETF TRUST P 2018-10-11 2018-11-27
85 SHS SPDR S&P MIDCAP 400 ETF TRUST P 2013-07-11 2018-11-27
49 SHS SPDR S&P MIDCAP 400 ETF TRUST P 2014-01-13 2018-11-27
71 SHS SPDR S&P MIDCAP 400 ETF TRUST P 2011-12-02 2018-04-19
87 SHS SPDR S&P MIDCAP 400 ETF TRUST P 2013-03-20 2018-04-19
1 SH SPDR S&P MIDCAP 400 ETF TRUST P 2013-07-11 2018-04-19
1,034 SHS STARBUCKS CORP WASHINGTON P 2017-08-25 2018-06-25
1,704 SHS TERRAFORM PWR INC P 2017-11-03 2018-12-13
99 SHS TERRAFORM PWR INC P 2017-11-06 2018-12-13
2,026 SHS TERRAFORM PWR INC P 2017-11-07 2018-12-13
816 SHS TERRAFORM PWR INC P 2017-11-08 2018-12-13
287 SHS TERRAFORM PWR INC P 2017-11-09 2018-12-13
3,581 SHS THE FINANCIAL SEL SECT SPDR FD P 2018-03-26 2018-10-24
1,253 SHS THE FINANCIAL SEL SECT SPDR FD P 2018-03-26 2018-06-21
1,538 SHS TORONTO DOM BK NEW P 2017-04-04 2018-03-26
483 SHS TORONTO DOM BK NEW P 2017-05-26 2018-03-26
221 SHS VANGUARD INFO TECH ETF P 2012-06-05 2018-04-19
131 SHS VANGUARD INFO TECH ETF P 2013-02-05 2018-04-19
8 SHS VANGUARD INFO TECH ETF P 2015-01-13 2018-04-19
7,072.547 SHS VIRTUS VONTOBEL EMRG MKT OPP I P 2015-03-11 2018-06-21
358 SHS WELLS FARGO & CO NEW P 2013-02-05 2018-06-21
495 SHS WELLS FARGO & CO NEW P 2014-02-04 2018-06-21
8 SHS WELLS FARGO & CO NEW P 2014-02-24 2018-06-21
57 SHS WELLS FARGO & CO NEW P 2015-01-28 2018-06-21
351 SHS WELLS FARGO & CO NEW P 2016-08-09 2018-06-21
198 SHS WELLS FARGO & CO NEW P 2016-09-30 2018-06-21
244 SHS WELLS FARGO & CO NEW P 2016-11-10 2018-06-21
87 SHS WELLS FARGO & CO NEW P 2012-04-11 2018-03-26
324 SHS WELLS FARGO & CO NEW P 2013-02-05 2018-03-26
1,503 SHS WISDOMTREE CBOE S&P 500 ETF P 2017-01-26 2018-07-20
611 SHS WISDOMTREE CBOE S&P 500 ETF P 2016-12-06 2018-03-09
141 SHS WISDOMTREE EURO SM CAP DIV ETF P 2017-04-24 2018-06-21
517 SHS WISDOMTREE EURO SM CAP DIV ETF P 2016-01-14 2018-03-09
21 SHS WISDOMTREE US MIDCAP EARNING P 2014-02-26 2018-06-22
68 SHS WISDOMTREE US MIDCAP EARNING P 2014-02-26 2018-06-21
3000 SHS CDK GLOBAL INC. D 2014-10-22 2018-05-14
SECURITY SETTLEMENTS P 2017-01-01 2018-12-31
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 34,235   39,708 -5,473
b 30,616   35,967 -5,351
c 60,460   65,257 -4,797
d 13,487   14,969 -1,482
e 29,638   33,388 -3,750
9,724   10,911 -1,187
55,628   49,817 5,811
40,215   35,065 5,150
5,095   4,224 871
10,427   9,323 1,104
71,259   59,690 11,569
24,084   22,603 1,481
1,773   1,385 388
19,085   17,747 1,338
3,337   3,060 277
4,507   3,502 1,005
59,664   80,959 -21,295
23,823   33,745 -9,922
20,223   24,119 -3,896
119,177   121,188 -2,011
54   55 -1
43,653   45,013 -1,360
16,264   18,875 -2,611
4,717   5,431 -714
12,181   12,587 -406
15,631   16,193 -562
3,087   3,095 -8
1,524   425 1,099
16,053   4,484 11,569
16,353   10,210 6,143
2,847   801 2,046
11,364   3,096 8,268
11,054   3,088 7,966
4,737   1,274 3,463
21,673   9,103 12,570
10,463   4,394 6,069
854   588 266
10,852   12,245 -1,393
78,974   78,396 578
67,474   70,769 -3,295
48,888   50,419 -1,531
557   581 -24
71,349   68,144 3,205
807   771 36
3,179   3,345 -166
2,538   2,670 -132
18,147   15,042 3,105
5,856   4,504 1,352
34,148   25,660 8,488
3,843   3,023 820
23,312   19,325 3,987
120   165 -45
1,902   1,576 326
10   14 -4
344,857   3,300 341,557
152,594   1,650 150,944
148,693   1,650 147,043
256,839   3,300 253,539
47,442   50,911 -3,469
23,721   24,496 -775
28,399   18,767 9,632
16,371   11,996 4,375
24,667   11,474 13,193
30,225   18,045 12,180
347   221 126
52,203   56,343 -4,140
19,663   21,901 -2,238
1,142   1,288 -146
23,378   26,281 -2,903
9,416   10,559 -1,143
3,312   3,731 -419
91,104   98,846 -7,742
34,169   34,587 -418
87,798   77,153 10,645
27,573   22,886 4,687
38,769   14,461 24,308
22,981   9,318 13,663
1,403   836 567
79,637   70,372 9,265
19,526   12,536 6,990
26,998   22,028 4,970
436   371 65
3,109   3,023 86
19,144   17,221 1,923
10,799   8,833 1,966
13,308   12,344 964
4,536   2,929 1,607
16,893   11,346 5,547
45,090   41,964 3,126
17,726   16,771 955
9,585   8,724 861
37,083   27,340 9,743
865   613 252
2,798   1,984 814
191,945   84,762 107,183
161     161
10,395     10,395
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -5,473
b       -5,351
c       -4,797
d       -1,482
e       -3,750
      -1,187
      5,811
      5,150
      871
      1,104
      11,569
      1,481
      388
      1,338
      277
      1,005
      -21,295
      -9,922
      -3,896
      -2,011
      -1
      -1,360
      -2,611
      -714
      -406
      -562
      -8
      1,099
      11,569
      6,143
      2,046
      8,268
      7,966
      3,463
      12,570
      6,069
      266
      -1,393
      578
      -3,295
      -1,531
      -24
      3,205
      36
      -166
      -132
      3,105
      1,352
      8,488
      820
      3,987
      -45
      326
      -4
      341,557
      150,944
      147,043
      253,539
      -3,469
      -775
      9,632
      4,375
      13,193
      12,180
      126
      -4,140
      -2,238
      -146
      -2,903
      -1,143
      -419
      -7,742
      -418
      10,645
      4,687
      24,308
      13,663
      567
      9,265
      6,990
      4,970
      65
      86
      1,923
      1,966
      964
      1,607
      5,547
      3,126
      955
      861
      9,743
      252
      814
      107,183
      161
      10,395
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,168,873
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 477,247 3,929,203 0.121462
2016 1,137,624 3,354,918 0.339091
2015 1,341,527 3,955,270 0.339175
2014 971,994 3,318,304 0.292919
2013 708,020 2,344,686 0.301968
2
Total of line 1, column (d) .....................
2
1.394615
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.278923
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
4,865,130
5
Multiply line 4 by line 3......................
5
1,356,997
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
12,504
7
Add lines 5 and 6........................
7
1,369,501
8
Enter qualifying distributions from Part XII, line 4,.............
8
358,107
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 25,008
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 25,008
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 25,008
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 25,903
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 25,903
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 895
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet895 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. Click to see attachment...............................
    10
    Yes
     
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletFRANK E RICHARDSON Telephone no.bullet (212) 490-5930

    Located atbullet245 PARK AVENUE 41ST FLOORNEW YORKNY ZIP+4bullet10167
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    FRANK E RICHARDSON TRUSTEE
    1.00     		0 0 0
    245 PARK AVENUE 41ST FLOOR
    NEW YORK,NY10167
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 THE FOUNDATION DOES NOT PERFORM DIRECT CHARITABLE ACTIVITIES. INSTEAD IT CONTRIBUTES FUNDS TO OTHER CHARITABLE ORGANIZATIONS THAT ARE INVOLVED IN SUCH CHARITABLE ACTIVITIES. 0
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    4,808,582
    b
    Average of monthly cash balances.......................
    1b
    130,636
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    4,939,218
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    4,939,218
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    74,088
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    4,865,130
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    243,257
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    243,257
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    25,008
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    25,008
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    218,249
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    218,249
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    218,249
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    358,107
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    358,107
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    358,107
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 218,249
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 618,950
    b From 2014...... 828,267
    c From 2015...... 1,186,251
    d From 2016...... 994,022
    e From 2017...... 289,421
    fTotal of lines 3a through e........ 3,916,911
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 358,107
    a Applied to 2017, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 218,249
    e Remaining amount distributed out of corpus 139,858
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 4,056,769
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		618,950
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		3,437,819
    10 Analysis of line 9:
    a Excess from 2014.... 828,267
    b Excess from 2015.... 1,186,251
    c Excess from 2016.... 994,022
    d Excess from 2017.... 289,421
    e Excess from 2018.... 139,858
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    FRANK E RICHARDSON
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN FEDERATION OF THE ARTS
    305 EAST 47 STREET
    NEW YORK,NY10017     		NONE PUBLIC CHARITY GENERAL FUNDING 2,000
    ANIMAL MEDICAL CENTER
    510 EAST 67TH STREET
    NEW YORK,NY10065     		NONE PUBLIC CHARITY GENERAL FUNDING 3,000
    BARD GRADUATE CENTERBARD COLLEGE
    18 WEST 86 STREET
    NEW YORK,NY10132     		NONE PUBLIC CHARITY GENERAL FUNDING 4,000
    BEDFORD HISTORICAL SOCIETY
    612 OLD POST ROAD
    BEDFORD,NY10506     		NONE PUBLIC CHARITY GENERAL FUNDING 500
    CARAMOOR CENTER FOR MUSIC AND THE ARTS
    PO BOX 816
    KATONAH,NY10536     		NONE PUBLIC CHARITY GENERAL FUNDING 4,150
    COMMUNITY SOLUTIONS
    125 MAIDEN LANE SUITE 16C
    NEW YORK,NY10038     		NONE PUBLIC CHARITY GENERAL FUNDING 10,000
    EIGHTH CHURCH OF CHRIST SCIENTIST
    103 EAST 77 STREET
    NEW YORK,NY10075     		NONE PUBLIC CHARITY GENERAL FUNDING 5,000
    THE FRANCIS A MARCH ELEMENTARY PTA
    429 REEDER STREET
    EASTON,PA18042     		NONE PUBLIC CHARITY GENERAL FUNDING 250
    FIRST CHURCH OF CHRIST SCIENTIST
    PO BOX 239103
    BOSTON,MA021239103     		NONE PUBLIC CHARITY GENERAL FUNDING 2,000
    FISTULA FOUNDATION
    1900 THE ALAMEDA SUITE 500
    SAN JOSE,CA951261427     		NONE PUBLIC CHARITY GENERAL FUNDING 50,000
    FRIENDS OF JOHN JAY HOMESTEAD
    PO BOX 148
    KATONAH,NY15036     		NONE PUBLIC CHARITY GENERAL FUNDING 500
    HOSPITAL FOR SPECIAL SURGERY
    535 EAST 70 STREET
    NEW YORK,NY10021     		NONE PUBLIC CHARITY GENERAL FUNDING 5,000
    KATONAH BEDFORD HILLS VOLUNTEER AMBULANCE CORP
    PO BOX 43
    KATONAH,NY10536     		NONE PUBLIC CHARITY GENERAL FUNDING 250
    KATONAH VILLAGE LIBRARY
    26 BEDFORD ROAD
    KATONAH,NY10536     		NONE PUBLIC CHARITY GENERAL FUNDING 500
    MANHATTAN INSTITUTE
    52 VANDERBILT AVENUE
    NEW YORK,NY10017     		NONE PUBLIC CHARITY GENERAL FUNDING 4,977
    METROPOLITAN MUSEUM OF ART
    1000 FIFTH AVENUE
    NEW YORK,NY100280198     		NONE PUBLIC CHARITY GENERAL FUNDING 49,668
    METROPOLITAN OPERA GUILD
    70 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		NONE PUBLIC CHARITY GENERAL FUNDING 1,175
    NATIONAL AUDUBON SOCIETY
    PO BOX 97193
    WASHINGTON,DC200907193     		NONE PUBLIC CHARITY GENERAL FUNDING 1,000
    NAZARETH YMCA
    33 S MAIN STREET
    NAZARETH,PA18064     		NONE PUBLIC CHARITY GENERAL FUNDING 110
    NEW YORK CITY BALLET
    20 LINCOLN CENTER
    NEW YORK,NY10023     		NONE PUBLIC CHARITY GENERAL FUNDING 34,000
    NEW YORK HISTORICAL SOCIETY
    170 CENTRAL PARK WEST
    NEW YORK,NY10024     		NONE PUBLIC CHARITY GENERAL FUNDING 11,300
    NEW YORK PHILHARMONIC
    10 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		NONE PUBLIC CHARITY GENERAL FUNDING 985
    NEW YORK PUBLIC RADIO
    160 VARICK STREET
    NEW YORK,NY10013     		NONE PUBLIC CHARITY GENERAL FUNDING 5,000
    PATHNORTH
    1717 RHODE ISLAND AVENUE NW 7TH
    FLOOR
    WASHINGTON,DC20036     		NONE PUBLIC CHARITY GENERAL FUNDING 1,000
    PLANNED PARENTHOOD FEDERATION
    434 WEST 33RD STREET
    NEW YORK,NY10001     		NONE PUBLIC CHARITY GENERAL FUNDING 20,000
    POLICE BENEVOLENT ASSOCIATION OF BEDFORD
    PO BOX 351
    BEDFORD HILLS,NY10507     		NONE PUBLIC CHARITY GENERAL FUNDING 500
    PRINCETON UNIVERSITY
    PO BOX 5357
    PRINCETON,NJ08543     		NONE PUBLIC CHARITY GENERAL FUNDING 5,461
    SEWICKLEY ACADEMY
    315 ACADEMY AVENUE
    SEWICKLY,PA15143     		NONE PUBLIC CHARITY GENERAL FUNDING 500
    ST BALDRICK'S FOUNDATION
    1333 S MAYFLOWER AVENUE SUITE 400
    MONROVIA,CA91016     		NONE PUBLIC CHARITY GENERAL FUNDING 126
    THE COUNCIL ON FOREIGN RELATIONS
    58 E 68TH STREET
    NEW YORK,NY101310048     		NONE PUBLIC CHARITY GENERAL FUNDING 25,000
    THE FRICK COLLECTION
    1 E 70 STREET
    NEW YORK,NY10021     		NONE PUBLIC CHARITY GENERAL FUNDING 1,205
    THE FUND FOR PARK AVENUE
    445 PARK AVENUE
    NEW YORK,NY10022     		NONE PUBLIC CHARITY GENERAL FUNDING 500
    THE HILL SCHOOL
    717 E HIGH STREET
    POTTSTOWN,PA19464     		NONE PUBLIC CHARITY GENERAL FUNDING 33,000
    THE HUMANE SOCIETY OF NEW YORK
    306 E 59 STREET
    NEW YORK,NY10022     		NONE PUBLIC CHARITY GENERAL FUNDING 1,000
    THE METROPOLITAN OPERA
    LINCOLN CENTER
    NEW YORK,NY10023     		NONE PUBLIC CHARITY GENERAL FUNDING 3,750
    THE ROCKEFELLER UNIVERSITY
    1230 YORK AVENUE BOX 164
    NEW YORK,NY10065     		NONE PUBLIC CHARITY GENERAL FUNDING 1,650
    VERA INSTITUTE OF JUSTICE
    233 BROADWAY 12TH FLOOR
    NEW YORK,NY10279     		NONE PUBLIC CHARITY GENERAL FUNDING 30,000
    AMERICAN FOR PROSPERITY FOUNDATION
    1310 NORTH COURTHOUSE ROAD
    ARLINGTON,VA22201     		NONE PUBLIC CHARITY GENERAL FUNDING 1,000
    CITY HARVEST
    6 EAST 32ND STREET
    NEW YORK,NY10016     		NONE PUBLIC CHARITY GENERAL FUNDING 1,000
    CITYMEALS ON WHEELS
    355 LEXINGTON AVENUE
    NEW YORK,NY10017     		NONE PUBLIC CHARITY GENERAL FUNDING 500
    CORNELL LAB OF ORNITHOLOGY
    PO BOX 37330
    BOONE,IA500374330     		NONE PUBLIC CHARITY GENERAL FUNDING 100
    COVENANT HOUSE
    461 EIGHTH AVENUE
    NEW YORK,NY10001     		NONE PUBLIC CHARITY GENERAL FUNDING 5,000
    DOGS TRUST USA
    708 THIRD AVENUE
    NEW YORK,NY10017     		NONE PUBLIC CHARITY GENERAL FUNDING 500
    FOCUS FORWARD
    3333 E AMERICAN AVENUE
    FRESNO,CA93725     		NONE PUBLIC CHARITY GENERAL FUNDING 10,000
    FOUR FREEDOMS CONSERVANCY
    PO BOX 5475
    NEW YORK,NY101855475     		NONE PUBLIC CHARITY GENERAL FUNDING 1,000
    GILLEN BREWER SCHOOL
    410 EAST 92ND STREET
    NEW YORK,NY10128     		NONE PUBLIC CHARITY GENERAL FUNDING 1,000
    HOUSATONIC VALLEY ASSOCIATION
    PO BOX 496
    STOCKBRIDGE,MA01262     		NONE PUBLIC CHARITY GENERAL FUNDING 100
    IVY FOUNDATION
    43 PROSPECT AVENUE
    PRINCETON,NJ08540     		NONE PUBLIC CHARITY GENERAL FUNDING 250
    JUDICIAL WATCH
    425 THIRD STREET SW
    WASHINGTON,DC20024     		NONE PUBLIC CHARITY GENERAL FUNDING 2,000
    MARINA ORTH FOUNDATION
    5185 MACARTHUR BLVD
    WASHINGTON,DC20016     		NONE PUBLIC CHARITY GENERAL FUNDING 6,000
    NAVY SEAL FOUNDATION
    162 WEST 56TH STREET
    NEW YORK,NY10019     		NONE PUBLIC CHARITY GENERAL FUNDING 2,500
    THE NEW YORK LANDMARKS CONSERVANCY
    629 FIFTH AVENUE
    PELHAM,NY10803     		NONE PUBLIC CHARITY GENERAL FUNDING 2,000
    NORTHERN WESTCHESTER HOSPITAL
    400 EAST MAIN STREET
    MOUNT KISCO,NY105493417     		NONE PUBLIC CHARITY GENERAL FUNDING 500
    PEACEFUL VALLEY DONKEY
    PO BOX 5741
    SAN ANGELO,TX769025741     		NONE PUBLIC CHARITY GENERAL FUNDING 500
    READING PARTNERS NEW YORK
    499 SEVENTH AVENUE
    NEW YORK,NY10018     		NONE PUBLIC CHARITY GENERAL FUNDING 500
    ROBIN HOOD FOUNDATION
    826 BROADWAY
    NEW YORK,NY10003     		NONE PUBLIC CHARITY GENERAL FUNDING 2,500
    THIRTEENWNET
    PO BOX 13213
    NEW YORK,NY191911313     		NONE PUBLIC CHARITY GENERAL FUNDING 1,000
    TWO RIVERS AQUATICS
    95 CONNARD DRIVE
    EASTON,PA18042     		NONE PUBLIC CHARITY GENERAL FUNDING 100
    Total .................................bullet 3a 357,107
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 1,301  
    4 Dividends and interest from securities....     14 118,759  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 163,984  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 284,044 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    284,044
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2018
    Name of the organization
    THE RICHARDSON FOUNDATION
     
    Employer identification number

    13-3440317
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018) Page 2
    Name of organization
    THE RICHARDSON FOUNDATION
          		Employer identification number
    13-3440317
    Part I
    Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    FRANK E RICHARDSON  
    245 PARK AVENUE 41ST FLOOR
     
    NEW YORK, NY10167

    		$ 533,600


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 3
    Name of organization
    THE RICHARDSON FOUNDATION
          		Employer identification number

    13-3440317
    Part II
    Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 3,000 SHS CDK GLOBAL INC. COMMON STOCK $ 192,900 2018-05-14
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 10,000 SHS SONIC CORP. COMMON STOCK $ 340,700 2018-06-18
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 4
    Name of organization
    THE RICHARDSON FOUNDATION
          		Employer identification number

    13-3440317
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2018 AccountingFeesSchedule
    Name:
    THE RICHARDSON FOUNDATION
    EIN:
    13-3440317
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE 1,500 750   750

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    THE RICHARDSON FOUNDATION
    EIN:
    13-3440317
    Name of Stock End of Year Book Value End of Year Fair Market Value
    2,859 SHS AIMMUNE THERAPEUTICS INC 84,424 68,387
    128 SHS ALPHABET INC CL C 84,841 132,558
    104 SHS AMAZON COM INC 102,353 156,205
    1,904.995 SHS AQR LONG-SHORT EQUITY-I 24,326 20,860
    2,503.146 SHS AQR STYLE PREMIA ALT-I 25,287 22,578
    5,668 SHS ARES CAPITAL CORP 88,588 88,307
    3,266 SHS COMCAST CORP-CLASS A 122,740 111,207
    14,408 SHS CORBUS PHARMACEUTICALS HOLDI 95,949 84,143
    854 SHS CROWN CASTLE INTL CORP 77,303 92,770
    710 SHS DANAHER CORP 35,294 73,215
    35,733.44 SHS EATON VANCE SHT DU GOV INC-I 292,412 291,942
    836 SHS FACEBOOK INC-CLASS A 140,943 109,591
    1,179 SHS FIRST TRUST SENIOR LOAN ETF 57,022 53,668
    10,933.056 SHS GQG PART EMERG MKTS EQ-INST 140,740 122,669
    9,489 SHS GREENSKY INC-CLASS A 86,265 90,810
    609 SHS HONEYWELL INTERNATIONAL INC 58,314 80,461
    3,015 SHS INVESCO INTERNATIONAL BUYBAC 87,514 86,862
    1,181 SHS IQVIA HOLDINGS INC 114,586 137,197
    632 SHS ISHARES CORE S&P MIDCAP ETF 116,001 104,950
    2,440 SHS ISHARES EDGE MSCI MF EM MKT 107,340 94,501
    868 SHS ISHARES EDGE MSCI USA MOMENT 99,256 87,000
    612 SHS ISHARES MSCI EAFE GROWTH ETF 43,223 42,271
    7,059 SHS KINDER MORGAN INC 122,640 108,567
    4,100.705 SHS OAKMARK INTERNATIONAL-ADV 98,461 83,777
    1,421 SHS ONEOK INC 73,766 76,663
    5,728 SHS PENNANTPARK FLOATING RATE CA 66,695 66,273
    9,751 SHS PENNANTPARK INVESTMENT CORP 68,935 62,114
    4,279 SHS PLAINS GP HOLDINGS LP-CL A 103,330 86,008
    2,264 SHS PROSHARES S&P 500 DIVIDEND A 132,641 137,063
    492 SHS SALESFORCE.COM INC 68,863 67,389
    4,592 SHS SOLAR CAPITAL LTD 91,064 88,120
    3,323 SHS STARWOOD PROPERTY TRUST INC 63,501 65,496
    5,949 SHS TERRAFORM POWER INC - A 69,669 66,748
    466 SHS THERMO FISHER SCIENTIFIC INC 63,432 104,286
    513 SHS VANGUARD INFO TECH ETF 64,848 85,584
    623 SHS VANGUARD MID-CAP ETF 77,615 86,086
    2,706 SHS VERIZON COMMUNICATIONS INC 125,919 152,131
    1,238 SHS VISA INC-CLASS A SHARES 98,580 163,342
    1,082 SHS WALT DISNEY CO/THE 110,712 118,641
    6,512 SHS WISDOMTREE CBOE S&P 500 PTWT 183,298 165,730
    762 SHS WISDOMTREE CHINA EX-ST OW 54,770 46,398
    2,017 SHS WISDOMTREE EUR S/C DIVIDEND 115,925 107,627
    3,060 SHS WISDOMTREE US MIDCAP EARNING 103,891 104,927
    3,398 SHS WISDOMTREE US SMALLCAP DIVID 72,266 83,353
    200 SHS HP WORLDQUANT FOUNDERS 200,000 193,654

    TY 2018 OtherProfessionalFeesSchedule
    Name:
    THE RICHARDSON FOUNDATION
    EIN:
    13-3440317
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 36,213 36,213   0


    TY 2018 SubstantialContributorsSch
    Name:
    THE RICHARDSON FOUNDATION
    EIN:
    13-3440317
    Name Address
    FRANK E RICHARDSON 245 PARK AVENUE 41ST FLOOR
    NEW YORK,NY10167


    TY 2018 TaxesSchedule
    Name:
    THE RICHARDSON FOUNDATION
    EIN:
    13-3440317
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL INCOME TAX 25,085 0   0
    FOREIGN TAX WITHHELD 1,593 1,593   0
    NEW YORK FILING FEE 250 0   250