Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
THE HOWARD AND NIKKI APPLEBAUM
FOUNDATION TRUST
Number and street (or P.O. box number if mail is not delivered to street address)15297 MAYSAIR LANE
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHINO HILLS, CA91709
A Employer identification number

45-4160808
B Telephone number (see instructions)

(909) 598-7844
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$4,995,325J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 1,000,000
2 Check bullet.............
3 Interest on savings and temporary cash investments 8,471 8,471  
4 Dividends and interest from securities... 86,766 83,359  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 65,713
b Gross sales price for all assets on line 6a 3,554,247
7 Capital gain net income (from Part IV, line 2)... 1,161
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 185 185  
12 Total. Add lines 1 through 11........ 1,161,135 93,176  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 1,700     1,700
c Other professional fees (attach schedule).... Click to see attachment 23,616 23,616    
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 3,591 3,591    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 28,907 27,207   1,700
25 Contributions, gifts, grants paid....... 229,752 229,752
26 Total expenses and disbursements. Add lines 24 and 25 258,659 27,207   231,452
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 902,476
b Net investment income (if negative, enter -0-) 65,969
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 1,108,699 1,023,975 1,023,975
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 3,177,896 Click to see attachment3,971,350 3,971,350
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 4,286,595 4,995,325 4,995,325
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment200,247 Click to see attachment6,501
23 Total liabilities (add lines 17 through 22)......... 200,247 6,501
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................. 4,086,348 4,988,824
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 4,086,348 4,988,824
31 Total liabilities and net assets/fund balances (see instructions). 4,286,595 4,995,325
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
4,086,348
2
Enter amount from Part I, line 27a .....................
2
902,476
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
4,988,824
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
4,988,824
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1a
b
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,161
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 192,001 3,390,836 0.056623
2016 150,772 2,319,718 0.064996
2015 113,903 2,065,140 0.055155
2014 83,523 1,647,619 0.050693
2013 759,456 1,176,227 0.645671
2
Total of line 1, column (d) .....................
2
0.873138
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.174628
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
4,989,971
5
Multiply line 4 by line 3......................
5
871,389
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
660
7
Add lines 5 and 6........................
7
872,049
8
Enter qualifying distributions from Part XII, line 4,.............
8
231,452
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 1,319
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 1,319
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,319
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 2,300
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,300
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 3
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 978
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet978 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bullet
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
    Yes
     
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletART ROSEN Telephone no.bullet (909) 598-7844

    Located atbullet15297 MAYSAIR LANECHINO HILLSCA ZIP+4bullet91709
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    HOWARD APPLEBAUM DIRECTOR
    000.00     		0 0 0
    15297 MAYSAIR LANE
    CHINO HILLS,CA91709
    NIKKI APPLEBAUM DIRECTOR
    000.00     		0 0 0
    15297 MAYSAIR LANE
    CHINO HILLS,CA91709
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    3,999,623
    b
    Average of monthly cash balances.......................
    1b
    1,066,337
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    5,065,960
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    5,065,960
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    75,989
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    4,989,971
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    249,499
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    249,499
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    1,319
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,319
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    248,180
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    248,180
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    248,180
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    231,452
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    231,452
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    231,452
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 248,180
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 701,275
    b From 2014...... 1,983
    c From 2015...... 11,772
    d From 2016...... 35,429
    e From 2017...... 23,987
    fTotal of lines 3a through e........ 774,446
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 231,452
    a Applied to 2017, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2018 distributable amount..... 231,452
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2018. 16,728 16,728
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 757,718
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		684,547
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		73,171
    10 Analysis of line 9:
    a Excess from 2014.... 1,983
    b Excess from 2015.... 11,772
    c Excess from 2016.... 35,429
    d Excess from 2017.... 23,987
    e Excess from 2018....  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    HOWARD NIKKI APPLEBAUM
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ACADEMY OF WHOLE LEARNING
    9400 CEDAR LAKE RD
    UNIT 7
    ST LOUIS PARK,MN55426     		NONE   CHILDREN WITH AUTISM 2,000
    ALZHEIMERS ASSOCIATION
    4421 WHILSHIRE BLVD
    LOS ANGELES,CA90010     		    MEDICAL RESEARCH 650
    AMERICAN FREINDS OF MAGEN DAVID ADO
    352 SEVENTH AVE
    NEW YORK,NY10001     		    MEDICAL CARE 500
    AMERICAN HEART ASSOCIATION
    PO BOX 78851
    PHOENIX,AZ85062     		    MEDICAL RESEARCH 300
    AMERICAN JEWISH WORLD SERVICE
    PO BOX 96061
    WASHINGTON,DC20090     		    JEWISH CAUSES 1,800
    AMERICAN SPEECH LANGUAGE HEAR
    220 RESEARCH BLVD
    ROCKVILLE,MD20850     		    LANGUAGE AND SPEECH IMPAIRMENT 500
    AQUARIUM OF THE PACIFIC
    100 AQUARIUM WAY
    LONG BEACH,CA90802     		    SCHOLARSHIP FUND 2,939
    ARTHRITIS FOUNDATION
    PO BOX 96280
    WASHINGTON,DC20090     		    MEDICAL RESEARCH 600
    BARNABAS FOUNDATION
    3801 EAGLE NEST DR
    SUITE B
    CRETE,IL60417     		    MINISTRIES 2,000
    BOYS REPUBLIC
    1907 BOYS REPUBLIC DR
    CHINO,CA91709     		    SUPPORT SERVICES 30,200
    CAMP JCA SHALOM
    34342 MULHOLLAND HIGHWAY
    MALIBU,CA90265     		    JEWISH EDUCATION 7,000
    CAMP KESEM
    PO BOX 452
    CULVER CITY,CA90232     		    SUPPORT SERVICES 2,000
    CANINE COMPANIONS
    PO BOX 4568
    OCEANSIDE,CA920524568     		    ANIMALS FOR DISABLED 4,000
    CATRINA'S CLUB
    341 E CENTER ST
    ANAHEIM,CA92805     		    CHILDREN'S SERVICES 3,000
    CCF WILDFIRE RELIEF FUND
    221 S FIGUEROA ST
    SUITE 400
    LOS ANGELES,CA90012     		    WILDFIRE RELIEF 1,500
    CHABAD
    5010 BARRANCA PKWY
    IRVINE,CA92604     		NONE   JEWISH EDUCATION 10,360
    CHAI LIFETIME
    151 WEST 30TH STREET
    NEW YORK,NY10001     		    CAMP FOR DISABLED 2,000
    CHILDREN'S HEMIPLEGIA AND STROKE AS
    4101 W GREEN OAKS BLVD
    UNIT 305149
    ARLINGTON,TX76016     		NONE   CHILDRENS AFFECTED BY STOKE 2,000
    CHILDREN'S HOSPITAL
    DEPT 7924
    LOS ANGELES,CA900847924     		    MEDICAL SERVICES 1,000
    CHINO HILLS COMMUNITY FOUNDATION
    14000 CITY CENTER DR
    CHINO HILLS,CA91709     		    SUPPORT SERVICES 4,030
    CITY OF HOPE
    673 ACKLEY STREET
    MONTEREY PARK,CA91755     		    MEDICAL RESEARCH 2,000
    CONGREGATION BETH MEIR
    19045 YORBA LINDA BLVD
    YORBA LINDA,CA92886     		NONE   JEWISH CAUSES 12,500
    CROHN'S AND COLITIS FOUNDATION
    10350 SANTA MONICA BLVD
    LOS ANGELES,CA90025     		    MEDICAL RESEARCH 2,000
    CYSTIC FIBROSIS FOUNDATION
    6931 ARLINGTON ROAD
    2ND FLOOR
    BETHESDA,MD20814     		NONE   CYSTIC FIBROSIS RESEARCH 4,175
    DILLON INTERNATIONAL HERITAGE CAMP
    7335 S LEWIS AVE
    SUITE 302
    TULSA,OK74136     		NONE   HERITAGE EDUCATION 2,000
    DOCTORS WITHOUT BORDERS
    333 SEVENTH AVE
    NEW YORK,NY10001     		    HEALTH AND WELLNESS 500
    DORIS CARES
    3676 LOWRY RD
    LOS ANGELES,CA90027     		    HOMELESS SERVICES 5,000
    EDUCATORS FOR PEACEFUL CLASSROOMS
    520 CALABASAS RD
    WATSONVILLE,CA95076     		    SUPPORT SERVICES 3,000
    EZRA CENTER
    1770 W CERRITOS AVE
    ANAHEIM,CA92804     		NONE   JEWISH CAUSES 2,000
    FEEDING AMERICA
    35 EAST WACKER DRIVE
    SUITE 2000
    CHICAGO,IL60601     		NONE   FOOD BANKS 500
    GARY SINISE FOUNDATION
    PO BOX 368
    WOODLAND HILLS,CA91365     		    SUPPORT SERVICES 2,000
    GOOD SAMARITAN HOSPITAL
    1225 WILSHIRE BOULEVARD
    LOS ANGELES,CA900179971     		    MEDICAL CARE 3,500
    HEALING GARDEN
    PO BOX 1289
    ROGERS,AR72757     		    COMMUNITY SERVICES 5,000
    HEIFER INTERNATIONAL
    1 WORLD AVE
    LITTLE ROCK,AR72202     		    END HUNGER & POVERTY 300
    HILLS FOR EVERYONE
    PO BOX 9835
    BREA,CA928221835     		    SUPPORT SERVICES 600
    HOAG HOSPITAL
    1 HOAG DR
    NEWPORT BEACH,CA92663     		    HEALTH AND WELLNESS 2,000
    HOLE IN WALL GANG CAMP
    565 ASHFORD CENTER RD
    ASHFORD,CT06278     		    YOUTH CAMP 1,500
    HOPE FOR CATS
    PO BOX 243
    N BOSTON,NY14110     		    ANIMAL RESCUE 300
    HOPE LOVE AND CHARITY
    8352 KIMBALL AVE
    CHINO,CA91708     		NONE   CHARITABLE 500
    INDEPENDENT LIVING PROGRAM
    3530 WILSHIRE BL
    4TH FLOOR
    LOS ANGELES,CA90010     		    COMMUNITY SERVICES 3,000
    JEWISH CHAPLAINS
    3950 BISCAYNE BLVD
    MIAMI,FL33137     		    JEWISH CAUSES 500
    JEWISH FEDERATION
    550 SOUTH SECOND AVE
    ARCADIA,CA91006     		    JEWISH CAUSES 4,990
    JUST IMAGINE
    4805 4TH STREET NW
    APT 4
    WASHINGTON,DC200116128     		    CHILDREN SERVICES 1,000
    LE BONHEUR CHILDRENS HOSPITAL
    51 N DUNLAP ST
    MEMPHIS,TN38105     		NONE   CHILDRENS MEDICAL CARE 2,000
    MAZON
    10495 SANTA MONICA BLVD
    LOS ANGELES,CA90025     		    FOOD FOR THE NEEDY 1,836
    MEDIC ALERT
    2323 COLORADO AVE
    TURLOCK,CA95382     		    MEDICAL NOTIFICATION 100
    MUSICAL THEATER WEST
    4350 E 7TH ST
    LONG BEACH,CA90804     		    ARTS 1,000
    MYASTHENIA GRAVIS FOUNDATION
    6055 EAST WASHINTON BLVD
    LOS ANGELES,CA90040     		BOARD MEMBER   MEDICAL RESEARCH 18,000
    NATIONAL JEWISH HEALTH
    PO BOX 5898
    DENVER,CO802179171     		    MEDICAL RESEARCH 2,000
    NATIONAL STROKE ASSOCATION
    9707 E EASTER LANE
    CENTENNIAL,CO801123754     		    MEDICAL RESEARCH 200
    NORTH VALLEY COMMUNITY FD
    240 MAIN ST
    SUITE 260
    CHICO,CA95928     		    FIRE RELIEF 1,500
    OPERATION SMILE
    3641 FACULTY BOULEVARD
    VIRGINIA BEACH,VA23453     		    MEDICAL SERVICES 500
    ORT AMERICA
    401 EAST DOROTHY DRIVE
    FULLERTON,CA92835     		    MEDICAL SERVICES 2,073
    ORTHOPEDIC INST FOR CHILDREN
    403 W ADAMS BLVD
    LOS ANGELES,CA90007     		    MEDICAL SERVICES 500
    PATRIOT PAWS
    254 RANCH TRAIL
    ROCKWALL,TX75032     		    SERVICE DOGS 1,000
    PEPPERMINT RIDGE
    825 MAGNOLIA AVE
    CORONA,CA92879     		    SUPPORT SERVICES 6,020
    PRESBYTERIAN INTERCOMMUNITY HOSP
    12401 WASHINGTON BLVD
    WHITTIER,CA90602     		    MEDICAL SERVICES 2,000
    PRICELESS PET
    2587 CHINO HILLS PARKWAY
    UNIT C
    CHINO HILLS,CA91709     		    SUPPPORT SERVICES 500
    PROJECT ACCESS
    3900 BIRCH STREET
    NEWPORT BEACH,CA92660     		    HEALTH EDUCATION 2,000
    RANCH RESCUE TEAM
    20 WESTBROOK LN
    POMONA,CA91766     		    ANIMAL RESCUE 500
    RED BUCKET EQUINE RESCUE
    2885 ENGLISH RD
    CHINO HILLS,CA91709     		    ANIMAL RESCUE 1,000
    RIVERSIDE CITY MISSION
    3878 6TH ST
    RIVERSIDE,CA92501     		    JEWISH CAUSES 300
    SALVATION ARMY
    1412 SOUTH EUCLID AVE
    ONTARIO,CA917625816     		    HELPING THE NEEDY 1,300
    SOS MENTOR
    23622 CALABASAS ROAD
    SUITE 146
    CALABASAS,CA91302     		NONE   UNDERSERVED YOUTHS 5,000
    SOUTHER CALIFORNIA PUBLIC RADIO
    474 SOUTH RAYMOND AVE
    PASADENA,CA91105     		    PUBLIC RADIO 500
    SPEECH AND LANGUAGE
    8699 HOLDER ST
    BUENA PARK,CA90620     		    DEVELOPMENTAL SERVICES 6,300
    ST JUDE MEMORIAL FOUNDATION
    PO BOX 4138
    FULLERTON,CA928344138     		    MEDICAL SERVICES 2,000
    STOKE SUPPORT ASSOCIATION
    PO BOX 8340
    LONG BEACH,CA90808     		    SUPPORT SERVICES 1,000
    TEMPLE B'NAI EMET
    482 NORTH GARFIELD AVE
    MONTEBELLO,CA90640     		    JEWISH EDUCATION 4,600
    TEMPLE BETH EMET
    1770 WEST CERRITOS AVE
    ANAHEIM,CA92804     		    JEWISH RELIGION 13,679
    TEMPLE BETH TIKVAH
    1600 N ACACIA AVE
    FULLERTON,CA92831     		    JEWISH RELIGION 1,800
    TEMPLE ISRAEL LONG BEACH
    269 LOMA AVE
    LONG BEACH,CA90803     		    JEWISH RELIGION 1,800
    TOGETHER WE RISE
    580 W LAMBERT RD
    SUITE A
    BREA,CA92821     		    CHILDREN SERVICES 500
    UC REGENTS
    111 FRANKLIN ST
    OAKLAND,CA94607     		    EDUCATIONAL SERVICES 3,000
    USC CANCER
    1441 EASTLAKE AVENUE
    ROOM 8302
    LOS ANGELES,CA90033     		    SUPPORT SERVICES 500
    VARIETY BOYS AND GIRLS CLUB
    2530 CINCINNATI STREET
    LOS ANGELES,CA90033     		    YOUTH SERVICES 1,500
    VICTORY JUNCTION GANG CAMP
    4500 ADAMS WAY
    RANDLEMAN,NC27317     		    CHILDREN SERVICES 5,000
    WE CARE FOR KIDS
    4001 MACARTHUR BLVD
    NEWPORT BEACH,CA92660     		    SUPPORT SICK CHILDREN 200
    WICKMAN ELEMENTARY
    16250 PINEHURST DR
    CHINO HILLS,CA91709     		    CHILDREN SERVICES 300
    YAD SARAH
    445 PARK AVE
    SUITE 1702
    NEW YORK,NY10022     		    JEWISH RELIGION 500
    Total .................................bullet 3a 229,752
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 8,471  
    4 Dividends and interest from securities....     14 86,766  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     14 185  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 1,161 64,552
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   96,583 64,552
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    161,135
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2018
    Name of the organization
    THE HOWARD AND NIKKI APPLEBAUM
    FOUNDATION TRUST
    Employer identification number

    45-4160808
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018) Page 2
    Name of organization
    THE HOWARD AND NIKKI APPLEBAUM
    FOUNDATION TRUST         		Employer identification number
    45-4160808
    Part I
    Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    HOWARD AND NIKKI APPLEBAUM  
    15297 MAYSAIR LANE
     
    CHINO HILLS, CA91709

    		$ 1,000,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 3
    Name of organization
    THE HOWARD AND NIKKI APPLEBAUM
    FOUNDATION TRUST         		Employer identification number

    45-4160808
    Part II
    Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 4
    Name of organization
    THE HOWARD AND NIKKI APPLEBAUM
    FOUNDATION TRUST         		Employer identification number

    45-4160808
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2018 AccountingFeesSchedule
    Name:
    THE HOWARD AND NIKKI APPLEBAUM
     
    FOUNDATION TRUST
    EIN:
    45-4160808
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INDIRECT ACCOUNTING FEES 1,700     1,700

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2018 GainLossSaleOtherAssetsSch
    Name:
    THE HOWARD AND NIKKI APPLEBAUM
     
    FOUNDATION TRUST
    EIN:
    45-4160808
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    CHARLES SCHWAB 8848   PURCHASE     658,128 595,621     62,507  
    CHARLES SCHWAB 8848   PURCHASE     236,833 231,016     5,817  
    CHARLES SCHWAB 3230   PURCHASE     1,602,166 1,609,699     -7,533  
    CHARLES SCHWAB 3230   PURCHASE     575,780 584,189     -8,409  
    WELLS FARGO 2286   PURCHASE     36,042 36,714     -672  
    WELLS FARGO 2286   PURCHASE     58,398 48,533     9,865  
    WELLS FARGO 8977   PURCHASE     201,583 207,398     -5,815  
    WELLS FARGO 8977   PURCHASE     184,156 175,364     8,792  

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    THE HOWARD AND NIKKI APPLEBAUM
     
    FOUNDATION TRUST
    EIN:
    45-4160808
    Name of Stock End of Year Book Value End of Year Fair Market Value
    CHARLES SCHWAB 2,089,324 2,089,324
    WELLS FARGO 1,882,026 1,882,026

    TY 2018 OtherAssetsSchedule
    Name:
    THE HOWARD AND NIKKI APPLEBAUM
     
    FOUNDATION TRUST
    EIN:
    45-4160808
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    UNREALIZED GAIN/LOSS      


    TY 2018 OtherIncomeSchedule2
    Name:
    THE HOWARD AND NIKKI APPLEBAUM
     
    FOUNDATION TRUST
    EIN:
    45-4160808
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    NON DIVIDEND DISTRIBUTIONS 183 183  
    ROUNDING 2 2  


    TY 2018 OtherLiabilitiesSchedule
    Name:
    THE HOWARD AND NIKKI APPLEBAUM
     
    FOUNDATION TRUST
    EIN:
    45-4160808
    Description Beginning of Year - Book Value End of Year - Book Value
    UNRECOGNIZED GAIN/LOSS 200,247 6,501


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    THE HOWARD AND NIKKI APPLEBAUM
     
    FOUNDATION TRUST
    EIN:
    45-4160808
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PORTFOLIO FEES 23,615 23,615    
    ADR FEES 1 1    


    TY 2018 TaxesSchedule
    Name:
    THE HOWARD AND NIKKI APPLEBAUM
     
    FOUNDATION TRUST
    EIN:
    45-4160808
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAXES & LICENSES 3,335 3,335    
    FOREIGN TAXES PAID 256 256