Form990
Click to see attachment
Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter social security numbers on this form as it may be made public.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
A For the 2019 calendar year, or tax year beginning 09-01-2017 , and ending 08-31-2018
BCheck if applicable:
CName of organization
EMORY UNIVERSITY
 
% CHRISTOPHER L AUGOSTINI
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
1599 CLIFTON ROAD 3RD FLOOR Suite
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
ATLANTA, GA30322
D Employer identification number

58-0566256
E Telephone number

G Gross receipts $ 4,531,906,153
F Name and address of principal officer:
Claire E Sterk PRESIDENT
1599 CLIFTON ROAD 3RD FLOOR
ATLANTA,GA30322
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
http://www.emory.edu
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:  
L Year of formation: 1836
M State of legal domicile: GA
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: EMORY UNIVERSITY'S MISSION IS TO CREATE, PRESERVE, TEACH, AND APPLY KNOWLEDGE IN THE SERVICE OF HUMANITY AND TO PROVIDE EXCELLENCE IN PATIENT CARE.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 40
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 39
5 Total number of individuals employed in calendar year 2019 (Part V, line 2a) ...... 5 23,511
6 Total number of volunteers (estimate if necessary) ............. 6 10,502
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a -14,979,557
b Net unrelated business taxable income from Form 990-T, line 39 ......... 7b -20,946,380
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 717,202,964 1,090,729,734
9 Program service revenue (Part VIII, line 2g) ......... 2,900,178,970 3,118,517,868
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 422,534,845 288,498,651
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 25,902,789 33,503,229
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 4,065,819,568 4,531,249,482
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 385,082,731 426,464,152
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 1,851,159,164 1,996,686,509
16a Professional fundraising fees (Part IX, column (A), line 11e) ..... 461,788 64,882
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet25,442,231    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 1,490,774,942 1,625,048,278
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 3,727,478,625 4,048,263,821
19 Revenue less expenses. Subtract line 18 from line 12....... 338,340,943 482,985,661
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 13,213,226,155 14,174,398,357
21 Total liabilities (Part X, line 26)............. 4,181,496,800 4,172,231,894
22 Net assets or fund balances. Subtract line 21 from line 20..... 9,031,729,355 10,002,166,463
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2019)
Form 990 (2019)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: SEE SCHEDULE O
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 1,969,343,505 including grants of $ 427,780,508 ) (Revenue $ 1,029,117,460 )
EMORY UNIVERSITY SEE SCHEDULE O
4b (Code:   ) (Expenses $ 912,513,150 including grants of $   ) (Revenue $ 1,086,655,310 )
EMORY UNIVERSITY HOSPITAL SEE SCHEDULE O
4c (Code:   ) (Expenses $ 866,719,260 including grants of $   ) (Revenue $ 1,002,745,098 )
EMORY UNIVERSITY HOSPITAL MIDTOWN SEE SCHEDULE O
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet3,748,575,915
Form 990 (2019)
Form 990 (2019)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment.........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part IIIClick to see attachment..
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment.........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment....
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D, Part IIIClick to see attachment..............
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part V......
10
 
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D, Part VI. Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XIIClick to see attachment......................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...Click to see attachment
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I(see instructions) ....Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....Click to see attachment
20a
Yes
 
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return? Click to see attachment
20b
Yes
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
21
Yes
 
Form 990 (2019)
Form 990 (2019)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
Yes
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I .... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................Click to see attachment
25b
 
No
26
Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part IIClick to see attachment...........
26
 
No
27
Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?
If "Yes," complete
Schedule L, Part IIIClick to see attachment.........................
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV......................Click to see attachment
28a
 
No
b
A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV.....Click to see attachment
28b
Yes
 
c
A 35% controlled entity of one or more individuals and/or organizations described in lines 28a or 28b? If "Yes," complete Schedule L, Part IV.....................
28c
 
 
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .................Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable ..
1a
26,430
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
Form 990 (2019)
Form 990 (2019)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance (continued)
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
23,511
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the sponsoring organization make any taxable distributions under section 4966?........
9a
 
 
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see instructions and file Form 4720, Schedule N.
15
 
 
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.
16
 
 
Form 990 (2019)
Form 990 (2019)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
40
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
39
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the states with which a copy of this Form 990 is required to be filedMediumBullet
GA
18
Section 6104 requires an organization to make its Form 1023 (or 1024-A if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletCHRISTOPHER L AUGOSTINI1599 CLIFTON RD 3RD FLOOR   ATLANTA,GA30322 (404) 727-6018
Form 990 (2019)
Form 990 (2019)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See instructions for the order in which to list the persons above.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) KATHELEN AMOS......................................................................
Trustee
 1.0
.................
0.0 		X           0 0 0
(2) FACUNDO L BACARDI......................................................................
Trustee
 1.0
.................
0.0 		X           0 0 0
(3) THOMAS I BARKIN......................................................................
Trustee
 2.0
.................
1.0 		X           0 0 0
(4) THOMAS D BELL Jr......................................................................
Trustee
 3.0
.................
0.0 		X           0 0 0
(5) HENRY L BOWDEN JR......................................................................
Trustee
 2.0
.................
0.0 		X           0 0 0
(6) WILLIAM A BROSIUS......................................................................
Trustee
 1.0
.................
1.0 		X           0 0 0
(7) JAMES WALKER BURNS......................................................................
Trustee
 1.0
.................
0.0 		X           0 0 0
(8) SUSAN A CAHOON......................................................................
Trustee
 3.0
.................
0.0 		X           0 0 0
(9) SHANTELLA CARR COOPER......................................................................
Trustee
 3.0
.................
0.0 		X           0 0 0
(10) CRYSTAL EDMONSON......................................................................
Trustee
 1.0
.................
0.0 		X           0 0 0
(11) ROBERT C GODDARD III......................................................................
Trustee
 4.0
.................
0.0 		X           0 0 0
(12) JAVIER C GOIZUETA......................................................................
Trustee
 1.0
.................
0.0 		X           0 0 0
(13) SUE HAUPERT-JOHNSON......................................................................
Trustee
 1.0
.................
0.0 		X           0 0 0
(14) C ROB HENRIKSON......................................................................
Trustee
 1.0
.................
0.0 		X           0 0 0
(15) M DOUGLAS IVESTER......................................................................
Trustee
 3.0
.................
0.0 		X           0 0 0
(16) MUHTAR KENT......................................................................
Trustee
 1.0
.................
0.0 		X           0 0 0
(17) JOHN L LATHAM......................................................................
Trustee
 1.0
.................
0.0 		X           0 0 0
Form 990 (2019)
Form 990 (2019)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) JONATHAN K LAYNE........................................................................
Trustee
 4.0
.......................0.0 		X           0 0 0
(19) STEVEN H LIPSTEIN........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(20) DEBORAH A MARLOWE........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(21) WILLIAM T McALILLY........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(22) LEE P MILLER........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(23) JOHN F MORGAN........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(24) JOHN G RICE........................................................................
Trustee
 4.0
.......................0.0 		X           0 0 0
(25) RICK M RIEDER........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(26) TERESA M RIVERO........................................................................
Trustee
 3.0
.......................0.0 		X           0 0 0
(27) ADAM H ROGERS........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(28) WILLIAM H ROGERS JR........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(29) KATHERINE T ROHRER........................................................................
Trustee
 3.0
.......................0.0 		X           0 0 0
(30) TIMOTHY C ROLLINS........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(31) STUART A ROSE........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(32) CYNTHIA M SANBORN........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(33) DIANE W SAVAGE........................................................................
Trustee
 4.0
.......................0.0 		X           0 0 0
(34) LEAH WARD SEARS........................................................................
Trustee
 3.0
.......................0.0 		X           0 0 0
(35) LYNN H STAHL........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(36) ROSA TARBUTTON SUMTER........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(37) JAMES E SWANSON SR........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(38) MITCHELL A TANZMAN........................................................................
Trustee
 3.0
.......................0.0 		X           0 0 0
(39) MARY VIRGINIA TAYLOR........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(40) GREGORY J VAUGHN........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(41) WILLIAM C WARREN IV........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(42) B MICHAEL WATSON........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(43) MARK A WEINBERGER........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(44) CHRISTOPHER AUGOSTINI........................................................................
EVP Business and Administr.
 65.0
.......................2.0 		    X       662,401 0 35,802
(45) CHARLES C BARNES JR........................................................................
VP-Human Resources
 60.0
.......................0.0 		    X       873,702 0 33,459
(46) SUSAN CRUSE........................................................................
SVP Adv. & Alum. Engagement
 65.0
.......................0.0 		    X       688,711 0 50,482
(47) VINCE DOLLARD........................................................................
Interim SVP-Communications
 65.0
.......................0.0 		    X       298,232 0 39,968
(48) ALLISON DYKES JOHNSON........................................................................
VP-University Secretary
 60.0
.......................0.0 		    X       376,147 0 37,110
(49) CAROL KISSAL........................................................................
See Schedule J Part III
 60.0
.......................1.0 		    X       474,694 0 47,890
(50) JONATHAN S LEWIN MD........................................................................
See Schedule J Part III
 65.0
.......................5.0 		    X       701,304 1,426,297 49,218
(51) PAUL P MARTHERS........................................................................
Interim SVP - Campus Life
 65.0
.......................0.0 		    X       180,333 0 25,906
(52) DWIGHT A MCBRIDE........................................................................
Provost/EVP
 65.0
.......................1.0 		    X       510,972 0 30,166
(53) AJAY NAIR........................................................................
SVP-Campus Life
 65.0
.......................0.0 		    X       419,401 0 109,826
(54) JOSHUA NEWTON........................................................................
SVP Adv. & Alum. Engagement
 65.0
.......................0.0 		    X       0 0 0
(55) SRINIVAS PULAVARTI........................................................................
VP - Investments
 60.0
.......................0.0 		    X       0 0 0
(56) DAVID B SANDOR........................................................................
SVP - Communications
 65.0
.......................0.0 		    X       0 0 0
(57) STEPHEN D SENCER........................................................................
SVP-General Counsel
 65.0
.......................1.0 		    X       640,614 0 56,578
(58) CLAIRE STERK........................................................................
President
 80.0
.......................0.0 		    X       1,088,301 0 94,835
(59) MARY BETH ALLEN........................................................................
CHIEF HR OFFICER - EHC
 30.0
.......................30.0 		      X     0 638,417 29,773
(60) GREG ANDERSON........................................................................
VP/CFO Emory Univ Hosp Midtown
 60.0
.......................0.0 		      X     147,573 219,200 48,893
(61) CARLA CHANDLER........................................................................
VP/CFO Emory Univ Hospital
 60.0
.......................1.0 		      X     281,805 83,745 41,898
(62) MICHAEL ELLIOTT........................................................................
Dean of Emory College
 60.0
.......................0.0 		      X     477,965 0 38,782
(63) BRYCE GARTLAND MD........................................................................
CEO Emory University Hospital
 60.0
.......................1.0 		      X     439,282 258,819 107,190
(64) DANIEL OWENS........................................................................
CEO Emory Univ Hosp. Midtown
 60.0
.......................1.0 		      X     407,024 214,383 104,303
(65) SHARON PAPPAS........................................................................
Chief Nursing Officer
 30.0
.......................31.0 		      X     0 638,123 89,189
(66) DANE PETERSON........................................................................
Hospital Group President
 30.0
.......................32.0 		      X     0 1,117,606 150,356
(67) DAVID STEPHENS MD........................................................................
Interim Dean - SOM
 60.0
.......................4.0 		      X     835,596 166,145 30,676
(68) VIKAS SUKHATME MD........................................................................
Dean, School of Medicine
 60.0
.......................4.0 		      X     169,144 73,158 12,825
(69) JAMES T HATCHER........................................................................
CFO EMORY HEALTHCARE
 30.0
.......................35.0 		      X     0 1,062,746 37,194
(70) DANIEL L BARROW MD........................................................................
Physician
 10.0
.......................51.0 		        X   262,008 1,257,652 48,468
(71) WALTER J CURRAN MD........................................................................
Physician
 45.0
.......................15.0 		        X   941,312 583,060 127,521
(72) SHERVIN OSKOUEIMD........................................................................
Physician
 0.0
.......................60.0 		        X   0 1,761,772 42,932
(73) DAN REFAI MD........................................................................
Physician
 0.0
.......................60.0 		        X   12 1,773,000 47,631
(74) JOHN M RHEE MD........................................................................
Physician
 0.0
.......................60.0 		        X   18 2,203,130 42,041
(75) MARY L CAHILL........................................................................
Former Officer
 60.0
.......................0.0 		          X 3,263,180 0 36,963
(76) S WRIGHT CAUGHMAN MD........................................................................
Former Officer
 40.0
.......................20.0 		          X 454,137 67,415 45,989
(77) DELBRIDGE KING........................................................................
Former Officer
 45.0
.......................0.0 		          X 278,691 0 40,839
(78) ROSEMARY M MAGEE........................................................................
Former Officer
 45.0
.......................0.0 		          X 218,384 0 36,425
(79) RICHARD MENDOLA........................................................................
FORMER OFFICER
 60.0
.......................0.0 		          X 628,111 0 55,456
(80) JAMES W WAGNER........................................................................
FORMER OFFICER
 40.0
.......................0.0 		          X 718,391 0 34,854
(81) THERESA MILAZZO........................................................................
FORMER OFFICER
 45.0
.......................0.0 		          X 299,761 0 37,621
(82) STUART ZOLA........................................................................
FORMER OFFICER
 45.0
.......................0.0 		          X 341,681 0 25,407
(83) ROBERT J BACHMAN........................................................................
Former Key Employee
 60.0
.......................0.0 		          X 420,699 134,057 46,634
(84) CHRISTIAN P LARSEN MD........................................................................
Former Key Employee
 40.0
.......................20.0 		          X 679,241 329,285 47,303
(85) THOMAS J LAWLEY MD........................................................................
Former Key Employee
 25.0
.......................20.0 		          X 457,816 0 46,175
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 18,636,643 14,008,010 2,064,578
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet2,124
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
MCCARTHY BUILDING COMPANIES INC,
2859 PACES FERRY ROAD
ATLANTA,GA30339 		CONSTRUCTION 68,312,960
BON APPETIT MANAGEMENT CO,
PO BOX 50196
LOS ANGELES,CA90074 		Food Services 10,041,192
GAY CONSTRUCTION COMPANY,
2907 LOG CABIN DRIVE
SMYRNA,GA30080 		CONSTRUCTION 12,785,217
FIRST TRANSIT INC,
22192 NETWORK PLACE
CHICAGO,IL60673 		Shuttle Maintenance 7,977,377
HOLDER CONSTRUCTION COMPANY,
3333 RIVERWOOD PARKWAY SUITE 400
ATLANTA,GA30339 		CONSTRUCTION 13,196,939
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet306
Form 990 (2019)
Form 990 (2019)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues..1b  
c Fundraising events..1c 2,683,153
d Related organizations1d  
e Government grants (contributions)1e 614,949,563
f All other contributions, gifts, grants, and similar amounts not included above1f 473,097,018
g Noncash contributions included in lines 1a - 1f:$ 1g 10,485,918
h Total. Add lines 1a-1f.......MediumBullet 1,090,729,734
Program Service RevenueAmt Business Code
2a TUITION AND FEES 611600 710,471,411 710,471,411    
b HOSPITAL AND MEDICAL SERVICES 624100 2,274,285,354 2,274,285,354    
c AUXILIARY OPERATIONS 611600 74,480,513 74,480,513    
d INDEPENDENT OPERATIONS 721110 24,837,055 13,628,556 11,208,499  
e OTHER EDUCATIONAL/CLINICAL/RESEARCH 611600 34,443,535 34,443,535    
f All other program service revenue.        
g Total. Add lines 2a–2f .....MediumBullet 3,118,517,868
OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 93,476,705   -26,188,056 119,664,761
4 Income from investment of tax-exempt bond proceedsMediumBullet 1,140     1,140
5 Royalties...........MediumBullet 6,665,553     6,665,553
(ii) Personal (i) Real
6a Gross rents   10,886,860 6a
b Less: rental expenses     6b
c Rental income or (loss) 0 10,886,860 6c
d Net rental income or (loss).......MediumBullet 10,886,860     10,886,860
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory -1,502,692 196,523,498 7a
b Less: cost or other basis and sales expenses     7b
c Gain or (loss) -1,502,692 196,523,498 7c
d Net gain or (loss).........MediumBullet 195,020,806     195,020,806
8a Gross income from fundraising events (not including $ 2,683,154of contributions reported on line 1c). See Part IV, line 18 ....
8a 534,309
b Less: direct expenses ... 8b 656,671
c Net income or (loss) from fundraising events..MediumBullet -122,362   -122,362
9a Gross income from gaming activities.
See Part IV, line 19 ...
9a 0
b Less: direct expenses ... 9b 0
c Net income or (loss) from gaming activities..MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances ..
10a 0
b Less: cost of goods sold .. 10b 0
c Net income or (loss) from sales of inventory..MediumBullet 0      
Business Code Miscellaneous Revenue
11a FINANCIAL ADMINISTRATION 611710 3,535,935     3,535,935
b CONCESSIONS/SERVICES 611710 12,313,225     12,313,225
c NETWORK AND COMMUNICATIONS 611710 224,018     224,018
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 16,073,178
12 Total revenue. See instructions.....MediumBullet 4,531,249,482 3,107,309,369 -14,979,557 348,189,936
Form 990 (2019)
Form 990 (2019)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising
expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 .... 114,034,932 114,034,932
2 Grants and other assistance to domestic individuals. See Part IV, line 22 ........... 295,437,212 295,437,212
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. ............. 16,992,008 16,992,008
4 Benefits paid to or for members ....... 0  
5 Compensation of current officers, directors, trustees, and key employees ........... 18,936,623 11,842,614 5,831,691 1,262,318
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ......... 4,116,529   4,116,529  
7 Other salaries and wages........ 1,496,025,683 1,376,343,628 104,721,798 14,960,257
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 110,557,057 101,712,492 7,738,994 1,105,571
9 Other employee benefits ....... 260,549,223 239,705,285 18,238,446 2,605,492
10 Payroll taxes ........... 106,501,394 97,981,282 7,455,098 1,065,014
11 Fees for services (non-employees):        
a Management ...... 24,442,238   24,442,238  
b Legal ......... 10,942,421 9,191,634 1,641,363 109,424
c Accounting ........... 778,032   778,032  
d Lobbying ........... 169,496   169,496  
e Professional fundraising services. See Part IV, line 17 64,882 64,882
f Investment management fees ...... 1,546,958   1,546,958  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 117,283,784 66,258,116 49,865,994 1,159,674
12 Advertising and promotion .... 2,288,506 2,174,081 114,425  
13 Office expenses ....... 15,925,102 15,606,600 159,251 159,251
14 Information technology ...... 12,108,726 9,808,068 2,179,571 121,087
15 Royalties .. 0      
16 Occupancy ........... 77,768,043 68,435,878 8,554,485 777,680
17 Travel ............ 34,193,021 28,722,138 3,419,302 2,051,581
18 Payments of travel or entertainment expenses for any federal, state, or local public officials . 0      
19 Conferences, conventions, and meetings .... 25,752,421 25,752,421    
20 Interest ........... 65,981,215 62,682,154 3,299,061  
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization .. 212,154,891 203,668,695 8,486,196  
23 Insurance ... 21,928,542 21,928,542    
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a EDUCATIONAL 6,510,304 6,510,304    
b MEDICAL 677,202,102 677,202,102    
c PROVISION FOR BAD DEBTS 99,875,786 99,875,786    
d ADMINISTRATIVE 21,486,747   21,486,747  
e All other expenses 196,709,943 196,709,943    
25 Total functional expenses. Add lines 1 through 24e 4,048,263,821 3,748,575,915 274,245,675 25,442,231
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2019)
Form 990 (2019)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 0 1 0
2 Savings and temporary cash investments ......... 593,511,877 2 1,161,311,855
3 Pledges and grants receivable, net ...... 80,407,286 3 396,126,560
4 Accounts receivable, net ............. 643,257,643 4 450,454,435
5 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
0 5 0
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
0 6 0
7 Notes and loans receivable, net ........... 0 7 0
8 Inventories for sale or use ............ 17,261,172 8 22,563,699
9 Prepaid expenses and deferred charges ...... 239,376,621 9 256,038,953
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 5,616,415,642
b Less: accumulated depreciation 10b 2,858,149,306 2,671,392,911 10c 2,758,266,336
11 Investments—publicly traded securities . 2,425,661,065 11 2,177,877,924
12 Investments—other securities. See Part IV, line 11 ..... 6,517,436,552 12 6,928,620,799
13 Investments—program-related. See Part IV, line 11 .. 24,920,789 13 23,137,557
14 Intangible assets ............... 0 14 0
15 Other assets. See Part IV, line 11 ........... 239 15 239
16 Total assets. Add lines 1 through 15 (must equal line 33)... 13,213,226,155 16 14,174,398,357
Liabilities 17 Accounts payable and accrued expenses ..... 482,450,308 17 438,541,109
18 Grants payable ... 0 18 0
19 Deferred revenue ......... 429,084,520 19 468,038,927
20 Tax-exempt bond liabilities ......... 1,607,149,162 20 1,575,574,581
21 Escrow or custodial account liability. Complete Part IV of Schedule D 0 21 0
22 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 0 23 0
24 Unsecured notes and loans payable to unrelated third parties .. 377,199,135 24 376,433,736
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 1,285,613,675 25 1,313,643,541
26 Total liabilities. Add lines 17 through 25.. 4,181,496,800 26 4,172,231,894
Net Assets or Fund Balance Organizations that follow FASB ASC 958, check here MediumBullet and complete lines 27, 28, 32, and 33.
27 Net assets without donor restrictions ..........   27  
28 Net assets with donor restrictions ...........   28  
Organizations that do not follow FASB ASC 958, check here MediumBullet and complete lines 29 through 33.
29 Capital stock or trust principal, or current funds .....   29  
30 Paid-in or capital surplus, or land, building or equipment fund ...   30  
31 Retained earnings, endowment, accumulated income, or other funds   31  
32 Total net assets or fund balances ........... 9,031,729,355 32 10,002,166,463
33 Total liabilities and net assets/fund balances ........ 13,213,226,155 33 14,174,398,357
Form 990 (2019)
Form 990 (2019)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
4,531,249,482
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
4,048,263,821
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
482,985,661
4
Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..
4
9,031,729,355
5
Net unrealized gains (losses) on investments ...............
5
271,968,893
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
215,482,554
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))
10
10,002,166,463
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2019)
Form 990 (2019)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1
2
3
4
5
6
7
8
9
10
11
12
a
b
c
d
e
f
Enter the number of supported organizations ...............................  
g
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 10 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total
 
   
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2015 (b) 2016 (c) 2017 (d) 2018 (e) 2019 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") .. 626,712,257 585,280,325 639,959,619 717,202,964 1,090,729,734 3,659,884,899
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....           0
3 The value of services or facilities furnished by a governmental unit to the organization without charge..           0
4 Total. Add lines 1 through 3 626,712,257 585,280,325 639,959,619 717,202,964 1,090,729,734 3,659,884,899
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 536,528,340
6 Public support. Subtract line 5 from line 4. 3,123,356,559
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2015 (b) 2016 (c) 2017 (d) 2018 (e) 2019 (f) Total
7 Amounts from line 4.. 626,712,257 585,280,325 639,959,619 717,202,964 1,090,729,734 3,659,884,899
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 49,478,577 130,867,565 132,718,201 98,559,100 111,030,258 522,653,701
9 Net income from unrelated business activities, whether or not the business is regularly carried on.. 0 0 0 0 0 0
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.).. 11,668,462 12,860,220 16,765,014 12,941,763 15,950,816 70,186,275
11 Total support. Add lines 7 through 10 4,252,724,875
12
12
13,498,796,758
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
73.444 %
15
15
81.047 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2015 (b) 2016 (c) 2017 (d) 2018 (e) 2019 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose            
3 Gross receipts from activities that are not an unrelated trade or business under section 513 .....            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge            
6 Total. Add lines 1 through 5            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2015 (b) 2016 (c) 2017 (d) 2018 (e) 2019 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 12 of Part I. If you checked 12a of Part I, complete Sections A and B. If you checked 12b of Part I, complete Sections A and C. If you checked 12c of Part I, complete Sections A, D, and E. If you checked 12d of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer (b) and (c) below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked 12a or 12b in Part I, answer (b) and (c) below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer (b) and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described in (a) above?
11b
 
 
c
A 35% controlled entity of a person described in (a) or (b) above? If “Yes” to a, b, or c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in (2), did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer (a) and (b) below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described in (a) constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer (a) and (b) below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    
Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by .035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    
Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity		  
3 Administrative expenses paid to accomplish exempt purposes of supported organizations  
4 Amounts paid to acquire exempt-use assets  
5 Qualified set-aside amounts (prior IRS approval required)  
6 Other distributions (describe in Part VI). See instructions  
7Total annual distributions. Add lines 1 through 6.  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions		  
9 Distributable amount for 2019 from Section C, line 6  
10 Line 8 amount divided by Line 9 amount  
Section E - Distribution Allocations (see instructions) (i)
Excess Distributions 		(ii)
Underdistributions
Pre-2019 		(iii)
Distributable
Amount for 2019
1 Distributable amount for 2019 from Section C, line 6  
2 Underdistributions, if any, for years prior to 2019 (reasonable cause required-- explain in Part VI).
See instructions.		  
3 Excess distributions carryover, if any, to 2019:
a From 2014.......  
b From 2015.......  
c From 2016.......  
d From 2017.......  
e From 2018.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2019 distributable amount  
i Carryover from 2014 not applied (see
instructions) 		 
j Remainder. Subtract lines 3g, 3h, and 3i from 3f.  
4Distributions for 2019 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2019 distributable amount  
c Remainder. Subtract lines 4a and 4b from 4.  
5 Remaining underdistributions for years prior to
2019, if any. Subtract lines 3g and 4a from line 2.
If the amount is greater than zero, explain in Part VI.
See instructions.		  
6 Remaining underdistributions for 2019. Subtract
lines 3h and 4b from line 1. If the amount is greater
than zero, explain in Part VI. See instructions.		  
7 Excess distributions carryover to 2020. Add lines
3j and 4c.		  
8 Breakdown of line 7:
a Excess from 2015.....  
b Excess from 2016.....  
c Excess from 2017.....  
d Excess from 2018.....  
e Excess from 2019.....  
Schedule A (Form 990 or 990-EZ) (2019)

Schedule A (Form 990 or 990-EZ) 2019
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A (Form 990 or 990-EZ) 2019


Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2019
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2019)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019) Page 2
Name of organization
EMORY UNIVERSITY
  		Employer identification number
58-0566256
Part I
Contributors
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
Page 3
Name of organization
EMORY UNIVERSITY
  		Employer identification number

58-0566256
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
Page 4
Name of organization
EMORY UNIVERSITY
  		Employer identification number

58-0566256
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

2
Political campaign activity expenditures (see instructions) ....................................................................SchCMd Bullet
$  
3
Volunteer hours for political campaign activities (see instructions) ..................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2019

Schedule C (Form 990 or 990-EZ) 2019
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ........................    
c Total lobbying expenditures (add lines 1a and 1b) ............................................................    
d Other exempt purpose expenditures ...............................................................................    
e Total exempt purpose expenditures (add lines 1c and 1d) ..................................................    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .................................................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ...................................................................................................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) Total
2a Lobbying nontaxable amount          
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		 
c Total lobbying expenditures          
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))		  
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2019


Schedule C (Form 990 or 990-EZ) 2019
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes|No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
Yes
 
c
Media advertisements? ...................................................................................................
 
No
 
d
Mailings to members, legislators, or the public? .............................................................................
Yes
 
 
e
Publications, or published or broadcast statements? ...........................................................
 
No
 
f
Grants to other organizations for lobbying purposes? ..........................................................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
Yes
 
169,496
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
 
No
 
i
Other activities? ...................................................................................................................
Yes
 
513,381
j
Total. Add lines 1c through 1i ....................................................................................................
682,877
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
FORM 990, SCHEDULE C, PART II-B, LINE 1I OTHER ACTIVITIES Emory University did not participate or intervene in any political campaigns. A de minimis portion of Emory University's total activities involve legislative and regulatory matters of direct concern to higher education and health care or of compelling importance to Emory University in particular. Under the Honest Leadership and Open Government Act of 2007, an amendment to the Lobbying Disclosure Act of 1995, Emory University reports detailed lobbying activities at the national level on a quarterly and semi-annual basis to the Secretary of the Senate and the Clerk of the House of Representatives. Emory University also reports detailed lobbying activities at the state level to the Georgia Government Transparency and Campaign Finance Commission. Efforts to influence legislation and regulation are directed by the Emory University Office of Government and Community Affairs. The office consists of seven employees who act as Emory University's liaisons and monitor proposed and enacted legislation and other governmental developments. Activities of the staff include contact by letters, phone calls, emails, and meetings with legislators and members of their staffs or other government officials. Meetings with local citizens are also conducted regarding issues with local government. Emory University lobbies both the federal and state government on issues of major concern: higher education, economic development, human resources, cultural resources, community relations, youth issues, environmental concerns, university regulation, research issues, transportation, appropriations/budget, tax issues, and healthcare. Estimated expenses are as follows: Line 1g: Contract Lobbyists: $166,080 State Lobbying: $3,416 Total: $169,496 Line 1i: Salaries: $377,601 Travel: $45,585 Membership dues: $77,827 Office Overhead: $12,368 Total: $513,381
Schedule C (Form 990 or 990EZ) 2019


Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate value of contributions to (during year)    
3 Aggregate value of grants from (during year)    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $ 4,735,775
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $ 106,743,137
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2019

Schedule D (Form 990) 2019
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
EDUCATIONAL PROGRAMS
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back
1a Beginning of year balance .... 6,175,223,812 5,775,784,405 5,763,138,887 5,962,965,212 5,247,301,885
b Contributions ... 59,005,107 62,885,056 54,586,238 108,493,602 52,572,333
c Net investment earnings, gains, and losses 502,127,129 603,741,196 213,296,802 -66,428,385 893,744,270
d Grants or scholarships ... 27,763,922 35,098,656 24,897,719 22,051,776 18,150,191
e Other expenditures for facilities
and programs ... 		221,891,319 210,272,785 209,481,805 200,138,770 193,769,135
f Administrative expenses .... 22,164,208 21,815,404 20,857,998 19,700,996 18,733,950
g End of year balance ...... 6,464,536,599 6,175,223,812 5,775,784,405 5,763,138,887 5,962,965,212
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet24.030 %
b
Permanent endowment SchDMd Bullet33.190 %
c
Term endowment SchDMd Bullet42.780 %
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) Unrelated organizations .................
3a(i)
 
No
(ii) Related organizations .................
3a(ii)
 
No
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment) 		(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land ..... 1,539,769 107,364,715 108,904,484
b Buildings ....   3,243,763,241 1,306,359,323 1,937,403,918
c Leasehold improvements        
d Equipment ....   2,263,747,917 1,551,789,983 711,957,934
e Other .....        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 2,758,266,336
Schedule D (Form 990) 2019

Schedule D (Form 990) 2019
Page 3
Part VII
Investments—Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives......... 1,401,862 F
(2) Closely-held equity interests........    
(3) Other
(A) SHORT-TERM INVESTMENTS		 215,732,301 F

(B) COMMINGLED FUNDS-EQUITY		 235,423,324 F

(C) COMMINGLED FUNDS-FIXED INCOME		 77,434,384 F

(D) REAL ESTATE PARTNERSHIPS		 279,082,087 F

(E) INVESTMENT-PRIVATE SECURITIES		 15,556,878 F

(F) MARKETABLE REAL ESTATE		 1,674,204 F

(G) MISCELLANEOUS INVESTMENTS		 4,313,976 F

(H) HEDGED STRATEGIES		 2,775,397,093 F

(I) PRIVATE MARKET INVESTMENTS		 1,512,156,699 F

(J) NATURAL RESOURCES		 497,886,354 F

(K) OIL/GAS		 1,155,404 F

(L) INTEREST IN PERPETUAL FUNDS		 1,311,406,233 F
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 6,928,620,799
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes 0
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 1,313,643,541
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2019

Schedule D (Form 990) 2019
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1.................. 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b.................... 4c  
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5  
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a  
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d.................... 2e  
3 Subtract line 2e from line 1................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b..................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5  
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
FORM 990, SCHEDULE D, PART III, LINE 4 COLLECTIONS OF ART, HISTORICAL TREASURES & SIMILAR ASSETS THE MICHAEL C. CARLOS MUSEUM COLLECTS, PRESERVES, EXHIBITS, AND INTERPRETS ART AND ARTIFACTS FROM ANTIQUITY TO THE PRESENT IN ORDER TO PROVIDE UNIQUE OPPORTUNITIES FOR EDUCATION AND ENRICHMENT IN THE COMMUNITY AND TO PROMOTE INTERDISCIPLINARY TEACHING AND RESEARCH AT EMORY UNIVERSITY. THE COLLECTIONS EMPHASIZE: A) WORKS OF ART ON PAPER; B) THE ART OF THE ANCIENT CULTURES OF THE MEDITERRANEAN BASIN INCLUDING GREECE AND ROME; C) THE ART OF ANCIENT EGYPT, NUBIA AND THE NEAR EAST; D) THE ART OF THE INDIGENOUS AMERICAS; E) THE ART OF SUB-SAHARAN AFRICA; F) THE ART OF ASIA. THE MUSEUM IS FORTUNATE TO HAVE RECEIVED ASSISTANCE FROM 97 VOLUNTEERS DURING THE REPORTING YEAR WHO COLLECTIVELY PROVIDED APPROXIMATELY 2,175 HOURS LEADING TOURS, CONDUCTING WORKSHOPS, ASSISTING WITH THE CONSERVATION TREATMENT OF ARTWORK, FACILITATING SPECIAL EVENTS, AND PROVIDING OTHER ADMINISTRATIVE SUPPORT. The Stuart A. Rose Manuscript, Archives and Rare Book Library (Rose Library) develops, preserves and makes accessible focused areas to support the research and teaching mission of the university. Rose Library's collections of rare books, distinctive collections in unpublished personal and organizational records, works of art, and research collections emphasize: a) Literature; b) African American history and culture; c) Early printed works from the Low Countries; d) Southern history; e) Religion; f) The Civil Rights and Post-Civil Rights periods; g) Frontiers of medicine; h) Conflict resolution; AND I) HISTORY OF EMORY UNIVERSITY, ITS PREDECESSOR SCHOOLS, AND ITS AFFILIATE ORGANIZATIONS.
FORM 990, SCHEDULE D, PART V, LINE 4 INTENDED USES OF THE ORGANIZATION'S ENDOWMENT FUNDS THE INTENDED USES OF EMORY UNIVERSITY'S ENDOWMENT FUNDS consist of A VARIETY OF AREAS INCLUDING FUNDING OF SCHOLARSHIPS AND FELLOWSHIPS, ENDOWED CHAIRS, LECTURESHIPS, PROFESSORSHIPS, OPERATING BUDGET SUPPORT, LIBRARY materials, CAPITAL PROJECTS, RESEARCH, STUDENT LOANS AND OTHER SPECIAL PROJECTS.
FORM 990, SCHEDULE D, PART X, LINE 2 The University is recognized as a tax exempt organization as defined in Section 501(c)(3) of the U.S. Internal Revenue Code (the Code) and is generally exempt from the federal income taxes on related income pursuant to Section 501(a) of the Code. Accordingly, no provision for income taxes is made in the consolidated financial statements. Unrelated business income of the University is reported on Form 990-T. In December 2017, the Tax Cuts and Jobs Act (the Act) was approved by the United States Congress. Emory is currently evaluating the impact of the Act.
Schedule D (Form 990) 2019


Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Schools

Right pointing arrow large image Complete if the organization answered "Yes" on Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image Go to www.irs.gov/Form990EZ for the latest information.
OMB No. 1545-0047 2019Open to Public Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? . . . . . . . . . . . . . . . . . . .
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. . . . . . . . . . . . . . . . . . . . . . . . .
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? . . . . . . . . .
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . .
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? . . . . . . . . . . . .
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5a
 
No
b
Admissions policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5b
 
No
c
Employment of faculty or administrative staff? . . . . . . . . . . . . . . . . . . . . . . . . .
5c
 
No
d
Scholarships or other financial assistance? . . . . . . . . . . . . . . . . . . . . . . . . . .
5d
 
No
e
Educational policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5e
 
No
f
Use of facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5f
 
No
g
Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5g
 
No
h
Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? . . . . . . . . . .
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . . . . . . . .
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II. . . . . . . . .
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) (2019)
Schedule E (Form 990 or 990EZ) (2019)
Page 2
Part II
Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also provide
any other additional information. See instructions.
Return Reference Explanation
FORM 990, SCHEDULE E, PART I, LINE 3 GENERAL INFORMATION Emory University is dedicated to providing equal opportunities to all individuals regardless of race, color, religion, ethnic or national origin, gender, age, disability, sexual orientation, gender identity, gender expression, veteran's status, or any factor that is a prohibited consideration under applicable law. Emory University does not discriminate in admissions, educational programs, or employment on the basis of any factor outlined above or prohibited under applicable law. Students, faculty, and staff are assured of participation in University programs and in the use of facilities without such discrimination. Emory University complies with all applicable equal employment opportunity laws and regulations, and follows the principles outlined above in all aspects of employment including recruitment, hiring, promotions, transfers, discipline, terminations, wage and salary administration, benefits, and training.
FORM 990, SCHEDULE E, PART I, LINE 3 NONDISCRIMINATORY POLICY All University advertisements, solicitations and catalogs include a nondiscriminatory policy statement. The policy reflects that the University does not discriminate in admissions, educational programs, financial aid, or employment on the basis of race, color, religion, ethnic or national origin, gender, age, disability, sexual orientation, gender identity, gender expression, or veteran's status; and prohibits such discrimination by its students, faculty and staff.
FORM 990, SCHEDULE E, PART I, LINE 6A FINANCIAL AID & GOVERNMENT ASSISTANCE The financial aid or assistance received from a government agency consists of U.S. government advances received for Title IV Student Financial Assistance Programs and Title VII Health and Human Services Student Aid Assistance Programs. Federal, State of Georgia, and City of Atlanta funds are received for various restricted grants, scholarships and contracts.
Schedule E (Form 990 or 990-EZ) (2019)
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in the region (d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in the region		 (f) Total expenditures
for and investments
in the region
Central America and the Caribbean     Investments   2,535,798,132
Central America and the Caribbean     Program Services Conference 487
Central America and the Caribbean     Program Services Education 236,539
Central America and the Caribbean     Program Services Recruiting 1,364
Central America and the Caribbean   2 Program Services Research 81,860
Central America and the Caribbean     Program Services Subcontract 1,026,388
East Asia and the Pacific     Investments   107,029,977
East Asia and the Pacific     Investments (i) Management 33,231
East Asia and the Pacific     Program Services Alumni Activity 15,703
East Asia and the Pacific     Program Services Conference 140,376
East Asia and the Pacific     Program Services Donations 4,000
East Asia and the Pacific   5 Program Services Education 303,392
East Asia and the Pacific     Program Services Performance/Exhibition 20,833
East Asia and the Pacific     Program Services Recruiting 63,502
East Asia and the Pacific   8 Program Services Research 634,435
East Asia and the Pacific     Program Services Subcontract 667,112
Europe (Including Iceland and Greenland)     Investments   356,416,046
Europe (Including Iceland and Greenland)     Investments Management 44,146
Europe (Including Iceland and Greenland)     Program Services Alumni Activity 16,212
Europe (Including Iceland and Greenland)     Program Services Conference 466,807
Europe (Including Iceland and Greenland)     Program Services Donations 24,766
Europe (Including Iceland and Greenland) 1 44 Program Services Education 3,228,886
Europe (Including Iceland and Greenland)     Program Services Performance/Exhibition 13,316
Europe (Including Iceland and Greenland)     Program Services Recruiting 55,665
Europe (Including Iceland and Greenland)   9 Program Services Research 1,495,275
Europe (Including Iceland and Greenland)     Program Services Subcontract 671,680
Middle East and North Africa     Investments   2,381,169
Middle East and North Africa     Investments Management 1,584
Middle East and North Africa     Program Services Alumni Activity 2,000
Middle East and North Africa     Program Services Conference 16,035
Middle East and North Africa   2 Program Services Education 64,417
Middle East and North Africa     Program Services Recruiting 1,577
Middle East and North Africa   1 Program Services Research 38,498
Middle East and North Africa     Program Services Subcontract 1,967
North America     Investments   43,475,359
North America     Investments Management 404
North America     Program Services Alumni Activity 7,080
North America     Program Services Conference 120,261
North America     Program Services Education 4,478
North America     Program Services Grant 5,000
North America     Program Services Recruiting 10,126
North America   3 Program Services Research 132,092
North America     Program Services Subcontract 575,108
Russia and Neighboring States     Investments   1,338,331
Russia and Neighboring States     Program Services Conference 5,928
Russia and Neighboring States   1 Program Services Education 72,056
Russia and Neighboring States     Program Services Recruiting 2,527
Russia and Neighboring States   19 Program Services Research 197,954
Russia and Neighboring States     Program Services Subcontract 582,961
South America     Investments   8,097,849
South America     Program Services Alumni Activity 4,248
South America     Program Services Conference 31,040
South America   6 Program Services Education 170,080
South America     Program Services Grant 16,500
South America     Program Services Recruiting 22,148
South America   6 Program Services Research 121,549
South America     Program Services Subcontract 620,714
South Asia     Investments Investments 61,790,264
South Asia     Investments Management 54,592
South Asia     Program Services Alumni Activity 5,654
South Asia     Program Services Conference 2,131
South Asia   8 Program Services Education 635,247
South Asia     Program Services Grant 5,000
South Asia     Program Services Recruiting 34,571
South Asia   10 Program Services Research 615,113
South Asia     Program Services Subcontract 4,321,076
Sub-Saharan Africa     Investments   100,626,032
Sub-Saharan Africa     Investments Management fees 791,855
Sub-Saharan Africa     Program Services Alumni Activity 781
Sub-Saharan Africa     Program Services Conference 38,665
Sub-Saharan Africa   3 Program Services Education 101,714
Sub-Saharan Africa     Program Services Grant 11,000
Sub-Saharan Africa 7 133 Program Services Research 7,169,153
Sub-Saharan Africa     Program Services Subcontract 8,490,883
3a Sub-total ....   15 3,002,473,377
b Total from continuation sheets to Part I ... 8 245 248,831,524
c Totals (add lines 3a and 3b) 8 260 3,251,304,901
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2019
Schedule F (Form 990) 2019
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of noncash
assistance 		(h) Description
of noncash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
Europe (Including Iceland and Greenland) RESEARCH/SUBCONTRACT 33,745 WIRE      
South Asia RESEARCH/SUBCONTRACT 18,991 WIRE      
Russia and Neighboring States RESEARCH/SUBCONTRACT 7,500 WIRE      
South America RESEARCH/SUBCONTRACT 232,104 WIRE      
South America RESEARCH/SUBCONTRACT 65,550 WIRE      
Europe (Including Iceland and Greenland) RESEARCH/SUBCONTRACT 217,494 WIRE      
East Asia and the Pacific RESEARCH/SUBCONTRACT 28,998 WIRE      
South Asia RESEARCH/SUBCONTRACT 10,500 WIRE      
North America RESEARCH/SUBCONTRACT 30,707 WIRE      
East Asia and the Pacific RESEARCH/SUBCONTRACT 215,092 WIRE      
South Asia RESEARCH/SUBCONTRACT 52,067 WIRE      
East Asia and the Pacific RESEARCH/SUBCONTRACT 56,744 WIRE      
Russia and Neighboring States RESEARCH/SUBCONTRACT 329,514 WIRE      
Europe (Including Iceland and Greenland) RESEARCH/SUBCONTRACT 713,712 WIRE      
East Asia and the Pacific RESEARCH/SUBCONTRACT 29,867 WIRE      
South America RESEARCH/SUBCONTRACT 11,321 WIRE      
Sub-Saharan Africa RESEARCH/SUBCONTRACT 2,020,395 WIRE      
East Asia and the Pacific RESEARCH/SUBCONTRACT 64,134 WIRE      
South Asia RESEARCH/SUBCONTRACT 17,757 WIRE      
Central America and the Caribbean RESEARCH/SUBCONTRACT 354,728 WIRE      
Sub-Saharan Africa RESEARCH/SUBCONTRACT 377,265 WIRE      
Europe (Including Iceland and Greenland) Donation 143,812 WIRE      
South Asia RESEARCH/SUBCONTRACT 381,412 WIRE      
South Asia RESEARCH/SUBCONTRACT 1,772,289 WIRE      
Sub-Saharan Africa RESEARCH/SUBCONTRACT 130,704 WIRE      
South Asia RESEARCH/SUBCONTRACT 6,070 WIRE      
Europe (Including Iceland and Greenland) RESEARCH/SUBCONTRACT 23,547 WIRE      
Europe (Including Iceland and Greenland) RESEARCH/SUBCONTRACT 25,000 WIRE      
Europe (Including Iceland and Greenland) RESEARCH/SUBCONTRACT 2,567,291 WIRE      
Sub-Saharan Africa RESEARCH/SUBCONTRACT 8,575 WIRE      
South Asia RESEARCH/SUBCONTRACT 392,867 WIRE      
Europe (Including Iceland and Greenland) RESEARCH/SUBCONTRACT 23,768 WIRE      
East Asia and the Pacific Donation 91,271 WIRE      
East Asia and the Pacific RESEARCH/SUBCONTRACT 6,500 WIRE      
South Asia RESEARCH/SUBCONTRACT 50,329 WIRE      
Russia and Neighboring States RESEARCH/SUBCONTRACT 29,803 WIRE      
Russia and Neighboring States RESEARCH/SUBCONTRACT 77,500 WIRE      
South Asia RESEARCH/SUBCONTRACT 20,854 WIRE      
Sub-Saharan Africa RESEARCH/SUBCONTRACT 150,623 WIRE      
Russia and Neighboring States RESEARCH/SUBCONTRACT 94,996 WIRE      
Sub-Saharan Africa RESEARCH/SUBCONTRACT 64,096 WIRE      
South Asia RESEARCH/SUBCONTRACT 12,882 WIRE      
South Asia RESEARCH/SUBCONTRACT 22,721 WIRE      
North America RESEARCH/SUBCONTRACT 139,617 WIRE      
South Asia RESEARCH/SUBCONTRACT 165,992 WIRE      
Europe (Including Iceland and Greenland) RESEARCH/SUBCONTRACT 261,333 WIRE      
South Asia RESEARCH/SUBCONTRACT 687,220 WIRE      
Sub-Saharan Africa RESEARCH/SUBCONTRACT 11,619 WIRE      
Sub-Saharan Africa RESEARCH/SUBCONTRACT 9,756 WIRE      
Russia and Neighboring States RESEARCH/SUBCONTRACT 43,649 WIRE      
South Asia RESEARCH/SUBCONTRACT 135,111 WIRE      
North America RESEARCH/SUBCONTRACT 137,078 WIRE      
Europe (Including Iceland and Greenland) RESEARCH/SUBCONTRACT 33,610 WIRE      
North America RESEARCH/SUBCONTRACT 207,000 WIRE      
South America RESEARCH/SUBCONTRACT 88,816 WIRE      
Central America and the Caribbean RESEARCH/SUBCONTRACT 671,660 WIRE      
South America RESEARCH/SUBCONTRACT 164,366 WIRE      
South America RESEARCH/SUBCONTRACT 51,424 WIRE      
South America RESEARCH/SUBCONTRACT 7,133 WIRE      
North America RESEARCH/SUBCONTRACT 60,506 WIRE      
Europe (Including Iceland and Greenland) RESEARCH/SUBCONTRACT 160,052 WIRE      
Sub-Saharan Africa RESEARCH/SUBCONTRACT 30,924 WIRE      
Europe (Including Iceland and Greenland) RESEARCH/SUBCONTRACT 31,144 WIRE      
Europe (Including Iceland and Greenland) RESEARCH/SUBCONTRACT 95,719 WIRE      
Europe (Including Iceland and Greenland) RESEARCH/SUBCONTRACT 37,471 WIRE      
East Asia and the Pacific RESEARCH/SUBCONTRACT 170,136 WIRE      
Sub-Saharan Africa Research/Sub 31,794 WIRE      
Sub-Saharan Africa Research/Sub 1,915,753 WIRE      
Sub-Saharan Africa Research/Sub 28,856 WIRE      
Sub-Saharan Africa Research/Sub 597,641 WIRE      
Europe (Including Iceland and Greenland) Donation 22,500 WIRE      
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
71
3 Enter total number of other organizations or entities .......................MediumBullet
0
Schedule F (Form 990) 2019
Schedule F (Form 990) 2019Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
noncash
assistance 		(g) Description
of noncash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2019
Schedule F (Form 990) 2019
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2019
Schedule F (Form 990) 2019
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.
ReturnReference Explanation
FORM 990, SCHEDULE F, PART I, LINE 2 PROCESS FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE THE U.S. EMORY USES STANDARD OPERATING PROCEDURES FOR EACH GRANT AGREEMENT THAT INCLUDES REGULAR MONITORING OF ACTIVITY MILESTONES, BUDGETS, AND EXPENDITURES. EMORY UNIVERSITY ALSO REQUIRES LEGAL SUBCONTRACTS THAT INCLUDE DETAILED ACTIVITY AND BUDGET MILESTONES. TECHNICAL AND FINANCIAL REPORTS ARE REVIEWED CLOSELY. Emory University is responsible for ensuring that it communicates the relevant and necessary information contained in the award document to the subrecipients. The Office of Sponsored Programs maintains a copy of the Subcontract Agreement, which stipulates the terms of the award and is signed by representatives of both Emory University and the subrecipient organization. This agreement indicates that the subrecipient understands and is aware of the award requirements. In addition, if there are any further changes to the Agreement, an amendment to the agreement is generated and signed by the representative of Emory University and the subrecipient.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2019
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ.
right arrowGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Part I
Fundraising Activities.Complete if the organization answered "Yes" on Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the 10 highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.


(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
Amergent
9 Centennial Drive
 
Peabody, MA019607906 		Donor Acq   No 406,762 64,882 341,880
             
             
             
             
             
             
             
             
             
Total . . . . . . . . . . . . . . . . . . . . right arrow 406,762 64,882 341,880
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2019
Schedule G (Form 990 or 990-EZ) 2019
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.









VerticalRevenue
(a) Event #1

Winship Gala
(event type) 		(b) Event #2

Winship 5K
(event type) 		(c) Other events

5
(total number) 		(d) Total events
(add col. (a) through col. (c))

1
Gross receipts . . . . .
1,173,202
1,005,123
1,039,137
3,217,462

2
Less: Contributions . . . .
942,259
862,218
878,676
2,683,153
3 Gross income (line 1 minus
line 2) . . . . . .
230,943
142,905
160,461
534,309



VerticalDirectExpenses
4 Cash prizes . . . . .        
5 Noncash prizes . . . .        
6 Rent/facility costs . . . . 106,555   101,858 208,413
7 Food and beverages . . .        
8 Entertainment . . . .        
9 Other direct expenses . . . 119,914 113,406 214,938 448,258
10 Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . . right arrow 656,671
11 Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . . right arrow -122,362
Part III
Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue
(a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))

1
Gross revenue . . . . .
 
 
 
 
VerticalDirectExpenses

2
Cash prizes . . . . .
 
 
 
 

3
Noncash prizes . . . .
 
 
 
 

4
Rent/facility costs . . . .
 
 
 
 

5
Other direct expenses . . .
 
 
 
 


6

Volunteer labor . . . .
%
%
%


7
Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow
 

8
Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow
 

9
Enter the state(s) in which the organization conducts gaming activities:
a
Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2019
Schedule G (Form 990 or 990-EZ) 2019
Page 3
11
Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? . . . . . . . . . . . . . . . . .
13
Indicate the percentage of gaming activity conducted in:
a
The organization's facility . . . . . . . . . . . . . . . . . .
13a
%
b
An outside facility . . . . . . . . . . . . . . . . . . . .
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? . . . . . . . . . . . . . . . . . . . . . . . .
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? . . . . . . . . . . . . . . . . . . .
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions.
Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2019
Additional Data


Software ID:  
Software Version:  
SCHEDULE H
(Form 990)
Department of the Treasury
Internal Revenue Service
Hospitals
MediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, question 20.
MediumBullet Attach to Form 990.
MediumBullet Go to www.irs.gov/Form990EZ for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Part I
Financial Assistance and Certain Other Community Benefits at Cost
Yes
No
1a
Did the organization have a financial assistance policy during the tax year? If "No," skip to question 6a . . . .
1a
Yes
 
b
If "Yes," was it a written policy? ......................
1b
Yes
 
2
If the organization had multiple hospital facilities, indicate which of the following best describes application of the financial assistance policy to its various hospital facilities during the tax year.
3
Answer the following based on the financial assistance eligibility criteria that applied to the largest number of the organization's patients during the tax year.
a
Did the organization use Federal Poverty Guidelines (FPG) as a factor in determining eligibility for providing free care?
If "Yes," indicate which of the following was the FPG family income limit for eligibility for free care:
3a
Yes
 
b
Did the organization use FPG as a factor in determining eligibility for providing discounted care? If "Yes," indicate
which of the following was the family income limit for eligibility for discounted care: . . . . . . . .
3b
Yes
 
c
If the organization used factors other than FPG in determining eligibility, describe in Part VI the criteria used for determining eligibility for free or discounted care. Include in the description whether the organization used an asset test or other threshold, regardless of income, as a factor in determining eligibility for free or discounted care.
4
Did the organization's financial assistance policy that applied to the largest number of its patients during the tax year provide for free or discounted care to the "medically indigent"? . . . . . . . . . . . . .

4

Yes

 
5a
Did the organization budget amounts for free or discounted care provided under its financial assistance policy during
the tax year? . . . . . . . . . . . . . . . . . . . . . . .

5a

Yes

 
b
If "Yes," did the organization's financial assistance expenses exceed the budgeted amount? . . . . . .
5b
 
No
c
If "Yes" to line 5b, as a result of budget considerations, was the organization unable to provide free or discountedcare to a patient who was eligibile for free or discounted care? . . . . . . . . . . . . .
5c
 
 
6a
Did the organization prepare a community benefit report during the tax year? . . . . . . . . .
6a
Yes
 
b
If "Yes," did the organization make it available to the public? . . . . . . . . . . . . .
6b
Yes
 
Complete the following table using the worksheets provided in the Schedule H instructions. Do not submit these worksheets with the Schedule H.
7
Financial Assistance and Certain Other Community Benefits at Cost
Financial Assistance and
Means-Tested
Government Programs
 (a) Number of activities or programs (optional) (b) Persons served (optional) (c) Total community benefit expense (d) Direct offsetting revenue (e) Net community benefit expense (f) Percent of total expense
a Financial Assistance at cost
(from Worksheet 1) . . . 		    54,186,282 0 54,186,282 1.370 %
b Medicaid (from Worksheet 3, column a) . . . . .     161,567,721 135,318,823 26,248,898 0.660 %
c Costs of other means-tested government programs (from Worksheet 3, column b) . .            
d Total Financial Assistance and Means-Tested Government Programs . . . . .     215,754,003 135,318,823 80,435,180 2.030 %
Other Benefits
e Community health improvement services and community benefit operations (from Worksheet 4).     3,562,843 0 3,562,843 0.090 %
f Health professions education (from Worksheet 5) . . .     333,421,306 69,161,560 264,259,746 6.690 %
g Subsidized health services (from Worksheet 6) . . . .     235,677,084 135,318,823 100,358,261 2.540 %
h Research (from Worksheet 7) .     586,458,058 467,750,882 118,707,176 3.000 %
i Cash and in-kind contributions for community benefit (from Worksheet 8) . . . .     210,308 0 210,308 0.010 %
j Total. Other Benefits . .     1,159,329,599 672,231,265 487,098,334 12.330 %
k Total. Add lines 7d and 7j .     1,375,083,602 807,550,088 567,533,514 14.360 %
For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat. No. 50192T Schedule H (Form 990) 2019
Schedule H (Form 990) 2019
Page
Part II
Community Building Activities Complete this table if the organization conducted any community building activities during the tax year, and describe in Part VI how its community building activities promoted the health of the communities it serves.
(a) Number of activities or programs (optional) (b) Persons served (optional) (c) Total community building expense (d) Direct offsetting
revenue 		(e) Net community building expense (f) Percent of total expense
1 Physical improvements and housing            
2 Economic development            
3 Community support            
4 Environmental improvements            
5 Leadership development and
training for community members		            
6 Coalition building            
7 Community health improvement advocacy            
8 Workforce development            
9 Other            
10 Total            
Part III
Bad Debt, Medicare, & Collection Practices
Section A. Bad Debt Expense
Yes
No
1
Did the organization report bad debt expense in accordance with Healthcare Financial Management Association Statement No. 15? ..........................
1
Yes
 
2
Enter the amount of the organization's bad debt expense. Explain in Part VI the methodology used by the organization to estimate this amount. ......
2
100,352,189
3
Enter the estimated amount of the organization's bad debt expense attributable to patients eligible under the organization's financial assistance policy. Explain in Part VI the methodology used by the organization to estimate this amount and the rationale, if any, for including this portion of bad debt as community benefit. ......
3
2,007,000
4
Provide in Part VI the text of the footnote to the organization’s financial statements that describes bad debt expense or the page number on which this footnote is contained in the attached financial statements.
Section B. Medicare
5
Enter total revenue received from Medicare (including DSH and IME).....
5
390,922,402
6
Enter Medicare allowable costs of care relating to payments on line 5.....
6
415,169,428
7
Subtract line 6 from line 5. This is the surplus (or shortfall)........
7
-24,247,026
8
Describe in Part VI the extent to which any shortfall reported in line 7 should be treated as community benefit.Also describe in Part VI the costing methodology or source used to determine the amount reported on line 6.Check the box that describes the method used:
Section C. Collection Practices
9a
Did the organization have a written debt collection policy during the tax year? ..........
9a
Yes
 
b
If "Yes," did the organization’s collection policy that applied to the largest number of its patients during the tax year
contain provisions on the collection practices to be followed for patients who are known to qualify for financial assistance? Describe in Part VI .........................

9b

Yes

 
Part IV
Management Companies and Joint Ventures(owned 10% or more by officers, directors, trustees, key employees, and physicians—see instructions)
(a) Name of entity (b) Description of primary
activity of entity 		(c) Organization's
profit % or stock
ownership % 		(d) Officers, directors,
trustees, or key
employees' profit %
or stock ownership % 		(e) Physicians'
profit % or stock
ownership %
1
2
3
4
5
6
7
8
9
10
11
12
13
Schedule H (Form 990) 2019
Schedule H (Form 990) 2019
Page
Part VFacility Information
Section A. Hospital Facilities
(list in order of size from largest to smallest—see instructions)How many hospital facilities did the organization operate during the tax year?4Name, address, primary website address, and state license number (and if a group return, the name and EIN of the subordinate hospital organization that operates the hospital facility) 		Licensed Hospital General-Medical-Surgical Children's Hospital Teaching Hospital Critical Hospital ResearchGrp Facility ER-24Hours ER-Other Other (describe) Facility reporting group
1 EMORY UNIVERSITY HOSPITAL
1364 CLIFTON ROAD NE
ATLANTA,GA30322
www.emoryhealthcare.org
044-699 		X X   X   X X      
2 EMORY UNIVERSITY HOSPITAL MIDTOWN
550 PEACHTREE STREET NE
ATLANTA,GA30308
www.emoryhealthcare.org
060-453 		X X   X   X X      
3 EMORY UNIVERSITY ORTHOPAEDICS & SPINE
1455 MONTREAL ROAD EAST
TUCKER,GA30084
WWW.EMORYHEALTHCARE.ORG
044-636 		X X   X   X        
4 EMORY UNIVERSITY HOSPITAL SMYRNA
3949 SOUTH COBB DRIVE
SMYRNA,GA30080
WWW.EMORYHEALTHCARE.ORG
033-709 		X X                
Schedule H (Form 990) 2019
Schedule H (Form 990) 2019
Page 4
Part VFacility Information (continued)

Section B. Facility Policies and Practices

(Complete a separate Section B for each of the hospital facilities or facility reporting groups listed in Part V, Section A)
HOSPITAL FACILITIES LINES 1-4
Name of hospital facility or letter of facility reporting group  
Line number of hospital facility, or line numbers of hospital facilities in a facility
reporting group (from Part V, Section A): 		14
Yes No
Community Health Needs Assessment
1 Was the hospital facility first licensed, registered, or similarly recognized by a state as a hospital facility in the current tax year or the immediately preceding tax year?........................ 1   No
2 Was the hospital facility acquired or placed into service as a tax-exempt hospital in the current tax year or the immediately preceding tax year? If “Yes,” provide details of the acquisition in Section C............... 2   No
3 During the tax year or either of the two immediately preceding tax years, did the hospital facility conduct a community health needs assessment (CHNA)? If "No," skip to line 12...................... 3 Yes  
If "Yes," indicate what the CHNA report describes (check all that apply):
a
b
c
d
e
f
g
h
i
j
4 Indicate the tax year the hospital facility last conducted a CHNA: 20 15
5 In conducting its most recent CHNA, did the hospital facility take into account input from persons who represent the broad interests of the community served by the hospital facility, including those with special knowledge of or expertise in public health? If "Yes," describe in Section C how the hospital facility took into account input from persons who represent the community, and identify the persons the hospital facility consulted ................. 5 Yes  
6 a Was the hospital facility’s CHNA conducted with one or more other hospital facilities? If "Yes," list the other hospital facilities in Section C.................................. 6a Yes  
b Was the hospital facility’s CHNA conducted with one or more organizations other than hospital facilities?” If “Yes,” list the other organizations in Section C. ............................ 6b Yes  
7 Did the hospital facility make its CHNA report widely available to the public?.............. 7 Yes  
If "Yes," indicate how the CHNA report was made widely available (check all that apply):
a
b
c
d
8 Did the hospital facility adopt an implementation strategy to meet the significant community health needs
identified through its most recently conducted CHNA? If "No," skip to line 11. .............. 		8 Yes  
9 Indicate the tax year the hospital facility last adopted an implementation strategy: 20 15
10 Is the hospital facility's most recently adopted implementation strategy posted on a website?......... 10 Yes  
a If "Yes" (list url): emoryhealthcare.org/about/community.html
b If "No," is the hospital facility’s most recently adopted implementation strategy attached to this return? ...... 10b    
11 Describe in Section C how the hospital facility is addressing the significant needs identified in its most recently conducted CHNA and any such needs that are not being addressed together with the reasons why such needs are not being addressed.
12a Did the organization incur an excise tax under section 4959 for the hospital facility's failure to conduct a CHNA as required by section 501(r)(3)?............................... 12a   No
b If "Yes" on line 12a, did the organization file Form 4720 to report the section 4959 excise tax?........ 12b    
c If "Yes" on line 12b, what is the total amount of section 4959 excise tax the organization reported on Form 4720 for all of its hospital facilities? $  

Schedule H (Form 990) 2019
Schedule H (Form 990) 2019
Page 5
Part VFacility Information (continued)

Financial Assistance Policy (FAP)
HOSPITAL FACILITIES LINES 1-4
Name of hospital facility or letter of facility reporting group  
Yes No
Did the hospital facility have in place during the tax year a written financial assistance policy that:
13 Explained eligibility criteria for financial assistance, and whether such assistance included free or discounted care? 13 Yes  
If “Yes,” indicate the eligibility criteria explained in the FAP:
a
b
c
d
e
f
g
h
14 Explained the basis for calculating amounts charged to patients?................. 14 Yes  
15 Explained the method for applying for financial assistance?................... 15 Yes  
If “Yes,” indicate how the hospital facility’s FAP or FAP application form (including accompanying instructions) explained the method for applying for financial assistance (check all that apply):
a
b
c
d
e
16 Was widely publicized within the community served by the hospital facility?........ 16 Yes  
If "Yes," indicate how the hospital facility publicized the policy (check all that apply):
a
SEE PART VI
b
SEE PART VI
c
d
e
f
g
h
i
j
Schedule H (Form 990) 2019
Schedule H (Form 990) 2019
Page 6
Part VFacility Information (continued)

Billing and Collections
HOSPITAL FACILITIES LINES 1-4
Name of hospital facility or letter of facility reporting group  
Yes No
17 Did the hospital facility have in place during the tax year a separate billing and collections policy, or a written financial assistance policy (FAP) that explained all of the actions the hospital facility or other authorized party may take upon nonpayment?.................................. 17 Yes  
18 Check all of the following actions against an individual that were permitted under the hospital facility's policies during the tax year before making reasonable efforts to determine the individual’s eligibility under the facility’s FAP:
a
b
c
d
e
f
19 Did the hospital facility or other authorized party perform any of the following actions during the tax year before making reasonable efforts to determine the individual’s eligibility under the facility’s FAP?............ 19   No
If "Yes," check all actions in which the hospital facility or a third party engaged:
a
b
c
d
e
20 Indicate which efforts the hospital facility or other authorized party made before initiating any of the actions listed (whether or not checked) in line 19. (check all that apply):
a
b
c
d
e
f
Policy Relating to Emergency Medical Care
21 Did the hospital facility have in place during the tax year a written policy relating to emergency medical care that required the hospital facility to provide, without discrimination, care for emergency medical conditions to individuals regardless of their eligibility under the hospital facility’s financial assistance policy?.................. 21 Yes  
If "No," indicate why:
a
b
c
d
Schedule H (Form 990) 2019
Schedule H (Form 990) 2019
Page 7
Part VFacility Information (continued)

Charges to Individuals Eligible for Assistance Under the FAP (FAP-Eligible Individuals)
HOSPITAL FACILITIES LINES 1-4
Name of hospital facility or letter of facility reporting group  
Yes No
22 Indicate how the hospital facility determined, during the tax year, the maximum amounts that can be charged to FAP-eligible individuals for emergency or other medically necessary care.
a
b
c
d
23 During the tax year, did the hospital facility charge any FAP-eligible individual to whom the hospital facility provided emergency or other medically necessary services more than the amounts generally billed to individuals who had insurance covering such care? ............................... 23   No
If "Yes," explain in Section C.
24 During the tax year, did the hospital facility charge any FAP-eligible individual an amount equal to the gross charge for any service provided to that individual? ........................... 24   No
If "Yes," explain in Section C.
Schedule H (Form 990) 2019
Schedule H (Form 990) 2019
Page 8
Part V
Facility Information (continued)
Section C. Supplemental Information for Part V, Section B. Provide descriptions required for Part V, Section B, lines 2, 3j, 5, 6a, 6b, 7d, 11, 13b, 13h, 15e, 16j, 18e, 19e, 20a, 20b, 20c, 20d, 20e, 21c, 21d, 23, and 24. If applicable, provide separate descriptions for each hospital facility in a facility reporting group, designated by facility reporting group letter and hospital facility line number from Part V, Section A (“A, 1,” “A, 4,” “B, 2,” “B, 3,” etc.) and name of hospital facility.
Form and Line Reference Explanation
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule H (Form 990) 2019
Schedule H (Form 990) 2019
Page 9
Part VFacility Information (continued)

Section D. Other Health Care Facilities That Are Not Licensed, Registered, or Similarly Recognized as a Hospital Facility
(list in order of size, from largest to smallest)
How many non-hospital health care facilities did the organization operate during the tax year?3
Name and address Type of Facility (describe)
1 EMORY AUTISM CENTER
1551 SHOOP CT
DECATUR,GA30033 		DIAGNOSTIC EVALUATION
2 FACULTY STAFF ASSISTANCE PROGRAM
1762 CLIFTON RD
ATLANTA,GA30322 		FACULTY AND STAFF HEALTHCARE
3 STUDENT HEALTH & COUNSELING SERVICES
1525 CLIFTON RD
ATLANTA,GA30322 		STUDENT HEALTHCARE
4
5
6
7
8
9
10
Schedule H (Form 990) 2019
Schedule H (Form 990) 2019
Page 10
Part VI
Supplemental Information
Provide the following information.
1 Required descriptions. Provide the descriptions required for Part I, lines 3c, 6a, and 7; Part II and Part III, lines 2, 3, 4, 8 and 9b.
2 Needs assessment. Describe how the organization assesses the health care needs of the communities it serves, in addition to any CHNAs reported in Part V, Section B.
3 Patient education of eligibility for assistance. Describe how the organization informs and educates patients and persons who may be billed for patient care about their eligibility for assistance under federal, state, or local government programs or under the organization’s financial assistance policy.
4 Community information. Describe the community the organization serves, taking into account the geographic area and demographic constituents it serves.
5 Promotion of community health. Provide any other information important to describing how the organization’s hospital facilities or other health care facilities further its exempt purpose by promoting the health of the community (e.g., open medical staff, community board, use of surplus funds, etc.).
6 Affiliated health care system. If the organization is part of an affiliated health care system, describe the respective roles of the organization and its affiliates in promoting the health of the communities served.
7 State filing of community benefit report. If applicable, identify all states with which the organization, or a related organization, files a community benefit report.
Form and Line Reference Explanation
PART I, LINE 3C FPG ELIGIBILITY: NOT APPLICABLE
PART I, LINE 6A COMMUNITY BENEFIT REPORT: EMORY UNIVERSITY/WOODRUFF HEALTH SCIENCES CENTER COMMUNITY BENEFIT REPORT CAN BE FOUND ON THE WEB AT: HTTP://WHSC.EMORY.EDU/PUBLICATIONS/COMMUNITY-BENEFITS-2018/INDEX.HTML
PART I, LINE 7G SUBSIDIZED HEALTH SERVICES: EMORY UNIVERSITY HAS INCLUDED $117,216,991 ATTRIBUTABLE TO PURCHASED SERVICES FROM THE EMORY CLINIC, INC. AS PART OF THE REPORTED SUBSIDIZED HEALTH SERVICES TOTAL ON PART I, LINE 7G.
PART I, LINE 7, COLUMN F PERCENT OF TOTAL EXPENSE: IN THE "PERCENT OF TOTAL EXPENSE" CALCULATION CONTAINED IN COLUMN F OF PART I, LINE 7, THE DENOMINATOR (TOTAL FUNCTIONAL EXPENSES REPORTED ON PART IX, LINE 25A) WAS REDUCED BY $100,352,189 THE TOTAL PROVISION FOR BAD DEBTS INCLUDED IN THAT NUMBER.
PART I, LINE 7 FINANCIAL ASSISTANCE AND CERTAIN OTHER COMMUNITY BENEFITS AT COST: EMORY UNIVERSITY INCLUDES ONE OF THE NATION'S LEADING ACADEMIC COMPLEXES FOR TEACHING, RESEARCH, AND PATIENT CARE - THE ROBERT W. WOODRUFF HEALTH SCIENCES CENTER (WHSC). THE WHSC INCLUDES EMORY UNIVERSITY SCHOOL OF MEDICINE, NELL HODGSON WOODRUFF SCHOOL OF NURSING, ROLLINS SCHOOL OF PUBLIC HEALTH, WINSHIP CANCER INSTITUTE, YERKES NATIONAL PRIMATE RESEARCH CENTER, AND EMORY HEALTHCARE, WHICH IS THE WHSC'S SYSTEM OF HEALTH CARE OPERATIONS. EMORY HEALTHCARE INCLUDES PHYSICIAN GROUPS FOR PEDIATRIC AND ADULT PATIENTS AS WELL AS THE FOLLOWING HOSPITALS: (1) FOUR GENERAL AND ACUTE CARE HOSPITALS: EMORY UNIVERSITY HOSPITAL, EMORY UNIVERSITY ORTHOPAEDICS & SPINE HOSPITAL, EMORY UNIVERSITY HOSPITAL MIDTOWN AND EMORY UNIVERSITY HOSPITAL SMYRNA; AND (2) TWO JOINT VENTURES: EMORY-SAINT JOSEPH'S, INC. (WHICH INCLUDES EMORY JOHNS CREEK HOSPITAL, AND SAINT JOSEPH'S HOSPITAL OF ATLANTA, INC.) AND EMORY REHABILITATION HOSPITAL. ALTHOUGH PART OF THE EMORY HEALTHCARE SYSTEM, THE VARIOUS HOSPITALS ARE OPERATING DIVISIONS OF DIFFERENT EMORY ENTITIES. EMORY UNIVERSITY HOSPITAL, EMORY UNIVERSITY ORTHOPAEDICS & SPINE HOSPITAL, EMORY UNIVERSITY HOSPITAL MIDTOWN AND EMORY UNIVERSITY HOSPITAL SMYRNA ARE OPERATING DIVISIONS OF EMORY UNIVERSITY. EMORY JOHNS CREEK HOSPITAL AND SAINT JOSEPH'S HOSPITAL OF ATLANTA, INC. ARE PART OF A JOINT VENTURE WITH SAINT JOSEPH'S HEALTH SYSTEM INC. EMORY REHABILITATION HOSPITAL IS PART OF A JOINT VENTURE WITH SELECT MEDICAL CORPORATION. IN ADDITION, EMORY HAS CLOSE WORKING RELATIONSHIPS WITH OTHER HOSPITALS, INCLUDING GRADY MEMORIAL HOSPITAL ("GRADY"), CHILDREN'S HEALTHCARE OF ATLANTA, INC. AND THE ATLANTA VETERANS AFFAIRS MEDICAL CENTER ("ATLANTA VA"). EMORY UNIVERSITY SCHOOL OF MEDICINE IS A MAJOR SUPPLIER OF THE PHYSICIANS (BOTH MEDICAL FACULTY AND PHYSICIAN RESIDENTS IN TRAINING) AT GRADY, PROVIDING 80% OF PHYSICIAN CARE AT THIS FACILITY, WHICH IS ONE OF THE LARGEST PUBLIC HOSPITALS IN THE SOUTHEAST. EMORY UNIVERSITY HOSPITAL, EMORY ORTHOPAEDICS & SPINE HOSPITAL, EMORY UNIVERSITY HOSPITAL MIDTOWN, AS WELL AS GRADY, THE ATLANTA VA, AND CHILDREN'S HEALTHCARE OF ATLANTA, INC. SERVE AS TEACHING FACILITIES FOR THE EMORY UNIVERSITY SCHOOL OF MEDICINE (PROVIDING VENUES FOR RESIDENCY TRAINING) AND EMORY'S NELL HODGSON WOODRUFF SCHOOL OF NURSING (PROVIDING DEDICATED EDUCATION UNITS FOR NURSING STUDENTS). EMORY UNIVERSITY HOSPITAL AND EMORY UNIVERSITY HOSPITAL MIDTOWN ALSO ARE ACTIVE SITES WITHIN THE CLINICAL INTERACTION NETWORK OF THE NIH-SPONSORED ATLANTA CLINICAL & TRANSLATIONAL SCIENCE INSTITUTE (ACTSI), WHICH SEEKS TO MAKE CLINICAL TRIALS FOR NEW TREATMENTS MORE EFFICIENT AND MORE AVAILABLE THROUGHOUT THE COMMUNITY. EMORY IS THE LEAD PARTNER IN ACTSI, WHICH ALSO INVOLVES MOREHOUSE SCHOOL OF MEDICINE AND THE GEORGIA INSTITUTE OF TECHNOLOGY. THROUGH THE EMORY MEDICAL CARE FOUNDATION, INC. (EMCF), WHICH IS CONTROLLED BY EMORY UNIVERSITY, EMORY PHYSICIANS PROVIDED $36.3 MILLION IN UNCOMPENSATED PATIENT CARE TO GRADY IN FY 2018. IN ADDITION, EMCF INVESTS ANY REIMBURSEMENTS THAT EMORY FACULTY DO RECEIVE FOR SERVICES RENDERED AT GRADY TO UPGRADE EQUIPMENT AND SUPPORT VITAL SERVICES PROVIDED BY EMORY PHYSICIANS WORKING AT GRADY. EMCF INVESTED $53.1 MILLION FOR THIS PURPOSE IN FY 2018. EMORY ALSO PROVIDES 80% OF PHYSICIAN CARE AT CHILDREN'S AT HUGHES SPALDING, A PEDIATRIC HOSPITAL ON GRADY'S CAMPUS OPERATED BY CHILDREN'S HEALTHCARE OF ATLANTA, INC. THE TOTAL CHARITY CARE AND COMMUNITY BENEFIT ATTRIBUTED TO THE ORGANIZATION IS LOCATED ON PART I, LINE 7 OF SCHEDULE H. FOR A MORE COMPREHENSIVE OVERVIEW OF THE TOTAL CHARITY CARE AND COMMUNITY BENEFIT PROVIDED BY EMORY HEALTHCARE, PLEASE VIEW THE EMORY UNIVERSITY/WOODRUFF HEALTH SCIENCES CENTER COMMUNITY BENEFIT REPORT AT: HTTP://WHSC.EMORY.EDU/PUBLICATIONS/COMMUNITY-BENEFITS-2018/INDEX.HTML FOR MORE SPECIFICS AND A BREAKDOWN OF CHARITY CARE BY INDIVIDUAL FACILITY AND FOR A CHART AGGREGATING A VARIETY OF COMMUNITY BENEFITS IN DOLLAR FIGURES SEE: http://whsc.emory.edu/publications/community-benefits-2018/cc-overview.htm l IN COMPARISON WITH OTHER HOSPITALS IN METRO ATLANTA AND THE SURROUNDING COMMUNITY, EMORY HEALTHCARE HOSPITALS ARE REFERRED A DISPROPORTIONATE NUMBER OF PATIENTS WITH EXTREMELY COMPLEX AND CHALLENGING CONDITIONS. OTHER AREA HOSPITALS ROUTINELY REFER PATIENTS TO EMORY FOR WHOM THEY HAVE NO OTHER TREATMENT RECOURSE. THESE SICKEST-OF-THE-SICK PATIENTS ARE NOT ONLY THE MOST CLINICALLY CHALLENGING BUT ALSO THE MOST COSTLY PATIENTS TO TREAT. AT EMORY, SUCH PATIENTS FIND CLINICIANS DETERMINED TO PROVIDE THE BEST, MOST COMPASSIONATE CARE POSSIBLE REGARDLESS OF THESE PATIENTS' ABILITY TO PAY. EMORY UNIVERSITY HOSPITAL, IN PARTICULAR, IS NOTED AS A DESTINATION FOR PATIENTS IN THIS HIGH-ACUITY CATEGORY. THIS HOSPITAL CONTINUES TO BE IN THE TOP TWENTY OF THE HIGHEST CASE-MIX INDEX OF HOSPITALS IN THE VIZIENT DATABASE F/K/A UNIVERSITY HEALTH SYSTEM CONSORTIUM DATABASE, WHICH MEANS THAT ITS PATIENTS ARE AMONG THE SICKEST TREATED ANYWHERE IN THE COUNTRY AND INCLUDE PATIENTS ROUTINELY REFERRED FROM HOSPITALS THROUGHOUT ATLANTA AND THE REGION. EMORY UNIVERSITY HOSPITAL ALSO PROVIDES SERVICES AND PROCEDURES AVAILABLE NOWHERE ELSE IN THE STATE, INCLUDING HIGH COMPLEX TRANSPLANT PROCEDURES, AMONG OTHERS. EMORY UNIVERSITY HOSPITAL HELPS PIONEER, TEST, AND DEVELOP NEW PROCEDURES THAT EVENTUALLY MAKE THEIR WAY INTO THE BROADER COMMUNITY OF HEALTH CARE PROVIDERS. IN ADDITION, IN PARTNERSHIP WITH THE CENTERS FOR DISEASE CONTROL AND PREVENTION, EMORY UNIVERSITY HOSPITAL HAS A SPECIAL ISOLATION UNIT FOR THE CARE OF PATIENTS WITH SERIOUS COMMUNICABLE DISEASES - SUCH AS CDC EMPLOYEES WHO HAVE CONFIRMED, PROBABLE, OR SUSPECTED INFECTION WITH OR EXPOSURE TO PATHOGENS SUCH AS EBOLA, SMALLPOX, PNEUMONIC PLAGUE, OR SARS THAT ARE ASSOCIATED WITH HIGH INFECTIVITY RATES. EMORY UNIVERSITY HOSPITAL MIDTOWN (EUHM), WHICH INCLUDES A LEVEL III NEONATAL INTENSIVE CARE UNIT AMONG ITS OTHER ICUS, ALSO HAS A CASE-MIX INDEX THAT IS CONSIDERABLY HIGHER THAN THAT OF MOST COMMUNITY HOSPITALS. IN PARTNERSHIP WITH THE ATLANTA POLICE DEPARTMENT, EMORY UNIVERSITY HOSPITAL MIDTOWN HAS A MINI ATLANTA POLICE STATION PRECINCT ON ITS SITE, WHICH HOUSES NUMEROUS SWORN POLICE EMPLOYEES WITH RESPONSIBILITY FOR PATROLLING MIDTOWN AND DOWNTOWN ATLANTA. EUHM SPONSORS PERIODIC WORKDAYS DURING WHICH EMPLOYEES DO CLEAN-UP ACTIVITIES IN THE NEIGHBORHOOD AROUND EUHM. EUHM ALSO COLLABORATES WITH STATE AGENCIES IN GEORGIA AND THE ROSWELL EMPLOYMENT AGENCY BRIGGS & ASSOCIATES ON PROJECT SEARCH TO TARGET HIGH SCHOOL SENIORS WITH DEVELOPMENTAL DISABILITIES FOR ONE-ON-ONE JOB TRAINING AND COACHING. THESE YOUNG PEOPLE BECOME REGULAR EMPLOYEES, EARNING REGULAR WAGES. Emory University Orthopaedics & Spine Hospital (EUOSH), an extension of EUH's acute care services, is a 120-bed facility that provides medical and surgical care for orthopaedic and spine patients as well as general acute care for patients with nonsurgical needs. As a not-for-profit academic medical center, EUH and EUOSH are committed to providing the best care for our patients, educating health professionals and leaders for the future, pursuing discovery research, and serving our community. Emory University Hospital Smyrna (EUHS) has proudly served the health care needs of our neighbors since 1974. EUHS is an 88-bed community hospital that is located in Smyrna (Cobb County) Georgia. Originally founded as Smyrna Hospital by a group of physicians in 1974, Adventist Health System acquired the hospital in 1976, making it the first healthcare institution in the Atlanta area affiliated with the Seventh-day Adventist Church. In 1995, Adventist Health System entered into a joint venture with Emory Healthcare, thus creating the first hospital co-owned by two leading healthcare providers. The facility was renamed Emory-Adventist Hospital. In 2015, Emory University acquired Emory-Adventist Hospital and renamed it Emory University Hospital Smyrna. The facility is anticipated to undergo significant renovation in the upcoming years to better meet the needs of its community.
PART III, SECTION A, LINE 4 AND SECTION B, LINES 2 AND 3 FOOTNOTE TO FINANCIAL STATEMENTS: EMORY UNIVERSITY'S AUDITED FINANCIAL STATEMENT FOOTNOTE #5 NET PATIENT SERVICE REVENUE INCLUDES DISCUSSION ON PROVISIONS FOR UNCOLLECTIBLE ACCOUNTS FOR EMORY HEALTHCARE. EMORY UNIVERSITY'S AUDITED FINANCIAL STATEMENT FOOTNOTE #1 ORGANIZATION DESCRIBES WHAT ALL IS INCLUDED IN EMORY HEALTHCARE FOR FINANCIAL REPORTING PURPOSES.
PART III, SECTION B, LINE 8 TREATMENT OF SHORTFALL: SHORTFALL IS NOT REPORTED IN LINE 7 COMMUNITY BENEFIT. TO DETERMINE MEDICARE ALLOWABLE COSTS REPORTED IN THE MEDICARE COST REPORT, THE COST-TO-CHARGE RATIO IS APPLIED TO GROSS PATIENT REVENUE ASSOCIATED WITH SERVICES PERFORMED FOR PATIENTS WHO ARE ELIGIBLE FOR MEDICARE.
PART III, SECTION C, LINE 9B DEBT COLLECTION POLICY: CREDIT/COLLECTION POLICY REQUIRES ALL ACCOUNTS TO BE REVIEWED FOR POSSIBLE CHARITY WRITE-OFF. COLLECTION PRACTICES ARE NOT UNDERTAKEN WITH RESPECT TO CHARGES RELATED TO SERVICES COVERED BY THE ORGANIZATION'S FINANCIAL ASSISTANCE POLICY.
PART V FACILITY INFORMATION: EMORY UNIVERSITY HOSPITAL, EMORY ORTHOPAEDICS & SPINE HOSPITAL, EMORY UNIVERSITY HOSPITAL MIDTOWN AND EMORY UNIVERSITY HOSPITAL SMYRNA ARE DIRECTLY CONTROLLED OPERATING DIVISIONS OF EMORY UNIVERSITY.
PART VI, LINE 2 NEEDS ASSESSMENT: EMORY HEALTHCARE CURRENTLY CONDUCTS AN EXTENSIVE ANNUAL ENVIRONMENTAL ASSESSMENT, WHICH ENCOMPASSES EACH ENTITY WITHIN THE ORGANIZATION. THIS ASSESSMENT IS UTILIZED TO PLAN THE STRATEGIC DIRECTION FOR THE FOLLOWING FISCAL YEAR. THE ENVIRONMENTAL ASSESSMENT INCLUDES A DETAILED REVIEW OF PATIENT ORIGIN AND PATIENT CHARACTERISTICS, INCLUDING AGE, ETHNICITY, AND PAYER. THE POPULATION DEMOGRAPHICS FOR THE PRIMARY AND SECONDARY SERVICE AREAS ARE ANALYZED. THE ASSESSMENT ALSO INCLUDES A REVIEW OF SERVICES CURRENTLY UTILIZED BY PATIENTS ALONG WITH A FORECAST OF FUTURE SERVICE LINE NEEDS. IN ADDITION TO THIS ASSESSMENT, A DETAILED MEDICAL STAFF DEVELOPMENT ASSESSMENT IS CONDUCTED ANNUALLY TO DETERMINE SPECIALTY NEEDS.
PART VI, LINE 3 PART V, SECTION B, LINES 13A,13B,15E,16A,16B,16C AND 16J PART I, LINE 3A AND LINE 3B. PATIENT EDUCATION OF ELIGIBILITY FOR ASSISTANCE: FINANCIAL ASSISTANCE POLICY AND FINANCIAL ASSISTANCE APPLICATIONS ARE DISCUSSED WITH PATIENTS DURING THE FINANCIAL SCREENING PROCESS. ALL PATIENTS ARE SCREENED. AS PART OF THE SCREENING PROCESS, A FINANCIAL ASSISTANCE APPLICATION IS COMPLETED ON BEHALF OF THE PATIENT AND ELIGIBLE PATIENTS ARE NOTIFIED OF THEIR STATUS OF FINANCIAL ASSISTANCE AS EACH APPLICATION IS PROCESSED. WE ALSO UTILIZE A MEDICAID ELIGIBILITY VENDOR TO ASSIST PATIENTS IN APPLYING FOR MEDICAID OR OTHER GOVERNMENT PROGRAMS. FINANCIAL ASSISTANCE POLICY PLAIN LANGUAGE SUMMARY FINANCIAL ASSISTANCE APPLICATION ARE LOCATED AT: http://www.emoryhealthcare.org/patients-visitors/financial-assistance.html
PART VI, LINE 4 COMMUNITY INFORMATION: AS A TERTIARY CARE FACILITY, EMORY UNIVERSITY HOSPITAL (EUH) DRAWS PATIENTS FROM THROUGHOUT THE STATE OF GEORGIA AND THE SOUTHEAST. FOR THE PURPOSE OF EUH'S COMMUNITY HEALTH NEEDS ASSESSMENT, EUH'S COMMUNITY IS DEFINED AS THE AREA FROM WHICH OVER 55% OF EUH'S INPATIENT ADMISSIONS ORIGINATE. EUH'S COMMUNITY OR PRIMARY SERVICE AREA INCLUDES DEKALB, FULTON, GWINNETT, COBB, HENRY AND CLAYTON COUNTIES IN GEORGIA. AS A TERTIARY CARE FACILITY, EMORY UNIVERSITY HOSPITAL MIDTOWN (EUHM) DRAWS PATIENTS FROM THROUGHOUT THE STATE OF GEORGIA AND THE SOUTHEAST. FOR THE PURPOSE OF EUHM'S COMMUNITY HEALTH NEEDS ASSESSMENT, EUHM'S COMMUNITY IS DEFINED AS THE AREA FROM WHICH OVER 75% OF EUHM'S INPATIENT ADMISSIONS ORIGINATE. EUHM'S COMMUNITY OR PRIMARY SERVICE AREA INCLUDES DEKALB, FULTON, GWINNETT, COBB, HENRY AND CLAYTON COUNTIES IN GEORGIA. As a tertiary care facility, Emory Orthopaedics & Spine Hospital (EUOSH) serves patients from throughout the state of Georgia and the Southeast. For the purpose of EUOSH's community health needs assessment, EUOSH's community is defined as the contiguous area from which over 55% of EUOSH's inpatient admissions originate. EUOSH's community or primary service area includes DeKalb, Fulton, Gwinnett, Cobb, Henry, and Clayton counties. THE EMORY UNIVERSITY HOSPITAL SMYRNA (EUHS) COMMUNITY IS DEFINED AS THE CONTIGUOUS AREA FROM WHICH OVER 75% OF EUHS'S INPATIENT ADMISSIONS ORIGINATE. EUHS'S COMMUNITY OR PRIMARY SERVICE AREA IS COBB COUNTY IN GEORGIA.
PART VI, LINE 5 PROMOTION OF COMMUNITY HEALTH: FOR MORE INFORMATION PLEASE SEE "COMMUNITY" AS FOUND AT http://www.emoryhealthcare.org/about/community.html
PART VI, LINE 6 AFFILIATED HEALTH CARE SYSTEM: EMORY HEALTHCARE IS THE CLINICAL ENTERPRISE OF THE ROBERT W. WOODRUFF HEALTH SCIENCES CENTER OF EMORY UNIVERSITY, WHICH FOCUSES ON PATIENT CARE, EDUCATION OF HEALTH PROFESSIONALS, RESEARCH ADDRESSING HEALTH AND ILLNESS, AND HEALTH POLICIES FOR PREVENTION AND TREATMENT OF DISEASE. A KEY COMPONENT OF THE WOODRUFF HEALTH SCIENCES CENTER IS THE EMORY UNIVERSITY SCHOOL OF MEDICINE, WHICH HAS BEEN AT THE FOREFRONT OF MEDICAL KNOWLEDGE AND RESEARCH, PIONEERING MANY ADVANCES AND PROCEDURES THAT HAVE CHANGED THE FACE OF MEDICAL HISTORY.
PART V, SECTION B, LINES 3E, 3J AND LINE 5 COMMUNITY HEALTH NEEDS ASSESSMENT - INPUT FROM COMMUNITY: To understand the needs of the community we serve, a Community Health Needs Assessment was conducted using quantitative data (e.g., demographics data, mortality rates, morbidity data, disease prevalence rates, health care resource data, etc.) and input from stakeholders representing the broad interest of our community (e.g., individuals with special knowledge of public health, the needs of the underserved, low-income, and minority populations, the needs of populations with chronic diseases, etc.). COMMUNITY STAKEHOLDER INTERVIEWS: A KEY COMPONENT IN THE COMMUNITY HEALTH NEEDS ASSESSMENT IS GATHERING INPUT FROM THE COMMUNITY STAKEHOLDERS. THESE STAKEHOLDERS INCLUDED A MIX OF INTERNAL AND EXTERNAL REPRESENTATIVES OF PASTORS, PUBLIC HEALTH OFFICIALS, HEALTH CARE PROVIDERS, SOCIAL SERVICE AGENCY REPRESENTATIVES, GOVERNMENT LEADERS, AND BOARD MEMBERS. DUE TO THEIR PROFESSION, TENURE, AND/OR COMMUNITY INVOLVEMENT, COMMUNITY STAKEHOLDERS OFFER DIVERSE PERSPECTIVES AND INFORMATION TO THE COMMUNITY HEALTH NEEDS ASSESSMENT. THEY ARE INDIVIDUALS AT THE FRONT LINE AND BEYOND THAT CAN BEST IDENTIFY UNMET SOCIAL AND HEALTH NEEDS OF THE COMMUNITY. INTERVIEWS WITH SEVENTEEN REPRESENTATIVES FROM ORGANIZATIONS AND ONE FOCUS GROUP WERE CONDUCTED BY THE WOODRUFF HEALTH SCIENCES CENTER STRATEGIC PLANNING OFFICE. FOR MORE INFORMATION SEE APPENDIX B OF EACH COMMUNITY HEALTH NEEDS ASSESSMENT AT: http://www.emoryhealthcare.org/about/community.html
PART V, SECTION B, LINE 6A AND LINE 6B COMMUNITY HEALTH NEEDS ASSESSMENT - HOSPITALS INCLUDED: THE COMMUNITY HEALTH NEEDS ASSESSMENT FOR HOSPITALS INCLUDED IN THE EMORY RETURN WERE CONDUCTED BY THE WOODRUFF HEALTH SCIENCES CENTER STRATEGIC PLANNING OFFICE. THE HOSPITALS' COMMUNITY HEALTH NEEDS ASSESSMENTS FOR ADDITIONAL OPERATING UNITS AND AFFILIATES OF EMORY HEALTHCARE INCLUDED: EMORY JOHNS CREEK HOSPITAL SAINT JOSEPH'S HOSPITAL OF ATLANTA EMORY REHABILITATION HOSPITAL
PART V, SECTION B, LINE 7D COMMUNITY HEALTH NEEDS ASSESSMENT - AVAILABLE TO PUBLIC: The Community Health Needs Assessment was made widely available to the community and shared with organizations including Georgia Department of Community Health, Georgia Department of Public Health, Rollins School of Public Health, American Cancer Society, United Way of Greater Atlanta, Saint Joseph's Mercy Care Services, Visiting Nurse Health Systems, VistaCare Hospice, Gwinnett Sexual Assault Center & Children's Advocacy Center, Good Shepherd Clinic, The Drake House, DeKalb Community Service Board, City of John's Creek Police Department, Clayton County Board of Health, Area Agency on Aging with Atlanta Regional Commission, and additional groups.
PART V, LINE 11 During Fiscal Year 2016, Emory Healthcare conducted community health needs assessments (CHNAs) to assess the needs of the communities served by our hospitals. Using the reports, each hospital identified priority health needs for its community and developed strategies to address actionable ways in which we plan to aid those within our community. Through these strategies, it was and continues to be our goal to improve the health and well-being of our community members, while continually delivering optimal care to our patients. Since Fiscal Year 2016, Emory Healthcare has sought to address all the needs identified in the Fiscal Year 2016 CHNAs through a variety of actions. The Fiscal Year 2016 CHNAs include an assessment of progress made on the 2013 implementation strategy plans developed by each hospital. SEE FURTHER DETAILS AT: http://www.emoryhealthcare.org/about/community.html
Schedule H (Form 990) 2019
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Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number
58-0566256
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC section
(if applicable)		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
noncash assistance		 (h) Purpose of grant
or assistance
(1) ALBANY MEDICAL COLLEGE
43 NEW SCOTLAND AVE
ALBANY,NY12208 		14-1641730 501(c)(3) 37,129       SUBCONTRACT
(2) ALBERT EINSTEIN COLLEGE OF MEDICINE
1300 MORRIS PARK AVE
BRONX,NY10461 		13-1624225 501(c)(3) 61,343       Subcontract
(3) AMERICAN HEART ASSOCIATION
1639 BRADLEY PARK DRIVE
COLUMBUS,GA31904 		13-5613797 501(c)(3) 2,760,453       Subcontract
(4) AMERICAN UNIVERSITY
GRNTS CONTR ACCG
WASH,DC200168065 		53-0196549 501(c)(3) 51,512       SUBCONTRACT
(5) ANN & ROBERT H LURIE CHILDREN'S HOSPITAL
225 E CHICAGO AVE
CHICAGO,IL60611 		36-2170833 501(c)(3) 14,003       SUBCONTRACT
(6) ARIZONA STATE UNIVERSITY
P O BOX 870502
TEMPE,AZ85287 		86-0196696 GOVT 101,693       RESEARCH/SUBCONTRACT
(7) ATLANTA DIABETES ASSOCIATES
1800 Howell Mill Rd
ATLANTA,GA30318 		58-1578080 s corp 40,000       RESEARCH/SUBCONTRACT
(8) ATLANTA RESEARCH & EDU FOUNDATION INC
1902 CLAIRMONT RD
DECATUR,GA30033 		58-1857346 501(c)(3) 192,670       RESEARCH/SUBCONTRACT
(9) AUBURN UNIVERSITY
208M WHITE SMITH HL
AUBURN,AL368495110 		63-0000724 115 37,023       RESEARCH/SUBCONTRACT
(10) AUGUSTA UNIVERSITY
DIV-SPONS PROGS
AUGUSTA,GA30912 		58-6002053 GOVT 127,319       RESEARCH/SUBCONTRACT
(11) AUGUSTA UNIVERSITY RESEARCH INSTITUTE
1120 15TH ST
AUGUSTA,GA30912 		58-1418202 501(c)(3) 6,758       RESEARCH/SUBCONTRACT
(12) BATTELLE MEMORIAL INSTITUTE
DEPT L 998
COLUMBUS,OH43260 		31-4379427 501(c)(3) 206,050       RESEARCH/SUBCONTRACT
(13) BAYLOR COLLEGE OF MEDICINE
ONE BAYLOR PLAZA
HOUSTON,TX77030 		74-1613878 501(c)(3) 935,060       RESEARCH/SUBCONTRACT
(14) BAYLOR RESEARCH INSTITUTE
2001 Bryan Street
DALLAS,TX752013005 		75-1921898 501(c)(3) 20,643       RESEARCH/SUBCONTRACT
(15) BETH ISRAEL DEACONESS MEDICAL CENTER
330 BROOKLINE AVE
BOSTON,MA02215 		04-2103881 501(c)(3) 208,791       RESEARCH/SUBCONTRACT
(16) BIOANALYTICAL SYSTEMS INC
2701 KENT AVENUE
W LAFAYETTE,IN47906 		35-1345024 C CORP 95,520       RESEARCH/SUBCONTRACT
(17) BLOOD SYSTEMS INC
P O BOX 53022
PHOENIX,AZ850723022 		86-0098929 501(c)(3) 34,508       RESEARCH/SUBCONTRACT
(18) BOARD OF REGENTS NSHE
BOARD OF REGENTS - UNR
RENO,NV895570124 		88-6000024 GOVT 94,627       RESEARCH/SUBCONTRACT
(19) BOISE STATE UNIVERSITY
1910 UNIVERSITY DRIVE
BOISE,ID837251135 		82-0290701 115 30,957       RESEARCH/SUBCONTRACT
(20) BOSTON CHILDREN'S HOSPITAL
300 LONGWOOD AVE
BOSTON,MA02241 		04-2774441 501(c)(3) 40,587       RESEARCH/SUBCONTRACT
(21) BRIGHAM AND WOMEN'S HOSPITAL
800 BOYLSTON STREET
BOSTON,MA02199 		04-2312909 501(c)(3) 487,589       RESEARCH/SUBCONTRACT
(22) BROOKINGS INSTITUTION
1775 MASS AVENUE NW
WASHINGTON,DC20036 		53-0196577 501(c)(3) 60,693       RESEARCH/SUBCONTRACT
(23) BROWN UNIVERSITY
BOX 1997
PROVIDENCE,RI02912 		05-0258809 501(c)(3) 165,831       RESEARCH/SUBCONTRACT
(24) CALIFORNIA INSTITUTE OF TECHNOLOGY
1200 E CALIFORNIA BLVD
PASADENA,CA91125 		95-1643307 501(c)(3) 114,722       RESEARCH/SUBCONTRACT
(25) CASE WESTERN RESERVE UNIVERSITY
10900 EUCLID AVE
CLEVELAND,OH44106 		34-1018992 501(c)(3) 400,768       RESEARCH/SUBCONTRACT
(26) CDC FOUNDATION
55 PARK PLACE
ATLANTA,GA30303 		58-2106707 501(c)(3) 821,849       RESEARCH/SUBCONTRACT
(27) CEDARS-SINAI MEDICAL CENTER
6500 WILSHIRE BLVD
PHILADELPHIA,PA19178 		95-1644600 501(c)(3) 168,162       RESEARCH/SUBCONTRACT
(28) CENTER FOR VETERANS RESEARCH AND EDUCATION
ONE VETERANS DRIVE
MINNEAPOLIS,MN55417 		41-1652941 501(c)(3) 6,034       RESEARCH/SUBCONTRACT
(29) CENTERS FOR DISEASE CONTROL & PREVENTION
UNIV OFFICE PARK
ATLANTA,GA30341 		58-6051157 GOVT 3,497,032       RESEARCH/SUBCONTRACT
(30) CHEROKEE NATION
P O BOX 948
TAHLEQUAH,OK74465 		73-1497804 GOVT 5,096       RESEARCH/SUBCONTRACT
(31) CHILDREN'S HEALTHCARE OF ATLANTA
1584 TULLIE CIR NE
ATLANTA,GA30341 		58-2367819 501(c)(3) 4,454,977       RESEARCH/SUBCONTRACT
(32) CHILDREN'S HOSPITAL & RESEARCH CENTER AT OAKLAND
747 52ND STREET
OAKLAND,CA94609 		94-0382330 501(c)(3) 22,486       RESEARCH/SUBCONTRACT
(33) CHILDREN'S HOSPITAL OF PHILADELPHIA
34TH STREET
PHILADELPHIA,PA19104 		23-1352166 501(c)(3) 65,130       RESEARCH/SUBCONTRACT
(34) CHILDREN'S MERCY HOSPITAL
2401 GILLHAM RD
KANSAS CITY,MO64108 		44-0605373 501(c)(3) 35,603       RESEARCH/SUBCONTRACT
(35) CHILDREN'S NATIONAL MEDICAL CENTER
111 MICHIGAN AVE
WASHINGTON,DC20010 		52-1640403 501(c)(3) 23,501       RESEARCH/SUBCONTRACT
(36) CHRISTOPHER NEWPORT UNIVERSITY
CASHIERS OFF
NEWPORT NEWS,VA236063072 		54-0701501 115 33,357       RESEARCH/SUBCONTRACT
(37) CINCINNATI CHILDREN'S HOSPITAL MED CTR
333 BURNETT AVE
CINCINNATI,OH45229 		31-0833936 501(c)(3) 735,817       RESEARCH SUBCONTRACT
(38) CITY SEMINARY OF NEW YORK
PO BOX 5536
NEW YORK,NY10027 		26-0030436 501(c)(3) 10,000       RESEARCH/SUBCONTRACT
(39) CLARK ATLANTA UNIVERSITY
223 JAMES P BRAWLEY DR
ATLANTA,GA30314 		58-1825259 501(c)(3) 34,363       RESEARCH/SUBCONTRACT
(40) COLD SPRING HARBOR LABORATORY PRESS
1 BUNGTOWN RD
COLD SPRING HARBOR,NY11724 		11-2013303 501(c)(3) 81,822       RESEARCH/SUBCONTRACT
(41) COLORADO STATE UNIVERSITY
2002 CAMPUS DEL
FORT COLLINS,CO805232002 		84-6000545 GOVT 211,871       RESEARCH/SUBCONTRACT
(42) COLUMBIA UNIVERSITY
PO BOX 29789
NEW YORK,NY100879789 		13-5598093 501(c)(3) 327,734       RESEARCH/SUBCONTRACT
(43) COMPREHENSIVE PET THERAPY
6600 ROSWELL RD
SANDY SPRINGS,GA30328 		58-2025659 s corp 23,252       RESEARCH/SUBCONTRACT
(44) CONCORD BIOSCIENCES LLC
10845 Wellness Way
Concord,OH44077 		34-1911003 LLC 48,310       RESEARCH/SUBCONTRACT
(45) CONNECTICUT CHILDREN'S MEDICAL CENTER
282 WASHINGTON STREET
HARTFORD,CT06106 		06-0646755 501(c)(3) 8,800       RESEARCH/SUBCONTRACT
(46) CURATORS OF THE UNIVERSITY OF MISSOURI
PO BOX 807012
KANSAS CITY,MO641807012 		43-6003859 GOVT 71,048       RESEARCH/SUBCONTRACT
(47) CVS PHARMACY INC
ONE CVS DRIVE
WOONSOCKET,RI02895 		05-0340626 C CORP 125,000       RESEARCH/SUBCONTRACT
(48) DANA FARBER CANCER INSTITUTE
44 BINNEY ST
BOSTON,MA02215 		04-2263040 501(c)(3) 562,386       RESEARCH/SUBCONTRACT
(49) DARTMOUTH COLLEGE
11 ROPE FERRY ROAD
HANOVER,NH037551404 		02-0222111 501(c)(3) 150,267       RESEARCH/SUBCONTRACT
(50) DECATUR BOOK FESTIVAL
P O BOX 337
DECATUR,GA30331 		20-8669575 501(c)(3) 7,500       RESEARCH/SUBCONTRACT
(51) DENVER HEALTH & HOSPITAL AUTHORITY
777 BANNOCK STREET
DENVER,CO80204 		84-1343242 GOV'T 15,096       RESEARCH/SUBCONTRACT
(52) DRISCOLL CHILDREN'S HOSPITAL
3533 S ALAMEDA ST
CORPUS CHRISTI,TX78411 		74-2577746 501(c)(3) 5,607       RESEARCH/SUBCONTRACT
(53) DUKE UNIVERSITY
PO BOX 602651
DURHAM,NC27710 		56-0532129 501(c)(3) 869,858       RESEARCH/SUBCONTRACT
(54) EAST CAROLINA UNIVERSITY
EAST FIFTH STREET
GREENVILLE,NC27858 		56-6000403 GOV'T 5,469       RESEARCH/SUBCONTRACT
(55) EAST TENNESSEE STATE UNIVERSITY
1276 GILBREATH DR
JOHNSON CITY,TN37614 		62-6021046 501(c)(3) 53,838       RESEARCH/SUBCONTRACT
(56) EGL GENETIC DIAGNOSTICS LLC
2460 MOUNTAIN INDUS BLVD
TUCKER,GA30084 		47-4383500 LLC (PS) 17,304       RESEARCH/SUBCONTRACT
(57) EHEALTH & INFORMATION SYSTEM AFRICA
1100 W TOWN COUNTRY RD
ORANGE,CA92868 		27-3049982 501(c)(3) 84,612       RESEARCH/SUBCONTRACT
(58) FENWAY COMMUNITY HEALTH CENTER INC
1340 BOYLSTON STREET
BOSTON,MA02215 		04-2510564 501(c)(3) 18,215       RESEARCH/SUBCONTRACT
(59) FLORIDA A&M UNIVERSITY
S ADAMS ST
TALLAHASSEE,FL323073200 		59-0977035 GOVT 40,010       RESEARCH/SUBCONTRACT
(60) FLORIDA STATE UNIVERSITY
425 W JEFFERSON ST
TALLAHASSEE,FL32306 		59-1961248 GOVT 134,199       RESEARCH/SUBCONTRACT
(61) FRED HUTCHINSON CANCER RESEARCH CTR
1100 FAIRVIEW AVE
SEATTLE,WA98109 		23-7156071 501(c)(3) 177,613       RESEARCH/SUBCONTRACT
(62) GEISINGER MEDICAL CENTER
100 NORTH ACADEMY AVE
DANVILLE,PA17822 		24-0795959 501(c)(3) 16,264       RESEARCH/SUBCONTRACT
(63) GEORGE WASHINGTON UNIVERSITY
45155 RESEARCH PLACE
ASHBURN,VA20147 		53-0196584 501(c)(3) 144,609       RESEARCH/SUBCONTRACT
(64) GEORGIA CENTER FOR ONCOLOGY RESEARCH & EDUCATION
50 HURT PLAZA STE 704
ATLANTA,GA30303 		57-1159979 501(c)(3) 44,316       RESEARCH/SUBCONTRACT
(65) GEORGIA DEPARTMENT OF PUBLIC HEALTH
2 PEACHTREE ST NW
ATLANTA,GA30303 		90-0676388 GOV'T 28,321       RESEARCH/SUBCONTRACT
(66) GEORGIA INSTITUTE OF TECHNOLOGY
500 TECH PARKWAY
ATLANTA,GA30332 		58-6002023 GOVT 70,437       RESEARCH/SUBCONTRACT
(67) GEORGIA PUBLIC LIBRARY SERVICE
1800 CENTURY PLACE
ATLANTA,GA30345 		58-6002348 GOV'T 10,000       RESEARCH/SUBCONTRACT
(68) GEORGIA SOUTHERN UNIVERSITY
PO BOX 8005
STATESBORO,GA30460 		58-2354256 501(c)(3) 13,418       RESEARCH/SUBCONTRACT
(69) GEORGIA STATE UNIV RESEARCH
P O BOX 3999
ATLANTA,GA30302 		58-1845423 501(c)(3) 462,051       RESEARCH/SUBCONTRACT
(70) GEORGIA STATE UNIVERSITY
ONE PARK PLACE
ATLANTA,GA30303 		58-6002050 GOVT 116,421       RESEARCH/SUBCONTRACT
(71) GEORGIA TECH RESEARCH CORPORATION
P O BOX 100117
ATLANTA,GA303320415 		58-0603146 501(c)(3) 4,943,726       RESEARCH/SUBCONTRACT
(72) GLOBAL DIALOGUES INC
2552 SHETLAND DRIVE
DECATUR,GA30033 		47-4029672 501(c)(3) 179,386       RESEARCH/SUBCONTRACT
(73) GRADY HEALTH SYSTEM
50 HURT PLAZA
ATLANTA,GA30303 		26-2037695 501(c)(3) 232,312       RESEARCH/SUBCONTRACT
(74) HEALTH RESEARCH INC
150 BROADWAY
MENANDS,NY12204 		14-1402155 501(c)(3) 224,308       RESEARCH/SUBCONTRACT
(75) HEALTHMPOWERS INC
250 SCIENTIFIC DR
NORCROSS,GA30092 		58-2524601 501(c)(3) 228,503       RESEARCH/SUBCONTRACT
(76) HENRY FORD HEALTH SYSTEM
ONE FORD PLACE
DETROIT,MI48202 		38-1357020 501(c)(3) 7,431       RESEARCH/SUBCONTRACT
(77) HJF MEDICAL RESEARCH INTERNATIONAL INC
6720A ROCKLEDGE DR
BETHESDA,MD20817 		52-2322791 501(c)(3) 5,797,764       RESEARCH/SUBCONTRACT
(78) ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI
ONE GUSTAVE L LEVY PLACE
NEW YORK,NY10029 		13-6171197 501(c)(3) 597,591       RESEARCH/SUBCONTRACT
(79) IGT LLC dba EIGEN
13366 GRASS VLLY AVE
GRASS VALLEY,CA95945 		68-0681074 LLC 81,876       RESEARCH/SUBCONTRACT
(80) INDIANA UNIVERSITY
PO Box 66057
INDIANAPOLIS,IN462666057 		35-6001673 GOVT 96,027       RESEARCH/SUBCONTRACT
(81) INTERNATIONAL MEDICAL CORPS
12400 WILSHIRE BLVD
LOS ANGELES,CA90025 		95-3949646 501(c)(3) 14,203       RESEARCH/SUBCONTRACT
(82) JFK MEDICAL CENTER
5301 S CONGRESS AVENUE
ATLANTIS,FL33462 		62-1694180 LLC 9,360       RESEARCH/SUBCONTRACT
(83) JOHNS HOPKINS UNIVERSITY
733 N BROADWAY
BALTIMORE,MD21205 		52-0595110 501(c)(3) 2,461,142       RESEARCH/SUBCONTRACT
(84) KAISER PERMANENTE
1800 HARRISON ST
OAKLAND,CA946123433 		94-1105628 501(c)(3) 67,129       RESEARCH/SUBCONTRACT
(85) KAISER PERMANENTE FOUNDATION RESEARCH INSTITUTE
1800 HARRISON ST
OAKLAND,CA946123433 		94-1105628 501(c)(3) 147,048       RESEARCH/SUBCONTRACT
(86) KANSAS STATE UNIVERSITY
2323 ANDERSON AVENUE
MANHATTAN,KS66502 		48-0771751 GOVT 99,669       RESEARCH/SUBCONTRACT
(87) KENNEDY KRIEGER INSTITUTE
707 NORTH BROADWAY
BALTIMORE,MD21205 		52-0607971 501(c)(3) 12,420       RESEARCH/SUBCONTRACT
(88) KITWARE INC
28 CORPORATE DR
CLIFTON PARK,NY12065 		14-1802694 Corporation 238,004       RESEARCH/SUBCONTRACT
(89) LA JOLLA INSTITUTE OF ALLERGY&IMMUNOLOGY
9420 ATHENA CIR
LA JOLLA,CA92037 		33-0328688 501(c)(3) 326,448       RESEARCH/SUBCONTRACT
(90) LEHIGH UNIVERSITY
526 BRODHEAD AVE
BETHLEHEM,PA18015 		24-0795445 501(c)(3) 31,498       RESEARCH/SUBCONTRACT
(91) LOUISIANA STATE UNIV HEALTH SCIENCES CTR
433 BOLIVAR ST
NEW ORLEANS,LA701122223 		72-6087770 501(c)(3) 250,715       RESEARCH/SUBCONTRACT
(92) LOVELACE RESPIRATORY RESEARCH INSTITUTE
2425 RIDGECREST DR
ALBURQUERQUE,NM87108 		85-0110669 501(c)(3) 162,673       RESEARCH/SUBCONTRACT
(93) MASSACHUSETTS GENERAL HOSPITAL
55 FRUIT STREET
BOSTON,MA02114 		04-1564655 501(c)(3) 327,000       RESEARCH/SUBCONTRACT
(94) MASSACHUSETTS INSTITUTE OF TECHNOLOGY
77 MASS AVE
CAMBRIDGE,MA02139 		04-2103594 501(c)(3) 117,156       RESEARCH/SUBCONTRACT
(95) MASSACHUSETTS UNIVERSITY OF
333 SOUTH ST
SHREWSBURY,MA01545 		04-3167352 GOVT 7,238       RESEARCH/SUBCONTRACT
(96) MEDICAL UNIV OF SOUTH CAROLINA
19 HAGOOD AVE
CHARLESTON,SC294258040 		57-6007222 GOVT 130,608       DONATION
(97) METACLIPSE THERAPEUTICS CORPORATION
3175 PRESIDENTIAL DR
ATLANTA,GA30340 		80-0937738 Corporation 145,712       RESEARCH/SUBCONTRACT
(98) MICHIGAN PUBLIC HEALTH INSTITUTE
2436 WOODLAKE CIR
OKEMOS,MI48864 		38-2963835 501(c)(3) 48,015       RESEARCH/SUBCONTRACT
(99) MID-MICHIGAN DISTRICT HEALTH DEPARTMENT
615 N STATE ST
STANTON,MI488889702 		38-1808049 501(c)(3) 21,820       RESEARCH/SUBCONTRACT
(100) MINNEAPOLIS MEDICAL RESEARCH FOUNDATION
701 PARK AVE
MINNEAPOLIS,MN55415 		41-1677920 501(c)(3) 40,000       RESEARCH/SUBCONTRACT
(101) MINNESOTA EPILEPSY GROUP
225 NORTH SMITH AVE
ST PAUL,MN55102 		41-1678254 Corporation 57,800       RESEARCH/SUBCONTRACT
(102) MIRIAM HOSPITAL
ONE HOPPIN STREET
PROVIDENCE,RI02903 		05-0258905 501(c)(3) 40,354       RESEARCH/SUBCONTRACT
(103) MISSISSIPPI STATE UNIVERSITY
PO DRAWER 5227
MISSISSIPPI STATE,MS39762 		64-6000819 GOVT 18,405       RESEARCH/SUBCONTRACT
(104) MOREHOUSE COLLEGE
830 WESTVIEW DR
ATLANTA,GA30314 		58-0566205 501(c)(3) 15,982       RESEARCH/SUBCONTRACT
(105) MOREHOUSE SCHOOL OF MEDICINE
720 WESTVIEW DRIVE SW
ATLANTA,GA30310 		58-1438873 501(c)(3) 2,024,393       RESEARCH/SUBCONTRACT
(106) NATIONAL DEVELOPMENT AND RESEARCH
71 WEST 23RD ST
NEW YORK,NY10010 		23-7009089 501(c)(3) 387,036       RESEARCH/SUBCONTRACT
(107) NATIONWIDE CHILDREN'S HOSPITAL
700 CHILDRENS DRIVE
COLUMBUS,OH43205 		31-6056230 501(c)(3) 60,773       RESEARCH/SUBCONTRACT
(108) NEW YORK CITY HEALTH AND HOSPITALS CORP
125 WORTH ST ROOM 507
NEW YORK,NY10013 		13-2655001 GOVT 1,450,564       Medical Supplies
(109) NEW YORK UNIVERSITY
105 EAST 17TH STREET
NEW YORK,NY10012 		13-5562308 501(c)(3) 153,203       RESEARCH/SUBCONTRACT
(110) NORTH SHORE JEWISH MEDICAL CENTER
THE FEINSTEIN INST
MANHASSET,NY110303816 		11-2673595 501(c)(3) 21,550       RESEARCH/SUBCONTRACT
(111) NORTHWESTERN UNIVERSITY
750 NORTH LAKESHORE DR
CHICAGO,IL60611 		36-2167817 501(c)(3) 184,381       RESEARCH/SUBCONTRACT
(112) OCEAN NANOTECH LLC
7964 ARJONS DR STE G
SAN DIEGO,CA92126 		27-0097569 LLC 66,984       RESEARCH/SUBCONTRACT
(113) OGLETHORPE UNIVERSITY
4484 PEACHTREE RD NE
ATLANTA,GA30319 		58-0568698 501(c)(3) 5,062       RESEARCH/SUBCONTRACT
(114) OKLAHOMA STATE UNIVERSITY FOUNDATION
401 WHITEHURST
STILLWATER,OK740781031 		73-6097060 501(c)(3) 13,848       RESEARCH/SUBCONTRACT
(115) OREGON HEALTH & SCIENCE UNIV FOUNDATION
3181 SW S JACKSON PK RD
PORTLAND,OR97239 		23-7083114 501(c)(3) 171,976       RESEARCH/SUBCONTRACT
(116) OREGON HEALTH & SCIENCE UNIVERSITY
MAILCODE L106OPAM
PORTLAND,OR97239 		93-1176109 GOVT 77,780       RESEARCH/SUBCONTRACT
(117) PALO ALTO VETERANS INSTITUTE FOR RESEARCH
PO BOX V-38
PALO ALTO,CA94304 		77-0207331 501(c)(3) 252,527       RESEARCH/SUBCONTRACT
(118) PAN AMERICAN SANITARY BUREAU
525 23rd ST NW
WASHINGTON,DC200372895 		52-1804954 GOV'T 84,066       RESEARCH/SUBCONTRACT
(119) PENNSYLVANIA STATE UNIVERSITY
227 W BEAVER AVE
STATE COLLEGE,PA16801 		24-6000376 GOV'T 41,350       RESEARCH/SUBCONTRACT
(120) PHYSICAL SCIENCES INC
20 NEW ENGLAND BUS CTR
ANDOVER,MA01810 		04-2517090 C CORP 53,238       RESEARCH/SUBCONTRACT
(121) PIEDMONT HOSPITAL
1968 PEACHTREE RD
ATLANTA,GA30309 		58-0566213 501(c)(3) 20,960       RESEARCH/SUBCONTRACT
(122) PRESIDENT & FELLOWS OF HARVARD COLLEGE
122 BOYLSTON ST
JAMACIA PLAINS,MA02130 		04-2103580 501(c)(3) 230,041       RESEARCH/SUBCONTRACT
(123) PRINCETON UNIVERSITY
4 NEW SOUTH BUILDING
PRINCETON,NJ08544 		21-0634501 501(c)(3) 136,394       RESEARCH/SUBCONTRACT
(124) PROVIDENCE HEALTH & SERVICES - WASHINGTON
101 W 8TH AVENUE
SPOKANE,WA99204 		51-0216586 501(c)(3) 13,692       RESEARCH/SUBCONTRACT
(125) PUBLIC HEALTH SOLUTIONS
40 WORTH STREET
NEW YORK,NY10013 		13-5669201 501(c)(3) 158,083       RESEARCH/SUBCONTRACT
(126) PUGET SOUND BLOOD CENTER
921 TERRY AVE
SEATTLE,WA98104 		91-1019655 501(c)(3) 479,208       RESEARCH/SUBCONTRACT
(127) PURDUE UNIVERSITY
ACCTS REC
West Lafayette,IN47906 		35-6002041 GOVT 54,034       RESEARCH/SUBCONTRACT
(128) REGENTS OF THE UNIV OF CALI AT BERKELEY
CONTR/GRNTS ACCTG
BERKELEY,CA94720 		94-6002123 GOV'T 316,982       RESEARCH/SUBCONTRACT
(129) REGENTS OF THE UNIVERSITY OF CALIFORNIA
ONE SHIELDS AVE
DAVIS,CA95616 		94-6036494 GOVT 829,269       RESEARCH/SUBCONTRACT
(130) RESEARCH Foundation FOR THE STATE UNIV OF NY
ROOM 6040Q
BUFFALO,NY14203 		14-1368361 501(c)(3) 184,548       RESEARCH/SUBCONTRACT
(131) RESEARCH FOUNDATION MENTAL HYGIENE INC
RIVERVIEW CENTER
MENANDS,NY12204 		14-1410842 501(c)(3) 348,519       RESEARCH/SUBCONTRACT
(132) RHODE ISLAND HOSPITAL
593 EDDY STREET
PROVIDENCE,RI02903 		05-0258954 501(c)(3) 69,648       RESEARCH/SUBCONTRACT
(133) ROBERT W WOODRUFF LIBRARY OF THE AUC INC
AUC
ATLANTA,GA30314 		20-0267588 501(c)(3) 10,984       RESEARCH/SUBCONTRACT
(134) ROCKEFELLER UNIVERSITY
1230 YORK AVE
NEW YORK,NY100216399 		13-1624158 501(c)(3) 586,873       RESEARCH/SUBCONTRACT
(135) ROSALIND FRANKLIN UNIV OF MEDICINE AND SCIENCE
3333 GREEN BAY RD
NORTH CHICAGO,IL60064 		36-2181973 501(c)(3) 6,542       RESEARCH/SUBCONTRACT
(136) RUSH UNIVERSITY MEDICAL CENTER
1700 WEST VAN BUREN ST
CHICAGO,IL60612 		36-2174823 501(c)(3) 188,143       RESEARCH/SUBCONTRACT
(137) RUTGERS UNIVERSITY
64 DAVIDSON RD
PISCATAWAY,NJ088545602 		22-6001086 GOVT 205,129       RESEARCH/SUBCONTRACT
(138) SAGE BIONETWORKS
1100 FAIRVIEW AVE N
SEATTLE,WA98109 		26-4489946 501(c)(3) 231,024       RESEARCH/SUBCONTRACT
(139) SANFORD BURNHAM PREBYS MEDICAL DISCOVERY
10901 N TORREY PINES
LA JOLLA,CA92037 		51-0197108 501(c)(3) 90,174       RESEARCH/SUBCONTRACT
(140) SCRIPPS COLLEGE
OFF-SPON PROG
LA JOLLA,CA92037 		95-1664123 501(c)(3) 14,715       RESEARCH/SUBCONTRACT
(141) SEATTLE CHILDREN'S RESEARCH INSTITUTE
PO BOX 24728
SEATTLE,WA981240728 		91-1250116 501(c)(3) 1,274,185       RESEARCH/SUBCONTRACT
(142) SISTERLOVE INC
P O BOX 10558
ATLANTA,GA30310 		58-2016070 501(c)(3) 32,000       RESEARCH/SUBCONTRACT
(143) SPELMAN COLLEGE
350 SPELMAN LANE SW
ATLANTA,GA30314 		58-0566243 501(c)(3) 6,774       RESEARCH/SUBCONTRACT
(144) ST JUDE CHILDREN'S RESEARCH
PO BOX 100 DEPT 949
MEMPHIS,TN381480949 		62-0646012 501(c)(3) 164,548       RESEARCH/SUBCONTRACT
(145) ST LOUIS UNIVERSITY
3545 LINDELL BLVD
ST LOUIS,MO63103 		43-0654872 501(c)(3) 155,779       RESEARCH/SUBCONTRACT
(146) STANFORD UNIVERSITY
P O BOX 44253
STANFORD,CA94305 		94-1156365 501(c)(3) 1,948,222       RESEARCH/SUBCONTRACT
(147) STATE UNIVERSITY OF NEW YORK
PO BOX 8
ALBANY,NY12222 		14-6013200 GOVT 160,187       RESEARCH/SUBCONTRACT
(148) TEMPLE UNIVERSITY
1801 N BROAD STREET
PHILADELPHIA,PA19122 		23-1365971 501(c)(3) 184,122       RESEARCH/SUBCONTRACT
(149) THE AARON DIAMOND AIDS RESEARCH CENTER
455 FIRST AVE 7TH FL
NEW YORK,NY10016 		13-3540234 501(c)(3) 725,080       RESEARCH/SUBCONTRACT
(150) THE FEINSTEIN INSTITUTE FOR MED RESEARCH
972 BRUSH HOLLOW ROAD
WESTBURY,NY11590 		11-2673595 501(c)(3) 9,982       RESEARCH/SUBCONTRACT
(151) THE HENRY M JACKSON FOUNDATION
1401 ROCKVILLE PIKE
ROCKVILLE,MD20852 		52-1317896 501(c)(3) 130,313       RESEARCH/SUBCONTRACT
(152) THE JACKSON LABORATORY
600 MAIN STREET
BAR HARBOR,ME04609 		01-0211513 501(c)(3) 8,337       RESEARCH/SUBCONTRACT
(153) THE NEMOURS FOUNDATION
10140 CENTURION PKWY
JACKSONVILLE,FL32256 		59-0634433 501(c)(3) 16,812       RESEARCH/SUBCONTRACT
(154) THE OHIO STATE UNIVERSITY
90 I WOODY HAYES DR
COLUMBUS,OH43210 		31-6025986 GOVT 135,943       RESEARCH/SUBCONTRACT
(155) THE REGENTS OF THE UNIV OF CALIFORNIA
9500 GILMAN DR
LA JOLLA,CA947201103 		94-6002123 GOVT 744,381       RESEARCH/SUBCONTRACT
(156) THE SCRIPPS RESEARCH INSTITUTE
10550 N TORREY PINES RD
LA JOLLA,CA92037 		33-0435954 501(c)(3) 398,532       RESEARCH/SUBCONTRACT
(157) THE TASK FORCE FOR GLOBAL HEALTH
325 SWANTON WAY
DECATUR,GA30030 		58-1698648 501(c)(3) 2,317,684       RESEARCH/SUBCONTRACT
(158) THE UNIVERSITY OF NEW MEXICO
HEALTH SCI CTR
ALBUQUERQUE,NM87131 		85-6000642 GOV'T 15,624       RESEARCH/SUBCONTRACT
(159) THE UNIVERSITY OF OKLAHOMA
GRNTS/CONTR ACCTG
OKLAHOMA CITY,OK73126 		73-6017987 GOVT 9,918       RESEARCH/SUBCONTRACT
(160) THE UNIVERSITY OF TEXAS AT DALLAS
PO BOX 830688
RICHARDSON,TX75083 		75-1305566 GOVT 26,448       RESEARCH/SUBCONTRACT
(161) THOMAS JEFFERSON UNIVERSITY
170 S INDEP MALL W
PHILADELPHIA,PA19106 		23-1352651 501(c)(3) 30,573       RESEARCH/SUBCONTRACT
(162) TRUSTEES OF BOSTON UNIVERSITY
25 BUICK STREET
BOSTON,MA02215 		04-2103547 501(c)(3) 41,253       RESEARCH/SUBCONTRACT
(163) TRUSTEES OF THE UNIVERSITY OF PENN
3451 WALNUT STREET
PHILADELPHIA,PA19104 		23-1352685 GOVT 303,142       RESEARCH/SUBCONTRACT
(164) TUFTS MEDICAL CENTER
800 WASHINGTON STREET
BOSTON,MA02111 		04-3400617 501(c)(3) 21,541       RESEARCH/SUBCONTRACT
(165) TULANE UNIVERSITY
100 JONES HALL
NEW ORLEANS,LA70118 		72-0423889 501(c)(3) 338,869       RESEARCH/SUBCONTRACT
(166) UGA RESEARCH FOUNDATION INC
200 DW BROOKS DRIVE
ATHENS,GA30602 		58-1353149 501(c)(3) 2,944,846       RESEARCH/SUBCONTRACT
(167) UNIVERSITY OF ALABAMA - BIRMINGHAM
1530 3rd AVE SOUTH
BIRMINGHAM,AL35294 		63-6005396 GOVT 1,755,837       RESEARCH/SUBCONTRACT
(168) UNIVERSITY OF ARIZONA
1040 E 4TH ST
TUSCON,AZ85721 		74-2652689 GOVT 140,600       RESEARCH/SUBCONTRACT
(169) UNIVERSITY OF ARKANSAS
210 ADMIN BLDG
FAYETTEVILLE,AR72701 		71-6003252 GOVT 23,746       RESEARCH/SUBCONTRACT
(170) UNIVERSITY OF CHICAGO
5801 S ELLIS AVE
CHICAGO,IL60637 		36-2177139 501(c)(3) 333,765       RESEARCH/SUBCONTRACT
(171) UNIVERSITY OF CINCINNATI
PO BOX 932368
CLEVELAND,OH44193 		31-6000989 GOVT 89,208       RESEARCH/SUBCONTRACT
(172) UNIVERSITY OF COLORADO AT DENVER
13199 EAST MONTVIEW
DENVER,CO80291 		84-6000555 GOVT 633,772       RESEARCH/SUBCONTRACT
(173) UNIVERSITY OF FLORIDA
201 CRISER HALL
GAINESVILLE,FL32604 		59-6002052 GOVT 141,501       RESEARCH/SUBCONTRACT
(174) UNIVERSITY OF HOUSTON
2700 BAY AREA BLVD
HOUSTON,TX77058 		74-6001399 GOVT 56,678       RESEARCH/SUBCONTRACT
(175) UNIVERSITY OF ILLINOIS
504 EAST PENN AVE
CHAMPAIGN,IL61820 		37-6000511 GOVT 234,070       RESEARCH/SUBCONTRACT
(176) UNIVERSITY OF IOWA
100 MOSSMAN BUS SVS
IOWA CITY,IA52242 		42-6004813 GOVT 111,115       RESEARCH/SUBCONTRACT
(177) UNIVERSITY OF KANSAS MEDICAL CENTER RESEARCH INSTI
KUMC
KANSAS CITY,KS66160 		48-1108830 501(c)(3) 52,824       RESEARCH/SUBCONTRACT
(178) UNIVERSITY OF KENTUCKY
301 PETERSON SVC BLDG
LEXINGTON,KY40506 		61-6033693 GOVT 122,120       RESEARCH/SUBCONTRACT
(179) UNIVERSITY OF LOUISVILLE
CTRS OFFICE
LOUISVILLE,KY402021959 		61-1029626 501(c)(3) 69,285       RESEARCH/SUBCONTRACT
(180) UNIVERSITY OF MARYLAND
P O BOX 41428
BALTIMORE,MD21201 		52-6002033 GOVT 2,021,214       RESEARCH/SUBCONTRACT
(181) UNIVERSITY OF MIAMI
PO BOX 025405
MIAMI,FL33102 		59-0624458 501(c)(3) 460,373       RESEARCH/SUBCONTRACT
(182) UNIVERSITY OF MICHIGAN
2901 HUBBARD ST
ANN ARBOR,MI48109 		38-6006309 GOVT 777,198       RESEARCH/SUBCONTRACT
(183) UNIVERSITY OF MINNESOTA
1300 S 2ND
MINNEAPOLIS,MN55454 		41-6007513 GOVT 806,382       RESEARCH/SUBCONTRACT
(184) UNIVERSITY OF MISSISSIPPI MEDICAL CENTER
OFF OF SPON PROG
JACKSON,MS392164505 		64-6008520 501(c)(3) 120,117       RESEARCH/SUBCONTRACT
(185) UNIVERSITY OF NEBRASKA BOARD OF REGENTS
985045 NE MED CNTR
OMAHA,NE681985045 		47-0049123 GOVT 2,523,959       RESEARCH/SUBCONTRACT
(186) UNIVERSITY OF NEW MEXICO
MSC09 5225
ALBUQUERQUE,NM87131 		85-6000642 GOV'T 79,500       RESEARCH/SUBCONTRACT
(187) UNIVERSITY OF NORTH CAROLINA
103 SOUTH BUILDING
CHAPEL HILL,NC27599 		56-6001393 GOVT 366,725       RESEARCH/SUBCONTRACT
(188) UNIVERSITY OF NORTH CAROLINA-WILMINGTON
600 S COLLEGE RD
WILMINGTON,NC284035934 		56-1258660 GOVT 27,851       RESEARCH/SUBCONTRACT
(189) UNIVERSITY OF NORTH TEXAS
1155 UNION CIRCLE
DENTON,TX76203 		75-6002149 GOVT 80,905       RESEARCH/SUBCONTRACT
(190) UNIVERSITY OF PITTSBURGH
116 ATWOOD STREET
PITTSBURGH,PA15260 		25-0965591 501(c)(3) 889,712       RESEARCH/SUBCONTRACT
(191) UNIVERSITY OF ROCHESTER
115 SULLYS TRAIL
PITTSFORD,NY14534 		16-0743209 501(c)(3) 24,815       RESEARCH/SUBCONTRACT
(192) UNIVERSITY OF SOUTH CAROLINA
1400 GREENE ST
COLUMBIA,SC29208 		57-6001153 GOVT 441,085       RESEARCH/SUBCONTRACT
(193) UNIVERSITY OF SOUTHERN CALIFORNIA
3540 S FIGUEROA ST
LOS ANGELES,CA90007 		95-1642394 GOVT 125,079       RESEARCH/SUBCONTRACT
(194) UNIVERSITY OF TENNESSEE
527 ANDY HOLD TOWER
KNOXVILLE,TN37996 		62-6001636 GOVT 79,741       RESEARCH/SUBCONTRACT
(195) UNIVERSITY OF TEXAS
5323 HARRY HINES BLVD
DALLAS,TX75284 		74-1761309 GOVT 266,765       RESEARCH/SUBCONTRACT
(196) UNIVERSITY OF UTAH
201 S 1460 E
SALTLAKE CITY,UT84112 		87-6000525 GOVT 376,704       RESEARCH/SUBCONTRACT
(197) UNIVERSITY OF VERMONT
PO BOX 1389
BURLINGTON,VT054050160 		03-0179440 GOVT 14,404       RESEARCH/SUBCONTRACT
(198) UNIVERSITY OF VIRGINIA
PO BOX 400127
CHARLOTTESVILLE,VA22904 		54-6001796 GOVT 46,298       RESEARCH/SUBCONTRACT
(199) UNIVERSITY OF WASHINGTON
1410 NE CAMPUS PARKWAY
SEATTLE,WA98195 		91-6001537 GOVT 1,226,357       RESEARCH/SUBCONTRACT
(200) UNIVERSITY OF WISCONSIN
1848 UNIVERSITY AVE
MADISON,WI53726 		39-1805963 GOVT 556,317       RESEARCH/SUBCONTRACT
(201) UNIVERSITY SYSTEM OF NEW HAMPSHIRE
51 COLLEGE RD
DURHAM,NH038243585 		26-0000937 GOVT 109,103       RESEARCH/SUBCONTRACT
(202) UNLIMITED TECHNOLOGY SYSTEMS LLC
11501 NORTHLAKE DR
CINCINNATI,OH45249 		81-0614161 LLC 30,500       RESEARCH/SUBCONTRACT
(203) UTAH STATE UNIVERSITY
PO BOX 410027
SALT LAKE CITY,UT841410027 		87-6000528 GOVT 5,100       RESEARCH/SUBCONTRACT
(204) VANDERBILT UNIVERSITY
2361 VANDERBILT PLACE
NASHVILLE,TN37212 		62-0476822 501(c)(3) 307,134       RESEARCH/SUBCONTRACT
(205) VANDERBILT UNIVERSITY MEDICAL CENTER
DEPT 1236 P O BOX 121236
NASHVILLE,TN37203 		35-2528741 501(c)(3) 181,742       RESEARCH/SUBCONTRACT
(206) VIRGINIA COMMONWEALTH UNIVERSITY
BOX 843039
RICHMOND,VA232843039 		54-6001758 115 25,964       RESEARCH/SUBCONTRACT
(207) WAKE FOREST UNIVERSITY
1834 WAKE FOREST RD
WINSTONSALEM,NC27157 		22-3849199 501(c)(3) 153,538       RESEARCH/SUBCONTRACT
(208) WALTER REED ARMY INSTITUTE OF RESEARCH
503 RBRT GRANT AVE
SILVER SPRING,MD20190 		53-0196956 GOV'T 131,638       RESEARCH/SUBCONTRACT
(209) WASHINGTON STATE UNIVERSITY
240 FRENCH ADMN BLDG
PULLMAN,WA991641025 		91-6001108 GOVT 71,511       RESEARCH/SUBCONTRACT
(210) WASHINGTON UNIVERSITY
ONE BROOKINGS DRIVE
ST LOUIS,MO63110 		43-0653611 501(c)(3) 217,331       RESEARCH/SUBCONTRACT
(211) WAYNE STATE UNIVERSITY
5057 WOODWARD AVE
DETROIT,MI48202 		38-6028429 GOVT 14,084       RESEARCH/SUBCONTRACT
(212) WEST VIRGINIA UNIVERSITY
PO BOX 6002
MORGANTOWN,WV26506 		55-6000842 GOVT 145,703       RESEARCH/SUBCONTRACT
(213) WOMEN & INFANTS HOSPITAL OF RHODE ISLAND
DIR-RESCH ACCTG
PROVIDENCE,RI02906 		05-0258937 501(c)(3) 46,179       RESEARCH/SUBCONTRACT
(214) YALE UNIVERSITY
PO BOX 2038
NEW HAVEN,CT06521 		06-0646973 501(c)(3) 33,698       RESEARCH/SUBCONTRACT
(215) Association for Clinitcal Pastoral Education Inc
ONE WEST COURT SQ STE 325
DECATUR,GA30030 		58-1921094 501(c)(3) 5,001       DONATION
(216) GEORGIA CAMPAIGN FOR ADOLESCENT POWER AND POTENTIA
1718 PEACHTREE STREET NW
ATLANTA,GA30309 		31-1520709 501(c)(3) 10,000       DONATION
(217) GENERAL BOARD OF GLOBAL MINISTRIES (UMC)
458 PONCE DE LEON AVE NE
ATLANTA,GA30308 		13-5565089 CHURCH 20,000       DONATION
(218) GEORGIA DEPT OF NATURAL RESOURCES
2 MLK JR DRIVE SE
ATLANTA,GA30334 		58-1130945 GOVT 10,000       DONATION
(219) GOOD SAMARITAN HEALTH CENTER
1015 DL HOLLOWELL PKWY
ATLANTA,GA30318 		58-2373395 501(c)(3) 5,125       DONATION
(220) NATIONAL BLACK ARTS FESTIVAL
235 PEACHTREE ROAD
ATLANTA,GA30303 		58-1736780 501(c)(3) 6,000       DONATION
(221) SIGMA THETA TAU INTERNATIONAL
550 W NORTH STREET
INDIANAPOLIS,IN46202 		41-6022987 501(c)(3) 6,000       DONATION
(222) GEORGIA CHAMBER OF COMMERCE
P O BOX 102676
ATLANTA,GA303680676 		58-1537370 501(c)(3) 10,000       DONATION
(223) T J MARTELL FOUNDATION
2870 PEACHTREE RD
ATLANTA,GA30305 		80-0377727 501(c)(3) 7,500       DONATION
(224) METRO ATLANTA CHAMBER
191 PEACHTREE STREET NE
ATLANTA,GA30303 		58-0145520 501(c)(3) 13,333       DONATION
(225) THE UNITED METHODIST CHURCH
PO BOX 440102
NASHVILLE,TN372440102 		31-1813333 CHURCH 21,154       DONATION
(226) GRADY HEALTH FOUNDATION
GRADY MEMORIAL HOSPITAL
ATLANTA,GA30303 		58-2130437 501(c)(3) 40,000       DONATION
(227) THE PEDIATRIC CENTER
2015 UPPERGATE DRIVE
ATLANTA,GA30322 		58-1692698 501(c)(3) 150,000       DONATION
(228) COUNCIL FOR ADVANCEMENT AND SUPPORT OF EDUCATION
1307 New York Ave
WASHINGTON,DC200424022 		52-1012307 501(c)(3) 8,500       DONATION
(229) UNIV OF PUERTO RICO MED SCIENCES CAMPUS
PO BOX 365067
SAN JUAN,PR00936 		GOVT 84,466       DONATION
(230) MEDSHARE INTERNATIONAL INC
3240 CLIFTON SPRINGS RD
ATLANTA,GA30034 		58-2433968 501(c)(3)   109,995 FMV MEDICAL SUPP MEDICAL SUPPLIES
(231) SAINT JOSEPH'S HOSPITAL OF ATLANTA INC
5673 Peachtree Dunwoody Rd
Atlanta,GA30342 		58-0566257 501(c)(3) 17,755,208       Donation
(232) EMORYSAINT JOSEPH'S INC
1440 CLIFTON RD NE
ATLANTA,GA30322 		45-2721833 501(C)(3) 15,046,911       DONATION
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
218
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
14
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2019

Schedule I (Form 990) 2019
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients		 (c) Amount of
cash grant		 (d) Amount of
noncash assistance		 (e) Method of valuation (book,
FMV, appraisal, other)		 (f) Description of noncash assistance
(1) Emory University   276,304,508      
(2) Emory Law 3 15,000      
(2)
(3)
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
FORM 990, SCHEDULE I, PART I, LINE 2 MONITORING THE USE OF GRANTS Emory University's student aid awards consist of need-based and merit-Based awards. Merit-based funding is awarded based upon donor preferences and restrictions or institutional academic criteria. Need-based aid is awarded based upon institutional methodology, a standard need analysis formula generally practiced by other private, non-profit peer institutions. Student financial aid is awarded to students for educational purposes. Award amounts are controlled by educational costs established by the institution and student progress is evaluated at key points in the student lifecycle if the award has contingencies that require such. Disbursement controls are in place that require direct costs be paid prior to providing refunds for non-direct educational expenses. Emory University is responsible for ensuring that it communicates the relevant and necessary information contained in subcontracted award documents to the subrecipients. The Office of Sponsored Programs maintains a copy of the Subcontract Agreement, which stipulates the terms of the award and is signed by representatives of both Emory University and the subrecipient organization. This agreement indicates that the subrecipient understands and is aware of the award requirements. In addition, if there are any further changes to the Agreement, an amendment to the agreement is generated and signed by the representative of Emory University and the subrecipient.
Schedule I (Form 990) 2019



Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990.
SchJMediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .........
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ..
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
Yes
 
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
 
No
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
 
No
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
 
No
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2019

Schedule J (Form 990) 2019
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation 		(ii) Bonus & incentive
compensation 		(iii) Other reportable compensation
1MARY BETH ALLEN
CHIEF HR OFFICER - EHC 		(i)

(ii)		  
-------------
370,138 		 
-------------
232,070 		 
-------------
36,209 		0
-------------
18,900 		0
-------------
10,873 		0
-------------
668,190 		 
-------------
 
2CHRISTOPHER AUGOSTINI
EVP Business and Administr. 		(i)

(ii)		 458,701
-------------
  		 
-------------
  		203,700
-------------
  		24,300
-------------
0 		11,502
-------------
0 		698,203
-------------
0 		 
-------------
 
3CHARLES C BARNES JR
VP-Human Resources 		(i)

(ii)		 540,752
-------------
  		315,720
-------------
  		17,230
-------------
  		24,300
-------------
0 		9,159
-------------
0 		907,161
-------------
0 		 
-------------
 
4SUSAN CRUSE
SVP Adv. & Alum. Engagement 		(i)

(ii)		 634,771
-------------
  		 
-------------
  		53,940
-------------
  		24,300
-------------
0 		26,182
-------------
0 		739,193
-------------
0 		 
-------------
 
5VINCE DOLLARD
Interim SVP-Communications 		(i)

(ii)		 297,632
-------------
  		 
-------------
  		600
-------------
  		22,200
-------------
0 		17,768
-------------
0 		338,200
-------------
0 		 
-------------
 
6ALLISON DYKES JOHNSON
VP-University Secretary 		(i)

(ii)		 366,147
-------------
  		10,000
-------------
  		 
-------------
  		24,300
-------------
0 		12,810
-------------
0 		413,257
-------------
0 		 
-------------
 
7CAROL KISSAL
See Schedule J Part III 		(i)

(ii)		 456,030
-------------
  		 
-------------
  		18,664
-------------
  		24,300
-------------
0 		23,590
-------------
0 		522,584
-------------
0 		 
-------------
 
8JONATHAN S LEWIN MD
See Schedule J Part III 		(i)

(ii)		 634,536
-------------
643,874 		 
-------------
768,825 		66,768
-------------
13,598 		24,300
-------------
0 		9,298
-------------
15,620 		734,902
-------------
1,441,917 		 
-------------
 
9PAUL P MARTHERS
Interim SVP - Campus Life 		(i)

(ii)		 150,491
-------------
  		25,000
-------------
  		4,842
-------------
  		13,125
-------------
0 		12,781
-------------
0 		206,239
-------------
0 		 
-------------
 
10DWIGHT A MCBRIDE
Provost/EVP 		(i)

(ii)		 348,462
-------------
  		 
-------------
  		162,510
-------------
  		24,300
-------------
0 		5,866
-------------
0 		541,138
-------------
0 		 
-------------
 
11AJAY NAIR
SVP-Campus Life 		(i)

(ii)		 405,694
-------------
  		 
-------------
  		13,707
-------------
  		85,800
-------------
0 		24,026
-------------
0 		529,227
-------------
0 		 
-------------
 
12STEPHEN D SENCER
SVP-General Counsel 		(i)

(ii)		 607,130
-------------
  		33,484
-------------
  		 
-------------
  		24,300
-------------
0 		32,278
-------------
0 		697,192
-------------
0 		 
-------------
 
13CLAIRE STERK
President 		(i)

(ii)		 1,012,651
-------------
  		 
-------------
  		75,650
-------------
  		24,300
-------------
0 		70,535
-------------
0 		1,183,136
-------------
0 		 
-------------
 
14GREG ANDERSON
VP/CFO Emory Univ Hosp Midtown 		(i)

(ii)		 146,588
-------------
136,356 		 
-------------
82,529 		985
-------------
315 		16,200
-------------
0 		19,932
-------------
12,761 		183,705
-------------
231,961 		 
-------------
 
15CARLA CHANDLER
VP/CFO Emory Univ Hospital 		(i)

(ii)		 280,703
-------------
  		 
-------------
83,715 		1,102
-------------
30 		18,157
-------------
0 		21,246
-------------
2,495 		321,208
-------------
86,240 		 
-------------
 
16MICHAEL ELLIOTT
Dean of Emory College 		(i)

(ii)		 452,965
-------------
  		 
-------------
  		25,000
-------------
  		24,300
-------------
0 		14,482
-------------
0 		516,747
-------------
0 		 
-------------
 
17BRYCE GARTLAND MD
CEO Emory University Hospital 		(i)

(ii)		 438,085
-------------
5,304 		 
-------------
253,485 		1,197
-------------
30 		18,860
-------------
65,363 		5,280
-------------
17,687 		463,422
-------------
341,869 		 
-------------
 
18DANIEL OWENS
CEO Emory Univ Hosp. Midtown 		(i)

(ii)		 405,827
-------------
1,000 		 
-------------
213,353 		1,197
-------------
30 		18,900
-------------
59,063 		 
-------------
26,340 		425,924
-------------
299,786 		 
-------------
 
19SHARON PAPPAS
Chief Nursing Officer 		(i)

(ii)		  
-------------
399,815 		 
-------------
230,403 		 
-------------
7,905 		0
-------------
70,000 		0
-------------
19,189 		0
-------------
727,312 		 
-------------
 
20DANE PETERSON
Hospital Group President 		(i)

(ii)		  
-------------
667,393 		 
-------------
411,743 		 
-------------
38,470 		0
-------------
115,020 		0
-------------
35,336 		0
-------------
1,267,962 		 
-------------
67,307
21DAVID STEPHENS MD
Interim Dean - SOM 		(i)

(ii)		 814,000
-------------
  		 
-------------
166,145 		21,596
-------------
  		30,100
-------------
0 		-1,308
-------------
1,884 		864,388
-------------
168,029 		 
-------------
 
22VIKAS SUKHATME MD
Dean, School of Medicine 		(i)

(ii)		 98,780
-------------
42,501 		 
-------------
  		70,364
-------------
30,657 		11,475
-------------
0 		295
-------------
1,055 		180,914
-------------
74,213 		 
-------------
 
23DANIEL L BARROW MD
Physician 		(i)

(ii)		 261,612
-------------
731,108 		 
-------------
494,936 		396
-------------
31,608 		28,147
-------------
0 		5,100
-------------
15,221 		295,255
-------------
1,272,873 		 
-------------
 
24WALTER J CURRAN MD
Physician 		(i)

(ii)		 939,788
-------------
228,016 		 
-------------
322,610 		1,524
-------------
32,434 		105,828
-------------
0 		5,088
-------------
16,605 		1,052,228
-------------
599,665 		 
-------------
 
25SHERVIN OSKOUEIMD
Physician 		(i)

(ii)		  
-------------
863,698 		 
-------------
886,551 		 
-------------
11,523 		22,020
-------------
0 		216
-------------
20,696 		22,236
-------------
1,782,468 		 
-------------
 
26DAN REFAI MD
Physician 		(i)

(ii)		  
-------------
823,048 		 
-------------
938,447 		12
-------------
11,505 		22,020
-------------
0 		204
-------------
25,407 		22,236
-------------
1,798,407 		 
-------------
 
27JOHN M RHEE MD
Physician 		(i)

(ii)		  
-------------
1,078,486 		 
-------------
1,112,869 		18
-------------
11,775 		22,095
-------------
0 		198
-------------
19,748 		22,311
-------------
2,222,878 		 
-------------
 
28ROBERT J BACHMAN
Former Key Employee 		(i)

(ii)		 405,867
-------------
  		 
-------------
134,027 		14,832
-------------
30 		18,900
-------------
0 		9,218
-------------
18,516 		448,817
-------------
152,573 		 
-------------
 
29MARY L CAHILL
Former Officer 		(i)

(ii)		 396,660
-------------
  		866,549
-------------
  		1,999,971
-------------
  		24,300
-------------
0 		12,663
-------------
0 		3,300,143
-------------
0 		280,824
-------------
 
30S WRIGHT CAUGHMAN MD
Former Officer 		(i)

(ii)		 426,949
-------------
59,070 		 
-------------
  		27,188
-------------
8,345 		29,384
-------------
0 		5,687
-------------
10,918 		489,208
-------------
78,333 		 
-------------
 
31DELBRIDGE KING
Former Officer 		(i)

(ii)		 275,916
-------------
  		2,775
-------------
  		 
-------------
  		24,300
-------------
0 		16,539
-------------
0 		319,530
-------------
0 		 
-------------
 
32CHRISTIAN P LARSEN MD
Former Key Employee 		(i)

(ii)		 269,324
-------------
295,520 		409,000
-------------
  		917
-------------
33,765 		30,100
-------------
0 		5,954
-------------
11,249 		715,295
-------------
340,534 		 
-------------
 
33THOMAS J LAWLEY MD
Former Key Employee 		(i)

(ii)		 433,852
-------------
  		 
-------------
  		23,964
-------------
  		29,800
-------------
0 		16,375
-------------
0 		503,991
-------------
0 		 
-------------
 
34ROSEMARY M MAGEE
Former Officer 		(i)

(ii)		 218,384
-------------
  		 
-------------
  		 
-------------
  		20,132
-------------
0 		16,293
-------------
0 		254,809
-------------
0 		 
-------------
 
35RICHARD MENDOLA
FORMER OFFICER 		(i)

(ii)		 595,676
-------------
  		 
-------------
  		32,435
-------------
  		24,300
-------------
0 		31,156
-------------
0 		683,567
-------------
0 		 
-------------
 
36JAMES W WAGNER
FORMER OFFICER 		(i)

(ii)		 718,391
-------------
  		 
-------------
  		 
-------------
  		24,300
-------------
0 		10,554
-------------
0 		753,245
-------------
0 		 
-------------
 
37THERESA MILAZZO
FORMER OFFICER 		(i)

(ii)		 296,237
-------------
  		2,974
-------------
  		550
-------------
  		24,300
-------------
0 		13,321
-------------
0 		337,382
-------------
0 		 
-------------
 
38STUART ZOLA
FORMER OFFICER 		(i)

(ii)		 341,681
-------------
  		 
-------------
  		 
-------------
  		24,300
-------------
0 		1,107
-------------
0 		367,088
-------------
0 		 
-------------
 
39JAMES T HATCHER
CFO EMORY HEALTHCARE 		(i)

(ii)		  
-------------
500,047 		 
-------------
516,175 		 
-------------
46,524 		 
-------------
18,900 		 
-------------
18,294 		 
-------------
1,099,940 		 
-------------
 
Schedule J (Form 990) 2019

Schedule J (Form 990) 2019
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
FORM 990, SCHEDULE J, PART I, LINE 1A QUESTIONS REGARDING COMPENSATION First Class or Charter Travel: First class travel is not allowed unless it is the only seat available on a required flight or is a medical necessity for the employee. Travel for Companions: With the exception of the President, reimbursement or payment of the travel expenses of an eligible employee's family member must normally be pre-approved by the President or appropriate Executive Vice President or Senior Vice President. The travel expenses of an eligible employee's family member may be paid for or reimbursed by Emory University and are not included in the employee's taxable income, provided the employee can establish that the presence of his or her family member serves a "bona fide business purpose" as defined in the Treasury Regulations. A family member's presence is considered to serve a bona fide business purpose if the individual has a significant role in the proceedings or makes an important contribution to the success of the event. If attendance of an eligible employee's family member is desirable but does not serve a bona fide business purpose to Emory, any such payment or reimbursement for such family member's travel expenses will be a taxable payment. Tax indemnification and gross up payments: Emory University does not make tax indemnification or gross-up payments to executive staff members unless agreed to prior to payment. Housing allowance or residence for personal use: Emory University provides an on-campus residence for the President. The President must live in this residence as a requirement of the position and utilize the residence for University business purposes. Health or social club dues or initiation fees: Emory University provides certain executives with taxable compensation to reimburse the expense of membership dues and appropriate initiation fees for a social or country club used for Emory University business entertainment purposes. Susan Cruse $4,200 Claire Sterk $5,450
FORM 990, SCHEDULE J, PART I, LINE 3 ESTABLISHING COMPENSATION: The President's compensation is approved by the Executive Compensation and Trustees' Conflict of Interest Committee of the EMORY UNIVERSITY Board of Trustees, composed of outside trustees. The recommendation is based on compensation survey data with periodic review by an independent compensation consultant.
FORM 990, SCHEDULE J, PART I, LINE 4B NON-QUALIFIED RETIREMENT PLAN: Certain executives participate in a supplemental retirement plan intended to make up for limits on compensation in the qualified retirement plan. Charles C. Barnes, Jr $17,230 Susan Cruse $34,740 Carol D. Kissal $18,064 Jonathan S. Lewin MD $59,010 Richard A. Mendola $31,505 Ajay Nair $13,707 Stephen D. Sencer $32,884 Claire E. Sterk $70,200
FORM 990, SCHEDULE J, PART I, LINE 7 NON-FIXED PAYMENTS: Performance bonuses were paid to certain executives during the year Charles C. Barnes, Jr. $10,000 Allison Dykes Johnson $10,000 Delbridge King $ 2,775 Theresa Milazzo $ 2,974 In 2017, Mary L. Cahill, Emory University's Chief Investment Officer, was paid an incentive award of $866,549 for 2016 performance and 2017 performance through July. Ms. Cahill also received a payout of previous deferred incentive awards of $280,824. At the time of her departure from Emory, Ms. Cahill received $1,719,147 as a severance payment.
FORM 990, SCHEDULE J, PART II, COLUMN C & COLUMN F SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN For purposes of retention, Emory University made contributions to 457(f) deferred compensation accounts for the following individuals, which are not vested and are subject to a substantial risk of forfeiture: Walter J. Curran, MD $75,000 Bryce Gartland, MD $65,363 Ajay Nair $61,500 Daniel Owens $59,063 Sharon Pappas $70,000 Dane Peterson $98,820 The following individuals received a payout of vested deferred compensation awards made during prior years. These awards were reported as deferred compensation in those years on Form 990. Dane Peterson $67,307 Mary Cahill $280,824
FORM 990, Part VII & Sch J Part II - Titles CAROL KISSAL - VP-FINANCE; CHIEF FINANCIAL OFFICER Jonathan S. Lewin, MD - EVP Health Affairs; Executive Director Woodruff Health Sciences Center; President, CEO and Chairman of the Board of Emory Healthcare
Schedule J (Form 990) 2019

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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number
58-0566256
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LSJ8 08-04-2005 250,000,000 SEE PART VI - 2005B   X   X   X
B PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LTD0 08-25-2005 281,575,000 SEE PART VI - 2005C   X   X   X
C PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LVR6 05-13-2009 253,121,397 SEE PART VI - 2009B   X   X   X
D PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LXF0 07-23-2009 99,790,294 SEE PART VI - 2009C   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LYF9 08-23-2011 238,277,766 SEE PART VI - 2011A   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LA57 08-15-2013 214,792,974 SEE PART VI - 2013A   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LA73 08-15-2013 192,965,000 SEE PART VI - 2013BC   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LK23 09-29-2016 151,433,077 SEE PART VI - 2016A   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LM70 09-29-2016 249,693,667 SEE PART VI - 2016B   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 0 157,425,000 46,000,000 4,360,000
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 250,002,307 287,609,146 253,146,184 99,792,074
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 3,238,536 1,103,458 0
6 Proceeds in refunding escrows ............... 249,212,532 56,620,000 210,142,000 98,935,000
7 Issuance costs from proceeds ............... 787,468 1,684,295 1,876,072 841,733
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 2,307 226,066,315 40,006,921 15,341
11 Other spent proceeds ............. 0 0 0 0
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2005 2007 2011 2009
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2018, a current refunding issue)? ........ 		               
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2018, an advance refunding issue)? ........ 		               
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 2
Part Ⅲ
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?   X   X   X   X
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0.200 % 2.000 % 0.400 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet        
6 Total of lines 4 and 5 ............. 0.200 % 0.200 % 2.000 % 0.400 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?............. X   X   X     X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. .. 0.010 % 0.060 % 1.690 %  
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............   X           X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X   X  
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........   X X     X   X
c No rebate due? ......... X   X   X   X  
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X     X   X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue? X   X     X   X
b Name of provider .......... Wells Fargo Citigrou
  		Wells Fargo Citigrou
  		0
  		0
 
c Term of hedge ......... 31 % 31 %    
d Was the hedge superintegrated? ......   X   X        
e Was the hedge terminated? ........   X   X        
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X X     X   X
b Name of provider .......... 0
  		Transamerica Occiden
  		0
  		0
 
c Term of GIC .........   1.4 %    
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........     X          
6 Were any gross proceeds invested beyond an available temporary period? X     X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
FORM 990, SCHEDULE K, PART I, COLUMN F PURPOSE AND ISSUE DATE OF REFUNDED ISSUES A. 2005B - DEBT REFUNDING: 8/7/97 (1997A), 9/17/97 (1997C), 8/11/98 (1998A), 9/29/99 (1999A), 8/16/00 (2000A), 10/10/01 (2001A) B. 2005C - NEW FACILITY CONSTRUCTION AND DEBT REFUNDING: 5/26/94 (1994A), 11/21/95 (1995A), 9/17/97 (1997C), 9/29/99 (1999A), 8/16/00 (2000A), 8/16/00 (2000B), 10/10/01 (2001B), 10/17/02 (2002B) C. 2009B - NEW FACILITY CONSTRUCTION AND DEBT REFUNDING: 8/16/00 (2000B), 10/10/01 (2001B), 10/17/02 (2002B), 3/10/09 AND 3/24/09 (2007 CP) D. 2009C - DEBT REFUNDING: 6/19/08 (2008A) E. 2011A - DEBT REFUNDING: 10/10/2001 (2001A), 10/17/2002 (2002A), 6/19/2008 (2008B) F. 2013A - NEW FACILITY CONSTRUCTION AND DEBT REFUNDING: 10/17/2002 (2002A), 09/04/2010 (2010 CP), 08/04/05 (2005A), 08/25/05 (2005C) G. 2013BC - NEW FACILITY CONSTRUCTION AND DEBT REFUNDING: 08/25/05 (2005C) H. 2016A - NEW FACILITY CONSTRUCTION I. 2016B - DEBT REFUNDING: 06/19/2008 (2008C), 08/04/2005 (2005A), 9/1/2016 (CP)
FORM 990, SCHEDULE K, PART II, LINE 3 TOTAL PROCEEDS OF ISSUE THE PART I, COLUMN (E) "ISSUE PRICE" DOES NOT AGREE WITH THE PART II, LINE 3 "TOTAL PROCEEDS OF ISSUE" FOR CERTAIN BONDS DUE TO THE INCLUSION OF INVESTMENT EARNINGS ON THE PROCEEDS ACCOUNTS. THE CUMULATIVE INVESTMENT EARNINGS INCLUDED IN PART II, LINE 3 ARE AS FOLLOWS: PRIVATE COLLEGES AND UNIVERSITIES CUSIP # 74265LSJ8 (2005B) $2,307 PRIVATE COLLEGES AND UNIVERSITIES CUSIP # 74265LTD0 (2005C) $6,034,146 PRIVATE COLLEGES AND UNIVERSITIES CUSIP # 74265LVR6 (2009B) $24,784 PRIVATE COLLEGES AND UNIVERSITIES CUSIP # 74265LXFO (2009C) $1,780 PRIVATE COLLEGES AND UNIVERSITIES CUSIP # 74265LYF9 (2011A) $43 PRIVATE COLLEGES AND UNIVERSITIES CUSIP # 74265LA57 (2013A) $10,761 PRIVATE COLLEGES AND UNIVERSITIES CUSIP # 74265LA73 (2013BC) $25,232 PRIVATE COLLEGES AND UNIVERSITIES CUSIP # 74265LK23 (2016A) $26,970
FORM 990, SCHEDULE K, PART III PRIVATE BUSINESS USE BOND ISSUE 2005B WAS USED ENTIRELY TO REFUND PRE-2003 BOND ISSUES. AS SUCH, PART III, PRIVATE BUSINESS USE, DOES NOT APPLY
FORM 990, SCHEDULE K, PART IV, LINE 2C REBATE COMPUTATIONS PERFORMED ISSUE 2005B - 09/01/06; 09/01/11 ISSUE 2005C - 02/25/06; 02/25/07; 08/25/10 ISSUE 2009B - 05/13/14 ISSUE 2009C - 07/23/14 ISSUE 2011A - 08/23/2016 ISSUE 2013A - 8/15/2018 ISSUE 2013BC - 8/15/2018
FORM 990, SCHEDULE K, PART IV, LINE 6 A portion of the proceeds of the Series 2005B, 2013A, and 2016B Bonds were used to advance refund prior obligations, and therefore, gross proceeds were invested beyond an available temporary period. However, the proceeds used in the advance refunding were yield restricted in accordance with the Code and Treasury Regulations.
Schedule K (Form 990) 2019

Additional Data


Software ID:  
Software Version:  


Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number
58-0566256
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LSJ8 08-04-2005 250,000,000 SEE PART VI - 2005B   X   X   X
B PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LTD0 08-25-2005 281,575,000 SEE PART VI - 2005C   X   X   X
C PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LVR6 05-13-2009 253,121,397 SEE PART VI - 2009B   X   X   X
D PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LXF0 07-23-2009 99,790,294 SEE PART VI - 2009C   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LYF9 08-23-2011 238,277,766 SEE PART VI - 2011A   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LA57 08-15-2013 214,792,974 SEE PART VI - 2013A   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LA73 08-15-2013 192,965,000 SEE PART VI - 2013BC   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LK23 09-29-2016 151,433,077 SEE PART VI - 2016A   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LM70 09-29-2016 249,693,667 SEE PART VI - 2016B   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 0 157,425,000 46,000,000 4,360,000
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 250,002,307 287,609,146 253,146,184 99,792,074
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 3,238,536 1,103,458 0
6 Proceeds in refunding escrows ............... 249,212,532 56,620,000 210,142,000 98,935,000
7 Issuance costs from proceeds ............... 787,468 1,684,295 1,876,072 841,733
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 2,307 226,066,315 40,006,921 15,341
11 Other spent proceeds ............. 0 0 0 0
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2005 2007 2011 2009
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2018, a current refunding issue)? ........ 		               
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2018, an advance refunding issue)? ........ 		               
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 2
Part Ⅲ
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?   X   X   X   X
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0.200 % 2.000 % 0.400 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet        
6 Total of lines 4 and 5 ............. 0.200 % 0.200 % 2.000 % 0.400 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?............. X   X   X     X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. .. 0.010 % 0.060 % 1.690 %  
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............   X           X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X   X  
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........   X X     X   X
c No rebate due? ......... X   X   X   X  
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X     X   X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue? X   X     X   X
b Name of provider .......... Wells Fargo Citigrou
  		Wells Fargo Citigrou
  		0
  		0
 
c Term of hedge ......... 31 % 31 %    
d Was the hedge superintegrated? ......   X   X        
e Was the hedge terminated? ........   X   X        
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X X     X   X
b Name of provider .......... 0
  		Transamerica Occiden
  		0
  		0
 
c Term of GIC .........   1.4 %    
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........     X          
6 Were any gross proceeds invested beyond an available temporary period? X     X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
FORM 990, SCHEDULE K, PART I, COLUMN F PURPOSE AND ISSUE DATE OF REFUNDED ISSUES A. 2005B - DEBT REFUNDING: 8/7/97 (1997A), 9/17/97 (1997C), 8/11/98 (1998A), 9/29/99 (1999A), 8/16/00 (2000A), 10/10/01 (2001A) B. 2005C - NEW FACILITY CONSTRUCTION AND DEBT REFUNDING: 5/26/94 (1994A), 11/21/95 (1995A), 9/17/97 (1997C), 9/29/99 (1999A), 8/16/00 (2000A), 8/16/00 (2000B), 10/10/01 (2001B), 10/17/02 (2002B) C. 2009B - NEW FACILITY CONSTRUCTION AND DEBT REFUNDING: 8/16/00 (2000B), 10/10/01 (2001B), 10/17/02 (2002B), 3/10/09 AND 3/24/09 (2007 CP) D. 2009C - DEBT REFUNDING: 6/19/08 (2008A) E. 2011A - DEBT REFUNDING: 10/10/2001 (2001A), 10/17/2002 (2002A), 6/19/2008 (2008B) F. 2013A - NEW FACILITY CONSTRUCTION AND DEBT REFUNDING: 10/17/2002 (2002A), 09/04/2010 (2010 CP), 08/04/05 (2005A), 08/25/05 (2005C) G. 2013BC - NEW FACILITY CONSTRUCTION AND DEBT REFUNDING: 08/25/05 (2005C) H. 2016A - NEW FACILITY CONSTRUCTION I. 2016B - DEBT REFUNDING: 06/19/2008 (2008C), 08/04/2005 (2005A), 9/1/2016 (CP)
FORM 990, SCHEDULE K, PART II, LINE 3 TOTAL PROCEEDS OF ISSUE THE PART I, COLUMN (E) "ISSUE PRICE" DOES NOT AGREE WITH THE PART II, LINE 3 "TOTAL PROCEEDS OF ISSUE" FOR CERTAIN BONDS DUE TO THE INCLUSION OF INVESTMENT EARNINGS ON THE PROCEEDS ACCOUNTS. THE CUMULATIVE INVESTMENT EARNINGS INCLUDED IN PART II, LINE 3 ARE AS FOLLOWS: PRIVATE COLLEGES AND UNIVERSITIES CUSIP # 74265LSJ8 (2005B) $2,307 PRIVATE COLLEGES AND UNIVERSITIES CUSIP # 74265LTD0 (2005C) $6,034,146 PRIVATE COLLEGES AND UNIVERSITIES CUSIP # 74265LVR6 (2009B) $24,784 PRIVATE COLLEGES AND UNIVERSITIES CUSIP # 74265LXFO (2009C) $1,780 PRIVATE COLLEGES AND UNIVERSITIES CUSIP # 74265LYF9 (2011A) $43 PRIVATE COLLEGES AND UNIVERSITIES CUSIP # 74265LA57 (2013A) $10,761 PRIVATE COLLEGES AND UNIVERSITIES CUSIP # 74265LA73 (2013BC) $25,232 PRIVATE COLLEGES AND UNIVERSITIES CUSIP # 74265LK23 (2016A) $26,970
FORM 990, SCHEDULE K, PART III PRIVATE BUSINESS USE BOND ISSUE 2005B WAS USED ENTIRELY TO REFUND PRE-2003 BOND ISSUES. AS SUCH, PART III, PRIVATE BUSINESS USE, DOES NOT APPLY
FORM 990, SCHEDULE K, PART IV, LINE 2C REBATE COMPUTATIONS PERFORMED ISSUE 2005B - 09/01/06; 09/01/11 ISSUE 2005C - 02/25/06; 02/25/07; 08/25/10 ISSUE 2009B - 05/13/14 ISSUE 2009C - 07/23/14 ISSUE 2011A - 08/23/2016 ISSUE 2013A - 8/15/2018 ISSUE 2013BC - 8/15/2018
FORM 990, SCHEDULE K, PART IV, LINE 6 A portion of the proceeds of the Series 2005B, 2013A, and 2016B Bonds were used to advance refund prior obligations, and therefore, gross proceeds were invested beyond an available temporary period. However, the proceeds used in the advance refunding were yield restricted in accordance with the Code and Treasury Regulations.
Schedule K (Form 990) 2019

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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number
58-0566256
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LSJ8 08-04-2005 250,000,000 SEE PART VI - 2005B   X   X   X
B PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LTD0 08-25-2005 281,575,000 SEE PART VI - 2005C   X   X   X
C PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LVR6 05-13-2009 253,121,397 SEE PART VI - 2009B   X   X   X
D PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LXF0 07-23-2009 99,790,294 SEE PART VI - 2009C   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LYF9 08-23-2011 238,277,766 SEE PART VI - 2011A   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LA57 08-15-2013 214,792,974 SEE PART VI - 2013A   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LA73 08-15-2013 192,965,000 SEE PART VI - 2013BC   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LK23 09-29-2016 151,433,077 SEE PART VI - 2016A   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LM70 09-29-2016 249,693,667 SEE PART VI - 2016B   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 0 157,425,000 46,000,000 4,360,000
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 250,002,307 287,609,146 253,146,184 99,792,074
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 3,238,536 1,103,458 0
6 Proceeds in refunding escrows ............... 249,212,532 56,620,000 210,142,000 98,935,000
7 Issuance costs from proceeds ............... 787,468 1,684,295 1,876,072 841,733
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 2,307 226,066,315 40,006,921 15,341
11 Other spent proceeds ............. 0 0 0 0
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2005 2007 2011 2009
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2018, a current refunding issue)? ........ 		               
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2018, an advance refunding issue)? ........ 		               
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 2
Part Ⅲ
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?   X   X   X   X
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0.200 % 2.000 % 0.400 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet        
6 Total of lines 4 and 5 ............. 0.200 % 0.200 % 2.000 % 0.400 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?............. X   X   X     X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. .. 0.010 % 0.060 % 1.690 %  
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............   X           X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X   X  
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........   X X     X   X
c No rebate due? ......... X   X   X   X  
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X     X   X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue? X   X     X   X
b Name of provider .......... Wells Fargo Citigrou
  		Wells Fargo Citigrou
  		0
  		0
 
c Term of hedge ......... 31 % 31 %    
d Was the hedge superintegrated? ......   X   X        
e Was the hedge terminated? ........   X   X        
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X X     X   X
b Name of provider .......... 0
  		Transamerica Occiden
  		0
  		0
 
c Term of GIC .........   1.4 %    
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........     X          
6 Were any gross proceeds invested beyond an available temporary period? X     X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
FORM 990, SCHEDULE K, PART I, COLUMN F PURPOSE AND ISSUE DATE OF REFUNDED ISSUES A. 2005B - DEBT REFUNDING: 8/7/97 (1997A), 9/17/97 (1997C), 8/11/98 (1998A), 9/29/99 (1999A), 8/16/00 (2000A), 10/10/01 (2001A) B. 2005C - NEW FACILITY CONSTRUCTION AND DEBT REFUNDING: 5/26/94 (1994A), 11/21/95 (1995A), 9/17/97 (1997C), 9/29/99 (1999A), 8/16/00 (2000A), 8/16/00 (2000B), 10/10/01 (2001B), 10/17/02 (2002B) C. 2009B - NEW FACILITY CONSTRUCTION AND DEBT REFUNDING: 8/16/00 (2000B), 10/10/01 (2001B), 10/17/02 (2002B), 3/10/09 AND 3/24/09 (2007 CP) D. 2009C - DEBT REFUNDING: 6/19/08 (2008A) E. 2011A - DEBT REFUNDING: 10/10/2001 (2001A), 10/17/2002 (2002A), 6/19/2008 (2008B) F. 2013A - NEW FACILITY CONSTRUCTION AND DEBT REFUNDING: 10/17/2002 (2002A), 09/04/2010 (2010 CP), 08/04/05 (2005A), 08/25/05 (2005C) G. 2013BC - NEW FACILITY CONSTRUCTION AND DEBT REFUNDING: 08/25/05 (2005C) H. 2016A - NEW FACILITY CONSTRUCTION I. 2016B - DEBT REFUNDING: 06/19/2008 (2008C), 08/04/2005 (2005A), 9/1/2016 (CP)
FORM 990, SCHEDULE K, PART II, LINE 3 TOTAL PROCEEDS OF ISSUE THE PART I, COLUMN (E) "ISSUE PRICE" DOES NOT AGREE WITH THE PART II, LINE 3 "TOTAL PROCEEDS OF ISSUE" FOR CERTAIN BONDS DUE TO THE INCLUSION OF INVESTMENT EARNINGS ON THE PROCEEDS ACCOUNTS. THE CUMULATIVE INVESTMENT EARNINGS INCLUDED IN PART II, LINE 3 ARE AS FOLLOWS: PRIVATE COLLEGES AND UNIVERSITIES CUSIP # 74265LSJ8 (2005B) $2,307 PRIVATE COLLEGES AND UNIVERSITIES CUSIP # 74265LTD0 (2005C) $6,034,146 PRIVATE COLLEGES AND UNIVERSITIES CUSIP # 74265LVR6 (2009B) $24,784 PRIVATE COLLEGES AND UNIVERSITIES CUSIP # 74265LXFO (2009C) $1,780 PRIVATE COLLEGES AND UNIVERSITIES CUSIP # 74265LYF9 (2011A) $43 PRIVATE COLLEGES AND UNIVERSITIES CUSIP # 74265LA57 (2013A) $10,761 PRIVATE COLLEGES AND UNIVERSITIES CUSIP # 74265LA73 (2013BC) $25,232 PRIVATE COLLEGES AND UNIVERSITIES CUSIP # 74265LK23 (2016A) $26,970
FORM 990, SCHEDULE K, PART III PRIVATE BUSINESS USE BOND ISSUE 2005B WAS USED ENTIRELY TO REFUND PRE-2003 BOND ISSUES. AS SUCH, PART III, PRIVATE BUSINESS USE, DOES NOT APPLY
FORM 990, SCHEDULE K, PART IV, LINE 2C REBATE COMPUTATIONS PERFORMED ISSUE 2005B - 09/01/06; 09/01/11 ISSUE 2005C - 02/25/06; 02/25/07; 08/25/10 ISSUE 2009B - 05/13/14 ISSUE 2009C - 07/23/14 ISSUE 2011A - 08/23/2016 ISSUE 2013A - 8/15/2018 ISSUE 2013BC - 8/15/2018
FORM 990, SCHEDULE K, PART IV, LINE 6 A portion of the proceeds of the Series 2005B, 2013A, and 2016B Bonds were used to advance refund prior obligations, and therefore, gross proceeds were invested beyond an available temporary period. However, the proceeds used in the advance refunding were yield restricted in accordance with the Code and Treasury Regulations.
Schedule K (Form 990) 2019

Additional Data


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Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ.
MediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Part I
Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and section 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No
2
Enter the amount of tax incurred by the organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e) Original principal amount (f) Balance due (g) In default? (h) Approved by board or committee? (i) Written agreement?
To From Yes No Yes No Yes No
Total ...............Small Bullet $  
Part III
Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2019
Schedule L (Form 990 or 990-EZ) 2019
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) Mary Ball FAMILY MEM OF OFFICER 16,719 EMPLOYEE   No
(2) Christopher Y Caughman FAMILY MEM OF FORMER OFFI 62,602 EMPLOYEE   No
(3) Sheryl Gabram-Mendola FAMILY MEM OF FORMER OFFI 592,228 EMPLOYEE   No
(4) David Goldsmith FAMILY MEM OF FORMER KEY 199,776 EMPLOYEE   No
(5) John Lawley FAMILY MEM OF FORMER KEY 145,109 EMPLOYEE   No
(6) Leslie Lawley MD FAMILY MEM OF FORMER KEY 216,228 EMPLOYEE   No
(7) Megan Lawley FAMILY MEM OF FORMER KEY 73,787 EMPLOYEE   No
(8) Linda Orkin Lewin MD FAMILY MEM OF OFFICER 91,803 EMPLOYEE   No
(9) Deborah Long FAMILY MEM OF FORMER OFFI 98,766 EMPLOYEE   No
(10) Jennifer Mathews FAMILY MEM OF KEY EMPLOYE 108,227 EMPLOYEE   No
(11) Debbie King Miller FAMILY MEM OF OFFICER 43,882 EMPLOYEE   No
(12) Ann Sencer FAMILY MEM OF OFFICER 113,294 EMPLOYEE   No
(13) Kimberly Wagner FAMILY MEM OF FORMER OFFI 26,124 EMPLOYEE   No
(14) Mandl Co LLC Business Owned-former off 252,618 Consulting Services   No
(15) Kathleen Stephens FAMILY MEM OF KEY EMPLOYE 89,494 EMPLOYEE   No
(16) Sheri T Latham FAMILY MEM OF TRUSTEE 12,328 EMPLOYEE   No
(17) Ruth L Pappas FAMILY MEM OF KEY EMPLOYE 62,587 EMPLOYEE   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2019


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SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 11 574,673 APPRAISED
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 1,348,938 APPRAISED
5 Clothing and household
goods ....... 		X 50,760 MARKET VALUE
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 255 3,312,991 MARKET QUOTATION
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles ..... X 1 6,500 APPRAISED
19 Food inventory ...        
20 Drugs and medical supplies . X 2 17,428 MARKET VALUE
21 Taxidermy ......        
22 Historical artifacts .... X 24 5,150,570 APPRAISED
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( EVENT EXPENSES ) X 41 17,892 MARKET VALUE
26 Other Right pointing arrow large image ( TRAVEL ) X 9 6,166 market value
27 Other Right pointing arrow large image ( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
29
19
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ...................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2019)
Schedule M (Form 990) (2019)
Page 2
Part IISupplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
FORM 990, SCHEDULE M, PART I, LINE 32B USE OF THIRD PARTIES EMORY UNIVERSITY USES REAL ESTATE BROKERS TO ASSIST WITH SALES OF REAL PROPERTY ORIGINALLY RECEIVED AS CHARITABLE CONTRIBUTIONS. SALES OF STOCK AND PARTNERSHIP INTERESTS GIFTED TO THE UNIVERSITY ARE MANAGED BY FINANCIAL AGENTS.
Schedule M (Form 990) (2019)

Additional Data


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SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Return Reference Explanation
FORM 990, PART III, LINE 1 MISSION STATEMENT EMORY UNIVERSITY'S MISSION IS TO CREATE, PRESERVE, TEACH, AND APPLY KNOWLEDGE IN THE SERVICE OF HUMANITY. TO FULFILL THIS MISSION, THE UNIVERSITY SUPPORTS THE FULL RANGE OF SCHOLARSHIP, FROM UNDERGRADUATE TO ADVANCED GRADUATE AND PROFESSIONAL INSTRUCTION, AND FROM BASIC RESEARCH TO ITS APPLICATION IN PUBLIC SERVICE. WHILE BEING A COMPREHENSIVE RESEARCH UNIVERSITY, EMORY LIMITS ITS ACADEMIC SCOPE TO THOSE FIELDS IN WHICH, BY VIRTUE OF ITS HISTORY AND LOCATION, IT CAN EXCEL. HENCE ITS ACADEMIC PROGRAMS FOCUS ON THE ARTS AND SCIENCES, BUSINESS, LAW, THEOLOGY, AND THE HEALTH PROFESSIONS. THESE DISCIPLINES ARE UNIFIED BY THEIR DEVOTION TO LIBERAL LEARNING; BY COOPERATIVE INTERDISCIPLINARY PROGRAMS; AND BY THE COMMON PURSUIT OF INTELLECTUAL DISTINCTION. THE EMORY COMMUNITY IS OPEN TO ALL WHO MEET ITS HIGH STANDARDS OF INTELLIGENCE, COMPETENCE, AND INTEGRITY. IT WELCOMES A DIVERSITY OF ETHNIC, CULTURAL, SOCIOECONOMIC, RELIGIOUS, NATIONAL, AND INTERNATIONAL BACKGROUNDS, BELIEVING THAT THE INTELLECTUAL AND SOCIAL ENERGY THAT RESULTS FROM SUCH DIVERSITY IS A PRIMARY ASSET OF THE UNIVERSITY. IN KEEPING WITH THE DEMAND THAT TEACHING, LEARNING, RESEARCH, AND SERVICE BE MEASURED BY HIGH STANDARDS OF INTEGRITY AND EXCELLENCE, AND BELIEVING THAT EACH PERSON AND EVERY LEVEL OF SCHOLARLY ACTIVITY SHOULD BE VALUED ON ITS OWN MERITS, THE UNIVERSITY AIMS TO IMBUE SCHOLARSHIP AT EMORY WITH * A COMMITMENT TO HUMANE TEACHING AND MENTORSHIP AND A RESPECTFUL INTERACTION AMONG FACULTY, STUDENTS, AND STAFF; * OPEN DISCIPLINARY BOUNDARIES THAT ENCOURAGE INTEGRATIVE TEACHING, RESEARCH, AND SCHOLARSHIP; * A COMMITMENT TO USE KNOWLEDGE TO IMPROVE HUMAN WELL-BEING; AND * A GLOBAL PERSPECTIVE ON THE HUMAN CONDITION. THE UNIVERSITY, FOUNDED BY THE METHODIST EPISCOPAL CHURCH, CHERISHES ITS HISTORICAL AFFILIATION WITH THE UNITED METHODIST CHURCH. WHILE EMORY'S PROGRAMS ARE TODAY ENTIRELY NONSECTARIAN (EXCEPT FOR THOSE AT THE CANDLER SCHOOL OF THEOLOGY), THE UNIVERSITY HAS DERIVED FROM THIS HERITAGE THE CONVICTION THAT EDUCATION CAN BE A STRONG MORAL FORCE IN BOTH SOCIETY AND THE LIVES OF ITS INDIVIDUAL MEMBERS.
FORM 990, PART III, LINE 4 PROGRAM SERVICE ACCOMPLISHMENTS 4a Emory University: A major research university that is privately endowed, coeducational and not-for-profit. With its nine colleges and schools, the University attracts top quality students from across the nation and abroad, and has a current total enrollment of approximately 14,400 students. The University is a member of the Association of American Universities. In U.S. News and World Report's annual ranking of "America's Best Colleges" Emory ranked 21st among national universities in 2018 and has consistently been included in its Top 25 list since 1992. Emory also ranks in the top 25 schools for "Best Value Schools". In addition, Emory ranked 13th in Kiplinger's "100 Best College Valueswas named a "Best Value College" by the Princeton Review. The University includes one of the nation's leading research and patient-care medical complexes, the Robert W. Woodruff Health Sciences Center. The Center includes the Emory University School of Medicine, Nell Hodgson Woodruff School of Nursing, Rollins School of Public Health, and Yerkes National Primate Research Center. AMONG THE MANY OTHER CENTERS FOR SPECIALIZED RESEARCH AND STUDY AT EMORY ARE THE WINSHIP CANCER INSTITUTE; THE GLOBAL HEALTH INSTITUTE; THE CENTER FOR HEALTH DISCOVERY AND WELL BEING; THE CENTER FOR FACULTY DEVELOPMENT AND EXCELLENCE; THE CENTER FOR AIDS RESEARCH; THE MICHAEL C. CARLOS MUSEUM; THE CHERRY L. EMERSON CENTER FOR SCIENTIFIC COMPUTATION; AND THE CLAUS M. HALLE INSTITUTE FOR GLOBAL LEARNING. 4b Emory University Hospital: A teaching and research facility providing tertiary and quaternary care services, particularly cardiology, cardiac surgery, oncology, neurosciences, multiple organ and tissue transplantation, orthopaedics, geriatrics and endocrinology. In 2018, Emory University Hospital was ranked as the number one hospital in metro atlanta and in the state of Georgia by U.S. News and World Report for the seventh year in a row. The Hospital was also recognized as one of the nation's top hospitals by the National Research Corporation's Consumer Choice Awards in 2017 and for 18 of the past 19 years. Emory University Hospital provides integrated patient care with teaching and clinical research by physicians who are University faculty as well as provides charity care in the form of indigent care to patients with no health insurance and catastrophic care to patients whose medical bills are so large that paying them would be permanently life-shattering. Emory University Hospital physicians provided $27.4 million in charity care during the current fiscal year. The Hospital has 643 licensed beds, of which 120 are located at Emory University Orthopaedic and Spine Hospital, and more than 1,300 licensed physicians on staff. The Emory University Orthopaedic and Spine Hospital has earned the highest patient satisfaction rankings in the country based on returned surveys from patients that have been nationally benchmarked by Press Ganey. The current Community Benefits Report is published at http://whsc.emory.edu/publications/community-benefits-2018/index.html. 4c Emory University Hospital Midtown: Since 1908, an Atlanta teaching hospital offering a myriad of patient care, education and research initiatives. Emory University Hospital Midtown was ranked the seventh best hospital in Atlanta, Georgia in 2018 by U.S. News and World Report and tenth in the state of Georgia. The Hospital provides advanced services such as cardiology, oncology and radiology as well as more traditional services such as obstetrics with both routine and intensive care nurseries as well as provides charity care in the form of indigent care to patients with no health insurance and catastrophic care to patients whose medical bills are so large that paying them would be permanently life-shattering. Emory University Hospital Midtown physicians provided $19 million in charity care during the current fiscal year. Emory University Hospital Midtown has 505 licensed beds and more than 1,200 licensed physicians on staff. The current Community Benefits Report is published at http://whsc.emory.edu/publications/community-benefits-2018/index.html.
FORM 990, PART VI, LINE 2 FAMILY OR BUSINESS RELATIONSHIPS (1) TRUSTEES JOHN MORGAN AND ROBERT C. GODDARD HAVE A BUSINESS RELATIONSHIP. (2) TRUSTEES MUHTAR KENT AND JAVIER GOIZUETA HAVE A BUSINESS RELATIONSHIP.
FORM 990, PART VI, SECTION 2, LINE 11 PROCESS USED TO REVIEW FORM 990 THE FORM 990 IS PREPARED AND REVIEWED BY THE ORGANIZATION'S MANAGEMENT AND REVIEWED BY AN INDEPENDENT THIRD PARTY ACCOUNTING FIRM. PRIOR TO FINALIZATION OF THE RETURN, MANAGEMENT PROVIDED ACCESS TO A FINAL DRAFT OF THE FORM 990 TO ALL MEMBERS OF THE BOARD OF TRUSTEES AND GAVE THEM AN OPPORTUNITY TO MAKE COMMENTS. MANAGEMENT UPDATED THE FORM 990 FOR ALL COMMENTS RECEIVED AND PROVIDED THE FINAL VERSION OF THE FORM 990 TO ALL MEMBERS OF THE BOARD OF TRUSTEES PRIOR TO FILING.
FORM 990, PART VI, LINE 12C CONFLICT OF INTEREST POLICY EMORY UNIVERSITY'S CONFLICT OF INTEREST POLICY REQUIRES TRUSTEES, OFFICERS AND OTHER DECISION MAKERS TO DISCLOSE PARTICIPATION IN ACTIVITIES OR CIRCUMSTANCES THAT MAY PRESENT A CONFLICT OF INTEREST ON AN ANNUAL BASIS OR IF AT ANY TIME SUCH INDIVIDUAL BECOMES AWARE OF CIRCUMSTANCES THAT MAY PRESENT A CONFLICT OF INTEREST. THESE DISCLOSURES BY TRUSTEES ARE REVIEWED BY THE EXECUTIVE COMPENSATION AND TRUSTEES' CONFLICT OF INTEREST COMMITTEE OF THE UNIVERSITY BOARD OF TRUSTEES ("CONFLICT OF INTEREST COMMITTEE"), AS NECESSARY. IF THE CONFLICT OF INTEREST COMMITTEE DETERMINES THAT A CONFLICT OF INTEREST EXISTS, THE INDIVIDUAL WITH THE CONFLICT OF INTEREST MAY MAKE A PRESENTATION TO THE APPLICABLE COMMITTEE, BUT AFTER SUCH PRESENTATION, THE INDIVIDUAL MUST LEAVE THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION OR ARRANGEMENT THAT RESULTED IN THE CONFLICT OF INTEREST. DURING THE FISCAL YEAR NONE OF THE TRUSTEES WITH RELATED BUSINESS INTERESTS VOTED ON BUSINESS DECISIONS INVOLVING SUCH COMPANIES.
FORM 990, PART VI, LINE 15 DETERMINATION OF COMPENSATION EMORY UNIVERSITY'S EXECUTIVE COMPENSATION AND TRUSTEES' CONFLICT OF INTEREST COMMITTEE OF THE BOARD OF TRUSTEES, WHICH IS COMPOSED OF NON-EMPLOYEE MEMBERS OF THE EMORY UNIVERSITY BOARD OF TRUSTEES, ANNUALLY REVIEWS MARKET DATA, COLLECTED AND REPORTED BY INDEPENDENT CONSULTING FIRMS, FROM COMPARABLE INSTITUTIONS FOR EACH POSITION IDENTIFIED AS A "DISQUALIFIED PERSON" FOR PURPOSES OF INTERMEDIATE SANCTIONS UNDER IRS REGULATIONS. THE COMMITTEE DISCUSSES THE PROPOSED COMPENSATION FOR EACH SUCH INDIVIDUAL IN THE CONTEXT OF THE MARKET DATA AND THE INDIVIDUAL'S PERFORMANCE AND CONTRIBUTION TO EMORY, AND IT MAKES A DECISION REGARDING THE APPROPRIATENESS OF COMPENSATION AND ANY COMPENSATION INCREASE. THE DISCUSSIONS ARE DOCUMENTED IN THE COMMITTEE'S MINUTES BY A REPRESENTATIVE OF THE OFFICE OF THE GENERAL COUNSEL.
FORM 990, PART VI, LINE 19 AVAILABILITY OF DOCUMENTS TO THE PUBLIC EMORY UNIVERSITY MAKES ITS GOVERNING DOCUMENTS AND ITS FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC VIA ITS WEBSITE.
FORM 990, PART XI, LINE 9 RECONCILIATION OF NET ASSETS: ADJUSTMENT TO ANNUITIES PAYABLE 839,835 CHANGE IN FAIR VALUE OF DERIVATIVE INSTRUMENTS 59,172,353 ADJUSTMENT TO PERPETUAL FUND INCOME 26,880,272 CUMULATIVE EFFECT OF CHANGE IN ACCOUNTING 13,953,303 RECLASSIFICATION OF NET ASSETS (124,191) TRANSFER OF NET ASSETS TO CONSOLIDATED AFFILIATES 110,210,972 GAAP ADJUSTMENTS 4,550,010 TOTAL OTHER CHANGES IN NET ASSETS 215,482,554
FORM 990, PART V, LINE 4B FOREIGN BANK ACCOUNT REPORTING: ARGENTINA BRAZIL CAYMAN CHILE CHINA COLUMBIA CZECH REPUBLIC DENMARK ETHIOPIA GREECE HUNGARY INDIA INDONESIA IRELAND ISRAEL JAPAN MALAYSIA MEXICO NIGERIA PERU POLAND REPUBLIC OF KOREA SAUDI ARABIA SLOVAKIA SPAIN TAIWAN TURKEY UNITED KINGDOM
FORM 990, PART I, QUESTION 5 AND PART V, QUESTION 2A NUMBER OF EMPLOYEES: THE EMORY CLINIC, INC. ("TEC") (EIN: 58-2030692) AND EMORY CHILDREN'S CENTER, INC. ("ECC") (EIN: 58-2298500) HAVE A COMMON PAYMASTER RELATIONSHIP FOR PAYROLL PURPOSES WITH EMORY UNIVERSITY. THE SALARIES OF TEC'S AND ECC'S EMPLOYEES ARE PAID BY EMORY UNIVERSITY, REPORTED ON EMORY UNIVERSITY'S FORMS 941, AND REIMBURSED BY TEC AND ECC. THEREFORE, THESE EMPLOYEES ARE REPORTED ON EMORY UNIVERSITY'S FORM 990. THE STAFF MEMBERS OF EMORY MEDICAL CARE FOUNDATION, INC. ("EMCF") (EIN: 58-1537752) AND EMORY INNOVATIONS, INC. ("EI") (EIN: 45-5372942) ARE EMPLOYEES OF EMORY UNIVERSITY. THE SALARIES OF EMCF AND EI'S EMPLOYEES ARE PAID BY EMORY UNIVERSITY, REPORTED ON EMORY UNIVERSITY'S FORMS 941, AND REIMBURSED BY EMCF AND EI RESPECTIVELY. THEREFORE, THESE EMPLOYEES ARE REPORTED ON EMORY UNIVERSITY'S FORM 990.
FORM 990, PART IV, LINE 12A & B AND PART XII, LINE 2B INDEPENDENT AUDITED FINANCIAL STATEMENTS A COPY OF EMORY UNIVERSITY'S AUGUST 31, 2018 AUDITED FINANCIAL STATEMENTS IS ATTACHED TO THIS RETURN. THE FOLLOWING ENTITIES INCLUDED IN THESE FINANCIAL STATEMENTS ARE NOT INCLUDED IN THE EMORY UNIVERSITY RETURNS BUT ARE INCLUDED IN THE EMORY GROUP RETURN - EMORY HEALTHCARE INC ("EHC"), THE EMORY CLINIC INC ("TEC"), WESLEY WOODS CENTER OF EMORY UNIVERSITY ("WWC"), EMORY MEDICAL CARE FOUNDATION INC("EMCF"), EMORY INNOVATIONS INC("EI"), EMORY-SAINT JOSEPH'S INC ("ESJ"), SAINT JOSEPH'S HOSPITAL OF ATLANTA INC ("SJHA"), AND EMORY CHILDREN'S CENTER INC ("ECC").
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2019


Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Part I
Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) GOIZUETA BUSINESS SCHOOL STUDENT INVEST
201 DOWMAN DRIVE
ATLANTA,GA30322
58-0566256 		INVESTMENTS GA 517,219 2,726,816 Emory Univer
 
(2) GOIZUETA BUSINESS SCHOOL REAL ESTATE
201 DOWMAN DRIVE
ATLANTA,GA30322
26-1718943 		INVESTMENTS GA 14,041 220,765 Emory Univer
 
(3) EMORY UNIVERSITY STUDENT HEALTH COUNSEL
201 DOWMAN DRIVE
ATLANTA,GA30322
27-1119602 		HEALTHCARE GA 3,801 157,364 Emory Univer
 
(4) ROSE ACQUISITIONS LLC
201 DOWMAN DRIVE
ATLANTA,GA30322
45-4889158 		INVESTMENTS GA 5,702,866 436,404 Emory Univer
 
(5) EMORY INTEGRATED HEALTH SERVICES LLC
201 DOWMAN DRIVE
ATLANTA,GA30322
58-0566256 		HEALTH CLAIMS GA 0 0 Emory Univer
 
(6) EUEP LLC
201 Dowman Drive
Atlanta,GA30322
58-0566256 		Real Estate GA -48,900,426 53,528,015 Emory Univer
 
(7) LOTUS ACQUISITIONS LLC
201 DOWMAN DRIVE
ATLANTA,GA30322
58-0566256 		INVESTMENTS GA 0 0 Emory Univer
 
(8) POPPY ACQUISITIONS LLC
201 DOWMAN DRIVE
ATLANTA,GA30322
58-0566256 		INVESTMENTS GA 0 0 Emory Univer
 
(9) ORCHID ACQUISITIONS LLC
201 DOWMAN DRIVE
ATLANTA,GA30322
58-0566256 		INVESTMENTS GA 0 0 Emory Univer
 
(10) MAGNOLIA ACQUISITIONS LLC
201 DOWMAN DRIVE
ATLANTA,GA30322
58-0566256 		INVESTMENTS GA 0 0 Emory Univer
 
(11) CLOVER ACQUISITIONS LLC
201 DOWMAN DRIVE
ATLANTA,GA30322
58-0566256 		INVESTMENTS GA 0 0 Emory Univer
 
(12) LAVENDER ACQUISITIONS LLC
201 DOWMAN DRIVE
ATLANTA,GA30322
58-0566256 		INVESTMENTS GA 0 0 Emory Univer
 
(13) JASMINE ACQUISITIONS LLC
201 DOWMAN DRIVE
ATLANTA,GA30322
58-0566256 		INVESTMENTS GA 0 0 Emory Univer
 
(14) VIOLET ACQUISITIONS LLC
201 DOWMAN DRIVE
ATLANTA,GA30322
58-0566256 		INVESTMENTS GA 0 0 Emory Univer
 
(15) EAC SERVICES LLC
1551 Shoup Court
ATLANTA,GA30322
82-4732084 		EDUCATION GA 1,705,004 79,732 Emory Univer
 
Part II
Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1)EMORY MEDICAL CARE FOUNDATION INC
1648 PIERCE DRIVE

ATLANTA,GA30322
58-1537752 		MED MGMT GA 501(c)(3) 10 NA
 
Yes
 
(2)EMORY HEALTHCARE INC
201 DOWMAN DRIVE

ATLANTA,GA30322
58-2137993 		MED MGMT GA 501(c)(3) 12.A NA
 
Yes
 
(3)THE EMORY CLINIC INC
1365 CLIFTON ROAD

ATLANTA,GA30322
58-2030692 		HEALTHCARE GA 501(C)(3) 10 NA
 
Yes
 
(4)EMORY MEDICAL LABORATORIES INC
1364 Clifton Road NE

ATLANTA,GA30322
01-0553460 		MD Care Pract GA 501(c)(3) 3 EMORY HEALTH
 
Yes
 
(5)WESLEY WOODS CENTER OF EMORY UNIVERSITY
1821 CLIFTON ROAD

ATLANTA,GA30322
58-1529366 		HEALTHCARE GA 501(c)(3) 3 EMORY HEALTH
 
Yes
 
(6)EMORY CHILDREN'S CENTER INC
201 DOWMAN DRIVE

ATLANTA,GA30322
58-2298500 		HEALTHCARE GA 501(c)(3) 10 EMORY HEALTH
 
Yes
 
(7)LUTHER C FISCHER FOUNDATION
550 PEACHTREE ST

ATLANTA,GA30308
58-1052508 		SUPPORTING OR GA 501(c)(3) 12.a NA
 
Yes
 
(8)EMORY UNIV HOSPITAL MIDTOWN AUXILIARY
550 PEACHTREE ST

ATLANTA,GA30308
58-6035386 		SUPPORT GA 501(c)(3) 10 NA
 
 
No
(9)Emory University Post-Retirement Benefit
1599 Clifton Road NE

Atlanta,GA30322
58-2087692 		VEBA GA 501(c)(9) N/A NA
 
 
No
(10)Emory Healthcare Post-Retirement Benefit
1440 Clifton Road NE

Atlanta,GA30322
90-0180674 		VEBA GA 501(c)(9) N/A EMORY HEALTH
 
 
No
(11)EMORY INNOVATIONS INC
201 DOWMAN DRIVE

ATLANTA,GA30322
45-5372942 		RESEARCH GA 501(c)(3) 12.a NA
 
Yes
 
(12)EMORYSAINT JOSEPH'S INC
1440 CLIFTON RD NE SUTIE 400

ATLANTA,GA30322
45-2721833 		HEALTHCARE GA 501(c)(3) 4 EMORY HEALTH
 
Yes
 
(13)SAINT JOSEPH'S HOSPITAL OF ATLANTA INC
5673 PTREE Dunwoody RD

ATLANTA,GA30342
58-0566257 		HOSPITAL GA 501(c)(3) 3 EMORYST JOS
 
Yes
 
(14)EMORY HEALTHCARE INC RETIREMENT PLAN
1440 CLIFTON ROAD NE

ATLANTA,GA30322
02-0689035 		DB PLAN GA 501(c)(9) N/A EMORY HEALTH
 
 
No
(15)Lettie Pate Evans Foundation Inc
191 Peachtree St NE Ste 3540

Atlanta,GA30303
23-7282939 		Supporting Or GA 501(c)(3) 12.d na
 
 
No
(16)The Halle Foundation
1201 W Peachtree St No 42210

Atlanta,GA30309
58-6201529 		Supporting or GA 501(c)(3) 12.a NA
 
 
No
(17)The Onnie Mae Spruill Foundation Inc
1548 Mount Vernon Road

Atlanta,GA30338
58-2050054 		Supporting Or GA 501(c)(3) 12.d NA
 
 
No
(18)Susan H & Wilbur H Marcy Trust
PO Box 1328

Winter Park,FL32790
59-1932547 		Supporting Or FL 501(c)(3) 12.a na
 
 
No
(19)M L Simpson Foundation Trust
1862 Independence Square

Atlanta,GA30338
58-6418299 		Supporting Or GA 501(c)(3) 12.a na
 
 
No
(20)Robert W Woodruff Health Sciences Center
191 Peachtree St NE Ste 3540

Atlanta,GA30303
58-2229271 		Supporting Or GA 501(c)(3) 12.b NA
 
 
No
(21)EMORY CHILDREN'S PEDIATRIC INSTITUTE INC
2015 Upper Gate Drive NE

Atlanta,GA30322
58-1692698 		Supporting Or GA 501(c)(3) 12.a NA
 
 
No
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2019
Schedule R (Form 990) 2019
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) FOREST HILL STRATEGIC VALUE FUND

100 Morgan Keegan Dr 430
LITTLE ROCK,AR72202
45-3638016 		INVESTMENTS DE FOREST HILL CAP
  		EXCLUDED 13,604,565 149,011,894   No 0   No 67.290 %
(2) ES REHABILITATION LLC

201 DOWMAN DRIVE
ATLANTA,GA30322
46-3808276 		HEALTHCARE GA EMORY HEALTH
  		EXCLUDED 2,614,643 9,253,558   No 0   No 51.000 %
(3) CALMWATER REAL ESTATE CREDIT FUND II

11755 WILSHIRE BLVD STE 1400
LOS ANGELES,CA90025
37-1778274 		INVESTMENTS DE CALMWATER REAL
  		EXCLUDED 1,921,974 19,472,761   No 0   No 88.000 %
(4) TENZING GLOBAL INVESTORS

90 NEW MONTGOMERY ST STE 650
SAN FRANCISCO,CA94105
36-4708131 		INVESTMENTS DE TENZING GLOBAL
  		INVESTMENT 13,978,009 55,176,086   No 0   No 49.650 %
(5) GRANITE STATE CAPITAL

529 FIFTH AVE 7TH FLOOR
NEW YORK,NY10017
81-3995451 		INVESTMENTS DE GRANITE MASTER
  		INVESTMENT 1,884,791 3,379,122   No 0   No 37.920 %
(6) THL Credit Direct Lending CoInvest III E

100 FEDERAL ST 31ST FLOOR
BOSTON,MA02110
32-0510874 		INVESTMENTS DE THL CREDIT DIR
  		INVESTMENT 616,633 13,781,915   No 0   No 99.980 %


Part IV
Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) CLIFTON CASUALTY INSURANCE COMPANY LTD

PO Box 1159 878 West Bay Rd
Grand Cayman,Cayman Islands  
VI
84-0825711 		CAPTIVE INSURANCE CJ EMORY HEALTH
  		C CORP -2,746,521 213,368,910 100.000 % Yes  
(2) NORTHLAKE REGIONAL PHYSICIANS CENTER

2850 PACES FERRY ROAD SUTIE 1140
ATLANTA,GA30339
58-1850529 		MEDICAL BLDG GA NA
  		C CORP 16,486 284,449 93.000 % Yes  
(3) CHARITABLE REMAINER TRUSTS (41)

201 DOWMAN DRIVE
ATLANTA,GA30322
 CHARITABLE TR GA NA
  		TRUST          
(4) POOLED INCOME FUND (1)

201 DOWMAN DRIVE
ATLANTA,GA30322
 INCOME FUND GA NA
  		TRUST          
(5) PTAM DYNAMIC FIXED INCOME FUND (CAYMAN)

WEST BAY RD PO BOX 897
GRAND CAYMAN   KY1-1103
CJ
INVESTMENTS CJ PT ASSET MGNT
  		C CORP -7,324,255 79,821,932 65.680 % Yes  
(6) US REAL ESTATE CREDIT

11755 WILSHIRE BLVE STE 1425
LOS ANGELES,CA90025
98-1278458 		INVESTMENTS CJ US RE CREDIT MA
  		C CORP 2,449,840 1,449,486 31.600 %   No
(7) OZ EUROPE OVERSEAS FUND II

Gardenia Ct Suite 3307
Cayman Bay,Grand CaymanKY1 1103
CJ
INVESTMENTS CJ OZ MANAGEMENT
  		C Corp 6,005,188 70,745,899 65.975 % Yes  
Schedule R (Form 990) 2019
Schedule R (Form 990) 2019
Page 3
Part V
Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
 
No
b Gift, grant, or capital contribution to related organization(s) ............................
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) ............................
1c
 
No
d Loans or loan guarantees to or for related organization(s) ............................
1d
 
No
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
 
 
g Sale of assets to related organization(s) ............................
1g
 
No
h Purchase of assets from related organization(s) ............................
1h
 
No
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
Yes
 
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
Yes
 
o Sharing of paid employees with related organization(s) ............................
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses ............................
1p
 
No
q Reimbursement paid by related organization(s) for expenses ............................
1q
 
No
r Other transfer of cash or property to related organization(s) ............................
1r
Yes
 
s Other transfer of cash or property from related organization(s) ............................
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) THE EMORY CLINIC INC

 S 7,912,503 FMV
(2) EMORY HEALTHCARE INC

 S 101,251,649 FMV
(3) Emory Children's Pediatric Institute

 R 4,589,977 FMV
(4) Emory Children's Pediatric Institute

 B 150,000 FMV
(5) Saint Joseph's Hospital of Atlanta

 B 17,755,208 FMV
(6) EmorySaint Joseph's Inc

 B 15,046,911 FMV
Schedule R (Form 990) 2019
Schedule R (Form 990) 2019
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2019
Schedule R (Form 990) 2019
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R. (see instructions).
Return Reference Explanation
FORM 990, SCHEDULE R, PART V All transfers to and from Emory University and related organizations were cash transactions and therefore the method used for determining the amount involved was based on U.S. dollars.
Schedule R (Form 990) 2019

Additional Data


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