TY 2018 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
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Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2018

Open to Public Inspection

For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018

Name of foundation
I & M SMITH FAMILY FDN-DIMA

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 1501 NJ2-130-03-31
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
PENNINGTON, NJ085341501

A Employer identification number

13-4201730

B Telephone number (see instructions)

(609) 274-6834

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$1,454,092J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	48,282		43,018
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		46,593
b	Gross sales price for all assets on line 6a 644,626
7	Capital gain net income (from Part IV, line 2)...			46,593
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	94,875		89,611
13	Compensation of officers, directors, trustees, etc.
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........					0
b	Accounting fees (attach schedule).......		2,500	0	0	2,500
c	Other professional fees (attach schedule)....		18,421	11,053		7,369
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...		3,709	639		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		281	31		250
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	24,911		11,723	0	10,119
25	Contributions, gifts, grants paid.......	0				0
26	Total expenses and disbursements. Add lines 24 and 25	24,911		11,723	0	10,119
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	69,964
b	Net investment income (if negative, enter -0-)			77,888
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2018)

Form 990-PF (2018)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	365	477	477
	2	Savings and temporary cash investments.........	61,082	70,036	70,036
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)	254,992
	b	Investments—corporate stock (attach schedule).......	647,083	795,990	910,618
	c	Investments—corporate bonds (attach schedule).......	280,838	447,283	445,095
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............			477
	13	Investments—other (attach schedule)..........	34,060	28,774	27,389
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	1,278,420	1,342,560	1,454,092
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted..................
	25	Temporarily restricted...............
	26	Permanently restricted...............
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds........	1,278,420	1,342,560
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see instructions).....	1,278,420	1,342,560
	31	Total liabilities and net assets/fund balances (see instructions).	1,278,420	1,342,560

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............

1,278,420

Enter amount from Part I, line 27a .....................

69,964

Other increases not included in line 2 (itemize) bullet

391

Add lines 1, 2, and 3 ..........................

1,348,775

Decreases not included in line 2 (itemize) bullet

6,215

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .

1,342,560

Form 990-PF (2018)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	14000. AT&T INC		2008-02-20	2018-02-01
b	2000. AT&T INC		2013-07-25	2018-02-01
c	4000. AT&T INC		2017-10-03	2018-02-01
d	2. AETNA INC		2016-01-05	2018-01-22
e	3. AETNA INC		2016-01-07	2018-01-22
	3. AETNA INC		2016-11-15	2018-01-22
	7. AETNA INC		2016-01-05	2018-01-23
	10. AETNA INC		2016-01-07	2018-01-23
	9. AETNA INC		2016-11-15	2018-01-23
	1. AETNA INC		2015-12-31	2018-11-29
	30. AETNA INC		2016-01-04	2018-11-29
	14. AETNA INC		2016-01-05	2018-11-29
	21. AETNA INC		2016-02-12	2018-11-29
	10. AETNA INC		2018-08-09	2018-11-29
	16. ALTRIA GROUP INC		2017-12-13	2018-08-17
	17. ALTRIA GROUP INC		2017-12-13	2018-08-20
	12. ALTRIA GROUP INC		2017-12-13	2018-08-20
	5000. ANHEUSER-BUSCH INBEV FIN		2018-03-01	2018-08-08
	4000. APPLE INC		2017-02-08	2018-08-08
	5000. BB&T CORPORATION		2017-10-25	2018-08-08
	1000. BANK OF NY MELLON CORP		2016-09-23	2018-08-08
	510. BLACKROCK STRATEGIC		2014-03-04	2018-08-08
	6. BRIGHTHOUSE FINL INC REG		2013-07-09	2018-12-10
	2. BRIGHTHOUSE FINL INC REG		2014-08-28	2018-12-10
	6. BRIGHTHOUSE FINL INC REG		2014-08-29	2018-12-11
	2. BRIGHTHOUSE FINL INC REG		2014-09-02	2018-12-11
	2. BRIGHTHOUSE FINL INC REG		2017-01-11	2018-12-11
	3. BRIGHTHOUSE FINL INC REG		2017-06-22	2018-12-11
	1. BRIGHTHOUSE FINL INC REG		2017-06-23	2018-12-11
	54. BRITISH AMERICAN TOBACCO		2018-01-23	2018-06-15
	48. BRITISH AMERICAN TOBACCO		2018-01-24	2018-06-15
	1. CDW CORP		2018-02-05	2018-11-05
	1. CDW CORP		2018-03-13	2018-11-05
	3. CDW CORP		2018-08-09	2018-11-05
	3. CDW CORP		2018-02-05	2018-11-06
	1. CDW CORP		2018-03-13	2018-11-06
	9. CDW CORP		2018-08-09	2018-11-06
	3. CDW CORP		2018-02-05	2018-11-07
	1. CDW CORP		2018-03-13	2018-11-07
	7. CDW CORP		2018-08-09	2018-11-07
	4. CDW CORP		2018-02-05	2018-12-10
	24. CDW CORP		2018-02-05	2018-12-11
	7. CDW CORP		2018-02-05	2018-12-13
	17. CDW CORP		2018-02-05	2018-12-14
	4. CDW CORP		2018-02-05	2018-12-17
	.67 CVS HEALTH CORP		2018-11-30	2018-12-06
	20. CARDINAL HEALTH INC COM		2018-01-16	2018-09-14
	15. CARDINAL HEALTH INC COM		2018-01-17	2018-09-14
	10. CARDINAL HEALTH INC COM		2018-01-16	2018-09-17
	8. CARDINAL HEALTH INC COM		2018-01-17	2018-09-17
	6. CHEVRON CORP		2015-09-18	2018-01-22
	4. CHEVRON CORP		2016-08-08	2018-01-22
	6. CHEVRON CORP		2016-08-25	2018-01-22
	15. CHEVRON CORP		2015-09-18	2018-01-23
	10. CHEVRON CORP		2016-08-08	2018-01-23
	14. CHEVRON CORP		2016-08-25	2018-01-23
	2. CHEVRON CORP		2015-09-18	2018-01-24
	1. CHEVRON CORP		2016-08-08	2018-01-24
	2. CHEVRON CORP		2016-08-25	2018-01-24
	2. CHEVRON CORP		2015-09-18	2018-01-29
	18. CHEVRON CORP		2015-09-23	2018-01-29
	9. CHEVRON CORP		2005-05-05	2018-05-08
	8. CHEVRON CORP		2015-09-23	2018-05-08
	6. CHEVRON CORP		2005-05-05	2018-08-03
	28. CHEVRON CORP		2005-05-05	2018-08-06
	4. CHEVRON CORP		2017-09-18	2018-08-06
	10. CHEVRON CORP		2017-09-18	2018-08-07
	27. CHEVRON CORP		2017-10-24	2018-08-07
	4000. CISCO SYSTEMS INC		2009-11-17	2018-08-08
	2000. CITIGROUP INC		2011-11-17	2018-08-08
	53. COMCAST CORP NEW CL A		2016-08-08	2018-12-10
	21000. COMCAST CORP		2015-12-07	2018-03-01
	3000. COMCAST CORP		2017-10-03	2018-03-01
	1. DIAGEO PLC SPON ADR NEW		2016-08-25	2018-06-18
	17. DIAGEO PLC SPON ADR NEW		2016-08-26	2018-06-18
	5. DIAGEO PLC SPON ADR NEW		2017-02-01	2018-06-18
	18. DOWDUPONT INC COM		2016-12-12	2018-01-10
	15. DOWDUPONT INC COM		2016-12-13	2018-01-10
	27. DOWDUPONT INC COM		2017-03-22	2018-07-12
	32. DOWDUPONT INC COM		2017-04-17	2018-07-12
	10. DOWDUPONT INC COM		2017-04-13	2018-11-05
	11. DOWDUPONT INC COM		2017-04-17	2018-11-05
	21. DOWDUPONT INC COM		2018-08-09	2018-11-05
	4. DR PEPPER SNAPPLE GROUP		2017-09-12	2018-01-29
	7. DR PEPPER SNAPPLE GROUP		2017-12-20	2018-01-29
	7. DR PEPPER SNAPPLE GROUP		2017-12-21	2018-01-29
	8. DR PEPPER SNAPPLE GROUP		2017-12-22	2018-01-29
	17000. EUROPEAN INVESTMENT BANK		2017-03-09	2018-03-01
	76. EXELON CORP		2015-10-15	2018-08-02
	2. EXELON CORP		2015-10-15	2018-08-03
	8. EXELON CORP		2015-10-16	2018-08-03
	25. EXELON CORP		2015-10-19	2018-08-03
	4000. FEDERAL NATL MTG ASSOC		2017-06-13	2018-08-08
	7. GARRETT MOTION INC		2011-04-06	2018-10-04
	1. GARRETT MOTION INC		2013-02-05	2018-10-04
	1. GARRETT MOTION INC		2018-08-09	2018-10-04
	.5 GARRETT MOTION INC		2018-08-09	2018-10-05
	85. GENERAL ELECTRIC CO		2010-12-14	2018-11-05
	40. GENERAL ELECTRIC CO		2010-12-14	2018-11-06
	179. GENERAL ELECTRIC CO		2013-02-05	2018-11-06
	81. GENERAL ELECTRIC CO		2015-08-27	2018-11-06
	120. GENERAL ELECTRIC CO		2018-01-19	2018-11-06
	166. GENERAL ELECTRIC CO		2018-02-21	2018-11-06
	102. GENERAL ELECTRIC CO		2018-08-09	2018-11-06
	207. GENERAL ELECTRIC CO		2018-09-14	2018-11-06
	15000. GENERAL ELEC CAP CORP		2015-01-23	2018-02-06
	6000. GLAXOSMITHKLINE CAPITAL		2018-06-08	2018-08-08
	79. HALLIBURTON COMPANY COM		2017-07-20	2018-05-08
	54. HALLIBURTON COMPANY COM		2017-07-20	2018-05-09
	14. HALLIBURTON COMPANY COM		2017-07-21	2018-05-09
	2. HESS CORP		2016-11-17	2018-10-04
	8. HESS CORP		2016-11-18	2018-10-04
	4. HESS CORP		2017-03-13	2018-10-04
	1. HESS CORP		2017-03-14	2018-10-04
	6. HESS CORP		2016-11-17	2018-10-05
	14. HESS CORP		2016-11-18	2018-10-05
	8. HESS CORP		2017-03-13	2018-10-05
	2. HESS CORP		2017-03-14	2018-10-05
	2. HESS CORP		2016-02-12	2018-10-11
	5. HESS CORP		2017-03-14	2018-10-11
	10. HESS CORP		2016-02-12	2018-10-12
	20. HESS CORP		2017-03-14	2018-10-12
	8. HONEYWELL INTL INC		2013-02-05	2018-12-10
	10. HONEYWELL INTL INC		2018-08-09	2018-12-10
	58. INTERPUBLIC GROUP OF COMPANIES INC		2017-10-13	2018-07-17
	5. INTERPUBLIC GROUP OF COMPANIES INC		2017-10-16	2018-07-17
	49. INTERPUBLIC GROUP OF COMPANIES INC		2017-10-13	2018-07-18
	4. INTERPUBLIC GROUP OF COMPANIES INC		2017-10-16	2018-07-18
	86. INTERPUBLIC GROUP OF COMPANIES INC		2017-10-12	2018-10-12
	20. INTERPUBLIC GROUP OF COMPANIES INC		2017-10-12	2018-10-15
	103. INTERPUBLIC GROUP OF COMPANIES INC		2017-10-16	2018-10-15
	21. INTERPUBLIC GROUP OF COMPANIES INC		2018-08-09	2018-10-15
	13. INTERPUBLIC GROUP OF COMPANIES INC		2018-08-09	2018-10-16
	1. J P MORGAN CHASE & CO		2007-11-09	2018-05-08
	73. J P MORGAN CHASE & CO		2016-02-12	2018-05-08
	16. J P MORGAN CHASE & CO		2018-08-09	2018-12-10
	17. J P MORGAN CHASE & CO		2018-08-09	2018-12-13
	12. J P MORGAN CHASE & CO		2018-08-09	2018-12-13
	2000. JPMORGAN CHASE & CO		2014-09-16	2018-08-08
	8. KEURIG DR PEPPER INC		2017-09-06	2018-07-13
	18. KEURIG DR PEPPER INC		2017-09-07	2018-07-13
	18. KEURIG DR PEPPER INC		2017-09-08	2018-07-13
	9. KEURIG DR PEPPER INC		2017-09-11	2018-07-13
	11. KEURIG DR PEPPER INC		2017-09-11	2018-07-16
	6. KEURIG DR PEPPER INC		2017-09-12	2018-07-16
	94. KEYCORP NEW COM		2016-09-26	2018-03-12
	5. KEYCORP NEW COM		2016-09-27	2018-03-12
	18. KEYCORP NEW COM		2016-09-26	2018-03-13
	80. KEYCORP NEW COM		2016-09-26	2018-09-17
	133. KEYCORP NEW COM		2016-09-26	2018-09-17
	34. KEYCORP NEW COM		2018-08-09	2018-09-17
	12. KROGER COMPANY COMMON		2014-10-10	2018-07-16
	32. KROGER COMPANY COMMON		2016-08-08	2018-07-16
	12. KROGER COMPANY COMMON		2016-08-09	2018-07-16
	13. KROGER COMPANY COMMON		2016-08-25	2018-07-16
	5. KROGER COMPANY COMMON		2014-10-10	2018-07-17
	16. KROGER COMPANY COMMON		2016-08-08	2018-07-17
	6. KROGER COMPANY COMMON		2016-08-09	2018-07-17
	6. KROGER COMPANY COMMON		2016-08-25	2018-07-17
	6. KROGER COMPANY COMMON		2014-10-10	2018-08-02
	45. KROGER COMPANY COMMON		2014-10-10	2018-08-03
	84. KROGER COMPANY COMMON		2014-10-13	2018-08-03
	29. KROGER COMPANY COMMON		2014-10-14	2018-08-03
	37. KROGER COMPANY COMMON		2014-10-14	2018-08-06
	1. LOCKHEED MARTIN CORP		2015-02-09	2018-01-10
	1. LOCKHEED MARTIN CORP		2015-02-10	2018-01-10
	6. LOCKHEED MARTIN CORP		2015-02-10	2018-01-11
	7. LOCKHEED MARTIN CORP		2015-02-09	2018-03-12
	17. MCKESSON CORPORATION		2017-06-22	2018-12-10
	38. MERCK AND CO INC SHS		2014-01-15	2018-01-29
	18. MERCK AND CO INC SHS		2017-09-18	2018-01-29
	32. MICROSOFT CORP COM		2015-02-18	2018-06-13
	23. MICROSOFT CORP COM		2015-02-18	2018-07-12
	18. MORGAN STANLEY		2014-09-18	2018-11-05
	39. MORGAN STANLEY		2018-08-09	2018-11-05
	16. NEXTERA ENERGY INC SHS		2005-05-05	2018-03-12
	17. NEXTERA ENERGY INC SHS		2005-05-05	2018-11-05
	3. NORTHROP GRUMMAN CORP		2008-07-17	2018-01-22
	6. NORTHROP GRUMMAN CORP		2008-07-17	2018-01-23
	9. NORTHROP GRUMMAN CORP		2008-07-17	2018-02-21
	43. ORACLE CORPORATION		2017-02-21	2018-09-14
	26. ORACLE CORPORATION		2017-11-08	2018-09-14
	2000. ORACLE CORP		2016-10-28	2018-08-08
	98. PG&E CORP		2017-03-16	2018-11-15
	23. PG&E CORP		2017-05-03	2018-11-15
	30. PG&E CORP		2017-05-04	2018-11-15
	34. PG&E CORP		2017-11-02	2018-11-15
	43. PG&E CORP		2017-11-08	2018-11-15
	39. PG&E CORP		2017-11-21	2018-11-15
	36. PG&E CORP		2018-08-09	2018-11-15
	71. PFIZER INC COM		2008-04-23	2018-08-16
	1. PFIZER INC COM		2015-08-06	2018-12-13
	45. PFIZER INC COM		2017-10-10	2018-12-13
	63. PHILIP MORRIS INTL INC		2008-10-29	2018-07-12
	16. PRAXAIR INC		2008-07-29	2018-01-22
	18. PRAXAIR INC		2008-07-29	2018-01-23
	34. PROCTER & GAMBLE CO COM		2008-07-29	2018-11-05
	11. PRUDENTIAL FINL INC		2012-08-29	2018-06-14
	16. PRUDENTIAL FINL INC		2012-08-29	2018-06-15
	13. PRUDENTIAL FINL INC		2012-08-29	2018-06-18
	5. PRUDENTIAL FINL INC		2018-03-12	2018-06-18
	2. PRUDENTIAL FINL INC		2018-03-12	2018-06-19
	11. PRUDENTIAL FINL INC		2018-03-13	2018-06-19
	2. PRUDENTIAL FINL INC		2018-03-14	2018-06-19
	1. PUBLIC SERVICE ENTERPRISE GROUP INC		2017-05-17	2018-11-05
	32. PUBLIC SERVICE ENTERPRISE GROUP INC		2017-06-22	2018-11-05
	18. PUBLIC SERVICE ENTERPRISE GROUP INC		2017-06-22	2018-11-06
	9. QUEST DIAGNOSTICS INC		2015-03-26	2018-03-12
	14. QUEST DIAGNOSTICS INC		2015-03-26	2018-03-13
	4. QUEST DIAGNOSTICS INC		2015-03-26	2018-03-14
	9. QUEST DIAGNOSTICS INC		2015-03-26	2018-10-16
	13. QUEST DIAGNOSTICS INC		2015-03-26	2018-10-17
	7. QUEST DIAGNOSTICS INC		2015-10-30	2018-10-17
	17. QUEST DIAGNOSTICS INC		2015-10-30	2018-10-18
	5. QUEST DIAGNOSTICS INC		2015-10-30	2018-10-22
	5. QUEST DIAGNOSTICS INC		2015-11-02	2018-10-22
	9. QUEST DIAGNOSTICS INC		2018-08-09	2018-10-22
	.83 RESIDEO TECHNOLOGIES INC		2018-08-09	2018-11-05
	12. RESIDEO TECHNOLOGIES INC		2011-04-06	2018-11-05
	2. RESIDEO TECHNOLOGIES INC		2013-02-05	2018-11-05
	1. RESIDEO TECHNOLOGIES INC		2018-08-09	2018-11-05
	1000. USD ROYAL BK CANADA		2016-04-26	2018-08-08
	39. ROYAL DUTCH SHELL PLC		2017-05-04	2018-05-23
	41. ROYAL DUTCH SHELL PLC		2017-05-05	2018-05-23
	42. ROYAL DUTCH SHELL PLC		2017-05-08	2018-05-23
	4. ROYAL DUTCH SHELL PLC		2017-05-09	2018-05-23
	22. ROYAL DUTCH SHELL PLC		2017-11-01	2018-05-23
	1. ROYAL DUTCH SHELL PLC		2017-07-20	2018-06-11
	1. ROYAL DUTCH SHELL PLC		2017-07-21	2018-06-11
	4. ROYAL DUTCH SHELL PLC		2017-07-25	2018-06-11
	2. ROYAL DUTCH SHELL PLC		2017-10-27	2018-06-11
	10. ROYAL DUTCH SHELL PLC		2017-10-30	2018-06-11
	12. ROYAL DUTCH SHELL PLC		2017-10-31	2018-06-11
	4. ROYAL DUTCH SHELL PLC		2017-11-01	2018-06-11
	1. ROYAL DUTCH SHELL PLC		2017-07-20	2018-06-12
	1. ROYAL DUTCH SHELL PLC		2017-07-21	2018-06-12
	4. ROYAL DUTCH SHELL PLC		2017-07-25	2018-06-12
	2. ROYAL DUTCH SHELL PLC		2017-10-27	2018-06-12
	10. ROYAL DUTCH SHELL PLC		2017-10-30	2018-06-12
	10. ROYAL DUTCH SHELL PLC		2017-10-31	2018-06-12
	3. ROYAL DUTCH SHELL PLC		2017-11-01	2018-06-12
	1. ROYAL DUTCH SHELL PLC		2017-07-20	2018-06-13
	2. ROYAL DUTCH SHELL PLC		2017-07-21	2018-06-13
	10. ROYAL DUTCH SHELL PLC		2017-07-25	2018-06-13
	6. ROYAL DUTCH SHELL PLC		2017-10-27	2018-06-13
	19. ROYAL DUTCH SHELL PLC		2017-10-30	2018-06-13
	21. ROYAL DUTCH SHELL PLC		2017-10-31	2018-06-13
	8. ROYAL DUTCH SHELL PLC		2017-11-01	2018-06-13
	17. ROYAL DUTCH SHELL PLC		2017-06-22	2018-08-03
	11. ROYAL DUTCH SHELL PLC		2017-06-22	2018-08-06
	13. ROYAL DUTCH SHELL PLC		2017-06-23	2018-08-06
	25. ROYAL DUTCH SHELL PLC		2017-07-21	2018-08-06
	32. ROYAL DUTCH SHELL PLC		2017-07-24	2018-08-06
	4000. SHELL INTERNATIONAL FIN		2011-03-25	2018-08-08
	2. SUNTRUST BANKS INC		2013-05-09	2018-10-04
	5. SUNTRUST BANKS INC		2014-01-15	2018-10-04
	3. SUNTRUST BANKS INC		2018-08-09	2018-10-04
	11. SUNTRUST BANKS INC		2013-05-09	2018-10-05
	20. SUNTRUST BANKS INC		2014-01-15	2018-10-05
	13. SUNTRUST BANKS INC		2018-08-09	2018-10-05
	8. SUNTRUST BANKS INC		2013-05-09	2018-10-08
	16. SUNTRUST BANKS INC		2014-01-15	2018-10-08
	11. SUNTRUST BANKS INC		2018-08-09	2018-10-08
	7. SUNTRUST BANKS INC		2013-05-09	2018-10-11
	31. SUNTRUST BANKS INC		2013-05-09	2018-10-12
	42. SUNTRUST BANKS INC		2013-02-20	2018-12-13
	18. SUNTRUST BANKS INC		2013-05-09	2018-12-13
	23. SUNTRUST BANKS INC		2013-02-20	2018-12-14
	9. SUNTRUST BANKS INC		2013-05-09	2018-12-14
	1. 3M CO		2009-06-30	2018-01-22
	12. 3M CO		2009-06-30	2018-01-23
	8. 3M CO		2009-06-30	2018-02-21
	117. TOTAL S.A. SP ADR		2008-07-30	2018-05-23
	3. TOTAL S.A. SP ADR		2015-01-16	2018-05-23
	26. TOTAL S.A. SP ADR		2015-01-20	2018-05-23
	5. TOTAL S.A. SP ADR		2017-02-22	2018-05-23
	18. TOTAL S.A. SP ADR		2017-02-23	2018-05-23
	3. US BANCORP DEL		2005-05-05	2018-11-05
	16. US BANCORP DEL		2016-04-05	2018-11-05
	8. US BANCORP DEL		2005-05-05	2018-11-06
	31. US BANCORP DEL		2016-04-05	2018-11-06
	41. US BANCORP DEL		2005-05-05	2018-12-10
	55. US BANCORP DEL		2005-05-05	2018-12-13
	53. US BANCORP DEL		2005-05-05	2018-12-20
	1. UNILEVER NV NY SHARE F NEW		2017-05-17	2018-09-17
	1. UNILEVER NV NY SHARE F NEW		2017-05-18	2018-09-17
	1. UNILEVER NV NY SHARE F NEW		2018-08-09	2018-09-17
	18. UNILEVER NV NY SHARE F NEW		2017-05-17	2018-09-18
	8. UNILEVER NV NY SHARE F NEW		2017-05-18	2018-09-18
	22. UNILEVER NV NY SHARE F NEW		2018-08-09	2018-09-18
	37. UNITED PARCEL SVC INC CL B		2013-03-18	2018-01-29
	14. UNITED PARCEL SVC INC CL B		2013-03-18	2018-01-30
	1000. US BANCORP		2016-01-27	2018-08-08
	9000. US BANCORP		2016-01-27	2018-08-23
	4000. U.S. TREASURY BOND		2011-03-03	2018-08-08
	7000. U.S. TREASURY BOND 3.125% FEB 15 2042		2012-02-24	2018-08-08
	5000. U.S. TREASURY BOND		2016-09-23	2018-08-08
	3000. U.S. TREASURY BOND		2018-03-01	2018-08-08
	38000. U.S. TREASURY NOTE		2018-02-09	2018-04-27
	5000. U.S. TREASURY NOTE		2018-04-27	2018-08-08
	24000. U.S. TREASURY NOTE		2018-03-01	2018-06-08
	3000. U.S. TREASURY NOTE		2018-03-01	2018-08-08
	5000. U.S. TREASURY NOTE		2018-04-27	2018-08-08
	4000. U.S. TREASURY NOTE		2018-06-08	2018-08-08
	1000. U.S. TREASURY NOTE		2015-03-26	2018-03-01
	12000. U.S. TREASURY NOTE		2015-09-02	2018-03-01
	3000. U.S. TREASURY NOTE		2017-11-20	2018-08-08
	10000. U.S. TREASURY NOTE		2017-11-20	2018-09-12
	11000. U.S. TREASURY NOTE		2016-07-26	2018-03-01
	3000. U.S. TREASURY NOTE		2017-03-09	2018-03-01
	3000. U.S. TREASURY NOTE		2017-03-09	2018-08-08
	3000. U.S. TREASURY NOTE		2010-06-24	2018-08-08
	8000. U.S. TREASURY NOTE		2017-09-20	2018-08-08
	7000. U.S. TREASURY NOTE		2017-09-20	2018-08-23
	6000. U.S. TREASURY NOTE		2017-10-25	2018-08-23
	13000. U.S. TREASURY NOTE		2017-10-25	2018-06-08
	11. UNITEDHEALTH GROUP INC		2015-01-16	2018-01-22
	5000. VISA INC		2015-12-14	2018-08-08
	16000. VISA INC		2015-12-14	2018-09-12
	3000. VISA INC		2017-10-03	2018-09-12
	1000. WELLS FARGO & COMPANY		2016-07-26	2018-08-08
	1000. WELLS FARGO & COMPANY		2013-11-18	2018-08-09
	9000. WELLS FARGO & COMPANY		2013-11-18	2018-08-23
	6. INVESCO LTD		2016-05-23	2018-01-10
	9. INVESCO LTD		2016-05-24	2018-01-10
	18. INVESCO LTD		2016-05-23	2018-01-11
	25. INVESCO LTD		2016-05-24	2018-01-11
	3. INVESCO LTD		2016-05-23	2018-01-12
	5. INVESCO LTD		2016-05-24	2018-01-12
	7. INVESCO LTD		2016-05-20	2018-01-22
	7. INVESCO LTD		2016-05-20	2018-01-23
	42. INVESCO LTD		2016-05-23	2018-01-23
	64. NIELSEN HOLDINGS PLC SHS		2017-09-26	2018-08-06
	107. NIELSEN HOLDINGS PLC SHS		2017-09-26	2018-08-07
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	14,000	13,781	219
b	2,000	2,000
c	4,000	4,000
d	378	221	157
e	567	331	236
	567	372	195
	1,324	772	552
	1,891	1,104	787
	1,702	1,117	585
	213	109	104
	6,379	3,230	3,149
	2,977	1,544	1,433
	4,465	2,058	2,407
	2,126	1,941	185
	977	1,157	-180
	1,040	1,229	-189
	734	868	-134
	4,964	4,985	-21
	3,924	4,043	-119
	4,774	4,978	-204
	942	996	-54
	4,973	5,182	-209
	199	353	-154
	66	127	-61
	199	396	-197
	66	132	-66
	66	130	-64
	99	192	-93
	33	63	-30
	2,659	3,840	-1,181
	2,364	3,421	-1,057
	88	75	13
	88	76	12
	263	257	6
	262	226	36
	87	76	11
	787	771	16
	270	226	44
	90	76	14
	629	600	29
	363	301	62
	2,188	1,808	380
	629	527	102
	1,509	1,281	228
	346	301	45
	54	54
	1,053	1,452	-399
	790	1,086	-296
	523	726	-203
	419	579	-160
	794	466	328
	529	405	124
	794	611	183
	1,971	1,165	806
	1,314	1,012	302
	1,840	1,425	415
	263	155	108
	132	101	31
	263	204	59
	258	155	103
	2,318	1,373	945
	1,128	478	650
	1,003	610	393
	743	319	424
	3,479	1,488	1,991
	497	460	37
	1,255	1,151	104
	3,388	3,223	165
	4,092	4,006	86
	2,060	1,914	146
	1,976	1,777	199
	20,591	21,414	-823
	2,942	3,095	-153
	145	115	30
	2,472	1,957	515
	727	560	167
	1,331	1,049	282
	1,109	874	235
	1,788	1,690	98
	2,119	1,965	154
	575	613	-38
	633	675	-42
	1,208	1,454	-246
	480	369	111
	840	669	171
	840	672	168
	960	768	192
	16,720	16,950	-230
	3,215	2,350	865
	85	62	23
	339	248	91
	1,061	753	308
	3,738	3,913	-175
	114	43	71
	16	7	9
	16	16
	8	4	4
	795	1,513	-718
	378	712	-334
	1,691	4,054	-2,363
	765	2,013	-1,248
	1,134	1,952	-818
	1,569	2,422	-853
	964	1,329	-365
	1,956	2,609	-653
	14,881	15,078	-197
	5,990	5,993	-3
	4,053	3,597	456
	2,866	2,459	407
	743	632	111
	145	102	43
	579	409	170
	290	191	99
	72	47	25
	434	305	129
	1,013	715	298
	579	382	197
	145	94	51
	131	79	52
	328	234	94
	658	397	261
	1,316	938	378
	1,103	532	571
	1,379	1,484	-105
	1,301	1,201	100
	112	103	9
	1,102	1,014	88
	90	82	8
	1,840	1,755	85
	431	408	23
	2,218	2,114	104
	452	468	-16
	287	290	-3
	111	43	68
	8,075	4,188	3,887
	1,624	1,875	-251
	1,717	1,992	-275
	1,212	1,406	-194
	1,993	1,993
	194	142	52
	436	321	115
	436	314	122
	218	161	57
	274	196	78
	149	108	41
	2,053	1,129	924
	109	60	49
	386	216	170
	1,590	961	629
	2,643	1,598	1,045
	676	737	-61
	335	326	9
	892	1,034	-142
	335	390	-55
	362	426	-64
	142	136	6
	455	517	-62
	171	195	-24
	171	196	-25
	177	163	14
	1,348	1,221	127
	2,515	2,267	248
	868	772	96
	1,111	985	126
	331	194	137
	331	195	136
	1,989	1,168	821
	2,338	1,360	978
	2,084	2,824	-740
	2,344	1,998	346
	1,110	1,187	-77
	3,246	1,395	1,851
	2,396	1,003	1,393
	825	652	173
	1,787	1,944	-157
	2,469	647	1,822
	2,899	688	2,211
	944	177	767
	1,886	354	1,532
	3,190	530	2,660
	2,119	1,820	299
	1,281	1,313	-32
	1,863	1,980	-117
	1,760	6,488	-4,728
	413	1,534	-1,121
	539	2,005	-1,466
	611	1,935	-1,324
	772	2,426	-1,654
	701	2,098	-1,397
	647	1,572	-925
	2,928	1,416	1,512
	44	35	9
	1,996	1,637	359
	5,226	2,723	2,503
	2,566	1,504	1,062
	2,864	1,692	1,172
	3,094	2,212	882
	1,088	601	487
	1,562	874	688
	1,269	710	559
	488	550	-62
	194	220	-26
	1,068	1,217	-149
	194	219	-25
	53	44	9
	1,702	1,402	300
	953	789	164
	954	676	278
	1,472	1,052	420
	423	301	122
	919	676	243
	1,331	977	354
	717	476	241
	1,744	1,157	587
	517	340	177
	517	345	172
	931	979	-48
	19	20	-1
	299	122	177
	50	22	28
	25	27	-2
	992	1,009	-17
	2,767	2,044	723
	2,909	2,212	697
	2,980	2,285	695
	284	218	66
	1,561	1,385	176
	70	55	15
	70	54	16
	282	218	64
	141	122	19
	705	621	84
	846	754	92
	282	252	30
	70	55	15
	70	54	16
	278	218	60
	139	122	17
	695	621	74
	695	628	67
	209	189	20
	69	54	15
	137	109	28
	687	545	142
	412	367	45
	1,305	1,180	125
	1,442	1,319	123
	549	504	45
	1,126	889	237
	728	575	153
	861	684	177
	1,655	1,359	296
	2,119	1,722	397
	4,064	4,019	45
	134	62	72
	336	193	143
	201	218	-17
	737	339	398
	1,339	770	569
	870	943	-73
	534	247	287
	1,068	616	452
	734	798	-64
	445	216	229
	1,924	956	968
	2,227	1,169	1,058
	954	555	399
	1,208	640	568
	473	278	195
	247	60	187
	2,955	720	2,235
	1,893	480	1,413
	7,191	8,852	-1,661
	184	152	32
	1,598	1,316	282
	307	254	53
	1,106	926	180
	157	86	71
	838	643	195
	419	229	190
	1,624	1,245	379
	2,073	1,175	898
	2,702	1,576	1,126
	2,433	1,519	914
	56	55	1
	56	54	2
	56	57	-1
	1,013	986	27
	450	434	16
	1,238	1,264	-26
	4,845	3,159	1,686
	1,807	1,195	612
	996	1,002	-6
	8,985	9,020	-35
	4,809	3,966	843
	7,034	7,018	16
	4,434	5,145	-711
	2,934	2,925	9
	37,299	37,804	-505
	4,912	4,911	1
	23,784	23,889	-105
	2,977	2,999	-22
	4,953	4,966	-13
	3,992	3,999	-7
	950	1,002	-52
	11,400	11,799	-399
	3,031	3,061	-30
	10,087	10,189	-102
	10,564	11,547	-983
	2,881	2,929	-48
	2,869	2,929	-60
	3,044	3,021	23
	7,647	8,086	-439
	6,763	7,075	-312
	5,797	5,966	-169
	12,699	13,045	-346
	2,674	1,154	1,520
	4,916	4,988	-72
	15,730	15,962	-232
	2,949	3,024	-75
	966	1,000	-34
	999	1,001	-2
	8,988	9,006	-18
	220	179	41
	331	276	55
	661	537	124
	918	767	151
	113	89	24
	188	153	35
	265	206	59
	264	206	58
	1,581	1,252	329
	1,426	2,630	-1,204
	2,331	4,397	-2,066
			67

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			219
b
c
d			157
e			236
			195
			552
			787
			585
			104
			3,149
			1,433
			2,407
			185
			-180
			-189
			-134
			-21
			-119
			-204
			-54
			-209
			-154
			-61
			-197
			-66
			-64
			-93
			-30
			-1,181
			-1,057
			13
			12
			6
			36
			11
			16
			44
			14
			29
			62
			380
			102
			228
			45

			-399
			-296
			-203
			-160
			328
			124
			183
			806
			302
			415
			108
			31
			59
			103
			945
			650
			393
			424
			1,991
			37
			104
			165
			86
			146
			199
			-823
			-153
			30
			515
			167
			282
			235
			98
			154
			-38
			-42
			-246
			111
			171
			168
			192
			-230
			865
			23
			91
			308
			-175
			71
			9

			4
			-718
			-334
			-2,363
			-1,248
			-818
			-853
			-365
			-653
			-197
			-3
			456
			407
			111
			43
			170
			99
			25
			129
			298
			197
			51
			52
			94
			261
			378
			571
			-105
			100
			9
			88
			8
			85
			23
			104
			-16
			-3
			68
			3,887
			-251
			-275
			-194

			52
			115
			122
			57
			78
			41
			924
			49
			170
			629
			1,045
			-61
			9
			-142
			-55
			-64
			6
			-62
			-24
			-25
			14
			127
			248
			96
			126
			137
			136
			821
			978
			-740
			346
			-77
			1,851
			1,393
			173
			-157
			1,822
			2,211
			767
			1,532
			2,660
			299
			-32
			-117
			-4,728
			-1,121
			-1,466
			-1,324
			-1,654
			-1,397
			-925
			1,512
			9
			359
			2,503
			1,062
			1,172
			882
			487
			688
			559
			-62
			-26
			-149
			-25
			9
			300
			164
			278
			420
			122
			243
			354
			241
			587
			177
			172
			-48
			-1
			177
			28
			-2
			-17
			723
			697
			695
			66
			176
			15
			16
			64
			19
			84
			92
			30
			15
			16
			60
			17
			74
			67
			20
			15
			28
			142
			45
			125
			123
			45
			237
			153
			177
			296
			397
			45
			72
			143
			-17
			398
			569
			-73
			287
			452
			-64
			229
			968
			1,058
			399
			568
			195
			187
			2,235
			1,413
			-1,661
			32
			282
			53
			180
			71
			195
			190
			379
			898
			1,126
			914
			1
			2
			-1
			27
			16
			-26
			1,686
			612
			-6
			-35
			843
			16
			-711
			9
			-505
			1
			-105
			-22
			-13
			-7
			-52
			-399
			-30
			-102
			-983
			-48
			-60
			23
			-439
			-312
			-169
			-346
			1,520
			-72
			-232
			-75
			-34
			-2
			-18
			41
			55
			124
			151
			24
			35
			59
			58
			329
			-1,204
			-2,066

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	46,593
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see instructions before making any entries.

(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2017	9,323	1,461,655	0.006378
2016	9,030	1,329,323	0.006793
2015	8,772	1,289,816	0.006801
2014	8,884	1,255,914	0.007074
2013	8,275	1,155,109	0.007164

Total of line 1, column (d) .....................

0.03421

Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......

0.006842

Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......

1,523,287

Multiply line 4 by line 3......................

10,422

Enter 1% of net investment income (1% of Part I, line 27b)...........

779

Add lines 5 and 6........................

11,201

Enter qualifying distributions from Part XII, line 4,.............

10,119

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2018)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	1,558
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	1,558
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	1,558
6	Credits/Payments:

a	2018 estimated tax payments and 2017 overpayment credited to 2018	6a	2,172
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	2,172
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	614
11	Enter the amount of line 10 to be: Credited to 2019 estimated tax614	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions

for definition).................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2018)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

The books are in care of bullet

US TRUST FIDUCIARY TAX SERVICES Telephone no. bullet

(609) 274-6834

Located at bullet

1300 AMERICAN BOULEVARDPENNINGTONNJ ZIP+4 bullet

08534

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2018?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2018, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2018?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2018.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?

Form 990-PF (2018)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
IAN SMITH	PRESIDENT/SECRETARY AS NEEDED 0	0
630 PARK AVE NEW YORK,NY10065	PRESIDENT/SECRETARY AS NEEDED 0	0
MARGARET SMITH	VP/SECRETARY AS NEEDED 0	0
630 PARK AVE NEW YORK,NY10065	VP/SECRETARY AS NEEDED 0	0
JOSEPH SALERNO	DIRECTOR 0	0
110 WYCHWOOD WESTFIELD,NJ07090	DIRECTOR 0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2018)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2018)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

1,475,440

Average of monthly cash balances.......................

71,044

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

1,546,484

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

1,546,484

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

23,197

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

1,523,287

Minimum investment return. Enter 5% of line 5..................

76,164

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

76,164

Tax on investment income for 2018 from Part VI, line 5......

1,558

Income tax for 2018. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

1,558

Distributable amount before adjustments. Subtract line 2c from line 1............

74,606

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

74,606

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

74,606

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

10,119

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

10,119

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

10,119

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2018)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2017	(c) 2017	(d) 2018
1 Distributable amount for 2018 from Part XI, line 7					74,606
2 Undistributed income, if any, as of the end of 2018:
a Enter amount for 2017 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2018:
a From 2013......	0
b From 2014......	0
c From 2015......	0
d From 2016......	0
e From 2017......	0
fTotal of lines 3a through e........		0
4Qualifying distributions for 2018 from Part
XII, line 4: $ 10,119
a Applied to 2017, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2018 distributable amount.....					10,119
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2018.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		0
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2017. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2018. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2019 ..........					64,487
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2013 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2019. Subtract lines 7 and 8 from line 6a ......		0
10 Analysis of line 9:
a Excess from 2014....	0
b Excess from 2015....	0
c Excess from 2016....	0
d Excess from 2017....	0
e Excess from 2018....	0

Form 990-PF (2018)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2018	(b) 2017	(c) 2016	(d) 2015	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

IAN SMITH

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

NONE

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2018)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year

Total ................................. 3a

bApproved for future payment

Total ................................. 3b

Form 990-PF (2018)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	48,282
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	46,593
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				94,875

13Total. Add line 12, columns (b), (d), and (e)..................

94,875

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2018)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2018)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of Bond	End of Year Book Value	End of Year Fair Market Value
172967FT3 CITIGROUP INC	9,935	10,217
822582AJ1 SHELL INTERNATIONAL	16,120	16,148
36962G7M0 GENERAL ELEC CAP COR
17275RAE2 CISCO SYSTEMS INC	6,023	6,013
20030NBN0 COMCAST CORP
06406FAD5 BANK OF NY MELLON CO	9,958	9,495
037833CJ7 APPLE INC	19,197	18,513
949746SA0 WELLS FARGO & COMPAN	11,004	10,657
91159HHH6 US BANCORP
46625HJX9 JPMORGAN CHASE & CO	18,930	18,873
17275RAH5 CISCO SYSTEMS INC	10,011	10,155
78011DAG9 USD ROYAL BK CANADA	10,070	9,946
05531FBB8 BB&T CORPORATION	19,910	19,215
00206RAJ1 AT&T INC
94974BFQ8 WELLS FARGO & COMPAN
92826CAB8 VISA INC
68389XBM6 ORACLE CORP	19,798	18,535
BEG BALANCE
931142EK5 WALMART INC	19,239	19,196
035242AL0 ANHEUSER-BUSCH INBEV	18,941	18,475
377372AL1 GLAXOSMITHKLINE CAPI	18,977	19,072
912828M56 U.S. TREASURY NOTE	9,763	9,779
912828X88 U.S. TREASURY NOTE	20,881	20,560
912828Y46 U.S. TREASURY NOTE	13,002	13,016
9128284A5 U.S. TREASURY NOTE	8,996	9,046
912810RQ3 U.S. TREASURY BOND	21,195	18,959
9128284G2 U.S. TREASURY NOTE	13,905	13,965
912810SA7 U.S. TREASURY BOND	9,749	9,947
912810QU5 U.S. TREASURY BOND 3	31,282	31,734
9128283W8 U.S. TREASURY NOTE	16,697	17,088
9128284X5 U.S. TREASURY NOTE	29,850	30,336
912810FT0 U.S. TREASURY BOND	17,130	19,721
9128284R8 U.S. TREASURY NOTE	9,998	10,172
912828ND8 U.S. TREASURY NOTE	17,155	17,212
3135G0K36 FEDERAL NATL MTG ASS	19,567	19,050

Name of Stock	End of Year Book Value	End of Year Fair Market Value
38141G104 GOLDMAN SACHS GROUP	12,740	10,691
20030N101 COMCAST CORP NEW CL	7,620	15,867
036752103 ANTHEM INC	12,844	24,425
949746101 WELLS FARGO & CO NEW	38,442	43,315
89417E109 TRAVELERS COS INC	5,905	9,341
88579Y101 3M CO	9,206	11,432
874039100 TAIWAN SEMICONDUCTOR	12,836	14,579
867914103 SUNTRUST BANKS INC	3,144	5,700
867224107 SUNCOR ENERGY INC NE	23,188	20,446
501044101 KROGER COMPANY COMMO
406216101 HALLIBURTON COMPANY
369604103 GENERAL ELECTRIC CO
172967424 CITIGROUP INC COM NE	33,623	32,590
02209S103 ALTRIA GROUP INC	12,948	10,076
904784709 UNILEVER NV NY SHARE	8,007	9,576
717081103 PFIZER INC COM	29,579	43,868
620076307 MOTOROLA SOLUTIONS I	5,391	10,239
617446448 MORGAN STANLEY DEAN	12,878	17,287
59156R108 METLIFE INC	23,533	20,653
577081102 MATTEL INC	4,831	2,478
46625H100 J P MORGAN CHASE & C	17,249	41,586
337932107 FIRSTENERGY CORP	12,728	14,945
25243Q205 DIAGEO PLC SPON ADR	6,039	9,784
780259206 ROYAL DUTCH SHELL PL
744573106 PUBLIC SERVICE ENTER	10,457	12,804
166764100 CHEVRONTEXACO CORP
00817Y108 AETNA INC
G6518L108 NIELSEN HOLDINGS PLC
91324P102 UNITED HEALTH GROUP	5,757	11,460
744320102 PRUDENTIAL FINL INC
68389X105 ORACLE CORPORATION	22,400	25,555
65339F101 NEXTERA ENERGY INC S	3,436	9,734
548661107 LOWES COMPANIES INC	7,404	8,589
500472303 KONINKLIJKE PHILIPS	18,614	19,065
487836108 KELLOGG COMPANY COMM	8,089	7,297
42809H107 HESS CORP	6,658	6,197
30161N101 EXELON CORP
26138E109 DR PEPPER SNAPPLE GR
026874784 AMERICAN INTERNATION	25,534	18,207
G491BT108 INVESCO LTD
911312106 UNITED PARCEL SVC IN
902973304 US BANCORP DEL	2,895	4,616
69331C108 PG&E CORP
594918104 MICROSOFT CORP COM	9,724	24,275
539830109 LOCKHEED MARTIN CORP	5,873	7,332
26078J100 DOWDUPONT INC COM	7,652	7,380
G5960L103 MEDTRONIC PLC SHS	13,217	14,736
92343V104 VERIZON COMMUNICATIO	33,767	43,514
742718109 PROCTER & GAMBLE CO	5,335	7,537
670100205 NOVO NORDISK A/S ADR	10,179	9,398
56585A102 MARATHON PETROLEUM C	6,421	10,091
460146103 INTERNATIONAL PAPER	4,552	3,915
438516106 HONEYWELL INTL INC	4,339	10,173
256677105 DOLLAR GENERAL CORP	6,987	9,079
12626K203 CRH PLC ADR	7,860	5,981
808513105 SCHWAB CHARLES CORP	7,589	6,894
747525103 QUALCOMM INC	11,256	10,756
10922N103 BRIGHTHOUSE FINL INC
046353108 ASTRAZENECA PLC SPON	16,898	21,497
907818108 UNION PACIFIC CORP	4,348	6,635
89151E109 TOTAL FINA ELF S.A.	7,098	7,044
74834L100 QUEST DIAGNOSTICS IN
74005P104 PRAXAIR INC
718172109 PHILIP MORRIS INTL I
666807102 NORTHROP GRUMMAN COR	2,702	7,347
58933Y105 MERCK AND CO INC SHS	12,344	22,923
58155Q103 MCKESSON CORPORATION	12,448	9,279
493267108 KEYCORP NEW COM
460690100 INTERPUBLIC GROUP OF
BEGBALANCE
363576109 GALLAGHER ARTHUR J &	5,430	5,601
444859102 HUMANA INC COM	11,132	10,886
054561105 AXA EQUITABLE HLDGS	5,282	5,006
055622104 BP P L C SPONS ADR	22,133	18,732
126650100 CVS CORP	7,940	6,683
66987V109 NOVARTIS AG SPNSRD A	14,003	13,815
12514G108 CDW CORP	4,537	5,025
565849106 MARATHON OIL CORP	7,550	5,019
682680103 ONEOK INC	13,812	11,330
192446102 COGNIZANT TECHNOLOGY	10,977	9,268
969457100 WILLIAMS CO INC	21,667	17,442
609207105 MONDELEZ INTERNATION	8,307	7,686
14149Y108 CARDINAL HEALTH INC	4,478	3,077
17275R102 CISCO SYS INC	8,518	8,579
713448108 PEPSICO INC	11,146	11,379
857477103 STATE ST CORP COM	11,214	8,578
G51502105 JOHNSON CTLS INTL PL	11,628	9,488
032511107 ANADARKO PETE CORP	7,339	4,559
037833100 APPLE COMPUTER INC C	5,118	5,048
25179M103 DEVON ENERGY CORPORA	9,215	5,229

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
09256H286 BLACKROCK STRATEGIC
BEGBALANCE
09260B382 BLACKROCK STRATEGIC	AT COST	28,774	27,389

Description	Amount
ACCRUED INTEREST CARRIED TO NEXT YEAR	57
COST ADJUSTMENT	5,197
COST ADJUSTMENT ON SALES	961

Category	Amount	Net Investment Income
FOREIGN TAXES	639	639
EXCISE TAX - PRIOR YEAR	898	0
EXCISE TAX ESTIMATES	2,172	0