Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
CAPITAL ONE FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)1680 CAPITAL ONE DRIVE
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MCLEAN, VA22102
A Employer identification number

11-3276603
B Telephone number (see instructions)

(703) 217-1419
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$33,942,549J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 2,600,000
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 835,770 835,770  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 215,929
b Gross sales price for all assets on line 6a 13,090,528
7 Capital gain net income (from Part IV, line 2)... 215,929
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 3,651,699 1,051,699  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 116,155 58,077   58,078
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 10,126 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 39,662 19,577   19,578
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 165,943 77,654   77,656
25 Contributions, gifts, grants paid....... 5,531,770 5,531,770
26 Total expenses and disbursements. Add lines 24 and 25 5,697,713 77,654   5,609,426
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -2,046,014
b Net investment income (if negative, enter -0-) 974,045
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 768,348 281,097 281,097
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 28,478 18,352 18,352
10a Investments—U.S. and state government obligations (attach schedule) 1,048,081 Click to see attachment2,565,344 2,565,344
b Investments—corporate stock (attach schedule)....... 27,092,207 Click to see attachment21,742,429 21,742,429
c Investments—corporate bonds (attach schedule)....... 1,507,796 Click to see attachment1,308,298 1,308,298
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 8,894,896 Click to see attachment8,024,226 8,024,226
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment1,053 Click to see attachment2,803 Click to see attachment2,803
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 39,340,859 33,942,549 33,942,549
Liabilities 17 Accounts payable and accrued expenses.......... 550,702 46,883
18 Grants payable................. 70,000 35,000
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 620,702 81,883
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................. 38,720,157 33,860,666
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 38,720,157 33,860,666
31 Total liabilities and net assets/fund balances (see instructions). 39,340,859 33,942,549
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
38,720,157
2
Enter amount from Part I, line 27a .....................
2
-2,046,014
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
36,674,143
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
2,813,477
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
33,860,666
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a AT&T INC. GLOBAL NOTE DUE 5/15/18 P    
b AT&T INC. SR.GLOBAL NOTE DUE 2/14/23 P    
c ABBOTT LABS SR. NT DUE 11/30/23 P    
d PIA MBS BOND FUND P    
e AMERICAN INTL GROUP NOTE DUE 1/16/`18 P    
BARCLAYS BK PLC COMMODITY INDEX TR P    
CRANE CO SR NT DUE 12/15/18 P    
FEDERAL NATL MTG ASSN P    
FIDELITY IMM GOVT FUND P    
ISHARES CORE S&P 500 ETF P    
ISHARES MSCI EAFE ETF P    
ISHARES CORE S&P SMALL CAP ETF P    
ISAHRES JP MORGAN USD EMERGING MKTS BOND ETF P    
BRANDYWINE GLOBAL INTL OPP BOND FUND P    
MONSANTO CO NEW SR GLBL NT P    
ROCKWELL COLLINS INC ST GLBL P    
SPDR S&P MIDCAP 400 ETF TR P    
SHERWIN WILLIAMS CO SR GLBK NT P    
STATE ST CORP SR NT DUE 5/15/18 P    
TEXTRON INC SR NT DUE 3/1/21 P    
THERMO FISHER SCIENTIFIC INC SR NT DUE 7/11/18 P    
TORONTO DOMINION BANK P    
UBS ALERIAN MLP INDEX ETN P    
US TREASURY BILL DUE 7/26/18 P    
US TREASURY BILL DUE 9/20/18 P    
US TREASURY BILL DUE 12/20/18 P    
US TREASURY NOTE DUE 2/15/23 P    
US TREASURY NOTE DUE 2/28/22 P    
VANGUARD BD INDEX FD P    
VANGUARD FSE EMERGING MKT ETF P    
VANGUARD SCOTTSDALE FDS SHORT TERM GOVT BOND INDEX FD P    
WELLS FAROG CO MTN SR NT DUE 1/16/18 P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 40,000   45,984 -5,984
b 35,037   34,994 43
c 14,132   13,934 198
d 44,909   47,870 -2,961
e 35,000   40,352 -5,352
297,481   307,087 -9,606
35,130   35,594 -464
99,171   99,171 0
6,701,970   6,701,970 0
790,865   592,025 198,840
2,431,851   2,433,651 -1,800
165,695   144,130 21,565
438,291   473,179 -34,888
233,503   237,998 -4,495
38,202   38,866 -664
38,644   39,885 -1,241
486,673   385,834 100,839
34,423   34,999 -576
34,631   34,631 0
15,081   15,397 -316
32,883   34,742 -1,859
35,000   36,334 -1,334
26,160   43,541 -17,381
49,824   49,824 0
69,810   69,810 0
89,522   89,522 0
140,274   141,865 -1,591
97,023   100,412 -3,389
203,837   210,231 -6,394
52,165   52,510 -345
248,341   253,206 -4,865
35,000   35,051 -51
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -5,984
b       43
c       198
d       -2,961
e       -5,352
      -9,606
      -464
      0
      0
      198,840
      -1,800
      21,565
      -34,888
      -4,495
      -664
      -1,241
      100,839
      -576
      0
      -316
      -1,859
      -1,334
      -17,381
      0
      0
      0
      -1,591
      -3,389
      -6,394
      -345
      -4,865
      -51
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 215,929
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 6,696,372 39,251,503 0.170602
2016 6,245,967 39,707,023 0.157301
2015 7,136,072 43,444,089 0.164259
2014 6,470,466 43,317,538 0.149373
2013 7,713,604 46,022,663 0.167604
2
Total of line 1, column (d) .....................
2
0.809139
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.161828
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
36,608,931
5
Multiply line 4 by line 3......................
5
5,924,350
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
9,740
7
Add lines 5 and 6........................
7
5,934,090
8
Enter qualifying distributions from Part XII, line 4,.............
8
5,609,426
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 19,481
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 19,481
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 19,481
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 0
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 20,282
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 20,282
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 801
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 0
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletCAPITAL ONE FOUNDATION Telephone no.bullet (703) 217-1419

    Located atbullet1680 CAPITAL ONE DRIVEMCLEANVA ZIP+4bullet22102
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ELIAZBETH JOHNSON VICE PRESIDENT
    4.00     		0 0 0
    1680 CAPITAL ONE DRIVE
    MCLEAN,VA22102
    CATHERINE FOCA PRESIDENT
    4.00     		0 0 0
    1680 CAPITAL ONE DRIVE
    MCLEAN,VA22102
    ROBERT MAGNANO DIRECTOR
    4.00     		0 0 0
    1680 CAPITAL ONE DRIVE
    MCLEAN,VA22102
    ANDREW NAVARRETE CHAIR
    4.00     		0 0 0
    1680 CAPITAL ONE DRIVE
    MCLEAN,VA22102
    MR TULIP DIRECTOR
    4.00     		0 0 0
    1680 CAPITAL ONE DRIVE
    MCLEAN,VA22102
    MRS WINDBECK DIRECTOR
    4.00     		0 0 0
    1680 CAPITAL ONE DRIVE
    MCLEAN,VA22102
    ANDREW YOUNG DIRECTOR
    4.00     		0 0 0
    1680 CAPITAL ONE DRIVE
    MCLEAN,VA22102
    LAURA BAILEY DIRECTOR
    4.00     		0 0 0
    1680 CAPITAL ONE DRIVE
    MCLEAN,VA22102
    MICHAEL PASSARETTI SECRETARY
    4.00     		0 0 0
    1680 CAPITAL ONE DRIVE
    MCLEAN,VA22102
    APARNA CHANDA TREASURER
    4.00     		0 0 0
    1680 CAPITAL ONE DRIVE
    MCLEAN,VA22102
    KELLY A LEDMAN ASSISTANT SECRETARY
    4.00     		0 0 0
    1680 CAPITAL ONE DRIVE
    MCLEAN,VA22102
    KRISTEN GIAMBRONE ASSISTANT TREASURER
    4.00     		0 0 0
    1680 CAPITAL ONE DRIVE
    MCLEAN,VA22102
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    CHRISTIAN MICHAEL CONSULTING SERVICES 116,155
    201 THIRD ST
    SAN FRANCISCO,CA94103
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 GRAMEEN AMERICA, INC. - PROVIDE ECNOMIC OPPORTUNITIES AND MICROLOANS TO WOMEN ENTREPRENEURS IN MIAMI AND HOUSTON. 225,000
    2 ASSOCIATION OF ENTERPRISE OPPORTUNITY - THIS PROJECT SEEKS TO ACCELERATE WEALTH CREATION VIA ENTREPRENEURSHIP FOR RETURN CITIZENS; I.E. INDIVIDUALS WITH PRISON RECORDS 180,000
    3 MISSION ASSET FUND - TO PROVIDE HUNDREDS OF MICRO-BUSINESS OWNERS IN CALIFORNIA WITH 0% INTEREST LOANS, FINANCIAL EDUCATION AND TECHNICAL ASSISTANCE. 175,000
    4 ACCION, THE US NETWORK - THE PROGRAM PROVIDES ACCESS TO A PERSONAL FINANCIAL COUNSELOR THROUGH A CUSTOMIZED ONLINE PORTAL WITH SKYPE/PHONE SESSIONS. 160,000
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    36,641,704
    b
    Average of monthly cash balances.......................
    1b
    524,723
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    37,166,427
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    37,166,427
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    557,496
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    36,608,931
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,830,447
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,830,447
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    19,481
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    19,481
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,810,966
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,810,966
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,810,966
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    5,609,426
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    5,609,426
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    5,609,426
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 1,810,966
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 5,482,307
    b From 2014...... 4,411,715
    c From 2015...... 5,026,838
    d From 2016...... 4,273,912
    e From 2017...... 4,792,009
    fTotal of lines 3a through e........ 23,986,781
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 5,609,426
    a Applied to 2017, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 1,810,966
    e Remaining amount distributed out of corpus 3,798,460
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 27,785,241
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		5,482,307
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		22,302,934
    10 Analysis of line 9:
    a Excess from 2014.... 4,411,715
    b Excess from 2015.... 5,026,838
    c Excess from 2016.... 4,273,912
    d Excess from 2017.... 4,792,009
    e Excess from 2018.... 3,798,460
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ACCION THE US NETWORK
    85 BROAD ST 18TH FLOOR
    NEW YORK,NY10004     		  509(A)(2) TECHNOLOGY INNOVATION TO PROMOTE FINANCIAL WELL-BEING 160,000
    AFFORDABLE HOUSING ALLIANCE INC
    3535 ROUTE 66 PARKWAY 100 COMPLEX
    NEPTUNE,NJ07753     		  170(B)(1)(A)(VI HOUSING COUNSELING, EDUCATION, AND FINANCIAL CAPABILITIES PROGRAM 10,000
    ASSOCIATION FOR ENTERPRISE OPPORTUNITY
    1310 L ST NW 830
    WASHINGTON,DC20005     		  170(B)(1)(A)(VI ENTREPRENEURSHIP TRAINING FOR RETURNING CITIZENS 180,000
    ASSOCIATION FOR NEIGHBORHOOD AND HOUSING DEVELOPMENT
    50 BROAD ST STE 1402
    NEW YORK,NY100042699     		  170(B)(1)(A)(VI AFFORDABLE HOUSING PROGRAMMING 50,000
    BLUE ENGINE INC
    75 BROAD ST SUITE 2900
    NEW YORK,NY10004     		  170(B)(1)(A)(VI BLUE ENGINE CORE PROGRAM MODEL 2.0 35,000
    BOTTOM LINE
    44 COURT ST SUITE 300
    BROOKLYN,NY11201     		  170(B)(1)(A)(VI INCREASING THE SIZE AND IMPACT OF BOTTOM LINES SUCCESS PROGRAM 65,000
    CAMBA INC
    1720 CHURCH AVE 2ND FL
    BROOKLYN,NY112262630     		  170(B)(1)(A)(VI CHV PRE-DEVELOPMENT PIPELINE FOR SUSTAINABLE, AFFORDABLE AND SUPPORTIVE HOUSING 25,000
    CENTER FOR INSPIRED TEACHING
    1436 U ST NW SUITE 400
    WASHINGTON,DC200093987     		  170(B)(1)(A)(VI 21ST CENTURY EDUCATION PROGRAMS IN WASHINGTON, DC 65,001
    CENTER FOR NEW YORK CITY NEIGHBORHOODS
    17 BATTERY PLACE SUITE 728
    NEW YORK,NY10004     		  170(B)(1)(A)(VI FINANCIAL CAPABILITY PROGRAM 40,000
    CHHAYA COMMUNITY DEVELOPMENT CORPORATION
    37-43 77TH ST 2ND FLOOR
    JACKSON HEIGHTS,NY11372     		  170(B)(1)(A)(VI BASE CAMPAIGN 15,000
    COLLEGE ACCESS RESEARCH & ACTION
    365 FIFTH AVE
    NEW YORK,NY100164309     		  170(B)(1)(A)(VI COLLEGE BRIDGE FULL-YEAR PROGRAM LAB 50,000
    COLLEGE SUCCESS FOUNDATION - DISTRICT OF COLUMBIA
    1805 7TH ST STE 500
    WASHINGTON,DC200013186     		  509(A)(3) CSF-DC EXPANSION: COMPONENT #1: THE ADDITION OF MIDDLE SCHOOL SERVICE SITES AND COMPONENT #2: THE ADDITION OF AN INTERNAL STAFF GRANT WRITER 50,000
    COLLIN COUNTY COMMUNITY COLLEGE FOUNDATION
    3452 SPUR 399
    MCKINNEY,TX750698742     		  170(B)(1)(A)(VI BUILDING BRIDGES TO MAP WORKFORCE PATHWAYS 94,731
    COMMUNITIES IN SCHOOLS OF HOUSTON INC
    1235 NORTH LOOP W STE 300
    HOUSTON,TX770084702     		  170(B)(1)(A)(VI CIS NURSING INTERNSHIP PROGRAM 25,000
    COMMUNITIES IN SCHOOLS OF THE DALLAS REGION INC
    1341 W MOCKINGBIRD LANE SUITE 100E
    DALLAS,TX75247     		  170(B)(1)(A)(VI CISDR COLLEGE TO CAREER PATHWAY 45,000
    COMMUNITY DEVELOPMENT CORPORATION OF LONG ISLAND INC
    2100 MIDDLE COUNTRY ROAD
    CENTEREACH,NY117203577     		  170(B)(1)(A)(VI CDCLI HOMEOWNERSHIP CENTER 50,000
    COMMUNITY LOAN FUND OF NEW JERSEY INC
    108 CHRUCH ST 3RD FLOOR
    NEW BRUNSWICK,NJ08901     		  170(B)(1)(A)(VI LENDING AND INVESTING IN NEWARK 30,000
    COMMUNITY REINVESTMENT FUND USA
    801 NICOLLET MALL
    MINNEAPOLIS,MN554022532     		  509(A)(3) NEW STRATEGIES TO REACH UNDERSERVED SMALL BUSINESS OWNERS 85,000
    CORPORATION FOR SUPPORTIVE HOUSING
    61 BROADWAY SUITE 2300
    NEW YORK,NY10006     		  170(B)(1)(A)(VI ENDING HOMELESSNESS BY INCREASING THE PRODUCTION OF HIGH-QUALITY SUPPORTIVE HOUSING IN LOS ANGELES, SAN DIEGO, THE BAY AREA, CHICAGO, AND WASHINGTON D.C 100,000
    CRENULATED CO LTD DBA NEW SETTLEMENT APARTMENTS
    1512 TOWNSEND AVE
    BRONX,NY10452     		  509(A)(2) COLLEGE SUCCESS PROGRAM 50,000
    CRENULATED CO LTD DBA NEW SETTLEMENT APARTMENTS
    1512 TOWNSEND AVE
    BRONX,NY10452     		  509(A)(2) COLLEGE SUCCESS PROGRAM 25,000
    CUNY RF (BMCC CUNY)
    199 CHAMBERS ST
    NEW YORK,NY10007     		  170(B)(1)(A)(VI BMCC CAREER COMMUNITIES : NON-CREDIT TO CREDIT 150,000
    CYPRESS HILLS LOCAL DEVELOPMENT CORPORATION
    625 JAMAICA AVE
    BROOKLYN,NY112081203     		  170(B)(1)(A)(VI CHLDC COLLEGE SUCCESS PROGRAMS 75,000
    CYPRESS HILLS LOCAL DEVELOPMENT CORPORATION
    625 JAMAICA AVE
    BROOKLYN,NY112081203     		  170(B)(1)(A)(VI CHLDC COLLEGE SUCCESS PROGRAMS 40,000
    DALLAS COUNTY COMMUNITY COLLEGE DISTRICT
    1602 LAMAR ST STE 130
    DALLAS,TX75215     		  170(B)(1)(A)(VI 2019 DCCCD CAPITAL ONE WORKFORCE PROJECT 150,000
    DELGADO COMMUNITY COLLEGE FOUNDATION
    615 CITY PARK AVE
    NEW ORLEANS,LA70119     		  170(B)(1)(A)(IV #NONCREDITCOUNTS 150,000
    DISTRICT OF COLUMBIA COLLEGE ACCESS PROGRAM
    1400 L ST NW STE 400
    WASHINGTON,DC20005     		  170(B)(1)(A)(VI STEM INCENTIVE & SCHOLARSHIP PROGRAM (SISP) AND AN ALLOTMENT FOR TRANSPORTATION FOR BANKING DAY 75,000
    ENTERPRISE COMMUNITY PARTNERS INC
    70 CORPORATE CENTER SUITE 700
    COLUMBIA,MD21044     		  170(B)(1)(A)(VI NATIONAL INITIATIVES 150,000
    FORDHAM-BEDFORD HOUSING CORPORATION
    2751 GRAND CONCOURSE
    BRONX,NY104683001     		  509(A)(2) FBHC PRESERVATION INITIATIVE 30,000
    GARDEN STATE EPISCOPAL COMMUNITY DEVELOPMENT CORPORATION
    118 SUMMIT AVE
    JERSEY CITY,NJ07304     		  170(B)(1)(A)(I) AFFORDABLE HOUSING AND NEIGHBORHOOD REVITALIZATION 20,000
    GATEWAY DEMONSTRATION ASSISTANCE CORPORATION
    588 BROADWAY 1208
    NEW YORK,NY100123229     		  170(B)(1)(A)(VI GATEWAY HOUSING REDEVELOPMENT INITIATIVE 15,000
    GODDARD RIVERSIDE COMMUNITY CENTER
    593 COLUMBUS AVE
    NEW YORK,NY100241904     		  170(B)(1)(A)(VI OPTIONS COLLEGE SUCCESS COUNSELING 65,000
    GOODWILL OF GREATER WASHINGTON
    2200 SOUTH DAKOTA AVE NE
    WASHINGTON,DC20018     		  509(A)(2) AWARD 1
    GRAMEEN AMERICA INC
    150 WEST 30TH ST 8TH FLOOR
    NEW YORK,NY10001     		  170(B)(1)(A)(VI GRAMEEN AMERICA MIAMI AND HOUSTON EXPANSION 225,000
    GUTTMAN COLLEGE FOUNDATION
    50 W 40TH ST
    NEW YORK,NY100182602     		  170(B)(1)(A)(VI ENHANCING ESSENTIAL EMPLOYABILITY QUALITIES ACROSS THE CURRICULUM AND CO-CURRICULUM 40,000
    HOPE COMMUNITY INC
    174 E 104TH ST
    NEW YORK,NY100294916     		  170(B)(1)(A)(VI HOPE CONNECTS 10,000
    HOSTOS COMMUNITY COLLEGE
    560 EXTERIOR ST
    BRONX,NY10451     		  170(B)(1)(A)(VI HOSTOS COMMUNITY COLLEGE NON-CREDIT TO CREDIT ALIGNMENT 150,000
    HOUSING ACTION COUNCIL INC
    55 SOUTH BROADWAY
    TARRYTOWN,NY105914000     		  170(B)(1)(A)(VI HOUSING DEVELOPMENT/LEADERSHIP TRAINING 30,000
    HOUSING AND COMMUNITY DEVELOPMENT NETWORK OF NJ
    145 W HANOVER ST
    TRENTON,NJ086184823     		  170(B)(1)(A)(VI BUILD A THRIVING NEW JERSEY 50,000
    HOUSING AND NEIGHBORHOOD DEVELOPMENT SERVICES INC
    15 S ESSEX AVE REAR
    ORANGE,NJ070502607     		  170(B)(1)(A)(VI UNLOCKING THE POTENTIAL FOR VIBRANT AND INCLUSIVE NEIGHBORHOODS 15,000
    HOUSING PARTNERSHIP
    2 EAST BLACKWELL ST
    DOVER,NJ078014645     		  170(B)(1)(A)(VI HOMEBUYER EDUCATION AND COUNSELING 10,000
    HOUSTON INDEPENDENT SCHOOL DISTRICT FOUNDATION
    4400 WEST 18TH ST
    HOUSTON,TX770928501     		  NCES SCHOOL DISTRICT EXTRA STEAM 10,000
    IRONBOUND COMMUNITY CORPORATION
    317 ELM ST
    NEWARK,NJ07105     		  170(B)(1)(A)(VI IRONBOUND PUBLIC HOUSING PRESERVATION PROJECT 10,000
    KINGSBOROUGH COMMUNITY COLLEGE
    2001 ORIENTAL BLVD
    BROOKLYN,NY112352333     		  170(B)(1)(A)(VI IMPLEMENTING A DATA-TRACKING STRATEGY TO INFORM INSTITUTIONAL GROWTH & IMPROVE STUDENT OUTCOMES 149,878
    LA CASA DE DON PEDRO
    75 PARK AVE
    NEWARK,NJ071041034     		  170(B)(1)(A)(VI LA CASA DE DON PEDRO COUNSELING PROGRAM HOUSING 20,000
    LEAP INC DBA BROOKLYN WORKFORCE INNOVATIONS
    621 DEGRAW ST
    BROOKLYN,NY112173120     		  170(B)(1)(A)(VI HIGH-IMPACT SECTOR FOCUSED TRAINING FOR LOW-INCOME NEW YORKERS 50,000
    LOCAL INITIATIVES SUPPORT CORPORATION
    501 SEVENTH AVE
    WASHINGTON,DC20006     		  170(B)(1)(A)(VI BUILDING LISCS CAPACITY TO RESPOND TO NATURAL DISASTERS 100,000
    LONG ISLAND HOUSING PARTNERSHIP INC
    180 OSER AVE SUITE 800
    HAUPPAUGE,NY117883737     		  170(B)(1)(A)(VI PRE-PURCHASE HOMEBUYER EDUCATION AND FAIR HOUSING INITIATIVES PROGRAM 50,000
    LOW INCOME INVESTMENT FUND
    50 CALIFORNIA ST SUITE 2900
    SAN FRANCISCO,CA94111     		  170(B)(1)(A)(VI CALIFORNIA AFFORDABLE HOUSING INITIATIVE 75,000
    LOW INCOME INVESTMENT FUND
    50 CALIFORNIA ST SUITE 2900
    SAN FRANCISCO,CA94111     		  170(B)(1)(A)(VI CALIFORNIA AFFORDABLE HOUSING INITIATIVE 20,000
    MERCY LOAN FUND
    1999 BROADWAY STE 1000
    DENVER,CO802025704     		  170(B)(1)(A)(VI CMF APPLICATION PROCESS 75,000
    MISSION ASSET FUND
    3269 MISSION ST
    SAN FRANCISCO,CA941101898     		  170(B)(1)(A)(VI EXPANDING LENDING FOR MICRO-BUSINESS OWNERS 175,000
    NATIONAL COALITION FOR ASIAN PACIFIC AMERICAN COMMUNITY DEVELOPMENT
    1628 16TH ST NW 4TH FLOOR
    WASHINGTON,DC200093064     		  170(B)(1)(A)(VI EXPANDING OPPORTUNITIES AND ACCESS: AAPI HOUSING COUNSELING 100,000
    NEIGHBORHOOD HOUSING SERVICES OF JAMAICA INC
    89-70 162ND ST
    JAMAICA,NY114325072     		  170(B)(1)(A)(VI NHS OF JAMAICA'S FIRST TIME HOMEBUYER COUNSELING AND FINANCIAL CAPABILITY PROGRAMS 10,000
    NEIGHBORHOOD HOUSING SERVICES OF NEW YORK CITY INC
    307 WEST 36TH ST 12TH FL
    NEW YORK,NY10018     		  170(B)(1)(A)(VI NHSNYC'S SUSTAINABLE HOMEOWNERSHIP INITIATIVE 20,000
    NEIGHBORHOOD REINVESTMENT CORPORATION
    999 NORTH CAPITOL ST NE
    WASHINGTON,DC20002     		  170(B)(1)(A)(VI CAPITAL PLANS, CAPITAL SOLUTIONS: STRENGTHENING AMERICAS RURAL COMMUNITIES 100,000
    NEW JERSEY COMMUNITY DEVELOPMENT CORPORATION
    32 SPRUCE ST
    PATERSON,NJ07501     		  170(B)(1)(A)(VI GREAT FALLS PROMISE NEIGHBORHOOD REAL ESTATE PLAN 15,000
    NEW LEADERS INC
    30 WEST 26TH ST 10TH FL
    NEW YORK,NY10010     		  170(B)(1)(A)(II EMERGING LEADERS AND ASPIRING PRINCIPALS 50,000
    NEW YORK MORTGAGE COALITION
    85 BROAD ST 17TH FL
    NEW YORK,NY100042376     		  170(B)(1)(A)(VI NYMC HOMEOWNERSHIP PROGRAM 50,000
    NORTHERN MANHATTAN IMPROVEMENT CORPORATION
    45 WADSWORTH AVE
    NEW YORK,NY100337038     		  170(B)(1)(A)(VI HOUSING DEVELOPMENT 15,000
    NORTHERN VIRGINIA COMMUNITY COLLEGE
    4001 WAKEFIELD CHAPEL ROAD
    ANNANDALE,VA220033796     		  MANUALLY VERIFIED LEVERAGING INDUSTRY-FOCUSED ADVISORY BOARDS TO ENHANCE CAREER OUTCOMES FOR NOVA STUDENTS 150,000
    ONEGOAL
    55 EXCHANGE PLACE SUITE 503
    NEW YORK,NY10005     		  170(B)(1)(A)(VI CONTINUING OUR EXPANSION IN NEW YORK CITY 40,000
    OPPORTUNITY FINANCE NETWORK
    620 CHESTNUT ST STE 572
    PHILADELPHIA,PA191063411     		  509(A)(2) INCREASING CDFI SB LENDING CAPACITY 75,000
    PHI (PARAPROFESSIONAL HEALTHCARE INSTITUTE)
    400 EAST FORDHAM RD 11TH FL
    BRONX,NY10458     		  170(B)(1)(A)(VI STRENGTHENING HOME CARE EMPLOYMENT: EXPANDING OPPORTUNITIES FOR ECONOMIC SECURITY IN LOW-INCOME NEW YORK CITY COMMUNITIES 40,000
    PLANO ISD EDUCATION FOUNDATION
    2700 W 15TH ST
    PLANO,TX750757524     		  170(B)(1)(A)(VI AVID, PLANO FAMILY LITERACY SCHOOL & MATH CORP 44,000
    POAH INC
    40 COURT ST
    BOSTON,MA02108     		  509(A)(2) WOODLAWN RESOURCE CENTER FOC 100,000
    PRATT AREA COMMUNITY COUNCIL INC
    1000 DEAN ST ROOM 420
    BROOKLYN,NY11238     		  170(B)(1)(A)(VI COMMUNITY STABILIZATION INITATIVE 40,000
    PRATT INSTITUTE
    1000 DEAN ST ROOM 420
    BROOKLYN,NY112053802     		  170(B)(1)(A)(II TECHNICAL ASSISTANCE TO THE BASE CAMPAIGN: RESEARCH AND RECOMMENDATIONS TO ADVANCE CITYWIDE EXPANSION 15,000
    PRINCE GEORGE'S COMMUNITY COLLEGE FOUNDATION INC
    301 LARGO RD KENT 100
    LARGO,MD207742109     		  170(B)(1)(A)(VI PGCC HOLISTIC APPROACH TO PATHWAYS 149,600
    PROJECT GRAD HOUSTON
    3000 RICHMOND AVE STE 400
    HOUSTON,TX770983111     		  170(B)(1)(A)(VI CAPITAL ONE EDUCATION COALITIONS AND STRATEGIC PLANNING 50,000
    QUEENS COMMUNITY HOUSE
    108-25 62ND DRIVE
    QUEENS,NY113751217     		  170(B)(1)(A)(VI QCH HOUSING PRESERVATION AND ORGANIZING PROGRAM 20,000
    RED HOOK INITIATIVE
    767 HICKS ST
    BROOKLYN,NY112312547     		  170(B)(1)(A)(VI RHI HIGH SCHOOL YOUTH LEADERS WORKFORCE DEVELOPMENT PROGRAM 30,000
    RESEARCH FOUNDATION OF CUNY ON BEHALF OF BRONX COMMUNITY COLLEGE
    230 W 42ST ST 7
    NEW YORK,NY10036     		  170(B)(1)(A)(VI CYBERSECURITY AND NETWORKING NONCREDIT TO CREDIT TRAINING PROGRAM 150,000
    RESEARCH FOUNDATION OF CUNY ON BEHALF OF LAGUARDIA COMMUNITY COLLEGE
    230 W 42ST ST 7
    NEW YORK,NY10036     		  170(B)(1)(A)(VI CYBERSECURITY AND NETWORKING NONCREDIT TO CREDIT TRAINING PROGRAM 143,559
    RESTORED HOMES HDFC
    150 BROADWAY RM 2101
    NEW YORK,NY100384484     		  509(A)(3) SMALL HOMES REHAB - NYCHA PROGRAM 25,000
    ST NICKS ALLIANCE
    2 KINGSLAND AVE
    BROOKLYN,NY112112706     		  170(B)(1)(A)(VI GREENPOINT HOSPITAL CAMPUS 50,000
    SUMMER SEARCH
    90 BROAD ST SUITE 701
    NEW YORK,NY10004     		  170(B)(1)(A)(VI USING TEXTING TECHNOLOGY TO SUPPORT LOW-INCOME, FIRST-GENERATION COLLEGE STUDENTS 35,000
    SUPPORTIVE HOUSING NETWORK OF NEW YORK INC
    247 WEST 37TH ST 18TH FLOOR
    NEW YORK,NY100185047     		  170(B)(1)(A)(VI CAPACITY BUILDING: YEAR TWO 25,000
    THE CENTER FOR URBAN PEDAGOGY INC
    232 THIRD ST D201
    BROOKLYN,NY11215     		  170(B)(1)(A)(VI ENVISIONING DEVELOPMENT WORKSHOP FACILITATION AND TOOLKIT TRANSLATIONS 10,000
    THE COMMIT PARTNERSHIP
    3800 MAPLE AVE 800
    DALLAS,TX75219     		  170(B)(1)(A)(VI THE DALLAS COUNTY PROMISE 35,000
    THE DOOR - A CENTER OF ALTERNATIVES INC
    121 AVE OF THE AMERICAS SUITE 506
    NEW YORK,NY100131535     		  509(A)(2) THE DOORS EPOCH CAREER AND EDUCATION PROGRAM 25,000
    THE HOUSING PARTNERSHIP NETWORK INC
    1 WASHINGTON ST
    BOSTON,MA02108     		  170(B)(1)(A)(VI THE ENHANCED MORTGAGE MARKETPLACE 100,000
    THE OPPORTUNITY NETWORK INC
    85 BROAD ST 6TH FLO
    NEW YORK,NY10004     		  170(B)(1)(A)(VI THE OPPORTUNITY NETWORK FELLOWS PROGRAM 65,000
    UNITED WAY OF METROPOLITAN DALLAS
    1800 N LAMAR ST
    DALLAS,TX752021701     		  170(B)(1)(A)(VI PATHWAYS TO WORK 20,000
    UNITED WAY OF NEW YORK CITY
    205 EAST 42ND ST
    NEW YORK CITY,NY10017     		  170(B)(1)(A)(VI CHANGE CAPITAL FUND 50,000
    UNIVERSITY NEIGHBORHOOD HOUSING PROGRAM
    2751 GRAND CONCOURSE
    BRONX,NY104683001     		  170(B)(1)(A)(VI UNHP MULTIFAMILY ASSISTANCE CENTER 25,000
    UNIVERSITY SETTLEMENT SOCIETY OF NEW YORK
    184 ELDRIDGE ST
    NEW YORK,NY100022924     		  170(B)(1)(A)(VI UNIVERSITY SETTLEMENTS PROJECT HOME EVICTION PREVENTION PROGRAM 20,000
    URBAN ALLIANCE FOUNDATION INC
    2030 Q ST NW
    WASHINGTON,DC200091010     		  170(B)(1)(A)(VI DC AND NORTHERN VIRGINIA HIGH SCHOOL INTERNSHIP PROGRAM 60,000
    URBAN LEAGUE OF ESSEX COUNTY
    508 CENTRAL AVE
    NEWARK,NJ071071430     		  170(B)(1)(A)(VI HOUSING COUNSELING 10,000
    VOLUNTEERS OF AMERICA INC
    1660 DUKE ST
    ALEXANDRIA,VA22314     		  170(B)(1)(A)(I) POVERTY SOLUTIONS: HOPE MANOR II RESIDENT SERVICES 100,000
    WEST END RESIDENCES HDFC INC
    475 RIVERSIDE DR 740
    NEW YORK,NY10115     		  170(B)(1)(A)(VI TRUE COLORS SUPPORTIVE HOUSING PRE-DEVELOPMENT 15,000
    WEST HARLEM GROUP ASSISTANCE INC
    1652 AMSTERDAM AVE
    NEW YORK,NY100316166     		  509(A)(2) RANDOLPH HOUSES RESIDENT SOCIAL SERVICES PROGRAM 10,000
    WOMEN'S HOUSING AND ECONOMIC DEVELOPMENT CORPORATION
    50 E 168TH ST
    BRONX,NY104527929     		  170(B)(1)(A)(VI BRONX COMMONS AFFORDABLE HOUSING 10,000
    Total .................................bullet 3a 5,531,770
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 835,770  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 215,929  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 1,051,699 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,051,699
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2018
    Name of the organization
    CAPITAL ONE FOUNDATION INC
     
    Employer identification number

    11-3276603
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018) Page 2
    Name of organization
    CAPITAL ONE FOUNDATION INC
          		Employer identification number
    11-3276603
    Part I
    Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    CAPITAL ONE NATIONAL ASSOCIATION
     
    1680 CAPITAL ONE DRIVE
     
    MCLEAN, VA22102

    		$ 2,600,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 3
    Name of organization
    CAPITAL ONE FOUNDATION INC
          		Employer identification number

    11-3276603
    Part II
    Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 4
    Name of organization
    CAPITAL ONE FOUNDATION INC
          		Employer identification number

    11-3276603
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2018 GeneralExplanationAttachment
    Name:
    CAPITAL ONE FOUNDATION INC
    EIN:
    11-3276603
    Identifier Return Reference Explanation
    INFORMATION REGARDING CONTRIBUTIONS, GRANTS ETC. FORM 990PF, PART XV, LINE 2 THE FOUNDATION FOCUS AREAS INCLUDE EDUCATION, WORKFORCE DEVELOPMENT, AFFORDABLE HOUSING AND COMMUNITY DEVELOPMENT.BELOW IS THE PROCESS IN WHICH A DISBURSEMENT IS MADE:- THE FOUNDATION'S GEOGRAPHIC FOOTPRING SERVES: - VA - DC METRO AREA - LA - GREATER NEW ORLEANS - TX - GREATER DALLAS AND GREATER HOUSTON - NY - NEW YORK CITY (FIVE BOUROUGHS AND LONG ISLAND) - NJ - NORTHERN AND MID NEW JERSEY - NATIONAL- WITHIN EACH GEOGRAPHIC LOCATION ARE RELATIONSHIP MANAGERS WHO WORK DIRECTLY WITH THE NON-PROFIT PARTNERS IN THE SPECIFIC FOCUS AREAS THAT HAVE PROGRAMMING ACROSS THE FOUNDATION'S FOOTPRINT. - GRANTS ARE ONLY GIVE TO 501(C)(3)'S - WHEN RELATIONSHIP MANAGERS HAVE AN APPROPRIATE OPPORTUNITY FOR THE FOUNDATION, THEY GO TO AN ONLINE GRANT APPLICATION MANAGEMENT SYSTEM, CYBERGRANTS, WHERE INFORMATION IS COLLECTED FROM THE ORGANIZATION THAT INCLUDES THE PURPOSE OF THE PROGRAM, MISSION OF THE ORGANIZATION, GOALS AND PROGRAM METRICS. TO ACCESS THE FOUNDATION'S CYBER GRANTS SYSTEM GO TO: WWW.CYBERGRANTS.COM/CAPITALONE/FOUNDATION. OTHER ORGANIZATIONS MAY ALSO APPLY FOR A GRANT THROUGH THE CYBERGRANTS SYSTEM; HOWEVER THE POINT OF ENTRY IS DIFFERENT FROM THE FOUNDATION'S WEBSITE. ONCE PROVIDED WITH A GRANT INVITATION FROM THE RELATIONSHIP MANANGER, A NON-PROFIT CAN GO TO THE SITE, CREATE AN ACCOUNT, VIEW AN OVERVIEW OF THE FOUNDATION, AND THEN APPLY FOR A GRANT (BASED ON YEARLY BUDGET). NOTE: THE GRANT APPLICATION SERVER IS USERNAME AND PASSWORD PROTECTED FOR ACCESS OTHER THAN SIMPLY FILLING OUT AN APPLICATION. BELOW IS A LISTING OF THOSE WHO HAVE ACCESS TO THE GRANT APPLICATION SERVER. - RELATIONSHIP MANANGERS - ACCESS TO APPLICATION ENTRY LISTING - CATHERINE FOCA AND CHRISTIAN MICHAEL.

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    CAPITAL ONE FOUNDATION INC
    EIN:
    11-3276603
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ABBOTT LABS SR. NT DUE 11./30/23 25,921 25,921
    AGILENT TECHNOLOGIES INC SR. NT DUE 10/1/22 34,577 34,577
    ALLEGION US HLDG CO INC SR NT DUE 10/1/27 37,168 37,168
    ARCHER DANIELS MIDLAND CO SR GLBL DUE 8/11/26 41,732 41,732
    ASSOCIATED BANC CORP SR. GLBL NT DUE 11/15/19 39,810 39,810
    AVALONBAY CMNTY INC MTN FR DUE 5/15/27 33,728 33,728
    BANK AMER CORP NT DUE 1/11/23 29,546 29,546
    BANK NEW YORK MELLON CORP ST. NT DUE 8/16/23 28,486 28,486
    BOEING CAP CORP ST NT DUE 10/27/19 35,435 35,435
    BUNGE LTD FIN CORP SR NT DUE 8/15/26 39,428 39,428
    CADENCE DESIGN SYSTEM INC. SR NT DUE 10/15/24 45,399 45,399
    CARDINAL HEALTH INC. ST GLBL NT DUE 6/15/24 32,867 32,867
    CITIGROUP INC. ST. NT DUE 1/14/22 35,761 35,761
    COSTCO WHSL CORP NEW SR BD DUE 12/15/19 34,621 34,621
    FMC CORP ST. NT DUE 2/1/24 34,981 34,981
    GOLDMAN SACHS GROUP INC SR GBL DUE 7/27/21 36,333 36,333
    HUNT JB TRANS SVCS INC. SR NT DUE 3/15/19 44,923 44,923
    JP MORGAN CHASE & CO SR NT DUE 1/24/22 41,216 41,216
    LABORATORY CORP AMER HLDGS SR NT DUE 9/1/24 33,497 33,497
    M&T BANK CORP SR NT DUE 7/26/23 15,060 15,060
    MCKESSON CORP NE SR NT DUE 3/15/19 44,907 44,907
    MEDTRONIC INC SR GLBL DUE 3/15/25 44,822 44,822
    MORGAN STANLEY FR DUE 1/27/26 29,261 29,261
    MOSAIC CO NEW SR NT DUE 11/15/23 35,180 35,180
    NBCUNIVERSAL MEDIA LLC SR NT DUE 1/15/23 34,360 34,360
    ORACLE CORP SR NT DUE 10/15/22 34,064 34,064
    PACKAGING CORP AMER SR NT DUE 11/1/23 35,877 35,877
    PARKER HANNIFIN CORP MTNS SR NT DUE 11/21/24 29,621 29,621
    PIEDMONT OPER PARTNERSHIP LP SR NT 3/15/24 35,273 35,273
    REGIONS FINL CORP NEW SR NT DUE 8/14/22 33,767 33,767
    RYDER SYS MTN FR DUE 9/30/19 44,768 44,768
    SENIOR HSG PPTYS TR SR GLBL NT DUE 5///19 39,800 39,800
    SYSCO CORP SR GLBL NT DUE 5/1/19 39,883 39,883
    TEXTRON INC SR NT DUE 3/1/21 30,157 30,157
    TYSON FOODS INC SR. GLGL NT DUE 6/2/27 32,618 32,618
    VULCAN MATLS CO SR GLGL NT DUE 4/1/27 33,120 33,120
    WALMART INC. SR GLBL NT DUE 6/26/25 30,331 30,331

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    CAPITAL ONE FOUNDATION INC
    EIN:
    11-3276603
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ISHARES CORE S&P 500 14,535,258 14,535,258
    ISHARES MSCI EAFE 1,809,425 1,809,425
    ISHARES CORE S&P SMALL CAP 934,018 934,018
    SPDR S&P MIDCAP 400 2,616,279 2,616,279
    UBS ALERIAN MLP INDEX 591,064 591,064
    VANGUARD FTSE EMERGING MARKETS 1,256,385 1,256,385

    TY 2018 InvestmentsGovtObligationsSch
    Name:
    CAPITAL ONE FOUNDATION INC
    EIN:
    11-3276603
    US Government Securities - End of Year Book Value:

    2,565,344
    US Government Securities - End of Year Fair Market Value:

    2,565,344
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2018 InvestmentsOtherSchedule2
    Name:
    CAPITAL ONE FOUNDATION INC
    EIN:
    11-3276603
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    VANGUARD BD INDEX FD INC. TOTAL BD MARKET AT COST 3,574,985 3,574,985
    VANGUARD SCOTTSDALE FDS VANGUARD SHORT TERM GOVT BOND INDEX FUND AT COST 4,315,955 4,315,955
    PIA MBS BOND FUND AT COST 133,286 133,286

    TY 2018 OtherAssetsSchedule
    Name:
    CAPITAL ONE FOUNDATION INC
    EIN:
    11-3276603
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    DIVIDENDS RECEIVABLE 1,053 2,803 2,803


    TY 2018 OtherDecreasesSchedule
    Name:
    CAPITAL ONE FOUNDATION INC
    EIN:
    11-3276603
    Description Amount
    UNREALIZED LOSS ON INVESTMENTS 2,813,477


    TY 2018 OtherExpensesSchedule
    Name:
    CAPITAL ONE FOUNDATION INC
    EIN:
    11-3276603
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 39,155 19,577   19,578
    OFFICE EXPENSE 507 0   0


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    CAPITAL ONE FOUNDATION INC
    EIN:
    11-3276603
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CONSULTING FEES 116,155 58,077   58,078


    TY 2018 TaxesSchedule
    Name:
    CAPITAL ONE FOUNDATION INC
    EIN:
    11-3276603
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXCISE TAX 10,126 0   0