Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
EUGENE V AND CLARE E THAW
CHARITABLE TRUST
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 2422
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
SANTA FE, NM875042422
A Employer identification number

13-3081491
B Telephone number (see instructions)

(505) 982-7023
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$60,191,803J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 55,931,624
2 Check bullet.............
3 Interest on savings and temporary cash investments 1,121 1,121  
4 Dividends and interest from securities... 337,662 337,662  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,839,826
b Gross sales price for all assets on line 6a 8,506,309
7 Capital gain net income (from Part IV, line 2)... 1,839,826
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 58,110,233 2,178,609  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 223,000 178,400   44,600
14 Other employee salaries and wages......        
15 Pension plans, employee benefits....... 19,800 15,840   3,960
16a Legal fees (attach schedule)......... Click to see attachment 21,867 17,494   4,373
b Accounting fees (attach schedule)....... Click to see attachment 18,607 14,886   3,721
c Other professional fees (attach schedule).... Click to see attachment 54,113 54,113   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 31,449 9,191   2,257
19 Depreciation (attach schedule) and depletion... 17,436 0  
20 Occupancy.............. 4,571 3,657   914
21 Travel, conferences, and meetings....... 25,386 20,309   5,077
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 43,597 34,878   8,719
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 459,826 348,768   73,621
25 Contributions, gifts, grants paid....... 10,055,371 10,055,371
26 Total expenses and disbursements. Add lines 24 and 25 10,515,197 348,768   10,128,992
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 47,595,036
b Net investment income (if negative, enter -0-) 1,829,841
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 42,891 480,766 480,766
2 Savings and temporary cash investments......... 719,610 3,599,308 3,599,308
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet5,000,000
Less: allowance for doubtful accounts bullet0 0 5,000,000 5,000,000
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 11,753 21,576 21,576
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 11,850,271 Click to see attachment11,425,672 11,425,672
c Investments—corporate bonds (attach schedule)....... 1,184,422 Click to see attachment1,531,825 1,531,825
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet829,472
Less: accumulated depreciation (attach schedule) bullet440,951 405,957 388,521 388,521
15 Other assets (describe bullet) Click to see attachment2,114,561 Click to see attachment37,744,135 Click to see attachment37,744,135
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 16,329,465 60,191,803 60,191,803
Liabilities 17 Accounts payable and accrued expenses.......... 10,445 15,603
18 Grants payable................. 2,000,000  
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 2,010,445 15,603
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................. 14,319,020 60,176,200
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 14,319,020 60,176,200
31 Total liabilities and net assets/fund balances (see instructions). 16,329,465 60,191,803
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
14,319,020
2
Enter amount from Part I, line 27a .....................
2
47,595,036
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
61,914,056
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
1,737,856
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
60,176,200
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 250000 SHRS BNY MELLON NA INSTL CTF DEP PROGRAMS INS TL CTF DEP 1.100%   2017-11-14 2018-02-21
b 250000 SHRS BANK BARODA NEW YORK BRH CTF DEP ACT/365 1.400%   2017-11-13 2018-05-22
c 250000 SHRS BANK EAST ASUA LTD NEW YORK NY CTF DEP A CT/365 1.100%   2017-11-13 2018-01-26
d 250000 SHRS COMPASS BANK BIRMINGHAM ALA CTF DEP ACT/365 AT MATURITY 1.350   2017-07-11 2018-04-16
e 248000 SHRS DISCOVER BANK GREENWOOD DEL CTF DEP ACT/365 SEMI ANNUALLY 1.6   2017-08-11 2018-07-16
250000 SHRS FIRST FINL BANK CINCINATI OH CTF DEP ACT/365 AT MATURITY   2017-07-11 2018-04-23
250000 SHRS MORGAN STANLEY BANK NA SALT LAKE CITY UTAH CTF DEP ACT/365   2017-07-11 2018-04-20
150000 SHRS SALLIE MAE BANK SALT LAKE CITY UT CTF DEP ACT/365 SEMI-ANNUAL   2017-11-13 2018-10-30
250000 SHRS SYNCHRONY BANK RETAIL CTF DEP PROGRAM BOOK ENTRY FIDELITY INST   2017-08-11 2018-02-20
199000 SHRS WELLS FARGO BANK NA SIOUX FALLS SD CTF DEO ACT/365 MONTHLY   2017-11-13 2018-10-12
200000 SHRS AMERICAN EXPRESS CENTURION BANK CTF   2017-07-11 2018-12-10
250000 SHRS BROOKLINE BANK MASS CTF DEP ACT/365 MONTHLY 1.400%   2017-08-11 2018-12-14
248000 SHRS COMENITY CAP BK SALT LAKE CITY UTAH CTF   2017-07-11 2018-10-22
250000 SHRS DISCOVER BANK GREENWOOD DEL CTF   2017-08-11 2018-08-16
199000 SHRS GOLDMAN SACHS BANK USA - ISSUES ASSUMED FROM GE CAP CK   2017-07-11 2018-11-14
250000 SHRS GOLDMAN SACHS BK USA NEW YORK CTF DEP ACT   2017-08-11 2018-08-16
250000 SHRS WELLS FARGO BK NA SIOUX FALLS SD CTF   2017-07-11 2018-08-20
400 SHRS AMERICAN WTR WKS CO INC   2018-01-05 2018-10-23
0.500 SHRS GARRETT MOTION INC   2018-01-03 2018-10-03
800 SHRS INTERCONTINENTAL ECHANGE INC   2018-04-30 2018-11-01
500 SHRS MSA SAFETY INC   2017-09-15 2018-01-05
300 SHRS MASIMO CORP COM   2018-01-05 2018-05-15
300 SHRS ORBITAL ATK INC   2017-09-15 2018-06-08
157.498 SHRS RESIDEO TECHNOLOGIES INC   2018-01-03 2018-11-09
200 SHRS ACCENTURE PLC IRELAND CLASS SHS   2016-08-11 2018-09-27
1500 SHRS AMERICAN WTR WKS CO INC   2018-01-03 2018-10-23
600 SHRS BERKSHIRE HATHAWAY INC   2018-01-03 2018-11-13
200 SHRS BROADRIDGE FINL SOLUTIONS INC   2016-01-11 2018-09-27
2175 SHRS CHURCH & DWIGHT CO INC     2018-07-10
1000 SHRS CHURCH & DWIGHT CO INC   2018-01-03 2018-11-09
200 SHRS COSTCO WHOLESALE CORP   2016-01-15 2018-09-27
1500 SHRS CROWN CASTLE INTL CORP     2018-02-23
1500 SHRS CROWN CASTLE INTL CORP   2018-01-03 2018-04-27
200 SHRS DANAHER CORP COM   2016-09-06 2018-09-27
300 SHRS DIGITAL RLTY TR INC   2016-12-08 2018-09-27
560 SHRS DR PEPPER SNAPPLE GROUP INC   2016-08-12 2018-01-29
1510 SHRS EXPEDITORS INTL WASH INC   2018-01-03 2018-11-09
280 SHRS HARRIS CORP DEL   2017-06-15 2018-09-27
325 SHRS MOHAWK INDUSTRIES INC   2018-01-03 2018-07-26
1500 SHRS PARSLEY ENERGY INC CL A   2017-03-28 2018-12-31
800 SHRS REALTY INCOME CORP   2017-06-15 2018-10-23
3552 SHRS SELECT SECTOR SPDR TR FINANCIAL     2018-09-27
200 SHRS SHERWIN WILLIAMS CO   2017-09-05 2018-09-27
300 SHRS UNITED HEALTH GROUP INC   2018-01-03 2018-11-09
2000 SHRS VERIZON COMMUNICATIONS INC   2018-01-03 2018-11-01
200 SHRS BERKSHIRE HATHAWAY INC DEL CL B   2018-01-03 2018-09-27
200 SHRS BERKSHIRE HATHAWAY INC DEL CL B   2018-01-03 2018-11-13
500 SHRS CHURCH & DWIGHT CO INC   2016-07-06 2018-01-05
SALE OF ALBERT BIERSTADT PAINTING D 2017-07-05 2018-11-16
SALE OF GEORGE PYNE PAINTING D 2017-05-19 2018-10-30
SALE OF GEORGIA O'KEEFFE PAINTING D 2014-03-03 2018-11-20
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 250,000   250,000 0
b 250,000   250,000 0
c 250,000   250,000 0
d 250,000   250,000 0
e 248,000   248,000 0
250,000   250,000 0
250,000   250,000 0
150,000   150,000 0
250,000   250,005 -5
199,000   199,000 0
200,000   200,000 0
250,000   250,000 0
248,000   248,000 0
250,000   250,000 0
199,000   199,000 0
250,000   250,000 0
250,000   250,000 0
36,226   34,812 1,414
9   8 1
61,272   58,031 3,241
39,073   37,157 1,916
28,722   26,684 2,038
40,350   32,898 7,452
3,415   4,166 -751
34,196   22,785 11,411
135,848   133,005 2,843
130,812   119,100 11,712
26,236   10,004 16,232
117,465   108,621 8,844
64,287   49,225 15,062
47,045   29,868 17,177
163,470   142,762 20,708
101,096   108,429 -7,333
21,620   15,988 5,632
33,439   28,008 5,431
66,527   54,367 12,160
108,459   98,233 10,226
46,640   30,563 16,077
57,750   89,557 -31,807
23,498   46,472 -22,974
46,088   44,854 1,234
99,426   55,821 43,605
91,371   69,099 22,272
82,776   66,650 16,126
112,513   105,520 6,993
43,390   39,700 3,690
43,600   39,700 3,900
25,026   25,391 -365
6,650   22,000 -15,350
7,000   23,000 -16,000
2,550,000   900,000 1,650,000
17,014     17,014
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       0
b       0
c       0
d       0
e       0
      0
      0
      0
      -5
      0
      0
      0
      0
      0
      0
      0
      0
      1,414
      1
      3,241
      1,916
      2,038
      7,452
      -751
      11,411
      2,843
      11,712
      16,232
      8,844
      15,062
      17,177
      20,708
      -7,333
      5,632
      5,431
      12,160
      10,226
      16,077
      -31,807
      -22,974
      1,234
      43,605
      22,272
      16,126
      6,993
      3,690
      3,900
      -365
      -15,350
      -16,000
      1,650,000
      17,014
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,839,826
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 1,840,405 12,944,102 0.142181
2016 1,937,730 12,151,052 0.159470
2015 1,692,345 8,441,345 0.200483
2014 2,032,172 10,517,068 0.193226
2013 2,475,853 12,570,325 0.196960
2
Total of line 1, column (d) .....................
2
0.892320
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.178464
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
18,625,088
5
Multiply line 4 by line 3......................
5
3,323,908
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
18,298
7
Add lines 5 and 6........................
7
3,342,206
8
Enter qualifying distributions from Part XII, line 4,.............
8
10,128,992
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 18,298
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 18,298
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 18,298
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 41,784
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 41,784
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 254
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 23,232
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet23,232 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNM
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. Click to see attachment...............................
    10
    Yes
     
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletRICCI COMPANY LLC Telephone no.bullet (505) 338-0800

    Located atbullet6200 UPTOWN BLVD NE SUITE 400ALBUQUERQUENM ZIP+4bullet87110
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    KATHLEEN FLANAGAN TRUSTEE & EXECUTIVE DIRECTOR
    50.00     		223,000 19,800 0
    PO BOX 2422
    SANTA FE,NM87501
    BRIAN O'DONOGHUE TRUSTEE
    1.00     		0 0 0
    PO BOX 2422
    SANTA FE,NM87501
    MICHAELA O'DONOGHUE TRUSTEE
    1.00     		0 0 0
    PO BOX 2422
    SANTA FE,NM87501
    EUGENE V THAW OUTGOING TRUSTEE (DECEASED IN 2018)
    0.10     		0 0 0
    PO BOX 2422
    SANTA FE,NM87501
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    15,160,026
    b
    Average of monthly cash balances.......................
    1b
    3,748,693
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    18,908,719
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    18,908,719
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    283,631
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    18,625,088
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    931,254
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    931,254
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    18,298
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    18,298
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    912,956
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    912,956
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    912,956
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    10,128,992
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    10,128,992
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    18,298
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    10,110,694
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 912,956
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 1,858,555
    b From 2014...... 1,516,422
    c From 2015...... 1,340,462
    d From 2016...... 1,394,378
    e From 2017...... 1,212,457
    fTotal of lines 3a through e........ 7,322,274
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 10,128,992
    a Applied to 2017, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 912,956
    e Remaining amount distributed out of corpus 9,216,036
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 16,538,310
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		1,858,555
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		14,679,755
    10 Analysis of line 9:
    a Excess from 2014.... 1,516,422
    b Excess from 2015.... 1,340,462
    c Excess from 2016.... 1,394,378
    d Excess from 2017.... 1,212,457
    e Excess from 2018.... 9,216,036
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    EUGENE V THAW
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN MUSEUM OF NATURAL HISTORY
    CENTRAL PARK WEST AT 79TH STREET
    NEW YORK,NY100245192     		N/A PUBLIC CHARITY TOWARDS RENOVATION OF THE HALL OF NORTHWEST COAST INDIANS 1,000,000
    CLARK ART INSTITUTE
    225 SOUTH ST
    WILLIAMSTOWN,MA01267     		N/A PUBLIC CHARITY TOWARDS THE "EUGENE V. THAW GALLERY FOR WORKS ON PAPER" AT THE MANTON RESEARCH CENTER; "DRAWN TO GREATNESS" EXHIBITION 1,165,000
    COOPER HEWITT SMITHSONIAN MUSEUM
    2 EAST 91ST STREET
    NEW YORK,NY10128     		N/A PUBLIC CHARITY FOR THE EXHIBITION BOOKLET "MADE TO SCALE: STAIRCASE MODELS" 7,000
    FENIMORE ART MUSEUM
    PO BOX 800
    COOPERSTOWN,NY13326     		N/A PUBLIC CHARITY ENDOWMENT OF THE CURATOR OF THE THAW COLLECTION; "THOMAS COLE: GARDEN OF EDEN" EXHIBITION AND CATALOGUE; UPGRADE OF THE MUSEUM COLLECTION DATABASE, ALFRED J. MILLER PAINTING, AND (5) AM. THEOREM PAINTINGS 4,111,100
    FRIENDS OF GANONDAGAN
    61 W MAIN ST
    VICTOR,NY14564     		N/A PUBLIC CHARITY AWARDS FOR THE ANNUAL JURIED ART SHOW AT THE SENECA ART & CULTURE CENTER 10,000
    GLIMMERGLASS FESTIVAL
    PO BOX 191
    COOPERSTOWN,NY13326     		N/A PUBLIC CHARITY GENERAL SUPPORT OF THE 2018 OPERA FESTIVAL 100,000
    METROPOLITAN MUSEUM OF ART
    1000 FIFTH AVENUE
    NEW YORK,NY10028     		N/A PUBLIC CHARITY FOR THE "DELACROIX" EXHIBITION; PAINTINGS BY CANALETTO, DEGAS, GERTNER, LANDSEER, & MOREAU; AND JOINT GIFT OF (6) OIL SKETCHES BY VARIOUS ARTISTS. 2,397,000
    MORGAN LIBRARY & MUSEUM
    225 MADISEN AVE
    NEW YORK,NY10016     		N/A PUBLIC CHARITY ANNUAL EXHIBIT FROM THE PERMANENT COLLECTION AND ACCOMPANYING PUBLICATION; JOINT GIFT OF (6) OIL SKETCHES BY VARIOUS ARTISTS; PAINTING BY GORKY; PAINTING BY WYETH; AND GOLD PLATED BROOCH. 178,971
    MUNSON-WILLIAMS-PROCTOR ART INSTITUTE
    310 GENESEE STREET UTICA
    NEW YORK,NY13502     		N/A PUBLIC CHARITY FOR "AMERICAN INDIAN ART FROM FENIMORE ART MUSEUM" EXHIBIT 40,000
    NATIONAL GALLERY OF ART
    6TH CONSTITUTION AVE NW
    WASHINGTON,DC20565     		N/A PUBLIC CHARITY FOR THE 2018 "COLLOQUIUM ON CONNOISSEURSHIP" 32,000
    NM SCHOOL FOR THE ARTS - ART INSTITUTE
    275 E ALAMEDA ST
    SANTA FE,NM87501     		N/A PUBLIC CHARITY TOWARDS THE CONSTUCTION COST OF A NEW CAMPUS 1,000,000
    SANTA FE ANIMAL SHELTER
    100 CAJA DEL RIO RD
    SANTA FE,NM87507     		N/A PUBLIC CHARITY EMERGENCY VETERINARY FUND AT THE CLARE EDDY THAW ANIMAL HOSPITAL 14,300
    Total .................................bullet 3a 10,055,371
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 1,121  
    4 Dividends and interest from securities....     14 337,662  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 1,839,826  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 2,178,609 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    2,178,609
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2018
    Name of the organization
    EUGENE V AND CLARE E THAW
    CHARITABLE TRUST
    Employer identification number

    13-3081491
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018) Page 2
    Name of organization
    EUGENE V AND CLARE E THAW
    CHARITABLE TRUST         		Employer identification number
    13-3081491
    Part I
    Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    EUGENE V THAW REVOCABLE TRUST
     
    PO BOX 2422
     
    SANTA FE, NM87504

    		$ 55,931,624


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 3
    Name of organization
    EUGENE V AND CLARE E THAW
    CHARITABLE TRUST         		Employer identification number

    13-3081491
    Part II
    Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 $4,633,679 IN PUBLICLY-TRADED STOCK AND $40,657,945 IN ARTWORK $ 45,291,624  
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 4
    Name of organization
    EUGENE V AND CLARE E THAW
    CHARITABLE TRUST         		Employer identification number

    13-3081491
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2018 AccountingFeesSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 18,607 14,886   3,721

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Name of Bond End of Year Book Value End of Year Fair Market Value
    AMGEN INC 101,969 101,969
    AT&T INC 98,276 98,276
    AUTODESK INC 50,522 50,522
    BECTON DICKINSON & CO 96,600 96,600
    BROADRIDGE FINL SOL INC 47,571 47,571
    CONSTELLATION BRANDS INC 101,099 101,099
    CROWN CASTLE INTL CORP 97,397 97,397
    DIGITAL RLTY TR LP 25,506 25,506
    DIGITAL RLTY TR LP GTD FIXED RT 77,447 77,447
    FISERV INC 99,311 99,311
    GOLDMAN SACHS BANK SEMI-ANNUAL 95,762 95,762
    HOSPITALITY PPTYS TR 50,426 50,426
    JP MORGAN CHASE & CO 97,568 97,568
    KRAFT HEINZ FOOD CO 96,776 96,776
    ROPER TECHNOLOGIES INC 99,350 99,350
    SHERWIN-WILLIAMS CO 95,484 95,484
    SMUCKER J M CO 100,170 100,170
    WELLS FARGO & CO 100,591 100,591

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBVI INC COM 184,380 184,380
    ACCENTURE PLC IRELAND 183,313 183,313
    AMGEN INC 175,203 175,203
    ANSYS INC 98,629 98,629
    APPLE INC 170,359 170,359
    BANK OF NEW YORK MELLON CORP 120,970 120,970
    BIOGEN IDEC INC 60,184 60,184
    BROADCOM INC 43,228 43,228
    BROADRIDGE FINL SOL INC 192,500 192,500
    CHURCH & DWIGHT CO INC 65,760 65,760
    CISCO SYSTEMS INC 108,325 108,325
    CLOROX CO 94,025 94,025
    CONCHO RES INC COM 143,906 143,906
    COSTCO WHOLESALE CORP 162,968 162,968
    DANAHER CORP 185,616 185,616
    DIGITAL RLTY TR INC 159,825 159,825
    EOG RES INC 65,408 65,408
    EQUINIX INC 70,512 70,512
    FISERV INC 174,171 174,171
    FORTIVE CORP 89,650 89,650
    GARRETT MOTION INC 1,160 1,160
    HARRIS CORP 201,975 201,975
    HENRY JACK & ASSOC INC 94,890 94,890
    HONEYWELL INTL INC 124,853 124,853
    IDEXX LABS INC 130,214 130,214
    ISHARES TR US OIL & GAS EXPL & PRODUCTION 51,630 51,630
    JOHNSON & JOHNSON 64,525 64,525
    JP MORGAN CHASE & CO 146,430 146,430
    MICROSOFT CORP 246,815 246,815
    MSCI INC 73,715 73,715
    NASDAQ INC 65,256 65,256
    NASDAQ INTERNET 220,758 220,758
    PARSLEY ENERGY INC CL A 23,970 23,970
    PAYCHEX INC COM 162,875 162,875
    ROCKWELL AUTOMATION INC FORMERLY ROCKWELL INTL CORP 63,954 63,954
    ROLLINS INC 97,470 97,470
    ROPER TECHNOLOGIES INC 53,304 53,304
    S&P SMALLCAP HEALTH CARE 107,530 107,530
    SHERWIN-WILLIAMS CO 157,384 157,384
    SMITH A O CORP 128,100 128,100
    SPDR SER S&P AEROSPACE 118,380 118,380
    TE CONNECTIVITY LTD 151,260 151,260
    UNILEVER PLC SPON ADR NEW 104,500 104,500
    UNION PAC CORP 103,673 103,673
    UNITED HEALTH GROUP INC 99,648 99,648
    UNIVERSAL INS HLDGS INC 113,760 113,760
    VANGUARD BALANCED INX FD 1,191,925 1,191,925
    VANGUARD CONSUMER DISCRETIONARY 109,127 109,127
    VANGUARD GLOBAL MIN VOL FD 541,327 541,327
    VANGUARD INDEX FDS GROWTH 402,990 402,990
    VANGUARD HIGH YIELD CORP BOND FD 391,966 391,966
    VANGUARD S/T CORP BOND INX FD 506,592 506,592
    VANGUARD SMALL CAP INX FD 310,327 310,327
    VANGUARD SPECIALIZED DIVIDEND APPRECIATION 97,950 97,950
    VANGUARD TOTAL BOND MARKET INX FD 906,277 906,277
    VANGUARD TOTAL STOCK MKT INX FD 1,070,253 1,070,253
    VISA INC 197,910 197,910
    WASTE CONNECTIONS INC COM 137,273 137,273
    3M CO 104,794 104,794

    TY 2018 LegalFeesSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 21,867 17,494   4,373


    TY 2018 OtherAssetsSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    ARTWORK 16,300 15,000 15,000
    DONATED ARTWORK 2,098,261 37,729,135 37,729,135


    TY 2018 OtherDecreasesSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Description Amount
    CHANGE IN UNREALIZED GAINS & LOSSES 687,856
    BOOK/TAX CAPITAL GAIN DIFFERENCE 1,050,000


    TY 2018 OtherExpensesSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INSURANCE 37,740 30,192   7,548
    OFFICE SUPPLIES 3,101 2,481   620
    DUES AND SUBSCRIPTIONS 1,000 800   200
    POSTAGE 964 771   193
    REPAIRS 792 634   158


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 54,113 54,113   0


    TY 2018 SubstantialContributorsSch
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Name Address
    EUGENE V THAW REVOCABLE TRUST PO BOX 2422
    SANTA FE,NM87504


    TY 2018 TaxesSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PAYROLL TAXES 11,287 9,030   2,257
    EXCISE TAX 20,001 0   0
    FOREIGN TAX PAID ON INVSTMT INCOME 161 161   0