Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
SUSIE & GIDEON YU FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)314 LYTTON AVENUE
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PALO ALTO, CA94301
A Employer identification number

26-1118316
B Telephone number (see instructions)

(415) 310-5310
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$22,882,293J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 1,705,181
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 464,092 433,984  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,328,578
b Gross sales price for all assets on line 6a 7,374,981
7 Capital gain net income (from Part IV, line 2)... 2,195,918
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 26,064 164  
12 Total. Add lines 1 through 11........ 3,523,915 2,630,066  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 90,249 38,512   38,511
c Other professional fees (attach schedule).... Click to see attachment 31,108 31,108   0
17 Interest............... 14,819 14,819   0
18 Taxes (attach schedule) (see instructions)...        
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 16,791 16,606   25
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 152,967 101,045   38,536
25 Contributions, gifts, grants paid....... 1,528,217 200,000
26 Total expenses and disbursements. Add lines 24 and 25 1,681,184 101,045   238,536
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,842,731
b Net investment income (if negative, enter -0-) 2,529,021
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 0 267,700 267,700
2 Savings and temporary cash investments......... 350,211 452,251 452,251
3 Accounts receivable bullet9,891
Less: allowance for doubtful accounts bullet   0 9,891 9,891
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 0 24,000 24,000
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 18,108,345 Click to see attachment15,514,568 15,514,568
c Investments—corporate bonds (attach schedule)....... 6,198,540 Click to see attachment6,561,420 6,561,420
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 22,354 Click to see attachment52,463 52,463
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 24,679,450 22,882,293 22,882,293
Liabilities 17 Accounts payable and accrued expenses..........   13,387
18 Grants payable................. 565,722 1,893,939
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment209,900 Click to see attachment128,000
23 Total liabilities (add lines 17 through 22)......... 775,622 2,035,326
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................. 23,903,828 20,846,967
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 23,903,828 20,846,967
31 Total liabilities and net assets/fund balances (see instructions). 24,679,450 22,882,293
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
23,903,828
2
Enter amount from Part I, line 27a .....................
2
1,842,731
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
25,746,559
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
4,899,592
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
20,846,967
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 7,374,981   5,179,063 2,195,918
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       2,195,918
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 2,195,918
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 727,198 23,012,334 0.031600
2016 2,057,801 20,871,911 0.098592
2015 326,624 18,062,664 0.018083
2014 1,003,559 13,988,274 0.071743
2013 478,367 9,910,175 0.048270
2
Total of line 1, column (d) .....................
2
0.268288
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.053658
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
24,353,581
5
Multiply line 4 by line 3......................
5
1,306,764
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
25,290
7
Add lines 5 and 6........................
7
1,332,054
8
Enter qualifying distributions from Part XII, line 4,.............
8
238,536
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 50,580
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 50,580
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 50,580
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 74,539
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 60,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 134,539
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 83,959
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet83,959 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA, DE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletAPERCEN PARTNERS LLC Telephone no.bullet (650) 804-7100

    Located atbullet314 LYTTON AVENUE SUITE 200PALO ALTOCA ZIP+4bullet94301
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    SUSIE YU PRESIDENT/SECRETARY/DIRECTOR
    0.50     		0 0 0
    314 LYTTON AVENUE
    PALO ALTO,CA94301
    GIDEON YU VICE PRESIDENT/TREASURER
    0.50     		0 0 0
    314 LYTTON AVENUE
    PALO ALTO,CA94301
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    APERCEN PARTNERS LLC ACCOUNTING & CONSULTING 59,301
    314 LYTTON AVENUE SUITE 200
    PALO ALTO,CA94301
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    24,314,411
    b
    Average of monthly cash balances.......................
    1b
    357,574
    c
    Fair market value of all other assets (see instructions)................
    1c
    52,463
    d
    Total (add lines 1a, b, and c).........................
    1d
    24,724,448
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    24,724,448
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    370,867
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    24,353,581
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,217,679
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,217,679
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    50,580
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    50,580
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,167,099
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,167,099
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,167,099
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    238,536
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    238,536
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    238,536
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 1,167,099
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013......  
    b From 2014...... 124,441
    c From 2015......  
    d From 2016...... 1,093,962
    e From 2017......  
    fTotal of lines 3a through e........ 1,218,403
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 238,536
    a Applied to 2017, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 238,536
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 928,563 928,563
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 289,840
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		289,840
    10 Analysis of line 9:
    a Excess from 2014....  
    b Excess from 2015....  
    c Excess from 2016.... 289,840
    d Excess from 2017....  
    e Excess from 2018....  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    SUSIE YU
    GIDEON YU
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALL IN ALL THE TIME
    2820 KEOKIRK LANE
    VIRGINIA BEACH,VA23456     		  PC GENERAL SUPPORT 10,000
    CONSERVATION SOCIETY OF CALIFORNIA
    PO BOX 5238
    OAKLAND,CA94605     		  PC OAKLAND ZOO - CALIFORNIA TRAIL CAMPAIGN 25,000
    COUNCIL OF KOREAN AMERICANS
    1126 16TH STREET NW SUITE 450
    WASHINGTON,DC20036     		  PC GENERAL SUPPORT 50,000
    RESOURCES LEGACY FUND
    555 CAPITAL MALL SUITE 1095
    SACRAMENTO,CA95814     		  PC NATIONAL PORTRAIT GALLERY - SUPPORT PORTRAIT OF JULIE PACKARD 5,000
    SOCIETY FOR SCIENCE & THE PUBLIC
    1719 N STREET NW
    WASHINGTON,DC20036     		  PC PUBLIC ENGAGEMENT IN SCIENTIFIC RESEARCH AND EDUCATION 25,000
    THE PHILLIPS BROOKS SCHOOL
    2245 AVY AVENUE
    MENLO PARK,CA94025     		  PC ANNUAL FUND, FUND-A-STUDENT, SPRING BENEFIT SPONSORSHIP 30,000
    THE PHILLIPS BROOKS SCHOOL
    2245 AVY AVENUE
    MENLO PARK,CA94025     		  PC ANNUAL FUND, FUND-A-STUDENT, SPRING BENEFIT SPONSORSHIP 55,000
    Total .................................bullet 3a 200,000
    bApproved for future payment
    MONTEREY BAY AQUARIUM FOUNDATION
    886 CANNERY ROW
    MONTEREY,CA93940     		  PC 2018 DAVID PACKARD AWARD DINNER 100,000
    STANFORD HEALTH CARE
    3172 PORTER DRIVE SUITE 210
    PALO ALTO,CA94304     		  PC PLANNING AND DESIGN OF NEW HOSPITAL 1,000,000
    TIPPING POINT COMMUNITY
    220 MONTGOMERY STREET SUITE 850
    SAN FRANCISCO,CA94104     		  PC GENERAL SUPPORT 250,000
    UNITED STATES HEALTHFUL FOOD COUNCIL
    1200 18TH STREET NW SUITE 700
    WASHINGTON,DC20036     		  PC GENERAL SUPPORT 50,000
    Total .................................bullet 3b 1,400,000
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 464,092  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     14 164  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 1,328,578  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aEXCISE TAX BENEFIT     		    01 25,900  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 1,818,734 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,818,734
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2018
    Name of the organization
    SUSIE & GIDEON YU FOUNDATION
     
    Employer identification number

    26-1118316
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018) Page 2
    Name of organization
    SUSIE & GIDEON YU FOUNDATION
          		Employer identification number
    26-1118316
    Part I
    Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    SUSIE AND GIDEON YU  
    314 LYTTON AVENUE
     
    PALO ALTO, CA94301

    		$ 1,705,181


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 3
    Name of organization
    SUSIE & GIDEON YU FOUNDATION
          		Employer identification number

    26-1118316
    Part II
    Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 PUBLICLY TRADED SECURITIES $ 1,705,181 2018-09-25
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 4
    Name of organization
    SUSIE & GIDEON YU FOUNDATION
          		Employer identification number

    26-1118316
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2018 AccountingFeesSchedule
    Name:
    SUSIE & GIDEON YU FOUNDATION
    EIN:
    26-1118316
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 90,249 38,512   38,511

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    SUSIE & GIDEON YU FOUNDATION
    EIN:
    26-1118316
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ABB FINANCE USA INC 9,846 9,846
    ABBVIE INC 9,635 9,635
    ACE INA HOLDINGS 9,781 9,781
    AETNA INC 9,593 9,593
    ALLSTATE CORP 14,980 14,980
    ALTRIA GROUP INC 34,331 34,331
    AMERICAN EXPRESS 53,082 53,082
    AMERIPRISE FINANCIAL INC 25,580 25,580
    ANHEUSER-BUSCH INBEV FIN 28,717 28,717
    APPLE INC 56,158 56,158
    AVALONBAY COMMUNITIES IN MTN 29,168 29,168
    BAKER HUGHES INC 9,884 9,884
    BALTIMORE GASH & ELECTRIC 27,461 27,461
    BANK OF AMERICA CORP 124,090 124,090
    BANK OF AMERICA CORP MTN 27,574 27,574
    BANK OF MONTREAL MTN 34,773 34,773
    BANK OF NEW YORK MELLON MTN 19,896 19,896
    BANK OF NOVA SCOTIA 54,400 54,400
    BANK OF NY MELLON CORP MTN 50,210 50,210
    BB&T CORPORATION MTN 50,559 50,559
    BERKSHIRE HATHAWAY FIN 19,632 19,632
    BLACKROCK INC 10,108 10,108
    BNP PARIBAS MTN 35,213 35,213
    BOEING CO 9,784 9,784
    BP CAPITAL MARKETS PLC 71,466 71,466
    BURLINGTN NORTH SANTA FE 19,915 19,915
    CANADIAN IMPERIAL BANK 39,605 39,605
    CATERPILLAR FINACIAL SE 10,047 10,047
    CENTERPOINT ENER HOUSTON 13,367 13,367
    CISCO SYSTEMS INC 19,972 19,972
    CITIGROUP INC 104,774 104,774
    CME GROUP INC 9,741 9,741
    COMCAST CORP 69,276 69,276
    COMERICA INC 9,955 9,955
    CONNECTICUT LIGHT & PWR 9,828 9,828
    CONS EDISON CO O 20,509 20,509
    DODGE & COX INCOME FD 412,416 412,416
    DOMINION GAS HLDGS LLC 9,932 9,932
    DOUBLELINE TOTL RET BND-I 493,435 493,435
    DUKE ENERGY CAROLINAS 9,660 9,660
    EDISON INTERNATIONAL 14,205 14,205
    ENTERGY ARKANSAS INC 9,021 9,021
    ENTERGY LOUISIANA LLC 18,750 18,750
    ERP OPERATING LP 23,942 23,942
    EXXON MOBIL CORPORATION 9,761 9,761
    FIFTH THIRD BANCORP 9,938 9,938
    FIRST UNION CORP 11,845 11,845
    FLORIDA POWER & LIGHT CO 9,786 9,786
    GENERAL ELEC CAP CORP 53,101 53,101
    GENERAL ELECTRIC CO 18,557 18,557
    GILEAD SCIENCES INC 52,907 52,907
    GLAXOSMITHKLINE CAPITAL 34,561 34,561
    GOLDMAN SACHS GROUP INC 137,574 137,574
    GULF POWER CO 24,259 24,259
    HALLIBURTON COMPANY 4,996 4,996
    HARBOR HIGH YIELD BOND-INST 145,226 145,226
    HOME DEPOT INC 32,423 32,423
    HSBC FINANCE CORP 104,465 104,465
    IN MI PWR 25,156 25,156
    INTEL CORP 52,677 52,677
    INVESCO FINANCE PLC 9,983 9,983
    ISHARES BARCLAYS TIPS BOND FUND 157,256 157,256
    JOHN DEERE CAPITAL CORP 35,448 35,448
    LINCOLN NATIONAL CORP 5,097 5,097
    LLOYDS TSB BANK PLC 21,124 21,124
    LORD ABBETT SHRT DUR INC-F3 180,338 180,338
    LOWE'S COMPANIES INC 24,068 24,068
    MANULIFE FINANCIAL CORP 25,262 25,262
    MARSH & MCLENNAN COS INC 9,887 9,887
    MEAD JOHNSON NUTRITION C 39,875 39,875
    MEDTRONIC INC 55,769 55,769
    METLIFE INC 52,502 52,502
    MFS EMERGING MKTS DEBT FD-I 143,045 143,045
    MICROSOFT CORP 44,467 44,467
    MITSUBISHI UFJ FIN GRP 28,593 28,593
    MORGAN STANLEY 118,200 118,200
    MUFG AMERICAS HLDGS CORP 15,350 15,350
    NATIONAL RURAL UTIL COOP 9,840 9,840
    NOVARTIS SECS INVEST LTD 10,020 10,020
    NUCOR CORP 10,115 10,115
    NUTRIEN LTD 4,858 4,858
    OCCIDENTAL PETROLEUM COR 15,122 15,122
    ONCOR ELECTRIC DELIVERY 24,857 24,857
    ORACLE CORP 68,129 68,129
    ORIX CORP 24,137 24,137
    PACIFIC GAS & ELECTRIC 17,694 17,694
    PEPSICO INC 24,574 24,574
    PHILIP MORRIS INTL INC 50,934 50,934
    PIMCO SHORT TERM FD INSTL 350,843 350,843
    PNC FINANCIAL SERVICES 14,699 14,699
    PNC FUNDING CORP 38,263 38,263
    PRECISION CASTPARTS CORP 9,827 9,827
    PROGRESS ENERGY CAROLINA 12,824 12,824
    PROGRESSIVE CORP 1,822 1,822
    PROLOGIS LP 10,055 10,055
    PRUDENTIAL FINANCIAL INC 5,152 5,152
    PUB SVC CO 25,320 25,320
    QUALCOMM INC 9,860 9,860
    RABOBANK NEDERLAND UTREC 52,572 52,572
    REALTY INCOME CORP 28,302 28,302
    SAN DIEGO G & E 4,638 4,638
    SANTANDER UK PLC 29,966 29,966
    SCHLUMBERGER INVESTMENT 17,080 17,080
    SHELL INTERNATIONAL FIN 39,678 39,678
    SIERRA PACIFIC POWER CO 19,982 19,982
    SIMON PROPERTY GROUP LP 40,615 40,615
    STATE STREET CORP 39,678 39,678
    STATOIL ASA 19,343 19,343
    STRYKER CORP 4,836 4,836
    SUMITOMO MITSUI FINL GRP 86,688 86,688
    SUNTRUST BK 34,894 34,894
    TD AMERITRADE HOLDING CO 9,892 9,892
    TEXAS INSTRUMENTS INC 23,714 23,714
    TORONTO-DOMINION BANK MTN 30,064 30,064
    TOTAL CAPITAL INTL SA 34,532 34,532
    TOYOTA MOTOR CREDIT CORP MTN 20,001 20,001
    TRANS-CANADA PIPELINES 33,588 33,588
    UNITED TECHNOLOGIES CORP 10,145 10,145
    UNITEDHEALTH GROUP INC 28,216 28,216
    US BANCORP 20,309 20,309
    VANGUARD SHORT-TERM TIPS 165,783 165,783
    VANGUARD TOTAL INTL BND-ADM 984,279 984,279
    VIRGINIA ELEC & POWER CO 9,992 9,992
    VISA INC 9,889 9,889
    WALT DISNEY COMPANY/THE 9,839 9,839
    WELLS FARGO & COMPANY 91,293 91,293
    WESTPAC BANKING CORP 84,900 84,900

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    SUSIE & GIDEON YU FOUNDATION
    EIN:
    26-1118316
    Name of Stock End of Year Book Value End of Year Fair Market Value
    BLACKLINE INC 667,731 667,731
    CAPITAL GR NON US EQUITY 505,064 505,064
    DIAMOND HILL LARGE CAP FD-I 473,681 473,681
    DODGE & COX INTL STOCK FD 490,152 490,152
    FACEBOOK INC-A 5,211,090 5,211,090
    FIDELITY 500 INDEX FD 1,852,437 1,852,437
    ISHARES CORE MSCI EAFE ETF 473,715 473,715
    ISHARES MSCI DEV WLD IDX-K 681,876 681,876
    JPM BETABUILDERS DEVELOPED ASIA EX JAPAN ETF 88,927 88,927
    JPMORGAN BETABUILDERS CANADA ETF 135,261 135,261
    JPMORGAN BETABUILDERS EUROPE ETF 245,576 245,576
    JPMORGAN BETABUILDERS JAPAN ETF 324,108 324,108
    PRIME CAP ODYSSEY STOCK FD 484,269 484,269
    SPDR S&P 500ETF TRUST 3,330,933 3,330,933
    VANGUARD FTSE DEVELOPED MARKETS ETF 549,748 549,748

    TY 2018 InvestmentsOtherSchedule2
    Name:
    SUSIE & GIDEON YU FOUNDATION
    EIN:
    26-1118316
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ACCRUED INTEREST FMV 52,463 52,463

    TY 2018 OtherDecreasesSchedule
    Name:
    SUSIE & GIDEON YU FOUNDATION
    EIN:
    26-1118316
    Description Amount
    UNREALIZED LOSS 4,899,592


    TY 2018 OtherExpensesSchedule
    Name:
    SUSIE & GIDEON YU FOUNDATION
    EIN:
    26-1118316
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BOND PREMIUM AMORTIZATION 16,606 16,606   0
    LICENSES AND FEES 185 0   25


    TY 2018 OtherIncomeSchedule2
    Name:
    SUSIE & GIDEON YU FOUNDATION
    EIN:
    26-1118316
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INVESTMENT INCOME 164 164 164
    EXCISE TAX BENEFIT 25,900   25,900


    TY 2018 OtherLiabilitiesSchedule
    Name:
    SUSIE & GIDEON YU FOUNDATION
    EIN:
    26-1118316
    Description Beginning of Year - Book Value End of Year - Book Value
    DEFERRED TAX LIABILITY 204,500 128,000
    EXCISE TAX PAYABLE 5,400 0


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    SUSIE & GIDEON YU FOUNDATION
    EIN:
    26-1118316
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 31,108 31,108   0