| Grantee's Name | Grantee's Address | Grant Date | Grant Amount | Grant Purpose | Amount Expended By Grantee | Any Diversion By Grantee? | Dates of Reports By Grantee | Date of Verification | Results of Verification |
|---|---|---|---|---|---|---|---|---|---|
|
RHONDA FLEMING FOUNDATION |
1723 CLOVERFIELD BLVD SANTA MONICA,CA90404 |
2018-01-09 | 12,500 | TO SUPPORT THE CHARITABLE GRANT-MAKING ACTIVITIES OF THE FOUNDATION. | 12,500 | TO THE BEST OF THE GRANTOR'S KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED. | 11/6/2018 | 2018-11-06 | N/A |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| METROPOLITAN WEST TOTAL RETURN | 645,122 | 702,152 |
| WESTERN ASSET CORE PLUS BD-I | 495,355 | 611,796 |
| HSBC USA INC PFD | 1,250,000 | 1,605,000 |
| MS TRIGGER JUMP EUROSTOXX50 | 660,000 | 682,374 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ALPHABET INC CL A | 17,545 | 27,169 |
| AMGEN INC | 5,612 | 5,451 |
| APPLE INC | 24,653 | 51,423 |
| COMCAST CORP-CL A | 9,334 | 17,161 |
| CVS HEALTH CORP | 9,588 | 9,762 |
| DANAHER CORP | 30,556 | 32,173 |
| EMERSON ELECTRIC | 19,373 | 25,812 |
| FRANKLIN RES INC | ||
| ILLINOIS TOOL WORKS | 19,967 | 24,198 |
| JP MORGAN CHASE & CO | 42,527 | 62,086 |
| MASTERCARD INC-A | 30,025 | 73,574 |
| NATIONAL-OILWELL INC | ||
| NORTHROP | 15,371 | 24,000 |
| PRICELINE GROUP INC | ||
| QUALCOMM INC | ||
| ABB LTD-SPON ADR | ||
| AERCAP HOLDINGS NV | 2,322 | 2,416 |
| BRITISH AMERN TOB PLC SPNS ADR | ||
| BROADCOM LTD | ||
| NIPPON TELEG & TEL CORP SPONS | ||
| RYANAIR HOLDINGS PLC SPONS ADR | 16,336 | 32,745 |
| TAIWAN SEMICONDUCTOR SPONS ADR | 14,159 | 26,538 |
| TENCENT HLDGS LTD UNSPONS ADR | 25,910 | 53,877 |
| UBS GROUP AG | 8,949 | 8,233 |
| TAL EDUCATION GROUP SPONS ADR | 3,157 | 5,896 |
| TARGET CORP | 5,050 | 5,816 |
| VMWARE INC | 19,781 | 29,483 |
| MCDONALDS CORP | 18,424 | 20,243 |
| CIGNA CORP | 40,100 | 42,732 |
| AMERIPRISE FINANCIAL INC | ||
| BANCO BILBAO VIZCAYA SPONS ADR | ||
| BASF SE SPONS ADR | ||
| DIAGEO PLC ADR | 57,154 | 57,287 |
| GRUPO FIN SANTANDER SPONS ADR | ||
| LOGITECH INTERNATIONAL SA | ||
| NETEASE INC SPONS ADR | 10,055 | 9,650 |
| NINTENDO CO LTD UNSPONS ADR | ||
| DIAMONDBACK ENERGY INC | 12,572 | 10,382 |
| MICROSOFT CORP | 24,231 | 24,580 |
| NORTHERN TR CORP | 47,129 | 39,789 |
| STARBUCKS CORP | 5,340 | 5,667 |
| ALIBABA GROUP HOLDING LTD SPON | 32,984 | 29,333 |
| BANCO SANTANDER SA SPONS ADR | 44,059 | 41,319 |
| COPA HOLDINGS SA | 8,523 | 7,950 |
| LVMH MOET HENNESSY LOUIS UNSPO | 33,033 | 31,568 |
| ROYAL DUTCH-ADR A | 54,863 | 48,189 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| VANGUARD 500 INDEX FUND-ADM | AT COST | 4,080,317 | 7,279,732 |
| HARDING LOEVNER INTL EQUITY PO | AT COST | 855,256 | 987,550 |
| MATTHEWS ASIA DIVIDEND-INST | AT COST | 775,307 | 883,703 |
| THORNBURG INT GROWTH-I | AT COST | 1,110,293 | 1,049,672 |
| PIMCO ABSOLUTE RETURN STRATEGY | AT COST | 1,500,000 | 1,709,335 |
| RIVERVIEW STRATEGIC OPP FD I L | AT COST | 122,207 | 491,210 |
| MS BLACKSTONE REAL ESTATE DEBT | AT COST | 109,019 | 114,495 |
| MORGAN STANLEY PRIVATE MKTS FD | AT COST | 110,629 | 338,838 |
| MORGAN STANLEY PRIVATE MKTS FD | AT COST | 103,559 | |
| SJC OFFSHORE CAP FINANCE FD | AT COST | 690 | |
| MORGAN STANLEY REAL ESTATE FUN | AT COST | 7,072 | |
| GRAYSTONE VENTURE FUND LP | AT COST | 203,727 | 14,375 |
| PORTAGE FOUNDERS LP | AT COST | 118,751 | 12,174 |
| ISHARES RUSSELL 2000 ETF | AT COST | 191,223 | 187,460 |
| VANGUARD S&P MID CAP 400 ETF | AT COST | 197,315 | 193,518 |
| VANGUARD S&P SMALL-CAP 600 ETF | AT COST | 189,828 | 189,269 |
| WISDOMTREE US MIDCAP DIVIDEND | AT COST | 143,439 | 129,683 |
| WISDOMTREE US SMALLCAP DIVIDEN | AT COST | 144,575 | 122,650 |
| RENAISSANCE INSTITUTIONAL EQS | AT COST | 1,300,000 | 1,476,615 |
| BLACKSTONE REAL ESTATE INCOME | AT COST | 800,000 | 835,601 |
| PIMCO BRAVO FD III SPEC ONSHOR | AT COST | 564,488 | 607,210 |
| RIVERVIEW STRATEGIC OPP FUND I | AT COST | 211,968 | 208,415 |
| BROOKFIELD FAIRFIELD US MVAF I | AT COST | 507,854 | 362,182 |
| PANTHEON PRIV INFRA III (OFFSH | AT COST | 345,000 | 345,000 |
| DIVERSIFIED CR OPP FD II (CAYM | AT COST | 112,500 | 107,469 |
| CONSUMER STAPLES SPDR | AT COST | 58,384 | 59,260 |
| FINANCIAL SELECT SECTOR SPDR | AT COST | 19,061 | 19,556 |
| ISHARES EUROPE ETF | AT COST | 13,128 | 13,379 |
| ISHARES MSCI JAPAN ETF | AT COST | 40,555 | 40,907 |
| ISHARES US ENERGY ETF | AT COST | 3,308 | 3,365 |
| ISHARES US INDUSTRIALS ETF | AT COST | 6,026 | 6,298 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| MANN RES PROP 1/4 INT $2M 5% 4 | 38,474 | 82,224 | 82,224 |
| Description | Amount |
|---|---|
| BOOK/TAX TIMING DIFFERENCES | 603,534 |
| NON-DEDUCTIBLE PORTION OF CONTRIBUTIONS | 6,730 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| BRANDING, DESIGN, AND STRATEGY | 1,550 | 0 | 1,550 | |
| FROM PARTNERSHIP/S-CORP | 37,617 | 37,617 | 0 | |
| MISCELLANEOUS | 5,095 | 0 | 5,095 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| OTHER REVENUE | 5,000 | 0 | |
| PIMCO BRAVO FD III SPEC ONSHORE FDR | 32,182 | 32,182 | |
| RENAISSANCE INSTITUTIONAL EQS FD LLC | -8,335 | -8,335 | |
| GRAYSTONE VENTURE FUND LP | 2,312 | 2,312 | |
| PORTAGE FOUNDERS LP | 3,484 | 3,484 | |
| MS BLACKSTONE REAL ESTATE DEBT ST II | -757 | -757 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | 130,663 | 130,663 | ||
| INVESTMENT EXPENSES | 345 | 345 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAXES | 3,435 | 3,435 | 0 | |
| FEDERAL TAX PAYMENT | 15,000 | 0 | 0 | |
| FOREIGN TAXES ON QUALIFIED FOR | 5,872 | 5,872 | 0 | |
| FOREIGN TAXES ON NONQUALIFIED | 361 | 361 | 0 |