Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
AUFZIEN FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)350 PASSAIC AVENUE
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
FAIRFIELD, NJ07004
A Employer identification number

22-2838652
B Telephone number (see instructions)

(973) 575-5132
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$5,120,020J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 50,000
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 139,839 139,839  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 -126,223
b Gross sales price for all assets on line 6a 2,955,701
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 63,616 139,839  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 6,468 6,468   0
c Other professional fees (attach schedule)....        
17 Interest............... 17,985 17,985   0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 1,221 1,221   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 24,303 24,303   0
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 272,464 272,464   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 322,441 322,441   0
25 Contributions, gifts, grants paid....... 525,360 525,360
26 Total expenses and disbursements. Add lines 24 and 25 847,801 322,441   525,360
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -784,185
b Net investment income (if negative, enter -0-) 0
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 109,195 157,993 157,993
2 Savings and temporary cash investments......... 395,742 143,318 143,318
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 5,175,542 Click to see attachment4,694,077 4,817,042
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment0 Click to see attachment1,667 Click to see attachment1,667
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 5,680,479 4,997,055 5,120,020
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment0 Click to see attachment105,680
23 Total liabilities (add lines 17 through 22)......... 0 105,680
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 5,680,479 4,891,375
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 0 0
30 Total net assets or fund balances (see instructions)..... 5,680,479 4,891,375
31 Total liabilities and net assets/fund balances (see instructions). 5,680,479 4,997,055
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
5,680,479
2
Enter amount from Part I, line 27a .....................
2
-784,185
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
1,049
4
Add lines 1, 2, and 3 ..........................
4
4,897,343
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
5,968
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
4,891,375
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a MERRILL LYNCH #847-03482-SHORT-TERM REPORTED P 2018-01-01 2018-12-31
b MERRILL LYNCH #847-03482-LONG-TERM REPORTED P 2017-12-31 2018-12-31
c MERRILL LYNCH #847-03452-LONG-TERM REPORTED P 2017-12-31 2018-12-31
d MERRILL LYNCH #847-03407-SHORT-TERM REPORTED P 2018-01-01 2018-12-31
e MERRILL LYNCH #847-03407-LONG-TERM REPORTED P 2017-12-31 2018-12-31
935 SHS ISHARES CORE HIGH P 2017-11-16 2018-02-02
9,119.272 SHS DUNHAM ALTERNATIVE P 2018-03-26 2018-10-01
9 SHS HEICO CORP P 2015-06-11 2018-06-28
87 SHS CITIGROUP INC P 2017-09-27 2018-08-24
8,217 SHS PROSHARES SHORT S&P 500 P 2018-02-06 2018-10-01
8 PUTS SPDR S&P 500 P 2018-05-14 2018-09-21
76 SHS SIMON PPTY GROUP P 2017-12-13 2018-10-01
75 SHS MEDTRONIC PLC P 2016-10-12 2016-04-02
75 SHS BROADRIDGE FINANCIAL SOLUTIONS INC P 2016-10-12 2018-06-13
74 SHS PUBLIC STORAGE P 2017-08-02 2018-10-01
72 SHS FIVE BELOW INC P 2016-11-01 2018-09-21
7 SHS SALESFORCE.COM NC P 2015-12-11 2018-01-25
7 SHS CHEMED CORP P 2013-12-30 2018-05-22
7 SHS AMAZON.COM P 2014-12-05 2018-09-26
69 SHS ACUITY BRANDS INC P 2018-07-25 2018-12-12
68 SHS ALTABA INC P 2017-06-30 2018-10-09
65 SHS TEXAS INSTRUMENTS P 2016-10-12 2018-08-24
647 SHS AT&T INC P 2015-01-22 2018-10-01
60 SHS LYONDELLBASELL UNDS P 2017-09-15 2018-08-07
6 SHARES APPLE INC P 2018-01-09 2018-11-12
584 SHS GENERAL MOTORS CO P 2016-11-30 2018-10-12
537 SHS PPL CORPORATION P 2017-02-02 2018-04-11
536 SHS TRANSCANADA CORP P 2018-06-06 2018-10-26
53 SHS GRAND CANYON EDUCATION INC P 2013-12-30 2018-05-22
528 SHS SOUTHERN COMPANY P 2017-08-02 2018-02-06
52 SHS PRAXAIR INC P 2013-12-30 2018-10-31
512 SHS QUALCOMM INC P 2017-04-26 2018-02-06
5,209 SHS PROSHARES SHORT DOW 30 P 2017-12-14 2018-02-06
488 SHS TWENTY-FIRST CENTURY FOX INC CL B P 2017-02-23 2018-09-27
48 SHS APPLE INC P 2016-10-12 2018-11-12
475 SHS GRIFOLOS S A CL B P 2017-04-12 2018-10-18
47 SHS HALLIBURTON CO P 2018-06-14 2018-08-24
444 SHS CISCO SYSTEMS INC P 2017-10-03 2018-08-07
434 SHS KOHLS CORP P 2017-09-15 2018-03-09
431 SHS GENERAL MILLS INC P 2018-03-09 2018-12-06
43 SHS MICROSOFT CORP P 2016-10-12 2018-10-31
41 SHS ALIBABA GROUP HOLDING LTD P 2017-06-19 2018-10-09
4,739 SHS PROSHARE SHORT 20+ YEAR TREASURY P 2018-02-09 2018-03-15
384 SHS LAS VEGAS SANDS CORP P 2017-03-15 2018-02-08
372 SHS INOVALON HOLDINGS INC CL A P 2016-05-12 2018-04-04
37 SHS FISERV INC P 2013-12-30 2018-05-22
36 SHS CITIGROUP INC P 2018-01-19 2018-01-21
354 SHS VENTAS INC P 2017-01-04 2018-01-11
337 SHS INTEL CORP P 2017-10-13 2018-10-01
318 SHS COMPASS MINERALS INT P 2017-05-24 2018-10-26
303 SHS VERIZON COMMUNICATION P 2014-05-15 2018-10-01
3,803 SHS FIRST TRUST MORNING STAR DIV P 2017-11-15 2018-01-30
3 SHS ULTIMATE SOFTWARE GROUP INC P 2013-12-30 2018-01-25
3 SHS COSTAR GROUP INC P 2013-12-30 2018-01-25
3 SHS 3M CO P 2013-12-30 2018-01-25
288 SHS CVS HEALTH CORP P 2018-01-11 2018-12-20
280 SHS EXXON MOBIL CORP P 2018-04-11 2018-12-20
273 SHS NEWELL BRANDS INC P 2017-02-10 2018-01-22
27 SHS GENERAL DYNAMICS CORP P 2016-10-12 2018-12-21
254 SHS GARMIN LTD P 2017-09-15 2018-10-12
253 SHS HALLIBURTON CO P 2017-01-09 2018-08-24
25 SHS BROADCOM LTD P 2016-10-12 2018-01-25
24 SHS LAUDER ESTEE COS CL A P 2017-04-04 2018-12-13
228 SHS PRA GROUP INC P 2013-12-30 2018-10-16
225 SHS CISCO SYSTEMS INC P 2013-12-30 2018-09-26
217 SHS PRUDENTIAL FINL P 2018-06-13 2018-12-20
217 SHS ABBVIE INC P 2017-03-09 2018-03-09
210 SHS EMERSON ELECTRIC CO P 2015-11-03 2018-10-01
21 SHS IPG PHOTONICS CORP P 2017-06-23 2017-06-28
2,500 SHS GLOBAL X MLP P 2018-04-11 2018-06-06
2,492 SHS HOST HOTELS & RESORT P 2016-08-10 2016-10-24
2,437 SHS ALPS SECTOR P 2018-03-09 2018-03-26
2,098 SHS PROSHARES SHORT RUSSELL 2000 P 2017-12-14 2018-02-06
198 SHS NUITED PARCEL SRVC P 2018-04-18 2018-12-20
19 SHS PROTO LABS INC P 2013-12-30 2018-10-16
176 SHS IBM P 2017-08-02 2018-07-18
163 SHS APTIV PLC P 2016-10-17 2018-09-25
16 SHS IHS MARKIT LTD P 2016-07-13 2018-01-25
157 SHS MEDNAX INC P 2013-12-30 2018-10-16
155 SHS ABBVIE INC P 2017-03-02 2018-10-01
154 SHS ENTERGY CORP P 2018-09-28 2018-10-01
152 SHS DUKE ENERGY CORP P 2018-04-11 2018-10-01
15 SHS UNITEDHEALTH GROUP INC P 2016-10-12 2018-06-13
15 SHS NATL INSTRUMENTS CORP P 2013-12-30 2018-08-30
148 SHS UNTD NATURAL FOODS INC P 2013-12-30 2018-02-21
145 SHS LYONDELLBASELL INDS P 2017-09-15 2018-10-24
136 SHS LAS VEGAS SANDS CORP P 2017-03-15 2018-10-01
132 SHS TIME WARNER INC P 2017-07-28 2018-06-15
13 SHS MASTERCARD INC CL A P 2016-10-12 2018-09-06
12 SHS HEALTH CARE SVCS GROUP INC P 2014-07-28 2018-01-25
119 SHS GARMIN LTD P 2017-09-15 2018-08-07
11 SHS LAUDER ESTEE COS CL C P 2017-04-04 2018-01-09
105 SHS GALLAGHER ARTHUR J & CO P 2016-10-12 2018-01-24
105 SHS CERNER CORP P 2016-02-01 2018-09-21
101 SHS ATHENAHEALTH INC P 2013-12-30 2018-11-15
100 SHS CHEVERON CORP P 2017-10-13 2018-10-01
1.864.5 SHS SHORT DOW 30 P 2018-03-21 2018-09-18
1.633 SHS GLOBAL X MLP ENERGY P 2018-02-07 2018-04-11
1,747 SHS GLOBAL X SUPERDIVIDEND US P 2015-10-25 2018-05-23
1,519 SHS PROSHARES SHORT QQQ P 2018-02-06 2018-03-09
1,326 SHS ISHAES INTERNATIONAL P 2017-04-26 2018-06-06
1,312 SHS KINDER MORGAN INC P 2018-06-06 2018-10-24
1,207 SHS GENERAL ELECTRIC CO P 2011-12-01 2018-01-24
1,133 SHS HANESBRANDS INC P 2018-03-15 2018-05-23
1,025 SHS ISHARES SELECT DIVIDEND P 2018-03-21 2018-10-12
1 PUT S&P 500 INDEX P 2018-04-02 2018-05-14
1 PUT S&P 500 INDEX P 2018-03-21 2018-04-02
.684 SHS AT&T INC P 2017-07-27 2018-06-15
.5 SHS ROLLINS INC P 2013-12-30 2018-12-11
.333 SHS NEOGEN CORP P 2013-12-30 2018-01-02
250 SHS DENTSPLY SIRONA INC P 2017-09-12 2018-09-05
GAIN ON TERMINATION OF PARTNERSHIP-CMSPRIVATE REIT LP P 2015-11-11 2018-12-31
LONG-TERM CAPITAL LOSS- CMS STRUCTURED PRODUCTS FUND III LTD P 2015-11-11 2018-12-31
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 45,289   43,998 1,291
b 151,657   114,222 37,435
c 50,719   50,000 719
d 81,670   81,210 460
e 277,816   223,926 53,890
84,919   80,607 4,312
101,731   105,702 -3,971
721   331 390
6,169   6,348 -179
239,338   248,599 -9,261
    5,458 -5,458
13,445   12,607 838
5,908   5,889 19
8,561   4,907 3,654
15,660   14,975 685
8,981   2,648 6,333
785   538 247
2,281   541 1,740
13,938   2,185 11,753
8,361   9,527 -1,166
4,197   3,705 492
7,333   4,447 2,886
20,412   21,694 -1,282
6,831   5,706 1,125
1,170   1,047 123
19,221   20,372 -1,151
14,915   18,928 -4,013
21,910   22,219 -309
5,805   2,307 3,498
22,722   26,399 -3,677
8,491   6,761 1,730
33,373   26,674 6,699
78,988   78,192 796
24,640   15,976 8,664
9,891   5,476 4,415
9,418   9,587 -169
1,926   2,249 -323
20,277   15,026 5,251
27,534   19,512 8,022
17,946   22,200 -4,254
4,606   2,438 2,168
6,055   5,763 292
109,289   110,433 -1,144
28,099   21,567 6,532
3,863   6,433 -2,570
2,659   1,089 1,570
2,003   2,808 -805
19,932   22,098 -2,166
16,848   13,374 3,474
18,335   21,198 -2,863
16,044   14,534 1,510
116,368   109,490 6,878
677   459 218
1,050   549 501
755   418 337
20,815   22,559 -1,744
21,741   21,690 51
8,488   12,826 -4,338
4,108   4,054 54
16,678   13,298 3,380
10,108   13,498 -3,390
6,225   4,228 1,997
3,289   2,047 1,242
7,508   9,853 -2,345
10,861   5,010 5,851
19,869   21,594 -1,725
25,846   14,000 11,846
15,856   10,328 5,528
4,520   3,098 1,422
23,506   21,768 1,738
48,841   44,082 4,759
104,252   111,266 -7,014
91,434   89,464 1,970
21,354   21,857 -503
2,476   1,356 1,120
25,277   25,277 0
13,977   9,295 4,682
776   526 250
7,065   8,326 -1,261
16,689   9,982 6,707
12,600   12,195 405
12,166   11,705 461
3,805   2,016 1,789
713   473 240
6,369   8,504 -2,135
13,475   13,789 -314
8,787   7,639 1,148
7,095   7,095 0
2,768   1,316 1,452
650   322 328
7,721   6,230 1,491
1,434   934 500
6,808   5,277 1,531
6,715   6,046 669
13,400   13,300 100
12,497   11,958 539
103,840   109,973 -6,133
19,804   21,892 -2,088
42,513   41,787 726
48,577   52,875 -4,298
44,327   43,318 1,009
22,811   22,079 732
19,963   19,243 720
20,665   22,173 -1,508
101,166   99,145 2,021
724   8,956 -8,232
17,414   8,266 9,148
22   27 -5
19   7 12
21   11 10
9,563   15,205 -5,642
19,608     19,608
    331,540 -331,540
14,570     14,570
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       1,291
b       37,435
c       719
d       460
e       53,890
      4,312
      -3,971
      390
      -179
      -9,261
      -5,458
      838
      19
      3,654
      685
      6,333
      247
      1,740
      11,753
      -1,166
      492
      2,886
      -1,282
      1,125
      123
      -1,151
      -4,013
      -309
      3,498
      -3,677
      1,730
      6,699
      796
      8,664
      4,415
      -169
      -323
      5,251
      8,022
      -4,254
      2,168
      292
      -1,144
      6,532
      -2,570
      1,570
      -805
      -2,166
      3,474
      -2,863
      1,510
      6,878
      218
      501
      337
      -1,744
      51
      -4,338
      54
      3,380
      -3,390
      1,997
      1,242
      -2,345
      5,851
      -1,725
      11,846
      5,528
      1,422
      1,738
      4,759
      -7,014
      1,970
      -503
      1,120
      0
      4,682
      250
      -1,261
      6,707
      405
      461
      1,789
      240
      -2,135
      -314
      1,148
      0
      1,452
      328
      1,491
      500
      1,531
      669
      100
      539
      -6,133
      -2,088
      726
      -4,298
      1,009
      732
      720
      -1,508
      2,021
      -8,232
      9,148
      -5
      12
      10
      -5,642
      19,608
      -331,540
      14,570
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 -126,223
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 573,982 6,087,565 0.094288
2016 427,680 6,808,523 0.062815
2015 477,050 6,367,084 0.074924
2014 478,100 6,392,111 0.074795
2013 374,350 5,634,687 0.066437
2
Total of line 1, column (d) .....................
2
0.373259
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.074652
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
6,211,192
5
Multiply line 4 by line 3......................
5
463,678
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
0
7
Add lines 5 and 6........................
7
463,678
8
Enter qualifying distributions from Part XII, line 4,.............
8
525,360
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 0
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 0
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 0
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 8,329
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 8,329
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 8,329
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet8,329 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNJ
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletALAN AUFZIEN Telephone no.bullet (973) 575-5132

    Located atbullet350 PASSAIC AVENUEFAIRFIELDNJ ZIP+4bullet07004
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ALAN AUFZIEN DIRECTOR
    0.00     		0 0 0
    350 PASSAIC AVENUE
    FAIRFIELD,NJ07004
    NORMA AUFZIEN DIRECTOR
    0.00     		0 0 0
    350 PASSAIC AVENUE
    FAIRFIELD,NJ07004
    JONATHAN AUFZIEN DIRECTOR
    0.00     		0 0 0
    350 PASSAIC AVENUE
    FAIRFIELD,NJ07004
    LESLIE LEVINE DIRECTOR
    0.00     		0 0 0
    350 PASSAIC AVENUE
    FAIRFIELD,NJ07004
    MEREDITH BAUER DIRECTOR
    0.00     		0 0 0
    350 PASSAIC AVENUE
    FAIRFIELD,NJ07004
    LISA AUFZIEN DIRECTOR
    0.00     		0 0 0
    7 MORAN ROAD
    WEST ORANGE,NJ07052
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    5,826,885
    b
    Average of monthly cash balances.......................
    1b
    478,894
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    6,305,779
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    6,305,779
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    94,587
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    6,211,192
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    310,560
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    310,560
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
     
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    0
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    310,560
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    310,560
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    310,560
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    525,360
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    525,360
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    525,360
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 310,560
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 101,852
    b From 2014...... 166,957
    c From 2015...... 170,088
    d From 2016...... 93,822
    e From 2017...... 274,610
    fTotal of lines 3a through e........ 807,329
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 525,360
    a Applied to 2017, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 310,560
    e Remaining amount distributed out of corpus 214,800
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,022,129
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		101,852
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		920,277
    10 Analysis of line 9:
    a Excess from 2014.... 166,957
    b Excess from 2015.... 170,088
    c Excess from 2016.... 93,822
    d Excess from 2017.... 274,610
    e Excess from 2018.... 214,800
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ALAN AUFZIEN
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    ALAN AUFZIEN
    350 PASSAIC AVENUE
    FAIRFIELD,NJ07004
    (973) 575-5132
    bThe form in which applications should be submitted and information and materials they should include:
    LETTER
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    NONE
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN FRIENDS OF JAFFA INSTITUTE
    C/O DR E HARTMAN 171-06 76TH AVE
    FLUSHING,NY11366     		  PC DONATION 15,000
    AMERICAN JEWISH COMMITTEE
    165 EAST 56TH STREET
    NEW YORK,NY100222746     		  PC DONATION 5,000
    AMERICAN TECHNION SOCIETY
    7280 WEST PALMETTO PARK ROAD
    BOCA RATON,FL33433     		  PC DONATION 10,000
    ANTI DEFAMATION LEAGUE
    605 THIRD AVENUE
    NEW YORK,NY10158     		  PC DONATION 7,500
    BOYS TOWN JERUSALEM FOUNDATION OF AMERICA INC
    91 FIFTH AVENUE
    NEW YORK,NY10003     		  PC DONATION 1,000
    CHANNEL 13 PUBIC BROADCASTING WNET
    825 EIGHT AVENUE
    NEW YORK,NY10019     		  PC DONATION 200
    CONGREGATION SHEARITH ISRAEL
    8 WEST 70TH STREET
    NEW YORK,NY10023     		  PC DONATION 15,000
    FRIENDS OF AMAL
    199 MAIN STREET 7TH FLOOR
    WHITE PLAINS,NY10601     		  PC DONATION 10,000
    JEWISH FAMILY SERVICE
    199 SCOLES AVENUE
    CLIFTON,NJ07012     		  PC DONATION 30,000
    JEWISH NATIONAL FUND
    42 EAST 69TH STREET
    NEW YORK,NY10021     		  PC DONATION 3,000
    LUBAVITCH HOUSE
    UNIVERSITY OF PA 4032-34 SPRUCE ST
    PHILADELPHIA,PA19104     		  PC DONATION 25,000
    NEW JERSEY SEEDS
    THE PEDDIE SCHOOL PO BOX 31
    HIGHSTOWN,NJ08520     		  PC DONATION 15,000
    NEW YORK CITY CENTER
    130 WEST 56TH STREET
    NEW YORK,NY10018     		  PC DONATION 150
    NEW YORK PUBLIC LIBRARY
    445 FIFTH AVENUE
    NEW YORK,NY10016     		  PC DONATION 180
    PAPERMILL PLAYHOUSE
    22 BROOKSIDE DR
    MILLBURN,NJ07041     		  PC DONATION 1,250
    PINE CREST SCHOOL
    1501 NE 62ND STREET
    FORT LAUDERDALE,FL33334     		  PC DONATION 1,000
    PRINCETON UNIVERSITY
    PO BOX 5357
    PRINCETON,NJ08543     		  PC DONATION 25,000
    PUBLIC RADIO WNYC
    160 VARICK STREET
    NEW YORK,NY10013     		  PC DONATION 200
    SYMPHONY SPACE
    2537 BROADWAY
    NEW YORK,NY10025     		  PC DONATION 10,000
    THANKS TO SCANDANAVIA
    366 AMSTERDAM AVENUE
    NEW YORK,NY10024     		  PC DONATION 1,000
    THE INVESTIGATIVE PROJECT ON TERRORISM
    5505 CONNECTICUT AVE NW W SUITE 34
    WASHINGTON,DC20015     		  PC DONATION 10,000
    THE JEWISH MUSEUM
    1109 FIFTH AVENUE
    NEW YORK,NY101300010     		  PC DONATION 5,000
    TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA
    433 FRANKLIN BUILDING
    PHILADELPHIA,PA19104     		  PC DONATION 25,000
    UJA FEDERATION OF NY
    ONE INTREPID SQUARE WEST 46TH ST AT
    12TH AVE
    NEW YORK,NY10003     		  PC DONATION 6,000
    VASSAR COLLEGE
    BOX 14
    POUGHKEEPSIE,NY12601     		  PC DONATION 25,000
    WASHINGTON INSTITUTE FOR NEAR EAST POLICY
    1828 L STREET
    WASHINGTON,DC20036     		  PC DONATION 240,000
    DC CENTER FOR THE LGBT COMMUNITY
    2006 14TH STREET NW
    WASHINGTON,DC20009     		  PC DONATION 250
    JEWISH FUNDERS NETWORK
    150 W 30TH STREET
    NEW YORK,NY10001     		  PC DONATION 850
    BIRTHRIGHT ISRAEL FOUNDATION
    PO BOX 21615
    NEW YORK,NY10087     		  PC DONATION 3,000
    FRIENDS OF THE ROUNDABOUT THEATRE CO
    231 WEST 39TH STREET
    NEW YORK,NY10018     		  PC DONATION 600
    JEWISH APOPTION & FOSTER CARE OPTIONS INC
    4200 N UNIVERSITY DRIVE
    SUNRISE,FL33351     		  PC DONATION 10,000
    JEWISH FEDERATION OF NORTHERN NJ
    50 EISENHOWER DRIVE
    PARAMUS,NJ07652     		  PC DONATION 180
    JOHN HOPKINS UNIVERISTY
    3400 NORTH CHARLES STREET
    BALTIMORE,MD21218     		  PC DONATION 10,000
    SUNRISE DAY CAMP
    15 NEIL COURT
    OCEANSIDE,NY11572     		  PC DONATION 1,000
    CITY HARVEST
    575 EIGHTH AVEUE
    NEW YORK,NY10018     		  PC DONATION 2,000
    DAUGHTERS OF MIRIAM
    155 HAZEL ROAD
    CLIFTON,NJ07011     		  PC DONATION 1,000
    CENTER FOR JEWISH LIFE
    15 WEST 16TH STREET
    NEW YORK,NY10011     		  PC DONATION 10,000
    Total .................................bullet 3a 525,360
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 139,839  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    14 -126,223  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 13,616 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    13,616
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2018
    Name of the organization
    AUFZIEN FOUNDATION INC
     
    Employer identification number

    22-2838652
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018) Page 2
    Name of organization
    AUFZIEN FOUNDATION INC
          		Employer identification number
    22-2838652
    Part I
    Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    ALAN AUFZIEN  
    350 PASSAIC AVENUE
     
    FAIRFIELD, NJ07004

    		$ 50,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 3
    Name of organization
    AUFZIEN FOUNDATION INC
          		Employer identification number

    22-2838652
    Part II
    Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 4
    Name of organization
    AUFZIEN FOUNDATION INC
          		Employer identification number

    22-2838652
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2018 AccountingFeesSchedule
    Name:
    AUFZIEN FOUNDATION INC
    EIN:
    22-2838652
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 6,468 6,468   0

    TY 2018 InvestmentsOtherSchedule2
    Name:
    AUFZIEN FOUNDATION INC
    EIN:
    22-2838652
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    MERIDIAN REDEVELOPMENT VALUE FUND AT COST 10,439 10,439
    WHITEBOX MULTI STRATEGY FUND AT COST 733,016 733,016
    GEMS FUND LP AT COST 112,138 112,138
    GOLUB CAPITAL PARTNERS 9 LP AT COST 175,284 175,284
    1,659 SHS GOLUB CAPITAL BDC INC AT COST 31,703 31,703
    KLEIN ANDREWS RIDGE DE LLC AT COST 43,625 43,625
    GEM FUND 4 LP AT COST 78,169 78,169
    CHARLES SCHWAB #2148-1279 AT COST 448,351 459,719
    MERRILL LYNCH #847-03407 AT COST 623,913 615,141
    MERRILL LYNCH #847-03452 AT COST 50,000 50,760
    UBS FINANCIAL #61938 AT COST 277,059 286,816
    UBS FINANCIAL #61943 AT COST 421,845 579,890
    GOLUB CAPITAL PARTNERS 11 ROLLOVER FUND LP AT COST 266,096 266,096
    MERRILL LYNCH #847-03482 AT COST 343,379 337,866
    NEW LEXINGTON ASSOCIATES II LP AT COST 30,466 30,466
    RODMAN PORTFOLIO I LP AT COST 120,057 120,057
    RODMAN WYOMISSING LP AT COST 76,398 76,398
    ROBERT W. BAIRD & CO INC AT COST 245,573 202,893
    GOLUB CAPITAL PARTNERS 12 LP AT COST 20,000 20,000
    GOLUB CAPITAL PARTNERS ROLLOVER 2 FUND LP AT COST 88,340 88,340
    RODMAN OLD CITY HALL LP AT COST 39,705 39,705
    TITAN CAPITAL AT COST 200,000 200,000
    RODMAN LANCASTER LP AT COST 108,521 108,521
    UBS FINANCIAL #A2214 AT COST 150,000 150,000

    TY 2018 OtherAssetsSchedule
    Name:
    AUFZIEN FOUNDATION INC
    EIN:
    22-2838652
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    INTEREST RECEIVABLE-TITAN CAPITAL 0 1,667 1,667


    TY 2018 OtherDecreasesSchedule
    Name:
    AUFZIEN FOUNDATION INC
    EIN:
    22-2838652
    Description Amount
    BOOK-TAX DIFFERENCES FROM PASS-THRUS 5,968


    TY 2018 OtherExpensesSchedule
    Name:
    AUFZIEN FOUNDATION INC
    EIN:
    22-2838652
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BANK CHARGES 25 25   0
    INVESTMENT FEES 36,197 36,197   0
    OTHER INCOME OR LOSS FROM PASS-THRUS: GEMS FUND 4 LP -2,199 -2,199   0
    OTHER INCOME OR LOSS FROM PASS-THRUS: GEMS FUND LP 2,195 2,195   0
    OTHER INCOME OR LOSS FROM PASS-THRUS: GOLUB CAPITAL PARTNERS 11 ROLLOVER FLP -17,103 -17,103   0
    OTHER INCOME OR LOSS FROM PASS-THRUS: GOLUB CAPITAL PARTNERS 9 LP -11,032 -11,032   0
    OTHER INCOME OR LOSS FROM PASS-THRUS: GOLUB CAPITAL PARTNERS ROLLOVER FD 2 -5,271 -5,271   0
    OTHER INCOME OR LOSS FROM PASS-THRUS: KLEIN ANDREWS RIDGE DE LLC 14,604 14,604   0
    OTHER INCOME OR LOSS FROM PASS-THRUS: MERIDIAN REDEVELOPMENT VALUE FUND 1 -1,285 -1,285   0
    OTHER INCOME OR LOSS FROM PASS-THRUS: NEW LEXINGTON ASSOCIATES II LP 60,419 60,419   0
    OTHER INCOME OR LOSS FROM PASS-THRUS: RODMAN PORTFOLIO I LP 56,630 56,630   0
    OTHER INCOME OR LOSS FROM PASS-THRUS: RODMAN WYOMISSING LP 8,882 8,882   0
    OTHER INCOME OR LOSS FROM PASS-THRUS: WHITEBOX COMBINED FUND -53,341 -53,341   0
    OTHER INVESTMENT EXPENSES 3,113 3,113   0
    OTHER INCOME OR LOSS FROM PASS-THRUS: RODMAN OLD CITY HALL LP 38,996 38,996   0
    OTHER INCOME OR LOSS FROM PASS-THRUS: RODMAN LANCASTER LP 141,646 141,646   0
    OTHER INCOME OR LOSS FROM PASS-THRUS: CMS STRUCTURED PRODUCTS III FUND -12 -12   0


    TY 2018 OtherIncreasesSchedule
    Name:
    AUFZIEN FOUNDATION INC
    EIN:
    22-2838652
    Description Amount
    NON-TAXABLE DISTRIBUTIONS-CHARLES SCHWAB 932
    NON-TAXABLE DISTRIBUTIONS-MERRILL LYNCH 117


    TY 2018 OtherLiabilitiesSchedule
    Name:
    AUFZIEN FOUNDATION INC
    EIN:
    22-2838652
    Description Beginning of Year - Book Value End of Year - Book Value
    EXCHANGE- DUE TO ALAN AUFZIEN 0 105,680


    TY 2018 TaxesSchedule
    Name:
    AUFZIEN FOUNDATION INC
    EIN:
    22-2838652
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 1,221 1,221   0