Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
THE RODDENBERRY FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)15260 VENTURA BLVD NO 1040
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
SHERMAN OAKS, CA91403
A Employer identification number

95-4755672
B Telephone number (see instructions)

(818) 382-7800
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$79,184,897J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 18,620
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 2,465,040 2,227,105  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 310,002
b Gross sales price for all assets on line 6a 7,392,168
7 Capital gain net income (from Part IV, line 2)... 356,673
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment -152,116 -180,675  
12 Total. Add lines 1 through 11........ 2,641,546 2,403,103  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 240,000 0   240,000
14 Other employee salaries and wages...... 412,723 0   412,723
15 Pension plans, employee benefits....... 39,598 0   39,598
16a Legal fees (attach schedule)......... Click to see attachment 45,238 0   45,238
b Accounting fees (attach schedule)....... Click to see attachment 41,500 15,751   16,500
c Other professional fees (attach schedule).... Click to see attachment 520,066 519,768   520,056
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 45,565 31,971   91,678
19 Depreciation (attach schedule) and depletion... 518 0  
20 Occupancy..............        
21 Travel, conferences, and meetings....... 232,620 0   232,620
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 1,273,640 0   1,273,640
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 2,851,468 567,490   2,872,053
25 Contributions, gifts, grants paid....... 2,680,144 2,659,050
26 Total expenses and disbursements. Add lines 24 and 25 5,531,612 567,490   5,531,103
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -2,890,066
b Net investment income (if negative, enter -0-) 1,835,613
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............   135,841 135,841
2 Savings and temporary cash investments......... 16,127 461,780 461,780
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet558,395
Less: allowance for doubtful accounts bullet0 273,572 558,395 558,395
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 8,416,873 Click to see attachment5,510,248 5,510,248
b Investments—corporate stock (attach schedule)....... 56,181,773 Click to see attachment50,441,910 50,441,910
c Investments—corporate bonds (attach schedule)....... 12,837,172 Click to see attachment10,788,586 10,788,586
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 8,457,881 Click to see attachment11,263,941 11,263,941
14 Land, buildings, and equipment: basis bullet5,125
Less: accumulated depreciation (attach schedule) bullet4,090 1,553 1,035 1,125
15 Other assets (describe bullet) Click to see attachment23,071 Click to see attachment23,071 Click to see attachment23,071
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 86,208,022 79,184,807 79,184,897
Liabilities 17 Accounts payable and accrued expenses.......... 205,408 27,522
18 Grants payable................. 4,207,729 4,884,383
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment156,198 Click to see attachment110,085
23 Total liabilities (add lines 17 through 22)......... 4,569,335 5,021,990
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................. 81,638,687 74,162,817
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 81,638,687 74,162,817
31 Total liabilities and net assets/fund balances (see instructions). 86,208,022 79,184,807
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
81,638,687
2
Enter amount from Part I, line 27a .....................
2
-2,890,066
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
78,748,621
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
4,585,804
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
74,162,817
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a FROM K-1 INVESTMENT   2018-01-01 2018-12-31
b CAPITAL GAINS DISTRIBUTION   2018-01-01 2018-12-31
c BAYER AG SPON   2018-07-02 2018-01-31
d VANGUARD SCOTTSDALE   2017-03-21 2018-01-31
e CHESAPEAKE VA WTR & SWR   2015-06-02 2018-12-20
CONAGRA BRANDS INC   2012-09-11 2018-03-15
HEWLETT PACKARD CO   2015-07-15 2018-03-26
ISHARES TR INTRM   2015-04-28 2018-01-31
PRAXAIR INC   2015-04-09 2018-10-31
SANTA CLARA VY CALIFTRANSN   2015-07-06 2018-12-20
T-ROWE PRICE   2015-04-21 2018-09-27
UNITED STATES TREAS NOTE 1, 1%   2015-05-06 2018-03-15
UNITED STATES TREAS NOTE 1, 1.25%   2017-03-21 2018-11-29
VANGUARD BACKED SECURITIES   2016-04-21 2018-01-09
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 89,182     89,182
b 46,671     46,671
c 11,438     11,438
d 149,869   150,873 -1,004
e 547,240   599,379 -52,139
1,000,000   1,000,000 0
784,313   771,996 12,317
395,871   406,829 -10,958
1,176,840   882,030 294,810
261,230   264,679 -3,449
799,910   812,924 -13,014
1,000,000   1,000,000 0
979,634   992,955 -13,321
149,970   153,830 -3,860
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       89,182
b       46,671
c       11,438
d       -1,004
e       -52,139
      0
      12,317
      -10,958
      294,810
      -3,449
      -13,014
      0
      -13,321
      -3,860
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 356,673
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 6,040,352 81,501,014 0.074114
2016 5,706,509 81,491,069 0.070026
2015 5,224,127 86,372,527 0.060484
2014 4,556,958 86,784,246 0.052509
2013 4,170,115 86,591,414 0.048159
2
Total of line 1, column (d) .....................
2
0.305292
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.061058
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
77,739,003
5
Multiply line 4 by line 3......................
5
4,746,588
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
18,356
7
Add lines 5 and 6........................
7
4,764,944
8
Enter qualifying distributions from Part XII, line 4,.............
8
5,531,103
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 18,356
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 18,356
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 18,356
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 22,960
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 18,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 40,960
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 70
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 22,534
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet22,534 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.RODDENBERRYFOUNDATION.ORG
    14
    The books are in care ofbulletKESSLER SCHNEIDER & CO Telephone no.bullet (818) 382-7800

    Located atbullet15260 VENTURA BLVD STE 1040SHERMAN OAKSCA ZIP+4bullet91403
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    EUGENE RODDENBERRY VICE PRESIDENT
    5.00     		50,000 0 0
    15260 VENTURA BLVD STE 1040
    SHERMAN OAKS,CA91403
    MORTON KESSLER TREASURER
    5.00     		0 0 0
    15260 VENTURA BLVD STE 1040
    SHERMAN OAKS,CA91403
    ANDREW GARB SECRETARY
    5.00     		60,000 0 0
    15260 VENTURA BLVD STE 1040
    SHERMAN OAKS,CA91403
    HEIDI RODDENBERRY PRESIDENT
    5.00     		81,667 0 0
    15260 VENTURA BLVD STE 1040
    SHERMAN OAKS,CA91403
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    WHITTIER TRUST COMPANY INVESTMENT MANAGEMENT GROUP 300,824
    3200 PARK CENTER DR SUITE 980
    COSTA MESA,CA92626
    COMMON POOL LLC WEBSITE DEVELOPMENT 105,000
    806 GEORGINA AVE
    SANTA MONICA,CA90402
    CONTEXT PARNTERS INC FELLOWSHIP PROGRAMING 75,000
    2009 NE ALBERTA ST 201
    PORTLAND,OR97211
    KSMK INC DIRECTOR'S SERVICES 60,000
    15260 VENTURA BLVD 1040
    SHERMAN OAKS,CA91403
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    77,390,472
    b
    Average of monthly cash balances.......................
    1b
    1,532,374
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    78,922,846
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    78,922,846
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    1,183,843
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    77,739,003
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    3,886,950
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    3,886,950
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    18,356
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    18,356
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    3,868,594
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    3,868,594
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    3,868,594
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    5,531,103
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    5,531,103
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    18,356
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    5,512,747
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 3,868,594
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013......  
    b From 2014......  
    c From 2015......  
    d From 2016......  
    e From 2017...... 1,237,483
    fTotal of lines 3a through e........ 1,237,483
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 5,531,103
    a Applied to 2017, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 3,868,594
    e Remaining amount distributed out of corpus 1,662,509
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 2,899,992
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		2,899,992
    10 Analysis of line 9:
    a Excess from 2014....  
    b Excess from 2015....  
    c Excess from 2016....  
    d Excess from 2017.... 1,237,483
    e Excess from 2018.... 1,662,509
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ONE SEPTEMBER LTD
    37 HOPGROUND HOUSE 9 DE COUBERTIN
    ST
    LONDON   E20 1AG
    UK     		N/A   CATALYST 15,000
    CHILD POVERTY (APPCO)
    PLOT 737 BLOCK 105 SEETA MUNICIPALI
    Y JINJA HIGHWAY
    KAMPALA,KAMPALA  
    UG     		N/A   HUMANITARIAN ADVANCEMENTS 14,300
    BANAPADS
    PO BOX 1289
    KAMPALA,KAMPALA  
    UG     		N/A   FELLOWSHIP 15,000
    ADEWOLE OLANISUN OLUFEMI
    DEPT OF MEDICINE OBAFEMI AWOLOWO
    UNIVERSITY
    IFE IFE,OSUN STATE22022
    NI     		N/A   CATALYST 15,000
    SPACE FOR GIANTS
    BOX 174
    NANYUKI   10400
    KE     		N/A   EDUCATION 100,000
    SAILLOG LTD
    7 HAVAKOK HANAVIE
    TEL AVIV   44233
    IS     		N/A   CATALYST 15,000
    INSTITUTE OF COLLABORATIVE INNOVATION
    UNIVERSITY OF MACAU
    TAIPA,MACAU  
    CH     		N/A   EDUCATION 50,000
    NEXTBILLIONORG-(MENTORSHIP PROGRAMS)
    2900-550 BURRARD ST
    VANCOUVER,BRITISH COLUMBIAV6C 0A3
    CA     		N/A   CATALYST 13,000
    RATES MONETIQUE NETWORKD INCECASH EXPRESS
    2 RUE DES FOUGERES
    BLAINEVILLE,QUEBECJ7C5T9
    CA     		N/A   CATALYST 15,000
    THE CONTENTMENT FOUNDATION
    225 SANTA MONICA BLVD 500
    SANTA MONICA,CA90401     		N/A PUBLIC CHARITY HUMANITARIAN ADVACEMENTS 100,000
    SOCIAL GOOD FUND
    12651 SAN PABLO AVE 5473
    RICHMOND,CA94805     		N/A PUBLIC CHARITY HUMANITARIAN ADVANCEMENTS 50,000
    SOLON CENTER FOR RESEARCH AND PUBLISHING
    PO BOX 311
    SOLON,ME04979     		N/A PUBLIC CHARITY EDUCATION 5,000
    TALILA AISHA LEWIS
    PO BOX 1160
    WASHINGTON,DC20013     		N/A PUBLIC CHARITY FELLOWSHIP 50,000
    VOICES FOR A SUSTAINABLE FUTURE
    PO BOX 5780 6909 LAUREL AVE
    TAKOMA PARK,MD20913     		N/A PUBLIC CHARITY FELLOWSHIP 50,000
    THE UCLA FOUNDATION
    10920 WILSHIRE BOULEVARD SUITE 900
    LOS ANGELES,CA90024     		N/A PUBLIC CHARITY EDUCATION 10,000
    TIDES CENTER
    144 EDDY ST
    SAN FRANCISCO,CA94102     		N/A PUBLIC CHARITY HUMANITARIAN ADVANCEMENTS 50,000
    USC CATALINA HYPERBARIC CHAMBER
    BIG FISHERMAN COVE PO BOX 5069
    AVALON,CA90704     		N/A PUBLIC CHARITY THE ENVIRONMENT 1,000
    POP CULTURE HERO COALITION
    12400 VENTURA BLVD 1200
    STUDIO CITY,CA91604     		N/A PUBLIC CHARITY EDUCATION 10,000
    ROCKY FLATS DOWNWINDERS
    1725 S PENNSYLVANIA ST
    DENVER,CO80210     		N/A PUBLIC CHARITY CATALYST 10,000
    NEO PHILANTHROPY INC
    45 W 36TH ST 6TH FLOOR
    NEW YORK,NY10018     		N/A PUBLIC CHARITY HUMANITARIAN ADVANCEMENTS 50,000
    INDIGENOUS VISION
    2390 E CAMELBACK RD SUITE 130
    PHOENIX,AZ85016     		N/A PUBLIC CHARITY HUMANITARIAN ADVANCEMENTS 50,000
    PACIFIC POINT ACADEMY & LEARNING CENTER
    2701 OCEAN PARK BLVD
    SANTA MONICA,CA90405     		N/A PUBLIC CHARITY EDUCATION 5,000
    NOT AN ALTERNATIVE INC
    9719 SW 180TH ST
    VASHON,WA98070     		N/A PUBLIC CHARITY HUMANITARIAN ADVANCEMENTS 50,000
    RESOLUTION PROJECT
    420 LEXINGTON AVENUESTE 1626
    NEW YORK,NY10170     		N/A PUBLIC CHARITY HUMANITARIAN ADVANCEMENTS 16,500
    MICAH WHITE
    50 MAIN ST 3814
    KINGSTON,NY12401     		N/A PUBLIC CHARITY FELLOWSHIP 50,000
    MARIA YUAN
    1701 THOUSAND OAKS CIR
    AUSTIN,TX78746     		N/A PUBLIC CHARITY FELLOWSHIP 50,000
    LUPUS LA
    8383 WILSHIRE BLVD STE 232
    BEVERLY HILLS,CA90211     		N/A PUBLIC CHARITY SCIENCE AND TECHNOLOGY 1,000
    KEHILLAT ISRAEL
    16019 W SUNSET BLVD
    PACIFIC PALISADES,CA90272     		N/A PUBLIC CHARITY HUMANITARIAN ADVANCEMENTS 30,000
    JOLT INITIATIVE
    4704-B E CESAR CHAVEZ STE 1
    AUSTIN,TX78702     		N/A PUBLIC CHARITY HUMANITARIAN ADVANCEMENTS 50,000
    WIKIPEDIA
    149 NEW MONTGOMERY ST
    SAN FRANCISCO,CA94105     		N/A PUBLIC CHARITY EDUCATION 500
    CAROLINEUNIVERSITY OF MIAMI
    UNIVERSITY OF MIAMI
    CORAL GABLES,FL33124     		N/A PUBLIC CHARITY EDUCATION 50,000
    HOPEWELL FUND
    1201 CONNECTICUT AVE NW NO 300
    WASHINGTON,DC20036     		N/A PUBLIC CHARITY HUMANITARIAN ADVANCEMENTS 50,000
    YURIS NIGHT
    340 LEMON AVE SUITE 6104
    WALNUT,CA91789     		N/A PUBLIC CHARITY FELLOWSHIP 10,000
    CHAPEL HILL CARRBORO HUMAN RIGHTS
    PO BOX 461
    CARRBORO,NC27510     		N/A PUBLIC CHARITY HUMANITARIAN ADVANCEMENTS 50,000
    CENTER FOR THE STUDY OF SOCIAL POLICY
    1000 N ALAMEDA ST STE 102
    LOS ANGELES,CA90012     		N/A PUBLIC CHARITY EDUCATION 50,000
    HARMONY PROJECT
    817 VINE ST STE 212
    LOS ANGELES,CA90038     		N/A PUBLIC CHARITY EDUCATION 110,000
    GLADSTONE INSTITUTE
    1650 OWENS STREET
    SAN FRANCISCO,CA94158     		N/A PUBLIC CHARITY SCIENCE AND TECHNOLOGY 550,000
    FRIENDS OF FOUNTAIN DAY SCHOOL
    1128 N ORANGE GROVE AVE
    W HOLLYWOOD,CA90046     		N/A PUBLIC CHARITY EDUCATION 5,000
    FIRST ROBOTICS
    200 BEDFORD STREET
    MANCHESTER,NH03101     		N/A PUBLIC CHARITY EDUCATION 20,000
    FIELD READY
    922 DAVIS ST
    EVANSTON,IL60201     		N/A PUBLIC CHARITY HUMANITARIAN 10,000
    FERNANDO PULLUM COMMUNITY ARTS CENTER
    3351 W 43RD ST
    LOS ANGELES,CA90008     		N/A PUBLIC CHARITY EDUCATION 4,000
    ETTA GALA
    13034 SATICOY STREET
    NORTH HOLLYWOOD,CA91605     		N/A PUBLIC CHARITY HUMANITARIAN ADVANCEMENTS 10,000
    DR SUSAN LOVE RESEARCH FOUNDATION
    16133 VENTURA BLVD STE 1000
    ENCINO,CA91436     		N/A PUBLIC CHARITY SCIENCE AND TECHNOLOGY 10,000
    AS YOU SOW
    1611 TELEGRAPH AVE SUITE 1450
    OAKLAND,CA94612     		N/A PUBLIC CHARITY THE ENVIRONMENT 310,000
    DOMINIC FRONGILLO
    COLUMBIA SOUTH CAROLINA 29204
    COLUMBIA,SC29204     		N/A PUBLIC CHARITY FELLOWSHIP 45,000
    BROOKLYN INSTITUTE FOR SOCIAL RESEARCH
    247 W 3TH ST
    NEW YORK,NY10018     		N/A PUBLIC CHARITY EDUCATION 50,000
    DATA FOR BLACK LIVES
    193 BROOKLINE ST 1R
    CAMBRIDGE,MA02913     		N/A PUBLIC CHARITY FELLOWSHIP 50,000
    CURIOUS LEARNING
    650 MASSACHUSETTS AVE
    CAMBRIDGE,MA02139     		N/A PUBLIC CHARITY EDUCATION 13,750
    HIS WAY CHURCH
    102 EAST BAKER STREET
    COSTA MESA,CA92626     		N/A PUBLIC CHARITY HUMANITARIAN ADVANCEMENTS 1,000
    CROHNS & COLITIS FOUNDATION OF AMERICA
    733 THIRD AVENUE SUITE 510
    NEW YORK,NY10017     		N/A PUBLIC CHARITY SCIENCE AND TECHNOLOGY 100,000
    COMMUNITY LABOR UNITED
    8 BEACON STREET 5TH FLOOR
    BOSTON,MA01208     		N/A PUBLIC CHARITY HUMANITARIAN ADVANCEMENTS 37,500
    COMMON SENSE MEDIA
    650 TOWNSEND ST SUITE 435
    SAN FRANCISCO,CA94103     		N/A PUBLIC CHARITY FELLOWSHIP 20,000
    HIGHER HEIGHTS LEADERSHIP FUND
    147 PRINCE ST SUITE 34
    BROOKLYN,NY11201     		N/A PUBLIC CHARITY FELLOWSHIP 50,000
    A FOUNDATION FOR BUILDING STRENGTH
    3825 EL CAMINO REAL
    PALO ALTO,CA94306     		N/A PUBLIC CHARITY HUMANITARIAN ADVANCEMENTS 1,500
    Total .................................bullet 3a 2,549,050
    bApproved for future payment
    J DAVID GLADSTONE INSTITUTES
    1650 OWENS STREET
    SAN FRANCISCO,CA94158     		N/A PUBLIC CHARITY SCIENCE AND TECHNOLOGY 4,000,000
    WIKIMEDIA FOUNDATION
    149 NEW MONTGOMERY ST
    SAN FRANCISCO,CA94105     		N/A PUBLIC CHARITY EDUCATION 500
    HAMPSHIRE COLLEGE
    893 WEST STREET
    AMHERST,MA01002     		N/A PUBLIC CHARITY EDUCATION 110,000
    Total .................................bullet 3b 4,110,500
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 2,465,040  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     15 15,622  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 310,002  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aDONATED SERVICES     		    02 25,000  
    bPARTNERSHIP INCOME     14 -196,297  
    cREWARD POINTS INCOME       3,200  
    dOTHER       359  
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 2,622,926 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    2,622,926
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 AccountingFeesSchedule
    Name:
    THE RODDENBERRY FOUNDATION
    EIN:
    95-4755672
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    AUDIT AND TAX FEE 41,500 15,751   16,500

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    THE RODDENBERRY FOUNDATION
    EIN:
    95-4755672
    Name of Bond End of Year Book Value End of Year Fair Market Value
    CORPORATE BONDS - SEE ATTACHMENT 10,788,586 10,788,586

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    THE RODDENBERRY FOUNDATION
    EIN:
    95-4755672
    Name of Stock End of Year Book Value End of Year Fair Market Value
    CORPORATE STOCKS - SEE ATTACHMENT 50,441,910 50,441,910

    TY 2018 InvestmentsGovtObligationsSch
    Name:
    THE RODDENBERRY FOUNDATION
    EIN:
    95-4755672
    US Government Securities - End of Year Book Value:

    5,510,248
    US Government Securities - End of Year Fair Market Value:

    5,510,248
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2018 InvestmentsOtherSchedule2
    Name:
    THE RODDENBERRY FOUNDATION
    EIN:
    95-4755672
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    PARTNERSHIP INVESTMENT - THE RISE FUND (B) LP FMV 1,173,442 1,173,442
    PARTNERSHIP INVESTMENT - PRIME FINANCE PARTNERS V FMV 714,075 714,075
    PARTNERSHIP INVESTMENT - PRIME FINANCE PARTNERS IV FMV 455,682 455,682
    PARTNERSHIP INVESTMENT - PRIME FINANCE PARTNERS III FMV 50,115 50,115
    PARTNERSHIP INVESTMENT - MODERN MEADOW INC-SERIES B FMV 499,996 499,996
    PARTNERSHIP INVESTMENT - LSCG FUND 24 LLC FMV 76,770 76,770
    PARTNERSHIP INVESTMENT - GREATPOINT VENTURES INNOVATION FUND, LP FMV 566,414 566,414
    PARTNERSHIP INVESTMENT - GREATPOINT VENTURES INNOVATION FUND II, LP FMV 157,347 157,347
    PARTNERSHIP INVESTMENT - FLARE CAPITAL PARTNERS I, LP FMV 1,430,303 1,430,303
    PARTNERSHIP INVESTMENT - EVERETT INVESTMENT PROPERTIES, LLC FMV 50,401 50,401
    PARTNERSHIP INVESTMENT - CE WINDSOR LLC FMV 704,409 704,409
    PARTNERSHIP INVESTMENT - CE CAHUENGA HOLLYWOOD LLC FMV 195,603 195,603
    PARTNERSHIP INVESTMENT - CE 2201 SUNSET, LLC FMV 222,363 222,363
    PARTNERSHIP INVESTMENT - CE 135 N DOHENY LLC FMV 483,875 483,875
    PARTNERSHIP INVESTMENT - BREATHE TECHNOLOGIES INC FMV 1,967,552 1,967,552
    PARTNERSHIP INVESTMENT - ACCELERATE-IT VENTURES FUND I, LP FMV 536,060 536,060
    PARTNERSHIP INVESTMENT - 600 N SOTO, LLC FMV 85,345 85,345
    PARTNERSHIP INVESTMENT - 5684 YORK, LLC FMV 189,772 189,772
    PARTNERSHIP INVESTMENT - 501 WASHINGTON MINN LP FMV 843,438 843,438
    PARTNERSHIP INVESTMENT - 4909 PASADENA AVENUE TERRACE, LLC FMV 303,616 303,616
    PARTNERSHIP INVESTMENT - 3375 N EAGLE ROCK, LLC FMV 128,160 128,160
    PARTNERSHIP INVESTMENT - 13535 VENTURA LLC FMV 336,883 336,883
    PARTNERSHIP INVESTMENT - PRIME FINANCE SHORT DURATION VI LP FMV 92,320 92,320

    TY 2018 LegalFeesSchedule
    Name:
    THE RODDENBERRY FOUNDATION
    EIN:
    95-4755672
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEE 45,238 0   45,238


    TY 2018 OtherAssetsSchedule
    Name:
    THE RODDENBERRY FOUNDATION
    EIN:
    95-4755672
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    OTHER ASSETS 23,071 23,071 23,071


    TY 2018 OtherDecreasesSchedule
    Name:
    THE RODDENBERRY FOUNDATION
    EIN:
    95-4755672
    Description Amount
    UNREALIZED LOSS ON INVESTMENT 4,585,804


    TY 2018 OtherExpensesSchedule
    Name:
    THE RODDENBERRY FOUNDATION
    EIN:
    95-4755672
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OPERATING EXPENSES 1,180,015 0   1,180,015
    PRIZES AND FELLOWSHIP EXPENSE 93,625 0   93,625


    TY 2018 OtherIncomeSchedule2
    Name:
    THE RODDENBERRY FOUNDATION
    EIN:
    95-4755672
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    ROYALTY INCOME - BMI 15,622 15,622 15,622
    PARTNERSHIP INCOME   -196,297  
    DONATED SERVICES 25,000   25,000
    PARTNERSHIP INCOME -196,297   -196,297
    REWARD POINTS INCOME 3,200   3,200
    OTHER 359   359


    TY 2018 OtherLiabilitiesSchedule
    Name:
    THE RODDENBERRY FOUNDATION
    EIN:
    95-4755672
    Description Beginning of Year - Book Value End of Year - Book Value
    EXCISE TAX PAYABLE 156,198 110,085


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    THE RODDENBERRY FOUNDATION
    EIN:
    95-4755672
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CONSULTING FEE 2,110 2,110   2,100
    INVESTMENT EXPENSES - ACCELERATE-IT VENTURES FUND I, LP 284 21   284
    INVESTMENT EXPENSES - FLARE CAPITAL PARTNERS I LP 52,762 52,762   52,762
    INVESTMENT EXPENSES - GREATPOINT VENTURES INNOVATION FUND LP 21,662 21,662   21,662
    INVESTMENT EXPENSES - LSCG FUND 24 861 861   861
    INVESTMENT EXPENSES - PRIME FINANCE PARTNERS III, LP 1,067 1,067   1,067
    INVESTMENT EXPENSES - PRIME FINANCE PARTNERS IV, LP 7,038 7,038   7,038
    INVESTMENT EXPENSES - PRIME FINANCE PARTNERS V, LLC 6,971 6,971   6,971
    INVESTMENT MANAGEMENT FEE 332,313 332,313   332,313
    INVESTMENT EXPENSES - THE RISE FUND (B), LP 69,644 69,609   69,644
    INVESTMENT EXPENSES - 3375 N EAGLE ROCK 14 14   14
    INVESTMENT EXPENSES - CE 2201 SUNSET 18 18   18
    INVESTMENT EXPENSES - GREAT POINT FUND II 23,376 23,376   23,376
    INVESTMENT EXPENSES - PRIME FINANCE SHORT DURATION VI LP 1,946 1,946   1,946


    TY 2018 TaxesSchedule
    Name:
    THE RODDENBERRY FOUNDATION
    EIN:
    95-4755672
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CALIFORNIA FTB 10 0   10
    PAYROLL TAXES 13,584 0   59,697
    FOREIGN TAXES PAID 31,971 31,971   31,971