Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
UW HAROLD S GENEEN CHARITABLE TR
 
Number and street (or P.O. box number if mail is not delivered to street address)P O BOX 1802
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PROVIDENCE, RI029011802
A Employer identification number

13-7163001
B Telephone number (see instructions)

(888) 866-3275
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$37,419,675J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 1,634,882
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 938,802 923,391  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,290,542
b Gross sales price for all assets on line 6a 6,711,737
7 Capital gain net income (from Part IV, line 2)... 1,290,542
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 5,041 2,099  
12 Total. Add lines 1 through 11........ 3,869,267 2,216,032  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 229,906 137,943   91,962
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule)......... Click to see attachment 81,605 0 0 81,605
b Accounting fees (attach schedule)....... Click to see attachment 1,250 750 0 500
c Other professional fees (attach schedule).... Click to see attachment 3,302 3,302   0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 55,536 22,036   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings....... 3,879 0 0 3,879
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 5,807 5,057   750
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 381,285 169,088 0 178,696
25 Contributions, gifts, grants paid....... 1,643,605 1,643,605
26 Total expenses and disbursements. Add lines 24 and 25 2,024,890 169,088 0 1,822,301
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,844,377
b Net investment income (if negative, enter -0-) 2,046,944
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 839,948 795,866 795,866
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 3,040,048 Click to see attachment3,942,064 3,939,795
b Investments—corporate stock (attach schedule)....... 24,324,679 Click to see attachment25,774,042 29,189,230
c Investments—corporate bonds (attach schedule)....... 3,907,102 Click to see attachment3,498,424 3,482,244
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 60,931   0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)     Click to see attachment12,540
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 32,172,708 34,010,396 37,419,675
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 32,172,708 34,010,396
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 32,172,708 34,010,396
31 Total liabilities and net assets/fund balances (see instructions). 32,172,708 34,010,396
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
32,172,708
2
Enter amount from Part I, line 27a .....................
2
1,844,377
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
9,233
4
Add lines 1, 2, and 3 ..........................
4
34,026,318
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
15,922
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
34,010,396
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 1000. AMERISOURCEBERGEN CORP COM   2012-10-09 2018-02-26
b 2000. AMERISOURCEBERGEN CORP COM   2003-10-16 2018-10-18
c 145000. ANHEUSER-BUSCH INBEV FIN INC SR UNSECD NT   2014-02-20 2018-04-23
d 105000. ANHEUSER-BUSCH INBEV FIN INC SR UNSECD NT   2014-02-20 2018-04-23
e 150000. BERKSHIRE HATHAWAY INC DEL SR UNSECD NT   2013-12-20 2018-02-09
250000. COCA COLA CO SR UNSECD NT   2014-12-01 2018-03-14
2000. DISCOVER FINL SVCS COM   2014-02-19 2018-02-26
3000. DISCOVER FINL SVCS COM   2014-02-19 2018-12-04
250000. HOME DEPOT INC SR UNSECD NT CALL 08/10/18 @100   2014-12-01 2018-09-10
40.542 JONES LANG LASALLE INCOME PROPERTY TRUST INC CL M   2005-09-29 2018-07-16
5788.353 JONES LANG LASALLE INCOME PROPERTY TRUST INC CL M   2005-03-28 2018-07-16
1000. LOWES COMPANIES INCORPORATED   2012-10-09 2018-10-18
250000. MASCONOMET MASS REGL SCH DIST REF BDS   2012-10-09 2018-05-01
2000. MONSANTO CO NEW COM   2012-10-09 2018-05-04
500. MONSANTO CO NEW COM   2007-08-03 2018-05-04
2000. PAYPAL HOLDINGS INC COM   2017-02-10 2018-02-26
.667 RESIDEO TECHNOLOGIES INC COM   2012-10-09 2018-12-27
1200. SIMON PPTY GROUP INC NEW COM   2015-10-16 2018-10-18
400. TELEFLEX INCORPORATED   2016-01-26 2018-02-26
4700. TIME WARNER INC NEW COM   2012-10-09 2018-06-14
1300. TIME WARNER INC NEW COM   2011-09-30 2018-06-14
700000. UNITED STATES TREAS BILL DTD 03/22/18 DUE 09/20/18   2018-03-26 2018-09-20
500000. UNITED STATES TREAS NT DTD 08/31/16 0.750% DUE 08/31/18   2016-09-29 2018-08-31
500000. UNITED STATES TREAS NTS DTD 02/15/15 1.000% DUE 02/15/18   2016-05-05 2018-02-15
500000. UNITED STATES TREAS NT DTD 05/31/13 1.000% DUE 05/31/18   2015-06-12 2018-05-31
250000. UNITEDHEALTH GROUP INC SR UNSECD NT   2015-10-16 2018-07-16
1800. WHIRLPOOL CORPORATION   2016-09-29 2018-05-23
1800. PERRIGO CO COM   2016-03-07 2018-10-18
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 100,505   39,555 60,950
b 186,393   27,786 158,607
c 145,000   145,229 -229
d 105,000   105,140 -140
e 150,000   149,144 856
250,000   250,000  
160,385   113,845 46,540
207,315   170,767 36,548
250,000   250,000  
480   421 59
68,476   55,692 12,784
100,096   31,335 68,761
250,000   250,000  
249,818   182,680 67,138
62,454   32,680 29,774
158,358   81,278 77,080
13   7 6
208,122   237,689 -29,567
102,347   54,765 47,582
472,397   219,772 252,625
130,663   60,788 69,875
693,547   693,547  
500,000   500,000  
500,000   500,000  
500,000   498,457 1,543
250,000   250,000  
295,668   289,470 6,198
130,139   231,148 -101,009
      363,376
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       60,950
b       158,607
c       -229
d       -140
e       856
       
      46,540
      36,548
       
      59
      12,784
      68,761
       
      67,138
      29,774
      77,080
      6
      -29,567
      47,582
      252,625
      69,875
       
       
       
      1,543
       
      6,198
      -101,009
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,290,542
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 1,822,462 38,658,260 0.047143
2016 1,897,791 36,661,504 0.051765
2015 1,858,374 37,157,397 0.050014
2014 991,214 36,405,747 0.027227
2013 352,329 20,278,879 0.017374
2
Total of line 1, column (d) .....................
2
0.193523
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.038705
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
40,521,117
5
Multiply line 4 by line 3......................
5
1,568,370
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
20,469
7
Add lines 5 and 6........................
7
1,588,839
8
Enter qualifying distributions from Part XII, line 4,.............
8
1,822,301
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 20,469
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 20,469
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 20,469
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 41,816
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 41,816
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 21,347
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet10,236 RefundedBullet 11 11,111
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletUS TRUST FIDUCIARY TAX SERVICES Telephone no.bullet (888) 866-3275

    Located atbulletPO BOX 1802PROVIDENCERI ZIP+4bullet029011802
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    BANK OF AMERICA N A TRUSTEE
    1     		175,797    
    114 W 47TH ST
    NEW YORK,NY10036
    ALLEN KEESEE TRUSTEE
    81     		27,055    
    1124 TREESIDE LN
    HERNDON,VA201703809
    THOMAS SILBIGER TRUSTEE
    81     		27,054    
    C/O CAMERON HORNBOSTEL LLP
    NEW YORK,NY100171822
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    39,710,888
    b
    Average of monthly cash balances.......................
    1b
    1,427,302
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    41,138,190
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    41,138,190
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    617,073
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    40,521,117
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    2,026,056
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    2,026,056
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    20,469
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    20,469
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,005,587
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    2,005,587
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    2,005,587
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,822,301
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,822,301
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    20,469
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,801,832
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 2,005,587
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 1,680,180
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 0
    b From 2014...... 0
    c From 2015...... 0
    d From 2016...... 0
    e From 2017...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 1,822,301
    a Applied to 2017, but not more than line 2a 1,680,180
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 142,121
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		1,863,466
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2014.... 0
    b Excess from 2015.... 0
    c Excess from 2016.... 0
    d Excess from 2017.... 0
    e Excess from 2018.... 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    HOFSTRA UNIVERSITY
    101 HOFSTRA UNIVERSITY
    HEMPSTEAD,NY11550     		N/A PC SUPPORTS MULTIPLE 98,500
    BABSON COLLEGE
    231 FOREST STREET
    BABSON PARK,MA024570310     		N/A PC SUPPORTS MULTIPLE 70,000
    HEALTH RESOURCES IN
    ACTION
    95 BERKELEY STREET
    BOSTON,MA02116     		N/A PC RESEARCH FELLOWSHIPS 595,830
    AMERICAN UNIVERSITY
    4400 MASSACHUSETTS AVE NW
    WASHINGTON,DC200168143     		N/A PC SUPPORTS MULTIPLE 70,000
    QUINNIPIAC UNIVERSITY
    275 MOUNT CARMEL AVE
    HAMDEN,CT065181905     		N/A PC SUPPORTS MULTIPLE 60,000
    COLBY COLLEGE
    4320 MAYFLOWER HILL
    WATERVILLE,ME04901     		N/A PC SUPPORTS MULTIPLE 60,000
    OBERLIN COLLEGE
    50 W LORAIN ST
    OBERLIN,OH440741057     		N/A PC SUPPORTS MULTIPLE 60,000
    NORTHEASTERN UNIVERSITY
    101 HAYDEN HALL
    360 HUNTINGTON AVE
    BOSTON,MA02115     		N/A PC SUPPORTS MULTIPLE 70,000
    BENTLEY UNIVERSITY
    175 FOREST ST
    WALTHAM,MA02452     		N/A PC SUPPORTS MULTIPLE 92,597
    WESLEYAN UNIVERSITY
    45 WYLLYS AVE
    MIDDLETOWN,CT06459     		N/A PC SUPPORTS MULTIPLE 75,000
    COLORADO COLLEGE
    14 E CACHE LA POUDRE ST
    COLORADO SPRINGS,CO80903     		N/A PC SUPPORTS MULTIPLE 60,000
    BARUCH COLLEGE FUND
    55 LEXINGTON AVE
    NEW YORK,NY10010     		N/A PC SUPPORTS MULTIPLE 50,490
    CLAREMONT MCKENNA COLLEGE
    888 N COLUMBIA AVE
    CLAREMONT,CA91711     		N/A PC SUPPORTS MULTIPLE 75,000
    MACALESTER COLLEGE
    1600 GRAND AVE
    ST PAUL,MN55105     		N/A PC SUPPORTS MULTIPLE 60,000
    LEHIGH UNIVERSITY
    27 MEMORIAL DR W
    BETHLEHEM,PA18015     		N/A PC SUPPORTS MULTIPLE 61,800
    ONE TO WORLD INC
    307 7TH AVE 2003
    NEW YORK,NY10001     		N/A PC UNRESTRICTED GENERAL 26,000
    RENSSELAER POLYTECHNIC
    INSTITUTE
    110 8TH ST
    TROY,NY12180     		N/A PC SUPPORTS MULTIPLE 58,388
    Total .................................bullet 3a 1,643,605
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 938,802  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 1,290,542  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aOTHER INCOME     		    1 2,099  
    bEXCISE TAX REFUND     1 2,942  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   2,234,385  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    2,234,385
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2018
    Name of the organization
    UW HAROLD S GENEEN CHARITABLE TR
     
    Employer identification number

    13-7163001
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018) Page 2
    Name of organization
    UW HAROLD S GENEEN CHARITABLE TR
          		Employer identification number
    13-7163001
    Part I
    Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    UW HS GENEEN FBO JUNE GENEEN  
    C/O BANK OF AMERICA NA
    PO BOX 1802
    PROVIDENCE, RI029011802

    		$ 1,634,882


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 3
    Name of organization
    UW HAROLD S GENEEN CHARITABLE TR
          		Employer identification number

    13-7163001
    Part II
    Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 4
    Name of organization
    UW HAROLD S GENEEN CHARITABLE TR
          		Employer identification number

    13-7163001
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2018 AccountingFeesSchedule
    Name:
    UW HAROLD S GENEEN CHARITABLE TR
    EIN:
    13-7163001
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE - BOA 1,250 750   500

    TY 2018 GeneralExplanationAttachment
    Name:
    UW HAROLD S GENEEN CHARITABLE TR
    EIN:
    13-7163001
    Identifier Return Reference Explanation
    FEDERAL FOOTNOTE PART VIII LIST OF OFFICERS AND DIRECTORS THE COMPENSATION SHOWN ON THE RETURN THAT IS PAID TO BANK OF AMERICA, N.A. AS CORPORATE TRUSTEE IS NOT CALCULATED BASED UPON AN HOURLY RATE FOR THE TIME SPENT BY THE TRUSTEE; RATHER, BANK OF AMERICA'S COMPENSATION AS CORPORATE TRUSTEE IS CALCULATED USING A MARKET VALUE FEE SCHEDULE. THE TRUST OFFICER'S TIME SPENT PERFORMING ADMINISTRATIVE RESPONSIBILITIES FOR THIS FOUNDATION AVERAGES ONE HOUR PER WEEK. IN ADDITION, TIME IS SPENT BY OTHER STAFF MEMBERS FOR RECORDKEEPING, INVESTMENT MANAGEMENT, INCOME COLLECTION, RENDERING STATEMENTS AND ACCOUNTINGS, REGULATORY REPORTING, REGULATORY COMPLIANCE, AND TAX SERVICES.

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    UW HAROLD S GENEEN CHARITABLE TR
    EIN:
    13-7163001
    Name of Bond End of Year Book Value End of Year Fair Market Value
    055451AP3 BHP BILLITON FIN USA    
    084670BH0 BERKSHIRE HATHAWAY I    
    59156RBE7 METLIFE INC UNSECD S    
    718172AN9 PHILIP MORRIS INTL I    
    25243YAR0 DIAGEO CAP PLC CO GT    
    035242AE6 ANHEUSER-BUSCH INBEV    
    191216AY6 COCA COLA CO SR UNSE    
    437076BB7 HOME DEPOT INC SR UN    
    904764AQ0 UNILEVER CAP CORP SR 250,076 249,688
    68389XAQ8 ORACLE CORP SR UNSEC 250,081 249,940
    713448CB2 PEPSICO INC SR UNSEC    
    91324PCL4 UNITEDHEALTH GROUP I    
    037833AX8 APPLE INC SR UNSECD 248,193 246,973
    58933YAS4 MERCK & CO INC NEW S 250,624 247,763
    594918AY0 MICROSOFT CORP SR UN 251,511 247,873
    94974BFQ8 WELLS FARGO & CO NEW 250,068 249,928
    89114QBJ6 TORONTO DOMINION BK 246,843 247,770
    17275RBG6 CISCO SYS INC UNSECD 249,125 247,758
    25468PDP8 DISNEY WALT CO NEW S 250,655 247,580
    532457BF4 LILLY ELI & CO SR UN 250,173 249,433
    718172BX6 PHILIP MORRIS INTL I 250,332 246,880
    05531FAS2 BB&T CORP UNSECD SR 248,968 248,255
    263901AC4 DUKE ENERGY IND INC 253,050 253,295
    91324PCM2 UNITEDHEALTH GROUP I 248,725 249,108

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    UW HAROLD S GENEEN CHARITABLE TR
    EIN:
    13-7163001
    Name of Stock End of Year Book Value End of Year Fair Market Value
    166764100 CHEVRON CORP COM 450,765 435,160
    30231G102 EXXON MOBIL CORP COM 711,823 579,615
    674599105 OCCIDENTAL PETE CORP 366,370 306,900
    806857108 SCHLUMBERGER LTD COM 339,875 198,440
    847560109 SPECTRA ENERGY CORP    
    61166W101 MONSANTO CO NEW COM    
    384802104 GRAINGER W W INC COM    
    438516106 HONEYWELL INTL INC C 277,545 687,024
    775781206 ROLLS-ROYCE HLDGS PL 281,547 240,465
    94106L109 WASTE MGMT INC DEL C 260,608 729,718
    548661107 LOWES COS INC COM 236,204 738,880
    87612E106 TARGET CORP COM 275,250 304,014
    887317303 TIME WARNER INC NEW    
    03524A108 ANHEUSER BUSCH INBEV 497,193 394,860
    23636T100 DANONE SPONSORED ADR 203,724 251,640
    582839106 MEAD JOHNSON NUTRITI    
    609207105 MONDELEZ INTL INC CO 321,260 500,375
    713448108 PEPSICO INC COM 471,564 751,264
    742718109 PROCTER & GAMBLE CO 200,711 275,760
    002824100 ABBOTT LABS COM 136,211 303,786
    03073E105 AMERISOURCEBERGEN CO    
    670100205 NOVO-NORDISK A S ADR    
    771195104 ROCHE HLDG LTD SPONS 282,400 372,960
    17275R102 CISCO SYS INC COM 483,508 953,260
    219350105 CORNING INC COM 243,150 558,885
    594918104 MICROSOFT CORP COM 434,494 1,523,550
    68389X105 ORACLE CORP COM 397,794 541,800
    983919101 XILINX INC COM 201,437 553,605
    780905691 ROYCE OPPORTUNITY FU 1,034,247 785,078
    693390841 PIMCO HIGH YIELD FD 143,055 128,340
    722005667 PIMCO COMMODITY REAL 214,318 66,899
    19766J607 COLUMBIA US GOVT MTG 286,600 268,500
    1261291M7 INTERMEDIATE AGGREGA 775,438 746,864
    1261292H7 INTERNATIONAL EQUITY 1,136,188 807,203
    29099J109 EMERGING MARKETS STO 933,614 995,930
    29699T994 SELECT LARGE CAP GRO    
    902973817 US BANCORP DEL PRFD    
    40414L109 HCP INC REIT    
    G29183103 EATON CORP PLC COM 382,602 411,960
    071813109 BAXTER INTL INC COM 142,695 230,370
    66987V109 NOVARTIS A G SPONSOR 249,180 343,240
    717081103 PFIZER INC COM 203,000 349,200
    38141G104 GOLDMAN SACHS GROUP 412,618 384,215
    949746101 WELLS FARGO & CO NEW 235,690 253,440
    032654105 ANALOG DEVICES INC C 331,873 472,065
    459200101 INTERNATIONAL BUSINE 313,830 170,505
    535678106 LINEAR TECHNOLOGY CO    
    197199805 COLUMBIA ACORN USA F    
    693475857 PNC FINL SVCS GROUP 199,564 193,050
    78409B207 SCE TR III FXD/FLTG 198,495 173,550
    98978V103 ZOETIS INC CL A COM 178,601 513,240
    054937107 BB&T CORP COM 446,489 476,520
    254709108 DISCOVER FINL SVCS C    
    4812A4351 JPMORGAN STRATEGIC I 381,660 363,200
    857477608 STATE STR CORP DEP S 211,378 195,840
    828806109 SIMON PPTY GROUP INC    
    872540109 TJX COS INC NEW COM 242,084 331,076
    14040H105 CAPITAL ONE FINL COR 262,271 226,770
    74925K581 BOSTON PARTNERS LONG 375,000 360,750
    904504842 UNDISCOVERED MANAGER 1,169,980 1,042,665
    94987W737 WELLS FARGO ABSOLUTE 361,350 344,190
    19247U106 COHEN & STEERS INSTI 869,780 745,750
    747545101 QUALITY CARE PPTYS I    
    651229106 NEWELL RUBBERMAID IN 545,166 278,850
    963320106 WHIRLPOOL CORP COM    
    G97822103 PERRIGO CO COM    
    151020104 CELGENE CORP COM 247,101 153,816
    879369106 TELEFLEX INC COM 150,605 284,328
    H1467J104 CHUBB LTD COM 365,471 645,900
    026874784 AMERICAN INTL GROUP 355,051 236,460
    70450Y103 PAYPAL HOLDINGS INC 264,219 672,720
    378690820 GLENMEDE SMALL CAPIT 1,052,690 814,320
    29250N105 ENBRIDGE INC COM 413,008 435,120
    G51502105 JOHNSON CONTROLS INT 492,577 355,800
    47803W406 JOHN HANCOCK FDS III 266,160 210,360
    09256H286 BLACKROCK STRATEGIC    
    315807552 FIDELITY ADVISOR FLO 173,700 165,600
    949746465 WELLS FARGO & CO NEW 224,560 210,240
    26078J100 DOWDUPONT INC COM 377,209 320,880
    G7S00T104 PENTAIR PLC COM 258,482 226,680
    574599106 MASCO CORP COM 476,404 350,880
    366505105 GARRETT MOTION INC C 3,113 6,417
    46625H100 J P MORGAN CHASE & C 325,590 292,860
    867914103 SUNTRUST BKS INC COM 270,843 201,760
    76118Y104 RESIDEO TECHNOLOGIES 8,336 17,796
    00206R102 AT&T INC COM 245,727 246,072
    09260B382 BLACKROCK STRATEGIC 492,997 480,000

    TY 2018 InvestmentsGovtObligationsSch
    Name:
    UW HAROLD S GENEEN CHARITABLE TR
    EIN:
    13-7163001
    US Government Securities - End of Year Book Value:

    3,942,064
    US Government Securities - End of Year Fair Market Value:

    3,939,795
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2018 InvestmentsOtherSchedule2
    Name:
    UW HAROLD S GENEEN CHARITABLE TR
    EIN:
    13-7163001
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    48021R203 JONES LANG LASALLE I      

    TY 2018 LegalFeesSchedule
    Name:
    UW HAROLD S GENEEN CHARITABLE TR
    EIN:
    13-7163001
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES - CHARITABLE 81,605     81,605


    TY 2018 OtherAssetsSchedule
    Name:
    UW HAROLD S GENEEN CHARITABLE TR
    EIN:
    13-7163001
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    XXX-XX-XXXX BAROR INTERNATIONAL   0 12,540
    XXX-XX-XXXX ST MARTIN'S PRESS BO   0 0


    TY 2018 OtherDecreasesSchedule
    Name:
    UW HAROLD S GENEEN CHARITABLE TR
    EIN:
    13-7163001
    Description Amount
    ADJUST CARRYING VALUE 15,922


    TY 2018 OtherExpensesSchedule
    Name:
    UW HAROLD S GENEEN CHARITABLE TR
    EIN:
    13-7163001
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER ALLOCABLE EXPENSE-PRINCI 2,128 2,128   0
    OTHER ALLOCABLE EXPENSE-INCOME 2,128 2,128   0
    OTHER INVESTMENT FEE 716 716   0
    STATE FILING FEE 750 0   750
    INVSTMT EXPENSE 85 85   0


    TY 2018 OtherIncomeSchedule2
    Name:
    UW HAROLD S GENEEN CHARITABLE TR
    EIN:
    13-7163001
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INCOME 2,099 2,099  
    EXCISE TAX REFUND 2,942 0  


    TY 2018 OtherIncreasesSchedule
    Name:
    UW HAROLD S GENEEN CHARITABLE TR
    EIN:
    13-7163001
    Description Amount
    INCOME ADJUSTMENT 9,156
    RETURNED GRANT 77


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    UW HAROLD S GENEEN CHARITABLE TR
    EIN:
    13-7163001
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISORY FEES 3,302 3,302    


    TY 2018 TaxesSchedule
    Name:
    UW HAROLD S GENEEN CHARITABLE TR
    EIN:
    13-7163001
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 22,036 22,036   0
    EXCISE TAX ESTIMATES 33,500 0   0