Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
HERBERT & EDITH CARLSON CHAR FDN TUA
 
Number and street (or P.O. box number if mail is not delivered to street address)REGIONS BANK TRUST DEPT P O BOX 1
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
BIRMINGHAM, AL35202
A Employer identification number

59-7109120
B Telephone number (see instructions)

(205) 420-7753
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,786,053J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 69,994 68,899  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 124,820
b Gross sales price for all assets on line 6a 946,439
7 Capital gain net income (from Part IV, line 2)... 124,820
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 194,814 193,719  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 28,512 22,810   5,702
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 900 0 0 900
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 6,177 1,128   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 406 406    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 35,995 24,344 0 6,602
25 Contributions, gifts, grants paid....... 141,624 141,624
26 Total expenses and disbursements. Add lines 24 and 25 177,619 24,344 0 148,226
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 17,195
b Net investment income (if negative, enter -0-) 169,375
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 152    
2 Savings and temporary cash investments......... 26,779 47,713 47,713
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 120,031    
b Investments—corporate stock (attach schedule)....... 997,854    
c Investments—corporate bonds (attach schedule)....... 309,159    
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 1,128,473 Click to see attachment2,550,819 2,738,340
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,582,448 2,598,532 2,786,053
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 2,582,448 2,598,532
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 2,582,448 2,598,532
31 Total liabilities and net assets/fund balances (see instructions). 2,582,448 2,598,532
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
2,582,448
2
Enter amount from Part I, line 27a .....................
2
17,195
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
533
4
Add lines 1, 2, and 3 ..........................
4
2,600,176
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
1,643
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
2,598,533
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 17.02 FG G05937 4.5% 01 AUG 2040   2012-03-06 2018-01-01
b 12.96 FG G05408 5% 01 DEC 2036   2012-07-09 2018-01-01
c 96.27 FHLMC GOLD G08681 3.5% 12/01/45   2016-01-12 2018-01-01
d 88.57 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-01-01
e 98.59 FG G18557 3% 01 JUN 2030   2015-09-08 2018-01-01
114.63 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-01-01
33.4 FG A95147 4% 01 NOV 2040   2012-06-11 2018-01-01
43.35 FHLMC POOL #G6-0080   2015-08-07 2018-01-01
27.38 FNMA POOL 0AH5575   2013-07-11 2018-01-01
34.4 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-01-01
67.44 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-01-01
22.78 FNMA POOL # AK9393 3.5% 4/01/42   2016-01-08 2018-01-01
36.15 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-01-01
8.89 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-01-01
89.25 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-01-01
27.72 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-01-01
35.74 FNMA POOL 0AU3735   2014-11-07 2018-01-01
33.73 FN AU3736 3% 01 AUG 2043   2016-01-08 2018-01-01
42.72 FEDERAL NAT'L MTGE ASSN POOL 725424   2007-03-07 2018-01-01
4.92 FEDERAL NAT'L MTGE ASSN POOL 725598   2007-04-09 2018-01-01
23.54 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-01-01
36.1 FNMA POOL 745079 5.0% 12/01/20   2007-06-18 2018-01-01
1.47 FEDERAL NAT'L MTGE ASSN POOL 831811   2009-06-08 2018-01-01
2.04 FN 847931 5% 01 DEC 2020   2006-01-09 2018-01-01
.61 FN 852029 6% 01 JAN 2036   2006-01-09 2018-01-01
8.79 FNMA POOL 888029 6.0% 12/01/36   2007-05-07 2018-01-01
28.55 FNMA POOL 888677 5.5% 8/01/22   2007-08-27 2018-01-01
1.26 FN 938134 6% 01 JUL 2037   2007-12-10 2018-01-01
9.46 FEDERAL NAT'L MTGE ASSN POOL 959596   2007-11-08 2018-01-01
5.22 FNMA POOL 963451 5.0% 6/01/23   2009-06-08 2018-01-01
3.62 FN 985616 5.5% 01 APR 2034   2009-06-08 2018-01-01
5.94 FNMA POOL 995265 5.5% 1/01/24   2009-06-08 2018-01-01
15.16 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-01-01
33.54 FN MA1062 3% 01 MAY 2027   2012-05-07 2018-01-01
13.38 FNMA POOL 0AD6432   2012-04-05 2018-01-01
31.41 FNMA POOL 0AE0981   2013-03-06 2018-01-01
29.5 FNMA POOL 0AE3066   2011-08-09 2018-01-01
30.3 FN AE9759 4% 01 DEC 2040   2016-01-08 2018-01-01
9000. US TREASURY N/B 1.25% 31 JAN 2020   2016-04-01 2018-01-10
4000. US TREASURY N/B 1.25% 31 JAN 2020   2016-02-10 2018-01-12
4000. US TREASURY N/B 1.25% 31 JAN 2020   2016-02-10 2018-01-17
5000. TEVA PHARMACEUTICALS NE 2.8% 21 JUL 2023   2016-07-19 2018-01-18
4000. US TREASURY N/B 1.75% 30 APR 2022   2017-02-06 2018-01-19
13.24 FG G05937 4.5% 01 AUG 2040   2012-03-06 2018-02-01
14.67 FG G05408 5% 01 DEC 2036   2012-07-09 2018-02-01
90.81 FHLMC GOLD G08681 3.5% 12/01/45   2016-01-12 2018-02-01
93.52 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-02-01
75.34 FG G18557 3% 01 JUN 2030   2015-09-08 2018-02-01
98.95 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-02-01
24.45 FG A95147 4% 01 NOV 2040   2012-06-11 2018-02-01
32.95 FHLMC POOL #G6-0080   2015-08-07 2018-02-01
31.73 FNMA POOL 0AH5575   2013-07-11 2018-02-01
26.61 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-02-01
65.56 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-02-01
20.38 FNMA POOL # AK9393 3.5% 4/01/42   2016-01-08 2018-02-01
4.17 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-02-01
12.33 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-02-01
64.65 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-02-01
24.45 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-02-01
26.71 FNMA POOL 0AU3735   2014-11-07 2018-02-01
23.45 FN AU3736 3% 01 AUG 2043   2016-01-08 2018-02-01
34. FEDERAL NAT'L MTGE ASSN POOL 725424   2007-03-07 2018-02-01
3.99 FEDERAL NAT'L MTGE ASSN POOL 725598   2007-04-09 2018-02-01
17.78 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-02-01
38.78 FNMA POOL 745079 5.0% 12/01/20   2007-06-18 2018-02-01
1.18 FEDERAL NAT'L MTGE ASSN POOL 831811   2009-06-08 2018-02-01
2.05 FN 847931 5% 01 DEC 2020   2006-01-09 2018-02-01
.6 FN 852029 6% 01 JAN 2036   2006-01-09 2018-02-01
13.09 FNMA POOL 888029 6.0% 12/01/36   2007-05-07 2018-02-01
7.8 FNMA POOL 888677 5.5% 8/01/22   2007-08-27 2018-02-01
18.53 FN 938134 6% 01 JUL 2037   2007-12-10 2018-02-01
5.73 FEDERAL NAT'L MTGE ASSN POOL 959596   2007-11-08 2018-02-01
8.06 FNMA POOL 963451 5.0% 6/01/23   2009-06-08 2018-02-01
5.78 FN 985616 5.5% 01 APR 2034   2009-06-08 2018-02-01
6.13 FNMA POOL 995265 5.5% 1/01/24   2009-06-08 2018-02-01
3.75 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-02-01
41.86 FN MA1062 3% 01 MAY 2027   2012-05-07 2018-02-01
9.4 FNMA POOL 0AD6432   2012-04-05 2018-02-01
26.07 FNMA POOL 0AE0981   1901-01-01 2018-02-01
33.67 FNMA POOL 0AE3066   2011-08-09 2018-02-01
107.43 FN AE9759 4% 01 DEC 2040   2016-01-08 2018-02-01
1000. US TREASURY N/B 1.25% 31 JAN 2020   2016-02-10 2018-02-05
1000. US TREASURY N/B 1.75% 30 APR 2022   2017-02-06 2018-02-05
5000. DEUTSCHE BANK AG LONDON 1.875% 13 FEB 2018   2015-02-18 2018-02-13
2000. US TREASURY N/B .75% 15 JUL 2019   2016-09-07 2018-02-13
5000. US TREASURY N/B 1.625% 15 MAY 2026   2016-08-10 2018-02-16
4000. US TREASURY N/B 2.875% 15 MAY 2043   2016-11-16 2018-02-21
7.47 FG G05937 4.5% 01 AUG 2040   2012-03-06 2018-03-01
12.08 FG G05408 5% 01 DEC 2036   2012-07-09 2018-03-01
80.14 FHLMC GOLD G08681 3.5% 12/01/45   2016-01-12 2018-03-01
85.64 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-03-01
84.63 FG G18557 3% 01 JUN 2030   2015-09-08 2018-03-01
94.57 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-03-01
11.19 FG A95147 4% 01 NOV 2040   2012-06-11 2018-03-01
38.68 FHLMC POOL #G6-0080   2015-08-07 2018-03-01
36.1 FN AH2974 3.5% 01 JAN 2026   2018-02-12 2018-03-01
23.69 FNMA POOL 0AH5575   2013-07-11 2018-03-01
30.55 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-03-01
59.33 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-03-01
30.68 FNMA POOL # AK9393 3.5% 4/01/42   2016-01-08 2018-03-01
21.81 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-03-01
5.21 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-03-01
84.85 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-03-01
36.17 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-03-01
19.96 FNMA POOL 0AU3735   2014-11-07 2018-03-01
39.82 FN AU3736 3% 01 AUG 2043   2016-01-08 2018-03-01
31.62 FEDERAL NAT'L MTGE ASSN POOL 725424   2007-03-07 2018-03-01
3.46 FEDERAL NAT'L MTGE ASSN POOL 725598   2007-04-09 2018-03-01
18.74 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-03-01
38.38 FNMA POOL 745079 5.0% 12/01/20   2007-06-18 2018-03-01
1.15 FEDERAL NAT'L MTGE ASSN POOL 831811   2009-06-08 2018-03-01
2.12 FN 847931 5% 01 DEC 2020   2006-01-09 2018-03-01
.6 FN 852029 6% 01 JAN 2036   2006-01-09 2018-03-01
10.42 FNMA POOL 888029 6.0% 12/01/36   2007-05-07 2018-03-01
55.76 FNMA POOL 888677 5.5% 8/01/22   2007-08-27 2018-03-01
1.22 FN 938134 6% 01 JUL 2037   2007-12-10 2018-03-01
4.06 FEDERAL NAT'L MTGE ASSN POOL 959596   2007-11-08 2018-03-01
6.21 FNMA POOL 963451 5.0% 6/01/23   2009-06-08 2018-03-01
4.01 FN 985616 5.5% 01 APR 2034   2009-06-08 2018-03-01
6. FNMA POOL 995265 5.5% 1/01/24   2009-06-08 2018-03-01
24.86 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-03-01
33.13 FN MA1062 3% 01 MAY 2027   2012-05-07 2018-03-01
11.56 FNMA POOL 0AD6432   2012-04-05 2018-03-01
22.3 FNMA POOL 0AE0981   2013-03-06 2018-03-01
25.8 FNMA POOL 0AE3066   2011-08-09 2018-03-01
41.37 FN AE9759 4% 01 DEC 2040   2016-01-08 2018-03-01
1000. US TREASURY N/B .75% 15 JUL 2019   2016-09-07 2018-03-06
4000. US TREASURY N/B 1.25% 31 JAN 2020   2016-02-10 2018-03-07
4000. US TREASURY N/B 1.25% 31 JAN 2020   2016-02-10 2018-03-12
5000. US TREASURY N/B 1.625% 15 MAY 2026   2017-03-06 2018-03-16
76.55 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-04-01
9.35 FG G05937 4.5% 01 AUG 2040   2012-03-06 2018-04-02
18.26 FG G05408 5% 01 DEC 2036   2012-07-09 2018-04-02
75.66 FHLMC GOLD G08681 3.5% 12/01/45   2016-01-12 2018-04-02
93. FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-04-02
98.9 FG G18557 3% 01 JUN 2030   2015-09-08 2018-04-02
94.52 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-04-02
20.04 FG A95147 4% 01 NOV 2040   2012-06-11 2018-04-02
35.63 FHLMC POOL #G6-0080   2015-08-07 2018-04-02
53.29 FN AH2974 3.5% 01 JAN 2026   2018-02-12 2018-04-02
28.38 FNMA POOL 0AH5575   2013-07-11 2018-04-02
38.49 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-04-02
43.1 FNMA POOL # AK9393 3.5% 4/01/42   2016-01-08 2018-04-02
20.09 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-04-02
5.9 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-04-02
105.13 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-04-02
32.53 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-04-02
33.64 FNMA POOL 0AU3735   2014-11-07 2018-04-02
40.33 FN AU3736 3% 01 AUG 2043   2016-01-08 2018-04-02
34.67 FEDERAL NAT'L MTGE ASSN POOL 725424   2007-03-07 2018-04-02
4.57 FEDERAL NAT'L MTGE ASSN POOL 725598   2007-04-09 2018-04-02
16.79 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-04-02
33.49 FNMA POOL 745079 5.0% 12/01/20   2007-06-18 2018-04-02
14. FEDERAL NAT'L MTGE ASSN POOL 831811   2009-06-08 2018-04-02
2.07 FN 847931 5% 01 DEC 2020   2006-01-09 2018-04-02
.62 FN 852029 6% 01 JAN 2036   2006-01-09 2018-04-02
24.36 FN BM1423 2.5% 01 MAY 2032   2018-03-08 2018-04-02
9.02 FNMA POOL 888029 6.0% 12/01/36   2007-05-07 2018-04-02
7.2 FNMA POOL 888677 5.5% 8/01/22   2007-08-27 2018-04-02
2.52 FN 938134 6% 01 JUL 2037   2007-12-10 2018-04-02
4.32 FEDERAL NAT'L MTGE ASSN POOL 959596   2007-11-08 2018-04-02
5.81 FNMA POOL 963451 5.0% 6/01/23   2009-06-08 2018-04-02
3.06 FN 985616 5.5% 01 APR 2034   2009-06-08 2018-04-02
7.08 FNMA POOL 995265 5.5% 1/01/24   2009-06-08 2018-04-02
14.37 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-04-02
44.54 FN MA1062 3% 01 MAY 2027   2012-05-07 2018-04-02
17.85 FNMA POOL 0AD6432   2012-04-05 2018-04-02
25.48 FNMA POOL 0AE0981   2013-03-06 2018-04-02
32.89 FNMA POOL 0AE3066   2011-08-09 2018-04-02
25.02 FN AE9759 4% 01 DEC 2040   2016-01-08 2018-04-02
7000. US TREASURY N/B 1.25% 31 JAN 2020   2016-03-14 2018-04-05
1000. US TREASURY N/B 1.75% 30 APR 2022   2017-02-15 2018-04-05
4000. US TREASURY N/B 1.25% 31 JAN 2020   2015-03-13 2018-04-11
4000. ORACLE CORP 5.75% 15 APR 2018   2008-04-02 2018-04-16
9000. ANHEUSER-BUSCH INBEV FIN 1.9% 01 FEB 2019   2016-02-09 2018-04-23
4000. BANK OF AMERICA CORP 6.875% 25 APR 2018   2011-10-06 2018-04-25
15.57 FG G05937 4.5% 01 AUG 2040   2012-03-06 2018-05-01
12.1 FG G05408 5% 01 DEC 2036   2012-07-09 2018-05-01
75.17 FHLMC GOLD G08681 3.5% 12/01/45   2016-01-12 2018-05-01
84.66 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-05-01
84.05 FG G18557 3% 01 JUN 2030   2015-09-08 2018-05-01
92. FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-05-01
31.46 FG A95147 4% 01 NOV 2040   2012-06-11 2018-05-01
41.06 FHLMC POOL #G6-0080   2015-08-07 2018-05-01
112.21 FN AH2974 3.5% 01 JAN 2026   2018-02-12 2018-05-01
18.73 FNMA POOL 0AH5575   2013-07-11 2018-05-01
34.48 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-05-01
68.25 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-05-01
38.55 FNMA POOL # AK9393 3.5% 4/01/42   2016-01-08 2018-05-01
20.13 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-05-01
17.5 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-05-01
45.9 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-05-01
32.71 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-05-01
25.97 FNMA POOL 0AU3735   2014-11-07 2018-05-01
31.03 FN AU3736 3% 01 AUG 2043   2016-01-08 2018-05-01
34.31 FEDERAL NAT'L MTGE ASSN POOL 725424   2007-03-07 2018-05-01
4.46 FEDERAL NAT'L MTGE ASSN POOL 725598   2007-04-09 2018-05-01
22.2 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-05-01
36.88 FNMA POOL 745079 5.0% 12/01/20   2007-06-18 2018-05-01
1.14 FEDERAL NAT'L MTGE ASSN POOL 831811   2009-06-08 2018-05-01
2.15 FN 847931 5% 01 DEC 2020   2006-01-09 2018-05-01
.69 FN 852029 6% 01 JAN 2036   2006-01-09 2018-05-01
36.63 FN BH9288 4% 01 FEB 2048   2018-04-10 2018-05-01
20.65 FN BM1423 2.5% 01 MAY 2032   2018-03-08 2018-05-01
9.44 FNMA POOL 888029 6.0% 12/01/36   2007-05-07 2018-05-01
7.02 FNMA POOL 888677 5.5% 8/01/22   2007-08-27 2018-05-01
46.21 FN 938134 6% 01 JUL 2037   2007-12-10 2018-05-01
.84 FEDERAL NAT'L MTGE ASSN POOL 959596   2007-11-08 2018-05-01
6. FNMA POOL 963451 5.0% 6/01/23   2009-06-08 2018-05-01
2.22 FN 985616 5.5% 01 APR 2034   2009-06-08 2018-05-01
6.68 FNMA POOL 995265 5.5% 1/01/24   2009-06-08 2018-05-01
12.85 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-05-01
42.99 FN MA1062 3% 01 MAY 2027   2012-05-07 2018-05-01
17.06 FNMA POOL 0AD6432   2012-04-05 2018-05-01
24.85 FNMA POOL 0AE0981   2013-03-06 2018-05-01
27.98 FNMA POOL 0AE3066   2011-08-09 2018-05-01
23.48 FN AE9759 4% 01 DEC 2040   2016-01-08 2018-05-01
175. ALTRIA GROUP INC   2016-05-23 2018-05-10
341. AMERICAN INTERNATIONAL GROUP   2017-01-30 2018-05-10
100. CELGENE CORP   2014-04-16 2018-05-10
533. COCA-COLA CO USD   2017-01-30 2018-05-10
294. COMCAST CORP NEW CL A   2017-01-30 2018-05-10
450. HCP INC   2017-12-05 2018-05-10
630. ORACLE CORPORATION COM   2007-10-22 2018-05-10
275. PPL CORP   2017-06-06 2018-05-10
1904.762 PIONEER STRATEGIC INCOME-Y   2013-02-05 2018-05-10
270. PROCTER & GAMBLE CO   2017-06-26 2018-05-10
449. SABRE CORP   2017-01-30 2018-05-10
60. 3M CO COM   2001-02-06 2018-05-10
1467.71 VANGUARD S/T BND INDX-ADM   2015-04-10 2018-05-10
150. WASTE MGMT INC DEL COM   2016-05-23 2018-05-10
94. ALLERGAN PLC   2017-01-30 2018-05-10
742. INVESCO LTD   2017-03-29 2018-05-10
4000. AT&T INC 5.06% 5/15/18   2008-05-09 2018-05-15
5000. TORONTO-DOMINION BANK 2.625% 10 SEP 2018   2015-08-27 2018-05-18
150. BRISTOL MYERS SQUIBB CO COM   2018-05-10 2018-05-30
100. CIMAREX ENERGY CO   2018-05-10 2018-05-30
120. GENERAL DYNAMICS CORPORATION COM   2016-12-06 2018-05-30
280. SCHLUMBERGER LTD   2005-11-09 2018-05-30
43. SCHLUMBERGER LTD   2017-06-26 2018-05-30
590. WELLS FARGO & CO NEW COM   2013-02-05 2018-05-30
10.77 FG G05937 4.5% 01 AUG 2040   2012-03-06 2018-06-01
11.01 FG G05408 5% 01 DEC 2036   2012-07-09 2018-06-01
92.37 FHLMC GOLD G08681 3.5% 12/01/45   2016-01-12 2018-06-01
32.05 FG G18470 2.5% 01 JUN 2028   2018-05-07 2018-06-01
98.34 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-06-01
87.07 FG G18557 3% 01 JUN 2030   2015-09-08 2018-06-01
100.28 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-06-01
12.37 FG A95147 4% 01 NOV 2040   2012-06-11 2018-06-01
49.24 FHLMC POOL #G6-0080   2015-08-07 2018-06-01
64.47 FN AH2974 3.5% 01 JAN 2026   2018-02-12 2018-06-01
20.98 FNMA POOL 0AH5575   2013-07-11 2018-06-01
25.37 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-06-01
51.73 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-06-01
26.16 FNMA POOL # AK9393 3.5% 4/01/42   2016-01-08 2018-06-01
27.11 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-06-01
7.03 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-06-01
109.57 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-06-01
49.66 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-06-01
37.71 FNMA POOL 0AU3735   2014-11-07 2018-06-01
40.51 FN AU3736 3% 01 AUG 2043   2016-01-08 2018-06-01
32.12 FEDERAL NAT'L MTGE ASSN POOL 725424   2007-03-07 2018-06-01
6.1 FEDERAL NAT'L MTGE ASSN POOL 725598   2007-04-09 2018-06-01
18.24 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-06-01
42.46 FNMA POOL 745079 5.0% 12/01/20   2007-06-18 2018-06-01
7.25 FEDERAL NAT'L MTGE ASSN POOL 831811   2009-06-08 2018-06-01
4.07 FN 847931 5% 01 DEC 2020   2006-01-09 2018-06-01
.69 FN 852029 6% 01 JAN 2036   2006-01-09 2018-06-01
45.36 FN BH9288 4% 01 FEB 2048   2018-04-10 2018-06-01
23.14 FN BM1423 2.5% 01 MAY 2032   2018-03-08 2018-06-01
8.32 FN BM3582 3% 01 FEB 2033   2018-05-07 2018-06-01
11.28 FNMA POOL 888029 6.0% 12/01/36   2007-05-07 2018-06-01
7.06 FNMA POOL 888677 5.5% 8/01/22   2007-08-27 2018-06-01
.99 FN 938134 6% 01 JUL 2037   2007-12-10 2018-06-01
19.82 FEDERAL NAT'L MTGE ASSN POOL 959596   2007-11-08 2018-06-01
6.39 FNMA POOL 963451 5.0% 6/01/23   2009-06-08 2018-06-01
2.84 FN 985616 5.5% 01 APR 2034   2009-06-08 2018-06-01
6.11 FNMA POOL 995265 5.5% 1/01/24   2009-06-08 2018-06-01
10.89 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-06-01
32.26 FN MA1062 3% 01 MAY 2027   2012-05-07 2018-06-01
17.03 FNMA POOL 0AD6432   2012-04-05 2018-06-01
22.66 FNMA POOL 0AE0981   2013-03-06 2018-06-01
27.92 FNMA POOL 0AE3066   2011-08-09 2018-06-01
21.54 FN AE9759 4% 01 DEC 2040   2016-01-08 2018-06-01
9556.472 SWAN DEFINED RISK-I   2016-06-10 2018-06-05
5000. CISCO SYSTEMS INC 1.6% 2/28/19   2016-02-29 2018-06-21
17.49 FG G05937 4.5% 01 AUG 2040   2012-03-06 2018-07-02
14.5 FG G05408 5% 01 DEC 2036   2012-07-09 2018-07-02
90.18 FHLMC GOLD G08681 3.5% 12/01/45   2016-01-12 2018-07-02
32.97 FG G18470 2.5% 01 JUN 2028   2018-05-07 2018-07-02
103.48 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-07-02
79.83 FG G18557 3% 01 JUN 2030   2015-09-08 2018-07-02
114.73 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-07-02
16. FG A95147 4% 01 NOV 2040   2012-06-11 2018-07-02
44.39 FHLMC POOL #G6-0080   2015-08-07 2018-07-02
53.11 FN AH2974 3.5% 01 JAN 2026   2018-02-12 2018-07-02
23.62 FNMA POOL 0AH5575   2013-07-11 2018-07-02
21.93 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-07-02
60.79 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-07-02
25.48 FNMA POOL # AK9393 3.5% 4/01/42   2016-01-08 2018-07-02
30.41 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-07-02
11.65 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-07-02
101.25 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-07-02
39.65 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-07-02
43.95 FNMA POOL 0AU3735   2014-11-07 2018-07-02
43.84 FN AU3736 3% 01 AUG 2043   2016-01-08 2018-07-02
31.73 FEDERAL NAT'L MTGE ASSN POOL 725424   2007-03-07 2018-07-02
5.68 FEDERAL NAT'L MTGE ASSN POOL 725598   2007-04-09 2018-07-02
20.23 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-07-02
37.98 FNMA POOL 745079 5.0% 12/01/20   2007-06-18 2018-07-02
7.59 FEDERAL NAT'L MTGE ASSN POOL 831811   2009-06-08 2018-07-02
2.02 FN 847931 5% 01 DEC 2020   2006-01-09 2018-07-02
.69 FN 852029 6% 01 JAN 2036   2006-01-09 2018-07-02
48.22 FN BH9288 4% 01 FEB 2048   2018-04-10 2018-07-02
22.67 FN BM1423 2.5% 01 MAY 2032   2018-03-08 2018-07-02
7.28 FN BM3582 3% 01 FEB 2033   2018-05-07 2018-07-02
9.4 FNMA POOL 888029 6.0% 12/01/36   2007-05-07 2018-07-02
8.15 FNMA POOL 888677 5.5% 8/01/22   2007-08-27 2018-07-02
29.72 FN 938134 6% 01 JUL 2037   2007-12-10 2018-07-02
.83 FEDERAL NAT'L MTGE ASSN POOL 959596   2007-11-08 2018-07-02
9.04 FNMA POOL 963451 5.0% 6/01/23   2009-06-08 2018-07-02
3.02 FN 985616 5.5% 01 APR 2034   2009-06-08 2018-07-02
5.9 FNMA POOL 995265 5.5% 1/01/24   2009-06-08 2018-07-02
12.26 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-07-02
37.89 FN MA1062 3% 01 MAY 2027   2012-05-07 2018-07-02
10.32 FNMA POOL 0AD6432   2012-04-05 2018-07-02
25.81 FNMA POOL 0AE0981   2013-03-06 2018-07-02
39.76 FNMA POOL 0AE3066   2011-08-09 2018-07-02
23.75 FN AE9759 4% 01 DEC 2040   2016-01-08 2018-07-02
12.32 FG G05937 4.5% 01 AUG 2040   2012-03-06 2018-08-01
13.05 FG G05408 5% 01 DEC 2036   2012-07-09 2018-08-01
76.88 FHLMC GOLD G08681 3.5% 12/01/45   2016-01-12 2018-08-01
31.82 FG G18470 2.5% 01 JUN 2028   2018-05-07 2018-08-01
93.46 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-08-01
80.19 FG G18557 3% 01 JUN 2030   2015-09-08 2018-08-01
93.99 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-08-01
15.42 FG A95147 4% 01 NOV 2040   2012-06-11 2018-08-01
47.86 FHLMC POOL #G6-0080   2015-08-07 2018-08-01
97.08 FN AH2974 3.5% 01 JAN 2026   2018-02-12 2018-08-01
22.42 FNMA POOL 0AH5575   2013-07-11 2018-08-01
24.77 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-08-01
72.67 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-08-01
21.01 FNMA POOL # AK9393 3.5% 4/01/42   2016-01-08 2018-08-01
12.42 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-08-01
12.83 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-08-01
72.29 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-08-01
35.65 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-08-01
31.77 FNMA POOL 0AU3735   2014-11-07 2018-08-01
40.88 FN AU3736 3% 01 AUG 2043   2016-01-08 2018-08-01
13.28 FNMA POOL AU3741 3.5% 8/01/43   2018-07-11 2018-08-01
29.75 FEDERAL NAT'L MTGE ASSN POOL 725424   2007-03-07 2018-08-01
5.8 FEDERAL NAT'L MTGE ASSN POOL 725598   2007-04-09 2018-08-01
18.01 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-08-01
30.6 FNMA POOL 745079 5.0% 12/01/20   2007-06-18 2018-08-01
1.27 FEDERAL NAT'L MTGE ASSN POOL 831811   2009-06-08 2018-08-01
1.98 FN 847931 5% 01 DEC 2020   2006-01-09 2018-08-01
.7 FN 852029 6% 01 JAN 2036   2006-01-09 2018-08-01
55.26 FN BH9288 4% 01 FEB 2048   2018-04-10 2018-08-01
21.81 FN BM1423 2.5% 01 MAY 2032   2018-03-08 2018-08-01
8.39 FN BM3582 3% 01 FEB 2033   2018-05-07 2018-08-01
14.49 FNMA POOL 888029 6.0% 12/01/36   2007-05-07 2018-08-01
6.99 FNMA POOL 888677 5.5% 8/01/22   2007-08-27 2018-08-01
.93 FN 938134 6% 01 JUL 2037   2007-12-10 2018-08-01
5.02 FEDERAL NAT'L MTGE ASSN POOL 959596   2007-11-08 2018-08-01
5. FNMA POOL 963451 5.0% 6/01/23   2009-06-08 2018-08-01
2.06 FN 985616 5.5% 01 APR 2034   2009-06-08 2018-08-01
5.83 FNMA POOL 995265 5.5% 1/01/24   2009-06-08 2018-08-01
9.92 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-08-01
20.48 FN MA1062 3% 01 MAY 2027   2012-05-07 2018-08-01
11.78 FNMA POOL 0AD6432   2012-04-05 2018-08-01
23.95 FNMA POOL 0AE0981   2013-03-06 2018-08-01
24.2 FNMA POOL 0AE3066   2011-08-09 2018-08-01
37.61 FN AE9759 4% 01 DEC 2040   2016-01-08 2018-08-01
5000. ASTRAZENECA PLC 1.75% 11/16/18   2015-11-10 2018-08-06
4000. BANK OF NY MELLON CORP 3.85% 28 APR 2028   2018-04-24 2018-08-06
5000. LOCKHEED MARTIN CORP 3.8% 01 MAR 2045   2015-02-13 2018-08-15
122. ECOLAB INC COM   2014-04-16 2018-08-16
69. FACEBOOK INC   2016-05-23 2018-08-16
700. INTEL CORP   2006-10-18 2018-08-16
46. INTUIT INC COM   2013-09-20 2018-08-16
77. NEXTERA ENERGY INC   2010-09-10 2018-08-16
350. PULTE HOMES INC   2017-12-05 2018-08-16
38. UNITED TECHNOLOGIES CORP   2016-05-23 2018-08-16
48. LYONDELLBASELL INDU-CL A   2013-09-20 2018-08-16
5000. US TREASURY N/B 2.875% 15 MAY 2043   2017-11-28 2018-08-29
4000. US TREASURY N/B 2.875% 15 MAY 2043   2017-12-12 2018-08-29
12.93 FG G05937 4.5% 01 AUG 2040   2012-03-06 2018-09-04
17.04 FG G05408 5% 01 DEC 2036   2012-07-09 2018-09-04
89.6 FHLMC GOLD G08681 3.5% 12/01/45   2016-01-12 2018-09-04
31.54 FG G18470 2.5% 01 JUN 2028   2018-05-07 2018-09-04
84.88 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-09-04
95.87 FG G18557 3% 01 JUN 2030   2015-09-08 2018-09-04
105.46 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-09-04
30.52 FG A95147 4% 01 NOV 2040   2012-06-11 2018-09-04
49. FHLMC POOL #G6-0080   2015-08-07 2018-09-04
34.45 FN AH2974 3.5% 01 JAN 2026   2018-02-12 2018-09-04
18.58 FNMA POOL 0AH5575   2013-07-11 2018-09-04
22.47 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-09-04
87.97 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-09-04
25.19 FNMA POOL # AK9393 3.5% 4/01/42   2016-01-08 2018-09-04
7.96 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-09-04
13.06 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-09-04
93.79 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-09-04
104.33 FN AS9585 4% 01 MAY 2047   2018-08-10 2018-09-04
43.46 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-09-04
24.23 FNMA POOL 0AU3735   2014-11-07 2018-09-04
33.58 FN AU3736 3% 01 AUG 2043   2016-01-08 2018-09-04
18.99 FNMA POOL AU3741 3.5% 8/01/43   2018-07-11 2018-09-04
32.52 FEDERAL NAT'L MTGE ASSN POOL 725424   2007-03-07 2018-09-04
4.44 FEDERAL NAT'L MTGE ASSN POOL 725598   2007-04-09 2018-09-04
23.21 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-09-04
32.94 FNMA POOL 745079 5.0% 12/01/20   2007-06-18 2018-09-04
1.23 FEDERAL NAT'L MTGE ASSN POOL 831811   2009-06-08 2018-09-04
2.02 FN 847931 5% 01 DEC 2020   2006-01-09 2018-09-04
.7 FN 852029 6% 01 JAN 2036   2006-01-09 2018-09-04
40.41 FN BH9288 4% 01 FEB 2048   2018-04-10 2018-09-04
26.22 FN BM1423 2.5% 01 MAY 2032   2018-03-08 2018-09-04
9.01 FN BM3582 3% 01 FEB 2033   2018-05-07 2018-09-04
10.32 FNMA POOL 888029 6.0% 12/01/36   2007-05-07 2018-09-04
7.02 FNMA POOL 888677 5.5% 8/01/22   2007-08-27 2018-09-04
.94 FN 938134 6% 01 JUL 2037   2007-12-10 2018-09-04
.75 FEDERAL NAT'L MTGE ASSN POOL 959596   2007-11-08 2018-09-04
4.78 FNMA POOL 963451 5.0% 6/01/23   2009-06-08 2018-09-04
2.32 FN 985616 5.5% 01 APR 2034   2009-06-08 2018-09-04
5.77 FNMA POOL 995265 5.5% 1/01/24   2009-06-08 2018-09-04
3.85 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-09-04
37.85 FN MA1062 3% 01 MAY 2027   2012-05-07 2018-09-04
12.54 FNMA POOL 0AD6432   2012-04-05 2018-09-04
25.03 FNMA POOL 0AE0981   2013-03-06 2018-09-04
29.95 FNMA POOL 0AE3066   2011-08-09 2018-09-04
29.32 FN AE9759 4% 01 DEC 2040   2016-01-08 2018-09-04
9000. US TREASURY N/B 1.75% 30 APR 2022   2017-03-08 2018-09-07
4000. GOLDMAN SACHS GROUP IN 7.5% 2/15/19   2011-10-06 2018-09-19
5000. SHELL INTERNATIONAL 1.375% 10 MAY 2019   2016-05-06 2018-09-19
6.59 FG G05937 4.5% 01 AUG 2040   2012-03-06 2018-10-01
10.59 FG G05408 5% 01 DEC 2036   2012-07-09 2018-10-01
66.06 FHLMC GOLD G08681 3.5% 12/01/45   2016-01-12 2018-10-01
25.92 FG G18470 2.5% 01 JUN 2028   2018-05-07 2018-10-01
79.75 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-10-01
88.09 FG G18557 3% 01 JUN 2030   2015-09-08 2018-10-01
87.29 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-10-01
11.85 FG A95147 4% 01 NOV 2040   2012-06-11 2018-10-01
33.77 FHLMC POOL #G6-0080   2015-08-07 2018-10-01
56.97 FN AH2974 3.5% 01 JAN 2026   2018-02-12 2018-10-01
16.63 FNMA POOL 0AH5575   2013-07-11 2018-10-01
26.55 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-10-01
53.71 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-10-01
25.34 FNMA POOL # AK9393 3.5% 4/01/42   2016-01-08 2018-10-01
18.93 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-10-01
7.05 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-10-01
49.79 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-10-01
72.54 FN AS9585 4% 01 MAY 2047   2018-08-10 2018-10-01
29.82 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-10-01
27.79 FNMA POOL 0AU3735   2014-11-07 2018-10-01
38.99 FN AU3736 3% 01 AUG 2043   2016-01-08 2018-10-01
11.3 FNMA POOL AU3741 3.5% 8/01/43   2018-07-11 2018-10-01
22.14 FEDERAL NAT'L MTGE ASSN POOL 725424   2007-03-07 2018-10-01
4.04 FEDERAL NAT'L MTGE ASSN POOL 725598   2007-04-09 2018-10-01
17.53 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-10-01
32.09 FNMA POOL 745079 5.0% 12/01/20   2007-06-18 2018-10-01
1.24 FEDERAL NAT'L MTGE ASSN POOL 831811   2009-06-08 2018-10-01
1.94 FN 847931 5% 01 DEC 2020   2006-01-09 2018-10-01
.71 FN 852029 6% 01 JAN 2036   2006-01-09 2018-10-01
86.86 FN BH9288 4% 01 FEB 2048   2018-04-10 2018-10-01
18.71 FN BM1423 2.5% 01 MAY 2032   2018-03-08 2018-10-01
9.36 FN BM3582 3% 01 FEB 2033   2018-05-07 2018-10-01
35.92 FN CA0853 3.5% 01 DEC 2047   2018-09-12 2018-10-01
9.24 FNMA POOL 888029 6.0% 12/01/36   2007-05-07 2018-10-01
7.35 FNMA POOL 888677 5.5% 8/01/22   2007-08-27 2018-10-01
.94 FN 938134 6% 01 JUL 2037   2007-12-10 2018-10-01
.68 FEDERAL NAT'L MTGE ASSN POOL 959596   2007-11-08 2018-10-01
9.92 FNMA POOL 963451 5.0% 6/01/23   2009-06-08 2018-10-01
2.77 FN 985616 5.5% 01 APR 2034   2009-06-08 2018-10-01
5.04 FNMA POOL 995265 5.5% 1/01/24   2009-06-08 2018-10-01
17.12 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-10-01
35.82 FN MA1062 3% 01 MAY 2027   2012-05-07 2018-10-01
6.1 FNMA POOL 0AD6432   2012-04-05 2018-10-01
21.43 FNMA POOL 0AE0981   2013-03-06 2018-10-01
23.29 FNMA POOL 0AE3066   2011-08-09 2018-10-01
13.76 FN AE9759 4% 01 DEC 2040   2016-01-08 2018-10-01
184. CARNIVAL CORP   2017-03-29 2018-10-18
165. COGNIZANT TECHNOLOGY SOLUTIONS   2016-01-27 2018-10-18
175. EXPRESS SCRIPTS HLDG CO   2017-06-06 2018-10-18
131. FACEBOOK INC   2016-05-23 2018-10-18
20. GARRETT MOTION INC   2013-09-20 2018-10-18
75. GOLDMAN SACHS GROUP INC   2018-08-16 2018-10-18
185. SUNTRUST BKS INC   2015-04-10 2018-10-18
5000. US TREASURY N/B 1.75% 15 MAY 2023   2018-01-18 2018-10-31
11.67 FG G05937 4.5% 01 AUG 2040   2012-03-06 2018-11-01
14.04 FG G05408 5% 01 DEC 2036   2012-07-09 2018-11-01
73.03 FHLMC GOLD G08681 3.5% 12/01/45   2016-01-12 2018-11-01
26.36 FG G18470 2.5% 01 JUN 2028   2018-05-07 2018-11-01
71.13 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-11-01
83.08 FG G18557 3% 01 JUN 2030   2015-09-08 2018-11-01
96.69 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-11-01
4.04 FG A95147 4% 01 NOV 2040   2012-06-11 2018-11-01
40.74 FHLMC POOL #G6-0080   2015-08-07 2018-11-01
43.58 FN AH2974 3.5% 01 JAN 2026   2018-02-12 2018-11-01
15.81 FNMA POOL 0AH5575   2013-07-11 2018-11-01
25.39 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-11-01
55.96 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-11-01
25.43 FNMA POOL # AK9393 3.5% 4/01/42   2016-01-08 2018-11-01
13.57 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-11-01
9.56 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-11-01
68.52 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-11-01
90.09 FN AS9585 4% 01 MAY 2047   2018-08-10 2018-11-01
33.22 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-11-01
33.69 FNMA POOL 0AU3735   2014-11-07 2018-11-01
37.94 FN AU3736 3% 01 AUG 2043   2016-01-08 2018-11-01
11.15 FNMA POOL AU3741 3.5% 8/01/43   2018-07-11 2018-11-01
32.51 FEDERAL NAT'L MTGE ASSN POOL 725424   2007-03-07 2018-11-01
4.61 FEDERAL NAT'L MTGE ASSN POOL 725598   2007-04-09 2018-11-01
17.84 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-11-01
29.08 FNMA POOL 745079 5.0% 12/01/20   2007-06-18 2018-11-01
1.26 FEDERAL NAT'L MTGE ASSN POOL 831811   2009-06-08 2018-11-01
1.86 FN 847931 5% 01 DEC 2020   2006-01-09 2018-11-01
.71 FN 852029 6% 01 JAN 2036   2006-01-09 2018-11-01
52.19 FN BH9288 4% 01 FEB 2048   2018-04-10 2018-11-01
23.42 FN BM1423 2.5% 01 MAY 2032   2018-03-08 2018-11-01
12.26 FN BM3582 3% 01 FEB 2033   2018-05-07 2018-11-01
88.1 FN CA0853 3.5% 01 DEC 2047   2018-09-12 2018-11-01
8.39 FNMA POOL 888029 6.0% 12/01/36   2007-05-07 2018-11-01
6.9 FNMA POOL 888677 5.5% 8/01/22   2007-08-27 2018-11-01
.94 FN 938134 6% 01 JUL 2037   2007-12-10 2018-11-01
5.95 FEDERAL NAT'L MTGE ASSN POOL 959596   2007-11-08 2018-11-01
4.61 FNMA POOL 963451 5.0% 6/01/23   2009-06-08 2018-11-01
3.89 FN 985616 5.5% 01 APR 2034   2009-06-08 2018-11-01
5.04 FNMA POOL 995265 5.5% 1/01/24   2009-06-08 2018-11-01
9.59 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-11-01
22.74 FN MA1062 3% 01 MAY 2027   2012-05-07 2018-11-01
12.7 FNMA POOL 0AD6432   2012-04-05 2018-11-01
19.48 FNMA POOL 0AE0981   2013-03-06 2018-11-01
22.87 FNMA POOL 0AE3066   2011-08-09 2018-11-01
51.93 FN AE9759 4% 01 DEC 2040   2016-01-08 2018-11-01
.3333 RESIDEO TECHNOLOGIES INC   2013-09-20 2018-11-13
1000. UNITED STATES TREAS BDS DTD 8/15/93 6.25% 08/15/2023   2018-02-05 2018-11-15
3000. UNITED STATES TREAS BDS DTD 8/15/93 6.25% 08/15/2023   2009-06-10 2018-11-15
4000. COMCAST CORP   2009-07-07 2018-11-28
10.97 FG G05937 4.5% 01 AUG 2040   2012-03-06 2018-12-03
8.62 FG G05408 5% 01 DEC 2036   2012-07-09 2018-12-03
54.78 FHLMC GOLD G08681 3.5% 12/01/45   2016-01-12 2018-12-03
25.74 FG G18470 2.5% 01 JUN 2028   2018-05-07 2018-12-03
71.61 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-12-03
66.05 FG G18557 3% 01 JUN 2030   2015-09-08 2018-12-03
75.51 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-12-03
12.23 FG A95147 4% 01 NOV 2040   2012-06-11 2018-12-03
31.65 FHLMC POOL #G6-0080   2015-08-07 2018-12-03
83.85 FN AH2974 3.5% 01 JAN 2026   2018-02-12 2018-12-03
15.62 FNMA POOL 0AH5575   2013-07-11 2018-12-03
18.32 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-12-03
70.59 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-12-03
34.43 FNMA POOL # AK9393 3.5% 4/01/42   2016-01-08 2018-12-03
7.2 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-12-03
10.4 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-12-03
42.44 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-12-03
64.5 FN AS9585 4% 01 MAY 2047   2018-08-10 2018-12-03
27.13 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-12-03
24.62 FNMA POOL 0AU3735   2014-11-07 2018-12-03
25.05 FN AU3736 3% 01 AUG 2043   2016-01-08 2018-12-03
11.01 FNMA POOL AU3741 3.5% 8/01/43   2018-07-11 2018-12-03
23.29 FEDERAL NAT'L MTGE ASSN POOL 725424   2007-03-07 2018-12-03
4.1 FEDERAL NAT'L MTGE ASSN POOL 725598   2007-04-09 2018-12-03
14.37 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-12-03
27.78 FNMA POOL 745079 5.0% 12/01/20   2007-06-18 2018-12-03
12.23 FEDERAL NAT'L MTGE ASSN POOL 831811   2009-06-08 2018-12-03
3.52 FN 847931 5% 01 DEC 2020   2006-01-09 2018-12-03
.71 FN 852029 6% 01 JAN 2036   2006-01-09 2018-12-03
41.1 FN BH9288 4% 01 FEB 2048   2018-04-10 2018-12-03
20.37 FN BM1423 2.5% 01 MAY 2032   2018-03-08 2018-12-03
8.81 FN BM3582 3% 01 FEB 2033   2018-05-07 2018-12-03
79.02 FN CA0853 3.5% 01 DEC 2047   2018-09-12 2018-12-03
7.8 FNMA POOL 888029 6.0% 12/01/36   2007-05-07 2018-12-03
6.94 FNMA POOL 888677 5.5% 8/01/22   2007-08-27 2018-12-03
16.38 FN 938134 6% 01 JUL 2037   2007-12-10 2018-12-03
7.78 FEDERAL NAT'L MTGE ASSN POOL 959596   2007-11-08 2018-12-03
7.5 FNMA POOL 963451 5.0% 6/01/23   2009-06-08 2018-12-03
1.78 FN 985616 5.5% 01 APR 2034   2009-06-08 2018-12-03
5.21 FNMA POOL 995265 5.5% 1/01/24   2009-06-08 2018-12-03
6.84 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-12-03
27.84 FN MA1062 3% 01 MAY 2027   2012-05-07 2018-12-03
8.54 FNMA POOL 0AD6432   2012-04-05 2018-12-03
18.29 FNMA POOL 0AE0981   2013-03-06 2018-12-03
21.18 FNMA POOL 0AE3066   2011-08-09 2018-12-03
18.87 FN AE9759 4% 01 DEC 2040   2016-01-08 2018-12-03
72.419 ADVISERS INVT TR JOHCM INTL SL I   2015-04-10 2018-12-04
623.96 ADVISERS INVT TR JOHCM INTL SL I   2018-05-10 2018-12-04
7. AMAZON COM INC   2017-04-20 2018-12-04
50. HONEYWELL INTL INC   2013-09-20 2018-12-04
200. PFIZER INC COM   2016-05-23 2018-12-04
33. RESIDEO TECHNOLOGIES INC   2013-09-20 2018-12-04
1955.034 VANGUARD S/T BND INDX-ADM   2015-04-10 2018-12-04
144. ANALOG DEVICES INC   2017-01-30 2018-12-06
50. APPLE COMPUTER INC COM   2013-02-05 2018-12-06
325. CF INDS HLDGS INC   2017-12-05 2018-12-06
150. CONTINENTAL RES INC OKLA   2018-05-10 2018-12-06
4000. US TREASURY N/B 2.875% 15 MAY 2043   2017-11-14 2018-12-10
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 17   18 -1
b 13   14 -1
c 96   100 -4
d 89   91 -2
e 99   102 -3
115   120 -5
33   35 -2
43   45 -2
27   28 -1
34   36 -2
67   70 -3
23   24 -1
36   38 -2
9   9  
89   93 -4
28   28  
36   36  
34   34  
43   43  
5   5  
24   25 -1
36   35 1
1   2 -1
2   2  
1   1  
9   9  
29   28 1
1   1  
9   10 -1
5   5  
4   4  
6   6  
15   16 -1
34   35 -1
13   14 -1
31   33 -2
30   30  
30   32 -2
8,867   9,032 -165
3,938   4,014 -76
3,937   4,014 -77
4,404   5,008 -604
3,902   3,960 -58
13   14 -1
15   16 -1
91   94 -3
94   96 -2
75   78 -3
99   103 -4
24   26 -2
33   34 -1
32   33 -1
27   28 -1
66   68 -2
20   21 -1
4   4  
12   12  
65   67 -2
24   25 -1
27   27  
23   24 -1
34   34  
4   4  
18   19 -1
39   37 2
1   1  
2   2  
1   1  
13   13  
8   8  
19   19  
6   6  
8   8  
6   6  
6   6  
4   4  
42   43 -1
9   10 -1
26     26
34   35 -1
107   114 -7
983   1,003 -20
970   990 -20
5,000   5,000  
1,963   1,995 -32
4,548   5,035 -487
3,819   3,958 -139
7   8 -1
12   13 -1
80   83 -3
86   88 -2
85   87 -2
95   99 -4
11   12 -1
39   40 -1
36   37 -1
24   24  
31   31  
59   62 -3
31   32 -1
22   23 -1
5   5  
85   89 -4
36   37 -1
20   20  
40   40  
32   31 1
3   3  
19   20 -1
38   37 1
1   1  
2   2  
1   1  
10   10  
56   56  
1   1  
4   4  
6   6  
4   4  
6   6  
25   26 -1
33   34 -1
12   12  
22   24 -2
26   26  
41   44 -3
981   998 -17
3,927   4,013 -86
3,925   4,013 -88
4,559   4,956 -397
77   80 -3
9   10 -1
18   19 -1
76   78 -2
93   95 -2
99   102 -3
95   99 -4
20   21 -1
36   37 -1
53   54 -1
28   29 -1
38   40 -2
43   45 -2
20   21 -1
6   6  
105   110 -5
33   33  
34   34  
40   41 -1
35   35  
5   5  
17   18 -1
33   32 1
14   14  
2   2  
1   1  
24   24  
9   9  
7   7  
3   3  
4   4  
6   6  
3   3  
7   7  
14   15 -1
45   46 -1
18   19 -1
25   27 -2
33   34 -1
25   27 -2
6,869   6,996 -127
968   984 -16
3,926   3,937 -11
4,000   3,998 2
9,000   8,982 18
4,000   3,989 11
16   16  
12   13 -1
75   78 -3
85   87 -2
84   87 -3
92   96 -4
31   33 -2
41   43 -2
112   115 -3
19   19  
34   35 -1
68   71 -3
39   40 -1
20   21 -1
18   17 1
46   48 -2
33   34 -1
26   26  
31   31  
34   34  
4   4  
22   23 -1
37   36 1
1   1  
2   2  
1   1  
37   38 -1
21   20 1
9   9  
7   7  
46   47 -1
1   1  
6   6  
2   2  
7   7  
13   13  
43   44 -1
17   18 -1
25   26 -1
28   29 -1
23   25 -2
9,880   10,562 -682
17,991   21,973 -3,982
8,189   7,024 1,165
22,418   22,624 -206
9,138   11,037 -1,899
10,755   13,760 -3,005
29,458   13,262 16,196
7,601   11,011 -3,410
20,000   21,555 -1,555
19,664   24,173 -4,509
10,322   11,054 -732
12,234   3,326 8,908
15,000   15,484 -484
12,482   9,090 3,392
14,264   21,133 -6,869
20,917   22,207 -1,290
4,000   3,999 1
5,004   5,012 -8
7,968   7,739 229
9,417   9,611 -194
24,295   21,430 2,865
19,362   13,014 6,348
2,973   2,848 125
31,641   20,709 10,932
11   11  
11   12 -1
92   96 -4
32   31 1
98   101 -3
87   90 -3
100   105 -5
12   13 -1
49   51 -2
64   66 -2
21   22 -1
25   26 -1
52   54 -2
26   27 -1
27   28 -1
7   7  
110   114 -4
50   51 -1
38   38  
41   41  
32   32  
6   6  
18   19 -1
42   41 1
7   7  
4   4  
1   1  
45   47 -2
23   23  
8   8  
11   11  
7   7  
1   1  
20   20  
6   6  
3   3  
6   6  
11   11  
32   33 -1
17   18 -1
23   24 -1
28   28  
22   23 -1
121,176   115,080 6,096
4,968   5,001 -33
17   18 -1
15   15  
90   93 -3
33   32 1
103   106 -3
80   82 -2
115   120 -5
16   17 -1
44   46 -2
53   54 -1
24   24  
22   23 -1
61   63 -2
25   26 -1
30   32 -2
12   12  
101   106 -5
40   41 -1
44   44  
44   44  
32   32  
6   6  
20   21 -1
38   37 1
8   8  
2   2  
1   1  
48   50 -2
23   22 1
7   7  
9   9  
8   8  
30   30  
1   1  
9   9  
3   3  
6   6  
12   13 -1
38   39 -1
10   11 -1
26   27 -1
40   41 -1
24   25 -1
12   13 -1
13   14 -1
77   80 -3
32   31 1
93   96 -3
80   83 -3
94   98 -4
15   16 -1
48   49 -1
97   99 -2
22   23 -1
25   25  
73   75 -2
21   22 -1
12   13 -1
13   13  
72   75 -3
36   37 -1
32   32  
41   41  
13   13  
30   30  
6   6  
18   19 -1
31   30 1
1   1  
2   2  
1   1  
55   57 -2
22   21 1
8   8  
14   15 -1
7   7  
1   1  
5   5  
5   5  
2   2  
6   6  
10   10  
20   21 -1
12   12  
24   25 -1
24   25 -1
38   40 -2
4,991   5,000 -9
4,053   3,991 62
4,681   4,960 -279
17,913   13,033 4,880
12,116   8,025 4,091
33,096   14,840 18,256
9,652   3,092 6,560
13,446   4,244 9,202
9,792   11,745 -1,953
5,071   3,764 1,307
5,375   3,511 1,864
4,873   5,122 -249
3,898   4,086 -188
13   14 -1
17   18 -1
90   92 -2
32   31 1
85   87 -2
96   99 -3
105   109 -4
31   32 -1
49   51 -2
34   35 -1
19   19  
22   23 -1
88   91 -3
25   26 -1
8   8  
13   13  
94   97 -3
104   107 -3
43   44 -1
24   24  
34   34  
19   19  
33   32 1
4   4  
23   24 -1
33   32 1
1   1  
2   2  
1   1  
40   42 -2
26   26  
9   9  
10   10  
7   7  
1   1  
1   1  
5   5  
2   2  
6   6  
4   4  
38   39 -1
13   13  
25   26 -1
30   30  
29   31 -2
8,676   8,841 -165
4,081   4,117 -36
4,963   4,989 -26
7   7  
11   11  
66   68 -2
26   25 1
80   81 -1
88   90 -2
87   90 -3
12   12  
34   35 -1
57   58 -1
17   17  
27   27  
54   56 -2
25   26 -1
19   20 -1
7   7  
50   52 -2
73   74 -1
30   30  
28   28  
39   39  
11   11  
22   22  
4   4  
18   18  
32   31 1
1   1  
2   2  
1   1  
87   90 -3
19   18 1
9   9  
36   36  
9   9  
7   7  
1   1  
1   1  
10   10  
3   3  
5   5  
17   18 -1
36   37 -1
6   6  
21   22 -1
23   24 -1
14   15 -1
10,814   10,804 10
12,216   10,297 1,919
16,837   10,591 6,246
20,507   10,995 9,512
290   180 110
17,122   17,931 -809
11,515   7,670 3,845
4,740   4,829 -89
12   12  
14   15 -1
73   75 -2
26   26  
71   72 -1
83   85 -2
97   100 -3
4   4  
41   42 -1
44   44  
16   16  
25   26 -1
56   58 -2
25   26 -1
14   14  
10   10  
69   71 -2
90   92 -2
33   34 -1
34   34  
38   38  
11   11  
33   32 1
5   5  
18   19 -1
29   28 1
1   1  
2   2  
1   1  
52   54 -2
23   23  
12   12  
88   88  
8   8  
7   7  
1   1  
6   6  
5   5  
4   4  
5   5  
10   10  
23   23  
13   13  
19   20 -1
23   23  
52   55 -3
7   5 2
1,147   1,162 -15
3,440   3,257 183
4,060   4,002 58
11   11  
9   9  
55   56 -1
26   25 1
72   73 -1
66   67 -1
76   78 -2
12   13 -1
32   33 -1
84   85 -1
16   16  
18   19 -1
71   73 -2
34   35 -1
7   7  
10   10  
42   44 -2
65   66 -1
27   28 -1
25   25  
25   25  
11   11  
23   23  
4   4  
14   15 -1
28   27 1
12   12  
4   3 1
1   1  
41   42 -1
20   20  
9   9  
79   79  
8   8  
7   7  
16   16  
8   8  
8   8  
2   2  
5   5  
7   7  
28   28  
9   9  
18   19 -1
21   21  
19   20 -1
1,560   1,541 19
13,440   15,000 -1,560
12,343   6,331 6,012
7,370   4,094 3,276
9,256   6,760 2,496
681   504 177
20,000   20,626 -626
12,706   10,984 1,722
8,616   3,215 5,401
13,227   12,268 959
6,687   10,177 -3,490
3,837   4,102 -265
      21,510
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -1
b       -1
c       -4
d       -2
e       -3
      -5
      -2
      -2
      -1
      -2
      -3
      -1
      -2
       
      -4
       
       
       
       
       
      -1
      1
      -1
       
       
       
      1
       
      -1
       
       
       
      -1
      -1
      -1
      -2
       
      -2
      -165
      -76
      -77
      -604
      -58
      -1
      -1
      -3
      -2
      -3
      -4
      -2
      -1
      -1
      -1
      -2
      -1
       
       
      -2
      -1
       
      -1
       
       
      -1
      2
       
       
       
       
       
       
       
       
       
       
       
      -1
      -1
      26
      -1
      -7
      -20
      -20
       
      -32
      -487
      -139
      -1
      -1
      -3
      -2
      -2
      -4
      -1
      -1
      -1
       
       
      -3
      -1
      -1
       
      -4
      -1
       
       
      1
       
      -1
      1
       
       
       
       
       
       
       
       
       
       
      -1
      -1
       
      -2
       
      -3
      -17
      -86
      -88
      -397
      -3
      -1
      -1
      -2
      -2
      -3
      -4
      -1
      -1
      -1
      -1
      -2
      -2
      -1
       
      -5
       
       
      -1
       
       
      -1
      1
       
       
       
       
       
       
       
       
       
       
       
      -1
      -1
      -1
      -2
      -1
      -2
      -127
      -16
      -11
      2
      18
      11
       
      -1
      -3
      -2
      -3
      -4
      -2
      -2
      -3
       
      -1
      -3
      -1
      -1
      1
      -2
      -1
       
       
       
       
      -1
      1
       
       
       
      -1
      1
       
       
      -1
       
       
       
       
       
      -1
      -1
      -1
      -1
      -2
      -682
      -3,982
      1,165
      -206
      -1,899
      -3,005
      16,196
      -3,410
      -1,555
      -4,509
      -732
      8,908
      -484
      3,392
      -6,869
      -1,290
      1
      -8
      229
      -194
      2,865
      6,348
      125
      10,932
       
      -1
      -4
      1
      -3
      -3
      -5
      -1
      -2
      -2
      -1
      -1
      -2
      -1
      -1
       
      -4
      -1
       
       
       
       
      -1
      1
       
       
       
      -2
       
       
       
       
       
       
       
       
       
       
      -1
      -1
      -1
       
      -1
      6,096
      -33
      -1
       
      -3
      1
      -3
      -2
      -5
      -1
      -2
      -1
       
      -1
      -2
      -1
      -2
       
      -5
      -1
       
       
       
       
      -1
      1
       
       
       
      -2
      1
       
       
       
       
       
       
       
       
      -1
      -1
      -1
      -1
      -1
      -1
      -1
      -1
      -3
      1
      -3
      -3
      -4
      -1
      -1
      -2
      -1
       
      -2
      -1
      -1
       
      -3
      -1
       
       
       
       
       
      -1
      1
       
       
       
      -2
      1
       
      -1
       
       
       
       
       
       
       
      -1
       
      -1
      -1
      -2
      -9
      62
      -279
      4,880
      4,091
      18,256
      6,560
      9,202
      -1,953
      1,307
      1,864
      -249
      -188
      -1
      -1
      -2
      1
      -2
      -3
      -4
      -1
      -2
      -1
       
      -1
      -3
      -1
       
       
      -3
      -3
      -1
       
       
       
      1
       
      -1
      1
       
       
       
      -2
       
       
       
       
       
       
       
       
       
       
      -1
       
      -1
       
      -2
      -165
      -36
      -26
       
       
      -2
      1
      -1
      -2
      -3
       
      -1
      -1
       
       
      -2
      -1
      -1
       
      -2
      -1
       
       
       
       
       
       
       
      1
       
       
       
      -3
      1
       
       
       
       
       
       
       
       
       
      -1
      -1
       
      -1
      -1
      -1
      10
      1,919
      6,246
      9,512
      110
      -809
      3,845
      -89
       
      -1
      -2
       
      -1
      -2
      -3
       
      -1
       
       
      -1
      -2
      -1
       
       
      -2
      -2
      -1
       
       
       
      1
       
      -1
      1
       
       
       
      -2
       
       
       
       
       
       
       
       
       
       
       
       
       
      -1
       
      -3
      2
      -15
      183
      58
       
       
      -1
      1
      -1
      -1
      -2
      -1
      -1
      -1
       
      -1
      -2
      -1
       
       
      -2
      -1
      -1
       
       
       
       
       
      -1
      1
       
      1
       
      -1
       
       
       
       
       
       
       
       
       
       
       
       
       
      -1
       
      -1
      19
      -1,560
      6,012
      3,276
      2,496
      177
      -626
      1,722
      5,401
      959
      -3,490
      -265
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 124,820
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 142,309 3,017,301 0.047164
2016 149,013 2,875,956 0.051813
2015 152,591 3,049,420 0.050039
2014 143,762 3,134,168 0.045869
2013 133,527 2,971,976 0.044929
2
Total of line 1, column (d) .....................
2
0.239814
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.047963
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
3,032,873
5
Multiply line 4 by line 3......................
5
145,466
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
1,694
7
Add lines 5 and 6........................
7
147,160
8
Enter qualifying distributions from Part XII, line 4,.............
8
148,226
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 1,694
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,694
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,694
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 3,096
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 3,096
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,402
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet1,402 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletFL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletREGIONS BANK TRUST DEPT Telephone no.bullet (205) 420-7753

    Located atbullet201 MILAN PARKWAYBIRMINGHAMAL ZIP+4bullet35211
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    REGIONS BANK TRUSTEE
    1     		28,512    
    201 MILAN PKWY
    BIRMINGHAM,FL35211
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    3,079,059
    b
    Average of monthly cash balances.......................
    1b
    0
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    3,079,059
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    3,079,059
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    46,186
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    3,032,873
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    151,644
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    151,644
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    1,694
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,694
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    149,950
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    149,950
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    149,950
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    148,226
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    148,226
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    1,694
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    146,532
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 149,950
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 141,625
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 0
    b From 2014...... 0
    c From 2015...... 0
    d From 2016...... 0
    e From 2017...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 148,226
    a Applied to 2017, but not more than line 2a 141,625
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 6,601
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		143,349
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2014.... 0
    b Excess from 2015.... 0
    c Excess from 2016.... 0
    d Excess from 2017.... 0
    e Excess from 2018.... 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    SUNCOAST HOSPICE FOUNDATION
    5771 ROOSEVELT BLVD
    CLEARWATER,FL33760     		NONE PC GENERAL OPERATING 35,406
    JOHN HOPKINS ALL CHILDREN'S HOSPITAL
    501 6TH ST
    ST PETERSBURG,FL33701     		NONE PC GENERAL OPERATING 35,406
    SHRINERS HOSPITALS FOR CHILDREN
    PO BOX 31356
    TAMPA,FL336313356     		NONE PC GENERAL OPERATING 35,406
    RELIGIOUS COMMUNITY SERVICES INC
    502 S MLK JR AVE
    CLEARWATER,FL33756     		NONE PC GENERAL OPERATING 17,703
    HOMELESS EMERGENCY PROJECT INC
    1120 N BETTY LANE
    CLEARWATER,FL33755     		NONE PC GENERAL OPERATING 17,703
    Total .................................bullet 3a 141,624
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 69,994  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 124,820  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   194,814  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    194,814
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 AccountingFeesSchedule
    Name:
    HERBERT & EDITH CARLSON CHAR FDN TUA
    EIN:
    59-7109120
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 900     900

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    HERBERT & EDITH CARLSON CHAR FDN TUA
    EIN:
    59-7109120
    Name of Bond End of Year Book Value End of Year Fair Market Value
    AT&T INC 5.6% 5/15/18    
    J P MORGAN CHASE    
    ORACLE CORP 5.75% 15 APR 2018    
    CA INC 5.375% 12/1/19    
    CATERPILLAR INC 7.9% 12/15/18    
    COMCAST 5.7% 7/1/19    
    GOLDMAN SACHS GR 7.5% 2/15/19    
    MERRILL LYNCH 6.875% 4/25/18    
    MORGAN STANLEY 5.625% 9/23/19    
    TARGET CORP 5.375% 5/1/17    
    WACHOVIA CORP 5.75% 6/15/17    
    PRUDENTIAL FINANCIAL INC 4.5%    
    FNMA POOL AL0393 4.5% 6/01/41    
    FNMA POOL 725424 5.5% 4/01/34    
    FNMA POOL 725598 5.5% 7/01/34    
    FNMA POOL 735580 5% 6/01/35    
    FNMA POOL 745079 5% 12/01/20    
    FNMA POOL 831811 6% 9/01/36    
    FNMA POOL 847931 5% 12/01/20    
    FNMA POOL 852029 6% 1/01/36    
    FNMA POOL 888029 6% 12/01/36    
    FNMA POOL 888677 5.5% 8/01/22    
    FNMA POOL 938134 6% 7/01/37    
    FNMA POOL 959596 6% 11/01/37    
    FNMA POOL 963451 5% 6/01/23    
    FNMA POOL 995265 5.5% 1/01/24    
    FNMA POOL AE3066 3.5% 9/01/25    
    GENERAL ELECTRIC 5.3% 2/11/21    
    SUNTRUST BKS INC 3.5% 1/20/17    
    TOYOTA MTR CREDIT 3.4% 9/15/21    
    VERIZON COMM 6% 4/01/41    
    INTEL CORP 3.3% 10/01/21    
    FHLM 4.5% 8/1/40    
    FHLM 5% 12/1/36    
    FHLM 4% 11/1/40    
    FNMA 4% 6/1/39    
    FNMA 3% 5/1/27    
    INTERNATIONAL BUSINESS MACHINE    
    ROYAL BANK OF CANADA    
    WAL MART INC    
    FNMA 4% 2/1/41    
    FNMA 3.5% 11/1/42    
    FNMA 3.5% 3/1/41    
    APPLE INC 1% 5/3/18    
    CITIGROUP 2.65% 10/26/2020    
    JOHN DEERE CAPITAL CORP 2.3%    
    FORD MOTOR CREDIT 1.724%    
    MOLSON COORS BREWING CO 5%    
    MORGAN STANLEY 3.7%    
    WALGREENS BOOTS ALLIANCE 3.8%    
    WELLS FARGO & CO 4.65%    
    AT&T INC 4/5% 5/15/2035    
    AMERICAN EXPRESS 2.6% 9/14/15    
    ASTRAZENECA PLC 1.75% 11/16/20    
    CHEVRON CORP 1.344% 11/9/2017    
    DEUTSCHE BANK AG LONDON 1.875%    
    GILEAD SCIENCES 3.65% 3/1/2026    
    LOCKHEED MARTIN CORP 3.8% 3/1/    
    BANK OF AMERICA CORP 6.11% 1/2    
    PEPSICO INC SERIES 1% 10/13/20    
    TORONTO DOMINION BANK SERIES M    
    UNITED HEALTH CARE GROUP INC 1    
    FNMA POOL 959596 3% 5/1/43 AT2    
    AMGEN INC CALLABLE DTD08/19/2    
    ANHEUSER-BUSCH INBEV FIN DTD0    
    BANK OF MONTREAL SERIES: MTN D    
    CISCO SYSTEMS INC CALLABLE DTD    
    CISCO SYSTEMS INC DTD 02/29/20    
    FIFTH THIRD BANK CALLABLE DTD    
    GLAXOSMITHKLINE CAP PLC CALLAB    
    IBM CORP DTD 02/19/2016 3.45%    
    KROGER CO/THE CALLABLE DTD10/    
    MARATHON OIL CORP CALLABLE DTD    
    SHELL INTL FIN DTD 05/10/2016    
    TEVA PHARMACEUTICALS NE DTD07    
    VALERO ENERGY CORP CALLABLE D    
    APPLE INC 2.1% 12 SEP 2022    
    APPLE INC 2.3% 11 MAY 2022    
    BANK OF AMERICA CORP 6.875% 25    
    BIOGEN INC 2.9% 15 SEP 2020    
    CAPITAL ONE FINANCIAL CORP 2.5    
    FANNIE MAE POOL FN 985616 5.5%    
    FANNIE MAE POOL FN AA7236 4% 0    
    FANNIE MAE POOL FN AD6432 4.5%    
    FANNIE MAE POOL FN AE0981 3.5%    
    FANNIE MAE POOL FN AE9759 4% 0    
    FANNIE MAE POOL FN AH5575 4% 0    
    FANNIE MAE POOL FN AH6827 4% 0    
    FANNIE MAE POOL FN AJ7715 3% 0    
    FANNIE MAE POOL FN AK9393 3.5%    
    FANNIE MAE POOL FN AQ0546 3.5%    
    FANNIE MAE POOL FN AS6191 3.5%    
    FANNIE MAE POOL FN AT2720 3% 0    
    FANNIE MAE POOL FN AU3735 3% 0    
    FANNIE MAE POOL FN AU3736 3% 0    
    FANNIE MAE POOL FN MA1062 3% 0    
    FIFTH THIRD BANK/CINCINNATI OH    
    FREDDIE MAC GOLD POOL FG A9514    
    FREDDIE MAC GOLD POOL FG G0540    
    FREDDIE MAC GOLD POOL FG G0593    
    FREDDIE MAC GOLD POOL FG G0868    
    FREDDIE MAC GOLD POOL FG G1853    
    FREDDIE MAC GOLD POOL FG G1855    
    FREDDIE MAC GOLD POOL FG G6008    
    FREDDIE MAC GOLD POOL FG J1750    
    INTEL CORP 3.3% 01 OCT 2021    
    JPMORGAN CHASE & CO VARIABLE 3    
    MORGAN STANLEY 2.75% 19 MAY 20    
    FEDERAL HOME LOAN MORTGAGE COR    
    FNMA POOL 985616 5.5% 4/01/34    

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    HERBERT & EDITH CARLSON CHAR FDN TUA
    EIN:
    59-7109120
    Name of Stock End of Year Book Value End of Year Fair Market Value
    3M CORP    
    CVS/CAREMARK CORP    
    CHEVRON CORP    
    EXXON MOBIL CORP    
    GENERAL ELECTRIC CO    
    INTEL CORP    
    MERCK & CO    
    NEXTERA ENERGY, INC    
    ORACLE CORP    
    PEPSICO INC    
    PROCTOR & GAMBLE CO    
    PRUDENTIAL FINANCIAL INC    
    QUALCOMM    
    SCHLUMBERGER LTD    
    THERMO FISHER SCIENTIFIC, INC    
    UNITED TECHNOLOGIES CORP    
    VERIZON COMMUNICATIONS    
    ARTISAN FDS INC MID CAP VAL FD    
    BLACKROCK US OPP-1    
    AMERICAN EUROPACIFIC GRTH    
    APPLE INC    
    BLACKROCK INC    
    CITIGROUP INC RR    
    HONEYWELL INTL INC    
    INTUIT INC    
    MCDONALDS CORP    
    STARBUCKS CORP    
    WELLS FARGO & CO    
    LYONDELLBASELL INDUSTRIES CL-A    
    CELGENE CORP    
    ECOLAB INC    
    EATON CORP PLC    
    AT&T INC    
    ALPHABET INC CA-CL C    
    ALPHABET INC CA-CL A    
    FACEBOOK INC A    
    SUNTRUST BKS INC    
    MEDTRONIC PLC    
    SWAN DEFINED RISK FUND    
    JO HAMBRO INTERNATIONAL SELECT    
    ALLERGAN PLC    
    ALTRIA GROUP INC    
    AMAZON.COM INC    
    AMERICAN INTL GROUP INC    
    AQR MANAGED FUTURES STRATEGYF    
    BARON EMERGING MARKETS INST    
    BRISTOL MYERS SQUIBB CO    
    CHUBB LIMITED    
    CISCO SYSTEMS INC    
    COCA COLA CO    
    COGNIZANT TECHNOLOGY SOLUTIONS    
    DOLLAR GENERAL CORP    
    DRIEHAUS ACTIVE INCOME FUND    
    GENERAL DYNAMICS CORP    
    HOME DEPOT INC    
    ISHARES CORE S&P SMALL-CAP ETF    
    J P MORGAN CHASE & CO    
    MAINGATE MLP FUND    
    MATTEL INC    
    METROPOLITAN WEST TOTAL RETURN    
    MICROCHIP TECHNOLOGY INC    
    MONDELEZ INTERNATIONAL    
    PFIZER INC    
    PIONEER STRATEGIC INCOME FUND    
    SOUTHERN CO    
    STRYKER CORP    
    UNION PAC CORP    
    VANGUARD SHORT TERM INDEX -ADM    
    VERTEX PHARMACEUTICALS INC    
    WAL MART STORES INC    
    WASTE MANAGEMENT INC    
    WHOLE FOODS MKT INC    
    WILLIAM BLAIR MACRO ALLOCATION    
    FEDERAL HOME LOAN MORTGAGE COR    
    FEDERAL HOME LOAN MORTGAGE COR    
    FEDERAL NATIONAL MORTGAGE ASSN    
    FEDERAL NATIONAL MORTGAGE ASSN    
    FEDERAL NATIONAL MORTGAGE ASSN    
    FEDERAL NATIONAL MORTGAGE ASSN    
    FEDERAL NATIONAL MORTGAGE ASSN    
    FEDERAL NATIONAL MORTGAGE ASSN    
    FEDERAL NATIONAL MORTGAGE ASSN    
    AIR PRODUCTS & CHEMICALS INC    
    ANALOG DEVICES INC    
    CARNIVAL CORP    
    CF INDUSTRIES HOLDINGS INC    
    COMCAST CORP-CLASS A    
    ELI LILLY & CO    
    EXPRESS SCRIPTS HOLDING CO    
    INVESCO LTD    
    ISHARES CORE S&P MID-CAP ETF    
    JB HUNT TRANSPORT SERVICES INC    
    PALO ALTO NETWORKS INC    
    PPL CORP    
    PULTEGROUP INC    
    SABRE CORP    
    UNITED PARCEL SERVICE INC    
    CALAMOS MARKET NEU INC FD-I    

    TY 2018 InvestmentsGovtObligationsSch
    Name:
    HERBERT & EDITH CARLSON CHAR FDN TUA
    EIN:
    59-7109120
    US Government Securities - End of Year Book Value:

     
    US Government Securities - End of Year Fair Market Value:

     
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2018 InvestmentsOtherSchedule2
    Name:
    HERBERT & EDITH CARLSON CHAR FDN TUA
    EIN:
    59-7109120
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ADVISERS INVT TR JOHCM INTL SL      
    AMERICAN FUNDS EUROPACIFIC GRO      
    AQR MANAGED FUTURES STRATEGY F      
    ARTISAN MID CAP VALUE FUND      
    BARON EMERGING MARKETS FUND      
    CALAMOS MARKET NEUTRAL INCOME      
    DRIEHAUS ACTIVE INCOME FUND      
    HCP INC      
    PIONEER STRATEGIC INCOME FUND      
    PRUDENTIAL HIGH YIELD FUND      
    SWAN DEFINED RISK FUND      
    TEMPLETON GLOBAL BOND FUND/UNI      
    VANGUARD SHORT-TERM BOND INDEX      
    WILLIAM BLAIR MACRO ALLOCATION      
    907818108 UNION PACIFIC CORP AT COST 10,303 13,823
    20030N101 COMCAST CORP NEW CL AT COST 13,124 11,918
    3138A4JU0 FN AH2974 3.5% 01 JA AT COST 2,384 2,373
    3138WKUK9 FN AS9585 4% 01 MAY AT COST 9,787 9,834
    31408HSS5 FN 852029 6% 01 JAN AT COST 226 242
    31416RBE2 FNMA POOL AA7236 AT COST 1,111 1,111
    345397XK4 FORD MOTOR CREDIT CO AT COST 4,056 3,920
    375558BF9 GILEAD SCIENCES INC AT COST 3,989 3,921
    46625HRY8 JPMORGAN CHASE & CO AT COST 9,216 8,736
    61761JVL0 MORGAN STANLEY AT COST 5,006 4,917
    697435105 PALO ALTO NETWORKS I AT COST 11,003 14,315
    912828Y79 US TREASURY N/B 2.87 AT COST 4,010 4,070
    92343VAW4 VERIZON COMMUNICATIO AT COST 3,955 4,483
    94974BGE4 WELLS FARGO & COMPAN AT COST 4,927 4,707
    74432QBP9 PRUDENTIAL FINANCIAL AT COST 3,974 4,091
    89233P5F9 TOYOTA MOTOR CREDIT AT COST 3,990 4,031
    92826C839 VISA INC AT COST 23,261 21,770
    92939U106 WEC ENERGY GROUP INC AT COST 18,425 18,354
    G29183103 EATON CORP PLC AT COST 16,870 20,461
    00206RCP5 AT&T INC AT COST 4,890 4,489
    04314H774 ARTISAN MID CAP VALU AT COST 66,612 62,431
    126408HJ5 CSX CORP 3.8% 01 MAR AT COST 4,997 4,906
    143658300 CARNIVAL CORP AT COST 11,136 9,860
    172967424 CITIGROUP INC AT COST 18,290 16,920
    192446102 COGNIZANT TECHNOLOGY AT COST 10,368 10,792
    24422ESS9 JOHN DEERE CAPITAL C AT COST 4,998 4,972
    26875P101 EOG RES INC AT COST 14,931 10,901
    30231G102 EXXON MOBIL CORP AT COST 13,530 12,888
    3128MJXK1 FHLMC GOLD G08681 AT COST 6,671 6,511
    931142ED1 WALMART INC 3.55% 26 AT COST 4,989 5,055
    98978V103 ZOETIS INC AT COST 17,226 16,082
    00770G847 JOHCM INTERNATIONAL AT COST 198,459 189,972
    0258M0DX4 AMERICAN EXPRESS CRE AT COST 4,996 4,949
    09062XAC7 BIOGEN INC AT COST 9,137 8,933
    14040HBP9 CAPITAL ONE FINANCIA AT COST 5,000 4,935
    17275RBL5 CISCO SYSTEMS INC 2. AT COST 5,000 4,661
    3138E0SD2 FN AJ7715 3% 01 DEC AT COST 3,048 2,966
    3138X3EH1 FNMA POOL 0AU3735 AT COST 3,051 3,004
    31402DDB3 FEDERAL NAT'L MTGE A AT COST 272 296
    3140J76U4 FN BM3582 3% 01 FEB AT COST 907 912
    31410GJW4 FNMA POOL 888677 AT COST 256 263
    31416BTW8 FNMA POOL 995265 AT COST 153 158
    31418AFC7 FN MA1062 3% 01 MAY AT COST 1,588 1,566
    31677QBG3 FIFTH THIRD BANK AT COST 5,004 4,881
    59022CAJ2 MERRILL LYNCH & CO I AT COST 3,444 4,396
    713448108 PEPSICO INC AT COST 8,558 22,096
    744320102 PRUDENTIAL FINL INC AT COST 3,256 10,275
    883556102 THERMO ELECTRON CORP AT COST 3,299 19,022
    912828R36 U S TREASURY NOTE AT COST 8,431 8,404
    921937702 VANGUARD BD IDX FD I AT COST 39,033 38,145
    931427AH1 WALGREENS BOOTS ALLI AT COST 4,012 3,939
    N53745100 LYONDELLBASELL INDU- AT COST 7,461 8,482
    501044DE8 KROGER CO 2.65% 15 O AT COST 4,988 4,452
    539439AR0 LLOYDS BANKING GROUP AT COST 5,003 4,743
    65339F101 NEXTERA ENERGY INC AT COST 5,402 17,034
    717081103 PFIZER INC COM AT COST 15,460 21,825
    74440Y801 PRUDENTIAL HIGH YIEL AT COST 70,000 64,703
    867914103 SUNTRUST BANKS INC AT COST 8,292 10,088
    867914BM4 SUNTRUST BANKS INC 2 AT COST 4,997 4,876
    89236TEU5 TOYOTA MOTOR CREDIT AT COST 4,000 4,001
    911312106 UNITED PARCEL SVC IN AT COST 21,342 17,068
    91324P102 UNITED HEALTH GROUP AT COST 15,079 16,193
    931142103 WAL MART STORES INC AT COST 24,494 23,288
    00203H859 AQR MANAGED FUTURES AT COST 50,000 40,124
    02079K107 ALPHABET INC AT COST 3,827 10,356
    037833100 APPLE COMPUTER INC C AT COST 16,075 39,435
    037833CQ1 APPLE INC 2.3% 11 MA AT COST 4,991 4,880
    060505104 BANK AMER CORP AT COST 32,786 27,104
    128119880 CALAMOS MARKET NEU I AT COST 71,000 69,809
    17275R102 CISCO SYS INC AT COST 11,274 17,332
    31418UEE0 FNMA POOL 0AD6432 AT COST 851 864
    438516106 HONEYWELL INTL INC AT COST 12,280 19,818
    445658107 HUNT JB TRANS SVCS I AT COST 11,306 11,444
    458140AJ9 INTEL CORP AT COST 3,983 4,042
    464287804 ISHARES TR S & P SMA AT COST 83,165 97,048
    532457108 ELI LILLY & CO COM AT COST 15,203 23,144
    580135101 MC DONALDS CORPORATI AT COST 16,411 23,972
    594918104 MICROSOFT CORP COM AT COST 58,195 58,403
    60871RAD2 MOLSON COORS BREWING AT COST 4,035 3,765
    78012KKU0 ROYAL BANK OF CANADA AT COST 4,000 3,954
    79466L302 SALESFORCE COM INC AT COST 9,051 8,903
    85771PAN2 STATOIL ASA AT COST 4,052 4,075
    880208400 TEMPLETON GLOBAL BD AT COST 34,971 32,354
    91913YAU4 VALERO ENERGY CORP 3 AT COST 4,946 4,587
    92343V104 VERIZON COMMUNICATIO AT COST 19,398 28,110
    037833DC1 APPLE INC 2.1% 12 SE AT COST 4,962 4,831
    126650DA5 CVS HEALTH CORP 3.12 AT COST 4,005 3,992
    172967KB6 CITIGROUP INC AT COST 6,992 6,907
    26441CAW5 DUKE ENERGY CORP 2.4 AT COST 3,908 3,843
    298706110 AMER FNDS EUROPAC GR AT COST 164,315 189,317
    3135G0K36 FED NATL MTG ASSN AT COST 4,617 4,763
    31419LZZ9 FN AE9759 4% 01 DEC AT COST 2,844 2,793
    3128MMTP8 FG G18557 3% 01 JUN AT COST 5,170 5,056
    3128PXKV7 FHLMC GOLD J17508 AT COST 4,493 4,368
    3138A7FR4 FNMA POOL 0AH557 AT COST 1,761 1,777
    3138A8SR8 FNMA POOL AH6827 AT COST 1,057 1,069
    3138WQAW2 FNMA POOL AT2720 3% AT COST 2,757 2,656
    3138X3EJ7 FN AU3736 3% 01 AUG AT COST 3,678 3,589
    3138X3EP3 FNMA POOL AU3741 AT COST 1,070 1,074
    3140GYKA6 FN BH9288 4% 01 FEB AT COST 7,774 7,722
    3140J5SM2 FN BM1423 2.5% 01 MA AT COST 1,576 1,572
    31419DMQ1 FNMA POOL 0AE3066 AT COST 1,132 1,135
    369622SM8 GENERAL ELEC CAP COR AT COST 4,007 4,005
    464287507 ISHARES TR S&P MIDCA AT COST 79,175 74,727
    46625H100 J P MORGAN CHASE & C AT COST 6,323 24,991
    61744YAH1 MORGAN STANLEY 2.75% AT COST 4,027 3,892
    68389XBR5 ORACLE CORP 2.625% 1 AT COST 3,990 3,901
    778296103 ROSS STORES INC AT COST 11,529 10,400
    808513AW5 THE CHARLES SCHWAB C AT COST 5,003 5,024
    023135106 AMAZON COM INC AT COST 20,184 34,545
    031162CH1 AMGEN INC AT COST 4,992 4,732
    06367THQ6 BANK OF MONTREAL AT COST 4,998 4,962
    110709BN1 BRITISH COLUMBIA PRO AT COST 3,964 3,996
    20030NCK5 COMCAST CORP 4% 01 M AT COST 4,722 4,556
    312943WG4 FG A95147 4% 01 NOV AT COST 1,498 1,480
    31402RFV6 FNMA POOL 735580 AT COST 1,147 1,172
    31407JDQ2 FEDERAL NAT'L MTGE A AT COST 359 386
    31408DA87 FN 847931 5% 01 DEC AT COST 36 37
    38141GWM2 GOLDMAN SACHS GROUP AT COST 3,952 3,810
    437076102 HOME DEPOT INC USD 0 AT COST 21,439 26,632
    00912XAU8 AIR LEASE CORP 2.125 AT COST 3,937 3,942
    02079K305 ALPHABET INC/CA AT COST 17,836 28,214
    06416CAB4 BANK OF NOVA SCOTIA AT COST 3,925 3,954
    256677105 DOLLAR GENERAL CORP AT COST 11,325 16,212
    26078JAB6 DOWDUPONT INC 4.205% AT COST 5,001 5,111
    3128M7KV7 FG G05408 5% 01 DEC AT COST 718 729
    3128MMQY2 FG G18470 2.5% 01 JU AT COST 1,711 1,722
    31335ACR7 FHLMC POOL #G6-008 AT COST 3,350 3,271
    459200JG7 I B M CORP AT COST 3,988 3,890
    579780206 MC CORMICK & CO INC AT COST 17,307 17,405
    87236YAH1 TD AMERITRADE HOLDIN AT COST 4,989 5,084
    912810RB6 U S TREASURY NOTE AT COST 30,231 32,268
    913017109 UNITED TECHNOLOGIES AT COST 13,040 18,315
    94988J5N3 WELLS FARGO BANK NA AT COST 3,999 3,950
    3138EENK1 FNMA POOL # AK9393 AT COST 2,962 2,901
    31402C4H2 FEDERAL NAT'L MTGE A AT COST 1,925 2,082
    31412XV35 FN 938134 6% 01 JUL AT COST 328 356
    31413YRR4 FEDERAL NAT'L MTGE A AT COST 269 292
    31414DZQ2 FNMA POOL 963451 AT COST 227 231
    31419BCT0 FNMA POOL 0AE098 AT COST 2,130 2,063
    44932HAM5 IBM CREDIT LLC 3.6% AT COST 4,001 4,036
    461202103 INTUIT INC COM AT COST 3,629 10,630
    863667101 STRYKER CORP AT COST 8,977 14,108
    912810SA7 US TREASURY N/B 3% 1 AT COST 8,742 8,959
    912828WZ9 U S TREASURY NOTE AT COST 5,834 5,861
    969251750 WILLIAM BLAIR MACRO AT COST 50,000 51,123
    H1467J104 CHUBB LTD AT COST 22,023 22,607
    00206R102 AT&T INC AT COST 17,333 15,041
    02665WCD1 AMERICAN HONDA FINAN AT COST 6,991 6,921
    06828M876 BARON EMERGING MARKE AT COST 124,018 124,126
    10373QAB6 BP CAP MARKETS AMERI AT COST 5,004 5,024
    151020104 CELGENE CORP AT COST 7,024 6,409
    166764100 CHEVRONTEXACO CORP AT COST 22,107 23,172
    258620509 DOUBLELINE EMG MKTS AT COST 35,000 33,712
    278865100 ECOLAB INC COM AT COST 8,333 11,493
    3128MMS20 FHLMC GOLD G18536 AT COST 5,638 5,441
    3138EGNK6 FNMA POOL AL0393 AT COST 1,260 1,281
    3138MFTC1 FNMA POOL AQ0546 AT COST 842 851
    31403CXG1 FNMA POOL 745079 AT COST 392 412
    009158106 AIR PRODUCTS AND CHE AT COST 11,331 13,284
    09247X101 BLACKROCK INC CL A AT COST 7,149 11,785
    12572Q105 CME GROUP INC AT COST 9,143 9,406
    262028855 DRIEHAUS ACTIVE INCO AT COST 73,000 68,746
    3128M74W3 FG G05937 4.5% 01 AU AT COST 830 838
    3134A4KX1 FEDERAL HOME LN MTG AT COST 14,012 13,353
    3138WF2Z8 FNMA POOL # AS6191 AT COST 6,429 6,233
    3140Q75P8 FN CA0853 3.5% 01 DE AT COST 10,229 10,326
    31410FSS5 FNMA POOL 888029 AT COST 515 560
    31415P3Z9 FN 985616 5.5% 01 AP AT COST 154 164
    46637K265 JPMORGAN HEDGED EQUI AT COST 95,000 92,804
    58933Y105 MERCK & CO INC AT COST 16,928 25,215
    723884409 PIONEER STRATEGIC IN AT COST 126,797 119,696
    742718109 PROCTER & GAMBLE CO AT COST 16,023 16,086

    TY 2018 OtherDecreasesSchedule
    Name:
    HERBERT & EDITH CARLSON CHAR FDN TUA
    EIN:
    59-7109120
    Description Amount
    MF TIMING DIFFERENCE 456
    DISALLOWED WASH SALES 249
    EATON ROC ADJ 715
    PIONEER ROC ADJ 223


    TY 2018 OtherExpensesSchedule
    Name:
    HERBERT & EDITH CARLSON CHAR FDN TUA
    EIN:
    59-7109120
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT EXPENSES-DIVIDEND I 406 406   0


    TY 2018 OtherIncreasesSchedule
    Name:
    HERBERT & EDITH CARLSON CHAR FDN TUA
    EIN:
    59-7109120
    Description Amount
    COST BASIS ADJUSTMENT 533


    TY 2018 TaxesSchedule
    Name:
    HERBERT & EDITH CARLSON CHAR FDN TUA
    EIN:
    59-7109120
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 1,045 1,045   0
    FEDERAL TAX PAYMENT - PRIOR YE 1,953 0   0
    FEDERAL ESTIMATES - PRINCIPAL 3,096 0   0
    FOREIGN TAXES ON NONQUALIFIED 83 83   0