Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
CHARLES A KING UW-EQUITY
 
Number and street (or P.O. box number if mail is not delivered to street address)P O BOX 1802
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PROVIDENCE, RI029011802
A Employer identification number

04-6012742
B Telephone number (see instructions)

(888) 866-3275
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$21,185,608J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 509,638 509,844  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,665,939
b Gross sales price for all assets on line 6a 23,097,511
7 Capital gain net income (from Part IV, line 2)... 2,665,939
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 5,247 -108,449  
12 Total. Add lines 1 through 11........ 3,180,824 3,067,334  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 164,193 98,516   65,677
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule)......... Click to see attachment 13,629 0 0 13,629
b Accounting fees (attach schedule)....... Click to see attachment 1,250 750 0 500
c Other professional fees (attach schedule).... Click to see attachment 49,740 5,657   44,083
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 74,515 9,315   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 3,630 3,727   250
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 306,957 117,965 0 124,139
25 Contributions, gifts, grants paid....... 1,202,475 1,202,475
26 Total expenses and disbursements. Add lines 24 and 25 1,509,432 117,965 0 1,326,614
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,671,392
b Net investment income (if negative, enter -0-) 2,949,369
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 874,590 781,682 781,682
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 20,205,431 Click to see attachment22,023,564 20,403,926
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 21,080,021 22,805,246 21,185,608
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 21,080,021 22,805,246
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 21,080,021 22,805,246
31 Total liabilities and net assets/fund balances (see instructions). 21,080,021 22,805,246
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
21,080,021
2
Enter amount from Part I, line 27a .....................
2
1,671,392
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
67,360
4
Add lines 1, 2, and 3 ..........................
4
22,818,773
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
13,527
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
22,805,246
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 9000. AT&T INC UNSECD SR GBL NT C09/01/36 @100   2017-07-28 2018-06-25
b 5000. AT&T INC UNSECD SR GBL NT C09/01/36 @100   2017-05-09 2018-06-25
c 10000. AT&T INC UNSECD SR GBL NT C09/01/36 @100   2017-01-31 2018-06-25
d 2000. AT&T INC UNSECD SR GBL NT C09/01/46 @100   2018-02-22 2018-06-25
e 2000. AT&T INC UNSECD SR GBL NT C09/01/46 @100   2018-02-21 2018-06-25
3000. AT&T INC UNSECD SR GBL NT C02/14/37 @100   2017-07-27 2018-02-21
2000. AT&T INC UNSECD SR GBL NT C02/14/37 @100   2017-07-27 2018-02-22
15000. ACTAVIS FDG SCS SR UNSECD GTD NT C12/15/24 @100 LUXEMBOURG   2017-11-29 2018-06-25
10000. ACTAVIS FDG SCS SR UNSECD GTD NT C12/15/24 @100 LUXEMBOURG   2018-03-09 2018-06-25
23756.154 CAMBIAR INTL EQUITY FUND INV CL   2016-11-17 2018-06-29
30000. ALLY MASTER OWNER TR 2018-1 CL A-2   2018-02-06 2018-06-18
20000. ALLY AUTO RECEIVABLES TR 2017-4 ASSET BACKED NT CL A-3   2017-08-15 2018-06-19
10000. ALLY AUTO RECEIVABLES TR 2017-1 ASSET BACKED NT CL A-3   2017-01-24 2018-06-18
30000. AMAZON COM INC UNSECD SR NT CALL 09/05/24 @100   2017-08-16 2018-06-18
25000. AMERICA MOVIL S A B DE C V CO GTD SR NT MEXICO   2018-03-02 2018-06-26
100000. AMERICAN EXPRESS CR ACCT MASTER TR 2017-7 ASSET BACKED CTF CL   2017-10-23 2018-06-18
8000. AMERICAN INTL GROUP INC SR UNSECD NT CALL 04/10/25 @100   2018-04-11 2018-06-25
18000. AMERICAN INTL GROUP INC UNSECD SR NT CALL 01/01/26 @100   2017-11-13 2018-06-14
6000. AMGEN INC UNSECD SR NT CALL 11/01/44 @100   2016-11-09 2018-06-25
10000. AMGEN INC UNSECD SR NT CALL 11/01/44 @100   2017-02-16 2018-06-25
10000. ANHEUSER-BUSCH INBEV WORLDWIDE INC UNSECD SR MTN CALL 01/13/28   2018-03-20 2018-03-21
25000. ANHEUSER-BUSCH INBEV WORLDWIDE INC UNSECD SR MTN CALL 01/13/28   2018-03-20 2018-06-18
5000. ANHEUSER-BUSCH INBEV FIN INC SR UNSECD NT CALL 08/01/45 @100   2016-01-13 2018-03-15
4000. ANHEUSER-BUSCH INBEV FIN INC SR UNSECD NT CALL 08/01/45 @100   2016-01-13 2018-06-25
5000. ANHEUSER-BUSCH INBEV FIN INC SR UNSECD NT CALL 08/01/45 @100   2016-01-13 2018-06-25
5000. APPLE INC UNSECD SR NT CALL 08/23/45 @100   2016-02-16 2018-03-28
1000. APPLE INC UNSECD SR NT CALL 08/23/45 @100   2016-02-16 2018-03-28
9000. APPLE INC UNSECD SR NT CALL 08/23/45 @100   2016-02-16 2018-06-25
25000. BB&T CORP SUB MTN CALL 2/22/22 @100   2017-11-08 2018-06-14
942.633 BAIRD MIDCAP FUND INSTL CL SHS   2016-09-16 2018-06-29
49093.233 BAIRD MIDCAP FUND INSTL CL SHS   2014-07-21 2018-06-29
946.586 BAIRD MIDCAP FUND INSTL CL SHS   2015-12-21 2018-06-29
20000. BANK NEW YORK MELLON CORP UNSECD MEDIUM TERM SR NT C04/03/21 @1   2016-04-25 2018-06-14
3000. BECTON DICKINSON & CO SR UNSECD NT CALL 6/15/44 @100   2016-03-14 2018-01-05
16000. BECTON DICKINSON & CO UNSECD SR NT CALL 12/1/22 @100   2015-11-13 2018-06-14
3000. BECTON DICKINSON & CO UNSECD SR NT CALL 11/15/43 @100   2017-07-25 2018-06-12
1000. BECTON DICKINSON & CO UNSECD SR NT CALL 11/15/43 @100   2017-07-25 2018-06-12
6000. BECTON DICKINSON & CO UNSECD SR GBL NT C3/6/27 @100   2018-01-05 2018-06-25
3000. BERKSHIRE HATHAWAY INC DEL UNSECD SR NT   2016-03-08 2018-06-14
11000. BRIGHTHOUSE FINL INC UNSECD SR NT C12/22/46 @100   2018-04-26 2018-06-18
50000. BROADCOM CORP/BROADCOM CAYMAN FIN LTD UNSECD SR NT C10/15/26   2018-02-06 2018-06-18
25000. BURLINGTON NORTHN SANTA FE LLC SR UNSECD NT CALL 12/15/22 @100   2015-08-06 2018-06-14
5000. BURLINGTON NORTHN SANTA FE LLC SR UNSECD NT CALL 3/1/45 @100   2015-09-30 2018-06-14
30000. CMS ENERGY CORP UNSECD SR NT CALL 12/15/21 @100   2013-06-17 2018-06-14
30000. CNA FINL CORP UNSECD SR NT CALL 05/10/27 @100   2017-08-07 2018-06-25
5000. CNH EQUIP TR 2016-C ASSET BACKED NT CL A-3   2016-09-13 2018-06-20
3000. CSX CORP SR UNSECD NT CALL 11/30/41 @100   2017-08-14 2018-06-25
4000. CSX CORP UNSECD SR GBL NT   2018-03-09 2018-06-18
5000. CSX CORP UNSECD SR GBL NT   2017-08-17 2018-06-25
14000. CSX CORP SR UNSECD BD C3/1/27 @100   2017-04-26 2018-06-25
10000. CVS HEALTH CORP UNSECD SR PIDI NT CALL 09/05/47 @100   2018-03-06 2018-06-25
15000. CABELAS CR CARD MASTER NT TR 2015-2 ASSET BKD NT CL A-1   2015-07-08 2018-06-20
10000. CALIFORNIA ST GO BDS-TAXBL   2009-07-23 2018-03-08
10000. CALIFORNIA ST GO BDS-TAXBL   2009-07-23 2018-06-25
5000. CANADIAN NAT RES LTD NT CANADA   2016-04-13 2018-06-18
23000. CAPITAL ONE FINL CORP SR UNSECD NT CALL 01/02/25 @100   2017-04-24 2018-06-18
30000. CAPITAL ONE MULTI-ASSET EXECUTION TR 2015-A2 CL A-2   2015-05-12 2018-06-20
75000. CAPITAL ONE MULTI-ASSET EXECUTION TR 2015-A4 CL A4   2017-01-25 2018-06-18
10000. CAPITAL ONE MULTI-ASSET EXECUTION TR 2017-6 CARD SER NT   2017-10-04 2018-06-14
2000. CARDINAL HEALTH INC UNSECD SR GBL NT C3/15/27 @100   2018-02-13 2018-06-18
2000. CARDINAL HEALTH INC UNSECD SR GBL NT C3/15/27 @100   2018-02-21 2018-06-18
2000. CARDINAL HEALTH INC UNSECD SR GBL NT C3/15/27 @100   2018-02-22 2018-06-18
2000. CARDINAL HEALTH INC UNSECD SR GBL NT C3/15/27 @100   2018-02-21 2018-06-18
2000. CARDINAL HEALTH INC UNSECD SR GBL NT C3/15/27 @100   2018-02-21 2018-06-18
7000. CARDINAL HEALTH INC UNSECD SR NT C12/15/46 @100   2017-12-05 2018-06-25
1719.95 CARMAX AUTO OWNER TR 2017-1 ASSET BACKED NT CL A-2   2018-01-30 2018-02-14
1683.47 CARMAX AUTO OWNER TR 2017-1 ASSET BACKED NT CL A-2   2018-01-30 2018-03-14
1810.33 CARMAX AUTO OWNER TR 2017-1 ASSET BACKED NT CL A-2   2018-01-30 2018-04-14
1608.29 CARMAX AUTO OWNER TR 2017-1 ASSET BACKED NT CL A-2   2018-01-30 2018-05-14
1619.18 CARMAX AUTO OWNER TR 2017-1 ASSET BACKED NT CL A-2   2018-01-30 2018-06-14
6726.69 CARMAX AUTO OWNER TR 2017-1 ASSET BACKED NT CL A-2   2018-01-30 2018-06-18
20000. CARMAX AUTO OWNER TR 2017-1 ASSET BACKED NT CL A-3   2017-01-25 2018-06-18
20000. CELGENE CORP UNSECD SR PIDI NT C2/20/47 @100   2018-02-08 2018-06-25
5000. CENOVUS ENERGY INC SR UNSECD NT CANADA   2017-11-10 2018-01-31
5000. CENOVUS ENERGY INC SR UNSECD NT CANADA   2017-11-10 2018-02-05
15000. CENOVUS ENERGY INC SR UNSECD NT CANADA   2017-04-05 2018-06-25
14000. CHARTER COMMUNICATIONS OPER LLC/ CHARTER COMMUNICATIONS 1ST LIE   2017-09-20 2018-02-28
5000. CHARTER COMMUNICATIONS OPER LLC/ CHARTER COMMUNICATIONS 1ST LIEN   2017-10-03 2018-06-25
10000. CHEVRON CORP NEW SR UNSECD NT CALL 09/05/22 @100   2015-12-23 2018-06-14
5000. CHICAGO ILL GO BDS-TAXBL-OID   2015-07-16 2018-06-25
10000. CHUBB CORP DIRECTLY ISSUED SUB CAP SECS CALL 02/26/18 @100   2015-04-25 2018-04-06
7000. CHUBB CORP DIRECTLY ISSUED SUB CAP SECS CALL 02/26/18 @100   2017-04-14 2018-04-06
4000. CHUBB CORP DIRECTLY ISSUED SUB CAP SECS CALL 02/26/18 @100   2017-09-29 2018-04-06
20000. CISCO SYS INC SR UNSECD NT CALL 08/20/21 @100   2016-09-13 2018-06-18
15000. CITIGROUP INC SUB NT   2017-06-28 2018-02-07
15000. CITIGROUP INC SUB NT   2017-06-28 2018-06-25
15000. CITIGROUP INC SR UNSECD NT   2016-04-25 2018-02-07
10000. CITIGROUP INC SR UNSECD NT   2016-04-25 2018-06-18
15000. CITIGROUP INC UNSECD SR NT   2016-06-08 2018-06-14
30000. CITIGROUP COML MTG 2016-C3 COML MTG PASSTHRU CTF CL A-2   2018-01-04 2018-06-20
6000. CLEVELAND ELEC ILLUM CO SR NT   2017-07-12 2018-06-26
25413.637 COLUMBIA EMERGING MARKETS FUND INSTL3 CL   2015-04-09 2018-02-09
1523.901 COLUMBIA EMERGING MARKETS FUND INSTL3 CL   2015-06-04 2018-02-09
4855.659 COLUMBIA EMERGING MARKETS FUND INSTL3 CL   2015-03-26 2018-02-09
.148 COLUMBIA EMERGING MARKETS FUND INSTL3 CL   2015-08-14 2018-02-09
3144.714 COLUMBIA EMERGING MARKETS FUND INSTL3 CL   2015-08-14 2018-06-29
7912.447 COLUMBIA EMERGING MARKETS FUND INSTL3 CL   2016-04-19 2018-06-29
15141.165 COLUMBIA EMERGING MARKETS FUND INSTL3 CL   2016-05-27 2018-06-29
3572.894 COLUMBIA EMERGING MARKETS FUND INSTL3 CL   2015-10-07 2018-06-29
12000. COMCAST CORP NEW UNSECD SR NT CALL 01/15/46 @100   2017-11-08 2018-06-18
2405.563 AGGREGATE BOND CTF   2018-07-06 2018-09-07
10000. COMMONWEALTH EDISON CO SECD NT CALL 5/15/45 @100   2015-11-12 2018-06-18
5000. COMMONWEALTH EDISON CO SECD NT CALL 5/15/45 @100   2015-11-12 2018-06-18
14000. CONAGRA FOODS INC UNSECD SR NT CALL 10/25/22 @100   2016-04-27 2018-06-14
968.884 SMALL CAP GROWTH LEADERS CTF   2018-07-06 2018-09-07
7000. CONSOLIDATED EDISON CO NY INC SR UNSECD DEB SER 2016 A CALL   2016-06-20 2018-03-13
8000. CONSOLIDATED EDISON CO NY INC UNSECD SR PIDI NT C12/15/46 @100   2017-09-20 2018-03-13
10000. CONSOLIDATED EDISON INC SR UNSECD NT CALL 04/15/21 @100   2016-05-11 2018-06-18
100437.924 CREDIT SUISSE COMMODITY-RETURN STRATEGY FUND CL I   2015-04-07 2018-02-09
2003.484 CREDIT SUISSE COMMODITY-RETURN STRATEGY FUND CL I   2015-06-04 2018-02-09
7722.008 CREDIT SUISSE COMMODITY-RETURN STRATEGY FUND CL I   2015-08-14 2018-02-09
36659.878 CREDIT SUISSE COMMODITY-RETURN STRATEGY FUND CL I   2016-05-27 2018-02-09
2702.703 CREDIT SUISSE COMMODITY-RETURN STRATEGY FUND CL I   2016-09-16 2018-02-09
15659.955 CREDIT SUISSE COMMODITY-RETURN STRATEGY FUND CL I   2015-12-21 2018-02-09
88838.269 CREDIT SUISSE COMMODITY-RETURN STRATEGY FUND CL I   2016-01-28 2018-02-09
16000. DTE ENERGY CO UNSECD SR NT CALL 7/1/26 @100   2016-09-29 2018-02-12
9000. DTE ENERGY CO UNSECD SR NT CALL 7/1/26 @100   2016-09-29 2018-06-18
20000. DTE ENERGY CO UNSECD SR NT CALL 7/1/26 @100   2017-01-18 2018-06-18
5000. DEUTSCHE TELEKOM INTL FIN B V BD NETHERLANDS   2016-08-24 2018-05-11
100000. DISCOVER CARD EXECUTION NT TR DISCOVERSERIES NTS-2017-A2 CL A2   2017-09-19 2018-06-18
10000. DISCOVER FINL SVCS SR UNSECD NT SER WI   2015-09-30 2018-06-25
10000. DISCOVERY COMMUNICATIONS LLC SR UNSECD BD CALL 12/20/27 @100   2017-09-07 2018-06-25
4000. DOMINION RES INC VA NEW SR UNSECD NT CALL 7/1/25 @100   2015-10-22 2018-06-18
5000. DOMINION RES INC VA NEW SR UNSECD NT CALL 7/1/25 @100   2015-09-21 2018-06-18
20000. DR PEPPER SNAPPLE INC CO GTD NT   2011-11-08 2018-06-14
10000. DR PEPPER SNAPPLE INC CO GTD NT   2011-11-08 2018-06-14
10000. DUKE ENERGY CORP NEW UNSECD SR NT CALL 03/01/46 @100   2017-02-08 2018-06-25
5000. DUKE ENERGY PROGRESS INC SECD 1ST MTG BD C2/15/45 @100   2015-10-05 2018-06-25
11000. ERP OPER LTD PARTNERSHIP UNSECD SR PIDI NT C12/01/27 @100   2018-02-01 2018-06-18
6000. EL PASO ENERGY CORP SR UNSECD MTN   2016-12-07 2018-06-25
3000. EL PASO ENERGY CORP MTN   2016-12-13 2018-02-26
20000. EMERA US FIN LP UNSECD SR NT C12/15/45 @100   2018-01-23 2018-06-25
1000. ENBRIDGE INC SUB BD CALL 07/15/27 @100 CANADA   2017-08-01 2018-06-26
4000. ENBRIDGE INC SUB BD CALL 07/15/27 @100 CANADA   2017-08-01 2018-06-26
14000. ENBRIDGE INC SUB BD CALL 07/15/27 @100 CANADA   2017-07-10 2018-06-26
2000. ENTERPRISE PRODS OPER L P CO GTD JR SUB NT SER A CALL 8/1/16 @10   2016-11-09 2018-01-08
6000. ENTERPRISE PRODS OPER L P CO GTD JR SUB NT SER A CALL 8/1/16 @10   2016-11-14 2018-01-08
5000. ENTERPRISE PRODS OPER LLC JR SUB BD SER E C08/16/27 @100   2017-08-07 2018-02-12
20000. ENTERPRISE PRODS OPER LLC JR SUB BD SER E C08/16/27 @100   2017-08-07 2018-06-26
10000. EXPRESS SCRIPTS HLDG CO SR UNSECD NT CALL 11/25/25 @100   2016-06-02 2018-06-18
5000. EXPRESS SCRIPTS HLDG CO SR UNSECD NT CALL 11/25/25 @100   2016-02-22 2018-06-18
15000. EXPRESS SCRIPTS HLDG CO SR UNSECD NT CALL 11/25/25 @100   2016-02-22 2018-06-18
628.959 MID CAP VALUE CTF   2018-07-06 2018-09-07
318.108 SMALL CAP VALUE CTF   2018-07-06 2018-09-07
225.99 FEDERAL HOME LN MTG CORP POOL #G67700   2016-11-22 2018-01-31
218.86 FEDERAL HOME LN MTG CORP POOL #G67700   2016-11-22 2018-02-28
234.47 FEDERAL HOME LN MTG CORP POOL #G67700   2016-11-22 2018-03-31
279.26 FEDERAL HOME LN MTG CORP POOL #G67700   2016-11-22 2018-04-30
291.82 FEDERAL HOME LN MTG CORP POOL #G67700   2016-11-22 2018-05-31
25082.6 FEDERAL HOME LN MTG CORP POOL #G67700   2016-11-22 2018-06-25
213.06 FEDERAL HOME LN MTG CORP POOL #G60567   2016-04-26 2018-01-31
302.51 FEDERAL HOME LN MTG CORP POOL #G60567   2016-04-26 2018-02-28
902.08 FEDERAL HOME LN MTG CORP POOL #G60567   2016-04-26 2018-03-31
294.01 FEDERAL HOME LN MTG CORP POOL #G60567   2016-04-26 2018-04-30
767.02 FEDERAL HOME LN MTG CORP POOL #G60567   2016-04-26 2018-05-31
42126.97 FEDERAL HOME LN MTG CORP POOL #G60567   2016-04-26 2018-06-22
60000. FEDERAL NATL MTG ASSN SER 2017-M15 CL ATS2   2017-11-29 2018-06-21
40000. FEDERAL HOME LN MTG CORP SER K010 CL A2   2011-02-16 2018-06-21
110000. FEDERAL HOME LN MTG CORP SER K026 CL A-2   2017-01-10 2018-05-17
25000. FEDERAL HOME LN MTG CORP SER K027 CL A2   2017-01-24 2018-06-21
279.53 FEDERAL HOME LN MTG CORP SER 3536 CL PC   2009-10-20 2018-01-31
4.41 FEDERAL HOME LN MTG CORP SER 3536 CL PC   2009-10-20 2018-02-28
4.46 FEDERAL HOME LN MTG CORP SER 3536 CL PC   2009-10-20 2018-03-31
4.44 FEDERAL HOME LN MTG CORP SER 3536 CL PC   2009-10-20 2018-04-30
4.47 FEDERAL HOME LN MTG CORP SER 3536 CL PC   2009-10-20 2018-05-31
1698.99 FEDERAL HOME LN MTG CORP SER 3536 CL PC   2009-10-20 2018-06-21
144.72 FEDERAL NATL MTG ASSN POOL #BD2440   2017-05-25 2018-01-31
227.93 FEDERAL NATL MTG ASSN POOL #BD2440   2017-05-25 2018-02-28
213.4 FEDERAL NATL MTG ASSN POOL #BD2440   2017-05-25 2018-03-31
212.48 FEDERAL NATL MTG ASSN POOL #BD2440   2017-05-25 2018-04-30
164.74 FEDERAL NATL MTG ASSN POOL #BD2440   2017-05-25 2018-05-31
22167.28 FEDERAL NATL MTG ASSN POOL #BD2440   2017-05-25 2018-06-22
45.98 FEDERAL NATL MTG ASSN POOL #BJ2492   2018-01-02 2018-01-31
41.39 FEDERAL NATL MTG ASSN POOL #BJ2492   2018-01-02 2018-02-28
92.26 FEDERAL NATL MTG ASSN POOL #BJ2492   2018-01-02 2018-03-31
124.62 FEDERAL NATL MTG ASSN POOL #BJ2492   2018-01-02 2018-04-30
39.67 FEDERAL NATL MTG ASSN POOL #BJ2492   2018-01-02 2018-05-31
24407.82 FEDERAL NATL MTG ASSN POOL #BJ2492   2018-01-02 2018-06-25
16.97 FEDERAL NATL MTG ASSN POOL #890200   2010-02-25 2018-01-31
11.13 FEDERAL NATL MTG ASSN POOL #890200   2010-02-25 2018-02-28
305.69 FEDERAL NATL MTG ASSN POOL #890200   2010-02-25 2018-03-31
42.5 FEDERAL NATL MTG ASSN POOL #890200   2010-02-25 2018-04-30
22.45 FEDERAL NATL MTG ASSN POOL #890200   2010-02-25 2018-05-31
3156.17 FEDERAL NATL MTG ASSN POOL #890200   2010-02-25 2018-06-25
280.99 FEDERAL NATL MTG ASSN POOL #AB2468   2012-09-17 2018-01-31
164.96 FEDERAL NATL MTG ASSN POOL #AB2468   2012-09-17 2018-02-28
124.63 FEDERAL NATL MTG ASSN POOL #AB2468   2012-09-17 2018-03-31
177.47 FEDERAL NATL MTG ASSN POOL #AB2468   2012-09-17 2018-04-30
96.15 FEDERAL NATL MTG ASSN POOL #AB2468   2012-09-17 2018-05-31
10203. FEDERAL NATL MTG ASSN POOL #AB2468   2012-09-17 2018-06-22
12000. FEDEX CORP SR UNSECD NT CALL 5/15/45 @100   2017-06-29 2018-06-25
11000. FIRST MD CAP I JR SUB BD CAP INCOME SECS C12/5/16 @100   2016-11-17 2018-06-18
2000. FIRST MD CAP II JR SUB CAP INCOME SECS C12/8/16 @100   2016-11-17 2018-06-26
15000. FIRST MD CAP II JR SUB CAP INCOME SECS C12/8/16 @100   2016-11-07 2018-06-26
2000. FIRST MD CAP II JR SUB CAP INCOME SECS C12/8/16 @100   2016-11-07 2018-06-26
1008.952 MID CAP GROWTH CTF   2018-07-06 2018-09-07
40000. FORD CR FLOORPLAN MASTER OWNER TR A 2017-3 ASSET BACKED NT CL A   2017-10-03 2018-06-18
10000. FORD CR AUTO OWNER TR 2016-C NT CL A-3   2016-10-18 2018-06-20
5000. FORD CR AUTO LEASE TR 2017-B NT CL A-3   2017-10-24 2018-06-18
5000. FORD MTR CO DEL SR UNSECD NT CALL 06/08/46 @100   2018-02-27 2018-06-25
15000. GE CAP INTL FDG CO SR UNSECD MTN IRELAND   2018-01-26 2018-06-25
13000. GE CAP INTL FDG CO SR UNSECD MTN IRELAND   2018-02-23 2018-06-25
10000. GS MTG SECS TR 2013-GC13 MTG PASS THRU CTF CL A-5   2013-07-17 2018-06-18
10000. GS MTG SECS TR 2013-GC13 MTG PASS THRU CTF CL A-5   2013-07-31 2018-06-18
7000. GM FINL AUTOMOBILE LEASING TR 2016-3 NT CL A-3   2016-09-13 2018-02-15
10000. GM FINL CONSUMER AUTOMOBILE RECEIVABLES TR 2018-1 NT CL A-3   2018-01-09 2018-06-20
10000. GENERAL ELEC CO SR UNSECD NT   2014-12-23 2018-02-23
1000. GENERAL ELEC CO PERP PFD JR SUB NT SER D   2017-03-06 2018-06-26
1000. GENERAL ELEC CO PERP PFD JR SUB NT SER D   2017-04-01 2018-06-26
6000. GENERAL ELEC CO PERP PFD JR SUB NT SER D   2017-05-24 2018-06-26
10000. GENERAL ELEC CO PERP PFD JR SUB NT SER D   2017-11-03 2018-06-26
11000. GENERAL ELEC CO PERP PFD JR SUB NT SER D   2017-11-07 2018-06-26
6000. GENERAL ELEC CO PERP PFD JR SUB NT SER D   2016-01-05 2018-06-26
35000. GENERAL ELEC CO PERP PFD JR SUB NT SER D     2018-06-28
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4000. GM FINL AUTOMOBILE LEASING TR 2017-3 NT CL A-3   2017-09-12 2018-06-20
25000. GOLDMAN SACHS GROUP INC SR UNSECD NT CALL 3/25/21 @100   2016-05-05 2018-04-17
16000. GOLDMAN SACHS GROUP INC SR UNSECD BD C6/5/27 @100   2018-04-17 2018-06-25
40000. HSBC HLDGS PLC SUB NT UNITED KINGDOM   2017-05-04 2018-06-26
7000. HSBC HLDGS PLC BD UNITED KINGDOM   2017-07-27 2018-01-05
8000. HSBC HLDGS PLC BD UNITED KINGDOM   2017-07-27 2018-01-05
7000. HSBC HLDGS PLC BD UNITED KINGDOM     2018-01-09
8000. HSBC HLDGS PLC BD UNITED KINGDOM     2018-01-09
11000. HESS CORP SR UNSECD NT   2017-06-29 2018-01-31
2000. HESS CORP SR UNSECD NT   2017-06-29 2018-03-28
15000. HONDA AUTO RECEIVABLES 2016-4 OWNER TR ASSET BACKED NT CL A-3   2016-10-18 2018-06-19
11000. HUNTINGTON BANKSHARES INC SUB   2010-12-15 2018-06-18
2000. HUNTINGTON BANKSHARES INC SUB   2010-12-15 2018-06-18
17000. HUNTINGTON BANKSHARES INC SUB   2010-12-15 2018-06-18
1254.118 DIVIDEND INCOME COMMON TRUST FUND   2018-07-06 2018-09-07
10000. INDIANA MICH PWR CO UNSECD SR NT SER L C1/1/47 @100   2018-01-23 2018-06-18
257. INVESCO DB COMMODITY INDEX TRACKING FUND   2018-06-29 2018-09-06
40. ISHARES CORE TOT U S BD MKT ETF   2018-06-29 2018-09-06
251. ISHARES CORE S&P MID CAP ETF   2018-06-29 2018-09-06
112. ISHARES RUSSELL 2000 GROWTH INDEX FUND   2017-02-24 2018-02-09
738. ISHARES RUSSELL 2000 GROWTH INDEX FUND   2016-09-16 2018-02-09
1528. ISHARES RUSSELL 2000 GROWTH INDEX FUND   2014-04-04 2018-02-09
143. ISHARES RUSSELL 2000 GROWTH INDEX FUND   2014-05-21 2018-02-09
32. ISHARES RUSSELL 2000 GROWTH INDEX FUND   2014-07-21 2018-02-09
27. ISHARES RUSSELL 2000 GROWTH INDEX FUND   2014-02-06 2018-02-09
1107. ISHARES RUSSELL 2000 GROWTH INDEX FUND   2016-01-28 2018-02-09
1685. ISHARES RUSSELL 2000 GROWTH INDEX FUND   2013-01-15 2018-02-09
1693. ISHARES RUSSELL 2000 ETF   2018-02-09 2018-06-29
250. ISHARES RUSSELL 2000 ETF   2018-07-05 2018-09-06
1679. ISHARES MSCI EAFE GROWTH ETF   2014-02-06 2018-02-09
282. ISHARES MSCI EAFE GROWTH ETF   2014-11-04 2018-02-09
369. ISHARES MSCI EAFE GROWTH ETF   2017-02-24 2018-02-09
374. ISHARES MSCI EAFE GROWTH ETF   2015-10-07 2018-02-09
6397. ISHARES MSCI EAFE GROWTH ETF   2016-09-16 2018-02-09
154. ISHARES MSCI EAFE GROWTH ETF   2015-01-09 2018-02-09
2398. ISHARES MSCI EAFE GROWTH ETF   2016-01-28 2018-02-09
1000. JPMORGAN CHASE & CO JR SUB BD PFD DEP SHS REPSTG 1/10TH SER I   2017-04-24 2018-01-02
3000. JPMORGAN CHASE & CO JR SUB BD PFD DEP SHS REPSTG 1/10TH SER I   2017-04-24 2018-01-03
3000. JPMORGAN CHASE & CO JR SUB BD PFD DEP SHS REPSTG 1/10TH SER I   2017-04-24 2018-01-03
5000. JPMORGAN CHASE & CO JR SUB BD PFD DEP SHS REPSTG 1/10TH SER I   2017-04-20 2018-01-03
1000. JPMORGAN CHASE & CO JR SUB BD PFD DEP SHS REPSTG 1/10TH SER I     2018-01-04
5000. JPMORGAN CHASE & CO JR SUB BD PFD DEP SHS REPSTG 1/10TH SER I   2017-04-20 2018-01-04
2000. JPMORGAN CHASE & CO JR SUB BD PFD DEP SHS REPSTG 1/10TH SER I   2017-04-20 2018-01-04
3000. JPMORGAN CHASE & CO JR SUB BD PFD DEP SHS REPSTG 1/10TH SER I     2018-01-05
8000. JPMORGAN CHASE & CO JR SUB BD PFD DEP SHS REPSTG 1/10TH SER I     2018-01-05
1000. JPMORGAN CHASE & CO JR SUB BD PFD DEP SHS REPSTG 1/10TH SER I   2017-04-20 2018-01-05
5000. JPMORGAN CHASE & CO JR SUB BD PFD DEP SHS REPSTG 1/10TH SER I     2018-01-08
2000. JPMORGAN CHASE & CO JR SUB BD PFD DEP SHS REPSTG 1/10TH SER I     2018-01-08
1000. JPMORGAN CHASE & CO JR SUB BD PFD DEP SHS REPSTG 1/10TH SER I     2018-01-09
2000. JPMORGAN CHASE & CO JR SUB BD PFD DEP SHS REPSTG 1/10TH SER I   2017-04-20 2018-01-11
3000. JPMORGAN CHASE & CO JR SUB BD PFD DEP SHS REPSTG 1/10TH SER I   2017-07-12 2018-01-11
5000. JPMORGAN CHASE & CO JR SUB BD PFD DEP SHS REPSTG 1/10TH SER I     2018-01-16
13000. JPMORGAN CHASE & CO JR SUB BD PFD DEP SHS REPSTG 1/10TH SER I   2017-07-12 2018-06-25
8000. JPMORGAN CHASE & CO JR SUB BD PFD DEP SHS REPSTG 1/10TH SER I   2017-05-09 2018-06-25
17000. JPMORGAN CHASE & CO JR SUB BD PFD DEP SHS REPSTG 1/10TH SER I   2017-10-18 2018-06-25
7000. JPMORGAN CHASE & CO JR SUB BD PFD DEP SHS REPSTG 1/10TH SER I   2017-10-23 2018-06-25
45000. JPMORGAN CHASE & CO JR SUB BD PFD DEP SHS REPSTG 1/10TH SER I     2018-06-27
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5000. JPMORGAN CHASE & CO JR SUB NT SER Z C05/01/20 @100   2017-04-13 2018-01-03
2000. JPMORGAN CHASE & CO JR SUB NT SER Z C05/01/20 @100   2017-04-13 2018-01-03
5000. JPMORGAN CHASE & CO JR SUB NT SER Z C05/01/20 @100   2017-04-13 2018-01-04
5000. JPMORGAN CHASE & CO JR SUB NT SER Z C05/01/20 @100     2018-01-05
2000. JPMORGAN CHASE & CO JR SUB NT SER Z C05/01/20 @100     2018-01-05
5000. JPMORGAN CHASE & CO JR SUB NT SER Z C05/01/20 @100     2018-01-08
2000. JPMORGAN CHASE & CO JR SUB NT SER Z C05/01/20 @100   2017-04-13 2018-01-17
6000. JPMORGAN CHASE & CO JR SUB NT SER Z C05/01/20 @100   2017-04-13 2018-01-19
8000. JPMORGAN CHASE & CO JR SUB NT SER Z C05/01/20 @100   2017-05-09 2018-01-19
1000. JPMORGAN CHASE & CO JR SUB NT SER Z C05/01/20 @100   2017-09-29 2018-01-19
2000. JPMORGAN CHASE & CO JR SUB NT SER Z C05/01/20 @100     2018-01-19
16000. JPMORGAN CHASE & CO JR SUB NT SER Z C05/01/20 @100   2017-09-29 2018-01-23
15000. JPMORGAN CHASE & CO JR SUB NT SER Z C05/01/20 @100     2018-01-23
16000. JPMORGAN CHASE & CO JR SUB NT SER Z C05/01/20 @100     2018-01-25
28000. JPMORGAN CHASE & CO JR SUB NT SER Z C05/01/20 @100   2017-09-29 2018-06-25
28000. JPMORGAN CHASE & CO JR SUB NT SER Z C05/01/20 @100     2018-06-27
13000. JPMORGAN CHASE & CO UNSECD SR GBL NT C2/1/27 @100   2017-11-08 2018-05-24
11000. JPMORGAN CHASE & CO UNSECD SR GBL NT C2/1/27 @100   2017-03-06 2018-05-24
57000. JPMORGAN CHASE & CO UNSECD SR GBL NT C2/1/27 @100   2017-03-06 2018-06-18
15000. JPMBB COML MTG SEC SER 2013-C14 CL A4   2017-06-12 2018-06-18
10000. JPMBB COML MTG SEC SER 2013-C14 CL A4   2013-08-02 2018-06-18
25000. JPMBB COML MTG SECS TR SER 2014-C26 CL A4   2016-02-09 2018-06-18
5000. JERSEY CENT PWR & LT CO SR UNSECD NT   2017-10-16 2018-06-25
15000. JOBSOHIO BEVERAGE SYS OHIO STA TAXABLE REV BDS-TAXBL   2013-01-29 2018-06-18
8000. JOHN DEERE OWNER TR 2017-B ASSET BACKED NT CL A-3   2017-07-11 2018-06-20
20000. JOHNSON & JOHNSON SR UNSECD NT CALL 01/01/23 @100   2016-06-02 2018-06-25
9000. JOHNSON & JOHNSON SR UNSECD NT CALL 01/01/23 @100   2016-02-25 2018-06-25
6000. JOHNSON & JOHNSON UNSECD SR NT CALL 09/03/36 @100   2017-02-28 2018-06-14
3000. JPMORGAN CHASE & CO JR SUB DEFERRABLE INT DEB SER U   2017-07-27 2018-04-26
2000. JPMORGAN CHASE & CO JR SUB DEFERRABLE INT DEB SER U   2017-07-27 2018-04-30
13000. JPMORGAN CHASE & CO JR SUB DEFERRABLE INT DEB SER U   2017-07-27 2018-05-02
13000. JPMORGAN CHASE & CO JR SUB DEFERRABLE INT DEB SER U   2017-07-27 2018-06-18
8425.26 KENTUCKY ASSET / LIABILITY COM FDG NTS-TAXBL   2010-08-18 2018-04-01
7000. KEYCORP CAP I CAP SECS JR SUB NT C5/22/15 @100   2017-09-29 2018-01-02
3000. KEYCORP CAP I CAP SECS JR SUB NT C5/22/15 @100   2017-09-29 2018-01-19
4000. KEYCORP CAP I CAP SECS JR SUB NT C5/22/15 @100   2017-08-08 2018-01-19
13000. KEYCORP CAP I CAP SECS JR SUB NT C5/22/15 @100   2017-08-08 2018-01-19
20000. KEYCORP CAP I CAP SECS JR SUB NT C5/22/15 @100   2017-08-08 2018-01-24
8000. KEYCORP CAP I CAP SECS JR SUB NT C5/22/15 @100   2017-05-09 2018-01-24
2000. KEYCORP CAP I CAP SECS JR SUB NT C5/22/15 @100   2016-11-07 2018-01-24
5000. KINDER MORGAN ENERGY PARTNERS L P SR NT   2016-06-02 2018-06-18
8000. KINDER MORGAN ENERGY PARTNERS UNSECD SR NT CALL 09/01/42 @100   2017-12-11 2018-06-26
2000. KINDER MORGAN INC DEL SR UNSECD NT CALL 8/15/45 @100   2018-02-26 2018-06-25
15000. KRAFT FOODS GROUP INC SR UNSECD NT   2015-06-25 2018-06-14
4000. KRAFT HEINZ FOODS CO UNSECD SR GBL NT CALL 12/01/45 @100   2017-09-13 2018-06-26
4000. KRAFT HEINZ FOODS CO UNSECD SR GBL NT CALL 12/01/45 @100   2017-09-11 2018-06-26
6000. KRAFT HEINZ FOODS CO UNSECD SR GBL NT CALL 12/01/45 @100   2018-03-09 2018-06-26
6000. KRAFT HEINZ FOODS CO UNSECD SR GBL NT CALL 12/01/45 @100   2018-03-09 2018-06-26
2000. KRAFT HEINZ FOODS CO UNSECD SR GBL NT CALL 12/01/45 @100   2018-03-23 2018-06-26
2000. KRAFT HEINZ FOODS CO UNSECD SR GBL NT CALL 12/01/45 @100   2018-03-22 2018-06-26
7000. KROGER CO UNSECD SR GBL NT C7/15/47 @100   2017-07-20 2018-06-25
8000. KROGER CO UNSECD SR GBL NT C7/15/47 @100   2017-09-08 2018-06-25
7000. LYB INTL FINANCE BV GTD SR UNSECD NT NETHERLANDS   2018-01-23 2018-06-25
3000. LYB INTL FINANCE BV GTD SR UNSECD NT NETHERLANDS   2017-09-21 2018-06-25
15000. LYB INTL FIN II BV UNSECD SR GBL NT C12/02/26 @100   2017-08-02 2018-01-23
30000. LLOYDS BANKING GROUP PLC SUB NT UNITED KINGDOM   2017-06-13 2018-03-28
12000. LLOYDS BKG GROUP PLC UNSECD SR GBL NT UNITED KINGDOM   2018-03-28 2018-06-25
8000. LOCKHEED MARTIN CORP SR UNSECD NT CALL 9/1/44 @100   2017-10-05 2018-06-25
3000. LOEWS CORP SR UNSECD BD CALL 1/1/26 @100   2016-03-31 2018-06-18
5000. LOEWS CORP SR UNSECD BD CALL 1/1/26 @100   2016-03-17 2018-06-18
7000. M & T BK CORP JR SUB PERP NT SER F   2016-10-26 2018-06-26
7000. M & T BK CORP JR SUB PERP NT SER F     2018-06-28
40305.086 MFS MID CAP VALUE FUND CL I   2016-04-19 2018-06-29
36066.178 MFS VALUE FUND CL I   2012-08-14 2018-06-29
20000. MPLX LP UNSECD SR PIDI NT C12/15/27 @100   2018-02-05 2018-06-18
1000. MACYS RETAIL HLDGS INC UNSECD SR NT CALL 08/15/42 @100   2017-05-01 2018-01-18
2000. MACYS RETAIL HLDGS INC UNSECD SR NT CALL 08/15/42 @100   2017-04-18 2018-01-18
25000. MCDONALDS CORP SR UNSECD MTN   2009-03-13 2018-06-14
15000. MEDTRONIC INC UNSECD SR GBL NT   2016-06-02 2018-06-18
25000. MEDTRONIC INC UNSECD SR GBL NT   2015-12-08 2018-06-18
10000. MERCEDES- BENZ AUTO LEASE TR 2018-A ASSET BACKED NT CL A-3   2018-01-17 2018-06-14
35000. METROPOLITAN TRANSN AUTH N Y R REV BDS-TAXBL   2010-07-15 2018-06-25
6000. MISSISSIPPI PWR CO UNSECD SR NT CALL 12/30/27 @100   2018-03-22 2018-06-18
5000. MOLSON COORS BREWING CO CO GTD SR NT   2015-09-24 2018-06-14
4000. MOLSON COORS BREWING CO SR UNSECD NT CALL 1/15/46 @100   2016-06-28 2018-06-25
5000. MOLSON COORS BREWING CO SR UNSECD NT CALL 1/15/46 @100   2016-06-28 2018-06-25
31000. MORGAN STANLEY UNSECD SR NT C4/24/23 @100   2018-04-19 2018-06-25
40000. NEW JERSEY ST TPK AUTH TPK REV REV BDS-TAXBL   2010-12-08 2018-06-25
10000. NEW YORK N Y GO BDS   2016-12-07 2018-06-25
10000. NISOURCE FIN CORP UNSECD SR NT   2015-10-02 2018-06-18
5000. NISOURCE FIN CORP SR UNSECD NT CALL 08/15/43 @100   2016-04-18 2018-06-25
8000. NISOURCE FIN CORP SR UNSECD GTD NT CALL 11/15/46 @100   2018-01-23 2018-06-25
2000. NISOURCE FIN CORP SR UNSECD GTD NT CALL 11/15/46 @100   2017-06-20 2018-06-25
30000. NISSAN AUTO RECEIVABLES 2017-B OWNER TR ASSET BACKED NT CL A-3   2017-08-16 2018-06-18
25000. NISSAN AUTO LEASE TR 2017-B ASSET BACKED NT CL A-3   2017-10-03 2018-06-20
2000. NOBLE ENERGY INC SR UNSECD NT CALL 5/15/43 @100   2016-03-21 2018-06-26
2000. NOBLE ENERGY INC SR UNSECD NT CALL 5/15/43 @100   2016-03-08 2018-06-26
5000. NOBLE ENERGY INC UNSECD NT   2016-02-04 2018-06-25
2000. NOBLE HLDG INTL LTD SR UNSECD NT CAYMAN ISLANDS   2016-01-26 2018-03-16
2000. NOBLE HLDG INTL LTD SR UNSECD NT CAYMAN ISLANDS   2016-01-26 2018-03-16
5000. NOBLE HLDG INTL LTD SR UNSECD NT CAYMAN ISLANDS   2016-02-03 2018-03-16
1000. NOBLE HLDG INTL LTD SR UNSECD NT CAYMAN ISLANDS   2016-02-03 2018-03-16
5000. NORTHROP GRUMMAN CORP SR UNSECD BD C11/15/24 @100   2017-10-10 2018-06-25
25000. NORTHROP GRUMMAN CORP SR UNSECD BD C11/15/24 @100   2018-04-11 2018-06-25
9000. NORTHROP GRUMMAN CORP UNSECD SR BD C10/15/27 @100   2017-10-10 2018-06-18
2000. NORTHROP GRUMMAN CORP UNSECD SR BD CALL 04/15/47 @100   2017-10-10 2018-06-14
15000. NUCOR CORP SR UNSECD NT CALL 02/01/43 @100   2014-03-19 2018-06-18
10000. ORACLE CORP UNSECD SR PIDI NT CALL 08/15/27 @100   2017-11-07 2018-06-18
8000. ORACLE CORP UNSECD SR PIDI NT C5/15/47 @100   2017-11-07 2018-03-15
7000. ORACLE CORP UNSECD SR PIDI NT C5/15/47 @100   2017-11-07 2018-06-25
656.455 PIMCO HIGH YIELD FD INSTL CL   2015-01-09 2018-06-29
4783.494 PIMCO HIGH YIELD FD INSTL CL   2016-05-27 2018-06-29
1957.135 PIMCO HIGH YIELD FD INSTL CL   2012-04-24 2018-06-29
15911.65 PIMCO HIGH YIELD FD INSTL CL   2012-04-24 2018-06-29
925.047 PIMCO HIGH YIELD FD INSTL CL   2012-04-30 2018-09-06
174.492 PIMCO FOREIGN BD US$HD INSTL   2018-07-05 2018-09-06
4000. PACIFIC GAS & ELEC CO FIRST MTG   2017-10-17 2018-01-29
1000. PACIFIC GAS & ELEC CO FIRST MTG   2015-10-21 2018-01-29
3000. PACIFIC GAS & ELEC CO FIRST MTG   2015-10-19 2018-01-31
1000. PACIFIC GAS & ELEC CO FIRST MTG   2015-11-03 2018-01-31
5000. PACIFIC GAS & ELEC CO UNSECD SR NT CALL 12/01/25 @100   2016-02-23 2018-06-18
7000. PACIFIC GAS & ELEC CO UNSECD SR GBL NT C6/01/46 @100   2018-01-31 2018-06-25
22000. PACIFIC GAS & ELEC CO SR UNSECD BD C12/15/26 @100   2017-12-22 2018-06-21
11000. PETROLEOS MEXICANOS SR UNSECD GBL NT MEXICO   2017-09-26 2018-06-25
10000. PETROLEOS MEXICANOS SR UNSECD GBL NT MEXICO   2017-11-09 2018-06-25
11000. PLAINS ALL AMERN PIPELINE LP/ PAA FIN CORP UNSECD SR GBL BD   2016-04-13 2018-06-14
5000. PLAINS ALL AMERN PIPELINE L P / PAA FIN CORP SR UNSECD NT CALL   2016-09-27 2018-06-18
2000. PRESIDENT & FELLOWS HARVARD COLLEGE UNSECD NT C01/15/46 @100   2016-10-06 2018-06-26
5000. PRINCIPAL FINL GROUP INC UNSECD SR NT C08/15/26 @100   2017-11-08 2018-06-18
10000. PRINCIPAL FINL GROUP INC UNSECD SR NT C08/15/26 @100   2017-04-13 2018-06-18
1032.897 PRINCIPAL MIDCAP BLEND FUND INSTL CL   2018-07-05 2018-09-06
15000. PROCTER & GAMBLE CO SR UNSECD NT   2016-01-28 2018-06-14
15000. REGIONS FINL CORP NEW UNSECD SR GLBL NT C1/8/21 @100   2016-05-10 2018-06-18
13000. RESOLUTION FDG CORP FED PRIN STRIPS GENERIC PRIN PMT   2015-08-31 2018-06-21
60000. RESOLUTION FDG CORP FED PRIN STRIPS GENERIC PRIN PMT   2014-01-10 2018-06-21
10000. RESOULTION FDG CORP PRIN STRIPS GENERIC PRIN PMT   2016-06-10 2018-06-21
150000. RESOULTION FDG CORP PRIN STRIPS GENERIC PRIN PMT   2016-11-08 2018-06-21
27000. RESOULTION FDG CORP PRIN STRIPS GENERIC PRIN PMT   2017-06-30 2018-06-21
14000. ROGERS COMMUNICATIONS INC SR UNSECD NT CANADA C9/15/25 @100   2015-12-01 2018-06-14
6000. ROGERS COMMUNICATIONS INC SR UNSECD NT CANADA C9/15/25 @100   2015-12-08 2018-06-14
10000. ROYAL BK SCOTLAND GROUP PLC UNSECD SR NT CALL 05/15/22 @100   2017-05-12 2018-02-07
30000. ROYAL BK SCOTLAND GROUP PLC UNSECD SR NT CALL 05/15/22 @100   2017-05-12 2018-06-18
2000. SEMPRA ENERGY SR UNSECD NT CALL 07/01/22 @100   2015-01-15 2018-06-18
10000. SEMPRA ENERGY SR UNSECD NT CALL 07/01/22 @100   2014-10-09 2018-06-18
8000. SEMPRA ENERGY SR UNSECD NT C8/1/47 @100   2018-03-13 2018-06-26
1357.97 SMALL BUSINESS ADMIN GTD DEV PARTN CTF SER 2012-20J   2014-05-20 2018-03-15
19393.6 SMALL BUSINESS ADMIN GTD DEV PARTN CTF SER 2012-20J   2014-05-20 2018-06-21
989.48 SMALL BUSINESS ADMIN GTD DEV PARTN CTF SER 2012-20L CL 1   2014-02-03 2018-05-15
14363.57 SMALL BUSINESS ADMIN GTD DEV PARTN CTF SER 2012-20L CL 1   2014-02-03 2018-06-21
981.63 SMALL BUSINESS ADMIN GTD DEV PARTN CTF SER 2013-20E CL 1   2013-08-21 2018-04-15
14402.31 SMALL BUSINESS ADMIN GTD DEV PARTN CTF SER 2013-20E CL 1   2013-08-21 2018-06-20
927.25 SMALL BUSINESS ADMIN GTD DEV PARTN CTF SER 2016-20K CL 1   2016-11-10 2018-04-15
32523.67 SMALL BUSINESS ADMIN GTD DEV PARTN CTF SER 2016-20K CL 1   2016-11-10 2018-06-21
1042.72 SMALL BUSINESS ADMIN GTD DEV PARTN CTF SER 2016-20L CL 1   2016-12-08 2018-05-15
27483.76 SMALL BUSINESS ADMIN GTD DEV PARTN CTF SER 2016-20L CL 1   2016-12-08 2018-06-21
52205.32 SMALL BUSINESS ADMIN GTD DEV PARTN CTF PARTN CTF SER 2017-20A   2017-01-05 2018-06-20
522.4 SMALL BUSINESS ADMIN GTD DEV PARTN CTF SER 2017-20B CL 1   2017-02-09 2018-01-15
23769.24 SMALL BUSINESS ADMIN GTD DEV PARTN CTF SER 2017-20B CL 1   2017-02-09 2018-06-21
24510.49 SMALL BUSINESS ADMIN GTD DEV PARTN CTF 2017-20D CL 1   2017-04-06 2018-03-06
910.05 SMALL BUSINESS ADMIN GTD DEV PARTN CTF 2017-20F CL 1   2017-06-09 2018-05-15
33397.58 SMALL BUSINESS ADMIN GTD DEV PARTN CTF 2017-20F CL 1   2017-06-09 2018-06-21
24402.04 SMALL BUSINESS ADMIN GTD DEV PARTN CTF 2017-20G CL 1   2017-07-06 2018-06-14
803.02 SMALL BUSINESS ADMIN GTD DEV PARTN CTF 2017-20I CL 1   2017-09-07 2018-02-15
39196.98 SMALL BUSINESS ADMIN GTD DEV PARTN CTF 2017-20I CL 1   2017-09-07 2018-03-06
12000. SOUTHERN CA EDISON CO 1ST MORTGAGE BD C3/1/21 @100   2015-06-12 2018-06-18
7000. SOUTHERN CO UNSECD SR NT CALL 04/01/26 @100   2016-05-19 2018-06-18
8000. SOUTHERN CO UNSECD SR NT CALL 04/01/26 @100   2017-04-06 2018-06-18
15000. SOUTHERN CO UNSECD SR NT CALL 04/01/26 @100   2018-03-27 2018-06-18
23000. STATE STR CORP JR SUB DEB CALL 1/23/17 @100   2017-09-29 2018-04-04
3000. STATE STR CORP JR SUB DEB CALL 1/23/17 @100   2017-09-29 2018-04-04
1000. STATE STR CORP JR SUB DEB CALL 1/23/17 @100   2017-09-29 2018-06-26
25000. STATE STR CORP JR SUB DEB CALL 1/23/17 @100   2016-12-21 2018-06-26
6000. SUNTRUST CAP I TR PFD SECS JR SUB BD SER A CALL 02/15/17 @100   2017-05-12 2018-01-25
28000. SUNTRUST CAP I TR PFD SECS JR SUB BD SER A CALL 02/15/17 @100   2017-07-28 2018-01-25
7000. SUNTRUST CAP I TR PFD SECS JR SUB BD SER A CALL 02/15/17 @100   2016-11-07 2018-01-25
6000. SUNTRUST CAP I TR PFD SECS JR SUB BD SER A CALL 02/15/17 @100   2016-11-30 2018-01-25
25000. TELEFONICA EMISIONES S A U CO GTD NT SPAIN   2013-04-25 2018-06-14
15000. TEXAS ST GO MOBILITY FUND REF BDS   2017-01-20 2018-06-25
30000. TOYOTA AUTO RECEIVABLES 2017-B OWNER TR NT CL A3   2017-05-09 2018-06-19
45000. UBS COML MTG TR 2017-C7 MTG PASS THRU CTF CL A-3   2017-12-20 2018-06-18
5000. USAA AUTO OWNER TR 2017-1 ASSET BACKED NT CL A-3   2017-09-13 2018-06-20
6000. UNITED MEXICAN STS MTN MEXICO   2015-11-12 2018-06-25
47000. U S BANCORP SR UNSECD MTN SER X   2017-06-28 2018-02-07
24000. U S BANCORP SR UNSECD MTN SER X   2017-06-28 2018-06-18
90000. UNITED STATES TREAS BD STRIPPED PRIN PMT 4.375%   2010-03-26 2018-06-27
7000. UNITED STATES TREAS BD STRIPPED PRIN PMT 3.750%   2017-08-31 2018-03-15
9000. UNITED STATES TREAS BD STRIPPED PRIN PMT 3.750%   2017-11-30 2018-03-15
14000. UNITED STATES TREAS BD STRIPPED PRIN PMT 3.750%   2017-11-30 2018-03-15
7000. UNITED STATES TREAS BD STRIPPED PRIN PMT 3.750%   2017-08-16 2018-06-27
26000. UNITED STATES TREAS BD STRIPPED PRIN PMT 3.750%   2017-11-30 2018-06-27
20000. UNITED STATES TREAS BD STRIPPED PRIN PMT 3.750%   2017-09-29 2018-06-27
15000. UNITED STATES TREAS BD STRIPPED PRIN PMT 3.750%   2017-05-31 2018-06-27
12000. UNITED STATES TREAS BD STRIPPED PRIN PMT 3.750%   2017-07-31 2018-06-27
9000. UNITED STATES TREAS BD STRIPPED PRIN PMT 3.750%   2016-04-08 2018-06-27
10000. UNITED STATES TREAS BD STRIPPED PRIN PMT 3.750%   2018-05-31 2018-06-27
14000. UNITED STATES TREAS BD STRIPPED PRIN PMT 3.750%   2017-11-15 2018-06-27
10000. UNITED STATES TREAS BD STRIPPED PRIN PMT 3.750%   2015-08-31 2018-06-27
8000. UNITED STATES TREAS BD STRIPPED PRIN PMT 3.750%   2018-04-30 2018-06-27
9000. UNITED STATES TREAS BD STRIPPED PRIN PMT 3.750%   2016-04-07 2018-06-27
8000. UNITED STATES TREAS BD STRIPPED PRIN PMT 3.750%   2016-04-06 2018-06-27
18000. UNITED STATES TREAS BD STRIPPED PRIN PMT 3.750%   2016-04-06 2018-06-27
10000. UNITED STATES TREAS BD STRIPPED PRIN PMT 3.750%   2014-10-31 2018-06-27
20000. UNITED STATES TREAS BD STRIPPED PRIN PMT 3.750%   2014-05-30 2018-06-27
10000. UNITED STATES TREAS BD STRIPPED PRIN PMT 3.750%   2014-06-30 2018-06-27
40000. UNITED STATES TREAS BD STRIPPED PRIN PMT 3.750%   2014-02-28 2018-06-27
20000. UNITED STATES TREAS BD STRIPPED PRIN PMT 3.750%   2014-03-18 2018-06-27
6000. UNITED STATES TREAS BD DTD 08/15/17 2.750% DUE 08/15/47   2017-12-29 2018-01-23
3000. UNITED STATES TREAS BD DTD 08/15/17 2.750% DUE 08/15/47   2017-11-16 2018-01-23
7000. UNITED STATES TREAS BD DTD 08/15/17 2.750% DUE 08/15/47   2017-11-16 2018-01-23
1000. UNITED STATES TREAS BD DTD 08/15/17 2.750% DUE 08/15/47   2017-11-16 2018-01-23
4000. UNITED STATES TREAS BD DTD 08/15/17 2.750% DUE 08/15/47   2017-11-16 2018-01-23
2000. UNITED STATES TREAS BD DTD 08/15/17 2.750% DUE 08/15/47   2017-11-16 2018-01-23
6000. UNITED STATES TREAS BD DTD 08/15/17 2.750% DUE 08/15/47   2017-11-16 2018-01-23
6000. UNITED STATES TREAS BD DTD 08/15/17 2.750% DUE 08/15/47   2017-11-16 2018-01-23
10000. UNITED STATES TREAS BD DTD 08/15/17 2.750% DUE 08/15/47   2017-11-16 2018-01-26
2000. UNITED STATES TREAS BD DTD 08/15/17 2.750% DUE 08/15/47   2017-11-16 2018-02-05
13000. UNITED STATES TREAS BD DTD 08/15/17 2.750% DUE 08/15/47   2017-11-16 2018-02-08
20000. UNITED STATES TREAS BD DTD 08/15/17 2.750% DUE 08/15/47   2017-11-16 2018-02-08
3000. UNITED STATES TREAS BD DTD 08/15/17 2.750% DUE 08/15/47   2017-11-16 2018-02-27
10000. UNITED STATES TREAS BD DTD 08/15/17 2.750% DUE 08/15/47   2017-11-16 2018-03-06
3000. UNITED STATES TREAS BD DTD 08/15/17 2.750% DUE 08/15/47   2017-11-16 2018-03-09
5000. UNITED STATES TREAS BD DTD 08/15/17 2.750% DUE 08/15/47   2017-11-16 2018-03-09
4000. UNITED STATES TREAS BD DTD 08/15/17 2.750% DUE 08/15/47   2017-11-16 2018-03-09
73000. UNITED STATES TREAS BD DTD 08/15/17 2.750% DUE 08/15/47   2017-11-16 2018-03-14
3000. UNITED STATES TREAS BD DTD 08/15/17 2.750% DUE 08/15/47   2017-11-24 2018-03-14
4000. UNITED STATES TREAS BD DTD 08/15/17 2.750% DUE 08/15/47   2017-11-25 2018-03-14
7000. UNITED STATES TREAS BD DTD 08/15/17 2.750% DUE 08/15/47   2017-11-24 2018-03-14
1000. UNITED STATES TREAS BD DTD 08/15/17 2.750% DUE 08/15/47   2017-11-24 2018-03-14
6000. UNITED STATES TREAS BD DTD 08/15/17 2.750% DUE 08/15/47   2017-11-29 2018-03-14
2000. UNITED STATES TREAS BD DTD 08/15/17 2.750% DUE 08/15/47   2017-11-29 2018-03-14
7000. UNITED STATES TREAS BD DTD 11/15/17 2.750% DUE 11/15/47   2018-03-08 2018-03-13
1000. UNITED STATES TREAS BD DTD 11/15/17 2.750% DUE 11/15/47   2018-03-14 2018-03-22
1000. UNITED STATES TREAS BD DTD 11/15/17 2.750% DUE 11/15/47   2018-03-14 2018-03-23
1000. UNITED STATES TREAS BD DTD 11/15/17 2.750% DUE 11/15/47   2018-04-10 2018-04-26
6000. UNITED STATES TREAS BD DTD 11/15/17 2.750% DUE 11/15/47   2018-03-28 2018-04-26
1000. UNITED STATES TREAS BD DTD 11/15/17 2.750% DUE 11/15/47   2018-03-28 2018-04-26
6000. UNITED STATES TREAS BD DTD 11/15/17 2.750% DUE 11/15/47   2018-03-12 2018-05-17
1000. UNITED STATES TREAS BD DTD 11/15/17 2.750% DUE 11/15/47   2018-03-12 2018-05-17
17000. UNITED STATES TREAS BD DTD 11/15/17 2.750% DUE 11/15/47   2018-04-10 2018-05-17
56000. UNITED STATES TREAS BD DTD 11/15/17 2.750% DUE 11/15/47   2018-03-14 2018-05-17
38000. UNITED STATES TREAS BD DTD 11/15/17 2.750% DUE 11/15/47   2018-03-14 2018-06-27
7000. UNITED STATES TREAS BD DTD 11/15/17 2.750% DUE 11/15/47   2018-03-15 2018-06-27
4000. UNITED STATES TREAS BD DTD 11/15/17 2.750% DUE 11/15/47   2018-03-15 2018-06-27
13000. UNITED STATES TREAS BD DTD 11/15/17 2.750% DUE 11/15/47   2018-03-13 2018-06-27
1000. UNITED STATES TREAS BD DTD 11/15/17 2.750% DUE 11/15/47   2018-02-19 2018-06-27
3000. UNITED STATES TREAS BD DTD 11/15/17 2.750% DUE 11/15/47   2018-03-08 2018-06-27
1000. UNITED STATES TREAS BD DTD 11/15/17 2.750% DUE 11/15/47   2018-02-20 2018-06-27
8000. UNITED STATES TREAS BD DTD 11/15/17 2.750% DUE 11/15/47   2018-02-28 2018-06-27
15000. UNITED STATES TREAS BD DTD 02/15/18 3.000% DUE 02/15/48   2018-06-01 2018-06-27
77000. UNITED STATES TREAS BD DTD 02/15/18 3.000% DUE 02/15/48   2018-05-17 2018-06-27
5000. UNITED STATES TREAS NT DTD 08/15/17 1.500% DUE 08/15/20   2017-08-06 2018-01-04
10000. UNITED STATES TREAS NT DTD 08/15/17 1.500% DUE 08/15/20   2017-09-05 2018-01-04
5000. UNITED STATES TREAS NT DTD 08/15/17 1.500% DUE 08/15/20   2017-08-10 2018-01-04
10000. UNITED STATES TREAS NT DTD 08/15/17 1.500% DUE 08/15/20   2017-08-14 2018-01-04
25000. UNITED STATES TREAS NT DTD 08/15/17 1.500% DUE 08/15/20   2017-08-14 2018-06-01
12000. UNITED STATES TREAS NT DTD 08/15/17 1.500% DUE 08/15/20   2017-08-14 2018-06-04
3000. UNITED STATES TREAS NT DTD 08/15/17 1.500% DUE 08/15/20   2017-09-10 2018-06-04
23000. UNITED STATES TREAS NT DTD 08/15/17 1.500% DUE 08/15/20   2017-09-10 2018-06-27
104000. UNITED STATES TREAS NT DTD 08/15/17 1.500% DUE 08/15/20   2017-08-24 2018-06-27
331000. UNITED STATES TREAS NT DTD 08/15/17 1.500% DUE 08/15/20   2017-09-29 2018-06-27
29000. UNITED STATES TREAS NT DTD 09/15/17 1.375% DUE 09/15/20   2017-09-22 2018-06-27
32000. UNITED STATES TREAS NT DTD 09/15/17 1.375% DUE 09/15/20   2017-10-03 2018-06-27
21000. UNITED STATES TREAS NT DTD 09/15/17 1.375% DUE 09/15/20   2017-10-05 2018-06-27
3000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-11-06 2018-02-01
4000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-11-07 2018-02-01
1000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-11-28 2018-02-01
3000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-11-28 2018-02-01
3000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-11-12 2018-02-12
4000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-11-13 2018-02-12
2000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-11-28 2018-02-12
1000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-12-04 2018-02-12
3000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-12-04 2018-02-12
15000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2018-02-07 2018-02-12
2000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-11-07 2018-02-13
2000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-11-01 2018-02-14
1000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-11-07 2018-02-14
2000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-11-08 2018-02-14
2000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-11-23 2018-02-14
2000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-10-25 2018-02-21
1000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-10-31 2018-02-21
1000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-11-16 2018-02-21
1000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-11-16 2018-02-21
1000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-10-17 2018-02-22
1000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-11-02 2018-02-22
1000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-10-02 2018-02-28
1000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-10-18 2018-02-28
2000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-10-11 2018-02-28
1000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-11-02 2018-02-28
2000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-11-01 2018-02-28
2000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-11-08 2018-02-28
1000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-11-29 2018-02-28
3000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2017-11-29 2018-02-28
8000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2018-02-07 2018-02-28
15000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2018-02-07 2018-02-28
16000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2018-02-12 2018-02-28
8000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2018-02-12 2018-02-28
7000. UNITED STATES TREAS NT DTD 11/15/17 2.250% DUE 11/15/27   2018-02-14 2018-02-28
4000. UNITED STATES TREAS NT DTD 11/15/17 1.750% DUE 11/15/20   2017-11-28 2018-06-27
2000. UNITED STATES TREAS NT DTD 11/15/17 1.750% DUE 11/15/20   2017-11-30 2018-06-27
20000. UNITED STATES TREAS NT DTD 11/30/17 2.125% DUE 11/30/24   2017-12-04 2018-02-05
60000. UNITED STATES TREAS NT DTD 11/30/17 2.125% DUE 11/30/24   2017-12-04 2018-02-06
57000. UNITED STATES TREAS NT DTD 11/30/17 2.125% DUE 11/30/24   2017-12-04 2018-02-28
20000. UNITED STATES TREAS NT DTD 12/15/17 1.875% DUE 12/15/20   2017-12-29 2018-06-27
38000. UNITED STATES TREAS NT DTD 01/31/18 2.500% DUE 01/31/25   2018-02-14 2018-03-01
37000. UNITED STATES TREAS NT DTD 01/31/18 2.500% DUE 01/31/25   2018-01-31 2018-03-01
37000. UNITED STATES TREAS NT DTD 01/31/18 2.500% DUE 01/31/25   2018-01-16 2018-03-15
29000. UNITED STATES TREAS NT DTD 01/31/18 2.500% DUE 01/31/25   2018-02-14 2018-03-15
36000. UNITED STATES TREAS NT DTD 01/31/18 2.500% DUE 01/31/25   2018-02-14 2018-03-15
41000. UNITED STATES TREAS NT DTD 02/15/18 2.750% DUE 02/15/28   2018-02-28 2018-03-01
7000. UNITED STATES TREAS NT DTD 02/15/18 2.750% DUE 02/15/28   2018-02-28 2018-03-09
7000. UNITED STATES TREAS NT DTD 02/15/18 2.750% DUE 02/15/28   2018-02-25 2018-03-15
20000. UNITED STATES TREAS NT DTD 02/15/18 2.750% DUE 02/15/28   2018-02-28 2018-03-15
35000. UNITED STATES TREAS NT DTD 02/15/18 2.750% DUE 02/15/28   2018-03-16 2018-03-20
1000. UNITED STATES TREAS NT DTD 02/15/18 2.750% DUE 02/15/28   2018-02-24 2018-03-22
5000. UNITED STATES TREAS NT DTD 02/15/18 2.750% DUE 02/15/28   2018-03-02 2018-03-22
10000. UNITED STATES TREAS NT DTD 02/15/18 2.750% DUE 02/15/28   2018-03-02 2018-03-27
4000. UNITED STATES TREAS NT DTD 02/15/18 2.750% DUE 02/15/28   2018-03-02 2018-04-17
2000. UNITED STATES TREAS NT DTD 02/15/18 2.750% DUE 02/15/28   2018-03-02 2018-04-17
8000. UNITED STATES TREAS NT DTD 02/15/18 2.750% DUE 02/15/28   2018-03-16 2018-05-18
5000. UNITED STATES TREAS NT DTD 02/15/18 2.750% DUE 02/15/28   2018-03-02 2018-05-18
8000. UNITED STATES TREAS NT DTD 02/15/18 2.750% DUE 02/15/28   2018-03-02 2018-05-18
8000. UNITED STATES TREAS NT DTD 02/15/18 2.750% DUE 02/15/28   2018-02-23 2018-06-27
25000. UNITED STATES TREAS NT DTD 02/15/18 2.750% DUE 02/15/28   2018-03-16 2018-06-27
4000. UNITED STATES TREAS NT DTD 02/15/18 2.750% DUE 02/15/28   2018-02-03 2018-06-27
2000. UNITED STATES TREAS NT DTD 02/15/18 2.750% DUE 02/15/28   2018-02-03 2018-06-27
4000. UNITED STATES TREAS NT DTD 02/15/18 2.750% DUE 02/15/28   2018-03-21 2018-06-27
115000. UNITED STATES TREAS NT DTD 02/15/18 2.250% DUE 02/15/21   2018-02-09 2018-05-17
23000. UNITED STATES TREAS NT DTD 02/28/18 2.750% DUE 02/28/25   2018-02-28 2018-04-11
8000. UNITED STATES TREAS NT DTD 02/28/18 2.750% DUE 02/28/25   2018-02-28 2018-04-11
74000. UNITED STATES TREAS NT DTD 02/28/18 2.750% DUE 02/28/25   2018-02-28 2018-05-17
5000. UNITED STATES TREAS NT DTD 02/28/18 2.750% DUE 02/28/25   2018-03-19 2018-05-17
87000. UNITED STATES TREAS NT DTD 02/28/18 2.750% DUE 02/28/25   2018-03-19 2018-06-27
31000. UNITED STATES TREAS NT DTD 02/28/18 2.625% DUE 02/28/23   2018-02-28 2018-04-19
130000. UNITED STATES TREAS NT DTD 02/28/18 2.625% DUE 02/28/23   2018-02-28 2018-05-17
39000. UNITED STATES TREAS NT DTD 02/28/18 2.625% DUE 02/28/23   2018-02-28 2018-06-27
18000. UNITED STATES TREAS NT DTD 03/31/18 2.625% DUE 03/31/25   2018-04-10 2018-05-17
93000. UNITED STATES TREAS NT DTD 04/30/18 2.750% DUE 04/30/23   2018-05-17 2018-06-27
126000. UNITED STATES TREAS NT DTD 04/30/18 2.750% DUE 04/30/23   2018-05-17 2018-06-27
25000. UNITED STATES TREAS NT DTD 04/30/18 2.875% DUE 04/30/25   2018-05-17 2018-05-25
45000. UNITED STATES TREAS NT DTD 04/30/18 2.875% DUE 04/30/25   2018-05-17 2018-06-27
25000. UNITED STATES TREAS NT DTD 04/30/18 2.875% DUE 04/30/25   2018-05-17 2018-06-27
20000. UNITED STATES TREAS NT DTD 05/15/18 2.875% DUE 05/15/28   2018-05-24 2018-06-27
101000. UNITED STATES TREAS NT DTD 05/15/18 2.875% DUE 05/15/28   2018-05-15 2018-06-27
214000. UNITED STATES TREAS NT DTD 05/15/18 2.625% DUE 05/15/21   2018-05-17 2018-06-27
37000. UNITED STATES TREAS NT DTD 05/31/18 2.875% DUE 05/31/25   2018-06-01 2018-06-27
82000. UNITED STATES TREAS NT DTD 10/31/14 1.500% DUE 10/31/19   2017-10-30 2018-02-28
20000. UNITED STATES TREAS NT DTD 10/31/14 1.500% DUE 10/31/19   2017-10-30 2018-06-01
25000. UNITED STATES TREAS NT DTD 11/30/15 2.000% DUE 11/30/22   2017-12-07 2018-01-02
71000. UNITED STATES TREAS NT DTD 11/30/15 2.000% DUE 11/30/22   2017-12-12 2018-01-05
25000. UNITED STATES TREAS NT DTD 11/30/15 2.000% DUE 11/30/22   2017-11-08 2018-01-05
14000. UNITED STATES TREAS NT DTD 11/30/15 2.000% DUE 11/30/22   2017-12-04 2018-01-05
8000. UNITED STATES TREAS NT DTD 11/30/15 2.000% DUE 11/30/22   2017-12-04 2018-01-05
2000. UNITED STATES TREAS NT DTD 11/30/15 2.000% DUE 11/30/22   2017-12-07 2018-01-05
19000. UNITED STATES TREAS NT DTD 11/30/15 2.000% DUE 11/30/22   2017-10-15 2018-02-06
6000. UNITED STATES TREAS NT DTD 11/30/15 2.000% DUE 11/30/22   2017-10-15 2018-02-28
2000. UNITED STATES TREAS NT DTD 11/30/15 2.000% DUE 11/30/22   2017-11-13 2018-02-28
8000. UNITED STATES TREAS NT DTD 11/30/15 2.000% DUE 11/30/22   2017-11-10 2018-02-28
14000. UNITED STATES TREAS NT DTD 11/30/15 2.000% DUE 11/30/22   2017-11-10 2018-02-28
155000. UNITED STATES TREAS NT DTD 11/30/15 2.000% DUE 11/30/22   2017-12-12 2018-02-28
26000. UNITED STATES TREAS NT DTD 12/31/15 2.125% DUE 12/31/22   2017-12-29 2018-06-27
120000. UNITED STATES TREAS NT DTD 12/31/15 2.125% DUE 12/31/22   2018-01-05 2018-06-27
25000. UNITED STATES TREAS SEC STRIPPED INT PMT   2013-12-10 2018-06-27
2000. UNITED TECHNOLOGIES CORP SR UNSECD BD   2016-04-04 2018-06-14
2000. UNITED TECHNOLOGIES CORP SR UNSECD BD   2016-04-04 2018-06-14
4000. UNITED TECHNOLOGIES CORP SR UNSECD BD   2016-04-04 2018-06-14
4000. UNITED TECHNOLOGIES CORP SR UNSECD BD   2016-03-07 2018-06-14
25000. UNITEDHEALTH GROUP INC UNSECD SR NT   2017-10-18 2018-06-14
40000. UTAH ST TAXABLE GO BDS-TAXBL   2009-09-17 2018-06-25
183. VANGUARD FTSE DEVELOPED MARKETS ETF   2018-06-29 2018-09-06
69. VANGUARD TOTAL INTL BOND INDEX FUND ETF   2018-07-05 2018-09-06
2405. VANGUARD FTSE EMERGING MKTS ETF   2012-10-12 2018-02-09
843. VANGUARD FTSE EMERGING MKTS ETF   2014-12-02 2018-02-09
697. VANGUARD FTSE EMERGING MKTS ETF   2015-01-09 2018-02-09
4614. VANGUARD FTSE EMERGING MKTS ETF   2013-08-13 2018-02-09
5629. VANGUARD FTSE EMERGING MKTS ETF   2017-02-24 2018-02-09
1014. VANGUARD FTSE EMERGING MKTS ETF   2015-08-14 2018-02-09
14883. VANGUARD S&P 500 ETF   2017-02-24 2018-06-29
562. VANGUARD S&P 500 ETF   2018-07-05 2018-09-06
203. VANGUARD S&P 500 ETF   2017-02-24 2018-09-06
8000. VERIZON COMMUNICATIONS INC SR UNSECD BD   2017-11-08 2018-06-25
15000. VERIZON COMMUNICATIONS INC SR UNSECD BD   2017-08-01 2018-06-25
1253.918 VICTORY SMALL CO OPPTY FUND CL I SHS   2017-02-24 2018-06-29
5272.529 VICTORY SMALL CO OPPTY FUND CL I SHS   2016-01-28 2018-06-29
13809.85 VICTORY SMALL CO OPPTY FUND CL I SHS   2012-08-16 2018-06-29
25000. VODAFONE GROUP PLC NEW UNSECD SR GBL NT UNITED KINGDOM   2018-05-25 2018-06-18
12000. VOYA FINL INC UNSECD SR GBL NT   2017-04-12 2018-06-18
3000. VOYA FINL INC UNSECD SR GBL NT   2016-10-17 2018-06-18
5000. VOYA FINL INC UNSECD SR GBL NT   2016-10-17 2018-06-25
281.35 WFRBS COML MTG TR 2012-C9 MTG PASSTHRU CTF CL A3   2012-10-16 2018-02-16
49718.65 WFRBS COML MTG TR 2012-C9 MTG PASSTHRU CTF CL A3   2012-10-16 2018-06-21
15000. WACHOVIA CAP TR II JR SUB BD CAP SECS CALL 12/09/16 @100   2017-05-09 2018-01-12
2000. WACHOVIA CAP TR II JR SUB BD CAP SECS CALL 12/09/16 @100   2016-11-09 2018-01-12
1000. WACHOVIA CAP TR II JR SUB BD CAP SECS CALL 12/09/16 @100   2016-11-09 2018-01-25
19000. WACHOVIA CAP TR II JR SUB BD CAP SECS CALL 12/09/16 @100   2016-11-16 2018-01-25
2000. WELLS FARGO & CO NEW JR SUB PERP PFD A SER K C3/15/18 @100   2017-04-09 2018-01-02
2000. WELLS FARGO & CO NEW JR SUB PERP PFD A SER K C3/15/18 @100   2017-04-09 2018-01-02
2000. WELLS FARGO & CO NEW JR SUB PERP PFD A SER K C3/15/18 @100   2017-07-12 2018-01-02
2000. WELLS FARGO & CO NEW JR SUB PERP PFD A SER K C3/15/18 @100     2018-01-04
4000. WELLS FARGO & CO NEW JR SUB PERP PFD A SER K C3/15/18 @100     2018-01-04
4000. WELLS FARGO & CO NEW JR SUB PERP PFD A SER K C3/15/18 @100   2017-07-12 2018-01-04
3000. WELLS FARGO & CO NEW JR SUB PERP PFD A SER K C3/15/18 @100   2017-07-12 2018-01-04
4000. WELLS FARGO & CO NEW JR SUB PERP PFD A SER K C3/15/18 @100   2017-07-12 2018-01-05
3000. WELLS FARGO & CO NEW JR SUB PERP PFD A SER K C3/15/18 @100   2017-07-12 2018-01-05
4000. WELLS FARGO & CO NEW JR SUB PERP PFD A SER K C3/15/18 @100     2018-01-08
3000. WELLS FARGO & CO NEW JR SUB PERP PFD A SER K C3/15/18 @100     2018-01-08
4000. WELLS FARGO & CO NEW JR SUB PERP PFD A SER K C3/15/18 @100     2018-01-09
3000. WELLS FARGO & CO NEW JR SUB PERP PFD A SER K C3/15/18 @100     2018-01-09
54000. WELLS FARGO & CO NEW UNSECD SR NT   2017-03-06 2018-06-25
20000. WELLS FARGO & CO SR UNSECD NEW MEDIUM TERM SR NT   2016-04-25 2018-06-14
5000. WELLS FARGO & CO SR UNSECD NEW MEDIUM TERM SR NT   2015-11-13 2018-06-14
25000. WILLIAMS PARTNERS LP NEW UNSECD SR BD C03/15/27 @100   2017-12-11 2018-02-12
25000. WILLIAMS PARTNERS LP NEW UNSECD SR BD C03/15/27 @100   2018-05-18 2018-06-18
5000. WISCONSIN ENERGY CORP SR UNSECD NT CALL 3/15/25 @100   2015-06-04 2018-06-18
30000. WORLD FINL NETWORK CR CARD MASTER TR 2015-B CL A   2015-08-14 2018-06-13
15000. WORLD OMNI AUTO LSE SECURITIZA- TION TR 2016-A ASSETBKD NT CL   2016-07-12 2018-06-18
5000. WORLD OMNI AUTO RECEIVABLES TR 2017-B ASSET BACKED NT CL A-3   2017-07-25 2018-06-20
25000. WORLD OMNI AUTO RECEIVABLES TR 2018-A ASSET BACKED NT CL A-3   2018-01-30 2018-06-20
20000. WORLD OMNI AUTO RECEIVABLES TR 2017-A ASSET BACKED NT CL A-3   2017-04-12 2018-06-18
1766.651 INTERNATIONAL FOCUSED EQUITY COMMON TRUST FUND   2018-02-09 2018-09-07
2380.341 STRATEGIC GROWTH COMMON TRUST FUND   2018-06-30 2018-09-07
9314.19 LARGE CAP CORE CTF   2018-07-06 2018-09-07
5777.164 MID CAP CORE CTF   2018-07-06 2018-09-07
6390.032 SMALL CAP CORE CTF   2018-07-06 2018-09-07
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 8,911   9,435 -524
b 4,950   5,108 -158
c 9,901   9,953 -52
d 1,963   2,082 -119
e 1,963   2,076 -113
2,999   2,995 4
2,005   1,996 9
14,571   15,175 -604
9,714   9,759 -45
652,106   559,933 92,173
29,637   29,996 -359
19,721   20,000 -279
9,900   9,999 -99
30,623   31,714 -1,091
25,728   25,857 -129
96,680   99,989 -3,309
7,706   7,903 -197
17,454   18,460 -1,006
5,688   5,885 -197
9,479   9,684 -205
9,950   9,922 28
24,874   24,804 70
5,360   5,053 307
4,057   4,042 15
5,072   5,046 26
5,465   5,032 433
1,093   994 99
9,546   8,948 598
25,338   26,256 -918
19,305   14,564 4,741
1,005,429   738,853 266,576
19,386   14,000 5,386
19,381   20,007 -626
3,200   3,169 31
15,544   15,883 -339
2,927   3,146 -219
976   1,049 -73
5,661   6,017 -356
3,148   3,070 78
9,437   9,669 -232
47,238   48,432 -1,194
24,478   24,309 169
5,342   5,032 310
31,445   31,830 -385
27,785   29,932 -2,147
4,897   4,999 -102
3,045   3,293 -248
3,570   3,635 -65
4,282   4,853 -571
13,117   13,983 -866
10,128   9,943 185
14,681   14,994 -313
15,079   10,003 5,076
14,714   10,003 4,711
5,945   4,760 1,185
21,643   22,379 -736
29,507   29,999 -492
73,690   76,195 -2,505
9,638   9,998 -360
1,846   1,894 -48
1,846   1,889 -43
1,846   1,886 -40
1,846   1,881 -35
1,846   1,880 -34
6,204   6,977 -773
1,720   1,717 3
1,683   1,681 2
1,810   1,807 3
1,608   1,606 2
1,619   1,617 2
6,712   6,716 -4
19,797   19,996 -199
18,200   19,880 -1,680
6,031   6,003 28
5,888   6,003 -115
16,268   17,186 -918
15,767   16,112 -345
5,241   5,947 -706
9,622   9,569 53
5,579   4,965 614
10,000   10,640 -640
7,000   7,023 -23
4,000   3,998 2
19,250   19,997 -747
15,101   15,272 -171
14,684   15,254 -570
15,334   15,467 -133
9,895   10,295 -400
14,719   15,107 -388
29,108   29,891 -783
6,945   7,205 -260
345,371   277,100 68,271
20,710   16,000 4,710
65,988   50,000 15,988
2   1 1
40,472   29,999 10,473
101,833   75,000 26,833
194,867   140,000 54,867
45,983   33,000 12,983
9,412   10,938 -1,526
39,107   39,189 -82
10,237   9,978 259
5,118   4,961 157
13,614   14,106 -492
34,191   33,630 561
6,754   7,013 -259
7,748   8,226 -478
9,649   9,994 -345
490,137   585,553 -95,416
9,777   11,500 -1,723
37,683   40,000 -2,317
178,900   180,000 -1,100
13,189   13,000 189
76,421   70,000 6,421
433,531   390,000 43,531
14,961   15,984 -1,023
8,202   8,991 -789
18,227   18,724 -497
7,294   8,005 -711
97,391   101,270 -3,879
10,377   10,436 -59
9,399   9,964 -565
3,938   4,083 -145
4,922   4,994 -72
19,949   19,916 33
9,974   9,934 40
8,730   9,209 -479
4,920   5,097 -177
10,563   10,934 -371
7,112   7,024 88
3,826   3,583 243
19,527   21,422 -1,895
906   1,019 -113
3,623   4,065 -442
12,681   14,000 -1,319
2,003   1,915 88
6,009   5,730 279
4,938   5,000 -62
18,637   20,000 -1,363
9,982   10,676 -694
4,991   4,988 3
14,973   14,920 53
23,392   22,924 468
11,404   11,741 -337
226   234 -8
219   226 -7
234   243 -9
279   289 -10
292   302 -10
24,996   25,957 -961
213   228 -15
303   324 -21
902   966 -64
294   315 -21
767   821 -54
43,081   45,115 -2,034
57,994   60,713 -2,719
40,713   40,134 579
107,130   110,838 -3,708
24,373   25,314 -941
280   290 -10
4   5 -1
4   5 -1
4   5 -1
4   5 -1
1,703   1,762 -59
145   149 -4
228   235 -7
213   220 -7
212   219 -7
165   170 -5
21,994   22,853 -859
46   47 -1
41   42 -1
92   95 -3
125   128 -3
40   41 -1
24,240   25,037 -797
17   18 -1
11   12 -1
306   327 -21
43   45 -2
22   24 -2
3,156   3,377 -221
281   309 -28
165   181 -16
125   137 -12
177   195 -18
96   106 -10
10,689   11,204 -515
11,794   12,977 -1,183
10,444   9,804 640
1,870   1,778 92
14,025   13,275 750
1,870   1,755 115
40,707   39,145 1,562
38,766   39,991 -1,225
9,873   9,998 -125
4,938   5,000 -62
4,616   4,909 -293
14,003   15,493 -1,490
12,136   12,779 -643
10,337   10,300 37
10,337   10,236 101
6,965   7,000 -35
9,813   9,998 -185
9,908   10,925 -1,017
980   1,054 -74
980   1,050 -70
5,880   6,284 -404
9,800   10,400 -600
10,780   11,440 -660
5,880   6,000 -120
45     45
18     18
3,945   4,000 -55
24,533   25,165 -632
15,148   15,552 -404
39,898   40,914 -1,016
7,420   7,413 7
8,480   8,472 8
55     55
63     63
12,064   10,793 1,271
2,036   1,962 74
14,828   14,999 -171
11,864   11,114 750
2,157   2,017 140
18,335   17,000 1,335
86,660   84,634 2,026
9,196   9,947 -751
4,379   4,848 -469
4,248   4,254 -6
50,974   49,263 1,711
19,850   17,907 1,943
130,800   108,235 22,565
270,816   203,512 67,304
25,345   18,987 6,358
5,672   4,200 1,472
4,785   3,502 1,283
196,200   133,889 62,311
298,643   167,994 130,649
279,138   243,677 35,461
42,721   41,415 1,306
129,020   114,251 14,769
21,670   18,981 2,689
28,355   24,812 3,543
28,739   24,959 3,780
491,568   426,910 64,658
11,834   10,022 1,812
184,271   149,754 34,517
1,015   1,086 -71
3,043   3,259 -216
3,045   3,259 -214
5,075   5,411 -336
14     14
5,076   5,411 -335
2,031   2,164 -133
43     43
114     114
1,016   1,082 -66
75     75
30     30
15     15
2,031   2,164 -133
3,047   3,166 -119
83     83
13,046   13,720 -674
8,028   8,379 -351
17,060   17,544 -484
7,025   7,218 -193
75     75
347     347
5,200   5,361 -161
2,080   2,144 -64
5,200   5,361 -161
47     47
19     19
49     49
2,075   2,144 -69
6,218   6,433 -215
8,290   8,380 -90
1,036   1,044 -8
23     23
16,552   16,707 -155
181     181
198     198
28,645   29,238 -593
231     231
12,644   13,365 -721
10,699   11,087 -388
55,516   57,447 -1,931
15,488   16,203 -715
10,325   10,300 25
24,773   25,826 -1,053
5,947   6,033 -86
14,892   15,000 -108
7,855   7,999 -144
19,146   20,031 -885
8,616   8,976 -360
5,853   5,985 -132
2,732   2,813 -81
1,821   1,875 -54
11,903   12,188 -285
11,753   12,188 -435
8,425   8,425  
6,536   6,604 -68
2,805   2,830 -25
3,740   3,770 -30
12,155   12,251 -96
18,725   18,848 -123
7,490   7,358 132
1,873   1,745 128
5,433   5,061 372
7,307   8,068 -761
1,859   1,969 -110
15,092   15,111 -19
3,441   3,878 -437
3,441   3,876 -435
5,161   5,475 -314
5,161   5,456 -295
1,720   1,794 -74
1,720   1,780 -60
6,481   7,118 -637
7,407   7,968 -561
7,237   8,081 -844
3,102   3,418 -316
14,870   15,069 -199
29,873   31,152 -1,279
11,325   11,558 -233
7,296   7,851 -555
2,936   3,058 -122
4,893   4,989 -96
6,951   7,079 -128
57     57
962,082   811,744 150,338
1,405,138   903,458 501,680
19,101   19,910 -809
792   771 21
1,583   1,522 61
25,315   25,296 19
14,895   15,533 -638
24,826   25,242 -416
9,900   9,999 -99
46,384   35,288 11,096
5,938   5,983 -45
5,056   4,607 449
3,521   4,042 -521
4,401   5,051 -650
30,819   31,000 -181
56,206   40,000 16,206
11,561   11,266 295
9,948   10,298 -350
5,152   5,488 -336
7,731   8,615 -884
1,933   2,096 -163
29,482   29,998 -516
24,719   24,996 -277
2,003   1,739 264
2,003   1,587 416
4,975   3,674 1,301
2,000   1,595 405
2,000   1,598 402
5,000   4,000 1,000
1,000   799 201
4,733   4,999 -266
23,667   24,037 -370
8,478   8,995 -517
1,883   1,997 -114
16,624   14,901 1,723
9,588   9,989 -401
7,932   7,962 -30
6,509   6,967 -458
5,678   5,981 -303
41,377   40,666 711
16,929   18,066 -1,137
137,636   137,338 298
8,085   8,538 -453
1,878   1,886 -8
4,920   5,074 -154
1,230   1,203 27
3,679   3,599 80
1,226   1,184 42
4,492   4,987 -495
5,952   6,858 -906
19,690   21,736 -2,046
10,395   11,687 -1,292
9,450   10,308 -858
9,760   8,309 1,451
4,531   4,599 -68
1,766   1,997 -231
4,629   4,989 -360
9,258   9,851 -593
30,388   29,427 961
14,216   14,945 -729
14,923   15,109 -186
8,823   9,104 -281
40,720   37,791 2,929
6,730   7,411 -681
100,947   109,241 -8,294
18,170   19,045 -875
13,637   13,895 -258
5,844   5,932 -88
10,261   10,042 219
30,293   30,118 175
1,938   2,015 -77
9,689   9,860 -171
7,200   7,375 -175
1,358   1,312 46
18,425   18,741 -316
989   919 70
13,438   13,338 100
982   902 80
13,572   13,237 335
927   927  
30,659   32,524 -1,865
1,043   1,043  
26,397   27,484 -1,087
50,003   52,205 -2,202
522   522  
22,317   23,769 -1,452
24,000   24,510 -510
910   911 -1
31,968   33,439 -1,471
23,565   24,402 -837
803   803  
37,693   39,197 -1,504
12,246   12,411 -165
6,569   6,975 -406
7,508   7,692 -184
14,077   14,200 -123
20,815   20,988 -173
2,715   2,738 -23
895   913 -18
22,377   21,975 402
5,603   5,610 -7
26,145   26,108 37
6,536   6,003 533
5,603   5,130 473
25,703   25,942 -239
17,538   17,465 73
29,591   29,998 -407
43,603   45,447 -1,844
4,925   4,999 -74
5,597   5,532 65
45,690   47,368 -1,678
22,935   24,181 -1,246
48,409   31,386 17,023
3,203   3,438 -235
4,119   4,308 -189
6,407   6,702 -295
3,299   3,388 -89
12,252   12,549 -297
9,425   9,613 -188
7,069   7,129 -60
5,655   5,674 -19
4,241   4,253 -12
4,712   4,710 2
6,597   6,601 -4
4,712   4,637 75
3,770   3,666 104
4,241   4,055 186
3,770   3,583 187
8,482   8,049 433
4,712   4,454 258
9,425   8,305 1,120
4,712   4,130 582
18,850   15,231 3,619
9,425   7,534 1,891
5,814   6,006 -192
2,907   2,973 -66
6,784   6,936 -152
969   991 -22
3,876   3,963 -87
1,938   1,982 -44
5,814   5,945 -131
5,814   5,945 -131
9,684   9,909 -225
1,898   1,982 -84
11,998   12,881 -883
18,527   19,817 -1,290
2,751   2,973 -222
9,241   9,909 -668
2,769   2,973 -204
4,620   4,954 -334
3,680   3,963 -283
68,688   72,333 -3,645
2,823   2,953 -130
3,764   3,922 -158
6,587   6,860 -273
941   980 -39
5,646   5,703 -57
1,882   1,901 -19
6,518   6,486 32
938   941 -3
935   941 -6
919   946 -27
5,516   5,689 -173
919   948 -29
5,446   5,851 -405
908   975 -67
15,430   16,089 -659
50,829   52,708 -1,879
36,226   35,766 460
6,673   6,583 90
3,813   3,756 57
12,393   12,109 284
953   929 24
2,860   2,780 80
953   925 28
7,627   7,380 247
15,035   14,849 186
77,177   73,556 3,621
4,938   5,011 -73
9,875   10,018 -143
4,938   5,006 -68
9,875   10,010 -135
24,466   25,020 -554
11,737   12,010 -273
2,934   3,000 -66
22,507   23,002 -495
101,770   103,919 -2,149
323,902   330,082 -6,180
28,277   28,823 -546
31,203   31,785 -582
20,477   20,847 -370
2,863   2,985 -122
3,818   3,979 -161
954   995 -41
2,863   2,982 -119
2,846   2,983 -137
3,795   3,976 -181
1,898   1,988 -90
949   994 -45
2,846   2,980 -134
14,232   14,307 -75
1,898   1,998 -100
1,889   2,008 -119
945   999 -54
1,889   1,998 -109
1,889   1,998 -109
1,889   2,026 -137
939   1,008 -69
940   1,008 -68
939   1,008 -69
942   1,023 -81
942   1,023 -81
946   1,034 -88
946   1,034 -88
1,892   2,045 -153
946   1,022 -76
1,892   2,016 -124
1,892   1,998 -106
946   999 -53
2,838   2,995 -157
7,569   7,630 -61
14,191   14,278 -87
15,138   15,154 -16
7,569   7,575 -6
6,623   6,609 14
3,926   3,990 -64
1,963   1,991 -28
19,377   19,777 -400
58,017   59,332 -1,315
54,647   56,365 -1,718
19,673   19,945 -272
37,448   37,274 174
36,462   36,623 -161
36,439   36,454 -15
28,560   28,446 114
35,449   35,312 137
40,784   40,580 204
6,914   6,928 -14
6,963   6,934 29
19,895   19,795 100
34,568   34,712 -144
994   994  
4,969   4,963 6
9,942   9,926 16
3,970   3,970  
1,985   1,985  
7,765   7,934 -169
4,853   4,963 -110
7,765   7,941 -176
7,933   8,020 -87
24,791   24,794 -3
3,967   3,945 22
1,983   1,973 10
3,967   3,945 22
113,563   114,978 -1,415
23,030   22,923 107
8,014   7,973 41
72,621   73,751 -1,130
4,907   4,982 -75
86,769   86,681 88
30,816   30,965 -149
128,304   129,853 -1,549
38,871   38,956 -85
17,509   17,869 -360
93,145   92,223 922
126,197   124,942 1,255
24,982   24,710 272
45,211   44,478 733
25,117   24,702 415
20,052   19,813 239
101,260   99,682 1,578
214,159   213,239 920
37,171   37,044 127
81,045   81,846 -801
19,752   19,963 -211
24,729   24,843 -114
70,113   70,423 -310
24,688   24,938 -250
13,825   13,901 -76
7,900   7,945 -45
1,975   1,987 -12
18,559   19,036 -477
5,830   6,011 -181
1,943   1,996 -53
7,773   7,980 -207
13,602   13,962 -360
150,598   153,741 -3,143
25,365   25,900 -535
117,070   119,114 -2,044
11,628   8,857 2,771
1,955   2,175 -220
1,955   2,174 -219
3,910   4,348 -438
3,910   4,077 -167
23,326   24,791 -1,465
41,838   40,344 1,494
7,694   7,883 -189
3,774   3,784 -10
107,729   100,163 7,566
37,761   34,931 2,830
31,221   28,062 3,159
206,678   185,439 21,239
252,144   220,474 31,670
45,421   37,376 8,045
3,737,445   3,220,904 516,541
148,520   140,742 7,778
53,647   43,932 9,715
7,683   8,274 -591
14,405   14,958 -553
61,279   56,000 5,279
257,668   173,624 84,044
674,887   449,234 225,653
24,848   24,912 -64
11,368   11,992 -624
2,842   2,982 -140
4,863   4,930 -67
281   288 -7
48,685   50,959 -2,274
14,119   14,286 -167
1,883   1,780 103
943   890 53
17,908   16,720 1,188
2,024   2,105 -81
2,025   2,105 -80
2,025   2,076 -51
48     48
97     97
4,050   4,152 -102
3,038   3,114 -76
4,052   4,152 -100
3,039   3,114 -75
100     100
75     75
101     101
76     76
49,699   51,422 -1,723
18,861   20,020 -1,159
4,715   4,811 -96
24,334   24,966 -632
23,496   23,426 70
4,910   4,999 -89
29,611   29,995 -384
14,937   14,998 -61
4,872   4,999 -127
24,578   24,994 -416
19,754   19,996 -242
23,576   26,040 -2,464
46,638   45,723 915
94,850   90,890 3,960
59,010   57,533 1,477
69,490   68,804 686
      57,633
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -524
b       -158
c       -52
d       -119
e       -113
      4
      9
      -604
      -45
      92,173
      -359
      -279
      -99
      -1,091
      -129
      -3,309
      -197
      -1,006
      -197
      -205
      28
      70
      307
      15
      26
      433
      99
      598
      -918
      4,741
      266,576
      5,386
      -626
      31
      -339
      -219
      -73
      -356
      78
      -232
      -1,194
      169
      310
      -385
      -2,147
      -102
      -248
      -65
      -571
      -866
      185
      -313
      5,076
      4,711
      1,185
      -736
      -492
      -2,505
      -360
      -48
      -43
      -40
      -35
      -34
      -773
      3
      2
      3
      2
      2
      -4
      -199
      -1,680
      28
      -115
      -918
      -345
      -706
      53
      614
      -640
      -23
      2
      -747
      -171
      -570
      -133
      -400
      -388
      -783
      -260
      68,271
      4,710
      15,988
      1
      10,473
      26,833
      54,867
      12,983
      -1,526
      -82
      259
      157
      -492
      561
      -259
      -478
      -345
      -95,416
      -1,723
      -2,317
      -1,100
      189
      6,421
      43,531
      -1,023
      -789
      -497
      -711
      -3,879
      -59
      -565
      -145
      -72
      33
      40
      -479
      -177
      -371
      88
      243
      -1,895
      -113
      -442
      -1,319
      88
      279
      -62
      -1,363
      -694
      3
      53
      468
      -337
      -8
      -7
      -9
      -10
      -10
      -961
      -15
      -21
      -64
      -21
      -54
      -2,034
      -2,719
      579
      -3,708
      -941
      -10
      -1
      -1
      -1
      -1
      -59
      -4
      -7
      -7
      -7
      -5
      -859
      -1
      -1
      -3
      -3
      -1
      -797
      -1
      -1
      -21
      -2
      -2
      -221
      -28
      -16
      -12
      -18
      -10
      -515
      -1,183
      640
      92
      750
      115
      1,562
      -1,225
      -125
      -62
      -293
      -1,490
      -643
      37
      101
      -35
      -185
      -1,017
      -74
      -70
      -404
      -600
      -660
      -120
      45
      18
      -55
      -632
      -404
      -1,016
      7
      8
      55
      63
      1,271
      74
      -171
      750
      140
      1,335
      2,026
      -751
      -469
      -6
      1,711
      1,943
      22,565
      67,304
      6,358
      1,472
      1,283
      62,311
      130,649
      35,461
      1,306
      14,769
      2,689
      3,543
      3,780
      64,658
      1,812
      34,517
      -71
      -216
      -214
      -336
      14
      -335
      -133
      43
      114
      -66
      75
      30
      15
      -133
      -119
      83
      -674
      -351
      -484
      -193
      75
      347
      -161
      -64
      -161
      47
      19
      49
      -69
      -215
      -90
      -8
      23
      -155
      181
      198
      -593
      231
      -721
      -388
      -1,931
      -715
      25
      -1,053
      -86
      -108
      -144
      -885
      -360
      -132
      -81
      -54
      -285
      -435
       
      -68
      -25
      -30
      -96
      -123
      132
      128
      372
      -761
      -110
      -19
      -437
      -435
      -314
      -295
      -74
      -60
      -637
      -561
      -844
      -316
      -199
      -1,279
      -233
      -555
      -122
      -96
      -128
      57
      150,338
      501,680
      -809
      21
      61
      19
      -638
      -416
      -99
      11,096
      -45
      449
      -521
      -650
      -181
      16,206
      295
      -350
      -336
      -884
      -163
      -516
      -277
      264
      416
      1,301
      405
      402
      1,000
      201
      -266
      -370
      -517
      -114
      1,723
      -401
      -30
      -458
      -303
      711
      -1,137
      298
      -453
      -8
      -154
      27
      80
      42
      -495
      -906
      -2,046
      -1,292
      -858
      1,451
      -68
      -231
      -360
      -593
      961
      -729
      -186
      -281
      2,929
      -681
      -8,294
      -875
      -258
      -88
      219
      175
      -77
      -171
      -175
      46
      -316
      70
      100
      80
      335
       
      -1,865
       
      -1,087
      -2,202
       
      -1,452
      -510
      -1
      -1,471
      -837
       
      -1,504
      -165
      -406
      -184
      -123
      -173
      -23
      -18
      402
      -7
      37
      533
      473
      -239
      73
      -407
      -1,844
      -74
      65
      -1,678
      -1,246
      17,023
      -235
      -189
      -295
      -89
      -297
      -188
      -60
      -19
      -12
      2
      -4
      75
      104
      186
      187
      433
      258
      1,120
      582
      3,619
      1,891
      -192
      -66
      -152
      -22
      -87
      -44
      -131
      -131
      -225
      -84
      -883
      -1,290
      -222
      -668
      -204
      -334
      -283
      -3,645
      -130
      -158
      -273
      -39
      -57
      -19
      32
      -3
      -6
      -27
      -173
      -29
      -405
      -67
      -659
      -1,879
      460
      90
      57
      284
      24
      80
      28
      247
      186
      3,621
      -73
      -143
      -68
      -135
      -554
      -273
      -66
      -495
      -2,149
      -6,180
      -546
      -582
      -370
      -122
      -161
      -41
      -119
      -137
      -181
      -90
      -45
      -134
      -75
      -100
      -119
      -54
      -109
      -109
      -137
      -69
      -68
      -69
      -81
      -81
      -88
      -88
      -153
      -76
      -124
      -106
      -53
      -157
      -61
      -87
      -16
      -6
      14
      -64
      -28
      -400
      -1,315
      -1,718
      -272
      174
      -161
      -15
      114
      137
      204
      -14
      29
      100
      -144
       
      6
      16
       
       
      -169
      -110
      -176
      -87
      -3
      22
      10
      22
      -1,415
      107
      41
      -1,130
      -75
      88
      -149
      -1,549
      -85
      -360
      922
      1,255
      272
      733
      415
      239
      1,578
      920
      127
      -801
      -211
      -114
      -310
      -250
      -76
      -45
      -12
      -477
      -181
      -53
      -207
      -360
      -3,143
      -535
      -2,044
      2,771
      -220
      -219
      -438
      -167
      -1,465
      1,494
      -189
      -10
      7,566
      2,830
      3,159
      21,239
      31,670
      8,045
      516,541
      7,778
      9,715
      -591
      -553
      5,279
      84,044
      225,653
      -64
      -624
      -140
      -67
      -7
      -2,274
      -167
      103
      53
      1,188
      -81
      -80
      -51
      48
      97
      -102
      -76
      -100
      -75
      100
      75
      101
      76
      -1,723
      -1,159
      -96
      -632
      70
      -89
      -384
      -61
      -127
      -416
      -242
      -2,464
      915
      3,960
      1,477
      686
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 2,665,939
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 1,052,463 23,345,397 0.045082
2016 1,051,424 21,583,096 0.048715
2015 1,118,067 22,411,896 0.049887
2014 1,028,993 22,984,672 0.044769
2013 1,008,794 22,046,688 0.045757
2
Total of line 1, column (d) .....................
2
0.23421
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.046842
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
23,601,940
5
Multiply line 4 by line 3......................
5
1,105,562
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
29,494
7
Add lines 5 and 6........................
7
1,135,056
8
Enter qualifying distributions from Part XII, line 4,.............
8
1,326,614
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 29,494
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 29,494
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 29,494
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 81,392
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 81,392
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 51,898
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet29,496 RefundedBullet 11 22,402
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletBANK OF AMERICA Telephone no.bullet (888) 866-3275

    Located atbulletPO BOX 1802PROVIDENCERI ZIP+4bullet029011802
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    BANK OF AMERICA N AClick to see attachment CO-TRUSTEE
    1     		161,665    
    225 FRANKLIN STREET
    BOSTON,MA02110
    EDWARD M DANEClick to see attachment CO-TRUSTEE
    1     		0    
    PO BOX 2155
    CENTER HARBOR,NH03226
    LUCY W WEST ESQUIREClick to see attachment CO-TRUSTEE
    1     		2,528    
    160 FEDERAL STREET
    BOSTON,MA02110
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    22,574,431
    b
    Average of monthly cash balances.......................
    1b
    1,386,929
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    23,961,360
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    23,961,360
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    359,420
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    23,601,940
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,180,097
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,180,097
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    29,494
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    29,494
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,150,603
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,150,603
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,150,603
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,326,614
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,326,614
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    29,494
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,297,120
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 1,150,603
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 1,165,086
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 0
    b From 2014...... 0
    c From 2015...... 0
    d From 2016...... 0
    e From 2017...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 1,326,614
    a Applied to 2017, but not more than line 2a 1,165,086
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 161,528
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		989,075
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2014.... 0
    b Excess from 2015.... 0
    c Excess from 2016.... 0
    d Excess from 2017.... 0
    e Excess from 2018.... 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NA
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NA
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    HARVARD MEDICAL
    1033 MASSACHUSETTS AVE STE 3
    CAMBRIDGE,MA02138     		N/A PC MEDICAL RESEARCH FELLOWSHIP 366,550
    MASS INSTITUTE OF TECH
    77 MASSACHUSETTS AVE NE
    CAMBRIDGE,MA021394307     		N/A PC MEDICAL RESEARCH FELLOWSHIP 53,200
    BETH ISRAEL DEACONESS
    330 BROOKLINE AVE
    BOSTON,MA022155400     		N/A PC MEDICAL RESEARCH 53,200
    DANA FARBER CANCER INSTIT
    450 BROOKLINE AVE
    BOSTON,MA022155418     		N/A PC MEDICAL RESEARCH FELLOWSHIP 157,650
    MASS GENERAL HOSPITAL
    101 HUNTINGTON AVE STE 300
    BOSTON,MA02199     		N/A PC MEDICAL RESEARCH FELLOWSHIP 98,925
    CHILDREN'S HOSPITAL
    300 LONGWOOD AVE
    BOSTON,MA02115     		N/A PC MEDICAL RESEARCH 212,800
    UNIVERSITY OF MASS MEDICAL SCHOOL
    55 LAKE AVE NORTH
    WORCESTER,MA016550002     		N/A PC MEDICAL RESEARCH 206,950
    WHITEHEAD BIOMEDICAL RESEARCH
    9 CAMBRIDGE CENTER
    CAMBRIDGE,MA021428848     		N/A PC MEDICAL RESEARCH 53,200
    Total .................................bullet 3a 1,202,475
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 509,638  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 2,665,939  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aOID INCOME ON USGI     		    1 5,247  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   3,180,824  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    3,180,824
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 AccountingFeesSchedule
    Name:
    CHARLES A KING UW-EQUITY
    EIN:
    04-6012742
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE - BOA 1,250 750   500

    TY 2018 CompensationExplanation
    Name:
    CHARLES A KING UW-EQUITY
    EIN:
    04-6012742
    Person Name Explanation
    BANK OF AMERICA N A SEE FOOTNOTE

    TY 2018 GeneralExplanationAttachment
    Name:
    CHARLES A KING UW-EQUITY
    EIN:
    04-6012742
    Identifier Return Reference Explanation
    FEDERAL FOOTNOTE PART VIII LIST OF OFFICERS AND DIRECTORS THE COMPENSATION SHOWN ON THE RETURN THAT IS PAID TO BANK OF AMERICA, N.A. AS CORPORATE TRUSTEE IS NOT CALCULATED BASED UPON AN HOURLY RATE FOR THE TIME SPENT BY THE TRUSTEE; RATHER, BANK OF AMERICA'S COMPENSATION AS CORPORATE TRUSTEE IS CALCULATED USING A MARKET VALUE FEE SCHEDULE. THE TRUST OFFICER'S TIME SPENT PERFORMING ADMINISTRATIVE RESPONSIBILITIES FOR THIS FOUNDATION AVERAGES ONE HOUR PER WEEK. IN ADDITION, TIME IS SPENT BY OTHER STAFF MEMBERS FOR RECORDKEEPING, INVESTMENT MANAGEMENT, INCOME COLLECTION, RENDERING STATEMENTS AND ACCOUNTINGS, REGULATORY REPORTING, REGULATORY COMPLIANCE, AND TAX SERVICES.

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    CHARLES A KING UW-EQUITY
    EIN:
    04-6012742
    Name of Stock End of Year Book Value End of Year Fair Market Value
    464287226 ISHARES CORE US AGGR 615,077 615,938
    464287507 ISHARES CORE S&P MID 871,671 791,110
    464287655 ISHARES RUSSELL 2000 725,818 664,010
    921943858 VANGUARD FTSE DEVELO 1,448,562 1,372,774
    92203J407 VANGUARD TOTAL INTL 494,885 490,095
    922042858 VANGUARD FTSE EMERGI 572,580 574,586
    922908363 VANGUARD S&P 500 ETF 2,152,464 2,285,690
    46138B103 INVESCO DB COMMODITY 1,054,541 918,144
    74253Q747 PRINCIPAL MIDCAP BLE 565,881 473,026
    693390841 PIMCO HIGH YIELD FD 373,492 354,857
    693390882 PIMCO FOREIGN BD US$ 495,982 488,840
    202671913 AGGREGATE BOND CTF 3,454,508 3,463,784
    207543877 SMALL CAP GROWTH LEA 366,768 297,354
    29099J109 EMERGING MARKETS STO 1,173,389 964,639
    302993993 MID CAP VALUE CTF 466,621 409,304
    303995997 SMALL CAP VALUE CTF 376,649 290,146
    323991307 MID CAP GROWTH CTF 473,454 419,140
    45399C107 DIVIDEND INCOME COMM 1,190,174 1,080,617
    99Z466197 INTERNATIONAL FOCUSE 1,575,854 1,327,090
    99Z501647 STRATEGIC GROWTH COM 489,010 413,743
    99Z639934 LARGE CAP CORE CTF 1,130,449 1,050,964
    99Z639942 MID CAP CORE CTF 921,448 809,623
    99Z639959 SMALL CAP CORE CTF 1,034,287 848,452

    TY 2018 LegalFeesSchedule
    Name:
    CHARLES A KING UW-EQUITY
    EIN:
    04-6012742
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES - INCOME (ALLOCABLE 10,500     10,500
    LEGAL FEES - CHARITABLE 3,129     3,129


    TY 2018 OtherDecreasesSchedule
    Name:
    CHARLES A KING UW-EQUITY
    EIN:
    04-6012742
    Description Amount
    SALES GAIN/LOSS ADJUSTMENT 9,693
    TYE AMORTIZATION ADJUSTMENT 17
    ACCRUED INTEREST PAID CARRYOVER 1,922
    TYE SALES ADJUSTMENT 124
    TYE ACCRUED INTEREST ADJUSTMENT 1,771


    TY 2018 OtherExpensesSchedule
    Name:
    CHARLES A KING UW-EQUITY
    EIN:
    04-6012742
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER ALLOCABLE EXPENSE-PRINCI 1,690 1,690   0
    OTHER ALLOCABLE EXPENSE-INCOME 1,690 1,690   0
    STATE FILING FEE 250 0   250
    FROM PARTNERSHIP/S-CORP   347   0


    TY 2018 OtherIncomeSchedule2
    Name:
    CHARLES A KING UW-EQUITY
    EIN:
    04-6012742
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OID INCOME ON USGI 5,247 5,247  
    FROM PARTNERSHIP/S-CORP   -113,696  


    TY 2018 OtherIncreasesSchedule
    Name:
    CHARLES A KING UW-EQUITY
    EIN:
    04-6012742
    Description Amount
    INCOME ADJUSTMENT 48,854
    ROUNDING 10
    TYE WASH SALES ADJUSTMENT 182
    CTF ADJUSTMENT 18,314


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    CHARLES A KING UW-EQUITY
    EIN:
    04-6012742
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISORY FEES 5,657 5,657    
    OTHER PROFESSIONAL FEES - CHAR 44,083     44,083


    TY 2018 TaxesSchedule
    Name:
    CHARLES A KING UW-EQUITY
    EIN:
    04-6012742
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 4,587 4,587   0
    EXCISE TAX ESTIMATES 65,200 0   0
    FOREIGN TAXES ON QUALIFIED FOR 3,313 3,313   0
    FOREIGN TAXES ON NONQUALIFIED 1,415 1,415   0