Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
CARLTON FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)REGIONS BANK TRUST DEPT P O BOX 11
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
BIRMINGHAM, AL35202
A Employer identification number

58-1947471
B Telephone number (see instructions)

(205) 420-7753
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$532,430J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 14,065 13,967  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 21,754
b Gross sales price for all assets on line 6a 213,006
7 Capital gain net income (from Part IV, line 2)... 21,754
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 35,819 35,721  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 8,186 6,549   1,637
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 800 0 0 800
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 853 253   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 198 198    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 10,037 7,000 0 2,437
25 Contributions, gifts, grants paid....... 26,000 26,000
26 Total expenses and disbursements. Add lines 24 and 25 36,037 7,000 0 28,437
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -218
b Net investment income (if negative, enter -0-) 28,721
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 57    
2 Savings and temporary cash investments......... 30,255 20,120 20,120
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 56,316    
b Investments—corporate stock (attach schedule)....... 157,808    
c Investments—corporate bonds (attach schedule)....... 135,035    
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans............. 7,154    
13 Investments—other (attach schedule).......... 146,408 Click to see attachment512,662 512,310
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 533,033 532,782 532,430
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 533,033 532,782
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 533,033 532,782
31 Total liabilities and net assets/fund balances (see instructions). 533,033 532,782
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
533,033
2
Enter amount from Part I, line 27a .....................
2
-218
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
8
4
Add lines 1, 2, and 3 ..........................
4
532,823
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
41
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
532,782
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 6.38 FG G05937 4.5% 01 AUG 2040   2012-03-06 2018-01-01
b 7.77 FG G05408 5% 01 DEC 2036   2013-04-05 2018-01-01
c 48.14 FHLMC GOLD G08681 3.5% 12/01/45   2016-01-12 2018-01-01
d 40.26 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-01-01
e 32.86 FG G18557 3% 01 JUN 2030   2015-09-08 2018-01-01
40.12 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-01-01
3.44 FG A90316 4.5% 01 DEC 2039   2013-04-04 2018-01-01
4.07 FG A94713 4% 01 NOV 2040   2013-04-04 2018-01-01
11.13 FG A95147 4% 01 NOV 2040   2012-06-11 2018-01-01
26.01 FHLMC POOL #G6-0080   2015-08-07 2018-01-01
19.18 FNMA POOL 0190399   2013-03-06 2018-01-01
10.27 FNMA POOL 0AH5575   2013-07-11 2018-01-01
15.64 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-01-01
42.92 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-01-01
7.81 FNMA POOL AL0846 3.5% 10/01/26   2013-04-10 2018-01-01
18.08 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-01-01
8.89 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-01-01
29.75 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-01-01
17. FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2018-01-01
16.63 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-01-01
21.45 FNMA POOL 0AU3735   2014-11-07 2018-01-01
10.93 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-01-01
20.17 FEDERAL NAT'L MTGE ASSN POOL 735912   2010-04-08 2018-01-01
3.74 FN 781875 5.5% 01 JUL 2034   2012-02-06 2018-01-01
11.02 FEDERAL NAT'L MTGE ASSN POOL 845126   2010-04-08 2018-01-01
30.38 FNMA POOL 950796 6.0% 10/01/37   2010-04-07 2018-01-01
26.93 FN 993733 5.5% 01 SEP 2023   2010-04-08 2018-01-01
7.25 FNMA POOL AA4552 4.0% 8/01/24   2013-04-08 2018-01-01
4.33 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-01-01
11.18 FN MA1062 3% 01 MAY 2027   2012-05-07 2018-01-01
5.02 FNMA POOL 0AD6432   2012-04-05 2018-01-01
25.67 FN AD8527 4.5% 01 AUG 2040   2017-12-12 2018-01-01
15.71 FNMA POOL 0AE0981   2013-03-06 2018-01-01
12.29 FNMA POOL 0AE3066   2011-08-09 2018-01-01
4000. US TREASURY N/B 1.25% 31 JAN 2020   2016-02-25 2018-01-10
2000. US TREASURY N/B 1.25% 31 JAN 2020   2016-02-25 2018-01-12
2000. US TREASURY N/B 1.25% 31 JAN 2020   2016-02-25 2018-01-17
2000. TEVA PHARMACEUTICALS NE 2.8% 21 JUL 2023   2016-07-19 2018-01-18
2000. US TREASURY N/B 1.75% 30 APR 2022   2017-02-21 2018-01-19
4.96 FG G05937 4.5% 01 AUG 2040   2012-03-06 2018-02-01
8.8 FG G05408 5% 01 DEC 2036   2013-04-05 2018-02-01
45.41 FHLMC GOLD G08681 3.5% 12/01/45   2016-01-12 2018-02-01
42.51 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-02-01
25.11 FG G18557 3% 01 JUN 2030   2015-09-08 2018-02-01
34.63 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-02-01
3.44 FG A90316 4.5% 01 DEC 2039   2013-04-04 2018-02-01
2.62 FG A94713 4% 01 NOV 2040   2013-04-04 2018-02-01
8.15 FG A95147 4% 01 NOV 2040   2012-06-11 2018-02-01
19.77 FHLMC POOL #G6-0080   2015-08-07 2018-02-01
15.08 FNMA POOL 0190399   2013-03-06 2018-02-01
11.9 FNMA POOL 0AH5575   2013-07-11 2018-02-01
12.09 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-02-01
41.72 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-02-01
5.65 FNMA POOL AL0846 3.5% 10/01/26   2013-04-10 2018-02-01
2.08 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-02-01
12.33 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-02-01
21.55 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-02-01
14.6 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2018-02-01
14.67 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-02-01
16.03 FNMA POOL 0AU3735   2014-11-07 2018-02-01
8.25 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-02-01
27.4 FEDERAL NAT'L MTGE ASSN POOL 735912   2010-04-08 2018-02-01
3.2 FN 781875 5.5% 01 JUL 2034   2012-02-06 2018-02-01
14.59 FEDERAL NAT'L MTGE ASSN POOL 845126   2010-04-08 2018-02-01
32.58 FNMA POOL 950796 6.0% 10/01/37   2010-04-07 2018-02-01
16.43 FN 993733 5.5% 01 SEP 2023   2010-04-08 2018-02-01
4.7 FNMA POOL AA4552 4.0% 8/01/24   2013-04-08 2018-02-01
1.07 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-02-01
13.95 FN MA1062 3% 01 MAY 2027   2012-05-07 2018-02-01
3.53 FNMA POOL 0AD6432   2012-04-05 2018-02-01
24.77 FN AD8527 4.5% 01 AUG 2040   2017-12-12 2018-02-01
13.04 FNMA POOL 0AE0981   1901-01-01 2018-02-01
14.03 FNMA POOL 0AE3066   2011-08-09 2018-02-01
1000. US TREASURY N/B 2.875% 15 MAY 2043   2016-10-15 2018-02-05
1000. US TREASURY N/B 1.25% 31 JAN 2020   2016-02-25 2018-02-05
1000. US TREASURY N/B 1.75% 30 APR 2022   2017-02-21 2018-02-05
46. AMERICAN INTERNATIONAL GROUP   2017-01-26 2018-02-12
3. CELGENE CORP   2017-11-20 2018-02-12
10. CELGENE CORP   2016-09-19 2018-02-12
12. CISCO SYSTEMS INC   2011-03-25 2018-02-12
64. COCA-COLA CO USD   2016-09-19 2018-02-12
42. COMCAST CORP NEW CL A   2017-01-26 2018-02-12
13. ECOLAB INC COM   2014-04-23 2018-02-12
48. HCP INC   2017-06-21 2018-02-12
3. HUNT JB TRANS SVCS INC COM   2017-11-07 2018-02-12
4. NEXTERA ENERGY INC   2010-09-17 2018-02-12
40. PPL CORP   2017-06-21 2018-02-12
11. SCHLUMBERGER LTD   2017-11-20 2018-02-12
39. SCHLUMBERGER LTD   2015-12-17 2018-02-12
9. SUNTRUST BKS INC   2015-04-09 2018-02-12
8. 3M CO COM   2010-03-25 2018-02-12
4. UNION PACIFIC CORP   2013-12-06 2018-02-12
13. ALLERGAN PLC   2016-07-07 2018-02-12
6. ALLERGAN PLC   2017-11-07 2018-02-12
2000. DEUTSCHE BANK AG LONDON 1.875% 13 FEB 2018   2015-02-18 2018-02-13
1000. US TREASURY N/B .75% 15 JUL 2019   2016-08-19 2018-02-13
2000. US TREASURY N/B 1.625% 15 MAY 2026   2016-08-25 2018-02-16
2000. US TREASURY N/B 2.875% 15 MAY 2043   2017-12-12 2018-02-21
2.8 FG G05937 4.5% 01 AUG 2040   2012-03-06 2018-03-01
7.25 FG G05408 5% 01 DEC 2036   2013-04-05 2018-03-01
40.07 FHLMC GOLD G08681 3.5% 12/01/45   2016-01-12 2018-03-01
38.93 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-03-01
28.21 FG G18557 3% 01 JUN 2030   2015-09-08 2018-03-01
33.1 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-03-01
1.58 FG A90316 4.5% 01 DEC 2039   2013-04-04 2018-03-01
.75 FG A94713 4% 01 NOV 2040   2013-04-04 2018-03-01
3.73 FG A95147 4% 01 NOV 2040   2012-06-11 2018-03-01
23.21 FHLMC POOL #G6-0080   2015-08-07 2018-03-01
17.02 FNMA POOL 0190399   2013-03-06 2018-03-01
12.03 FN AH2974 3.5% 01 JAN 2026   2018-02-12 2018-03-01
8.88 FNMA POOL 0AH5575   2013-07-11 2018-03-01
13.89 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-03-01
37.76 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-03-01
6.8 FNMA POOL AL0846 3.5% 10/01/26   2013-04-10 2018-03-01
10.9 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-03-01
15.32 FN AL2740 3% 01 JUL 2027   2018-02-09 2018-03-01
5.21 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-03-01
28.28 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-03-01
14.98 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2018-03-01
21.7 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-03-01
11.98 FNMA POOL 0AU3735   2014-11-07 2018-03-01
8.7 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-03-01
13.31 FEDERAL NAT'L MTGE ASSN POOL 735912   2010-04-08 2018-03-01
3.5 FN 781875 5.5% 01 JUL 2034   2012-02-06 2018-03-01
13.44 FEDERAL NAT'L MTGE ASSN POOL 845126   2010-04-08 2018-03-01
19.23 FN BM1423 2.5% 01 MAY 2032   2018-02-09 2018-03-01
26.36 FNMA POOL 950796 6.0% 10/01/37   2010-04-07 2018-03-01
23.37 FN 993733 5.5% 01 SEP 2023   2010-04-08 2018-03-01
6.54 FNMA POOL AA4552 4.0% 8/01/24   2013-04-08 2018-03-01
7.1 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-03-01
11.04 FN MA1062 3% 01 MAY 2027   2012-05-07 2018-03-01
4.34 FNMA POOL 0AD6432   2012-04-05 2018-03-01
22.75 FN AD8527 4.5% 01 AUG 2040   2017-12-12 2018-03-01
11.15 FNMA POOL 0AE0981   2013-03-06 2018-03-01
10.75 FNMA POOL 0AE3066   2011-08-09 2018-03-01
2000. US TREASURY N/B 1.25% 31 JAN 2020   2016-03-14 2018-03-07
2000. US TREASURY N/B 1.25% 31 JAN 2020   2016-03-14 2018-03-12
1. ALPHABET INC   2018-02-12 2018-03-14
1. ALPHABET INC/CA   2011-03-25 2018-03-14
1. AMAZON COM INC   2017-11-07 2018-03-14
3. APPLE COMPUTER INC COM   2018-02-12 2018-03-14
6. COGNIZANT TECHNOLOGY SOLUTIONS   2015-04-09 2018-03-14
3. GENERAL DYNAMICS CORPORATION COM   2016-09-19 2018-03-14
10. INTEL CORP   2010-03-25 2018-03-14
10. ORACLE CORPORATION COM   2015-12-28 2018-03-14
4. UNITED TECHNOLOGIES CORP   2014-03-31 2018-03-14
3. WASTE MGMT INC DEL COM   2015-04-09 2018-03-14
17. AT&T INC   2017-11-07 2018-03-16
121.85 ADVISERS INVT TR JOHCM INTL SL I   2017-11-21 2018-03-16
121.845 ADVISERS INVT TR JOHCM INTL SL I   2017-11-21 2018-03-16
3. AIR PRODUCTS AND CHEMICALS INC COMMON   2017-04-10 2018-03-16
22. ALTRIA GROUP INC   2016-02-04 2018-03-16
3. ANALOG DEVICES INC   2017-01-26 2018-03-16
6. APPLE COMPUTER INC COM   2018-02-12 2018-03-16
9. CF INDS HLDGS INC   2017-11-07 2018-03-16
7. CARNIVAL CORP   2017-04-10 2018-03-16
6. CHEVRON CORP   2016-07-07 2018-03-16
9. CISCO SYSTEMS INC   2011-03-25 2018-03-16
6. CITIGROUP INC   2018-02-12 2018-03-16
6. COGNIZANT TECHNOLOGY SOLUTIONS   2015-04-09 2018-03-16
7. CONTINENTAL RES INC OKLA   2018-02-12 2018-03-16
4. DOLLAR GENERAL CORP   2016-07-01 2018-03-16
2. ECOLAB INC COM   2014-04-23 2018-03-16
8. EXPRESS SCRIPTS HLDG CO   2017-06-21 2018-03-16
7. EXXON MOBIL CORP   2018-02-12 2018-03-16
4. FACEBOOK INC   2016-07-07 2018-03-16
3. HOME DEPOT INC   2017-04-10 2018-03-16
2. HONEYWELL INTL INC   2013-12-06 2018-03-16
5. HUNT JB TRANS SVCS INC COM   2017-11-07 2018-03-16
8. INTEL CORP   2010-03-25 2018-03-16
2. INTUIT INC COM   2013-12-06 2018-03-16
8. JPMORGAN CHASE & CO   2018-02-12 2018-03-16
9. LILLY ELI & CO   2018-02-12 2018-03-16
3. MCDONALDS CORP   2016-02-04 2018-03-16
2. NEXTERA ENERGY INC   2010-09-17 2018-03-16
84. ORACLE CORPORATION COM   2015-12-28 2018-03-16
3. PALO ALTO NETWORKS INC   2017-01-26 2018-03-16
4. PEPSICO INC COM   2016-02-04 2018-03-16
12. PFIZER INC COM   2015-11-25 2018-03-16
3. PROCTER & GAMBLE CO   2017-06-21 2018-03-16
3. PRUDENTIAL FINANCIAL INC COM   2009-08-28 2018-03-16
14. PULTE HOMES INC   2017-11-07 2018-03-16
2. STRYKER CORP   2010-09-17 2018-03-16
9. SUNTRUST BKS INC   2015-04-09 2018-03-16
2. THERMO ELECTRON CORP   2010-03-25 2018-03-16
2. UNION PACIFIC CORP   2013-12-06 2018-03-16
4. UNITED PARCEL SVC INC CL B   2017-11-07 2018-03-16
2000. US TREASURY N/B 1.625% 15 MAY 2026   2016-08-25 2018-03-16
3. UNITED TECHNOLOGIES CORP   2015-12-28 2018-03-16
14. VERIZON COMMUNICATIONS COM   2015-04-09 2018-03-16
4. WASTE MGMT INC DEL COM   2015-04-09 2018-03-16
84. WELLS FARGO & CO NEW COM   2012-11-05 2018-03-16
8. EATON CORP PLC   2016-04-19 2018-03-16
54. INVESCO LTD   2018-02-12 2018-03-16
44. INVESCO LTD   2015-11-25 2018-03-16
2. CHUBB LIMITED COM   2015-11-25 2018-03-16
48.71 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-04-01
3.51 FG G05937 4.5% 01 AUG 2040   2012-03-06 2018-04-02
10.95 FG G05408 5% 01 DEC 2036   2013-04-05 2018-04-02
37.83 FHLMC GOLD G08681 3.5% 12/01/45   2016-01-12 2018-04-02
42.27 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-04-02
32.97 FG G18557 3% 01 JUN 2030   2015-09-08 2018-04-02
33.08 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-04-02
2.87 FG A90316 4.5% 01 DEC 2039   2013-04-04 2018-04-02
2.31 FG A94713 4% 01 NOV 2040   2013-04-04 2018-04-02
6.68 FG A95147 4% 01 NOV 2040   2012-06-11 2018-04-02
21.38 FHLMC POOL #G6-0080   2015-08-07 2018-04-02
21.41 FNMA POOL 0190399   2013-03-06 2018-04-02
17.76 FN AH2974 3.5% 01 JAN 2026   2018-02-12 2018-04-02
10.64 FNMA POOL 0AH5575   2013-07-11 2018-04-02
17.49 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-04-02
6.39 FNMA POOL AL0846 3.5% 10/01/26   2013-04-10 2018-04-02
10.05 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-04-02
14.43 FN AL2740 3% 01 JUL 2027   2018-02-09 2018-04-02
5.9 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-04-02
35.04 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-04-02
15.43 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2018-04-02
19.52 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-04-02
20.19 FNMA POOL 0AU3735   2014-11-07 2018-04-02
7.79 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-04-02
19.83 FEDERAL NAT'L MTGE ASSN POOL 735912   2010-04-08 2018-04-02
3.81 FN 781875 5.5% 01 JUL 2034   2012-02-06 2018-04-02
10.53 FEDERAL NAT'L MTGE ASSN POOL 845126   2010-04-08 2018-04-02
36.55 FN BM1423 2.5% 01 MAY 2032   2018-03-08 2018-04-02
111.16 FNMA POOL 950796 6.0% 10/01/37   2010-04-07 2018-04-02
28.38 FN 993733 5.5% 01 SEP 2023   2010-04-08 2018-04-02
6.63 FNMA POOL AA4552 4.0% 8/01/24   2013-04-08 2018-04-02
4.11 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-04-02
14.85 FN MA1062 3% 01 MAY 2027   2012-05-07 2018-04-02
6.69 FNMA POOL 0AD6432   2012-04-05 2018-04-02
22.99 FN AD8527 4.5% 01 AUG 2040   2017-12-12 2018-04-02
12.74 FNMA POOL 0AE0981   2013-03-06 2018-04-02
13.71 FNMA POOL 0AE3066   2011-08-09 2018-04-02
2000. US TREASURY N/B 1.25% 31 JAN 2020   2017-03-06 2018-04-05
1000. US TREASURY N/B 1.625% 15 MAY 2026   2016-08-25 2018-04-05
2000. US TREASURY N/B 1.25% 31 JAN 2020   2015-03-13 2018-04-11
32. PROCTER & GAMBLE CO   2017-06-21 2018-04-13
63. SABRE CORP   2017-01-26 2018-04-13
2. SABRE CORP   2017-11-07 2018-04-13
15. WASTE MGMT INC DEL COM   2015-04-09 2018-04-13
2000. ORACLE CORP 5.75% 15 APR 2018   2010-04-07 2018-04-16
4000. ANHEUSER-BUSCH INBEV FIN 1.9% 01 FEB 2019   2016-02-09 2018-04-23
2000. BANK OF AMERICA CORP 6.875% 25 APR 2018   2010-04-07 2018-04-25
5.84 FG G05937 4.5% 01 AUG 2040   2012-03-06 2018-05-01
7.26 FG G05408 5% 01 DEC 2036   2013-04-05 2018-05-01
37.58 FHLMC GOLD G08681 3.5% 12/01/45   2016-01-12 2018-05-01
38.48 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-05-01
28.02 FG G18557 3% 01 JUN 2030   2015-09-08 2018-05-01
32.2 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-05-01
2.86 FG A90316 4.5% 01 DEC 2039   2013-04-04 2018-05-01
7.18 FG A94713 4% 01 NOV 2040   2013-04-04 2018-05-01
10.49 FG A95147 4% 01 NOV 2040   2012-06-11 2018-05-01
24.63 FHLMC POOL #G6-0080   2015-08-07 2018-05-01
17.85 FNMA POOL 0190399   2013-03-06 2018-05-01
37.4 FN AH2974 3.5% 01 JAN 2026   2018-02-12 2018-05-01
7.02 FNMA POOL 0AH5575   2013-07-11 2018-05-01
15.67 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-05-01
43.43 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-05-01
8.1 FNMA POOL AL0846 3.5% 10/01/26   2013-04-10 2018-05-01
10.06 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-05-01
14.49 FN AL2740 3% 01 JUL 2027   2018-02-09 2018-05-01
17.5 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-05-01
15.3 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-05-01
15.5 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2018-05-01
19.63 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-05-01
15.58 FNMA POOL 0AU3735   2014-11-07 2018-05-01
10.31 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-05-01
7.32 FEDERAL NAT'L MTGE ASSN POOL 735912   2010-04-08 2018-05-01
3.24 FN 781875 5.5% 01 JUL 2034   2012-02-06 2018-05-01
10.76 FEDERAL NAT'L MTGE ASSN POOL 845126   2010-04-08 2018-05-01
18.32 FN BH9288 4% 01 FEB 2048   2018-04-10 2018-05-01
30.98 FN BM1423 2.5% 01 MAY 2032   2018-03-08 2018-05-01
26.9 FNMA POOL 950796 6.0% 10/01/37   2010-04-07 2018-05-01
24.73 FN 993733 5.5% 01 SEP 2023   2010-04-08 2018-05-01
7.12 FNMA POOL AA4552 4.0% 8/01/24   2013-04-08 2018-05-01
3.67 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-05-01
14.33 FN MA1062 3% 01 MAY 2027   2012-05-07 2018-05-01
6.4 FNMA POOL 0AD6432   2012-04-05 2018-05-01
26.78 FN AD8527 4.5% 01 AUG 2040   2017-12-12 2018-05-01
12.42 FNMA POOL 0AE0981   2013-03-06 2018-05-01
11.66 FNMA POOL 0AE3066   2011-08-09 2018-05-01
2000. AT&T INC 5.06% 5/15/18   2010-04-07 2018-05-15
2000. TORONTO-DOMINION BANK 2.625% 10 SEP 2018   2015-08-27 2018-05-18
24. BRISTOL MYERS SQUIBB CO COM   2018-02-12 2018-05-23
23. CIMAREX ENERGY CO   2018-02-12 2018-05-23
13. GENERAL DYNAMICS CORPORATION COM   2016-09-19 2018-05-23
4.04 FG G05937 4.5% 01 AUG 2040   2012-03-06 2018-06-01
6.61 FG G05408 5% 01 DEC 2036   2013-04-05 2018-06-01
46.18 FHLMC GOLD G08681 3.5% 12/01/45   2016-01-12 2018-06-01
44.7 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-06-01
29.02 FG G18557 3% 01 JUN 2030   2015-09-08 2018-06-01
35.1 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-06-01
2.37 FG A90316 4.5% 01 DEC 2039   2013-04-04 2018-06-01
2.3 FG A94713 4% 01 NOV 2040   2013-04-04 2018-06-01
4.12 FG A95147 4% 01 NOV 2040   2012-06-11 2018-06-01
29.54 FHLMC POOL #G6-0080   2015-08-07 2018-06-01
18.55 FNMA POOL 0190399   2013-03-06 2018-06-01
21.49 FN AH2974 3.5% 01 JAN 2026   2018-02-12 2018-06-01
7.87 FNMA POOL 0AH5575   2013-07-11 2018-06-01
11.53 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-06-01
32.92 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-06-01
8.93 FNMA POOL AL0846 3.5% 10/01/26   2013-04-10 2018-06-01
13.56 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-06-01
19.91 FN AL2740 3% 01 JUL 2027   2018-02-09 2018-06-01
7.03 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-06-01
36.52 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-06-01
15.25 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2018-06-01
29.8 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-06-01
22.62 FNMA POOL 0AU3735   2014-11-07 2018-06-01
8.47 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-06-01
12.27 FEDERAL NAT'L MTGE ASSN POOL 735912   2010-04-08 2018-06-01
3.85 FN 781875 5.5% 01 JUL 2034   2012-02-06 2018-06-01
10.54 FEDERAL NAT'L MTGE ASSN POOL 845126   2010-04-08 2018-06-01
22.68 FN BH9288 4% 01 FEB 2048   2018-04-10 2018-06-01
34.71 FN BM1423 2.5% 01 MAY 2032   2018-03-08 2018-06-01
23.43 FNMA POOL 950796 6.0% 10/01/37   2010-04-07 2018-06-01
18.7 FN 993733 5.5% 01 SEP 2023   2010-04-08 2018-06-01
4.8 FNMA POOL AA4552 4.0% 8/01/24   2013-04-08 2018-06-01
3.11 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-06-01
10.75 FN MA1062 3% 01 MAY 2027   2012-05-07 2018-06-01
6.39 FNMA POOL 0AD6432   2012-04-05 2018-06-01
50.11 FN AD8527 4.5% 01 AUG 2040   2017-12-12 2018-06-01
11.33 FNMA POOL 0AE0981   2013-03-06 2018-06-01
11.63 FNMA POOL 0AE3066   2011-08-09 2018-06-01
559.455 ADVISERS INVT TR JOHCM INTL SL I   2017-11-21 2018-06-20
236.818 INVESCO INTL GRWTH-R5   2016-07-18 2018-06-20
75.339 INVESCO INTL GRWTH-R5   2018-02-12 2018-06-20
4. CONTINENTAL RES INC OKLA   2018-02-12 2018-06-20
4. MERCK & CO INC   2018-05-23 2018-06-20
1. UNITEDHEALTH GROUP INC   2018-02-12 2018-06-20
2.978 VICTORY RS SM CAP GROW-Y   2014-04-01 2018-06-20
2000. CISCO SYSTEMS INC 1.6% 2/28/19   2016-02-24 2018-06-21
6.56 FG G05937 4.5% 01 AUG 2040   2012-03-06 2018-07-02
8.7 FG G05408 5% 01 DEC 2036   2013-04-05 2018-07-02
45.09 FHLMC GOLD G08681 3.5% 12/01/45   2016-01-12 2018-07-02
47.04 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-07-02
26.61 FG G18557 3% 01 JUN 2030   2015-09-08 2018-07-02
40.16 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-07-02
2.87 FG A90316 4.5% 01 DEC 2039   2013-04-04 2018-07-02
3.13 FG A94713 4% 01 NOV 2040   2013-04-04 2018-07-02
5.33 FG A95147 4% 01 NOV 2040   2012-06-11 2018-07-02
26.63 FHLMC POOL #G6-0080   2015-08-07 2018-07-02
11.1 FNMA POOL 0190399   2013-03-06 2018-07-02
17.7 FN AH2974 3.5% 01 JAN 2026   2018-02-12 2018-07-02
8.86 FNMA POOL 0AH5575   2013-07-11 2018-07-02
9.97 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-07-02
38.69 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-07-02
7.1 FNMA POOL AL0846 3.5% 10/01/26   2013-04-10 2018-07-02
15.21 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-07-02
15.65 FN AL2740 3% 01 JUL 2027   2018-02-09 2018-07-02
11.65 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-07-02
33.75 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-07-02
15.68 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2018-07-02
23.79 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-07-02
26.37 FNMA POOL 0AU3735   2014-11-07 2018-07-02
9.39 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-07-02
30. FEDERAL NAT'L MTGE ASSN POOL 735912   2010-04-08 2018-07-02
3.27 FN 781875 5.5% 01 JUL 2034   2012-02-06 2018-07-02
10.66 FEDERAL NAT'L MTGE ASSN POOL 845126   2010-04-08 2018-07-02
24.11 FN BH9288 4% 01 FEB 2048   2018-04-10 2018-07-02
34. FN BM1423 2.5% 01 MAY 2032   2018-03-08 2018-07-02
28.24 FNMA POOL 950796 6.0% 10/01/37   2010-04-07 2018-07-02
15.52 FN 993733 5.5% 01 SEP 2023   2010-04-08 2018-07-02
4.64 FNMA POOL AA4552 4.0% 8/01/24   2013-04-08 2018-07-02
3.5 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-07-02
12.63 FN MA1062 3% 01 MAY 2027   2012-05-07 2018-07-02
3.87 FNMA POOL 0AD6432   2012-04-05 2018-07-02
39.03 FN AD8527 4.5% 01 AUG 2040   2017-12-12 2018-07-02
12.91 FNMA POOL 0AE0981   2013-03-06 2018-07-02
16.57 FNMA POOL 0AE3066   2011-08-09 2018-07-02
1000. US TREASURY N/B 2.875% 15 MAY 2043   2017-11-16 2018-07-06
4.62 FG G05937 4.5% 01 AUG 2040   2012-03-06 2018-08-01
7.83 FG G05408 5% 01 DEC 2036   2013-04-05 2018-08-01
38.44 FHLMC GOLD G08681 3.5% 12/01/45   2016-01-12 2018-08-01
42.48 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-08-01
26.73 FG G18557 3% 01 JUN 2030   2015-09-08 2018-08-01
32.9 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-08-01
1.3 FG A90316 4.5% 01 DEC 2039   2013-04-04 2018-08-01
3.27 FG A94713 4% 01 NOV 2040   2013-04-04 2018-08-01
5.14 FG A95147 4% 01 NOV 2040   2012-06-11 2018-08-01
28.71 FHLMC POOL #G6-0080   2015-08-07 2018-08-01
17.64 FNMA POOL 0190399   2013-03-06 2018-08-01
32.36 FN AH2974 3.5% 01 JAN 2026   2018-02-12 2018-08-01
8.41 FNMA POOL 0AH5575   2013-07-11 2018-08-01
11.26 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-08-01
46.24 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-08-01
6.86 FNMA POOL AL0846 3.5% 10/01/26   2013-04-10 2018-08-01
6.21 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-08-01
15.94 FN AL2740 3% 01 JUL 2027   2018-02-09 2018-08-01
12.83 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-08-01
24.1 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-08-01
14.67 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2018-08-01
21.39 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-08-01
19.06 FNMA POOL 0AU3735   2014-11-07 2018-08-01
8.36 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-08-01
26.36 FEDERAL NAT'L MTGE ASSN POOL 735912   2010-04-08 2018-08-01
3.82 FN 781875 5.5% 01 JUL 2034   2012-02-06 2018-08-01
10.71 FEDERAL NAT'L MTGE ASSN POOL 845126   2010-04-08 2018-08-01
27.63 FN BH9288 4% 01 FEB 2048   2018-04-10 2018-08-01
13.64 FN BM1791 3% 01 JUN 2032   2018-07-11 2018-08-01
32.71 FN BM1423 2.5% 01 MAY 2032   2018-03-08 2018-08-01
1.92 FNMA POOL 950796 6.0% 10/01/37   2010-04-07 2018-08-01
25.22 FN 993733 5.5% 01 SEP 2023   2010-04-08 2018-08-01
5.84 FNMA POOL AA4552 4.0% 8/01/24   2013-04-08 2018-08-01
2.84 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-08-01
6.83 FN MA1062 3% 01 MAY 2027   2012-05-07 2018-08-01
4.42 FNMA POOL 0AD6432   2012-04-05 2018-08-01
55.71 FN AD8527 4.5% 01 AUG 2040   2017-12-12 2018-08-01
11.97 FNMA POOL 0AE0981   2013-03-06 2018-08-01
10.08 FNMA POOL 0AE3066   2011-08-09 2018-08-01
2000. ASTRAZENECA PLC 1.75% 11/16/18   2015-11-10 2018-08-06
2000. BANK OF NY MELLON CORP 3.85% 28 APR 2028   2018-04-23 2018-08-06
51. INTEL CORP   2010-10-28 2018-08-14
68. PULTE HOMES INC   2018-02-12 2018-08-14
2000. LOCKHEED MARTIN CORP 3.8% 01 MAR 2045   2015-05-06 2018-08-15
2000. US TREASURY N/B 2.875% 15 MAY 2043   2016-11-16 2018-08-29
2000. US TREASURY N/B 2.875% 15 MAY 2043   2018-08-15 2018-08-29
4.85 FG G05937 4.5% 01 AUG 2040   2012-03-06 2018-09-04
10.22 FG G05408 5% 01 DEC 2036   2013-04-05 2018-09-04
44.8 FHLMC GOLD G08681 3.5% 12/01/45   2016-01-12 2018-09-04
38.58 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-09-04
31.96 FG G18557 3% 01 JUN 2030   2015-09-08 2018-09-04
36.91 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-09-04
3.07 FG A90316 4.5% 01 DEC 2039   2013-04-04 2018-09-04
3.72 FG A94713 4% 01 NOV 2040   2013-04-04 2018-09-04
10.17 FG A95147 4% 01 NOV 2040   2012-06-11 2018-09-04
29.4 FHLMC POOL #G6-0080   2015-08-07 2018-09-04
10.47 FNMA POOL 0190399   2013-03-06 2018-09-04
11.48 FN AH2974 3.5% 01 JAN 2026   2018-02-12 2018-09-04
6.97 FNMA POOL 0AH5575   2013-07-11 2018-09-04
10.22 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-09-04
55.98 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-09-04
5.48 FNMA POOL AL0846 3.5% 10/01/26   2013-04-10 2018-09-04
3.98 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-09-04
16.08 FN AL2740 3% 01 JUL 2027   2018-02-09 2018-09-04
13.06 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-09-04
31.26 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-09-04
47.42 FN AS9585 4% 01 MAY 2047   2018-08-10 2018-09-04
16.7 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2018-09-04
26.08 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-09-04
14.54 FNMA POOL 0AU3735   2014-11-07 2018-09-04
10.77 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-09-04
15.3 FEDERAL NAT'L MTGE ASSN POOL 735912   2010-04-08 2018-09-04
3.29 FN 781875 5.5% 01 JUL 2034   2012-02-06 2018-09-04
10.8 FEDERAL NAT'L MTGE ASSN POOL 845126   2010-04-08 2018-09-04
20.2 FN BH9288 4% 01 FEB 2048   2018-04-10 2018-09-04
12.54 FN BM1791 3% 01 JUN 2032   2018-07-11 2018-09-04
39.33 FN BM1423 2.5% 01 MAY 2032   2018-03-08 2018-09-04
23.85 FNMA POOL 950796 6.0% 10/01/37   2010-04-07 2018-09-04
27.03 FN 993733 5.5% 01 SEP 2023   2010-04-08 2018-09-04
7.08 FNMA POOL AA4552 4.0% 8/01/24   2013-04-08 2018-09-04
1.1 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-09-04
12.62 FN MA1062 3% 01 MAY 2027   2012-05-07 2018-09-04
4.7 FNMA POOL 0AD6432   2012-04-05 2018-09-04
41.4 FN AD8527 4.5% 01 AUG 2040   2017-12-12 2018-09-04
12.52 FNMA POOL 0AE0981   2013-03-06 2018-09-04
12.48 FNMA POOL 0AE3066   2011-08-09 2018-09-04
4000. US TREASURY N/B 1.75% 30 APR 2022   2017-12-06 2018-09-07
2000. GOLDMAN SACHS GROUP IN 7.5% 2/15/19   2010-05-20 2018-09-19
2000. SHELL INTERNATIONAL 1.375% 10 MAY 2019   2016-05-06 2018-09-19
2.47 FG G05937 4.5% 01 AUG 2040   2012-03-06 2018-10-01
6.35 FG G05408 5% 01 DEC 2036   2013-04-05 2018-10-01
33.03 FHLMC GOLD G08681 3.5% 12/01/45   2016-01-12 2018-10-01
36.25 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-10-01
29.36 FG G18557 3% 01 JUN 2030   2015-09-08 2018-10-01
30.55 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-10-01
1.94 FG A90316 4.5% 01 DEC 2039   2013-04-04 2018-10-01
2.46 FG A94713 4% 01 NOV 2040   2013-04-04 2018-10-01
3.95 FG A95147 4% 01 NOV 2040   2012-06-11 2018-10-01
20.26 FHLMC POOL #G6-0080   2015-08-07 2018-10-01
11.15 FNMA POOL 0190399   2013-03-06 2018-10-01
18.99 FN AH2974 3.5% 01 JAN 2026   2018-02-12 2018-10-01
6.24 FNMA POOL 0AH5575   2013-07-11 2018-10-01
12.07 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-10-01
34.18 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-10-01
4.01 FNMA POOL AL0846 3.5% 10/01/26   2013-04-10 2018-10-01
9.46 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-10-01
18.71 FN AL2740 3% 01 JUL 2027   2018-02-09 2018-10-01
7.05 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-10-01
16.6 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-10-01
32.97 FN AS9585 4% 01 MAY 2047   2018-08-10 2018-10-01
11.23 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2018-10-01
17.89 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-10-01
16.67 FNMA POOL 0AU3735   2014-11-07 2018-10-01
8.14 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-10-01
26.1 FEDERAL NAT'L MTGE ASSN POOL 735912   2010-04-08 2018-10-01
21.63 FN 781875 5.5% 01 JUL 2034   2012-02-06 2018-10-01
10.94 FEDERAL NAT'L MTGE ASSN POOL 845126   2010-04-08 2018-10-01
43.43 FN BH9288 4% 01 FEB 2048   2018-04-10 2018-10-01
10.95 FN BM1791 3% 01 JUN 2032   2018-07-11 2018-10-01
28.06 FN BM1423 2.5% 01 MAY 2032   2018-03-08 2018-10-01
16.33 FN CA0853 3.5% 01 DEC 2047   2018-09-12 2018-10-01
1.88 FNMA POOL 950796 6.0% 10/01/37   2010-04-07 2018-10-01
20.9 FN 993733 5.5% 01 SEP 2023   2010-04-08 2018-10-01
3.82 FNMA POOL AA4552 4.0% 8/01/24   2013-04-08 2018-10-01
4.89 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-10-01
11.94 FN MA1062 3% 01 MAY 2027   2012-05-07 2018-10-01
2.29 FNMA POOL 0AD6432   2012-04-05 2018-10-01
70.56 FN AD8527 4.5% 01 AUG 2040   2017-12-12 2018-10-01
10.72 FNMA POOL 0AE0981   2013-03-06 2018-10-01
9.7 FNMA POOL 0AE3066   2011-08-09 2018-10-01
1.8 GARRETT MOTION INC   2013-12-06 2018-10-02
.2 GARRETT MOTION INC   2018-06-20 2018-10-02
18. BANK AMER CORP   2018-03-16 2018-10-16
15. CARNIVAL CORP   2017-04-10 2018-10-16
6. CARNIVAL CORP   2018-06-20 2018-10-16
12. COGNIZANT TECHNOLOGY SOLUTIONS   2016-02-04 2018-10-16
5. COGNIZANT TECHNOLOGY SOLUTIONS   2018-06-20 2018-10-16
17. EXPRESS SCRIPTS HLDG CO   2017-06-21 2018-10-16
14. FACEBOOK INC   2015-04-09 2018-10-16
9. GOLDMAN SACHS GROUP INC   2018-06-20 2018-10-16
3. SUNTRUST BKS INC   2015-04-09 2018-10-16
4. SUNTRUST BKS INC   2018-06-20 2018-10-16
2.6666 RESIDEO TECHNOLOGIES INC   2013-12-06 2018-10-30
.3334 RESIDEO TECHNOLOGIES INC   2018-06-20 2018-10-30
2000. US TREASURY N/B 1.75% 15 MAY 2023   2018-01-18 2018-10-31
4.37 FG G05937 4.5% 01 AUG 2040   2012-03-06 2018-11-01
8.43 FG G05408 5% 01 DEC 2036   2013-04-05 2018-11-01
36.52 FHLMC GOLD G08681 3.5% 12/01/45   2016-01-12 2018-11-01
32.33 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-11-01
27.69 FG G18557 3% 01 JUN 2030   2015-09-08 2018-11-01
33.84 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-11-01
2.33 FG A90316 4.5% 01 DEC 2039   2013-04-04 2018-11-01
1.26 FG A94713 4% 01 NOV 2040   2013-04-04 2018-11-01
1.35 FG A95147 4% 01 NOV 2040   2012-06-11 2018-11-01
24.45 FHLMC POOL #G6-0080   2015-08-07 2018-11-01
12.53 FNMA POOL 0190399   2013-03-06 2018-11-01
14.53 FN AH2974 3.5% 01 JAN 2026   2018-02-12 2018-11-01
5.93 FNMA POOL 0AH5575   2013-07-11 2018-11-01
11.54 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-11-01
35.61 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-11-01
7.82 FNMA POOL AL0846 3.5% 10/01/26   2013-04-10 2018-11-01
6.79 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-11-01
14.74 FN AL2740 3% 01 JUL 2027   2018-02-09 2018-11-01
9.56 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-11-01
22.84 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-11-01
40.95 FN AS9585 4% 01 MAY 2047   2018-08-10 2018-11-01
13.18 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2018-11-01
19.93 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-11-01
20.21 FNMA POOL 0AU3735   2014-11-07 2018-11-01
8.28 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-11-01
37.96 FEDERAL NAT'L MTGE ASSN POOL 735912   2010-04-08 2018-11-01
3.87 FN 781875 5.5% 01 JUL 2034   2012-02-06 2018-11-01
10.82 FEDERAL NAT'L MTGE ASSN POOL 845126   2010-04-08 2018-11-01
26.09 FN BH9288 4% 01 FEB 2048   2018-04-10 2018-11-01
9.84 FN BM1791 3% 01 JUN 2032   2018-07-11 2018-11-01
35.13 FN BM1423 2.5% 01 MAY 2032   2018-03-08 2018-11-01
40.04 FN CA0853 3.5% 01 DEC 2047   2018-09-12 2018-11-01
26.31 FNMA POOL 950796 6.0% 10/01/37   2010-04-07 2018-11-01
20.64 FN 993733 5.5% 01 SEP 2023   2010-04-08 2018-11-01
4.64 FNMA POOL AA4552 4.0% 8/01/24   2013-04-08 2018-11-01
2.74 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-11-01
7.58 FN MA1062 3% 01 MAY 2027   2012-05-07 2018-11-01
4.76 FNMA POOL 0AD6432   2012-04-05 2018-11-01
30.44 FN AD8527 4.5% 01 AUG 2040   2017-12-12 2018-11-01
9.74 FNMA POOL 0AE0981   2013-03-06 2018-11-01
9.53 FNMA POOL 0AE3066   2011-08-09 2018-11-01
.3333 RESIDEO TECHNOLOGIES INC   2013-12-06 2018-11-13
2000. UNITED STATES TREAS BDS DTD 8/15/93 6.25% 08/15/2023   2017-12-06 2018-11-15
2000. COMCAST CORP   2010-04-08 2018-11-28
4.11 FG G05937 4.5% 01 AUG 2040   2012-03-06 2018-12-03
5.17 FG G05408 5% 01 DEC 2036   2013-04-05 2018-12-03
27.39 FHLMC GOLD G08681 3.5% 12/01/45   2016-01-12 2018-12-03
32.55 FHLMC GOLD G18536 2.5% 1/01/30   2015-02-06 2018-12-03
22.02 FG G18557 3% 01 JUN 2030   2015-09-08 2018-12-03
26.43 FHLMC GOLD J17508 3.0% 12/01/26   2016-07-08 2018-12-03
1.68 FG A90316 4.5% 01 DEC 2039   2013-04-04 2018-12-03
2.17 FG A94713 4% 01 NOV 2040   2013-04-04 2018-12-03
4.08 FG A95147 4% 01 NOV 2040   2012-06-11 2018-12-03
18.99 FHLMC POOL #G6-0080   2015-08-07 2018-12-03
9.78 FNMA POOL 0190399   2013-03-06 2018-12-03
27.95 FN AH2974 3.5% 01 JAN 2026   2018-02-12 2018-12-03
5.86 FNMA POOL 0AH5575   2013-07-11 2018-12-03
8.33 FNMA POOL AH6827 4.0% 3/01/26   2011-08-09 2018-12-03
44.92 FN AJ7715 3% 01 DEC 2026   2016-11-07 2018-12-03
4.18 FNMA POOL AL0846 3.5% 10/01/26   2013-04-10 2018-12-03
3.6 FNMA POOL AL0393 4.5% 6/01/41   2011-11-04 2018-12-03
13.45 FN AL2740 3% 01 JUL 2027   2018-02-09 2018-12-03
10.4 FNMA POOL AQ0546 3.5% 11/01/42   2013-07-08 2018-12-03
14.15 FNMA POOL # AS6191 3.5% 11/01/45   2016-03-07 2018-12-03
29.32 FN AS9585 4% 01 MAY 2047   2018-08-10 2018-12-03
12.9 FNMA POOL # AT2062 2.5% 4/01/28   2014-03-07 2018-12-03
16.28 FNMA POOL AT2720 3% 5/1/43   2015-02-06 2018-12-03
14.77 FNMA POOL 0AU3735   2014-11-07 2018-12-03
6.67 FNMA POOL 735580 5.0% 6/01/35   2011-08-09 2018-12-03
19.41 FEDERAL NAT'L MTGE ASSN POOL 735912   2010-04-08 2018-12-03
3.59 FN 781875 5.5% 01 JUL 2034   2012-02-06 2018-12-03
10.77 FEDERAL NAT'L MTGE ASSN POOL 845126   2010-04-08 2018-12-03
20.55 FN BH9288 4% 01 FEB 2048   2018-04-10 2018-12-03
8.15 FN BM1791 3% 01 JUN 2032   2018-07-11 2018-12-03
30.56 FN BM1423 2.5% 01 MAY 2032   2018-03-08 2018-12-03
35.92 FN CA0853 3.5% 01 DEC 2047   2018-09-12 2018-12-03
27.53 FNMA POOL 950796 6.0% 10/01/37   2010-04-07 2018-12-03
22.37 FN 993733 5.5% 01 SEP 2023   2010-04-08 2018-12-03
4.79 FNMA POOL AA4552 4.0% 8/01/24   2013-04-08 2018-12-03
1.95 FNMA POOL AA7236 4.0% 6/01/39   2012-02-07 2018-12-03
9.28 FN MA1062 3% 01 MAY 2027   2012-05-07 2018-12-03
3.2 FNMA POOL 0AD6432   2012-04-05 2018-12-03
38.53 FN AD8527 4.5% 01 AUG 2040   2017-12-12 2018-12-03
9.14 FNMA POOL 0AE0981   2013-03-06 2018-12-03
8.83 FNMA POOL 0AE3066   2011-08-09 2018-12-03
13. ANALOG DEVICES INC   2017-01-26 2018-12-06
7. APPLE COMPUTER INC COM   2018-08-14 2018-12-06
34. CF INDS HLDGS INC   2017-11-07 2018-12-06
34. CONTINENTAL RES INC OKLA   2018-02-12 2018-12-06
1000. US TREASURY N/B 2.875% 15 MAY 2043   2018-08-15 2018-12-10
1000. US TREASURY N/B 2.875% 15 MAY 2043   2017-03-22 2018-12-10
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 6   7 -1
b 8   8  
c 48   50 -2
d 40   41 -1
e 33   34 -1
40   42 -2
3   4 -1
4   4  
11   12 -1
26   27 -1
19   21 -2
10   11 -1
16   16  
43   45 -2
8   8  
18   19 -1
9   9  
30   31 -1
17   17  
17   17  
21   21  
11   12 -1
20   21 -1
4   4  
11   12 -1
30   32 -2
27   28 -1
7   8 -1
4   5 -1
11   12 -1
5   5  
26   28 -2
16   16  
12   13 -1
3,941   4,014 -73
1,969   2,007 -38
1,968   2,007 -39
1,762   2,010 -248
1,951   1,979 -28
5   5  
9   9  
45   47 -2
43   44 -1
25   26 -1
35   36 -1
3   4 -1
3   3  
8   9 -1
20   21 -1
15   16 -1
12   12  
12   13 -1
42   43 -1
6   6  
2   2  
12   12  
22   22  
15   15  
15   15  
16   16  
8   9 -1
27   28 -1
3   3  
15   15  
33   34 -1
16   17 -1
5   5  
1   1  
14   14  
4   4  
25   27 -2
13     13
14   14  
961   1,020 -59
983   1,003 -20
970   989 -19
2,755   2,774 -19
276   310 -34
921   1,082 -161
488   210 278
2,823   2,723 100
1,612   1,585 27
1,700   1,391 309
1,100   1,596 -496
349   323 26
602   215 387
1,220   1,569 -349
740   680 60
2,625   2,451 174
613   372 241
1,838   656 1,182
516   329 187
2,122   3,086 -964
979   1,044 -65
2,000   2,000  
981   1,000 -19
1,819   2,018 -199
1,910   2,044 -134
3   3  
7   8 -1
40   41 -1
39   40 -1
28   29 -1
33   35 -2
2   2  
1   1  
4   4  
23   24 -1
17   18 -1
12   12  
9   9  
14   14  
38   39 -1
7   7  
11   11  
15   15  
5   5  
28   30 -2
15   15  
22   22  
12   12  
9   9  
13   14 -1
4   4  
13   14 -1
19   19  
26   28 -2
23   24 -1
7   7  
7   7  
11   11  
4   5 -1
23   25 -2
11   12 -1
11   11  
1,963   2,000 -37
1,963   1,993 -30
1,144   1,059 85
1,145   294 851
1,593   1,120 473
535   489 46
502   375 127
664   458 206
513   227 286
527   369 158
518   467 51
260   164 96
630   560 70
2,868   2,746 122
2,868   2,746 122
505   408 97
1,410   1,310 100
281   223 58
1,071   979 92
348   333 15
467   410 57
692   629 63
409   157 252
440   450 -10
507   375 132
363   363  
376   374 2
274   214 60
611   513 98
522   537 -15
739   433 306
539   447 92
303   176 127
598   538 60
410   182 228
356   150 206
928   901 27
716   691 25
485   363 122
317   108 209
4,408   2,244 2,164
564   436 128
450   395 55
440   388 52
238   269 -31
328   155 173
402   427 -25
333   97 236
642   372 270
424   102 322
274   164 110
439   456 -17
1,824   2,018 -194
384   309 75
679   687 -8
346   218 128
4,771   2,856 1,915
644   466 178
1,790   1,694 96
1,458   1,547 -89
284   231 53
49   51 -2
4   4  
11   12 -1
38   39 -1
42   43 -1
33   34 -1
33   35 -2
3   3  
2   2  
7   7  
21   22 -1
21   23 -2
18   18  
11   11  
17   18 -1
6   7 -1
10   11 -1
14   15 -1
6   6  
35   37 -2
15   15  
20   20  
20   20  
8   8  
20   21 -1
4   4  
11   11  
37   36 1
111   116 -5
28   29 -1
7   7  
4   4  
15   15  
7   7  
23   25 -2
13   13  
14   14  
1,963   1,975 -12
914   1,009 -95
1,963   1,968 -5
2,489   2,869 -380
1,262   1,557 -295
40   38 2
1,249   818 431
2,000   2,082 -82
4,000   3,989 11
2,000   2,066 -66
6   6  
7   8 -1
38   39 -1
38   39 -1
28   29 -1
32   34 -2
3   3  
7   8 -1
10   11 -1
25   26 -1
18   19 -1
37   38 -1
7   7  
16   16  
43   45 -2
8   8  
10   11 -1
14   15 -1
18   17 1
15   16 -1
16   16  
20   20  
16   16  
10   11 -1
7   8 -1
3   3  
11   11  
18   19 -1
31   30 1
27   28 -1
25   25  
7   7  
4   4  
14   15 -1
6   7 -1
27   29 -2
12   13 -1
12   12  
2,000   2,048 -48
2,002   2,005 -3
1,255   1,525 -270
2,198   2,347 -149
2,658   1,984 674
4   4  
7   7  
46   48 -2
45   46 -1
29   30 -1
35   37 -2
2   3 -1
2   2  
4   4  
30   31 -1
19   20 -1
21   22 -1
8   8  
12   12  
33   34 -1
9   9  
14   14  
20   20  
7   7  
37   38 -1
15   15  
30   31 -1
23   23  
8   9 -1
12   13 -1
4   4  
11   11  
23   23  
35   34 1
23   24 -1
19   19  
5   5  
3   3  
11   11  
6   7 -1
50   54 -4
11   12 -1
12   12  
13,427   12,610 817
8,258   7,712 546
2,627   2,795 -168
255   208 47
244   236 8
253   227 26
296   199 97
1,987   2,000 -13
7   7  
9   9  
45   47 -2
47   48 -1
27   27  
40   42 -2
3   3  
3   3  
5   6 -1
27   28 -1
11   12 -1
18   18  
9   9  
10   10  
39   40 -1
7   7  
15   16 -1
16   16  
12   12  
34   35 -1
16   16  
24   24  
26   26  
9   10 -1
30   31 -1
3   3  
11   11  
24   25 -1
34   33 1
28   29 -1
16   16  
5   5  
4   4  
13   13  
4   4  
39   42 -3
13   14 -1
17   17  
991   1,020 -29
5   5  
8   8  
38   40 -2
42   43 -1
27   28 -1
33   34 -1
1   1  
3   3  
5   5  
29   30 -1
18   19 -1
32   33 -1
8   9 -1
11   12 -1
46   48 -2
7   7  
6   6  
16   16  
13   13  
24   25 -1
15   15  
21   22 -1
19   19  
8   9 -1
26   27 -1
4   4  
11   11  
28   29 -1
14   14  
33   32 1
2   2  
25   26 -1
6   6  
3   3  
7   7  
4   5 -1
56   60 -4
12   13 -1
10   10  
1,996   2,000 -4
2,026   1,996 30
2,472   995 1,477
1,896   2,037 -141
1,873   1,920 -47
1,949   1,979 -30
1,949   1,961 -12
5   5  
10   11 -1
45   46 -1
39   39  
32   33 -1
37   38 -1
3   3  
4   4  
10   11 -1
29   30 -1
10   11 -1
11   12 -1
7   7  
10   10  
56   58 -2
5   6 -1
4   4  
16   16  
13   13  
31   32 -1
47   48 -1
17   17  
26   27 -1
15   15  
11   11  
15   16 -1
3   3  
11   11  
20   21 -1
13   12 1
39   39  
24   25 -1
27   28 -1
7   7  
1   1  
13   13  
5   5  
41   44 -3
13   13  
12   13 -1
3,856   3,944 -88
2,041   2,066 -25
1,985   1,996 -11
2   3 -1
6   7 -1
33   34 -1
36   37 -1
29   30 -1
31   32 -1
2   2  
2   3 -1
4   4  
20   21 -1
11   12 -1
19   19  
6   6  
12   12  
34   35 -1
4   4  
9   10 -1
19   19  
7   7  
17   17  
33   34 -1
11   11  
18   18  
17   17  
8   8  
26   27 -1
22   23 -1
11   11  
43   45 -2
11   11  
28   28  
16   16  
2   2  
21   21  
4   4  
5   5  
12   12  
2   2  
71   76 -5
11   11  
10   10  
32   17 15
4   3 1
507   582 -75
885   874 11
354   377 -23
876   742 134
365   394 -29
1,626   1,089 537
2,172   1,157 1,015
1,955   2,340 -385
184   124 60
246   276 -30
60   42 18
8   9 -1
1,896   1,932 -36
4   5 -1
8   9 -1
37   38 -1
32   33 -1
28   28  
34   35 -1
2   2  
1   1  
1   1  
24   25 -1
13   13  
15   15  
6   6  
12   12  
36   37 -1
8   8  
7   7  
15   15  
10   10  
23   24 -1
41   42 -1
13   13  
20   20  
20   20  
8   9 -1
38   39 -1
4   4  
11   11  
26   27 -1
10   10  
35   34 1
40   40  
26   27 -1
21   21  
5   5  
3   3  
8   8  
5   5  
30   33 -3
10   10  
10   10  
7   5 2
2,293   2,368 -75
2,030   2,004 26
4   4  
5   5  
27   28 -1
33   33  
22   22  
26   27 -1
2   2  
2   2  
4   4  
19   20 -1
10   10  
28   28  
6   6  
8   8  
45   46 -1
4   4  
4   4  
13   14 -1
10   10  
14   15 -1
29   30 -1
13   13  
16   17 -1
15   15  
7   7  
19   20 -1
4   4  
11   11  
21   21  
8   8  
31   30 1
36   36  
28   28  
22   23 -1
5   5  
2   2  
9   9  
3   3  
39   41 -2
9   10 -1
9   9  
1,147   965 182
1,206   1,330 -124
1,384   1,258 126
1,516   1,765 -249
959   974 -15
959   974 -15
      8,067
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -1
b        
c       -2
d       -1
e       -1
      -2
      -1
       
      -1
      -1
      -2
      -1
       
      -2
       
      -1
       
      -1
       
       
       
      -1
      -1
       
      -1
      -2
      -1
      -1
      -1
      -1
       
      -2
       
      -1
      -73
      -38
      -39
      -248
      -28
       
       
      -2
      -1
      -1
      -1
      -1
       
      -1
      -1
      -1
       
      -1
      -1
       
       
       
       
       
       
       
      -1
      -1
       
       
      -1
      -1
       
       
       
       
      -2
      13
       
      -59
      -20
      -19
      -19
      -34
      -161
      278
      100
      27
      309
      -496
      26
      387
      -349
      60
      174
      241
      1,182
      187
      -964
      -65
       
      -19
      -199
      -134
       
      -1
      -1
      -1
      -1
      -2
       
       
       
      -1
      -1
       
       
       
      -1
       
       
       
       
      -2
       
       
       
       
      -1
       
      -1
       
      -2
      -1
       
       
       
      -1
      -2
      -1
       
      -37
      -30
      85
      851
      473
      46
      127
      206
      286
      158
      51
      96
      70
      122
      122
      97
      100
      58
      92
      15
      57
      63
      252
      -10
      132
       
      2
      60
      98
      -15
      306
      92
      127
      60
      228
      206
      27
      25
      122
      209
      2,164
      128
      55
      52
      -31
      173
      -25
      236
      270
      322
      110
      -17
      -194
      75
      -8
      128
      1,915
      178
      96
      -89
      53
      -2
       
      -1
      -1
      -1
      -1
      -2
       
       
       
      -1
      -2
       
       
      -1
      -1
      -1
      -1
       
      -2
       
       
       
       
      -1
       
       
      1
      -5
      -1
       
       
       
       
      -2
       
       
      -12
      -95
      -5
      -380
      -295
      2
      431
      -82
      11
      -66
       
      -1
      -1
      -1
      -1
      -2
       
      -1
      -1
      -1
      -1
      -1
       
       
      -2
       
      -1
      -1
      1
      -1
       
       
       
      -1
      -1
       
       
      -1
      1
      -1
       
       
       
      -1
      -1
      -2
      -1
       
      -48
      -3
      -270
      -149
      674
       
       
      -2
      -1
      -1
      -2
      -1
       
       
      -1
      -1
      -1
       
       
      -1
       
       
       
       
      -1
       
      -1
       
      -1
      -1
       
       
       
      1
      -1
       
       
       
       
      -1
      -4
      -1
       
      817
      546
      -168
      47
      8
      26
      97
      -13
       
       
      -2
      -1
       
      -2
       
       
      -1
      -1
      -1
       
       
       
      -1
       
      -1
       
       
      -1
       
       
       
      -1
      -1
       
       
      -1
      1
      -1
       
       
       
       
       
      -3
      -1
       
      -29
       
       
      -2
      -1
      -1
      -1
       
       
       
      -1
      -1
      -1
      -1
      -1
      -2
       
       
       
       
      -1
       
      -1
       
      -1
      -1
       
       
      -1
       
      1
       
      -1
       
       
       
      -1
      -4
      -1
       
      -4
      30
      1,477
      -141
      -47
      -30
      -12
       
      -1
      -1
       
      -1
      -1
       
       
      -1
      -1
      -1
      -1
       
       
      -2
      -1
       
       
       
      -1
      -1
       
      -1
       
       
      -1
       
       
      -1
      1
       
      -1
      -1
       
       
       
       
      -3
       
      -1
      -88
      -25
      -11
      -1
      -1
      -1
      -1
      -1
      -1
       
      -1
       
      -1
      -1
       
       
       
      -1
       
      -1
       
       
       
      -1
       
       
       
       
      -1
      -1
       
      -2
       
       
       
       
       
       
       
       
       
      -5
       
       
      15
      1
      -75
      11
      -23
      134
      -29
      537
      1,015
      -385
      60
      -30
      18
      -1
      -36
      -1
      -1
      -1
      -1
       
      -1
       
       
       
      -1
       
       
       
       
      -1
       
       
       
       
      -1
      -1
       
       
       
      -1
      -1
       
       
      -1
       
      1
       
      -1
       
       
       
       
       
      -3
       
       
      2
      -75
      26
       
       
      -1
       
       
      -1
       
       
       
      -1
       
       
       
       
      -1
       
       
      -1
       
      -1
      -1
       
      -1
       
       
      -1
       
       
       
       
      1
       
       
      -1
       
       
       
       
      -2
      -1
       
      182
      -124
      126
      -249
      -15
      -15
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 21,754
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 31,711 583,199 0.054374
2016 28,704 564,936 0.050809
2015 30,427 596,978 0.050968
2014 29,812 609,025 0.04895
2013 28,188 590,005 0.047776
2
Total of line 1, column (d) .....................
2
0.252877
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.050575
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
577,710
5
Multiply line 4 by line 3......................
5
29,218
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
287
7
Add lines 5 and 6........................
7
29,505
8
Enter qualifying distributions from Part XII, line 4,.............
8
28,437
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 574
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 574
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 574
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 340
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 340
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 234
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletGA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletNA
    14
    The books are in care ofbulletREGION BANK TRUST DEPT Telephone no.bullet (205) 420-7753

    Located atbullet201 MILAN PARKWAYBIRMINGHAMAL ZIP+4bullet35211
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    REGIONS BANK TRUSTEE
    1     		8,186    
    201 MILAN PARKWAY
    BIRMINGHAM,AL35211
    COLLEEN C SULLIVAN CO-TRUSTEE
    1     		0    
    2344 WINCHESTER RD
    ALBANY,GA31721
    KATHLEEN IVY LANE CO-TRUSTEE
    1     		0    
    208 BYRON PLANTATION RD
    ALBANY,GA31721
    JAMES E REYNOLDS JR CO-TRUSTEE
    1     		0    
    PO BOX 71209
    ALBANY,GA31712
    COLLEEN C YARBOROUGH CO-TRUSTEE
    1     		0    
    P O BOX 4754
    SANTA ROSA BEACH,FL32459
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    586,508
    b
    Average of monthly cash balances.......................
    1b
    0
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    586,508
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    586,508
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    8,798
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    577,710
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    28,886
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    28,886
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    574
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    574
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    28,312
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    28,312
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    28,312
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    28,437
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    28,437
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    28,437
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 28,312
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 23,973
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 0
    b From 2014...... 0
    c From 2015...... 0
    d From 2016...... 0
    e From 2017...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 28,437
    a Applied to 2017, but not more than line 2a 23,973
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 4,464
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		23,848
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2014.... 0
    b Excess from 2015.... 0
    c Excess from 2016.... 0
    d Excess from 2017.... 0
    e Excess from 2018.... 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    REGIONS BANK - CO EDMUND NOBLES
    P O BOX 8
    ALBANY,GA31702
    (229) 438-2451
    bThe form in which applications should be submitted and information and materials they should include:
    SUBMIT REQUEST TO ADDRESS PROVIDED
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    CHARITABLE, RELIGIOUS, SCIENTIFIC, LITERARY, OR EDUCATIONAL ORGANIZATIONS WHICH QUALIFY AS EXEMPT ORGANIZATION UNDER SECTION 501(C)(3)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    SEWANEE - THE UNIVERSITY OF THE SOUTH
    7354 UNIVERSITY AVE
    SEWANEE,TN37383     		NONE PC GENERAL OPERATING 1,000
    ALBANY TECHNICAL COLLEGE
    1704 S SLAPPEY BLVD
    ALBANY,GA31701     		NONE PC GENERAL OPERATING 1,000
    ALBANY MUSEUM OF ART
    311 MEADOWLARK DRIVE
    ALBANY,GA31707     		NONE PC GENERAL OPERATING 2,000
    ALBANY SYMPHONY
    P O BOX 70065
    ALBANY,GA31708     		NONE PC GENERAL OPERATING 1,000
    DEERFIELD-WINDSOR SCHOOL
    P O BOX 71149
    ALBANY,GA31708     		NONE PC GENERAL OPERATING 4,000
    ALBANY HUMANE SOCIETY
    P O BOX 3151
    ALBANY,GA31706     		NONE PC GENERAL OPERATING 2,000
    PHOEBE FOUNDATION
    P O BOX 1828
    ALBANY,GA31702     		NONE PC GENERAL OPERATING 2,000
    YOUNG LIFE OF ALBANY
    P O BOX 70053
    ALBANY,GA31708     		NONE PC GENERAL OPERATING 1,500
    ST PAUL'S EPISCOPAL CHURCH
    212 NORTH JEFFERSON ST
    ALBANY,GA31701     		NONE PC GENERAL OPERATING 1,000
    YMCA
    1701 GILLIONVILLE ROAD
    ALBANY,GA31707     		NONE PC GENERAL OPERATING 500
    CHILDRENS'S HEALTHCARE OF ATLANTA AT
    1001 JOHNSON FERRY RD NE
    ATLANTA,GA30342     		NONE PC GENERAL OPERATING 3,000
    DARTON STATE COLLEGE FOUNDATION
    2400 GILLIONVILLE RD
    ALBANY,GA31717     		NONE PC GENERAL OPERATING 1,000
    FLINT RIVERQUARIUM
    117 PINE AVE
    ALBANY,GA31701     		NONE PC GENERAL OPERATING 3,000
    OPERATION SMILE
    PO BOX 5017
    HAGERSTOWN,MD21741     		NONE PC GENERAL OPERATING 1,000
    KEEP ALBANY-DOUGHERTY BEAUTIFUL
    PO BOX 4868
    ALBANY,GA31706     		NONE PC GENERAL OPERATING 1,000
    BARNEY'S RUN
    PO BOX 70111
    ALBANY,GA31708     		NONE PC GENERAL OPERATING 1,000
    Total .................................bullet 3a 26,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 14,065  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 21,754  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   35,819  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    35,819
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 AccountingFeesSchedule
    Name:
    CARLTON FOUNDATION
    EIN:
    58-1947471
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 800     800

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    CARLTON FOUNDATION
    EIN:
    58-1947471
    Name of Bond End of Year Book Value End of Year Fair Market Value
    FNMA # 735912, 5.5% 10/1/2035    
    FNMA # 845126, 5% 12/1/2020    
    FNMA # 993733, 5.5% 9/1/2023    
    AT&T 5.6% 5/15/2018    
    CATERPILLAR 7.9% 12/15/2018    
    COMCAST CORP 5.7% 7/1/2019    
    GOLDMAN SACHS 7.5% 2/15/2019    
    J P MORGAN 6.3% 4/23/2019    
    MORGAN STAN 5.625% 9/23/19    
    ORACLE 5.75% 4/15/2018    
    PRUDENTIAL FIN 4.5% 11/15/2020    
    TARGET CORP 5.375% 5/1/2017    
    WACHOVIA CORP 5.75% 6/15/2017    
    FNMA POOL # AH6827 4% 3/1/26    
    FNMA POOL # AL0393 4.5% 6/1/41    
    FNMA POOL # 735580 5% 6/1/35    
    FNMA POOL # AE3066 3.5% 9/1/25    
    AMERICAN EXPRESS 2.75% 9/15/15    
    ANHEUSER-BUSCH 2.875% 2/15/16    
    GE CAPITAL 5.3% 2/11/21    
    INTEL CORP 3.3% 10/1/21    
    SUNTRUST BKS 3.5% 1/20/17    
    TOYOTA MOTOR 3.4% 9/15/21    
    FHLM 4.5% 8/1/40    
    FHLM 5% 12/1/36    
    FHLM 4% 11/1/40    
    FNMA 5.5% 7/1/34    
    FNMA 4% 6/1/39    
    FNMA 3% 5/1/27    
    FNMA 4.5% 6/1/40    
    ROYAL BK OF CAN 1.2%    
    VERIZON COMM 6%    
    WALMART 6.2%    
    FHLM 4.5% 12/1/39    
    FHLM #A94713 4% 11/1/40    
    FNMA 5.5% 11/1/39    
    FNMA 4% 2/1/41    
    FNMA 3.5% 10/1/26    
    FNMA 3.5% 11/1/42    
    FNMA 4% 8/1/24    
    FNMA 3.5% 3/1/41    
    APPLE INC 1%    
    MARATHON OIL .9%    
    FNMA #AT2062 2.5% 4/1/28    
    FNMA #AU3735 3% 8/1/43    
    JOHN DEERE CAP CORP 2.3%    
    FORD MOTOR 1.724% 12/6/17    
    MOLSON COORS 5% 5/1/42    
    MORGAN STANLEY 3.7% 10/23/24    
    WALGREENS BOOTS 3.8% 11/18/24    
    WELLS FARGO & CO 4.65% 11/4/44    
    "AMGEN INC CALLABLE DTD08/19/    
    "ASTRAZENECA PLC DTD 11/16/201    
    "AT&T INC DTD 05/13/08 5.6%05    
    "BANK OF AMERICA CORP DTD01/2    
    "BANK OF MONTREAL SERIES: MTN    
    "CA INC DTD 11/13/09 5.375%12    
    "CHEVRON CORP DTD 11/17/20151    
    "CISCO SYSTEMS INC CALLABLE DT    
    "CISCO SYSTEMS INC DTD 02/29/2    
    "CITIGROUP INC DTD 10/26/2015    
    "DEUTSCHE BANK AG DTD 02/13/20    
    "FIFTH THIRD BANK CALLABLE DTD    
    "GILEAD SCIENCES INC CALLABLE    
    "GLAXOSMITHKLINE CAP PLC CALLA    
    "IBM CORP DTD 02/19/2016 3.45%    
    "KROGER CO/THE CALLABLE DTD10    
    "MERRILL LYNCH & CO INC SERIES    
    "PEPSICO INC SERIES: 1 DTD10/    
    "SHELL INTL FIN DTD 05/10/2016    
    "TEVA PHARMACEUTICALS NE DTD0    
    "TORONTO-DOMINION BANK SERIES    
    "UNITED HEALTH GROUP INC DTD0    
    "VALERO ENERGY CORP CALLABLE    
    "LOCKHEED MARTIN CORP CALLABLE    
    FANNIE MAE POOL FN 950796 6% 0    
    FANNIE MAE POOL FN AD8527 4.5%    
    FANNIE MAE POOL FN AJ7715 3% 0    
    FANNIE MAE POOL FN AS6191 3.5%    
    FANNIE MAE POOL FN AT2720 3% 0    
    FORD MOTOR CREDIT CO LLC 3.157    
    FREDDIE MAC GOLD POOL FG A9031    
    FREDDIE MAC GOLD POOL FG A9471    
    FREDDIE MAC GOLD POOL FG A9514    
    FREDDIE MAC GOLD POOL FG G0540    
    FREDDIE MAC GOLD POOL FG G0593    
    FREDDIE MAC GOLD POOL FG G0868    
    FREDDIE MAC GOLD POOL FG G1853    
    FREDDIE MAC GOLD POOL FG G1855    
    FREDDIE MAC GOLD POOL FG G6008    
    FREDDIE MAC GOLD POOL FG J1750    
    AMERICAN EXPRESS CREDIT CORP 2    
    ANHEUSER-BUSCH INBEV FINANCE I    
    APPLE INC 2.1% 12 SEP 2022    
    APPLE INC 2.3% 11 MAY 2022    
    AT&T INC 4.5% 15 MAY 2035    
    BANK OF AMERICA CORP 6.875% 25    
    BIOGEN INC 2.9% 15 SEP 2020    
    CAPITAL ONE FINANCIAL CORP 2.5    
    MORGAN STANLEY 2.75% 19 MAY 20    
    SHELL INTERNATIONAL FINANCE BV    
    SUNTRUST BANKS INC 2.7% 27 JAN    
    TEVA PHARMACEUTICAL FINANCE NE    
    TORONTO-DOMINION BANK/THE 2.62    
    VALERO ENERGY CORP 3.4% 15 SEP    

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    CARLTON FOUNDATION
    EIN:
    58-1947471
    Name of Stock End of Year Book Value End of Year Fair Market Value
    CVS HEALTH CORP    
    CHEVRON CORP    
    CISCO SYSTEMS INC    
    GE COMPANY    
    INTEL CORP    
    J P MORGAN CHASE & CO    
    MERCK & CO    
    NEXTERA ENERGY INC    
    ORACLE CORP    
    PEPSICO INC    
    PRUDENTIAL FINANCIAL INC    
    QUALCOMM INC    
    SCHLUMBERGER LTD    
    STRYKER CORP    
    3M CO    
    UNITED TECHNOLOGIES CORP    
    VERIZON COMMUNICATION    
    WELLS FARGO    
    BLACKROCK INC    
    APPLE INC    
    INVESCO INTL GRWTH FD CL R5    
    MFS RESH INTL FD CL I    
    CITIGROUP INC    
    HONEYWELL INTL INC    
    INTUIT INC    
    STARBUCKS CORP    
    UNION PAC CORP    
    WAL-MART STORES INC.    
    INVESCO LTD    
    LYONDELLBASELL INDUSTRIES CL-A    
    JP MORGAN MID CAP VALUE FD    
    CELGENE CORP    
    ECOLAB INC    
    EATON CORP PLC    
    ALLERGAN PLC    
    ALPHABET INC CA-CL A    
    ALPHABET INC CA-CL C    
    ALTRIA GROUP INC    
    AMAZON.COM INC    
    "AMERICAN CENTURY SMALL CAP VA    
    AMERICAN INTL GROUP INC    
    ARTISAN MID CAP FUND INVESTOR    
    AT&T INC    
    BARON EMERGING MARKETS INST    
    BRISTOL MYERS SQUIBB CO    
    CHUBB LIMITED    
    COCA COLA CO    
    "COGNIZANT TECHNOLOGY SOLUTION    
    DOLLAR GENERAL CORP    
    EXXON MOBIL CORP    
    FACEBOOK INC - A    
    "FEDERAL HOME LOAN MORTGAGE CO    
    "FEDERAL HOME LOAN MORTGAGE CO    
    "FEDERAL HOME LOAN MORTGAGE CO    
    "FEDERAL HOME LOAN MORTGAGE CO    
    "FEDERAL HOME LOAN MTG CORP PO    
    "FEDERAL NATIONAL MORTGAGE ASS    
    "FEDERAL NATIONAL MORTGAGE ASS    
    "FEDERAL NATIONAL MORTGAGE ASS    
    "FEDERAL NATL MTG ASSN POOL#9    
    GENERAL DYNAMICS CORP    
    HOME DEPOT INC    
    MATTEL INC    
    MCDONALDS CORP    
    MICROCHIP TECHNOLOGY INC    
    MONDELEZ INTERNATIONAL    
    PFIZER INC    
    SOUTHERN CO    
    SUNTRUST BKS INC    
    THERMO FISHER SCIENTIFIC, INC.    
    VERTEX PHARMACEUTICALS INC    
    "VICTORY RS SMALL CAP GROWTH F    
    WASTE MANAGEMENT INC    
    WHOLE FOODS MKT INC    
    MEDTRONIC PLC    
    AIR PRODUCTS & CHEMICALS INC    
    ANALOG DEVICES INC    
    CARNIVAL CORP    
    CF INDUSTRIES HOLDINGS INC    
    COMCAST CORP-CLASS A    
    ELI LILLY & CO    
    EXPRESS SCRIPTS HOLDING CO    
    JB HUNT TRANSPORT SERVICES INC    
    PALO ALTO NETWORKS INC    
    PPL CORP    
    PROCTER & GAMBLE CO/THE    
    PULTEGROUP INC    
    SABRE CORP    
    UNITED PARCEL SERVICE INC    

    TY 2018 InvestmentsGovtObligationsSch
    Name:
    CARLTON FOUNDATION
    EIN:
    58-1947471
    US Government Securities - End of Year Book Value:

     
    US Government Securities - End of Year Fair Market Value:

     
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2018 InvestmentsOtherSchedule2
    Name:
    CARLTON FOUNDATION
    EIN:
    58-1947471
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ADVISERS INVT TR JOHCM INTL SL      
    HCP INC      
    INVESCO INTERNATIONAL GROWTH F      
    JPMORGAN MID CAP VALUE FUND      
    PRUDENTIAL HIGH YIELD FUND      
    TEMPLETON GLOBAL BOND FUND/UNI      
    PRUDENTIAL QMA SMALL-CAP VALUE      
    26875P101 EOG RES INC AT COST 2,695 1,919
    3128MJXK1 FHLMC GOLD G08681 AT COST 3,336 3,255
    312943GW7 FG A94713 4% 01 NOV AT COST 249 246
    3138EGNK6 FNMA POOL AL0393 AT COST 630 640
    31416NBW1 FNMA POOL AA4552 AT COST 188 187
    31418WPM6 FN AD8527 4.5% 01 AU AT COST 2,483 2,431
    31419BCT0 FNMA POOL 0AE098 AT COST 1,065 1,032
    31677QBG3 FIFTH THIRD BANK AT COST 2,001 1,952
    345397XK4 FORD MOTOR CREDIT CO AT COST 2,028 1,960
    369622SM8 GENERAL ELEC CAP COR AT COST 2,007 2,002
    459200JG7 I B M CORP AT COST 1,993 1,945
    461202103 INTUIT INC COM AT COST 525 1,378
    60871RAD2 MOLSON COORS BREWING AT COST 2,021 1,883
    808513AW5 THE CHARLES SCHWAB C AT COST 2,003 2,010
    89236TEU5 TOYOTA MOTOR CREDIT AT COST 2,000 2,000
    907818108 UNION PACIFIC CORP AT COST 802 1,382
    931142ED1 WALMART INC 3.55% 26 AT COST 1,996 2,022
    00206RCP5 AT&T INC AT COST 1,956 1,796
    008882771 AIM INTERNATIONAL GR AT COST 26,413 25,631
    00912XAU8 AIR LEASE CORP 2.125 AT COST 1,969 1,971
    151020104 CELGENE CORP AT COST 1,254 1,090
    192446102 COGNIZANT TECHNOLOGY AT COST 1,139 1,206
    20030N101 COMCAST CORP NEW CL AT COST 2,737 2,486
    31335ACR7 FHLMC POOL #G6-008 AT COST 2,010 1,962
    3138E0SD2 FN AJ7715 3% 01 DEC AT COST 1,940 1,887
    38141GWM2 GOLDMAN SACHS GROUP AT COST 1,976 1,905
    437076102 HOME DEPOT INC USD 0 AT COST 2,058 2,577
    867914103 SUNTRUST BANKS INC AT COST 1,404 1,715
    913017109 UNITED TECHNOLOGIES AT COST 1,253 2,449
    91913YAU4 VALERO ENERGY CORP 3 AT COST 1,978 1,835
    94974BGE4 WELLS FARGO & COMPAN AT COST 1,986 1,883
    N53745100 LYONDELLBASELL INDU- AT COST 1,074 1,164
    023135106 AMAZON COM INC AT COST 2,454 4,506
    10373QAB6 BP CAP MARKETS AMERI AT COST 2,004 2,010
    172967424 CITIGROUP INC AT COST 2,287 1,926
    74440Y801 PRUDENTIAL HIGH YIEL AT COST 25,525 23,636
    912828R36 U S TREASURY NOTE AT COST 3,730 3,735
    94988J5N3 WELLS FARGO BANK NA AT COST 2,000 1,975
    02079K305 ALPHABET INC/CA AT COST 588 2,090
    031162CH1 AMGEN INC AT COST 1,997 1,893
    037833100 APPLE COMPUTER INC C AT COST 2,922 4,890
    12572Q105 CME GROUP INC AT COST 1,411 1,505
    143658300 CARNIVAL CORP AT COST 1,368 1,183
    166764100 CHEVRONTEXACO CORP AT COST 2,413 2,502
    17275RBL5 CISCO SYSTEMS INC 2. AT COST 1,998 1,864
    256677105 DOLLAR GENERAL CORP AT COST 1,309 1,513
    3128MMTP8 FG G18557 3% 01 JUN AT COST 1,723 1,685
    3128PXKV7 FHLMC GOLD J17508 AT COST 1,572 1,529
    3138EG5G5 FNMA POOL AL0846 AT COST 290 286
    3138MFTC1 FNMA POOL AQ0546 AT COST 842 851
    3138X3EH1 FNMA POOL 0AU3735 AT COST 1,831 1,802
    3140Q75P8 FN CA0853 3.5% 01 DE AT COST 4,650 4,694
    31419DMQ1 FNMA POOL 0AE3066 AT COST 472 473
    580135101 MC DONALDS CORPORATI AT COST 2,225 3,196
    61744YAH1 MORGAN STANLEY 2.75% AT COST 2,013 1,946
    697435105 PALO ALTO NETWORKS I AT COST 1,018 1,318
    867914BM4 SUNTRUST BANKS INC 2 AT COST 1,997 1,951
    89233P5F9 TOYOTA MOTOR CREDIT AT COST 1,995 2,016
    911312106 UNITED PARCEL SVC IN AT COST 2,735 2,438
    912810RB6 U S TREASURY NOTE AT COST 13,093 14,667
    92343V104 VERIZON COMMUNICATIO AT COST 2,213 3,373
    931142103 WAL MART STORES INC AT COST 3,789 3,912
    931427AH1 WALGREENS BOOTS ALLI AT COST 2,002 1,970
    H1467J104 CHUBB LTD AT COST 2,592 2,842
    00206R102 AT&T INC AT COST 2,863 2,512
    009158106 AIR PRODUCTS AND CHE AT COST 1,088 1,280
    06367THQ6 BANK OF MONTREAL AT COST 1,999 1,985
    09062XAC7 BIOGEN INC AT COST 4,061 3,970
    126408HJ5 CSX CORP 3.8% 01 MAR AT COST 2,002 1,962
    172967KB6 CITIGROUP INC AT COST 2,997 2,960
    20030NCK5 COMCAST CORP 4% 01 M AT COST 1,908 1,822
    3128M74W3 FG G05937 4.5% 01 AU AT COST 311 314
    312943WG4 FG A95147 4% 01 NOV AT COST 499 493
    3138A4JU0 FN AH2974 3.5% 01 JA AT COST 795 791
    3138A8SR8 FNMA POOL AH6827 AT COST 480 486
    3138WKUK9 FN AS9585 4% 01 MAY AT COST 4,449 4,470
    31407Y4K2 FEDERAL NAT'L MTGE A AT COST 230 233
    3140J5SM2 FN BM1423 2.5% 01 MA AT COST 2,370 2,359
    00770G847 JOHCM INTERNATIONAL AT COST 29,447 26,612
    02079K107 ALPHABET INC AT COST 1,351 2,071
    02665WCD1 AMERICAN HONDA FINAN AT COST 2,996 2,966
    09247X101 BLACKROCK INC CL A AT COST 1,089 1,571
    17275R102 CISCO SYS INC AT COST 2,812 3,553
    30231G102 EXXON MOBIL CORP AT COST 2,475 2,387
    3128M7KV7 FG G05408 5% 01 DEC AT COST 431 437
    3135G0K36 FED NATL MTG ASSN AT COST 1,847 1,905
    31416RBE2 FNMA POOL AA7236 AT COST 317 317
    438516106 HONEYWELL INTL INC AT COST 1,801 2,642
    501044DE8 KROGER CO 2.65% 15 O AT COST 1,986 1,781
    68389XBR5 ORACLE CORP 2.625% 1 AT COST 1,995 1,951
    74432QBP9 PRUDENTIAL FINANCIAL AT COST 1,986 2,046
    778296103 ROSS STORES INC AT COST 1,386 1,248
    875921306 TARGET PORTFOLIO TR AT COST 16,259 11,000
    880208400 TEMPLETON GLOBAL BD AT COST 12,747 11,874
    G29183103 EATON CORP PLC AT COST 2,255 2,540
    0258M0DX4 AMERICAN EXPRESS CRE AT COST 1,998 1,980
    06828M876 BARON EMERGING MARKE AT COST 43,853 41,075
    14040HBP9 CAPITAL ONE FINANCIA AT COST 1,999 1,974
    24422ESS9 JOHN DEERE CAPITAL C AT COST 2,000 1,989
    06416CAB4 BANK OF NOVA SCOTIA AT COST 1,963 1,977
    278865100 ECOLAB INC COM AT COST 1,070 1,474
    3128MMS20 FHLMC GOLD G18536 AT COST 2,563 2,473
    312938K51 FG A90316 4.5% 01 DE AT COST 179 178
    3138EKBJ3 FN AL2740 3% 01 JUL AT COST 802 800
    3138WF2Z8 FNMA POOL # AS6191 AT COST 2,143 2,078
    31413NXZ3 FNMA POOL 950796 AT COST 705 748
    31415Y4S5 FN 993733 5.5% 01 SE AT COST 536 546
    339128100 JP MORGAN MID CAP VA AT COST 14,073 12,678
    594918104 MICROSOFT CORP COM AT COST 6,876 7,313
    744320102 PRUDENTIAL FINL INC AT COST 885 1,223
    912828WZ9 U S TREASURY NOTE AT COST 2,923 2,930
    91324P102 UNITED HEALTH GROUP AT COST 2,727 2,989
    92826C839 VISA INC AT COST 3,515 3,299
    26441CAW5 DUKE ENERGY CORP 2.4 AT COST 1,954 1,921
    3134A4KX1 FEDERAL HOME LN MTG AT COST 7,038 6,676
    31368HNQ2 FNMA POOL 0190399 AT COST 812 825
    3138A7FR4 FNMA POOL 0AH557 AT COST 660 666
    3138WPJG0 FNMA POOL # AT2062 AT COST 833 822
    31402RFV6 FNMA POOL 735580 AT COST 533 544
    31402RR92 FEDERAL NAT'L MTGE A AT COST 1,056 1,115
    3140GYKA6 FN BH9288 4% 01 FEB AT COST 3,887 3,861
    31418AFC7 FN MA1062 3% 01 MAY AT COST 530 522
    458140AJ9 INTEL CORP AT COST 1,993 2,021
    58933Y105 MERCK & CO INC AT COST 2,018 3,438
    65339F101 NEXTERA ENERGY INC AT COST 699 2,260
    717081103 PFIZER INC COM AT COST 2,619 3,492
    912810SA7 US TREASURY N/B 3% 1 AT COST 3,905 3,982
    912828Y79 US TREASURY N/B 2.87 AT COST 2,005 2,035
    92343VAW4 VERIZON COMMUNICATIO AT COST 1,989 2,242
    92939U106 WEC ENERGY GROUP INC AT COST 2,829 2,840
    037833CQ1 APPLE INC 2.3% 11 MA AT COST 1,997 1,952
    04314H600 ARTISAN FDS INC MID AT COST 16,655 10,926
    060505104 BANK AMER CORP AT COST 4,013 3,105
    110709BN1 BRITISH COLUMBIA PRO AT COST 1,982 1,998
    126650DA5 CVS HEALTH CORP 3.12 AT COST 2,004 1,996
    258620509 DOUBLELINE EMG MKTS AT COST 12,500 11,879
    26078JAB6 DOWDUPONT INC 4.205% AT COST 2,001 2,044
    31404XT87 FN 781875 5.5% 01 JU AT COST 782 806
    3140J57D5 FN BM1791 3% 01 JUN AT COST 837 840
    46625H100 J P MORGAN CHASE & C AT COST 2,039 3,905
    579780206 MC CORMICK & CO INC AT COST 2,049 2,089
    59022CAJ2 MERRILL LYNCH & CO I AT COST 1,879 2,198
    98978V103 ZOETIS INC AT COST 2,838 2,652
    61761JVL0 MORGAN STANLEY AT COST 2,004 1,967
    713448108 PEPSICO INC AT COST 2,955 3,756
    78012KKU0 ROYAL BANK OF CANADA AT COST 2,000 1,977
    79466L302 SALESFORCE COM INC AT COST 1,253 1,233
    85771PAN2 STATOIL ASA AT COST 2,026 2,037
    863667101 STRYKER CORP AT COST 1,085 1,881
    87236YAH1 TD AMERITRADE HOLDIN AT COST 1,996 2,034
    883556102 THERMO ELECTRON CORP AT COST 1,994 3,133
    92647Q405 VICTORY RS SM CAP GR AT COST 10,573 10,074
    037833DC1 APPLE INC 2.1% 12 SE AT COST 1,985 1,933
    3138WQAW2 FNMA POOL AT2720 3% AT COST 1,654 1,594
    31418UEE0 FNMA POOL 0AD6432 AT COST 319 324
    375558BF9 GILEAD SCIENCES INC AT COST 1,996 1,960
    445658107 HUNT JB TRANS SVCS I AT COST 2,250 2,140
    44932HAM5 IBM CREDIT LLC 3.6% AT COST 2,001 2,018
    46625HRY8 JPMORGAN CHASE & CO AT COST 4,096 3,883
    532457108 ELI LILLY & CO COM AT COST 2,495 3,819
    539439AR0 LLOYDS BANKING GROUP AT COST 2,007 1,897
    742718109 PROCTER & GAMBLE CO AT COST 2,768 2,758

    TY 2018 OtherDecreasesSchedule
    Name:
    CARLTON FOUNDATION
    EIN:
    58-1947471
    Description Amount
    MF TIMING DIFFERENCE 41


    TY 2018 OtherExpensesSchedule
    Name:
    CARLTON FOUNDATION
    EIN:
    58-1947471
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT EXPENSES-DIVIDEND I 198 198   0


    TY 2018 OtherIncreasesSchedule
    Name:
    CARLTON FOUNDATION
    EIN:
    58-1947471
    Description Amount
    ROUNDING 8


    TY 2018 TaxesSchedule
    Name:
    CARLTON FOUNDATION
    EIN:
    58-1947471
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 223 223   0
    FEDERAL TAX PAYMENT - PRIOR YE 600 0   0
    FOREIGN TAXES ON NONQUALIFIED 30 30   0