Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
HAROLD P DUGDALE CHARITABLE TRUST
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 0634
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MILWAUKEE, WI532010634
A Employer identification number

43-6071666
B Telephone number (see instructions)

(314) 418-2643
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,014,034J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 51,548 51,548  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 59,372
b Gross sales price for all assets on line 6a 563,349
7 Capital gain net income (from Part IV, line 2)... 59,372
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 110,920 110,920  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 32,718 29,446   3,272
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 1,250 0 0 1,250
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 6,870 1,969   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 295 295    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 41,133 31,710 0 4,522
25 Contributions, gifts, grants paid....... 98,707 98,707
26 Total expenses and disbursements. Add lines 24 and 25 139,840 31,710 0 103,229
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -28,920
b Net investment income (if negative, enter -0-) 79,210
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 1,619 167 167
2 Savings and temporary cash investments......... 141,668 162,738 162,738
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 1,257,220 Click to see attachment1,045,708 1,057,064
c Investments—corporate bonds (attach schedule)....... 655,033 Click to see attachment816,764 792,759
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........   Click to see attachment1 0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment620 Click to see attachment1,306 Click to see attachment1,306
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,056,160 2,026,684 2,014,034
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 2,056,160 2,026,684
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 2,056,160 2,026,684
31 Total liabilities and net assets/fund balances (see instructions). 2,056,160 2,026,684
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
2,056,160
2
Enter amount from Part I, line 27a .....................
2
-28,920
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
2,027,240
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
556
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
2,026,684
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 165. SEATTLE SPINCO, INC.   2015-07-17 2018-01-01
b 2171.553 NUVEEN REAL ESTATE SECS I     2018-02-23
c 60. ABBOTT LABORATORIES   2016-05-10 2018-03-27
d 10. ALPHABET INC CL A     2018-03-27
e 67. APPLE COMPUTER INC COM   2014-01-17 2018-03-27
365. CANADIAN NATURAL RESOURCES LTD     2018-03-27
90. -DISCOVER FINL SVCS   2016-05-10 2018-03-27
185. FIFTH THIRD BANCORP   2017-02-16 2018-03-27
85. 51JOB INC A D R   2017-10-05 2018-03-27
190. GLAXO SMITHKLINE P L C A D R     2018-03-27
230. ISHARES S&P SMALL CAP 600 INDEX FD   2015-02-04 2018-03-27
2. JP MORGAN CHASE & CO COM   2010-05-26 2018-03-27
58. JP MORGAN CHASE & CO COM   2011-12-15 2018-03-27
40. JP MORGAN CHASE & CO COM   2014-01-17 2018-03-27
215. KONINKLIJKE AHOLD DELHAIZE NV ADR   2014-03-06 2018-03-27
120. KONINKLIJKE PHILIPS ELECTRS SPONSORED ADR NEW 2000   2017-10-05 2018-03-27
50. MASTERCARD INC   2011-08-04 2018-03-27
315. MELCO CROWN ENTERTAINMENT LMTD A D R   2017-02-16 2018-03-27
160. MOMO INC A D R   2017-10-05 2018-03-27
80. NUCOR CORP COM   2017-02-16 2018-03-27
4260.395 OPPENHEIMER SENIOR FLOATING RATE I     2018-03-27
40. PNC FINL SVCS GROUP INC COM W/RIGHTS ATTACHED EXP 5/25/2010   2017-02-16 2018-03-27
250. RECKITT BENCKISER SPON A D R   2016-05-10 2018-03-27
120. SANOFI-SYNTHELABO SPONSORED ADR   2017-02-16 2018-03-27
30. STMICROELECTRONICS N V   2017-10-05 2018-03-27
360. STMICROELECTRONICS N V   2017-02-16 2018-03-27
55. TIME WARNER INC   2017-02-16 2018-03-27
20. TRANSDIGM GROUP INC   2017-02-16 2018-03-27
440. TRIVAGO NV A D R   2017-10-05 2018-03-27
200. WESTPAC BANKING COPR SPON ADR   2017-10-05 2018-03-27
95. WESTROCK CO   2017-02-16 2018-03-27
160. ARCELORMITTAL CLASS A N Y REGISTRY   2018-03-27 2018-06-06
100. BORG-WARNER AUTOMOTIVE INC COM   2017-10-05 2018-06-06
80. CBS CORP CLASS B NON VOTING   2016-05-10 2018-06-06
275. I N G GROEP NV SPONSORED ADR   2017-10-05 2018-06-06
30. PERSPECTA INC   2017-10-05 2018-06-06
7. PERSPECTA INC   2015-07-17 2018-06-06
65. SPIRIT AEROSYSTEMS HLDGS INC   2017-10-05 2018-06-06
60. YY INC A D R   2017-10-05 2018-06-06
300. FLEXTRONICS INTL LTD COM   2017-10-05 2018-06-06
700.976 AQR LONG SHORT EQUITY I     2018-08-23
2463.581 AQR LONG SHORT EQUITY I   2017-02-16 2018-08-23
1596.169 AQR LONG SHORT EQUITY I   2017-02-16 2018-09-21
60. ANDEAVOR   2017-02-16 2018-10-04
.5 GARRETT MOTION INC   2017-02-16 2018-10-23
.5 RESIDEO TECHNOLOGIES INC   2017-02-16 2018-11-05
.611 MARATHON PETROLEUM CORP   2015-07-17 2018-11-26
170. AIA GROUP LTD ADR   2017-10-05 2018-11-30
35. ANTHEM INC   2015-07-17 2018-11-30
45. APPLE COMPUTER INC COM     2018-11-30
175. BANK OF AMERICA CORP   2016-05-10 2018-11-30
80. CVS CORP COM     2018-11-30
785. CANON INC ADR REPSTG 5 SHS     2018-11-30
80. CITIGROUP INC   2015-07-17 2018-11-30
415. DANONE SPONS A D R     2018-11-30
85. DELTA AIR LINES INC   2014-01-17 2018-11-30
45. DIAMONDBACK ENERGY INC   2017-02-16 2018-11-30
95. DOWDUPONT INC   2016-05-10 2018-11-30
4. GARRETT MOTION INC   2017-02-16 2018-11-30
165. GENERAL ELEC CO   2017-02-16 2018-11-30
25. GOLDMAN SACHS GROUP INC   2017-02-16 2018-11-30
45. HOME DEPOT INC COM     2018-11-30
170. HORMEL FOODS CORPORATIONCOM     2018-11-30
40. LABORATORY CORP AMER HLDGS COM NEW   2017-02-16 2018-11-30
90. MARATHON PETROLEUM CORP     2018-11-30
655. MELCO CROWN ENTERTAINMENT LMTD A D R     2018-11-30
125. MERCK AND CO INC     2018-11-30
175. NESTLE S A SPONSORED ADR REPSTG REG SH     2018-11-30
85. POSCO A D R   2017-02-16 2018-11-30
180. PFIZER INC     2018-11-30
465. RELX PLC SPON A D R   2015-07-17 2018-11-30
7. RESIDEO TECHNOLOGIES INC   2017-02-16 2018-11-30
242. SMITH NEPHEW P L C A D R     2018-11-30
130. SONY CORP AMERN SH NEW   2017-02-16 2018-11-30
115. STEEL DYNAMICS INC   2018-03-27 2018-11-30
225. STMICROELECTRONICS N V   2017-10-05 2018-11-30
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 668   436 232
b 40,673   50,428 -9,755
c 3,663   2,362 1,301
d 10,447   2,580 7,867
e 11,589   5,279 6,310
11,242   10,048 1,194
6,450   5,052 1,398
5,926   5,097 829
7,419   5,196 2,223
7,288   7,916 -628
17,730   13,039 4,691
221   79 142
6,415   1,857 4,558
4,424   2,366 2,058
4,981   3,298 1,683
4,558   4,968 -410
8,783   1,633 7,150
9,151   5,383 3,768
6,250   5,037 1,213
4,867   5,056 -189
34,637   35,723 -1,086
6,093   5,066 1,027
4,145   5,073 -928
4,738   5,248 -510
708   593 115
8,496   5,242 3,254
5,187   5,287 -100
6,228   4,633 1,595
3,045   5,003 -1,958
4,412   4,996 -584
6,051   5,149 902
5,578   4,995 583
5,055   5,205 -150
4,026   4,536 -510
4,111   5,074 -963
664   667 -3
155   84 71
5,664   5,122 542
6,555   5,369 1,186
4,215   5,100 -885
8,853   10,000 -1,147
31,115   33,061 -1,946
20,016   21,421 -1,405
1,188     1,188
7   7  
12   11 1
38   36 2
5,528   5,199 329
10,111   5,520 4,591
8,007   6,058 1,949
4,917   2,509 2,408
6,385   8,508 -2,123
22,146   25,856 -3,710
5,144   4,694 450
6,171   5,752 419
5,111   2,661 2,450
4,847   4,957 -110
5,467   4,906 561
46   53 -7
1,222   5,021 -3,799
4,729   6,226 -1,497
8,033   6,490 1,543
7,656   6,217 1,439
5,808   5,560 248
5,887   5,239 648
11,799   13,303 -1,504
9,860   5,844 4,016
14,905   13,060 1,845
4,691   5,157 -466
8,263   6,144 2,119
9,714   7,635 2,079
145   150 -5
8,972   7,899 1,073
6,855   4,070 2,785
4,006   5,032 -1,026
3,284   4,446 -1,162
      9,903
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       232
b       -9,755
c       1,301
d       7,867
e       6,310
      1,194
      1,398
      829
      2,223
      -628
      4,691
      142
      4,558
      2,058
      1,683
      -410
      7,150
      3,768
      1,213
      -189
      -1,086
      1,027
      -928
      -510
      115
      3,254
      -100
      1,595
      -1,958
      -584
      902
      583
      -150
      -510
      -963
      -3
      71
      542
      1,186
      -885
      -1,147
      -1,946
      -1,405
      1,188
       
      1
      2
      329
      4,591
      1,949
      2,408
      -2,123
      -3,710
      450
      419
      2,450
      -110
      561
      -7
      -3,799
      -1,497
      1,543
      1,439
      248
      648
      -1,504
      4,016
      1,845
      -466
      2,119
      2,079
      -5
      1,073
      2,785
      -1,026
      -1,162
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 59,372
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 91,867 2,169,693 0.042341
2016 172,384 2,053,528 0.083945
2015 215,550 2,253,819 0.095638
2014 216,201 2,445,519 0.088407
2013 171,587 2,450,223 0.070029
2
Total of line 1, column (d) .....................
2
0.38036
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.076072
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
2,159,172
5
Multiply line 4 by line 3......................
5
164,253
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
792
7
Add lines 5 and 6........................
7
165,045
8
Enter qualifying distributions from Part XII, line 4,.............
8
103,229
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 1,584
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,584
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,584
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 2,520
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,520
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 936
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet936 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMO
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletUS BANK NA Telephone no.bullet (314) 418-2643

    Located atbulletPO BOX 387ST LOUISMO ZIP+4bullet63166
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    US BANK NA TRUSTEE
    1     		32,718    
    PO BOX 387
    ST LOUIS,MO63166
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    2,082,277
    b
    Average of monthly cash balances.......................
    1b
    109,776
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    2,192,053
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    2,192,053
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    32,881
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    2,159,172
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    107,959
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    107,959
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    1,584
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,584
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    106,375
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    106,375
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    106,375
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    103,229
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    103,229
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    103,229
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 106,375
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 53,874
    b From 2014...... 97,169
    c From 2015...... 106,507
    d From 2016...... 69,978
    e From 2017...... 0
    fTotal of lines 3a through e........ 327,528
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 103,229
    a Applied to 2017, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 103,229
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 3,146 3,146
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 324,382
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		50,728
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		273,654
    10 Analysis of line 9:
    a Excess from 2014.... 97,169
    b Excess from 2015.... 106,507
    c Excess from 2016.... 69,978
    d Excess from 2017.... 0
    e Excess from 2018.... 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    JUNIOR ACHIEVEMENT
    4001 BLUE PKWY 210
    KANSAS CITY,MO64130     		NONE PC GENERAL OPERATING 1,000
    AGRICULTURE FUTURE OF AMERICA
    3003 FREDERICK AVENUE
    SAINT JOSEPH,MO64506     		NONE PC GENERAL OPERATING 3,000
    AMERICAN HEART ASSOCIATION
    PO BOX 22249
    ST PETERSBURG,FL33742     		NONE PC GENERAL OPERATING 6,000
    BARTLETT CENTER
    409 SOUTH 18TH STREET
    SAINT JOSEPH,MO64501     		NONE PC GENERAL OPERATING 1,000
    BOY SCOUTS OF AMERICA-ST JOSEPH
    1707 BUCKINGHAM PO BOX 8157
    SAINT JOSEPH,MO645088157     		NONE PC GENERAL OPERATING 1,000
    CHRIST EPISCOPAL CHURCH
    207 N 7TH ST
    SAINT JOSEPH,MO645011905     		NONE PC GENERAL OPERATING 10,000
    FAM GUIDANCE CNTR BEHAVRL HLTHCRE
    724 NORTH 22ND STREET
    SAINT JOSEPH,MO64506     		NONE PC GENERAL OPERATING 20,000
    FRIENDS OF THE FREE CLINIC
    904 S 10TH ST SUITE A
    SAINT JOSEPH,MO64503     		NONE PC GENERAL OPERATING 250
    GIRL SCOUTS OF NE KS & NW MO INC
    8383 BLUE PARKWAY
    KANSAS CITY,MO64133     		NONE PC GENERAL OPERATING 3,000
    HEARTLAND FOUNDATION
    518 S 6TH ST
    SAINT JOSEPH,MO64501     		NONE PC GENERAL OPERATING 19,607
    INTERSERV FOUNDATION
    PO BOX 4038
    SAINT JOSPEH,MO645040038     		NONE PC GENERAL OPERATING 20,000
    LETTUCE DREAM
    PO BOX 272
    MARYVILLE,MO64468     		NONE PC GENERAL OPERATING 1,800
    PIVOTAL POINT TRANSITIONAL HOUSING
    3000 PARKWAY A
    SAINT JOSEPH,MO64507     		NONE PC GENERAL OPERATING 4,500
    PONY EXPRESS MUSEUM PUMPKIN FEST
    914 PENN STREET
    SAINT JOSEPH,MO64503     		NONE PC GENERAL OPERATING 1,750
    THE CENTER A SAMARITAN CENTER
    902 EDMOND SUITE 203
    ST JOSEPH,MO64501     		NONE PC GENERAL OPERATING 1,500
    THE CROSSING OUTREACH MINISTRY
    701 SOUTH 8TH
    SAINT JOSEPH,MO64501     		NONE PC GENERAL OPERATING 1,800
    YWCA
    304 NORTH 8TH STREET
    SAINT JOSEPH,MO64501     		NONE PC GENERAL OPERATING 2,500
    Total .................................bullet 3a 98,707
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 51,548  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 59,372  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   110,920  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    110,920
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 AccountingFeesSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN:
    43-6071666
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,250     1,250

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN:
    43-6071666
    Name of Bond End of Year Book Value End of Year Fair Market Value
    949746SA0 WELLS FARGO 74,595 72,659
    36962G4R2 GEN ELEC CAP CRP MTN 24,438 24,965
    68381K606 OPPENHEIMER SENIOR F 98,008 90,356
    20826FAA4 CONOCOPHILLIPS CO 44,301 48,305
    037833BY5 APPLE INC 50,400 48,807
    94974BFJ4 WELLS FARGO MTN 50,107 48,951
    097023BG9 BOEING CO 49,662 49,236
    05565QDA3 BP CAPITAL MARKETS 52,272 49,018
    670690387 NUVEEN INFLATION PRO 126,711 120,075
    38148JKC4 GOLDMAN SACHS NY C D 49,886 49,593
    06406HCS6 BANK OF NEW YORK MTN 51,941 50,103
    9128282K5 U S TREASURY NT 9,895 9,932
    191216BT6 COCA COLA CO THE 24,548 24,572
    31420B300 FEDERATED INST HI YL 60,000 56,311
    61747MS51 MORGAN STANLEY C D 50,000 49,876

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN:
    43-6071666
    Name of Stock End of Year Book Value End of Year Fair Market Value
    375558103 GILEAD SCIENCES INC 10,627 9,383
    358029106 FRESENIUS MED AKTIEN 5,066 4,859
    084670702 BERKSHIRE HATHAWAY I 9,345 13,272
    37733W105 GLAXO SMITHKLINE P L    
    75955B102 RELX NV SPON A D R    
    653656108 NICE SYS LTD SPONSOR 12,243 12,985
    92343V104 VERIZON COMMUNICATIO 5,002 5,903
    172967424 CITIGROUP INC 5,953 5,466
    124857202 CBS CORP CLASS B NON    
    464287804 I SHARES S P SMALLC 48,908 58,575
    670678507 NUVEEN REAL ESTATE S 34,883 27,668
    594918104 MICROSOFT CORP 12,396 22,345
    68389X105 ORACLE CORPORATION 7,459 8,353
    86562M209 SUMITOMO MITSUI FINL 7,914 6,998
    58933Y105 MERCK AND CO INC    
    500467501 KONINKLIJKE AHOLD DE 5,890 9,688
    05367G100 AVIANCA HOLDINGS A D 10,026 2,456
    036752103 ANTHEM INC    
    771195104 ROCHE HOLDINGS LTD S 10,188 10,101
    57636Q104 MASTERCARD INC 980 5,660
    60687Y109 MIZUHO FNL GRP A D R 10,387 9,165
    742718109 PROCTER GAMBLE CO 5,170 5,056
    478160104 JOHNSON JOHNSON 11,922 12,260
    254709108 DISCOVER FINL SVCS    
    02079K305 ALPHABET INC CL A 6,191 9,405
    149498107 CAUSEWAY EMERGING MA 158,842 149,154
    62942M201 NTT DOCOMO INC A D R 10,759 12,015
    686330101 ORIX CORP SPONS A D 5,086 5,009
    756255204 RECKITT BENCKISER SP    
    92932M101 WNS HOLDINGS LTD ADR 3,736 7,839
    20030N101 COMCAST CORP CL A 10,198 9,875
    138006309 CANON INC SPONS A D 5,292 4,968
    641069406 NESTLE SA SPONSORED 11,457 12,549
    83175M205 SMITH NEPHEW P L C 10,213 10,840
    48268K101 KT CORP SP A D R 16,168 15,571
    23636T100 DANONE SPONS A D R 4,341 4,753
    56585A102 MARATHON PETROLEUM C 10,239 11,625
    Y2573F102 FLEXTRONICS INTL LTD    
    126650100 CVS HEALTH CORPORATI 5,179 4,259
    456463108 INDUSTRIAS BACHOCO S 8,830 7,121
    34407D109 FLY LEASING LTD A D 7,165 5,808
    922038104 VANGUARD STRATEGIC E 101,329 88,611
    958102105 WESTERN DIGITAL CORP 5,019 2,218
    136385101 CANADIAN NATURAL RES    
    060505104 BANK OF AMERICA CORP 11,327 15,646
    46625H100 J P MORGAN CHASE CO 11,985 17,572
    H1467J104 CHUBB LTD 4,597 9,689
    247361702 DELTA AIR LINES INC 7,503 8,733
    037833100 APPLE INC    
    755111507 RAYTHEON COMPANY 6,322 6,901
    89686D105 TRIVAGO NV A D R    
    23355L106 DXC TECHNOLOGY CO 5,049 3,935
    50540R409 LABORATORY CRP OF AM    
    585464100 MELCO CROWN ENTERTAI    
    670346105 NUCOR CORP    
    00687A107 ADIDAS AG A D R 6,306 8,347
    559222401 MAGNA INTL INC CL 4,419 5,000
    670100205 NOVO NORDISK AS A D 11,717 11,287
    861012102 STMICROELECTRONICS N    
    26078J100 DOWDUPONT INC    
    693483109 POSCO A D R    
    80105N105 SANOFI A D R    
    29250N105 ENBRIDGE INC 10,115 9,013
    316827104 51JOB INC A D R    
    00206R102 ATT INC 8,040 5,565
    539439109 LLOYDS BANKING GROUP 5,033 3,520
    N59465109 MYLAN NV 6,457 4,658
    96145D105 WESTROCK CO    
    92826C839 VISA INC 5,222 7,916
    002824100 ABBOTT LABORATORIES    
    913017109 UNITED TECHNOLOGIES 5,042 4,792
    693475105 P N C FINANCIAL SERV 5,286 5,261
    17275R102 CISCO SYSTEMS INC 5,405 6,933
    440452100 HORMEL FOODS CORP 3,943 4,908
    949746101 WELLS FARGO CO 5,270 4,378
    316773100 FIFTH THIRD BANCORP    
    713448108 PEPSICO INC 5,394 5,524
    717081103 PFIZER INC 3,956 4,802
    099724106 BORG WARNER INC    
    023135106 AMAZON.COM INC 5,054 9,012
    654624105 NIPPON TELEGRAPH TEL 12,364 11,786
    G1151C101 ACCENTURE PLC CL A 5,410 6,345
    91324P102 UNITED HEALTH GROUP 10,629 16,193
    438516106 HONEYWELL INTERNATIO 5,342 5,945
    500472303 KONINKLIJKE PHILIPS 5,098 4,740
    456837103 I N G GROEP NV SPONS    
    38141G104 GOLDMAN SACHS GROUP    
    03349M105 ANDEAVOR    
    437076102 HOME DEPOT INC 4,979 5,155
    887317303 TIME WARNER INC    
    961214301 WESTPAC BANKING COPR    
    60879B107 MOMO INC A D R    
    848574109 SPIRIT AEROSYSTEMS H    
    40434L105 HP INC 5,095 5,115
    024835100 AMERICAN CAMPUS COMM 11,003 9,313
    04623U102 ASTELLAS PHARMA INC 5,032 4,828
    001317205 AIA GROUP LTD ADR    
    00888Y508 INV BALANCE RISK COM 39,969 37,787
    00203H446 AQR LONG SHORT EQUIT 32,871 26,821
    835699307 SONY CORP A D R 6,484 8,690
    166764100 CHEVRON CORPORATION 10,438 10,335
    25278X109 DIAMONDBACK ENERGY I    
    98426T106 YY INC A D R    
    20825C104 CONOCOPHILLIPS 5,224 6,547
    H84989104 TE CONNECTIVITY LTD 5,252 5,294
    893641100 TRANSDIGM GROUP INC    
    369604103 GENERAL ELECTRIC CO    
    458140100 INTEL CORP 5,148 6,101
    882508104 TEXAS INSTRUMENTS IN 5,323 6,615
    03027X100 AMERICAN TOWER CORP 5,516 7,119
    09247X101 BLACKROCK INC 6,751 6,285
    00287Y109 ABBVIE INC 5,578 5,531
    226718104 CRITEO SA SPON A D R 8,929 8,520
    66987V109 NOVARTIS AG A D R 11,903 11,155
    097023105 BOEING CO 5,103 4,838
    007924103 AEGON N V NY REG SHR 10,006 7,603
    088606108 B H P BILLITON LIMIT 5,992 6,519
    126132109 CNOOC LTD A D R 5,234 5,336
    000375204 ABB LTD A D R 5,070 4,087
    780259206 ROYAL DUTCH SHELL PL 5,163 4,662
    45857P707 INTERCONTINENTAL HOT 5,211 4,640
    88579Y101 3M CO 5,164 4,764
    055622104 BP PLC SPONS A D R 5,059 4,740
    705015105 PEARSON P L C A D R 5,043 4,895
    344849104 FOOT LOCKER INC 5,354 5,054
    61945C103 MOSAIC CO THE 5,071 4,089
    29446M102 EQUINOR ASA SPON ADR 10,052 8,997
    690742101 OWENS CORNING INC 5,217 4,398
    931142103 WAL MART STORES INC 5,365 5,123
    278865100 ECOLAB INC 5,421 5,894

    TY 2018 InvestmentsOtherSchedule2
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN:
    43-6071666
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    9AMCP0DT5 COLLATERAL REQUIRED AT COST 1  

    TY 2018 OtherAssetsSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN:
    43-6071666
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    ACCRUED INCOME 620 1,306 1,306


    TY 2018 OtherDecreasesSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN:
    43-6071666
    Description Amount
    MF TIMING DIFFERENCE 361
    COST BASIS ADJ 195


    TY 2018 OtherExpensesSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN:
    43-6071666
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADR FEES 295 295   0


    TY 2018 TaxesSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN:
    43-6071666
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 1,969 1,969   0
    FEDERAL TAX PAYMENT - PRIOR YE 2,381 0   0
    FEDERAL ESTIMATES - PRINCIPAL 2,520 0   0