Form990-PF
Click to see list of attachments

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
THE CALDWELL FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 4280
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
TYLER, TX75712
A Employer identification number

75-6004080
B Telephone number (see instructions)

(903) 592-8191
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$113,584,307J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 2,467
2 Check bullet.............
3 Interest on savings and temporary cash investments 9,601 9,601 9,601
4 Dividends and interest from securities... 2,307,705 2,307,705 2,307,705
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 3,841,319
b Gross sales price for all assets on line 6a 28,771,019
7 Capital gain net income (from Part IV, line 2)... 3,841,319
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances 1,131,560
b Less: Cost of goods sold.... 444,889
c Gross profit or (loss) (attach schedule)..... Click to see attachment 686,671 686,671
11 Other income (attach schedule)....... Click to see attachment 3,247,296 695,478 3,247,296
12 Total. Add lines 1 through 11........ 10,095,059 6,854,103 6,251,273
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 452,333 166,000 166,000 286,333
14 Other employee salaries and wages...... 3,325,917 118,300 118,300 3,207,617
15 Pension plans, employee benefits....... 1,324,688 47,362 47,362 1,277,326
16a Legal fees (attach schedule)......... Click to see attachment 31,832 24,269 24,269 7,563
b Accounting fees (attach schedule)....... Click to see attachment 28,675 22,940 22,940 5,735
c Other professional fees (attach schedule).... Click to see attachment 499,741 357,717 357,717 142,024
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 159,412 38,492 38,492  
19 Depreciation (attach schedule) and depletion... Click to see attachment 769,690 25,580 25,580
20 Occupancy.............. 536,844 38,656 38,656 498,188
21 Travel, conferences, and meetings....... 38,896 2,265 2,265 36,631
22 Printing and publications.......... 8,331     8,331
23 Other expenses (attach schedule)....... Click to see list of attachments 1,690,155 48,234 1,081,432 608,723
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 8,866,514 889,815 1,923,013 6,078,471
25 Contributions, gifts, grants paid....... 4,650 4,650
26 Total expenses and disbursements. Add lines 24 and 25 8,871,164 889,815 1,923,013 6,083,121
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,223,895
b Net investment income (if negative, enter -0-) 5,964,288
c Adjusted net income (if negative, enter -0-)... 4,328,260
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 8,875 9,875 9,875
2 Savings and temporary cash investments......... 2,725,928 2,167,284 2,167,284
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use.............. 225,719 215,149 215,149
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 90,945,843 92,976,928 97,350,391
14 Land, buildings, and equipment: basis bullet28,930,908
Less: accumulated depreciation (attach schedule) bullet17,528,922 11,697,162 Click to see attachment11,401,986 11,429,785
15 Other assets (describe bullet) Click to see attachment271,182 Click to see attachment327,863 Click to see attachment2,411,823
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 105,874,709 107,099,085 113,584,307
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment1,481 Click to see attachment1,962
23 Total liabilities (add lines 17 through 22)......... 1,481 1,962
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................. 105,873,228 107,097,123
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 105,873,228 107,097,123
31 Total liabilities and net assets/fund balances (see instructions). 105,874,709 107,099,085
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
105,873,228
2
Enter amount from Part I, line 27a .....................
2
1,223,895
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
107,097,123
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
107,097,123
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 1028.331 S&P(R) EQUAL WEIGHTED INDEX SL CTF P 2015-01-01 2018-01-22
b 25.372 S&P(R) EQUAL WEIGHTED INDEX SL CTF P 2015-01-01 2018-03-21
c 533.686 S&P(R) EQUAL WEIGHTED INDEX SL CTF P 2015-01-01 2018-05-14
d 26.038 S&P(R) EQUAL WEIGHTED INDEX SL CTF P 2015-01-01 2018-05-29
e 25.185 S&P(R) EQUAL WEIGHTED INDEX SL CTF P 2015-01-01 2018-08-14
2589.719 S&P(R) EQUAL WEIGHTED INDEX SL CTF P 2015-01-01 2018-09-20
27.011 S&P(R) EQUAL WEIGHTED INDEX SL CTF P 2015-01-01 2018-11-23
LONG TERM SALES P 2017-01-01 2018-12-31
ST FOREIGN CURRENCY CONTRACTS-SEE SCHED P 2018-01-01 2018-12-31
LT FOREIGN CURRENCY CONTRACTS-SEE SCHED P 2017-01-01 2018-12-31
OTHER CURRENCY GAINS/LOSSES P 2018-12-01 2018-12-31
DFA - ALLOCATED ST GAINS P 2018-01-01 2018-12-31
DFA - ALLOCATED LT GAINS P 2017-01-01 2018-12-31
WESTWOOD - ALLOCATED ST GAINS P 2018-01-01 2018-12-31
WESTWOOD - ALLOCATED LT GAINS P 2017-01-01 2018-12-31
VANGUARD - ALLOCATED ST GAIN P 2018-01-01 2018-12-31
VANGUARD - ALLOCATED LT GAIN P 2017-01-01 2018-12-31
STATE STREET S&P - ALLOCATED ST GAINS P 2018-01-01 2018-12-31
STATE STREET S&P - ALLOCATED LT GAINS P 2017-01-01 2018-12-31
2953.44 WESTWOOD INCOME OPPORTUNITY CTF P 2017-01-01 2018-12-19
659.69 WESTWOOD INCOME OPPORTUNITY CTF P 2017-01-01 2018-05-11
945.62 WESTWOOD INCOME OPPORTUNITY CTF P 2017-01-01 2018-09-19
TWEEDY FRAC SHARE P 2018-01-01 2018-12-31
TICKET/MEMBERSHIP SCANNER P 2007-02-14 2018-12-31
X-RAY FILM PROCESSOR P 2007-06-21 2018-12-31
JD GATOR - GROUNDS P 2008-03-27 2018-09-30
OPTICON WITH SOFTWARE P 2011-07-28 2018-12-31
RHINO HOUSE WATER HEATER P 2011-08-11 2018-12-31
KUBOTA CART REPLACEMENT P 2015-01-15 2018-09-30
KUBOTA CART P 2015-07-09 2018-09-30
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 100,000   91,809 8,191
b 2,369   2,265 104
c 50,000   47,647 2,353
d 2,419   2,325 94
e 2,450   2,249 201
260,000   231,209 28,791
2,471   2,412 59
17,384,919   16,129,636 1,255,283
4,346,308   4,354,361 -8,053
3,150,000   3,202,985 -52,985
2,537     -2,537
3,526     3,526
424,052     424,052
87,106     -87,106
1,731,237     1,731,237
19,023     19,023
288,596     288,596
6,381     6,381
291,966     291,966
502,164   564,954 -62,790
115,650   117,945 -2,295
170,000   174,839 -4,839
20     20
  6,613 6,613  
  5,251 5,251  
2,418 8,350 8,350 2,418
  2,067 2,067  
  4,139 4,139  
2,323 6,330 8,440 213
2,370 5,486 8,440 -584
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       8,191
b       104
c       2,353
d       94
e       201
      28,791
      59
      1,255,283
      -8,053
      -52,985
      -2,537
      3,526
      424,052
      -87,106
      1,731,237
      19,023
      288,596
      6,381
      291,966
      -62,790
      -2,295
      -4,839
      20
       
       
      2,418
       
       
      213
      -584
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 3,841,319
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 -68,746
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 7,171,015 105,792,894 0.06778
2016 10,516,392 100,967,107 0.10416
2015 7,153,101 108,504,048 0.06593
2014 5,814,198 111,829,499 0.05199
2013 5,384,309 103,742,909 0.05190
2
Total of line 1, column (d) .....................
2
0.341759
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.068352
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
108,055,970
5
Multiply line 4 by line 3......................
5
7,385,842
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
59,643
7
Add lines 5 and 6........................
7
7,445,485
8
Enter qualifying distributions from Part XII, line 4,.............
8
6,589,148
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 119,286
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 119,286
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 119,286
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 120,000
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 120,000
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 714
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet714 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
No
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletTX
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
    Yes
     
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletwww.caldwellzoo.org
    14
    The books are in care ofbulletOUIJAN VINSON Telephone no.bullet (903) 592-8191

    Located atbulletPO BOX 4280TYLERTX ZIP+4bullet75712
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
    No
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
    No
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    PS MCARTHUR BOARD MEMBER
    3.00     		13,333    
    2215 W MLK JR BLVD
    TYLER,TX75701
    EH CALDWELL EXEC DIRECTOR
    40.00     		189,000    
    2215 W MLK JR BLVD
    TYLER,TX75701
    HS MCARTHUR CHAIRMAN/CEO
    40.00     		210,000    
    2215 W MLK JR BLVD
    TYLER,TX75701
    PM LAKE BOARD MEMBER
    3.00     		20,000    
    2215 W MLK JR BLVD
    TYLER,TX75702
    CO BUFE BOARD MEMBER
    3.00     		20,000    
    2215 W MLK JR BLVD
    TYLER,TX75701
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    LS MADDOX ASST DIRECTOR
    40.00     		110,077 19,947  
    PO BOX 4785
    TYLER,TX75712
    O R VINSON CONTROLLER
    32.00     		90,000 11,123  
    PO BOX 4785
    TYLER,TX75712
    MD TUCKER DIR VISITOR SVC
    40.00     		75,356 10,549  
    PO BOX 4785
    TYLER,TX75712
    RD BOGGS GARAGE MANAGER
    40.00     		71,827 14,419  
    PO BOX 4785
    TYLER,TX75712
    M BOYD CONTROLLER
    40.00     		78,481 18,760  
    PO BOX 4785
    TYLER,TX75712
    Total number of other employees paid over $50,000...................bullet 9
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    BUCHANAN VETERINARY CONSULTING VETERINARY 169,101
    638 CR 3812
    TROUP,TX75789
    MILLIMAN INVESTMENT CONSULTNG 102,204
    10000 N CENTRAL EXPRESSWAYSTE 1500
    DALLAS,TX75231
    WESTWOOD TRUST INVESTMENT MGMT 85,703
    200 CRESCENT COURT SUITE 1200
    DALLAS,TX75201
    OAK LEAF MEDIA GROUP MARKETING 96,305
    119 UNIVERSITY PLACE
    TYLER,TX75702
    TWEEDY BROWNE CO LLC INVESTMENT MGMT 105,755
    ONE STATION PLACE
    STAMFORD,CT06902
    Total number of others receiving over $50,000 for professional services.............bullet2
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 THE CALDWELL FOUNDATION WAS FORMED TO SUPPORT CHARITABLE AND EDUCATIONAL PROGRAMS THROUGH MAINTAINING AND OPERATING THE CALDWELL ZOO AND OTHER EDUCATIONAL EXHIBITS. APPROXIMATELY 279,480 PEOPLE VISITED THE ZOO IN 2018. 6,584,498
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    105,889,835
    b
    Average of monthly cash balances.......................
    1b
    2,046,082
    c
    Fair market value of all other assets (see instructions)................
    1c
    1,765,575
    d
    Total (add lines 1a, b, and c).........................
    1d
    109,701,492
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    109,701,492
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    1,645,522
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    108,055,970
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    5,402,799
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
     
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
     
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
     
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
     
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
     
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
     
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    6,083,121
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    506,027
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    6,589,148
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    6,589,148
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7  
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2018:
    a From 2013......  
    b From 2014......  
    c From 2015......  
    d From 2016......  
    e From 2017......  
    fTotal of lines 3a through e........  
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$  
    a Applied to 2017, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2018 distributable amount.....  
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2018.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		 
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2014....  
    b Excess from 2015....  
    c Excess from 2016....  
    d Excess from 2017....  
    e Excess from 2018....  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
    1998-07-01
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
    4,328,260 4,400,388 3,250,562 3,632,034 15,611,244
    b 85% of line 2a ......... 3,679,021 3,740,330 2,762,978 3,087,229 13,269,558
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		6,589,148 7,221,753 10,554,268 7,217,407 31,582,576
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		4,650       4,650
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		6,584,498 7,221,753 10,554,268 7,217,407 31,577,926
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		3,601,866 3,526,430 3,365,570 3,616,801 14,110,667
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    CHEETAH CONSERVATION
    PO BOX 2496
    ALEXANDRIA,VA22301     		UNRELATED PC CONSERVATION 1,000
    INTERNATIONAL ELEPHANT FOUNDATION
    PO BOX 366
    AZLE,TX76098     		UNRELATED PC CONSERVATION 2,000
    INTERNATIONAL RHINO FOUNDATION
    201 MAIN ST SUITE 2600
    FT WORTH,TX76102     		UNRELATED PC CONSERVATION 1,000
    GIRAFFE CONSERVATION FOUNDATION
    PO BOX 24246
    CLEVELAND,OH44124     		UNRELATED PC CONSERVATION 650
    Total .................................bullet 3a 4,650
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    aADMISSION INCOME         2,253,188
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 9,601  
    4 Dividends and interest from securities....     14 2,307,705  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     15 695,478  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 3,839,272 2,047
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory     3 352,030 334,641
    11 Other revenue:
    aANIMAL SALES     		         
    bAVIARY SEED STICK INCOME         66,120
    cFISH FEEDER INCOME         16,751
    dGIRAFFE FEEDING INCOME         130,835
    eOTHER MISC. INCOME         84,924
    12 Subtotal. Add columns (b), (d), and (e)..   7,204,086 2,888,506
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    10,092,592
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    1A FEE FOR CALDWELL ZOO ADMISSION
    11A SALES OF ANIMALS TO OTHER ZOOS/NORMAL IN COURSE OF ZOO OPERATIONS
    11B SALES OF FEED FOR BIRDS TO ZOO VISITORS/NORMAL IN COURSE OF ZOO OPERATIONS
    11C SALES OF FEED FOR FISH AND ANIMALS TO ZOO VISITORS/NORMAL IN COURSE OF ZOO OPERATIONS
    11D SALES OF FEED FOR GIRAFFES TO ZOO VISITORS/NORMAL IN COURSE OF ZOO OPERATIONS
    11E MISC. INCOME FROM STROLLER RENTAL, EDUCATIONAL CLASSES AND OTHER INCOME RELATED TO ZOO
    8 GAIN(LOSS) ON DISPOSALS OF NON-INVENTORY ASSETS USED IN ZOO OPERATIONS
    10 THE ZOO OPERATES A GIFT SHOP IN ORDER TO MAKE AVAILABLE FOR PURCHASE ITEMS WHICH WILL ENHANCE ZOO VISITORS' KNOWLEDGE AND ENJOYMENT OF ANIMALS AND NATURE.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID: 18007218
    Software Version: 2018v3.1


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 AccountingFeesSchedule
    Name:
    THE CALDWELL FOUNDATION
    EIN:
    75-6004080
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING/AUDITING FEES 28,675 22,940 22,940 5,735

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2018 DepreciationSchedule
    Name:
    THE CALDWELL FOUNDATION
    EIN:
    75-6004080
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    AFRICAN THEME PHASE II 1992-07-01 3,128,721 2,407,544 SL 31.5000 98,342      
    MAINTENANCE BLDG 1992-10-31 225,480 177,416 SL 31.5000 7,794      
    PERIMETER FENCE 1993-04-30 33,796 25,646 SL 31.5000 1,073      
    MAINTENANCE GARAGE 1994-07-01 369,334 222,164 SL 39.0000 9,470      
    ADM OFFICE BLDG 1989-05-01 630,469 568,671 SL 28.9600 21,811      
    3037 W GENTRY 1993-07-31 59,309 54,884 SL 3.64 % 2,156      
    3043 W GENTRY 1993-07-31 58,479 54,125 SL 3.64 % 2,126      
    3025 W GENTRY 1994-07-01 19,138 16,327 SL 3.64 % 696      
    GENERAL BLDG & IMPROVEMEN 1997-07-01 11,500 7,483 SL 31.5000 365      
    RESTROOM - ZONE C 2001-10-01 321,865 174,343 SL 30.0000 10,729      
    FLAMINGO HOLDING 2002-04-01 322,837 168,593 SL 30.0000 10,762      
    MAMMAL HOLDING 2002-04-01 201,184 105,063 SL 30.0000 6,706      
    HORTICULTURE BLDG 2002-04-01 325,356 169,908 SL 30.0000 10,845      
    ZONE A - ANIMAL HEALTH 2002-06-01 647,002 334,880 SL 30.0000 22,032      
    BUS PARKING FENCING 2003-06-15 4,818 4,684 SL 15.0000 134      
    MAIN ENTRY - RESTROOM 2003-10-31 110,000 51,944 SL 30.0000 3,667      
    MAIN ENTRY - VISITOR SVCS 2003-10-31 207,561 98,016 SL 30.0000 6,919      
    GIFT SHOP #2 2003-10-31 163,541 76,232 SL 30.0000 5,514      
    WATERFOWL BREEDING LINE 2008-05-01 11,232 10,764 SL 10.0000 468      
    ANIMAL HOLDING/QUARANTINE 2008-12-31 187,821 56,346 SL 31.5000 6,261      
    TEXAS REPTILE ROOF 2009-03-06 21,725 19,009 SL 10.0000 2,172      
    PRAIRIE CHICKEN EXHIBIT 2009-04-16 2,540 2,202 SL 10.0000 254      
    TX HOOFSTOCK BARN-OUTDR 2010-05-06 6,344 4,811 SL 10.0000 635      
    TEXAS TANK - FILTER SYSTE 2011-06-02 4,135 3,840 SL 7.0000 295      
    ALLIGATOR POND REPAIR 2011-05-01 38,283 25,203 SL 10.0000 3,828      
    SOUTH AMERICA SEWER LINE 2011-06-01 1,852 1,204 SL 10.0000 185      
    BEAR EXHIBIT 2011-06-01 165,600 94,902 SL 10.0000 3,822      
    TORTOISE HOLDING 2011-07-01 6,051 3,883 SL 10.0000 606      
    CAT HOLDING - HEAT & A/C 2012-02-08 22,930 19,108 SL 7.0000 3,276      
    TX HOOFSTOCK WELL PUMP 2012-03-08 2,000 1,643 SL 7.0000 286      
    ENTRY RESTROOM A/C 2012-03-22 12,295 10,099 SL 7.0000 1,756      
    CONC #3 A/C UNIT (12 TON) 2012-09-06 16,952 12,916 SL 7.0000 2,422      
    ZOO ADMIN A/C CONTROLS 2012-10-04 24,070 18,339 SL 7.0000 3,439      
    CAT HOLDING ROOF 2012-02-08 20,812 12,140 SL 10.0000 2,081      
    TIGER EXHIBIT RENO 2012-03-15 40,478 23,275 SL 10.0000 4,048      
    TX RESTROOM MODIFICATIONS 2012-04-19 6,915 3,919 SL 10.0000 692      
    SO AMERICA BEAUTIFICATION 2012-04-26 52,731 29,881 SL 10.0000 5,273      
    OVERLOOK TRELLIS 2012-05-03 20,339 11,356 SL 10.0000 2,034      
    CULVERT UNDER SVC RD REPA 2012-05-31 7,485 4,179 SL 10.0000 748      
    COPIER 2013-01-23 12,020 11,820 SL 5.0000 200      
    TRACTOR 2013-02-21 38,175 18,451 SL 10.0000 3,818      
    TEXAS REPTILE AIR PUMP 2013-06-13 5,467 3,515 SL 7.0000 781      
    KUBOTA CART - GARAGE 2013-06-20 12,200 10,980 SL 5.0000 1,220      
    COMMISSARY REFRIGERATION 2013-09-19 29,679 18,019 SL 7.0000 4,240      
    ICE MACHINE - BLDG MAINT 2013-10-17 2,690 1,601 SL 7.0000 384      
    BEAR EXHIBIT FAN 2013-12-31 2,600 1,486 SL 7.0000 371      
    CRANE HLDG BARN & PENS 2013-06-27 14,504 6,527 SL 10.0000 1,450      
    PRAIRIE CHICKEN PEN EXT 2013-11-14 3,494 1,427 SL 10.0000 349      
    EMER BACKUP HYDRAULIC PUM 2014-02-13 6,062 3,320 SL 7.0000 866      
    PURCH BLDG A/C UNIT REPLA 2014-05-08 4,975 2,547 SL 7.0000 711      
    CONC#2 ICE MACHINE REPLAC 2014-05-15 5,276 2,701 SL 7.0000 754      
    FLAMINGO OZONE SYSTEM 2014-05-15 15,123 7,741 SL 7.0000 2,160      
    LEMUR OZONE SYSTEM 2014-05-15 21,200 10,852 SL 7.0000 3,029      
    CONC #3 ICE MACHINE 2014-09-18 8,040 3,733 SL 7.0000 1,149      
    AT&T PHONE SYSTEM 2014-10-02 27,991 17,727 SL 5.0000 5,598      
    BONGO WATERFALL PUMP 2014-10-30 2,950 1,335 SL 7.0000 421      
    GALAXY SERVER REPLACEMENT 2014-12-30 14,754 11,066 SL 4.0000 3,689      
    CAT HOUSE - CAGING 2014-06-30 5,301 1,855 SL 10.0000 530      
    OTTER HOUSE ROOF REPLACEM 2014-12-18 3,200 960 SL 10.0000 320      
    UPPER PARKING LOT LANDSCA 2014-12-18 6,557 3,934 SL 5.0000 1,311      
    KUBOTA CART REPLACEMENT 2015-01-15 8,440 4,923 SL 5.0000 1,407      
    CONC MAKE TABLE 2015-02-26 2,524 1,022 SL 7.0000 361      
    AFRICAN REPTILE AC UNIT 2015-04-30 5,990 2,282 SL 7.0000 856      
    KUBOTA CART 2015-07-09 8,440 4,079 SL 5.0000 1,407      
    FLAMINGO MOAT CLA-VALVE 2015-09-03 2,824 908 SL 7.0000 403      
    FLAMINGO FILTRATION SYSTE 2015-09-03 3,500 1,125 SL 7.0000 500      
    VIS SCVS KAWASAKI CART 2015-09-03 10,400 4,680 SL 5.0000 2,080      
    GALAXY POS SOFTWARE UPGRA 2015-11-19 8,716 4,540 SL 4.0000 2,179      
    HOLT TEXAS - SKID STEER 2015-12-03 32,737 6,547 SL 10.0000 3,274      
    2015 GMC SIERRA 2500 2015-11-19 35,254 14,689 SL 5.0000 7,051      
    ROOF REPLACEMENT 2015-03-19 21,130 5,811 SL 10.0000 2,113      
    WATER UTILITY IMPROVEMENT 2015-09-01 245,921 39,800 SL 10.0000 9,060      
    MADDOX A/C-ANIMAL SVCS BL 2016-02-18 23,500 6,155 SL 7.0000 3,357      
    MADDOX A/C-GS 1-AC EVAPOR 2016-05-19 9,986 2,259 SL 7.0000 1,427      
    MADDOX A/C-PURCHASING A/C 2016-12-08 6,980 997 SL 7.0000 997      
    COPIER - ZOO ADMIN 2016-12-29 7,738 1,548 SL 5.0000 1,548      
    2016 GMC 2500HD 2016-12-30 36,307 7,261 SL 5.0000 7,261      
    AFRICAN REPTILE FLOORING 2016-03-31 8,859 1,550 SL 10.0000 886      
    PORTABLE CONCESSION BLDG 2016-04-30 44,327 7,757 SL 10.0000 4,433      
    A/C REPLACEMENT - 3025 W. 2016-08-31 4,637 883 SL 7.0000 662      
    INTERCOM 2016-06-23 2,700 810 SL 5.0000 540      
    SAGE 100 UPGRADE 2016-07-31 5,345 2,524 SL 3.0000 1,782      
    UZURI IMPROVEMENTS 2017-01-31 29,244 2,681 SL 10.0000 2,924      
    EDUCATION HUTS ROOF THATC 2017-01-31 14,080 4,302 SL 3.0000 4,694      
    CONC #2 POS - ALOHA 2017-02-09 4,658 970 SL 4.0000 1,165      
    PENQUIN OZONE GENERATOR 2017-05-11 5,347 446 SL 7.0000 763      
    CHAKULA CAFE - COMP, SOFT 2017-04-06 40,572 6,762 SL 4.0000 10,143      
    CHAKULA CAFE - FURN & EQ 2017-04-06 263,363 25,082 SL 7.0000 37,623      
    2017 CHEV CITY EXPRESS 2017-10-24 22,154 738 SL 5.0000 4,431      
    2017 CHEV COLORADO 2017-10-24 24,496 817 SL 5.0000 4,899      
    2017 CHEV SILVERADO 1500 2017-10-24 28,007 934 SL 5.0000 5,601      
    GARAGE - FIRE ALARM INSTA 2017-04-06 7,781 519 SL 10.0000 778      
    OVERLOOK PROJECT 2017-05-04 168,077 11,205 SL 10.0000 16,808      
    OVERLOOK RESTROOM 2017-04-06 363,962 8,088 SL 30.0000 12,132      
    OVERLOOK PROJECT 2017-05-04 3,351,056 89,362 SL 25.0000 134,042      
    OVERLOOK PROJECT 2017-05-11 142,667 19,022 SL 5.0000 28,533      
    GIRAFFE FEEDING STATION 2017-05-18 376,204 10,032 SL 25.0000 15,048      
    ELEPHANT EXHIBIT RENOVATI 2017-05-04 991,448 26,439 SL 25.0000 39,658      
    CHAKULA CAFE BLDG 2017-05-04 1,301,144 28,914 SL 30.0000 43,371      
    RUDD - FIRE ALARM UPGRADE 2017-05-11 13,843 808 SL 10.0000 1,384      
    COLOBUS MONKEY HOUSE 2017-09-06 5,723 143 SL 10.0000 572      
    INTERIOR PERIMETER FENCE 2017-10-12 64,318 715 SL 15.0000 4,288      
    WEBSTORE 2018-03-08 11,500   SL 4.0000 2,156      
    HEATER A/C UNITS 2017-12-31 17,925   SL 7.0000 2,561      
    CREDIT CARD READERS (13) 2018-03-14 10,198   SL 4.0000 2,125      
    DIGITAL RADIOGRAPH EQUIP 2018-03-14 92,192   SL 7.0000 10,975      
    RHINO HOUSE WATER HEATER 2018-06-07 5,045   SL 7.0000 360      
    LION HOUSE A/C UNIT REPLA 2018-08-09 5,750   SL 7.0000 274      
    C&K SYSTEMS - 3 OPTICONS 2018-08-16 5,196   SL 4.0000 433      
    2019 KAWASAKI MULE BIRD39 2018-09-27 7,800   SL 3.0000 650      
    2019 KAWASAKI MULE MAM40 2018-09-27 7,800   SL 3.0000 650      
    2018 KUBOTA RTV-X900G-H 2018-10-18 12,228   SL 5.0000 408      
    CORE LICENSE VS SQL SERVE 2018-10-31 8,400   SL 4.0000 350      
    ELEPHANT HOUSE IMPROV 2018-02-08 263,761   SL 10.0000 21,980      
    UPPER PAR UMBRELLA THATCH 2018-09-18 17,691   SL 10.0000 442      
    CAGE FRONTS LION HOUSE 2018-10-31 5,795   SL 10.0000 97      
    7 CONTROLS FOR A/C HEAT 2018-01-01 27,800   SL 7.0000 3,971      
    SERVER 2018-06-30 5,961   SL 4.0000 745      

    TY 2018 LandEtcSchedule2
    Name:
    THE CALDWELL FOUNDATION
    EIN:
    75-6004080
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    Auto./Transportation Equip. 254,158 161,624 92,534 92,534
    Furniture and Fixtures 1,586,565 1,036,542 550,023 577,822
    Buildings 25,340,236 16,330,756 9,009,480 9,009,480
    Land 1,749,949   1,749,949 1,749,949


    TY 2018 LegalFeesSchedule
    Name:
    THE CALDWELL FOUNDATION
    EIN:
    75-6004080
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL 31,832 24,269 24,269 7,563


    TY 2018 OtherAssetsSchedule
    Name:
    THE CALDWELL FOUNDATION
    EIN:
    75-6004080
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    CONSTRUCTION IN PROGRESS 251,182 306,768 306,768
    EXPENSES TO BE REIMBURSED   1,095 1,095
    Net Intangible Assets 20,000 20,000 2,103,960


    TY 2018 OtherExpensesSchedule
    Name:
    THE CALDWELL FOUNDATION
    EIN:
    75-6004080
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ANIMAL EXPENSE 672,151     672,151
    COMMUNICATIONS 39,664 6,454 6,454 33,210
    CONTRACT LABOR 132,818     132,818
    MAINTENANCE & REPAIR 296,582 9,350 9,350 287,232
    OTHER EMPLOYEE EXPENSES 79,729 15,949 15,949 63,780
    OTHER EXPENSES 253,994 10,583 10,583 243,411
    SUPPLIES 165,234 5,898 5,898 159,336
    VEHICLE EXPENSE 49,983     49,983
    X-EXPENSES ALLOC TO CHARITABLE INCOME     1,033,198 -1,033,198


    TY 2018 OtherIncomeSchedule2
    Name:
    THE CALDWELL FOUNDATION
    EIN:
    75-6004080
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    ADMISSION INCOME 2,253,188   2,253,188
    AVIARY SEED STICK INCOME 66,120   66,120
    FISH FEEDER INCOME 16,751   16,751
    GIRAFFE FEEDING INCOME 130,835   130,835
    Other Investment Income 695,478 695,478 695,478
    OTHER MISC. INCOME 84,924   84,924


    TY 2018 OtherLiabilitiesSchedule
    Name:
    THE CALDWELL FOUNDATION
    EIN:
    75-6004080
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Description Beginning of Year - Book Value End of Year - Book Value
    SALES TAX PAYABLE 1,481 1,887
    HOUSING DEPOSIT   75


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    THE CALDWELL FOUNDATION
    EIN:
    75-6004080
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CONSULTING FEES 292,961 150,937 150,937 142,024
    INVESTMENT MGMT FEES 206,780 206,780 206,780 0


    TY 2018 SalesOfInventoryList 
    Name:
    THE CALDWELL FOUNDATION
    EIN:
    75-6004080
    Software ID:
    18007218
    Software Version:
    2018v3.1

    Category Gross Sales Cost of Goods Sold Net (Gross Sales Minus
    Cost of Goods Sold)
    GIFT SHOP SALES 626,829 292,188 334,641
    CONCESSION SALES 504,731 152,701 352,030

    TY 2018 TaxesSchedule
    Name:
    THE CALDWELL FOUNDATION
    EIN:
    75-6004080
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    AD VALOREM TAXES 38,492 38,492 38,492  
    EXCISE TAX 120,920